Beruflich Dokumente
Kultur Dokumente
for
LOT 2: ENGINEER, PROCURE AND CONSTRUCT (EPC)
70MW OLKARIA 1 ADDITIONAL UNIT 6 GEOTHERMAL
POWER PLANT PROJECT:
TENDER REF: KGN-BDD-05-2016
Employer:
KENYA ELECTRICITY GENERATING COMPANY LIMITED
(KenGen)
Country:
KENYA
Project:
March, 2016
Table of Contents
1. The Kenya Electricity Generating Company Ltd. (KenGen) and The Government of Kenya
has received a Loan from Japan International Cooperation Agency and European
Investment Bank (EIB) respectively and has further applied for additional funding
from EIB towards the cost of the 70MW Olkaria 1 Unit 6 Geothermal Project. It is intended
that part of the proceeds of this loans will be applied to eligible payments under the contract
resulting from the bidding for which this prequalification is conducted.
5. Interested eligible Applicants may obtain further information from and inspect the
Prequalification Documents at the office of Su ppl y C h ai n Di r ect or , K e n Gen,
G r o un d Fl o or , St i ma P l a za Pha se II I, K ol ob ot R oa d, P ar kl a nd s from 8.00 am
to 4.30 pm.
Bidders must submit Original, Four (4) copies and 1 (One )Read- Only CD of the bid documents
1
PART 1 Prequalification Procedures
2
Section I Instructions to the Applicants
The use of the Standard Instructions to Applicants set forth in Section I of these Standard
Prequalification Documents (version 1.1) published by JICA in October, 2012 (hereafter referred
to as Standard ITA), in all Prequalification Documents for the prequalification process of
contracts financed by Japanese ODA Loans is required, and they shall be used without
modification.
1
Section I Instructions to the Applicants ITA - 1
Table of Clauses
A. General ..............................................................................................................................2
1. Scope of Application.......................................................................................................... 2
2. Source of Funds................................................................................................................. 2
3. Corrupt and Fraudulent Practices...................................................................................... 2
4. Eligible Applicants ............................................................................................................ 3
D. Submission of Applications............................................................................................ 7
1
ITA - 2 Section I Instructions to the Applicants
A. General
1 Scope of Application
1.1 In connection with the Invitation for Prequalification specified in Section II,
Prequalification Data Sheet (PDS), the Employer, as specified in the PDS, issues these
Prequalification Documents (Prequalification Documents) for prequalification to bid for
the Works described in Section VI, Scope of Works. In case the Works are to be bid as
individual contracts (i.e. the slice and package procedure), these are specified in the PDS
2 Source of Funds
2.1 The Borrower specified in the PDS has received or has applied for a Japanese ODA Loan
from Japan International Cooperation Agency (hereinafter referred to as JICA), with the
number, in the amount, and on the signed date of the Loan Agreement specified in the PDS
and European Investment Bank (EIB) towards the cost of the project named in the PDS.
The Borrower intends to apply a portion of the proceeds of the loan to payments under the
contract resulting from the bidding for which this prequalification is conducted.
2.2 Disbursement of a Japanese ODA Loan by JICA will be subject, in all respects, to the terms
and conditions of the Loan Agreement, including the disbursement procedures and the
applicable Guidelines for Procurement under Japanese ODA Loans specified in the PDS. No
party other than the Borrower shall derive any rights from the Loan Agreement or have any
claim to loan proceeds.
2.3 The above Loan Agreement will cover only part of the project cost. As for the remaining
portion, the Borrower will take appropriate measures for finance.
3.1 In this ITA 3.1, Bidder and Contractors are used as synonyms of Applicants.
It is JICAs policy to require that Bidders and Contractors, as well as Borrowers, under contracts
funded with Japanese ODA Loans and other Japanese ODA, observe the highest standard of ethics
during the procurement and execution of such contracts. In pursuance of this policy, JICA:
(a) will reject a proposal for award if it determines that the Bidder recommended for award has
engaged in corrupt or fraudulent practices in competing for the contract in question;
(c) Will recognize a Contractor as ineligible to be awarded a contract funded with Japanese
2
Section I Instructions to the Applicants ITA - 3
ODA Loans if the Contractor or subcontractor, who has a direct contract with the
Contractor, is debarred under the cross debarment decisions by the Multilateral Development
Banks. Such period of ineligibility shall not exceed three (3) years from (and including) the
date on which the cross debarment is imposed.
4 Eligible Applicants
4.1 For the purpose of applying the eligibility criteria listed in this ITA 4, references to the
Applicant include all entities involved or intended to be involved with the proposed Works
(including all partners and any of their affiliates that directly or indirectly control, or are
controlled by or are under common control with the firm), specialist subcontractors,
consultants, manufacturers or suppliers (as mentioned in Form ELI-1.2 Applicants Party
Information Form), and the personnel of each, for any part of the contract including related
services.
4.2 An Applicant may be a firm that is a single entity or any combination of such entities in the
form of joint venture (JV) under an existing agreement or with the intent to enter into such an
agreement supported by a letter of intent. In the case of a JV, all members shall be jointly and
severally liable for the execution of the Contract in accordance with the Contract terms. The
JV shall nominate an authorized representative who shall have the authority to conduct all
3
ITA - 4 Section I Instructions to the Applicants
business for and on behalf of any and all the members of the JV during the prequalification
process, bidding (in the event the JV submits a Bid) and during contract execution (in the
event the JV is awarded the Contract).
4.3 An Applicant and all members constituting the Applicant shall be from any of the eligible
source countries as indicated in Section V, Eligible Source Countries of Japanese ODA
Loans.
4.4 An Applicant shall not have a conflict of interest. An Applicant shall not be employed under
any of the circumstances set forth below, where it is determined to have a conflict of interest
throughout the bidding/selection process and/or the execution of the contract unless the
conflict has been resolved in a manner acceptable to JICA.
(a) A firm shall be disqualified from providing goods or non-consulting services resulting from
or directly related to consulting services for the preparation or implementation of a project
that it provided or were provided by any affiliate that directly or indirectly controls, is
controlled by, or is under common control with that firm. This provision does not apply to
the various firms (consultants, contractors, or suppliers) only due to the reason that those
firms together are performing the Contractors obligations under a turnkey or design and
build contract.
