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C H A P T E R

2
Parameters that Characterize
HPLC Analysis

O U T L I N E

2.1. Parameters Related to HPLC Statistical Moments for the Description


Separation 53 of Peak Characteristics 67
General Comments 53 Description of Peak Characteristics
Flow Rate 54 for Gradient Separations 68
Retention Time 54 Quantitation in HPLC 69
Retention Volume 55
2.2. Experimental Peak Characteristics
Migration Rate 56
in HPLC 71
Capacity Factor (Retention Factor) 57
Van Deemter Equation 71
Equilibrium Constant and Phase Ratio 58
Kinetic Plots 75
General Equation of Solute Retention 59
Peak Asymmetry 76
Characteristics of Ideal Peak Shape
Application of van Deemter Equation 78
and Definition of Efficiency 60
Peak Characterization Using Exponentially
Selectivity 64
Modified Gaussian Shape 79
Resolution 64
Summary of Chromatographic Peak
Peak Capacity 66
Characteristics 81

and repeatability, accuracy, range of linearity


2.1. PARAMETERS RELATED
between the quantity of analyte and the
TO HPLC SEPARATION
response of the analytical instrument, limit of
detection (LOD), limit of quantitation (LOQ),
General Comments recovery yield of the sample processing,
Every analytical technique is characterized robustness, ruggedness, and stability [1].
by its specificity/selectivity, reproducibility In order to achieve optimum method

Essentials in Modern HPLC Separations


http://dx.doi.org/10.1016/B978-0-12-385013-3.00002-1 53 Copyright 2013 Elsevier Inc. All rights reserved.
54 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

characteristics, the HPLC must be properly Retention Time


conducted and controlled. A number of param-
eters are used in HPLC for this purpose. This The retention time tR can be defined as the
chapter focuses on parameters describing the time from the injection of the sample to
separation. Some of these parameters are the time of compound elution, taken at the
related to physical characteristics of the HPLC maximum (apex) of the peak that belongs to
system and others to the separation itself. Sepa- the specific molecular species (known or not).
ration parameters can be obtained by knowing The concept of retention time was already intro-
the conditions in which the chromatogram was duced in Section 1.1. It indicates how long it
generated and by inspecting the generated takes for a compound to elute from the column,
chromatograms. and the retention time of the last peak in a chro-
matogram is used to estimate the necessary
length of the chromatographic run. For a molec-
Flow Rate ular species X, the retention time can be indi-
One example of a physical characterization cated as tR (X) and is usually measured in
parameter is the flow rate of the mobile phase min. The (X) in the notation is sometimes
(already mentioned in Section 1.3). This param- omitted, but tR is always related to a specific
eter shows how fast the mobile phase moves molecular species. Another notation specifying
through the column, and is also useful for calcu- the analyte uses an index (e.g., tR,i). Retention
lation of the consumption of the mobile phase in time depends not only on the structure of the
a given time interval. The flow can be described specific molecule, but also on factors such as
by the linear flow rate u (velocity of a point in the the nature of the mobile and stationary phases,
fluid, expressed as length per time) and the volu- the flow rate of the mobile phase, and dimen-
metric flow rate U (volume of fluid that flows per sions of the chromatographic column. Reten-
unit time, expressed, e.g., in mL/min). The volu- tion time is usually characteristic for a specific
metric flow rate and the linear flow rate are compound in a given separation. For this
related by an expression of the form U A u reason, the retention time is critical in identi-
where A 1=4p d2 is the area of the channel fying analytes once their retention time is
in which the flow takes place, and d is the known (e.g., by using standards).
internal diameter (i.d.) of the column. It should Of particular interest in a separation is the
be noticed that the surface area for the empty dead time t0, which is the time a nonretained
column is not the same as A since the column is molecular species needs to elute from the chro-
filled with the stationary phase. The volumetric matographic column. The dead time is also
flow rate U is controlled by the pump and can known as void time or holdup time. The dead
be easily set. The linear flow rate u (in the time t0 can be interpreted as part of the retention
column) depends on the column packing porosity time tR(X) for the analyte X, which the analyte
indicated as *. (Note: In some texts, the notation spends in the mobile phase moving through
for the volumetric flow rate U is F.) In common the column. This parameter is not related to
HPLC procedures, U is typically selected the retention process and depends on the flow
between 0.3 and 3 mL/min. However, when rate and physical characteristics of the column
using microbore or nanobore columns (0.1e0.2 (length, diameter, porosity of stationary phase).
mm i.d.), the flow can be as low as a few mL/ The difference between the retention time and
min, and for semipreparative purposes the flow the dead time represents the time the analyte
can be significantly larger than 3 mL/min. X is retained on the stationary phase. This
2.1. PARAMETERS RELATED TO HPLC SEPARATION 55
difference is indicated as reduced retention time when multiple samples are analyzed, the total
tR and is expressed by the formula: run-time is an important parameter since its
value is related to the number of samples
t0R tR  t0 (2.1.1a) analyzed within the same length of time.

or more precisely by the formula:


Retention Volume
t0R X tR X  t0 (2.1.1b) For a specific molecular species X, the reten-
tion volume VR(X) is defined as the volume of
The value for t0 is typically obtained as an the mobile phase flowing from the injection
approximation by using compounds that are time until the corresponding retention time
very slightly retained, since it can be difficult tR(X) of a molecular species. The VR and tR are
to find a compound that is not retained at all related by the simple formula:
on a chromatographic column. For example,
the solvent used for injecting the sample V R U tR (2.1.2a)
(when different from the mobile phase) can be
such a compound, and the retention time of or more precisely by the formula:
this solvent peak can be taken as dead time. VR X U tR X (2.1.2b)
Other procedures for estimating t0 are known.
One procedure uses the minor disturbances in The retention volume corresponding to the
the background signal created by the sample dead time t0 is known as dead volume V0, or
injection. Other procedures use injections of void volume. This volume corresponds to the
nonretained compounds such as a deuterated volume of liquid in the column (and in the
solvent, which is the same as nondeuterated transfer lines from the injector to the column
mobile phase. For RP-HPLC, the use of uracil and from the column to the detector). The chro-
or of inorganic salts that are assumed to be not matographic column has a volume not occu-
retained on a hydrophobic column is also pied by the stationary phase, which is the
a common procedure for t0 estimation. Another space between the stationary phase particles
more elaborate procedure involves a homolo- and inside their pores. A not-retained molecule
gous series in which a plot of retention times has to travel through the tubing from the
for a homologous series of compounds that are injector to the column (which is very small),
retained less and less as the number of carbon through the volume not occupied by the
atoms is decreasing is extrapolated to zero [2]. stationary phase, and through the tubing from
From the length of the chromatographic column the column to the detector (also very small),
and t0, it can be easy to evaluate u for a certain which accounts for the t0 and for the dead
separation by taking u L/t0, where L is the volume V0. Corresponding to the reduced reten-
length of the chromatographic column. tion time t0 R, a reduced retention volume V0 R can be
The time during a chromatographic separa- defined by the formula:
tion is indicated as the run-time. The total time
necessary for completing a chromatographic VR0 VR  V0 (2.1.3)
separation is slightly longer than the retention
time of the last peak in the chromatogram. The dead volume V0 of a chromatographic
This time is sometimes referred to as total run- column can be found not only by multiplying
time, or length of the chromatogram. In practice, the dead time with the volumetric flow, but
56 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

