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Parameters that Characterize
HPLC Analysis
O U T L I N E
also by direct measurement. For this purpose, on its dimensions. At U 1 mL/min the void
a column is sequentially filled with solvents of time t0 is numerically equal to the void volume
different densities and weighed. From the V0 as given in Table 2.1.1. Precise void volume of
difference in the weight and the difference in a column must be experimentally measured
the density of the solvents, it is possible to calcu- with an unretained compound.
late the dead volume of the column.
The value of V0 can be considered propor- Migration Rate
tional to the volume of the empty column, the
proportionality constant depending on the The migration rate of species X indicated as
dimension (and shape) of the stationary phase uR (X) can be defined as the velocity at which
particles and also on the way they are packed. the species X moves through the column. The
For a column of length L and inner diameter d, migration rate is inversely proportional to the
the empty column volume is (p/4)d2 L. retention times and therefore:
However, the column is filled with the
uR X t0
stationary phase, and only a fraction of this (2.1.4)
u tR X
volume will give the dead volume. This can be
expressed with the use of column packing If during the separation all the molecules of
porosity *, a constant with the approximate compound X would be all the time in the mobile
value * z 0.7 (for 5 mm particles column). The phase, then uR(X) is equal to u. However, some
value for * may vary depending on the of the molecules are retained and do not move,
stationary phase particle size and structure and only a fraction of molecules of compound
such that values that are somewhat different X that are present in the mobile phase are
from * z 0.7 are possible. Including the moving. The value of uR(X) is determined by
packing porosity, the column dead (void) this fraction. Assuming that during the separa-
volume is V0 *(p/4)d 2 L. Since the column tion process the number of molecules of
i.d. and the column length are typically compound X that are in the mobile phase is
expressed in mm while the volume is expressed nmo(X) and in the stationary phase is nst(X),
in mL (cm3), a factor of 103 must also be then uR(X) will be given by the expression:
included in the calculation. Table 2.1.1 gives
some typical values for the empty volume and nmo X
uR X u (2.1.5)
dead volume for an HPLC column, depending nmo X nst X
TABLE 2.1.1 Typical Values for the Void Volume of HPLC Columns.
in fast chromatography, where other factors a result, the equilibrium constant K(X) can be
such as ultra-high-pressure, small particles in written in the form:
the chromatographic column and use of
elevated temperature are applied to speed up 1 n=Vst V0
KX kX (2.1.12)
the separation. Use of these factors leads to n=V0 Vst
shorter tR but does not necessarily decrease
the k values since they also shorten t0. Gener- Expression 2.1.12 indicates that the
ally, retention factors exceeding a value of 10 equilibrium of species X between the mobile
indicate strong retention. The corresponding and stationary phases is proportional to the
peaks elute after a longer time and are typi- retention factor k. From rel. 2.1.12 the formula
cally wide. Retention factors up to 20 are some- for the retention factor k can be written as
times necessary, mainly when very complex follows:
samples are studied. The retention factor k is
frequently expressed in logarithmic form in k KJ (2.1.13)
base 10 or in base e (either log10 k log k, or
loge k ln k). where the following notation was used:
Vst
Equilibrium Constant and Phase Ratio J (2.1.14)
V0
During the separation process, the molecules
that are separated can be considered as being in The parameter J is known as the phase ratio.
a continuous equilibrium between the mobile This parameter has a well-defined meaning in
phase and the stationary phase (this implies partition chromatography where species X is
small amounts of samples such that the process distributed between the liquid mobile phase
is close to ideal). For a molecular species X, this (of volume V0) and an immobilized liquid, this
equilibrium is the following: liquid having the volume Vst. In adsorption
chromatography, the meaning of J is more
Xin mobile phase % Xin stationary phase
difficult to assess. The variation of K during
a separation in gradient conditions is expected,
and can be considered governed by an equilib-
as also k varies during a gradient separation.
rium constant K(X), defined as:
On the other hand, J can be considered
cX st a stationary phase characteristic and should
KX (2.1.11) remain the same for a given column, regardless
cX mo
of isocratic or gradient separation. The precise
where (cX)mo is the molar concentration of value of J is not easy to determine. However,
species X in the mobile phase and represents an estimation of J can be obtained from the
the amount (in moles) of X in the volume V0 averaged interstitial porosity of the column. As
of the mobile phase in the chromatographic an example, for a C18 column with 5 mm particle
column. This amount is proportional to the frac- size (average interstitial porosity), Vst z 0.3
tion n of molecules in the volume V0 of the (p/4)d 2 L. In this case, V0 z 0.7 (p/4)d2 L and
mobile phase. Similarly, the concentration in J z 1.5 (dimensionless). The value of Vst may
the stationary phase (cX)st can be considered as vary with the solute X and also with the mobile
representing the amount in moles of X from phase for the same column. For this reason,
the stationary phase, proportional to 1 n in although expression 2.1.13 is useful from a theo-
a volume Vst of the immobilized liquid. As retical point of view, in practice the separation of
2.1. PARAMETERS RELATED TO HPLC SEPARATION 59
k into the two components (K and J) is difficult phases. The solute concentration c in the mobile
to obtain. phase will change by the following amount:
From rel. 2.1.7 and 2.1.13, it can be seen that
V0 vcmo
the reduced retention time tR can be expressed dx dV (2.1.18)
L vV
by the formula:
General Equation of Solute Retention The differential equation 2.1.21 in (c)mo has