(b) A firm that has a close business relationship with the Borrowers professional personnel, who
are directly or indirectly involved in any part of: (i) the preparation of the Prequalification
and Bidding Documents for the contract, (ii) the Prequalification and Bid evaluation, or (iii)
the supervision of such contract, shall be disqualified.
4.5 A firm and any of its affiliates (that directly or indirectly control, are controlled by or are
under common control with that firm) may submit their applications for prequalification
either individually, as joint venture or as a subcontractor among them for the same contract.
However, if prequalified, based on the One Bid Per Bidder principle, which is to ensure
fair competition, only one prequalified applicant will be allowed to bid for the same contract.
All Bids submitted in violation of this procedure will be rejected. A firm (including its
affiliate), if acting in the capacity of a subcontractor in one Bid, may participate in other
Bids, only in that capacity.
4.6 A firm having any other form of conflict of interest other than ITA 4.4 and ITA 4.5 shall be
disqualified.
4.7 An Applicant that has been determined to be ineligible by JICA in accordance with ITA 3,
shall not be eligible to be awarded a contract.
4.8 Applicants shall provide such evidence of their continued eligibility satisfactory to the
Employer, as the Employer shall reasonably request.
4
Section I Instructions to the Applicants ITA - 5
5.1 These Prequalification Documents consist of Parts 1 and 2 which include all the Sections
specified below, and which should be read in conjunction with any addendum (Addendum)
issued in accordance with ITA 7.
5.2 The Invitation for Prequalification issued by the Employer is not part of the Prequalification
Documents.
5.3 Unless obtained directly from the Employer, the Employer accepts no responsibility for the
completeness of the document, responses to requests for clarification, the minutes of the pre-
Application meeting (if any), or Addendum to the Prequalification Documents in accordance
with ITA 7. In case of any discrepancies, documents issued directly by the Employer shall
prevail.
5.4 The Applicant is expected to examine all instructions, forms, and terms in the
Prequalification Documents and to furnish with its Application all information or
documentation as is required by the Prequalification Documents.
5.5 General information on the climate, hydrology, topography, access to site, transportation and
communications facilities, medical facilities, project layout, expected construction period,
and other services and facilities to be provided by the Employer is furnished in Section VI,
Scope of Works.
5
ITA - 6 Section I Instructions to the Applicants
6.2 If so indicated in the PDS, the prospective Applicants designated representative is invited
at the Applicants cost to attend a pre-Application meeting at the place, date and time
mentioned in the PDS. During this pre-Application meeting, prospective Applicants may
request clarification of the project requirement, the criteria for qualifications or any other
aspects of the Prequalification Documents.
6.3 Minutes of the pre-Application meeting, if applicable, including the text of the questions
asked by Applicants, including those during the meeting (without identifying the source) and
the responses given, together with any responses prepared after the meeting will be
transmitted promptly to all prospective Applicants who have obtained the Prequalification
Documents. Any modification to the Prequalification Documents that may become necessary
as a result of the pre-Application meeting shall be made by the Employer exclusively through
the use of an Addendum pursuant to ITA 7. Non-attendance at the pre-Application meeting
will not be a cause for disqualification of an Applicant.
7.2 Any Addendum issued shall be part of the Prequalification Documents and shall be
communicated in writing to all who have obtained the Prequalification Documents from the
Employer. If so specified in the PDS, the Employer shall promptly publish the Addendum at
the Employers web page identified in the PDS.
7.3 To give prospective Applicants reasonable time to take an Addendum into account in
preparing their Applications, the Employer may, at its discretion, extend the deadline for the
submission of Applications in accordance with ITA 16.2.
C Preparation of Applications
8. Cost of Applications
8.1 The Applicant shall bear all costs associated with the preparation and submission of
its Application. The Employer shall in no case be responsible or liable for those
costs, regardless of the conduct or outcome of the prequalification process.
9. Language of Application
9.1 The Application as well as all correspondence and documents relating to the prequalification
exchanged by the Applicant and the Employer, shall be written in the language specified in
the PDS. Supporting documents and printed literature that are part of the Application may be
6
Section I Instructions to the Applicants ITA - 7
in another language, provided they are accompanied by an accurate translation of the relevant
passages in the language specified in the PDS, in which case, for purposes of interpretation
of the Application, the translation shall govern.
11.1 The Applicant shall complete an Application Submission Form as provided in Section IV,
Application Forms. This Form must be completed without any alteration to its format.
12.1 To establish its eligibility in accordance with ITA 4, the Applicant shall complete the
eligibility declarations in the Application Submission Form and Forms ELI 1.1 and 1.2,
included in Section IV, Application Forms.
13.2 Wherever an Application Form requires an Applicant to state a monetary amount, the
Applicant should indicate the USD equivalent using the rate of exchange determined as
follows:
For construction turnover or financial data required for each year - Exchange rate prevailing
on the last day of the respective calendar year.
Value of single contract - Exchange rate prevailing on the date of the contract.
Exchange rates shall be taken from the publicly available source identified in the PDS or, in
case such rates are not available in the source identified above, any other publicly available
source acceptable to the Employer. Any error in determining the exchange rates in the
7
ITA - 8 Section I Instructions to the Applicants
14.2 The Applicant shall submit copies of the signed original Application, in the number
specified in the PDS, and clearly mark them COPY. In the event of any discrepancy
between the original and the copies, the original shall prevail.
D. Submission of Applications
15.2 The Employer will accept no responsibility for not processing any envelope that was not
identified as required in ITA 15.1 above.
16.1 Applicants may either submit their Applications by mail or by hand. Applications shall be
received by the Employer at the address and no later than the deadline specified in the
PDS.
16.2 The Employer may, at its discretion, extend the deadline for the submission of Applications
by amending the Prequalification Documents in accordance with ITA 7, in which case all
rights and obligations of the Employer and the Applicants subject to the previous deadline
shall thereafter be subject to the deadline as extended.
8
Section I Instructions to the Applicants ITA - 9
18.1 The Employer shall open all Applications at the date, time and place specified in the PDS.
18.2 The Employer shall prepare a record of the opening of Applications to include, as a
minimum, the name of the Applicants. A copy of the record shall be distributed to all
Applicants.
19. Confidentiality
19.1 Information relating to the Applications, their evaluation and result shall not be disclosed to
Applicants or any other persons not officially concerned with the prequalification process
until the notification of prequalification results is made to all Applicants in accordance with
ITA 26.