also by direct measurement. For this purpose, on its dimensions. At U 1 mL/min the void
a column is sequentially filled with solvents of time t0 is numerically equal to the void volume
different densities and weighed. From the V0 as given in Table 2.1.1. Precise void volume of
difference in the weight and the difference in a column must be experimentally measured
the density of the solvents, it is possible to calcu- with an unretained compound.
late the dead volume of the column.
The value of V0 can be considered propor- Migration Rate
tional to the volume of the empty column, the
proportionality constant depending on the The migration rate of species X indicated as
dimension (and shape) of the stationary phase uR (X) can be defined as the velocity at which
particles and also on the way they are packed. the species X moves through the column. The
For a column of length L and inner diameter d, migration rate is inversely proportional to the
the empty column volume is (p/4)d2 L. retention times and therefore:
However, the column is filled with the
uR X t0
stationary phase, and only a fraction of this (2.1.4)
u tR X
volume will give the dead volume. This can be
expressed with the use of column packing If during the separation all the molecules of
porosity *, a constant with the approximate compound X would be all the time in the mobile
value * z 0.7 (for 5 mm particles column). The phase, then uR(X) is equal to u. However, some
value for * may vary depending on the of the molecules are retained and do not move,
stationary phase particle size and structure and only a fraction of molecules of compound
such that values that are somewhat different X that are present in the mobile phase are
from * z 0.7 are possible. Including the moving. The value of uR(X) is determined by
packing porosity, the column dead (void) this fraction. Assuming that during the separa-
volume is V0 *(p/4)d 2 L. Since the column tion process the number of molecules of
i.d. and the column length are typically compound X that are in the mobile phase is
expressed in mm while the volume is expressed nmo(X) and in the stationary phase is nst(X),
in mL (cm3), a factor of 103 must also be then uR(X) will be given by the expression:
included in the calculation. Table 2.1.1 gives
some typical values for the empty volume and nmo X
uR X u (2.1.5)
dead volume for an HPLC column, depending nmo X nst X

TABLE 2.1.1 Typical Values for the Void Volume of HPLC Columns.

Dimensions Empty Void volume Dimensions Empty Void volume


(i.d 3 length in mm) volume mL V0 mL (i.d 3 length in mm) volume mL V0 mL

2.1  100 0.35 0.24 4.6  250 4.15 2.90


2.1  150 0.52 0.37 4.6  300 4.99 3.49
2.1  250 0.87 0.61 10.0  100 7.85 5.50

2.1  300 1.04 0.73 10.0  150 11.78 8.25


4.6  100 1.66 1.16 10.0  250 19.63 13.75
4.6  150 2.49 1.75 10.0  300 23.56 16.49
2.1. PARAMETERS RELATED TO HPLC SEPARATION 57
nmo X peak characterization. From rel. 2.1.6 and
Using the notation n for
nmo X nst X 2.1.7, the retention (capacity) factor k can be
the fraction of molecules of compound X that related to other parameters regarding the sepa-
is present in the mobile phase, from rel. 2.1.4. ration, such as the fraction n of molecules of
it can be seen that the relation between the reten- compound X that is present in the mobile
tion time tR and the dead time t0, can be written phase. In this case the expression for k can be
as follows: written as follows:
1n
tR X 1=n t0 (2.1.6) k (2.1.9)
n
The relation 2.1.6 shows that for a solute Expression 2.1.9 indicates that k is equal to
present only in the mobile phase, n 1 and the ratio between the fraction of molecules of
tR t0, and for a solute completely retained on compound X that are present in the stationary
the stationary phase n 0 and tR N. The phase (equal to 1 e n) and the fraction that is
common situation is in between these two limits present in the mobile phase (equal to n). Since
and, for example, if in a separation 25% of the this ratio is kept constant only in isocratic condi-
molecules of an analyte are present in the tions in a chromatographic separation, it
mobile phase, tR(X) 4 t0. A similar relation becomes obvious that the retention factor is
with rel. 2.1.6 is valid between the retention a parameter valid only for isocratic chromato-
volume VR and the dead volume V0. graphic separations (unchanged composition
of the mobile phase). For a peak eluting in
Capacity Factor (Retention Factor) gradient conditions (with mobile phase compo-
sition changing during the run time), k is
The ratio of reduced retention time and the
changing even across the peak, and an average
dead time is an important chromatographic
retention factor k* should be defined for
descriptor named retention factor or capacity
gradient separations.
factor k. The formula for k is:
The retention factor k can be used to establish
tR  t0 t0 a relation between tR and tR. Since from rel.
k R (2.1.7) 2.1.7 it results t0 R k t0, and since tR t0 R t0
t0 t0
(k 1) t0, the following relation can be written:
Since V U t, rel 2.1.7 can also be written in
t0R k
the form: (2.1.10)
tR k1
VR  V0 V0
k R (2.1.8)
V0 V0 In current applications, the retention factors
of all analytes of interest are typically situated
(Note: The notation for retention factor k may between 2 and 10. Retention factors k(X) lower
vary in the literature regarding chromato- than 2 (indicating poor retention of component
graphic parameters, the notation k being some- X) are sometimes acceptable, but care must be
times used.) taken to ensure that the compound is sepa-
The capacity (retention) factor k(X) has the rated from other analytes and from matrix
advantage of being dimensionless and inde- components that may be not retained or poorly
pendent of the flow rate of the mobile phase retained. If the separation is good, lower k
or the dimensions of the column; for this reason values typically indicate faster elution of the
it is a very common and useful parameter for peaks of interest. This is especially desirable
58 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

in fast chromatography, where other factors a result, the equilibrium constant K(X) can be
such as ultra-high-pressure, small particles in written in the form:
the chromatographic column and use of
elevated temperature are applied to speed up 1  n=Vst V0
KX kX (2.1.12)
the separation. Use of these factors leads to n=V0 Vst
shorter tR but does not necessarily decrease
the k values since they also shorten t0. Gener- Expression 2.1.12 indicates that the
ally, retention factors exceeding a value of 10 equilibrium of species X between the mobile
indicate strong retention. The corresponding and stationary phases is proportional to the
peaks elute after a longer time and are typi- retention factor k. From rel. 2.1.12 the formula
cally wide. Retention factors up to 20 are some- for the retention factor k can be written as
times necessary, mainly when very complex follows:
samples are studied. The retention factor k is
frequently expressed in logarithmic form in k KJ (2.1.13)
base 10 or in base e (either log10 k log k, or
loge k ln k). where the following notation was used:

Vst
Equilibrium Constant and Phase Ratio J (2.1.14)
V0
During the separation process, the molecules
that are separated can be considered as being in The parameter J is known as the phase ratio.
a continuous equilibrium between the mobile This parameter has a well-defined meaning in
phase and the stationary phase (this implies partition chromatography where species X is
small amounts of samples such that the process distributed between the liquid mobile phase
is close to ideal). For a molecular species X, this (of volume V0) and an immobilized liquid, this
equilibrium is the following: liquid having the volume Vst. In adsorption
chromatography, the meaning of J is more
Xin mobile phase % Xin stationary phase
difficult to assess. The variation of K during
a separation in gradient conditions is expected,
and can be considered governed by an equilib-
as also k varies during a gradient separation.
rium constant K(X), defined as:
On the other hand, J can be considered
cX st a stationary phase characteristic and should
KX (2.1.11) remain the same for a given column, regardless
cX mo
of isocratic or gradient separation. The precise
where (cX)mo is the molar concentration of value of J is not easy to determine. However,
species X in the mobile phase and represents an estimation of J can be obtained from the
the amount (in moles) of X in the volume V0 averaged interstitial porosity of the column. As
of the mobile phase in the chromatographic an example, for a C18 column with 5 mm particle
column. This amount is proportional to the frac- size (average interstitial porosity), Vst z 0.3
tion n of molecules in the volume V0 of the (p/4)d 2 L. In this case, V0 z 0.7 (p/4)d2 L and
mobile phase. Similarly, the concentration in J z 1.5 (dimensionless). The value of Vst may
the stationary phase (cX)st can be considered as vary with the solute X and also with the mobile
representing the amount in moles of X from phase for the same column. For this reason,
the stationary phase, proportional to 1  n in although expression 2.1.13 is useful from a theo-
a volume Vst of the immobilized liquid. As retical point of view, in practice the separation of
2.1. PARAMETERS RELATED TO HPLC SEPARATION 59
k into the two components (K and J) is difficult phases. The solute concentration c in the mobile
to obtain. phase will change by the following amount:
From rel. 2.1.7 and 2.1.13, it can be seen that
V0 vcmo
the reduced retention time tR can be expressed  dx dV (2.1.18)
L vV
by the formula:

t0R KX J t0 (2.1.15) The change of the amount of solute in the


stationary phase will take place by the amount:
Formula 2.1.15 shows that the retention in
Vst vcst
a chromatographic column depends on the  dx dV (2.1.19)
equilibrium constant K(X) (of X from the mobile L vV
phase to the stationary phase), on the phase
From the principle of mass conservation, the
ratio J, and on the dead time for the chromato-
following relation must be satisfied (Vault
graphic column. A similar relation for the
equation):
reduced retention volume VR can be written
as follows: vcmo V0 vcmo
dxdV  dxdV
VR0 VR  V0 KXJV0 KVst (2.1.16) vx L vV
Vst vcst
 dxdV (2.1.20)
This relation indicates that the retention L vV
volume depends on column parameters
K(X), J, and V0. Relation 2.1.16 also shows In rel. 2.1.20, the value for (c)st can be
that the retention volume is proportional to substituted using rel. 2.1.11, and the result can
the equilibrium constant K(X) and the volume be written in the form:
Vst (of immobilized liquid on the stationary  
vcmo vcmo V0 Vst
phase). K 0 (2.1.21)
vx vV L L

General Equation of Solute Retention The differential equation 2.1.21 in (c)mo has
the general solution in the form of an arbitrary
Formula 2.1.15 describing the retention time function 4(z)[3]:
in a chromatographic column can also be
derived from the basic principle of mass conser- x
vation. For this purpose, an infinitesimal cross cmo 4z where z V  V0 KVst
L
section with thickness dx and volume dV in the (2.1.22)
chromatographic column of length L will be
considered. Taking an initial concentration The formula of function 4 is determined by the
(c)mo of the solute in the mobile phase, the initial conditions for the equation 2.1.21. When
change in the amount of solute after passing the sample is introduced in the column as
the infinitesimal volume dV of mobile phase is a narrow plug, and the movement of this plug is
given by: studied without considering other effects, the
vcmo expression for 4 is given by the delta function d(z):
dxdV (2.1.17)
vx ZN
This total change is caused by the distribution dz 0 if zs0; and dzdz 1 (2.1.23)
of the solute between the mobile and stationary N
60 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

Relation 2.1.23 indicates that 4(z) d(z) is expressed typically in cm2s1). Ficks law can
nonzero only when z 0 and therefore when: be directly applicable, for example, to the diffu-
sion in a tube or a rectangular channel where the
x
V  V0 KVst 0 (2.1.24) concentration c varies only along the channel
L and is the same across the channel. On the basis
The solute emerges at the end of the column of the assumption that for t 0 (initial condi-
at x L and at the retention volume VR, when tion) the concentration is described by a given
rel. 2.1.24 takes the form: function c (x,0), the solution of equation 2.1.26
can be written as follows (see, e.g., [5]):
VR V0 K Vst (2.1.25)
ZN
1
Relation 2.1.25 is identical with rel. 2.1.16, cx; t p ch; 0
pDt (2.1.27)
which is also equivalent to rel. 2.1.15 obtained N
on an empirical basis.  exp h  x2 =4Dtdh

Characteristics of Ideal Peak Shape With the assumption that D is constant and
the whole amount m of material was initially
and Definition of Efficiency
(at t 0) contained in one point at x 0, upon
After the injection incorporates an extremely integration, expression 2.1.27 leads to the rela-
narrow band (plug) of an analyte in the flow tion (see, e.g., [3]):
stream of an HPLC system, this band is broad-
m
ened as the time passes and leads to chromato- cx; t p expx2 =4 Dt (2.1.28)
graphic peaks with a shape ideally described 2 pDt
by a Gaussian bell curve of a given width. The
peak broadening can be ideally considered as By the introduction in rel. 2.1.28 of the
generated only by ordinary diffusion in time. notation:
The transport of the band of the analyte across s2 2 D t (2.1.29)
the HPLC system supposedly does not directly
affect the peak broadening (which is only an the expression for c(x,t)/m (where t const.) can
approximation). Being a diffusion process, be written as follows:
peak broadening can be studied based on Ficks
1
laws. In reality a number of other effects cx; t=m p expx2 =2s2 (2.1.30)
contribute to peak broadening, and they will 2ps2
be discussed later in Section 2.2.
Ficks second law (see, e.g., [4]) for diffusion Expression 2.1.30 characterizes a typical
in one direction (longitudinal diffusion in the Gaussian bell curve (as a function of x), is called
direction of x) has the expression: a normal probability density function, and is
used to describe a random process. For example,
dc v2 c the observational errors in an experiment are
D 2 (2.1.26)
dt v x assumed to follow such a normal distribution.
The parameter s2 is called the variance, and s
where t is time, c is concentration expressed in is called standard deviation. Graphs of c/m as
units of mass per units of length, and D is the a function of the distance x are shown in
diffusion coefficient (of the diffusing species in Figure 2.1.1 for s 0.2 (corresponding
a specific solvent and at a specific temperature, for example to D 102 and t 2) and for
2.1. PARAMETERS RELATED TO HPLC SEPARATION 61
2 FIGURE 2.1.1 The variation of c/m as
a function of distance x for two values of s,
namely s 0.2 (corresponding for example
= 0.2 to D 102 and t 2) and s 0.4. The
1.5 graphs show the Gaussian bell shape of the
concentration distribution. The whole
amount m of material was initially contained
at x 0.
c/m

1
= 0.4

0.5

0
2 1.5 1 0.5 0 0.5 1 1.5 2
distance x

s 0.4 (corresponding for example to D 102 value for D and for the diffusion time. As an
and t 8). The parameter s describes the width example, for the diffusion of aniline in water
of the Gaussian curve, larger s leading to wider at 25 oC, D 1.05 105 cm2/s. For a diffusion
bell shapes as seen in the figure. time of 5 min, Wi z 1.6 mm.
The apex of the Gaussian curve is obtained In a chromatographic process that takes time,
for x 0 and cmax/m (2p s2)1/2. The analytical during the movement of the mobile phase (and
expression of the Gaussian curve shows that for assuming laminar flow), the analyte is diffusing,
any chosen c with 0 < c < cmax the value for x is and if x is the distance from the origin to the
given by the expression: center of the moving diffusion zone, the expres-
q
p sion for c/m becomes:
x  2s2 lnc=ms 2p (2.1.31)
1
cx=m p expx  x2 =2s2  (2.1.34)
From rel. 2.1.31, the bell width W 2jxj is 2ps2
obtained as an increasing function of s. Of
This expression can be used for under-
particular importance in chromatography are
standing peak broadening in a chromatographic
the width at half height Wh and the width at
process. For a separation where the mobile
the inflection point Wi of the Gaussian curve.
phase has a linear flow rate u, the distance
Taking c 1/2 cmax 1/2 m (2p s2)1/2 in
from the origin to the center of the moving
rel. 2.1.31, the result is:
zone is x u tR. Therefore, from rel. 2.1.29 for
Wh 22 ln 21=2 s (2.1.32) a given x, the resulting s is given by the
expression:
From the second derivative of the expression
s2 2 D x=u (2.1.35)
2.1.30, the value for Wi, it is easily obtained as:
Wi 2s (2.1.33) With rel. 2.1.34 for c / m as a function of x,
a chromatogram where c / m is measured shows
The value for Wi for a given compound in peak broadening for an eluting analyte as illus-
a specific solvent can be obtained using the trated in Figure 2.1.2.
62 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

= 0.1
4
3

c(x)/m
= 0.2
2
= 0.4
1

0 5 10 15 20 25
length of the column

FIGURE 2.1.2 Peak broadening of an eluting analyte along a chromatographic column. In this ideal chromatogram, the
broadening for the three peaks correspond to s 0.1, s 0.2, and s 0.4, which can be obtained, for example, for D 1,
u 250 and x 1.25, x 5, and x 20, respectively (arbitrary units).