the general solution in the form of an arbitrary
Formula 2.1.15 describing the retention time function 4(z)[3]:
in a chromatographic column can also be
derived from the basic principle of mass conser- x
vation. For this purpose, an infinitesimal cross cmo 4z where z V V0 KVst
L
section with thickness dx and volume dV in the (2.1.22)
chromatographic column of length L will be
considered. Taking an initial concentration The formula of function 4 is determined by the
(c)mo of the solute in the mobile phase, the initial conditions for the equation 2.1.21. When
change in the amount of solute after passing the sample is introduced in the column as
the infinitesimal volume dV of mobile phase is a narrow plug, and the movement of this plug is
given by: studied without considering other effects, the
vcmo expression for 4 is given by the delta function d(z):
dxdV (2.1.17)
vx ZN
This total change is caused by the distribution dz 0 if zs0; and dzdz 1 (2.1.23)
of the solute between the mobile and stationary N
60 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
Relation 2.1.23 indicates that 4(z) d(z) is expressed typically in cm2s1). Ficks law can
nonzero only when z 0 and therefore when: be directly applicable, for example, to the diffu-
sion in a tube or a rectangular channel where the
x
V V0 KVst 0 (2.1.24) concentration c varies only along the channel
L and is the same across the channel. On the basis
The solute emerges at the end of the column of the assumption that for t 0 (initial condi-
at x L and at the retention volume VR, when tion) the concentration is described by a given
rel. 2.1.24 takes the form: function c (x,0), the solution of equation 2.1.26
can be written as follows (see, e.g., [5]):
VR V0 K Vst (2.1.25)
ZN
1
Relation 2.1.25 is identical with rel. 2.1.16, cx; t p ch; 0
pDt (2.1.27)
which is also equivalent to rel. 2.1.15 obtained N
on an empirical basis. exp h x2 =4Dtdh
Characteristics of Ideal Peak Shape With the assumption that D is constant and
the whole amount m of material was initially
and Definition of Efficiency
(at t 0) contained in one point at x 0, upon
After the injection incorporates an extremely integration, expression 2.1.27 leads to the rela-
narrow band (plug) of an analyte in the flow tion (see, e.g., [3]):
stream of an HPLC system, this band is broad-
m
ened as the time passes and leads to chromato- cx; t p expx2 =4 Dt (2.1.28)
graphic peaks with a shape ideally described 2 pDt
by a Gaussian bell curve of a given width. The
peak broadening can be ideally considered as By the introduction in rel. 2.1.28 of the
generated only by ordinary diffusion in time. notation:
The transport of the band of the analyte across s2 2 D t (2.1.29)
the HPLC system supposedly does not directly
affect the peak broadening (which is only an the expression for c(x,t)/m (where t const.) can
approximation). Being a diffusion process, be written as follows:
peak broadening can be studied based on Ficks
1
laws. In reality a number of other effects cx; t=m p expx2 =2s2 (2.1.30)
contribute to peak broadening, and they will 2ps2
be discussed later in Section 2.2.
Ficks second law (see, e.g., [4]) for diffusion Expression 2.1.30 characterizes a typical
in one direction (longitudinal diffusion in the Gaussian bell curve (as a function of x), is called
direction of x) has the expression: a normal probability density function, and is
used to describe a random process. For example,
dc v2 c the observational errors in an experiment are
D 2 (2.1.26)
dt v x assumed to follow such a normal distribution.
The parameter s2 is called the variance, and s
where t is time, c is concentration expressed in is called standard deviation. Graphs of c/m as
units of mass per units of length, and D is the a function of the distance x are shown in
diffusion coefficient (of the diffusing species in Figure 2.1.1 for s 0.2 (corresponding
a specific solvent and at a specific temperature, for example to D 102 and t 2) and for
2.1. PARAMETERS RELATED TO HPLC SEPARATION 61
2 FIGURE 2.1.1 The variation of c/m as
a function of distance x for two values of s,
namely s 0.2 (corresponding for example
= 0.2 to D 102 and t 2) and s 0.4. The
1.5 graphs show the Gaussian bell shape of the
concentration distribution. The whole
amount m of material was initially contained
at x 0.
c/m
1
= 0.4
0.5
0
2 1.5 1 0.5 0 0.5 1 1.5 2
distance x
s 0.4 (corresponding for example to D 102 value for D and for the diffusion time. As an
and t 8). The parameter s describes the width example, for the diffusion of aniline in water
of the Gaussian curve, larger s leading to wider at 25 oC, D 1.05 105 cm2/s. For a diffusion
bell shapes as seen in the figure. time of 5 min, Wi z 1.6 mm.
The apex of the Gaussian curve is obtained In a chromatographic process that takes time,
for x 0 and cmax/m (2p s2)1/2. The analytical during the movement of the mobile phase (and
expression of the Gaussian curve shows that for assuming laminar flow), the analyte is diffusing,
any chosen c with 0 < c < cmax the value for x is and if x is the distance from the origin to the
given by the expression: center of the moving diffusion zone, the expres-
q
p sion for c/m becomes:
x 2s2 lnc=ms 2p (2.1.31)
1
cx=m p expx x2 =2s2 (2.1.34)
From rel. 2.1.31, the bell width W 2jxj is 2ps2
obtained as an increasing function of s. Of
This expression can be used for under-
particular importance in chromatography are
standing peak broadening in a chromatographic
the width at half height Wh and the width at
process. For a separation where the mobile
the inflection point Wi of the Gaussian curve.
phase has a linear flow rate u, the distance
Taking c 1/2 cmax 1/2 m (2p s2)1/2 in
from the origin to the center of the moving
rel. 2.1.31, the result is:
zone is x u tR. Therefore, from rel. 2.1.29 for
Wh 22 ln 21=2 s (2.1.32) a given x, the resulting s is given by the
expression:
From the second derivative of the expression
s2 2 D x=u (2.1.35)
2.1.30, the value for Wi, it is easily obtained as:
Wi 2s (2.1.33) With rel. 2.1.34 for c / m as a function of x,
a chromatogram where c / m is measured shows
The value for Wi for a given compound in peak broadening for an eluting analyte as illus-
a specific solvent can be obtained using the trated in Figure 2.1.2.