19.2 From the deadline for submission of Applications to the time of notification of the results of
the prequalification in accordance with ITA 26, any Applicant that wishes to contact the
Employer on any matter related to the prequalification process (except as specified in ITA
19.1 above), may do so only in writing.
20.1 To assist in the evaluation of Applications, the Employer may, at its discretion, ask an
Applicant for a clarification (including missing documents) of its Application, to be
submitted within a stated reasonable period of time. Any request for clarification from the
Employer and all clarifications from the Applicant shall be in writing.
20.2 If an Applicant does not provide clarifications of the information requested by the date and
time set in the Employers request for clarification, its Application shall be evaluated based
on the information and documents available at the time of evaluation of the Application.
21.1 The Employer may reject any Application which is not responsive to the requirements of the
Prequalification Documents. In case the information furnished by the Applicant is
incomplete or otherwise requires clarification as per ITA 20.1, and the Applicant fails to
provide satisfactory clarification and/or missing information, it may result in disqualification
of the Applicant.
22. Subcontractors
22.1 Applicants planning to subcontract any of the key activities indicated in Section III,
Qualification Criteria and Requirements, shall specify the activity (ies) or parts of the Works
to be subcontracted in the Application Submission Form. Applicants shall clearly identify the
9
ITA - 10 Section I Instructions to the Applicants
proposed specialist subcontractor(s) in Forms ELI-1.2 and EXP -4.2(b) in Section IV,
Application Forms. Such proposed specialist subcontractor(s) shall meet the corresponding
qualification requirements specified in Section III, Qualification Criteria and Requirements.
22.2 At this time, the Employer does not intend to execute certain specific parts of the Works by
subcontractors selected in advance by the Employer (Nominated Subcontractors) unless
otherwise stated in the PDS
10
Section I Instructions to the Applicants ITA - 11
23.1 The Employer shall use the factors, methods, criteria, and requirements defined in Section
III, Qualification Criteria and Requirements to evaluate the qualifications of the Applicants,
and no other methods, criteria, or requirements shall be used. The Employer reserves the
right to waive minor deviations in the qualification criteria if they do not materially affect the
technical capability and financial resources of an Applicant to perform the contract.
23.2 Only the qualifications of subcontractors that have been identified in the Application may
be considered in the evaluation of an Applicant. However, the general experience and
financial resources of subcontractors may not be added to those of the Applicant for
purposes of prequalification of the Applicant.
23.3 Unless otherwise specified in the PDS, this prequalification shall be for a single contract.
23.4 Only the qualifications of the Applicant shall be considered. In particular, the
qualifications of a parent or other affiliated company that is not party to the Applicant
under a JV in accordance with ITA 4.2 shall not be considered.
23.5 In case of multiple contracts, Applicants should indicate in their Applications the
individual contract or combination of contracts in which they are interested. The
Employer shall prequalify each Applicant for the maximum combination of contracts for
which the Applicant has thereby indicated its interest and for which the Applicant meets
the aggregate requirements or any other reasonable requirements set forth by the
Employer. The Qualification Criteria and Requirements are mentioned in Section III.
26.1 The Employer shall notify all Applicants in writing of the names of those Applicants who
11
ITA - 12 Section I Instructions to the Applicants
have been prequalified. In addition, those Applicants who has been disqualified will be
informed separately.
26.2 Applicants that have not been prequalified may write to the Employer to request, in writing,
or in a meeting, the grounds on which they were disqualified.
27.2 Bidders may be required to provide a Bid Security acceptable to the Employer in the form
and an amount to be specified in the Bidding Documents, and the successful Bidder shall be
required to provide a Performance Security to be specified in the Bidding Documents.
27.3 The Bidding Documents will be prepared in accordance with the applicable Standard
Bidding Documents of JICA specified in the PDS.
Any such changes should be submitted to the Employer not later than fourteen (14) days
after the date of the Invitation for Bids.
12
Section II. Prequalification Data Sheet PDS-1
A. General
ITA 1.1 The number of the Invitation for Prequalification is: KGN-BDD-05-2016
ITA 1.1 The Employer is: Kenya Electricity Generating Company Ltd (KenGen).
ITA 1.1 The name, identification, and number of the lot(s) (contract(s)) are: Lot 2:
Engineer, Procure and Construct (EPC) 70MW OLKARIA 1
ADDITIONAL UNIT 6 Geothermal Power Plant
ITA 2.1 The name of the Borrower is: The Kenya Electricity Generating Company Limited
(JICA ODA Loan) and The Government of the Republic of Kenya (EIB Loans)
ITA 2.1 The numbers of the Loan Agreements are: [JICA KE-P26, EIB FI No.
25.944/KE Serapis No. 2009-0674 and and EIB FI No. 85030 Serapis No. 2015-
0459]
The amount of Japanese ODA Loan is: [Balance of Funds from
JPY29,516,000,000]
The amount of EIB Finance Contract is: [Balance of Funds from
EUR119,000,000 and New Credit of EUR 72,000,000]
The signed date of the Loan Agreement is: [JICA ODA Loan 31st March 2010,
EIB 15th December 2010 and for the New Credit as shall be determined
ITA 2.1 The name of the Project is: 70 MW OLKARIA 1 ADDITIONAL UNIT 6
GEOTHERMAL POWER DEVELOPMENT PROJECT
ITA 2.2 The Applicable European Investment Bank (EIB) Guide to Procurement those
published June 2011.
The applicable Guidelines for Procurement under Japanese ODA Loans are
those published in April 2012.
ITA 3.1 (c) A list of debarred firms and individuals is available at the World Banks
website: www.worldbank.org/debarr
Add:
The EIB is committed to ensuring that its loans are used for the purposes intended
and its operations are free from prohibited conduct (including but not limited to,
fraud, corruption, collusion, coercion and obstruction, and money laundering and
terrorist financing). It requires any tenderer for works, goods or services, as a
condition of admission to eligibility, to execute and attach to its tender a Covenant
of Integrity in the form indicated COI.
Section II. Prequalification Data Sheet PDS-3
pyego@kengen.co.ke
Cc tenders@kengen.co.ke
imaina@kengen.co.ke,
ITA 6.1 & 7.2 Responses to any request for clarification, if any, will be published on the
Employers web page: www@KenGen.co.ke
C. Preparation of Applications
ITA 9.1 The language of the Application as well as of all correspondence is: English.