For a chromatographic process, the concen- In typical chromatographic processes, rel.


tration c(x) in rel. 2.1.34 can be replaced with 2.1.38 remains valid, although in practice, the
the peak height h(x), as generated by the value for st is determined by more factors
response to instant concentration of a chromato- besides longitudinal diffusion, which contrib-
graphic detector. The variation of h as a function utes very little to peak broadening. The
of distance x from start is described in this case maximum height of the peak is achieved when
by the equation: A
t tR and hmax p.
st 2p
hx A2ps2 1=2 exp x  x2 =2s2  The measurement of peak broadening on
(2.1.36) a chromatogram is not so frequently done at
the inflection point of the Gaussian bell curve
where A is the total peak area (used for quanti- (as Wi), but at the half height of the curve (as
tation in HPLC), x is the distance to the middle Wh) or at the baseline (as Wb), where Wb 2 Wi
of the moving zone (and the maximum of the (all the values Wi, Wh, and Wb are now measured
Gaussian curve), and s determines the extent in units of time, but the same notation was main-
of peak broadening. Also, because in most chro- tained as for the values measured in length). The
matographic processes the measured parameter peak width Wb is measured between the points
is the retention time and not the length of the of intersection of baseline with the tangents to
path in the column, s (function of distance) the curve at the inflexion points. Figure 2.1.3
should be replaced with st, a function of time shows the measurements of tR, Wi, Wh, and Wb
(time broadening) given by the formula: on an ideal chromatographic peak.
stR From rel. 2.1.32 or 2.1.33 it results that st can
st (2.1.37) be calculated from Wh or Wb using the
t0 u
expressions:
With this replacement in rel. 2.1.36 the peak
st 8 ln 21=2 Wh z 0:42466 Wh (2.1.39)
height h is expressed as a function of time t as
follows:
st 0:25 Wb (2.1.40)
ht A2pst 2 1=2 expt  tR 2 =2st 2  The value of s (space broadening also indi-
(2.1.38) cated as sL) is related to another parameter
2.1. PARAMETERS RELATED TO HPLC SEPARATION 63
FIGURE 2.1.3 Measurements of retention
time tR and peak broadening Wi, Wh and Wb on
tR a recorded chromatogram.
Inflexion
point
height

Wi
Wh
hmax

h = 0.607 hm ax
h = 0.5 hm ax

Wb
0 0.2 0.4 0.6 0.8 1 1.2 1.4
time (min) --->

used to characterize zone spreading, namely, the The same expression and using rel. 2.1.39 and
height equivalent to a theoretical plate H (HETP), 2.1.43 can be written in the form
which is defined as:
N 5:5452 t2R =Wh2 (2.1.45)
2
H s =L (2.1.41)
In addition to the theoretical plate number N,
This parameter is very useful in chromatog- an effective plate number n is defined by using tR
raphy for the characterization of peak broad- in rel. 2.1.44 instead of t0 R. The formula for N
ening per unit length of the column (since s will be:
describes the width of the Gaussian curve). In 2

addition to H, the peak broadening characteriza- n 16 t0R =Wb2 (2.1.46)


tion in a column can be obtained using the theo-
retical plate number N. For a column of length L, It should be noted that t0 R < tR and therefore
N is defined as: n < N with a large range of differences
(commonly 10 to 30%).
N L=H (2.1.42) Relation 2.1.46 shows how n depends on
chromatographic retention time t0 R, and since
Relation 2.1.42 indicates that N is propor- t0 R is compound related (index (X) omitted), it
tional to the column length L and inversely also shows that N (as well as n) are compound
proportional to H. The theoretical plate number dependent (a correct notation for N should
N can be expressed as a function of length by therefore be N(X)). Both rel. 2.1.44 and 2.1.46
a simple substitution of rel. 2.1.41 in 2.1.42 and: can be used to measure the theoretical plate
number or effective plate number based on
N L2 =s2 (2.1.43) experimental data obtained with a given
column. This measurement is useful in practice
From rel. 2.1.37 and 2.1.40, and because L t0 u, to select columns (higher N gives lower peak
the expression of N from rel. 2.1.43 can be written broadening) and also to assess the loss in
in the form: performance of a column after a certain period
of usage when the N values start to decrease.
N t2R =s2t 16 t2R =Wb2 (2.1.44) Because N is related to the important
64 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

characteristic of peak broadening, it is common since peaks that are well distanced do not pose
to indicate it as a parameter to characterize the separation problems.
efficiency of a column. The values for N for Using rel. 2.1.7, it can be easily noticed that
HPLC columns can either be given for a specific a can also be expressed by the formula:
column or reported as efficiency per meter.
kX
Also both N and n are used for the characteriza- a (2.1.49)
tion of column efficiency, and n is sometimes kY
named simply efficiency. For modern HPLC where k is the retention factor for the two
analytical columns, the efficiency per meter N different compounds. In any chromatographic
can be between 20,000 and 150,000, and for separation, larger a values are desirable for
core-shell columns it can be as high as a better separation. However, the value of
300,000. The values for N (per unit length of a alone cannot describe how good the separa-
the column) are influenced by physical proper- tion of two compounds is. Even when a is large,
ties of the stationary phase such as dimension peak broadening can be so large that the separa-
of stationary phase particles, homogeneity of tion can be poor. The values for a are solute
the particles dimensions, and structure of dependent, but also depend on the nature of
particles. the stationary phase and of the mobile phase.
Since peak broadening is not caused solely by The chemical nature of the stationary phase is
diffusion, if the peaks still maintain their one of the two main factors influencing the sepa-
Gaussian bell shape, it can be accepted that the ration for a given set of analytes, the second
peak width is determined by the sum of main factor being the choice of mobile phase.
a number of independent random processes For this reason, the choice of a chromatographic
with normal distribution and: column is frequently based on its selectivity
r
X a toward the analytes being separated. A value
Wi 2s 2 s2n (2.1.47) for a > 1.2 is typically necessary for an accept-
n able separation. A special utilization of selec-
tivity is related to the characterization of
where sn are the standard deviations of these hydrophobic character of reversed phase chro-
random independent processes. matographic columns (see Section 6.4 for
a discussion on methylene selectivity a(CH2)).
Selectivity
Selectivity is another empirical parameter, Resolution
typically indicated as a, which can be calculated Regardless of how far apart the apexes of two
from a given chromatogram. The value for a is chromatographic peaks (as described by a) are,
calculated using the formula: if the peaks are broad their separation can be
compromised. A parameter that truly character-
t0R X izes peak separation is the resolution R. This
a (2.1.48)
t0R Y parameter is defined by the formula:

where t0 R(X) > t0 R(Y). Parameter a indicates the 2tR X  tR Y


R (2.1.50)
ratio of the distances in time between the apexes Wb X Wb Y
of two chromatographic peaks (for compounds
X and Y). The selectivity factor is usually of In formula 2.1.50 it can be easily seen
interest for compounds that give adjacent peaks, that tR(X) e tR(Y) tR(X) e tR(Y), and this
2.1. PARAMETERS RELATED TO HPLC SEPARATION 65
   
difference can be written as DtR tR(X) e tR(Y). 0 k
tR tR , and tR / Wb can be expressed
The values for formula 2.1.50 can be obtained 1k
from the chromatogram as illustrated in as a function of N as shown in rel. 2.1.44 (tR /Wb
Figure 2.1.3. A good peak separation is typically 1/4N1/2). As a result, the following formula is
considered when R > 1 or even R > 1.5 when obtained for R:
the two peaks are separated at the baseline  
(DtR. > Wb(X) Wb(Y)). The widths at the 1 k
R a  1 N 1=2 (2.1.54)
baseline of the two peaks can be different (as 4 1k
is also shown in Figure 2.1.4), but as an approx-
imation it is possible to take Wb(X) Wb(Y) The value for DtR can also be written as
Wb. With these assumptions, the formula for R a function of selectivity a in the following
can be written in the form: form:
R DtR =Wb (2.1.51)
DtR a  1a1 t0R X (2.1.55)
The difference DtR can be written as a function
of selectivity a in the following form: Omitting the index X for t0 R, the expression
for R becomes:
DtR a  1t0R Y (2.1.52)
R a  1a1 t0R =Wb (2.1.56)
and omitting the index Y for tR, the expression
for R becomes: And the formula for R is then written in the
R a  1t0R =Wb (2.1.53) form:
  