62 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
= 0.1
4
3
c(x)/m
= 0.2
2
= 0.4
1
0 5 10 15 20 25
length of the column
FIGURE 2.1.2 Peak broadening of an eluting analyte along a chromatographic column. In this ideal chromatogram, the
broadening for the three peaks correspond to s 0.1, s 0.2, and s 0.4, which can be obtained, for example, for D 1,
u 250 and x 1.25, x 5, and x 20, respectively (arbitrary units).
Wi
Wh
hmax
h = 0.607 hm ax
h = 0.5 hm ax
Wb
0 0.2 0.4 0.6 0.8 1 1.2 1.4
time (min) --->
used to characterize zone spreading, namely, the The same expression and using rel. 2.1.39 and
height equivalent to a theoretical plate H (HETP), 2.1.43 can be written in the form
which is defined as:
N 5:5452 t2R =Wh2 (2.1.45)
2
H s =L (2.1.41)
In addition to the theoretical plate number N,
This parameter is very useful in chromatog- an effective plate number n is defined by using tR
raphy for the characterization of peak broad- in rel. 2.1.44 instead of t0 R. The formula for N
ening per unit length of the column (since s will be:
describes the width of the Gaussian curve). In 2
characteristic of peak broadening, it is common since peaks that are well distanced do not pose
to indicate it as a parameter to characterize the separation problems.
efficiency of a column. The values for N for Using rel. 2.1.7, it can be easily noticed that
HPLC columns can either be given for a specific a can also be expressed by the formula:
column or reported as efficiency per meter.
kX
Also both N and n are used for the characteriza- a (2.1.49)
tion of column efficiency, and n is sometimes kY
named simply efficiency. For modern HPLC where k is the retention factor for the two
analytical columns, the efficiency per meter N different compounds. In any chromatographic
can be between 20,000 and 150,000, and for separation, larger a values are desirable for
core-shell columns it can be as high as a better separation. However, the value of
300,000. The values for N (per unit length of a alone cannot describe how good the separa-
the column) are influenced by physical proper- tion of two compounds is. Even when a is large,
ties of the stationary phase such as dimension peak broadening can be so large that the separa-
of stationary phase particles, homogeneity of tion can be poor. The values for a are solute
the particles dimensions, and structure of dependent, but also depend on the nature of
particles. the stationary phase and of the mobile phase.
Since peak broadening is not caused solely by The chemical nature of the stationary phase is
diffusion, if the peaks still maintain their one of the two main factors influencing the sepa-
Gaussian bell shape, it can be accepted that the ration for a given set of analytes, the second
peak width is determined by the sum of main factor being the choice of mobile phase.
a number of independent random processes For this reason, the choice of a chromatographic
with normal distribution and: column is frequently based on its selectivity
r
X a toward the analytes being separated. A value
Wi 2s 2 s2n (2.1.47) for a > 1.2 is typically necessary for an accept-
n able separation. A special utilization of selec-
tivity is related to the characterization of
where sn are the standard deviations of these hydrophobic character of reversed phase chro-
random independent processes. matographic columns (see Section 6.4 for
a discussion on methylene selectivity a(CH2)).
Selectivity
Selectivity is another empirical parameter, Resolution
typically indicated as a, which can be calculated Regardless of how far apart the apexes of two
from a given chromatogram. The value for a is chromatographic peaks (as described by a) are,
calculated using the formula: if the peaks are broad their separation can be
compromised. A parameter that truly character-
t0R X izes peak separation is the resolution R. This
a (2.1.48)
t0R Y parameter is defined by the formula:
t R
t R (Y)
height
t R (X)
W b (Y)
W b (X)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6
time (min ) --->
FIGURE 2.1.4 An idealized chromatogram showing the measurable parameters used for the calculation of resolution R.
66 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
It can be seen from rel. 2.1.57 that R depends This expression shows that the resolution
on all three parameters: selectivity a, peak depends on the constants for the equilibrium
capacity k, and column efficiency N. between the mobile phase and the stationary
Both relations 2.1.54 and 2.1.57 are approxi- phase for the two analytes to be separated, and
mations, taking the peak width at the baseline on the phase ratio J, and the number of theoret-
as equal for the two peaks, and the theoretical ical plates N of the chromatographic column.
plate number N as measured for one The requirement for the value of resolution R
compound (Y in rel. 2.1.54) or for the other (X to be higher than 1 in order to have a good sepa-
in rel. 2.1.57). An example of the variation of ration is translated for the theoretical plate
R as a function of a and k, assuming a chromato- number N in the requirement to satisfy the
graphic column with N 18,000, is given in relation:
Figure 2.1.5. 1 k2 a2
The graph from Figure 2.1.5 shows that R is N > 16 (2.1.59)
k2 a 12
most sensitive to the parameter a, which is
critical for obtaining a good separation. Larger
In many practical applications, the separation
k values are also useful, but as k increases,
factor a between an analyte and other compo-
its importance for the increase in R is
nents of a specific matrix may be too close to
diminished.
unity. The increase in the number of theoretical
Resolution depends as shown by formulas
plates of the column can be helpful for
2.1.54 (or 2.1.57) on a, k and N. By using rel.
enhancing separation in these cases. A discus-
2.1.13 for k, rel. 2.1.54 can also be written in
sion on possibilities for increasing the values
the form:
for N is given in Section 2.2.