ITA 10.1 (e) The Applicant shall submit with its Application, the following additional
documents: NIL
ITA 13.2 The source for determining exchange rates is Central Bank of Kenya
ITA 14.2 In addition to the original, the number of copies to be submitted with the
Application is: Four copies (4) and one (1) CD-ROM.
D. Submission of Applications
ITA 16.1 The deadline for Application submission is:
Date: April 22nd, 2016
Time: 14:00 Hours EAT
ITA 27.3
The Bidding Documents will be prepared in accordance with the Standard
Bidding Documents for the Procurement of Plant Design, Supply and Installation
February 2013, published by JICA,
Section III. Qualification Criteria and Requirements
Table of Contents
1. Eligibility .................................................................................................................................... 2
4. Experience................................................................................................................................... 4
QCR-2 Section III. Qualification Criteria and Requirements
1. Eligibility
1.1 Nationality Nationality in accordance with ITA Must meet N/A Must meet N/A Forms ELI 1.1 and
Sub-Clause 4.3 requirement requirement 1.2, with attachments
1.2 Conflict of No conflicts of interest in ITA Sub- Must meet N/A Must meet N/A Application
Interest Clauses 4.4, 4.5 and 4.6 requirement requirement Submission Form
1.3 JICA and EIB Not having been declared ineligible Must meet N/A Must meet N/A Application
Ineligibility by JICA and EIB, as described in ITA requirement requirement Submission Form
Sub-Clause 4.7 Form ACK and Form
COI
2.2 Pending All pending litigation shall in total not Must meet N/A Must meet N/A Form CON 2
Litigation represent more than 50% of the requirement(ii) requirement(ii)
Applicants net worth
2
Section III. Qualification Criteria and Requirements QCR-3
(ii) This requirement also applies to contracts executed by the Applicant as a JV member.
(iii) The Applicant shall provide accurate information on the related Application Form about any litigation or arbitration resulting from contracts completed or
ongoing under its execution over the last five (5) years. A consistent history of awards against the Applicant or any member of a joint venture may result
in failure of the Application.
3. Financial Situation
3.1 Financial The audited balance sheets or, if not Must meet N/A Must meet N/A Form FIN 3.1 with
Performance required by the laws of the requirement requirement attachments
Applicants country, other financial
statements acceptable to the
Employer, for the last 5 (five) years
shall be submitted and must
demonstrate the current soundness
of the Applicants financial position
and indicate its prospective long-
term profitability.
3
QCR-4 Section III. Qualification Criteria and Requirements
3.2 Average Annual Minimum average annual Must meet Must meet Must meet 30 Must meet 50 Form FIN 3.2
Construction construction turnover of USD requirement requirement % of the % of the
Turnover 150Millions US$ Contract amount requirement requirement
calculated as total certified payments
received for contracts in progress
and/ or completed, within the last 5
[five] years, divided by 5 [five] years.
4. Experience
4.1 General Experience under construction Must meet N/A Must meet N/A Form EXP 4.1
Construction contracts in the role of prime requirement requirement
Experience contractor (single entity or JV
member), subcontractor, or
management contractor (i) for at
least 10 (Ten) years, starting 1st
January 2005
4
Section III. Qualification Criteria and Requirements QCR-5
5
QCR-6 Section III. Qualification Criteria and Requirements
(ii) The similarity shall be based on the physical size, complexity, methods/technology and/or other characteristics described in Section VI, Scope of Works.
Summation of number of small value contracts (less than the value specified under requirement) to meet the overall requirement will not be accepted.
(iii) Substantial completion shall be based on 80% or more of the works completed under the contract.
(iv) For contracts under which the Applicant participated as a JV member, only the Applicants share, by value, shall be considered to meet this requirement.
(v) In case of a JV, the value of contracts completed by its members shall not be aggregated to determine whether the requirement of the minimum value of
a single contract has been met. Instead, each contract performed by each member shall satisfy the minimum value of a single contract as required for
single entity. In determining whether the JV meets the requirement of total number of contracts, only the number of contracts completed by all members,
each of value equal or more than the minimum value required, shall be aggregated.
(vi) For contracts under which the Applicant participated as a JV member or subcontractor, only the Applicants share, by value, shall be considered to meet
this requirement.
6
Section III. Qualification Criteria and Requirements QCR-7
7
Section IV. Application Forms
Table of Forms
Form ACK Acknowledgement of Compliance with Guidelines for Procurement under Japanese
ODA Loans ................................................................................................................................... 16
Form COI18
1
AF-2 Section IV. Application Forms
We, the undersigned, apply to be prequalified for the contract of referenced number and declare that:
(a) We have examined and have no reservations to the Prequalification Documents, including
Addendum(s) No(s)., issued in accordance with Instructions to Applicants (ITA) 7: [insert
the number and issuing date of each Addendum]
(b) We, including subcontractor, meet the eligibility requirements as stated in ITA 4.
(c) We, including subcontractor, have no conflict of interest in accordance with ITA 4.
(d) We, in accordance with ITA 22.1, plan to subcontract the following key activities and/or
parts of the Works:
[insert any of the key activities identified in Section III- 4.2 (b) which the Applicant intends
to subcontract]
(e) We understand that you may cancel the prequalification process at any time and that you
are neither bound to accept any Application that you may receive nor to invite the
prequalified Applicants to bid for the contract subject of this prequalification, without
incurring any liability to the Applicants, in accordance with ITA 24.
(f) All information, statements and description contained in the Application are in all respect true,
correct and complete to the best of our knowledge and belief.
[For a JV, an authorized representative of the JV shall sign, in which case the power of attorney
to sign on behalf of all members shall be attached.]
2
Section IV. Application Forms AF-3
3
AF-4 Section IV. Application Forms
4
Section IV. Application Forms AF-5
Form CON - 2
Historical Contract Non-Performance
[The following table shall be filled in for the Applicant and for each member of a JV]
Non-Performing Contracts
Contract non-performance did not occur since 1st January [insert year], in accordance with
Section III, Qualification Criteria and Requirements, Sub-Factor 2.1.
Contract(s) not performed since 1st January [insert year] in accordance with Section III,
Qualification Criteria and Requirements, Sub-Factor 2.1 as indicated below.