1 a1 k
In the ratio tR/Wb the value for tR can R N 1=2 (2.1.57)
be replaced with tR using rel. 2.1.10 4 a 1k

t R

t R (Y)
height

t R (X)

W b (Y)
W b (X)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6
time (min ) --->

FIGURE 2.1.4 An idealized chromatogram showing the measurable parameters used for the calculation of resolution R.
66 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

It can be seen from rel. 2.1.57 that R depends This expression shows that the resolution
on all three parameters: selectivity a, peak depends on the constants for the equilibrium
capacity k, and column efficiency N. between the mobile phase and the stationary
Both relations 2.1.54 and 2.1.57 are approxi- phase for the two analytes to be separated, and
mations, taking the peak width at the baseline on the phase ratio J, and the number of theoret-
as equal for the two peaks, and the theoretical ical plates N of the chromatographic column.
plate number N as measured for one The requirement for the value of resolution R
compound (Y in rel. 2.1.54) or for the other (X to be higher than 1 in order to have a good sepa-
in rel. 2.1.57). An example of the variation of ration is translated for the theoretical plate
R as a function of a and k, assuming a chromato- number N in the requirement to satisfy the
graphic column with N 18,000, is given in relation:
Figure 2.1.5. 1 k2 a2
The graph from Figure 2.1.5 shows that R is N > 16 (2.1.59)
k2 a  12
most sensitive to the parameter a, which is
critical for obtaining a good separation. Larger
In many practical applications, the separation
k values are also useful, but as k increases,
factor a between an analyte and other compo-
its importance for the increase in R is
nents of a specific matrix may be too close to
diminished.
unity. The increase in the number of theoretical
Resolution depends as shown by formulas
plates of the column can be helpful for
2.1.54 (or 2.1.57) on a, k and N. By using rel.
enhancing separation in these cases. A discus-
2.1.13 for k, rel. 2.1.54 can also be written in
sion on possibilities for increasing the values
the form:
for N is given in Section 2.2.
 
1 KX KY
R  1 NY1=2
4 KY 1=J KY Peak Capacity
(2.1.58) The efficiency of an HPLC separation can be
characterized by a parameter known as peak
capacity. This parameter gives the number of
peaks in a chromatogram that can be separated
21 from one another with a resolution R 1 for a pre-
18 defined retention factor k. The requirement of
15
a predefined k is equivalent to a given retention
window, the restriction resulting from the fact
12
that excessively large k values lead to very long
9 R retention times, which are not acceptable for prac-
6 tical purposes (k < 20 is a common limitation).
3 The theory of a maximum peak capacity is based
10
on the fact that an ideal peak (Gaussian shape) has
0
8.5
7 3 the peak width Wb 4st (see rel 2.1.40). As the
5.5 2.5 peak width changes with the retention time, the
k 4 2
2.5 1.5 peak capacity P can be defined by the formula:
1 1
tZ
R max

FIGURE 2.1.5 Graph showing the variation of R as dt


P 1 (2.1.60)
a function of a and k assuming a chromatographic column 4st
with N 18,000. t0
2.1. PARAMETERS RELATED TO HPLC SEPARATION 67
where tRmax represents the retention time of the where h(t) is given by expression 2.1.38. It can be
last peak in the chromatogram. Relation 2.1.60 seen that U0 is the area of the chromatographic
can easily be interpreted as the length (in peak since:
time) of a chromatogram divided by one peak ZN " #
2
1=2 t  t
2ps2 exp 
R
width. The value of st can be related (using dt 1 (2.1.64)
rel. 2.1.37) to the theoretical plate number by 2s2
0
the formula:
Peak area is proportional to the amount of
t0
st pke 1 (2.1.61) analyte and is the main parameter used for
N quantitation in HPLC.
The first momentum is given by the
where ke is the retention factor k at the point of
expression:
elution (and can be taken as ke t/t0 - 1). For iso-
ZN
cratic separations, introducing st in rel. 2.1.60 1
U1 t htdt (2.1.65)
and performing the integration, the resulting U0
value for the peak capacity P is given by the 0
formula:
It can be shown that the first momentum is in
p  
N tR max fact the retention time tR (U1 tR). The first
P 1 ln (2.1.62) momentum gives the expected value of
4 t0
a random variable, and assuming that no
For gradient separations, a more complicated spreading of the chromatographic peak would
expression for P can be obtained [6,7]. occur, the expected value of time where the
peak would be formed is tR.
Higher moments can be defined by the
Statistical Moments for the Description formula:
of Peak Characteristics ZN
1
Un t  U1 n htdt (2.1.66)
Some of the characteristics of chromato- U0
graphic peaks can be obtained using statistical 0
methods. The Gaussian shape of the peak can
For example, the second momentum gives the
be seen as generated by a population of points
variance and has the expression:
with random normal (Gaussian) distribution.
The estimation of population parameters such ZN
1
as mean and variance can be done in statistics U2 t2 htdt  t2R (2.1.67)
U0
by calculating the population moments. For 0
a discrete distribution of measurements, the
momentum results from a sum. For a continuous Second momentum gives the value for s2t
distribution described by a Gaussian function, (U2 s2t ). Also, it can be seen from rel. 2.1.43
the momentum will be given by an integral. that the theoretical plate number N can be
Zero momentum for the chromatographic peak obtained from the formula:
is given by the integral: t2 U2
N R2 1 (2.1.68)
st U2
ZN
U0 htdt (2.1.63) The third momentum is zero for a perfect
0 Gaussian peak (as well as all higher momentum
68 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