1 KX KY
R 1 NY1=2
4 KY 1=J KY Peak Capacity
(2.1.58) The efficiency of an HPLC separation can be
characterized by a parameter known as peak
capacity. This parameter gives the number of
peaks in a chromatogram that can be separated
21 from one another with a resolution R 1 for a pre-
18 defined retention factor k. The requirement of
15
a predefined k is equivalent to a given retention
window, the restriction resulting from the fact
12
that excessively large k values lead to very long
9 R retention times, which are not acceptable for prac-
6 tical purposes (k < 20 is a common limitation).
3 The theory of a maximum peak capacity is based
10
on the fact that an ideal peak (Gaussian shape) has
0
8.5
7 3 the peak width Wb 4st (see rel 2.1.40). As the
5.5 2.5 peak width changes with the retention time, the
k 4 2
2.5 1.5 peak capacity P can be defined by the formula:
1 1
tZ
R max
values). However, for a real peak that deviates where kw,i is the (extrapolated) value of ki for
from the Gaussian shape being asymmetrical, a specific analyte for f 0, Si is a specific
the third momentum U3 describes this peak constant for a solute, a solvent mixture, and
asymmetry also known as skew. A positive value a specific column, and does not depend on f
for U3 indicates tailing. The formula for the that is the ratio of volume of organic phase in
skew is the following: the total volume of solvent (volume fraction of
ZN the organic solvent). The value S 3 can be
1 used for unknown analytes, but S can be
U3 t3 htdt 3U0 U2 2U30 (2.1.69)
U0 obtained using graphs of measured log ki for
0
different f values in isocratic conditions. The
The fourth momentum (U4) describes yet parameter is sometimes estimated using the
another property of peaks deviating from the approximation formula S 0.25 (M)1/2 (where
perfect Gaussian shape indicating the extent of M is the molecular weight of the analyte). Tables
vertical flattening known as excess [8]. A positive of this parameter are also available in the litera-
value for U4 indicates sharpening of the peak. ture [9]. Several values for S for specific
compounds are listed in Table 7.1.8.
For a linear gradient, the composition of the
Description of Peak Characteristics mobile phase is changed by rel. 1.4.1. For t1
for Gradient Separations 0 and c1 f0 in rel. 1.4.1 (also assuming a dwell
As previously mentioned, the formulas for volume VD 0), for a specific time t the volume
the empirical peak characteristics were devel- fraction of organic phase can be written in the
oped assuming that the HPLC separation takes form:
place in isocratic conditions. In isocratic condi- Df
f f0 t (2.1.71)
tions, the retention factor k, the equilibrium tgrad
constant K, and the diffusion coefficient D for
a specific compound i are constant (for a given With f given by rel. 2.1.71, included in rel.
column and a given composition of the mobile 2.1.70, the expression for the capacity factor
phase). Gradient elution modes allow modifica- becomes:
tions of kis (therefore of retention times tR,i), Dft0 t
which depend on modification of the mobile log ki log kw;i Si f0 Si (2.1.72)
tgrad t0
phases composition. For different types of chro-
matography, the change in mobile-phase Relation 2.1.72 shows that in linear gradient
composition may affect differently the values conditions, the capacity factor ki depends across
of ki. For example, in RP-HPLC the ki values the chromatogram not only on the nature of the
for hydrophobic compounds are significantly compound i, but also on the instantaneous
higher for a mobile phase with a strong polar mobile-phase composition. The variation of ki
character (e.g., water) as compared to ki values during a gradient run-time for two compounds
in a less polar mobile phase consisting, for having different kwi values and the same S is
example, of a high proportion of acetonitrile or illustrated in Figure 2.1.6. The variation of log ki
methanol in water. In isocratic conditions, the during a (linear) gradient run-time is linearly
value of ki can be approximated as dependent dependent on the time t as seen from rel. 2.1.72.
on the volume fraction of organic component in Relation 2.1.72 can also be written in the form:
the mobile phase f by the expression:
t
log ki log kw;i Si f0 b (2.1.73)
log ki log kw;i Si f (2.1.70) t0
2.1. PARAMETERS RELATED TO HPLC SEPARATION 69
6
5
ki
4
3
2
1
0
0 1 2 3 4 5 6 7 8
Run time min
where b is known as gradient steepness and its parameters for gradient elution, can be found
value is given by the formula: in Section 7.6.
DfS
b t0 (2.1.74) Quantitation in HPLC
tgrad
The integration of c(x) given by rel. 2.1.30 for x
Z N
Because a compound has different ki values 2 p
between N and N (since ex dx p)
during the chromatographic run, it is not possible N
to use ki as given by rel 2.1.73 for the calculation, leads to the following result:
for example, of t0 R (or tR) following expressions
similar to 2.1.7. Since ki changes as the compound ZN
migrates across the chromatographic column, it m cxdx (2.1.76)
was useful to define an effective value for k. N
This effective value is the gradient retention
(capacity) factor k* and is obtained using The same integral of c(x) between N and
various approximations. The effective gradient N is equal to the total peak area Apeak (for
capacity factor k* is used for the estimation of compound i) under the curve representing the
several parameters in gradient elution such as function c(x). In chromatographic instruments,
a* k*/k
i *j or the resolution R expressed by this peak area is obtained using instrumental
a formula similar to 2.1.57 as follows: detection/amplification procedures and the
value for Apeak in a chromatogram will become
1 a 1 k only proportional to the amount of material
R
N 1=2 (2.1.75)
4 a 1 k injected in the HPLC system. Since the injection
is performed using a given sample volume, and
Further discussion of gradient elution, m ci Vinj where ci is the sample (initial) concen-
including the calculation of k* and of other tration, and Vinj is the injection volume, the
70 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
The proportionality constant Const. depends The proportionality constant Const. also
on experimental conditions, and a common depends on experimental conditions, and quan-
quantitation procedure is the use of calibration titation procedures involve the use of calibration
curves between peak area and the concentra- curves.
tion of an analyte. These calibration curves Although measurement of the concentration
are obtained using standards. In practice, devi- of the injected sample seems to be equally
ations from rel. 2.1.77 may sometimes be possible using the peak area or the peak
encountered. For example, the relation between height, there are some differences between
sample concentration and peak area can be of the two procedures. The formulas 2.1.78 and
the form: 2.1.79 were developed based on the assump-
ci Vinj Const:1 Const:2 Apeak (2.1.78) tion that the peak has an ideal Gaussian shape.