Year Non Contract Identification Total Contract
performed Amount (current
portion of value, currency,
contract exchange rate and
USD equivalent)
[insert [insert amount Contract Identification: [indicate complete contract [insert amount]
year] and percentage] name, number, and any other identification]
Name of Employer: [insert full name]
Address of Employer: [insert street/city/country]
Reason(s) for non performance: [indicate main
reason(s)]
5
AF-6 Section IV. Application Forms
Pending Litigation
Pending Litigation
No pending litigation in accordance with Section III, Qualification Criteria and Requirements,
Sub-Factor 2.2.
Pending litigation in accordance with Section III, Qualification Criteria and Requirements,
Sub-Factor 2.2 as indicated below.
Year of Amount in Outcome as Contract Identification Total Contract
dispute dispute Percentage Amount (current
of Net value, currency,
Worth exchange rate
and USD
equivalent)
[insert [insert [insert Contract Identification: [indicate [insert amount]
year] amount] percentage] complete contract name, number, and
any other identification]
Name of Employer: [insert full name]
Address of Employer: [insert
street/city/country]
Matter in dispute: [indicate main issues
in dispute]
Status of dispute: [Indicate if it is being
treated by the Adjudicator, under
Arbitration or being dealt with by the
Judiciary]
6
Section IV. Application Forms AF-7
Litigation History
Litigation History
No court/arbitral award decisions against the Applicant since 1st January [insert year], in accordance
with Section III, Qualification Criteria and Requirements, Sub-Factor 2.3.
Court/ arbitral award decisions against the Applicant since 1st January [insert year], in accordance
with Section III, Qualification Criteria and Requirements, Sub-Factor 2.3 as indicated below.
Year of Contract Identification Total Contract
award Amount (current
value, currency,
exchange rate and
USD equivalent)
[insert Contract Identification: [indicate complete contract name, [insert amount]
year] number, and any other identification]
Name of Employer: [insert full name]
Address of Employer: [insert street/city/country]
Matter in dispute: [indicate main issues in dispute]
Party who initiated the dispute: [indicate Employer or
Contractor]
Status of dispute: [indicate if it is being treated by the
Adjudicator, under Arbitration or being dealt with by the
Judiciary]
7
AF-8 Section IV. Application Forms
[The following table shall be filled in for the Applicant and for each member of a JV]
1. Financial data
Type of Financial information Historic Information for Previous [insert number] years
in (amount in currency, currency, exchange rate*, USD
(currency) equivalent)
8
Section IV. Application Forms AF-9
2. Financial documents
The Applicant and its members shall provide copies of financial statements for [number of
years] years pursuant to Section III, Qualifications Criteria and Requirements, Sub-Factor 3.1.
The financial statements shall:
(a) reflect the financial situation of the Applicant or in case of a JV, of each member, and not
of an affiliated entity (such as parent company or group member).
Attached are copies of financial statements** for the [number of years] years required above,
and complying with the requirements.
9
AF-10 Section IV. Application Forms
[The following table shall be filled in for the Applicant and for each member of a JV]
10
Section IV. Application Forms AF-11
[The following table shall be filled in for the Applicant and for each member of a JV]
[Identify contracts that demonstrate continuous construction work over the past [number] years
pursuant to Section III, Qualification Criteria and Requirements, Sub-Factor 4.1. List contracts
chronologically, according to their commencement (starting) dates.]
11
AF-12 Section IV. Application Forms
[The following table shall be filled in for contracts performed by the Applicant, each member
of a JV.]
Date: [insert day, month, year]
Applicants Legal Name: [insert full name]
Applicants Party Legal Name: [insert full name]
IFP No.: [insert number]
Page [insert page number] of [insert total number] pages
[Fill out one (1) form per contract.]
Contract of Similar Size and Nature
Similar Contract No.
[insert number] of [insert number Information
of similar contracts required]
Contract Identification [insert contract name and Reference ID number, if
applicable]
Award Date [insert day, month, year, e.g., 15 June, 2015]
12
Section IV. Application Forms AF-13
13
AF-14 Section IV. Application Forms
Item Information
Contract Identification [insert contract name and number, if applicable]
Award Date [insert day, month, year, e.g., 15 June, 2015]
Completion Date [insert day, month, year, e.g., 03 October, 2017]
Role in Contract Prime Contractor Management
Subcontractor
[check the appropriate box] Single entityJV member Contractor
14
Section IV. Application Forms AF-15
Year 4
Employers Name: [insert full name]
Address: [indicate street / number / town or city / country]
15
AF-16 Section IV. Application Forms
Form ACK
Acknowledgement of Compliance with Guidelines for Procurement under
Japanese ODA Loans
A) I, [insert name and position of authorized signatory], being duly authorized by [insert name
of Applicant/members of joint venture (JV)] (hereinafter referred to as the Applicant) to
execute this Acknowledgement of Compliance with Guidelines for Procurement under Japanese
ODA Loans, hereby certify on behalf of the Applicant and myself that all information provided
in the Application submitted by the Applicant for [insert Loan No and name of the Project] is
true, correct and accurate to the best of the Applicants and my knowledge and belief. I further
certify, on behalf of the Applicant, that:
(i) the Application has been prepared and submitted in full compliance with the terms
and conditions set forth in the Guidelines for Procurement under Japanese ODA Loans
(hereinafter referred to as the Guidelines); and
(ii) the Applicant has not, directly or indirectly, taken any action which is or constitutes a
corrupt, fraudulent, collusive or coercive act or practice in violation of the Guidelines and
is not subject to any conflict of interest as stipulated in the relevant section of the
Guidelines.
<If debarment for more than one year by the World Bank Group is NOT imposed, use the following sentence
B).>
B) I certify that the Applicant has NOT been debarred by the World Bank Group for more than
one year since the commencement of the advertisement for prequalification.
<If debarment for more than one year by the World Bank Group has been imposed BUT three (3) years have
passed since the date of such debarment decision, use the following sentence B).>
B) I certify that the Applicant has been debarred by the World Bank Group for a period more
than one year BUT that on the date of issuance of Invitation for Bids at least three (3) years
had passed since the date of such debarment decision. Details of the debarment are as
follows:
name of the debarred starting date of ending date of reason for debarment
firm debarment debarment
C) I certify that the Applicant will not enter into a subcontract with a firm which has been
debarred by the World Bank Group for a period more than one year, unless on the date of the
subcontract at least three (3) years have passed since the date of such debarment decision.
D) I certify, on behalf of the Applicant, that if selected to undertake services in connection with
the contract, the Applicant shall carry out such services in continuing compliance with the
terms and conditions of the Guidelines.