values). However, for a real peak that deviates where kw,i is the (extrapolated) value of ki for
from the Gaussian shape being asymmetrical, a specific analyte for f 0, Si is a specific
the third momentum U3 describes this peak constant for a solute, a solvent mixture, and
asymmetry also known as skew. A positive value a specific column, and does not depend on f
for U3 indicates tailing. The formula for the that is the ratio of volume of organic phase in
skew is the following: the total volume of solvent (volume fraction of
ZN the organic solvent). The value S 3 can be
1 used for unknown analytes, but S can be
U3 t3 htdt  3U0 U2 2U30 (2.1.69)
U0 obtained using graphs of measured log ki for
0
different f values in isocratic conditions. The
The fourth momentum (U4) describes yet parameter is sometimes estimated using the
another property of peaks deviating from the approximation formula S 0.25 (M)1/2 (where
perfect Gaussian shape indicating the extent of M is the molecular weight of the analyte). Tables
vertical flattening known as excess [8]. A positive of this parameter are also available in the litera-
value for U4 indicates sharpening of the peak. ture [9]. Several values for S for specific
compounds are listed in Table 7.1.8.
For a linear gradient, the composition of the
Description of Peak Characteristics mobile phase is changed by rel. 1.4.1. For t1
for Gradient Separations 0 and c1 f0 in rel. 1.4.1 (also assuming a dwell
As previously mentioned, the formulas for volume VD 0), for a specific time t the volume
the empirical peak characteristics were devel- fraction of organic phase can be written in the
oped assuming that the HPLC separation takes form:
place in isocratic conditions. In isocratic condi- Df
f f0 t (2.1.71)
tions, the retention factor k, the equilibrium tgrad
constant K, and the diffusion coefficient D for
a specific compound i are constant (for a given With f given by rel. 2.1.71, included in rel.
column and a given composition of the mobile 2.1.70, the expression for the capacity factor
phase). Gradient elution modes allow modifica- becomes:
tions of kis (therefore of retention times tR,i), Dft0 t
which depend on modification of the mobile log ki log kw;i  Si f0  Si (2.1.72)
tgrad t0
phases composition. For different types of chro-
matography, the change in mobile-phase Relation 2.1.72 shows that in linear gradient
composition may affect differently the values conditions, the capacity factor ki depends across
of ki. For example, in RP-HPLC the ki values the chromatogram not only on the nature of the
for hydrophobic compounds are significantly compound i, but also on the instantaneous
higher for a mobile phase with a strong polar mobile-phase composition. The variation of ki
character (e.g., water) as compared to ki values during a gradient run-time for two compounds
in a less polar mobile phase consisting, for having different kwi values and the same S is
example, of a high proportion of acetonitrile or illustrated in Figure 2.1.6. The variation of log ki
methanol in water. In isocratic conditions, the during a (linear) gradient run-time is linearly
value of ki can be approximated as dependent dependent on the time t as seen from rel. 2.1.72.
on the volume fraction of organic component in Relation 2.1.72 can also be written in the form:
the mobile phase f by the expression:
t
log ki log kw;i  Si f0  b (2.1.73)
log ki log kw;i  Si f (2.1.70) t0
2.1. PARAMETERS RELATED TO HPLC SEPARATION 69

= 0.25 = 0.4 = 0.55 = 0.7 FIGURE 2.1.6 Variation of ki during


0 = 0.1
9 a linear gradient run time for two compounds
with kw1 25 and kw2 250, S 4, f0 0.1,
8 Df 0.6, t0 1 min and tgrad 8 min.

6
5
ki

4
3

2
1

0
0 1 2 3 4 5 6 7 8
Run time min

where b is known as gradient steepness and its parameters for gradient elution, can be found
value is given by the formula: in Section 7.6.

DfS
b t0 (2.1.74) Quantitation in HPLC
tgrad
The integration of c(x) given by rel. 2.1.30 for x
Z N
Because a compound has different ki values 2 p
between N and N (since ex dx p)
during the chromatographic run, it is not possible N
to use ki as given by rel 2.1.73 for the calculation, leads to the following result:
for example, of t0 R (or tR) following expressions
similar to 2.1.7. Since ki changes as the compound ZN
migrates across the chromatographic column, it m cxdx (2.1.76)
was useful to define an effective value for k. N
This effective value is the gradient retention
(capacity) factor k* and is obtained using The same integral of c(x) between N and
various approximations. The effective gradient N is equal to the total peak area Apeak (for
capacity factor k* is used for the estimation of compound i) under the curve representing the
several parameters in gradient elution such as function c(x). In chromatographic instruments,
a* k*/k
i *j or the resolution R expressed by this peak area is obtained using instrumental
a formula similar to 2.1.57 as follows: detection/amplification procedures and the
    value for Apeak in a chromatogram will become
1 a  1 k only proportional to the amount of material
R 
N 1=2 (2.1.75)
4 a 1 k injected in the HPLC system. Since the injection
is performed using a given sample volume, and
Further discussion of gradient elution, m ci Vinj where ci is the sample (initial) concen-
including the calculation of k* and of other tration, and Vinj is the injection volume, the
70 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

following expression is used for quantitation in a proportionality relation, which is expressed


HPLC: by the formula:
ci Vinj Const: Apeak (2.1.77) ci Vinj Const:0 hmax (2.1.80)

The proportionality constant Const. depends The proportionality constant Const. also
on experimental conditions, and a common depends on experimental conditions, and quan-
quantitation procedure is the use of calibration titation procedures involve the use of calibration
curves between peak area and the concentra- curves.
tion of an analyte. These calibration curves Although measurement of the concentration
are obtained using standards. In practice, devi- of the injected sample seems to be equally
ations from rel. 2.1.77 may sometimes be possible using the peak area or the peak
encountered. For example, the relation between height, there are some differences between
sample concentration and peak area can be of the two procedures. The formulas 2.1.78 and
the form: 2.1.79 were developed based on the assump-
ci Vinj Const:1 Const:2 Apeak (2.1.78) tion that the peak has an ideal Gaussian shape.
This is not the case in most practical situations.
In some cases, a quadratic equation fits better Even if the peak shape deviates from
the relation between the concentration and peak Gaussian, rel. 2.1.77 remains valid, and the
area. These deviations from rel. 2.1.77 are peak area in the chromatograms remains
caused by the background response of the proportional to the amount of sample injected
detector or by its nonlinear response. Quantita- in the HPLC system. For peaks with a shape
tion based on standard addition or peak area different from Gaussian, more variability
ratios with isotopic labeled compounds (used regarding the proportionality between the
with MS detection) are also practiced and are peak height and the amount of the injected
based on proportionality given by rel. 2.1.77 sample is typically seen.
(standard addition quantitation is not appli- The maximum concentration cmax for an
cable if the dependence between the analyte HPLC separation is an important parameter
concentration and peak area follow rel. 2.1.78 since it determines the maximum signal in
and Const.1 is not known) (see, e.g., [1].). a selected detector and therefore is related to
Besides the peak area, peak height can also be the detection limit of an analytical method.
used for quantitation. Relation 2.1.34 shows that From rel. 2.1.79 a chromatographic dilution D
c(x) in a chromatogram is maximum when x x, can be defined using the formula:
and then the following expression is valid: p
ci s 2p
D (2.1.81)
Vinj ci cmax Vinj
cmax p (2.1.79)
s 2p
From
prel. 2.1.41 it can be obtained that
The maximum concentration of the analyte in s HL, and introducing this expression in
the chromatogram corresponds to the apex of rel. 2.1.81, a formula for the dilution D can be
the chromatographic peak, and the peak height obtained (in microcolumn HPLC, other effects
hmax is proportional to that maximum concentra- also contribute to the peak broadening, and
tion cmax. Relation. 2.1.78 indicates that the more elaborate expressions for s are utilized
initial concentration and the peak height in [10,11]). Relation 2.1.81 indicates that the
a chromatogram can also be related by maximum concentration of analyte cmax along
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 71
a chromatographic peak is directly propor- longitudinal diffusion in an HPLC column is
tional to the initial concentration in the sample hindered by the packing material, and an
ci, and inversely proportional to dilution D. obstruction factor g must be included in its
Smaller values for D are therefore preferable formula. In this way, the formula for the contri-
for obtaining larger detector signals. This bution to plate height HL becomes:
can be achieved with larger injection volumes
s2L 2Dt 2D
and columns that are shorter and with low HL g g (2.2.2)
values for the height equivalent to a theoretical L L u
plate H.
The use of rel. 2.2.2 requires known values
for parameters g and diffusion coefficient D of
the analyte in the mobile phase, and also for
2.2. EXPERIMENTAL PEAK the value of linear flow rate u (dependent
CHARACTERISTICS IN HPLC on the dimensions of the channel). The value
for g depends on the column packing and is
Van Deemter Equation typically around 0.625. The values for D (in
The Van Deemter equation describes the cm2s1) are reported in the literature for
factors influencing peak broadening in a chro- various solutes and solvents and can also be
matographic separation. The longitudinal diffu- estimated [12,13]. One additional observation
sion of an analyte molecule in a solvent accounts regarding the value for D is that since this
for only a small proportion of the peak broad- parameter depends on the nature of the
ening. (Longitudinal diffusion was discussed solvent, during the gradient HPLC the value
in Section 2.1 to describe the Gaussian shape of D may change for a given solute. This
of an HPLC chromatographic peak.) Among change may contribute to a (small) variation
the factors that contribute to peak broadening of HL across a peak that elutes in gradient
are the following: (1) longitudinal diffusion conditions, contributing to deviations from
(already discussed), (2) eddy diffusion, (3) a Gaussian peak shape. The value for u can
lateral movement of material due to convection, be obtained from the volumetric flow U (set
(4) mass transfer process in and out the at the pump). For this purpose, it should be
stationary phase, and (5) contribution from the noticed that the value for the dead time t0 of
stagnant mobile phase in a porous material a column can be obtained either by dividing
(mass transfer in and out mobile phase). For the length of the column L by u or by dividing
a chromatographic process involving all these the void volume of the column V0 by U.
broadening effects, the height equivalent to Therefore, the following formulas can be
a theoretical plate H (HETP) can be written written:
using rel. 2.1.41 and 2.1.47 in the following form: L  pd2 L 4U
P 2 t0 and u  2 (2.2.3)
sn u 4U p d
n
H HL HE HC HT HS
L where d is the inner diameter of the column,
(2.2.1) * z 0.7 103 is the packing porosity (for
a column filled with 5 mm diameter particles, u
The expression for the contribution to the in mm/min, L and d in mm, and U in mL/
theoretical plate of longitudinal diffusion is min). Using all the necessary values, the HL
given by rel. 2.1.41, with s given by rel. 2.1.29 can be estimated as a function of the volumetric
(where s is written in the form sL). However, flow rate.
72 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