This is not the case in most practical situations.
In some cases, a quadratic equation fits better Even if the peak shape deviates from
the relation between the concentration and peak Gaussian, rel. 2.1.77 remains valid, and the
area. These deviations from rel. 2.1.77 are peak area in the chromatograms remains
caused by the background response of the proportional to the amount of sample injected
detector or by its nonlinear response. Quantita- in the HPLC system. For peaks with a shape
tion based on standard addition or peak area different from Gaussian, more variability
ratios with isotopic labeled compounds (used regarding the proportionality between the
with MS detection) are also practiced and are peak height and the amount of the injected
based on proportionality given by rel. 2.1.77 sample is typically seen.
(standard addition quantitation is not appli- The maximum concentration cmax for an
cable if the dependence between the analyte HPLC separation is an important parameter
concentration and peak area follow rel. 2.1.78 since it determines the maximum signal in
and Const.1 is not known) (see, e.g., [1].). a selected detector and therefore is related to
Besides the peak area, peak height can also be the detection limit of an analytical method.
used for quantitation. Relation 2.1.34 shows that From rel. 2.1.79 a chromatographic dilution D
c(x) in a chromatogram is maximum when x x, can be defined using the formula:
and then the following expression is valid: p
ci s 2p
D (2.1.81)
Vinj ci cmax Vinj
cmax p (2.1.79)
s 2p
From
prel. 2.1.41 it can be obtained that
The maximum concentration of the analyte in s HL, and introducing this expression in
the chromatogram corresponds to the apex of rel. 2.1.81, a formula for the dilution D can be
the chromatographic peak, and the peak height obtained (in microcolumn HPLC, other effects
hmax is proportional to that maximum concentra- also contribute to the peak broadening, and
tion cmax. Relation. 2.1.78 indicates that the more elaborate expressions for s are utilized
initial concentration and the peak height in [10,11]). Relation 2.1.81 indicates that the
a chromatogram can also be related by maximum concentration of analyte cmax along
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 71
a chromatographic peak is directly propor- longitudinal diffusion in an HPLC column is
tional to the initial concentration in the sample hindered by the packing material, and an
ci, and inversely proportional to dilution D. obstruction factor g must be included in its
Smaller values for D are therefore preferable formula. In this way, the formula for the contri-
for obtaining larger detector signals. This bution to plate height HL becomes:
can be achieved with larger injection volumes
s2L 2Dt 2D
and columns that are shorter and with low HL g g (2.2.2)
values for the height equivalent to a theoretical L L u
plate H.
The use of rel. 2.2.2 requires known values
for parameters g and diffusion coefficient D of
the analyte in the mobile phase, and also for
2.2. EXPERIMENTAL PEAK the value of linear flow rate u (dependent
CHARACTERISTICS IN HPLC on the dimensions of the channel). The value
for g depends on the column packing and is
Van Deemter Equation typically around 0.625. The values for D (in
The Van Deemter equation describes the cm2s1) are reported in the literature for
factors influencing peak broadening in a chro- various solutes and solvents and can also be
matographic separation. The longitudinal diffu- estimated [12,13]. One additional observation
sion of an analyte molecule in a solvent accounts regarding the value for D is that since this
for only a small proportion of the peak broad- parameter depends on the nature of the
ening. (Longitudinal diffusion was discussed solvent, during the gradient HPLC the value
in Section 2.1 to describe the Gaussian shape of D may change for a given solute. This
of an HPLC chromatographic peak.) Among change may contribute to a (small) variation
the factors that contribute to peak broadening of HL across a peak that elutes in gradient
are the following: (1) longitudinal diffusion conditions, contributing to deviations from
(already discussed), (2) eddy diffusion, (3) a Gaussian peak shape. The value for u can
lateral movement of material due to convection, be obtained from the volumetric flow U (set
(4) mass transfer process in and out the at the pump). For this purpose, it should be
stationary phase, and (5) contribution from the noticed that the value for the dead time t0 of
stagnant mobile phase in a porous material a column can be obtained either by dividing
(mass transfer in and out mobile phase). For the length of the column L by u or by dividing
a chromatographic process involving all these the void volume of the column V0 by U.
broadening effects, the height equivalent to Therefore, the following formulas can be
a theoretical plate H (HETP) can be written written:
using rel. 2.1.41 and 2.1.47 in the following form: L pd2 L 4U
P 2 t0 and u 2 (2.2.3)
sn u 4U p d
n
H HL HE HC HT HS
L where d is the inner diameter of the column,
(2.2.1) * z 0.7 103 is the packing porosity (for
a column filled with 5 mm diameter particles, u
The expression for the contribution to the in mm/min, L and d in mm, and U in mL/
theoretical plate of longitudinal diffusion is min). Using all the necessary values, the HL
given by rel. 2.1.41, with s given by rel. 2.1.29 can be estimated as a function of the volumetric
(where s is written in the form sL). However, flow rate.