16
Section IV. Application Forms AF-17
E) I further certify, on behalf of the Applicant, that if the Applicant is requested, directly or
indirectly, to engage in any corrupt or fraudulent action under any applicable law, such as
the payment of a rebate, at any time during a process of public procurement, negotiations,
execution or implementation of contract (including amendment thereof), the Applicant shall
report all relevant facts regarding such request to the relevant section in JICA (details of
which are specified below) in a timely manner.
JICAs information desk on fraud and corruption (A report can be made to either of the
offices identified below.)
(1) JICA Headquarters: Legal Affairs Division, General Affairs Department
URL: https://www2.jica.go.jp/en/odainfo/index.php
Tel: +81 (0)3 5226 8850
(2) JICA Kenya Office: 10th & 11th Floor Rahimtulla Tower, Upperhill Road
P.O. Box 50572-00200,
Nairobi Kenya
Tel: +254 20 2775000
The Applicant acknowledges and agrees that the reporting obligation stated above shall
NOT in any way affect the Applicants responsibilities, obligations or rights, under relevant
laws, regulations, contracts, guidelines or otherwise, to disclose or report such request or
other information to any other person(s) or to take any other action, required to or allowed
to, be taken by the Applicant. The Applicant further acknowledges and agrees that JICA is
not involved in or responsible for the procurement process in any way.
F) If any of the statements made herein is subsequently proven to be untrue or incorrect based
on facts subsequently determined, or if any of the warranties or covenants made herein is not
complied with, the Applicant will accept, comply with, and not object to any remedies taken
by the Employer and any sanctions imposed by or actions taken by JICA.
_____________________________
Authorized Signatory
[Insert name of signatory; title]
17
AF-18 Section IV. Application Forms
FORM COI
COVENANT OF INTEGRITY
We declare and covenant that neither we nor anyone, including any of our directors, employees,
agents, joint venture partners or sub-contractors, where these exist, acting on our behalf with due
authority or with our knowledge or consent, or facilitated by us, has engaged, or will engage, in any
Prohibited Conduct (as defined below) in connection with the tendering process or in the execution
or supply of any works, goods or services for [specify the contract or tender invitation] (the
Contract) and covenant to so inform you if any instance of any such Prohibited Conduct shall
come to the attention of any person in our organisation having responsibility for ensuring compliance
with this Covenant.
We shall, for the duration of the tender process and, if we are successful in our tender, for the
duration of the Contract, appoint and maintain in office an officer, who shall be a person reasonably
satisfactory to you and to whom you shall have full and immediate access, having the duty, and the
necessary powers, to ensure compliance with this Covenant.
If (i) we have been, or any such director, employee, agent or joint venture partner, where this exists,
acting as aforesaid has been, convicted in any court of any offence involving a Prohibited Conduct in
connection with any tendering process or provision of works, goods or services during the five years
immediately preceding the date of this Covenant, or (ii) any such director, employee, agent or a
representative of a joint venture partner, where this exists, has been dismissed or has resigned from
any employment on the grounds of being implicated in any Prohibited Conduct, or (iii) we have
been, or any of our directors, employees, agents or joint venture partners, where these exist, acting as
aforesaid has been excluded by the EU Institutions or any major Multi-lateral Development Bank
(including World Bank Group, African Development Bank, Asian Development Bank, European
Bank for Reconstruction and Development, European Investment Bank or Inter-American
Development Bank) from participation in a tendering procedure on the grounds of Prohibited
Conduct, we give details of that conviction, dismissal or resignation, or exclusion below, together
with details of the measures that we have taken, or shall take, to ensure that neither this company nor
any of our directors, employees or agents commits any Prohibited Conduct in connection with the
Contract [give details if necessary].
In the event that we are awarded the Contract, we grant the Project Owner, the European Investment
Bank (EIB) and auditors appointed by either of them, as well as any authority or European Union
institution or body having competence under European Union law, the right of inspection of our
records and those of all our sub-contractors under the Contract. We accept to preserve these records
generally in accordance with applicable law but in any case for at least six years from the date of
substantial performance of the Contract.
1
Most definitions are those of the IFI Anti-Corruption Task Forces Uniform Framework of September 2006.
18
Section IV. Application Forms AF-19
_____________________________
Authorized Signatory
[Insert name of signatory; title]
19
Section V. Eligible Source Countries of Japanese ODA Loans ESC-1
2. Construction Period................................................................................................................... 10
2
1. Description of the Works
The project is located about 120km Northwest of Nairobi. Administratively, the project is located within Hells Gate
location, Central division of Naivasha Sub-County in the Nakuru County. It is one of the seven sectors of the Greater Olkaria
geothermal area (GOGA) located in the central part of the Kenya Rift Valley located 6km to the south of Lake Naivasha (s ee Figure 11
).
It has an estimated potential of 1200 MW. The field is divided into five areas East, West, Southeast, Northeast and Domes), on which
several power plants are installed. A total of 460 MW is developed and operated by Kenya Electricity Generating Company Limit ed
(Where after refered as KenGen) and about 128 MW are developed and operated by an Independent Power Producer.
The implementation of this Projects is part of a medium-term strategy adopted by KenGen, to add more Geothermal Power by 2018,
expanding the national energy production capacity, by this additional 70 MW Power Plant named Olkaria 1 Unit 6 adjacent to existing
Olkaria 1 Unit 4&5 power plant.
This Pre-qualification is for procurement of works for Lot 2, Power Plant and Intergration to Grid, for Engineering, Procurement and
Construction contract only.
Olkaria 1 Unit 6 Geothermal Power Plant is proposed to be a turnkey EPC contract involving detailed engineering design, procurement,
supply, delivery, construction and installation, testing, commissioning and start-up of the above described 1x70 MW Geothermal turbine
generator, complete with all ancillary plant, mechanical & electrical equipment, balance of plant and common facilities. The power plant will
be connected to the Kenya National grid via a HV Substation and to the existing transmission Line.
Power Plant design shall be undertaken by the EPC contractor and shall include design of pipe lines, structures, buildings, civil works, turbine-
generator and its ancillaries, cooling towers, control system(s) and instrumentation within the specified Power Plant interfaces.