Eddy diffusion is caused by the fact that in of the molecules of the solute in the stationary
a packed material the flow occurs through phase (different from D for the diffusion in the
a tortuous channel system with various path mobile phase), and k is the capacity factor for
lengths. The molecules of the same solute may the solute.
randomly take different paths. This path will The contribution to the plate height from the
depend on the average diameter of a particle, mass transfer in the stagnant mobile phase in
and using the notation dp for the particle diam- the porous material is given by an expression
eter in the stationary phase, the contribution to similar to 2.2.6 where the parameter Q is about
the plate height of the eddy diffusion can be the same, but df should be replaced by dp
written in the form: (particle diameter related to the depth of the
pores), and Ds by D the diffusion coefficient in
H E L dp (2.2.4)
the mobile phase. This effect, known as mobile
phase mass transfer contribution, gives the
In rel. 2.2.4, L is a parameter depending on following increase HS to the theoretical plate
other characteristics of column packing and height:
increases when the packing material is more
irregular. k d2p
HS Q u (2.2.7a)
Lateral movement of material due to 1 k2 D
convection depends on column packing
(through a parameter G), increasing when the In size-exclusion chromatography, there
particle diameter dp increases and decreasing are no sorption effects (ideally) to affect
when the diffusion coefficient D increases. band broadening. However, a contribution to
Also, this effect is stronger at higher linear band broadening comes from the stagnant
flow rates. The contribution to the plate height mobile phase in the porous material. For
of this type of diffusion is given by the spherical porous particles it has been demon-
expression: strated that this contribution gives Q z 1/
Gd2p u 30, which increases the plate height with the
Hc (2.2.5) quantity:
D
k d2p
The rate of transfer of solute into and out of HS u (2.2.7b)
the stationary phase is controlled by the rate of 301 k2 D
diffusion in the liquid stationary phase or by
the adsorption-desorption kinetics in the case When we combine all the factors contributing
of adsorption processes. Using a random walk to the increase of the plate height, the result can
model (e.g. [14]), it can be shown that for a distri- be written in a general form known as the van
bution process the contribution to the plate Deemter equation [15]:
height due to this effect can be expressed by 1
the formula: H A B Cu (2.2.8)
u
k d2f
HT Q u (2.2.6) where A, B, and C are constants incorporating
1 k2 Ds all the other parameters previously discussed.
The Van Deemter equation provides informa-
In rel. 2.2.6, Q is a parameter depending on tion on the kinetic performance of a chromato-
the particle shape, df is the thickness of the graphic column. The plot of the van Deemter
stationary phase, Ds is the diffusion coefficient equation for A 4 mm, B 500 mm2/s, and
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 73
16 FIGURE 2.2.1 The plot of van Deemter
equation and of its components for A 4 mm,
14 B 500 mm2/s and C 0.0005 s.

12

10
H = A + B/u + Cu
H (HETP) m

6 H = Cu
H=A
4
H = B/u
2

0
0 0.2 0.4 0.6 0.8 1
u cm/s

C 0.0005 s is given in Figure 2.2.1. An equiv- The value for the optimum volumetric flow U
alent formula for H, is given by the can be easily obtained from rel. 2.2.3 and 2.2.10,
expression: as having the expression:
2
r
D dp p d2 D B0
H A0 dp B0 C0 u (2.2.9) Uopt (2.2.11)
u D 4dp C0

The van Deemter equation given by formula The value for minimum H can be obtained by
2.2.9 indicates the explicit contributions of: (1) including uopt in expression 2.2.9, giving the
the diffusion coefficient D of the solute in the following result:
mobile phase, and (2) the dimension of the p
particles of the stationary phase dp. The contri- Hmin dp A0 B0 C0 (2.2.12)
bution HT, being very small, is neglected
in 2.2.9. Relation 2.2.10 (and 2.2.11) indicates that the
The minimum of the van Deemter curve indi- optimum flow rate depends on the nature of
cates the optimum flow rate of the mobile phase, the analyte (through D) and on the column
for which the minimum plate height, and there- construction. In particular, the larger are the
fore the maximum number of theoretical plates particles of the packing material (larger dp), the
N, can be obtained. This minimum is obtained lower is the optimum flow rate. On the other
from the condition of zero value for the differen- hand, the minimum plate height Hmin is a func-
tial dH/du 0 that generates for the optimum u tion of column construction only, larger particles
the formula: leading to larger HETP H, and therefore to
a lower number of theoretical plates N (for the
r same column length).
D B0
uopt (2.2.10) Experimental attempts to verify equations
dp C0 2.2.8 (and 2.2.9) showed that some deviations
74 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

from the theoretical model occur. The main Knox curves, as expected, have similar
explanation for this effect is that eddy diffusion features with van Deemter curves, but at higher
and mobile phase mass transfer are not totally flow rates the increase of h (and therefore of H)
independent effects. As described about eddy is less pronounced. The graph of a Knox depen-
diffusion, intraparticle local streams that have dence with A 1, B 2 and C 0.05 is
different length and linear velocity lead to shown in Figure 2.2.2. These values were chosen
differences in the length of the path for mole- because they are close to many current analy-
cules of the same species. However, the differ- tical HPLC columns.
ences in the intraparticle velocity of local The values for the parameters A, B, and C
streams also affect the mobile phase mass trans- in Figure 2.2.2. are common for columns with
fer, and in return the eddy diffusion. The particle size 5 mm, and in optimum flow condi-
coupling of the two processes is captured in tions it can be seen that h z 2. Based on rel
a different expression for H, given by the Knox 2.2.13, this indicates that the plate height H
equation [16, 17]. In the Knox equation it is can be roughly approximated with the value
common to replace the HETP H with a reduced H z 2dp.
value h (dimensionless) and the linear velocity u Even the Knox equation does not account
with a reduced linear velocity y (also dimension- for all the effects contributing to peak broad-
less) given by the expressions: ening. For example, it was shown that
the mobile phase viscosity also influences
H udp 4Udp
h and y (2.2.13) some of the processes previously considered
dp D p d2 D [18], and this aspect is not included (in explicit
With these notations, the Knox equation is form) in rel. 2.2.8 or 2.2.14. The implicit
written in the form: dependence of H on the mobile phase viscosity
results from the fact that the diffusion
1
h A}y1=3 B} C}y (2.2.14) coefficient D is dependent on liquid phase
y