72 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
Eddy diffusion is caused by the fact that in of the molecules of the solute in the stationary
a packed material the flow occurs through phase (different from D for the diffusion in the
a tortuous channel system with various path mobile phase), and k is the capacity factor for
lengths. The molecules of the same solute may the solute.
randomly take different paths. This path will The contribution to the plate height from the
depend on the average diameter of a particle, mass transfer in the stagnant mobile phase in
and using the notation dp for the particle diam- the porous material is given by an expression
eter in the stationary phase, the contribution to similar to 2.2.6 where the parameter Q is about
the plate height of the eddy diffusion can be the same, but df should be replaced by dp
written in the form: (particle diameter related to the depth of the
pores), and Ds by D the diffusion coefficient in
H E L dp (2.2.4)
the mobile phase. This effect, known as mobile
phase mass transfer contribution, gives the
In rel. 2.2.4, L is a parameter depending on following increase HS to the theoretical plate
other characteristics of column packing and height:
increases when the packing material is more
irregular. k d2p
HS Q u (2.2.7a)
Lateral movement of material due to 1 k2 D
convection depends on column packing
(through a parameter G), increasing when the In size-exclusion chromatography, there
particle diameter dp increases and decreasing are no sorption effects (ideally) to affect
when the diffusion coefficient D increases. band broadening. However, a contribution to
Also, this effect is stronger at higher linear band broadening comes from the stagnant
flow rates. The contribution to the plate height mobile phase in the porous material. For
of this type of diffusion is given by the spherical porous particles it has been demon-
expression: strated that this contribution gives Q z 1/
Gd2p u 30, which increases the plate height with the
Hc (2.2.5) quantity:
D
k d2p
The rate of transfer of solute into and out of HS u (2.2.7b)
the stationary phase is controlled by the rate of 301 k2 D
diffusion in the liquid stationary phase or by
the adsorption-desorption kinetics in the case When we combine all the factors contributing
of adsorption processes. Using a random walk to the increase of the plate height, the result can
model (e.g. [14]), it can be shown that for a distri- be written in a general form known as the van
bution process the contribution to the plate Deemter equation [15]:
height due to this effect can be expressed by 1
the formula: H A B Cu (2.2.8)
u
k d2f
HT Q u (2.2.6) where A, B, and C are constants incorporating
1 k2 Ds all the other parameters previously discussed.
The Van Deemter equation provides informa-
In rel. 2.2.6, Q is a parameter depending on tion on the kinetic performance of a chromato-
the particle shape, df is the thickness of the graphic column. The plot of the van Deemter
stationary phase, Ds is the diffusion coefficient equation for A 4 mm, B 500 mm2/s, and
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 73
16 FIGURE 2.2.1 The plot of van Deemter
equation and of its components for A 4 mm,
14 B 500 mm2/s and C 0.0005 s.
12
10
H = A + B/u + Cu
H (HETP) m
6 H = Cu
H=A
4
H = B/u
2
0
0 0.2 0.4 0.6 0.8 1
u cm/s
C 0.0005 s is given in Figure 2.2.1. An equiv- The value for the optimum volumetric flow U
alent formula for H, is given by the can be easily obtained from rel. 2.2.3 and 2.2.10,
expression: as having the expression:
2
r
D dp p d2 D B0
H A0 dp B0 C0 u (2.2.9) Uopt (2.2.11)
u D 4dp C0
The van Deemter equation given by formula The value for minimum H can be obtained by
2.2.9 indicates the explicit contributions of: (1) including uopt in expression 2.2.9, giving the
the diffusion coefficient D of the solute in the following result:
mobile phase, and (2) the dimension of the p
particles of the stationary phase dp. The contri- Hmin dp A0 B0 C0 (2.2.12)
bution HT, being very small, is neglected
in 2.2.9. Relation 2.2.10 (and 2.2.11) indicates that the
The minimum of the van Deemter curve indi- optimum flow rate depends on the nature of
cates the optimum flow rate of the mobile phase, the analyte (through D) and on the column
for which the minimum plate height, and there- construction. In particular, the larger are the
fore the maximum number of theoretical plates particles of the packing material (larger dp), the
N, can be obtained. This minimum is obtained lower is the optimum flow rate. On the other
from the condition of zero value for the differen- hand, the minimum plate height Hmin is a func-
tial dH/du 0 that generates for the optimum u tion of column construction only, larger particles
the formula: leading to larger HETP H, and therefore to
a lower number of theoretical plates N (for the
r same column length).
D B0
uopt (2.2.10) Experimental attempts to verify equations
dp C0 2.2.8 (and 2.2.9) showed that some deviations
74 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
from the theoretical model occur. The main Knox curves, as expected, have similar
explanation for this effect is that eddy diffusion features with van Deemter curves, but at higher
and mobile phase mass transfer are not totally flow rates the increase of h (and therefore of H)
independent effects. As described about eddy is less pronounced. The graph of a Knox depen-
diffusion, intraparticle local streams that have dence with A 1, B 2 and C 0.05 is
different length and linear velocity lead to shown in Figure 2.2.2. These values were chosen
differences in the length of the path for mole- because they are close to many current analy-
cules of the same species. However, the differ- tical HPLC columns.
ences in the intraparticle velocity of local The values for the parameters A, B, and C
streams also affect the mobile phase mass trans- in Figure 2.2.2. are common for columns with
fer, and in return the eddy diffusion. The particle size 5 mm, and in optimum flow condi-
coupling of the two processes is captured in tions it can be seen that h z 2. Based on rel
a different expression for H, given by the Knox 2.2.13, this indicates that the plate height H
equation [16, 17]. In the Knox equation it is can be roughly approximated with the value
common to replace the HETP H with a reduced H z 2dp.