The Power Plant Unit shall be designed and optimized based on the enthalpy, flow rate and other characteristics of the geothermal fluid. Plant
equipment and components shall be designed for continuous operation, at 100% and 110% rated capacities, in a corrosive environment by
concentrations of hydrogen sulphide gas and other chemical constituents normally found in geothermal fields.
Single flash Steam Cycle is recommended for the high enthalpy resources at Olkaria 1Unit 6, i.e. where the enthalpy is in the range of
1800-2200 kJ/kg. Single flash Steam Cycle is recommended.
The scope of work shall include but not limited to the following:
Permanent access to steam flow venturis, valves, instrumentation, power house, overhead travelling crane.
Lighting and small power, communication systems
Review of geotechnical and topographical conditions
Planning and executions to comply with the environmental requirements
Stabilization and erosion protection of slopes in the site
Hard paved roads from the existing main access road to and within the power plant site
Water, potable water treatment system, water for firefighting, raw, sewerage, storm water, oily water and plant systems drains.
Fencing, gates, aprons, hard paved surfaces, signage around the Plant
Transformer blast walls and oil containment bundling
Operations and maintenance facilities
Security facilities CCTV coverage of all over the site
Disposal of all construction waste.
Culvert, Earth works and Drainage works.
Hydrological and Catchment surveys
4
The steam turbine shall be a condensing machine complete with all necessary auxiliaries, A complete lubricating oil system shall be provided
complete with necessary, fully redundant oil pumping capacity including as necessary shaft, AC and DC motor driven pumps. The Contractor
shall also supply one complete turning gear system, one complete gland sealing steam system, all instrumentation (both local and remote) and
one set of special tools.
The main oil pump may be driven from the turbine shaft. The critical speed of the combined turbine and generator shall be sufficiently
removed from the normal operating speed of 3000 rpm to avoid any adverse effect on the operation of the unit over the range of speeds from 6
per cent _below the rated speed to that obtained following a full load rejection when the speed governing system fails to operate..
Turning gear, boroscope ports, governing and emergency stop valves, steam strainers, the minimum requirements for vibration and
displacement (eccentricity) monitoring and protection shall be consider the steam turbine and the generator.
Plant shall be provided to allow regular on-line washing of turbine blading for removal scaling deposits
High steam pressure load limiting and low condenser vacuum unloading equipment shall be provided.
1.2.4 Condenser
Direct contact type, shall be designed to minimize the dissolved gas content in the condensate exiting the condenser hotwell
Vertical type,, direct- driven centrifugal, with a combined duty of 100 per cent shall be provided to extract cooling water and condensate from
the condenser Hotwell and return it to the cooling tower, shall have an effective reliable protections system
A hybrid gas extraction system shall be provided, comprising first stage (and intermediate stage if required) steam jet ejectors and last
stage liquid ring vacuum pumps plus associated inter- and after- condensers and coolers draining to the main condenser or cooling tower
as appropriate, plus associated auxiliaries.
The system shall be designed to extract non-condensable gases from the main condenser gas cooler section and to discharge the gas into the
cooling tower plume above the fan level.
The Contractor shall provide a complete cooling water system including cooling tower and auxiliary cooling system, The main cooling water
system will serve as the cooling water supply for the steam turbine condenser and gas extraction system
The cooling water system shall be capable of handling the full cooling load of the steam turbine condenser plus 100 per cent of the maximum
auxiliary plant heat loads this requirement must be met over the full operating range of the Power Plant, with a reasonable allowance made for
fouling of the tower fill material.
A chemical treatment system shall be provided to maintain water chemistry in the water systems within required limits
Surplus condensate/cooling water shall be disposed of from each unit's cooling water circuit by reinjection in the steam field. The
reinjection supply shall be taken from the hotwell pump discharge and piped to the steam field interface point.
6
1.2.10 Air Compressors and Compressed Air System
The instrument and utility air systems shall provide filtered, compressed air to the utility air header and filtered, dried and oil- free
compressed air to the instrument air header.
The instrument air header shall distribute air to pneumatic instruments and valve actuators. The utility air header shall distribute air to
hose connections, pumps and Jitters throughout the Facility.
The capacity of the system shall meet all the power plant control, utility air, and instrument air needs, including the requirements for the
steam-field and substation.
The electrical system shall be designed to operate reliably and safely under both normal and emergency conditions. Control and protection
logic shall 'incorporate all reasonable levels of intelligence and redundancy. The system shall be fully integrated at all voltage levels and
interfaced with the plant control system to provide optimum control and monitoring capabilities, including bus voltages, breaker and MCC
states, feeder and load currents and major individual Loads. Interface points shall be extended to all voltage levels and priority
equipment to provide a coherent system.
All critical support systems (pumps, fans, compressors etc) shall be fed from the unit and/or common services boards. The voltage and
capacity of these boards shall be determined during detailed design. The expected voltage of critical equipment is 415 V AC and therefore
the critical feeders shall have direct supply from the emergency diesel generator unit. Normal feed to the boards shall be via the 415 V
switchgear. The concept shall be to provide a means of safe, orderly shutdown of major equipment following a power plant trip. Turbine-
generator lube oil and turning gear, facility lighting, life support systems, fire protection and related systems shall be included in the critical
list of equipment, The emergency system shall be available on a continuous basis.
Generators shall be of the cylindrical rotor type, totally enclosed, closed cycle air cooled type, with air to water heat exchangers.
Generators shall meet the requirements of IEC publication 60034 unless otherwise specified, power factor 0.85 lag, 0.95 lead, 50 Hz,
nominal voltage 11KV, 3000 rpm.
The generator shall be capable of withstanding abnormal operating conditions without harmfu1 deformation of the windings or shafts, and
without significantly reducing the fatigue life of the generator
At rated AC supply voltage and frequency excitation systems shall be capable of delivering continuously, with-in rated temperature rise.
The exciter/voltage control system shall function as an integrated system and perform reliably throughout the entire design operating range.
The automatic voltage control shall be designed so that the system operation remains stable under all operating conditions.
1.3.3 Transformers
The main transformer shall meet the requirements of IEC 60076, shall be sized in accordance with the relevant duty, suitable for
continuous operation at maximum turbine generator output and auxiliaries loading.
The main unit and auxiliary unit transformers will be used to supply power to the 3.3 kV and 415 V loads. The transformers shall be
designed to cope with worst case static and motor starting loads imposed.