value h (dimensionless) and the linear velocity u Even the Knox equation does not account
with a reduced linear velocity y (also dimension- for all the effects contributing to peak broad-
less) given by the expressions: ening. For example, it was shown that
the mobile phase viscosity also influences
H udp 4Udp
h and y (2.2.13) some of the processes previously considered
dp D p d2 D [18], and this aspect is not included (in explicit
With these notations, the Knox equation is form) in rel. 2.2.8 or 2.2.14. The implicit
written in the form: dependence of H on the mobile phase viscosity
results from the fact that the diffusion
1
h A}y1=3 B} C}y (2.2.14) coefficient D is dependent on liquid phase
y
10
6
h
4
h =A " 1/3 + B "/ + C
h = A " 1/3
2
h = C "
h = B /
0
0 2 4 6 8 10 12 14 16
FIGURE 2.2.2 The plot of Knox equation for A 1, B 2 and C 0.05. Individual contributions of different terms are
also shown.
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 75
viscosity by the Stokes equation, which has the the number of theoretical plates N can be imme-
form: diately obtained (N L/H where L is the length
RT
D N 1 (2.2.15) of the column). In practice, a large number of
6pb h rmolecule theoretical plates N may be necessary for a sepa-
where h is the dynamic viscosity, b is a correction ration, but at the same time a higher flow rate u
constant (close to 1), rmolecule is the radius of the is desirable in order to achieve a shorter elution
molecule (or particle), and N is Avogadro number time. Elution time depends on the nature of each
(N 6.02214179 1023 mol1) (the units for separated compound, but information on how
dynamic viscosity are poise P, and 1 P 0.1 Pa x s). fast a chromatographic separation is can be
Other effects, such as extra column broad- obtained from the value of t0 of an unretained
ening, are not included in these equations [19]. compound. This is a consequence of rel. 2.1.7
Also, the processes taking place during the where the retention of a given compound tR
separation are considered ideal, and effects can be obtained from t0 by the expression tR
such as overloading of the stationary phase t0 (k 1). The variation of theoretical plate
with sample that cannot be retained are not number N as a function of elution time t0 can
considered in the theory. be obtained by replacing in the van Deemter
The applicability of the previous theory to equation the values u L/t0 and H L/N.
monolith columns is a problem because all the With these substitutions, the van Deemter equa-
parameters used for obtaining van Deemter tion can be written in the form:
and Knox equations are based on columns L 2 t0
packed with porous (or core-shell) particles. N (2.2.16)
ALt0 Bt20 CL2
The extension of these equations to describe
monolith columns has been attempted using
the concept of domain size [20, 21]. Such a dependence is shown in Figure 2.2.3
for three columns 50 mm, 100 mm, and 150
mm long with irregular particles of 5 mm. As
Kinetic Plots shown in Figure 2.2.3, the optimum number
Based on the van Deemter equation, a relation of theoretical plates is obtained at different
between the flow rate u used in a separation and elution times and therefore at different flow
140000
100000
60000
20000
0 5 10 15 20 25
Elution tim e t 0 m in
76 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
Pressure kPa
80000
a compound with capacity factor k 5 will
60000
elute at about 50 min. For this reason, a higher
flow rate is preferable even if the number of 40000
theoretical plates is diminished. However,
the flow rate in a chromatographic column 20000
shape in the chromatogram of the real life performance of a column when new or after
samples, larger errors in accuracy of the anal- a number of injections during its utilization.
ysis occur. To verify the performance of a column,
The most common cause of peak asymmetry a test mixture of compounds can be used
is the existence on the stationary phase of more under specified conditions. An example for
than one type of moiety that can lead to different such a test mixture used for the performance
types of interactions with the analytes. For evaluation of reverse-phase columns contains
example, on a silica base column that has C18 6 mg/mL uracil, 10 mg/mL toluene, 25 mg/mL
groups attached on its surface, it is possible fluorene, and 40 mg/mL fluoranthene. The
that silanol groups (hSi-OH) are also present. separation is recommended in isocratic condi-
The interaction with the two types of groups tions, 30% water and 70% acetonitrile. The
may lead to peak asymmetry, and values of As separation should be repeated at several
around 1.5 are not uncommon for analytical flow rates (e.g., between 0.4 mL/min and
HPLC columns. The manufacturer typically 2.0 mL/min, with a step increase of 0.2 mL/
gives the asymmetry parameter for chromato- min), and the parameters t0, tR, and Wb are
graphic column characterization. Peak asymme- measured on the chromatograms (t0 is typi-
try being measured for the peak of a specific cally taken from the retention time of uracil
compound is also a compound-dependent that is assumed not retained on the column).
parameter. From the length of the column, the linear
flow rate is calculated using u L/t0, the
theoretical plate number N is calculated using
Application of van Deemter Equation rel. 2.1.44, and H (HETP) is calculated using
The Van Deemter equation can be practi- rel. 2.1.42. The graph representing H as a func-
cally utilized for determining the optimum tion of u can be obtained. Having three
flow rate in a column in order to achieve different compounds in the test mixture, the
maximum performance regarding the theoret- values obtained for N and H will be slightly
ical plate number N, as well as to verify the different, but they should not differ
60
40 1.6
mL/min
1.0
20 mL/min
0.4
0 mL/min
0 5 10 15 20 25 30 35 min
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 79
considerably. The results of such an experi- samples is also observed, although the H value
ment are shown as an example in Figure 2.2.6 for the old column is still relatively close to the
for a Zorbax Eclipse XDB-C8 column, 3 mm initial value. Optimization of flow rate based
particle size, 150 mm length, 4.6 mm i.d. The on the van Deemter equation in order to obtain
column was kept at 25 oC. The peak detection the best N values is not the only optimization of
was done using UV absorption at 254 nm. The practical use. In practice, short run-times are
resulting chromatograms are shown in also desirable. For this reason it is common
Figure 2.2.6 (only three traces shown from 7 that the flow rate in a column is selected higher
measured). The experiment was performed than is indicated by the van Deemter equation,
for the new column and also after 800 injec- as long as the separation is still good and the
tions of biological samples. Following the column back pressure is acceptable. The flow
calculation of u from the retention time of rate is typically limited by the column backpres-
uracil for different volumetric flow rates U sure (or HPLC maximum pressure) and not by
and calculation of H from the broadening Wb the deviation from maximum column efficiency.