Two steam field supply transformers shall be fed from the 4 l5V essential common services switchboard and will be used to supply the
steam field 3.3kV electrical distribution system. Each steam field supply transformer shall be rated to supply the total steam field load.
Relays may be offered as individual or combination devices incorporating more than one function, however protection devices providing
mutual backup shall be placed in different groups, shall have sufficient setting ranges to cater for all conceivable instrument transformer
characteristics, discrimination requirements, and sensitivities to fault conditions.
8
The generator and transformer protection shall include duplicate/redundant protection of different manufacturer as minimum.
The protection equipment shall consist of proven, self-diagnosing, electronic type relays with complementary functions and sufficient
redundancy to ensure that faults are detected and cleared without disruption to unaffected supplies.
The plant revenue metering system shall meet the Kenya Electricity Grid Code shall include a main metering installation and a back-up or
check metering installation
The metering point shall be at the delivery point located on the HV side of the generator transformer.
The plant revenue metering system shall consist of programmable, electronic multifunction units and all associated components.
Plant Control and Instrumentation system shall provide a safe, reliable, efficient and essentially automatic system for coordinated control
and monitoring of the plant in all modes of operation. The system shall satisfy the operability objectives.
The Instrumentation and Control System will be provided with a data acquisition and processing Unit, the Power Plant DCS, capable of
performing the following functions:
a) Data-graphics
b) System status monitoring
c) Alarm-management
d) Programming
e) Sequence of events monitoring and data logging
f) Trouble analysis and repair guidance
g) Maintenance guide management, etc.
The supervision control system shall be conceived so that every failure of single components or systems can be controlled and all the
actions to put in safe conditions the plant can be performed. The event chronological recorder shall acquire in real time mode the
sequence of the events due to operation variations or failures. This shall allow the analysis of the events in order to perform the suitable
actions.
The Power Plant Control Room (PPCR) shall contain facilities for the control and monitoring of' the entire power plant and its
associated steamfield and monitoring of the substation. A Distributed Control System (DCS) with computer based operator
workstations shall be used for the supervision and monitoring of the entire plant, including the run-up, synchronizing, loading and
shutdown of the plant. The DCS shall interface to separate control systems for critical "run actions such as the automatic voltage
regulator (A VR) and turbine governor controls.
The Contractor shall be responsible for the suitability of all the control and instrumentation equipment supplied for both local and remote
operation of the plant as specified and for its suitability for the site conditions.
The plant shall also be able to operate in unattended mode and be controlled remotely via operator workstations located in the Olkaria
Remote Control Centre Room (RCCR)
Provision shall also be made for the future implementation of an interface to the KenGen National Dispatch Centre.
The Contractor shall co-ordinate, calibrate, and set all the- transmitters, controllers, recorders, indicators, switches, relays and
alarms and shall provide the Employer with tabulation of recommended settings, and complete manufacturer's data and site test
reports. A tabulation of settings as commissioned shall also be provided.
All instrumentation used shall "have an established support base for Kenya through which technically competent service arrangements for
full backup and support can be provided.
Plant Control and Instrumentation system shall provide a safe, reliable, efficient and essentially automatic system for coordinated control
and monitoring of the plant in all modes of operation. The system shall satisfy the operability objectives.
The Instrumentation and Control System will be provided with a data acquisition and processing Unit, the Power Plant DCS, capable of
performing functions as: System status monitoring, alarm management, sequence of events, programming and graphics as minimum.
10
1.4.1 Plant Protection
The control and plant protection systems shall be designed to ensure that the plant reverts to a safe state upon failure of any individual
plant item or power supply, and that the operator is notified of the failure
1.4.2 Instrumentation
All instrumentation systems and documentation shall comply with the relevant requirements of the ISA Standards.
The control system, shall co-ordinate, calibrate, and set all the transmitters, controllers, recorders, indicators, switches, relays and alarms
and shall _provide the Employer with tabulation of recommended settings, and complete manufacturer's data and site test reports.. A
tabulation of settings as commissioned shall also be provided.
Instruments using mercury shall not be used
2 Construction Period
Estimated Schedule of EPC contract (To replace the schedule)
12
Section VI. Scope of Works SOW-13
The mean minimum monthly temperature in the project area has been recorded to range from
15.9 C to 17.8 C with a mean of 16.8 C the mean monthly maximum temperature range from
24.6 C to 28.3 C and the month of July is de coldest while the hottest month is February.
3.2 Topography
The general topography of the study area is characterised by a wide range of features
associated with volcanic activity. They include craters, remnants of preexisting craters, fault
scarps, fissures and steam jets. The Olkaria 1additional Unit 6 is located in the centre of the
depression.. Within this complex, there are several small valleys that drain the upper slopes
and discharge runoff and sediments to the foot slopes and plains below. To the north of
Olkaria, the topographical features are dominated by depressions of four water bodies
Mombasa in one of the most important navigation ports in Kenya, is a commercial port that
reaches international standards.
This image shows the options access roads from Mombasa port to the project site, the distances
are among 600 to 700 km, it is desirable for the interested applicants to be aware of these
13
SOW-14 Section VI. Scope of Works
facilities.
In the work site, the route would be re-designed to avoid the steep section among other
improvements, some roads needs to be constructed.
3.4 Communications
Kenya has a progressive communications network for domestic and international telephone and
fax services. International direct dial is available in most cities and towns. For remote
destinations that do not offer these services, you may have access to mobile services or even
radio links for relaying messages as needed. It is advisable purchasing a compatible GSM
network mobile device and local SIM card in Nairobi or Mombasa. You can also use the postal
mail service while in Kenya, and all mail can reach North America, the Middle East, Asia,
Australia and Europe within a timeframe of 5 to 14 days. By using a smart phone, you could
access the internet too. Kenya accommodations in the cities and some lodges and camps also
offer Wi-Fi services to their leisure guests and business travelers.
14
Section VI. Scope of Works SOW-15
There is only one government health centre within the Maeila for the community use. This
health centre does not cater for all needs of the community and in most cases drugs are not
available. The community is therefore forced to travel to private dispensaries which are
available at Kamere and kwa Muya shopping centres. The community is forced to cover long
distances to access health services. It is noted from a survey that section of the people would
prefer going to the district hospital which is about 43Km away. The main reason being that at
least they are assured they will get better medical treatment than what they will get at the
local private and government centers.
URL:http://www.jica.go.jp
E-mail:gltps-lp@jica.go.jp
15