of fluoranthene peak, the results were plotted However, column selection and flow rate opti-
and generated the graphs shown in mization can be combined for obtaining the
Figure 2.2.7. The results shown in Figure 2.2.7 optimum separation results [25].
indicate that an optimum value for u is Using H 15.5 mm and L 150 mm in rel.
around 6.75 cm/min. From rel. 2.2.3 it can be 2.1.42, the resulting value for the theoretical
written: plate number N is 9677 and the effective plate
number n can be calculated using the
pd2
U u (2.2.20) expression:
4
t0R2
Assuming for the column * z 0.7, rel. 2.2.20 n N (2.2.21)
t2R
gives an optimum U z 0.8 mL/min (the i.d. of
the column is 0.46 cm). Some degradation For the evaluated column, n (for fluoran-
of column performance after 800 injections of thene) is about 7354. The column efficiency n
per meter for the column is about 50,000 (indi-
22 cating a good column). A higher n would be
generated with an earlier eluting peak such
21
as toluene. The effective plate height n or the
20 after 800 injections theoretical plate height N are typically indi-
cated for commercially available chromato-
19 graphic columns (as measured for a standard
H (m)
15
2 4 6 8 10 12 14 16 18 20 Peak Characterization Using
u (cm/min) Exponentially Modified Gaussian Shape
FIGURE 2.2.7 Plot of H as a function of u for a Zorbax The Gaussian shape of a chromatographic
Eclipse XDB-C8 column (see text for conditions). peak is due mainly to the random spreading
80 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
TABLE 2.2.1 List of Theoretical Plate number N per m for Several C18 Columns that are Commercially Available
(for Toluene in 10% H2O 90% CH3OH)
of the injection plug in the chromatographic modified Gaussian (EMG) describes more
column. However, the dead volumes along accurately the true chromatographic peak
the chromatographic system and the viscous shape [27e31]. In this modified function,
flow also contribute to the shape of the chro- a Gaussian function with the variance s2 is
matographic peak [26]. It was suggested that combined with an exponential decay depend-
a better equation indicated as exponentially ing on a parameter s. A Gaussian, an
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 81
1 1 1
A B C
0.8 0.8 0.8
0 0 0
0 5 10 15 20 0 5 10 15 20 0 5 10 15 20
FIGURE 2.2.8 A Gaussian curve (A), an exponential decay (B) and the resulting combined curve (C).
exponential decay, and the combined curve calculated using computer packages), as indi-
are pictured in Figure 2.2.8. The EMG function cated in the following formulas:
describing the peak height (at origin) has the
U1 tR s U2 s2 s2 U3 2s3
expression:
U4 3s4 6s2 s2 9s4
Zz
As 1 s 2 t tR x2 (2.2.24)
ht p
exp exp dx
s 2p 2 s s 2
N From these expressions are calculated the
(2.2.22) following values:
where: U3 U4
skew excess 3
t tR s U2 3=2
U2 2
z (2.2.23) (2.2.25)
s s U1 2
N
U2
In this equation, A is the peak area, s is the
standard deviation of the Gaussian peak, and s The use of EMG for the deconvolution (using
is the time constant of exponential axis. Unfortu- appropriate computer programs) of the chro-
nately, the calculation of h(t) for any t along the matographic peaks, in particular of those that
chromatogram using the EMG function given are not well resolved, has been proven very effi-
by rel. 2.2.22 is difficult. However, the expression cient [24,32,33].
from rel. 2.2.22 can be obtained in terms of error
Z z Summary of Chromatographic Peak
2
function erfz p expx2 dx which Characteristics
p 0
allows an easier calculation, since erf (z) is tabu- A summary of peak characteristics can be
lated and available in computer program pack- obtained by processing the peaks in a chromato-
ages [30]. gram either manually or more commonly by
From formula 2.2.22, different desired using the capability of data processing programs
parameters for the chromatographic peak are from the computer that controls the HPLC. A
obtained using the statistical moments (also summary of such characteristics is given in
82 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS
TABLE 2.2.2 Typical Peak Characteristics Obtained using the Capability of Data Processing Program from the
Computer that Controls the HPLC
11 Excess U4 0 to 2
12 Symmetry (at 10% height) As 1 to 1.3
13 Tailing TF 1 to 1.3
14 Noise at peak baseline Depends on detector settings
15 Signal to noise ratio S/N Depends on detector settings, compound
nature and concentration, etc.
16 Integration type Base to base, base to shoulder, etc.
17 Time increment Depends on the rate of detector
measurements of signal
18 Data points per peak Depends on the rate of detector
measurements of signal
19 Theoretical plate number (plates/ N 4,000 e 40,000
column)
20 Theoretical plate number (plates/meter) N 30,000 e 300,000
21 Efficiency (plates/column) n 4,000 e 40,000
22 Efficiency (plates/meter) n 30,000 e 300,000
23 Foley Dorsey plates/column N corrected for asymmetry (lower than N)