10

6
h

4
h =A " 1/3 + B "/ + C
h = A " 1/3
2
h = C "
h = B /
0
0 2 4 6 8 10 12 14 16

FIGURE 2.2.2 The plot of Knox equation for A 1, B 2 and C 0.05. Individual contributions of different terms are
also shown.
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 75
viscosity by the Stokes equation, which has the the number of theoretical plates N can be imme-
form: diately obtained (N L/H where L is the length
RT
D N 1 (2.2.15) of the column). In practice, a large number of
6pb h rmolecule theoretical plates N may be necessary for a sepa-
where h is the dynamic viscosity, b is a correction ration, but at the same time a higher flow rate u
constant (close to 1), rmolecule is the radius of the is desirable in order to achieve a shorter elution
molecule (or particle), and N is Avogadro number time. Elution time depends on the nature of each
(N 6.02214179  1023 mol1) (the units for separated compound, but information on how
dynamic viscosity are poise P, and 1 P 0.1 Pa x s). fast a chromatographic separation is can be
Other effects, such as extra column broad- obtained from the value of t0 of an unretained
ening, are not included in these equations [19]. compound. This is a consequence of rel. 2.1.7
Also, the processes taking place during the where the retention of a given compound tR
separation are considered ideal, and effects can be obtained from t0 by the expression tR
such as overloading of the stationary phase t0 (k 1). The variation of theoretical plate
with sample that cannot be retained are not number N as a function of elution time t0 can
considered in the theory. be obtained by replacing in the van Deemter
The applicability of the previous theory to equation the values u L/t0 and H L/N.
monolith columns is a problem because all the With these substitutions, the van Deemter equa-
parameters used for obtaining van Deemter tion can be written in the form:
and Knox equations are based on columns L 2 t0
packed with porous (or core-shell) particles. N (2.2.16)
ALt0 Bt20 CL2
The extension of these equations to describe
monolith columns has been attempted using
the concept of domain size [20, 21]. Such a dependence is shown in Figure 2.2.3
for three columns 50 mm, 100 mm, and 150
mm long with irregular particles of 5 mm. As
Kinetic Plots shown in Figure 2.2.3, the optimum number
Based on the van Deemter equation, a relation of theoretical plates is obtained at different
between the flow rate u used in a separation and elution times and therefore at different flow

220000 FIGURE 2.2.3 Dependence of the


number of theoretical plates N/m for
a column as a function of the elution
180000 time t0 for three columns 50 mm,
100 mm and 150 mm long with irreg-
ular particles of 5 mm.
Theor. plate N /m

140000

100000

60000

20000
0 5 10 15 20 25
Elution tim e t 0 m in
76 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

rates. These optimums can be unacceptable for 120000


a practical separation. For example, for the
100000
150-mm column length the optimum value
for N is reached at about 12.5 min, and

Pressure kPa
80000
a compound with capacity factor k 5 will
60000
elute at about 50 min. For this reason, a higher
flow rate is preferable even if the number of 40000
theoretical plates is diminished. However,
the flow rate in a chromatographic column 20000

cannot be increased indefinitely, being


0
limited by the increase in the pressure drop 0 5 10 15 20 25
across the column Dpmax. The difference Dp Elution time t0
between the pressure at the column inlet and
that at the outlet of the column (filled with FIGURE 2.2.4 Variation of back pressure (pressure drop
porous particles) when the linear flow is u is across the column) at different elution times t0 for the three
columns 50 mm, 100 mm and 150 mm long with irregular
given by the following expression (the Darcy particles of 5 mm. A horizontal line is shown for 300 bar.
equation): (The variation of N as a function of elution time is shown in
Figure 2.2.3).
hufr L hfr L2 hufr NH
Dp 2
2
(2.2.17)
dp dp t 0 d2p
were reported in the literature [23]. Since
where h is the mobile-phase viscosity, L is the maximum acceptable column backpres-
column length, dp is the diameter of the parti- sure Dp for a common silica based column
cles in the bed, and fr is the column flow resis- can be set relatively high (e.g., 300 bar or
tance factor. This type of variation of Dp as for UPLC, 500e600 bar), the kinetic plots do
a function of the retention time t0 (for h not have a high utility. However, in size-exclu-
2 mPa/s and fr 1 mm2) is shown in sion chromatography, the maximum accept-
Figure 2.2.4 for the same three columns consid- able pressure is typically lower since this
ered for Figure 2.2.3. technique uses stationary phases that can
By setting a limiting backpressure for collapse at higher pressures. For this reason,
example, to about 300 bar (30,000 kPa), the kinetic plots in SEC are more frequently
limit of how low the elution time can be set useful.
can be calculated. For obtaining information
on N at this limit of elution time (backpres-
sure) for different columns (different length
Peak Asymmetry
or different stationary phases), it is necessary Regardless of whether the variance s2 in
to generate graphics displaying the variation peak broadening was caused by diffusion,
of N for the points where each column eddy effects, or mass transfer effects, it was
reaches the limiting backpressure. These assumed that it characterizes a perfectly
graphs are indicated as kinetic plots. One random process following a Gaussian distri-
type of kinetic plot is the Poppe plot [22]. bution. However, it is not uncommon in prac-
This is a plot of log (t0/N) as a function of tice to have HPLC peaks that do not have
log N where t0 is selected for a specific Dp a perfect Gaussian shape. This deviation is
value (maximum acceptable for the evaluated particularly common for separations that
system). Other similar types of kinetic plots take place in gradient conditions when
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 77
various factors, including the value for D, are used. The peak tailing is defined by the
changing across the peak. Peak asymmetry formula:
was previously indicated as being measured
by U3 momentum known as skew (see rel. f 0 r0
TF (2.2.19)
2.1.69). The peaks may show either tailing 2f 0
(peak a in Figure 2.2.5) or fronting (peak c in
Figure 2.2.5). A Gaussian peak (peak b) is where f 0 and r0 are measured in the same way as
also shown in Figure 2.2.5. f and r, but at 5% of the peak height, and it is also
Besides the value for U3 that can be calcu- compound dependent.
lated with the modern data processing capabil- The asymmetry is generated in chromatog-
ities of HPLC systems, two simpler parameters raphy by various factors. One common cause
can be used for the characterization of peak is column overloading. In this case, due to
asymmetry. One is the asymmetry parameter the excessive amount of sample, the stationary
As (X), which is measured on the chromato- phase is covered or saturated with the sample;
graphic peak of compound X by taking the separation process is far from ideal, and
a perpendicular from the peak maximum and a tail is formed (r/f >1). This type of tailing
a parallel to the baseline at 10% peak height. can be identified by the triangular peak
The asymmetry is defined as the ratio of shape (the tail does not have a slow exponen-
the rear (r) to front (f ) segments cut on this tial-type decrease). Also, when more than
parallel by the chromatographic peak and the one type of interaction of an analyte with
perpendicular as shown in Figure 2.2.5 for the stationary phase takes place, for example,
peak a, and: due to active spots in the path of the ana-
lyte, peak tailing may take place (r/f >1).
r Peak fronting is less common, but it can
AsX (2.2.18)
f be seen in separations with more than one
type of interaction solute versus stationary
In addition to peak asymmetry parameter phase.
As (X), an additional parameter referred to The tailing or fronting of a chromatographic
as tailing factor TF (X) is sometimes peak may adversely affect the separation.
Corrections for the calculation of plate
number N (see rel. 2.1.44) in case of peak
tailing have been suggested [24]. Another
a b c
0.5 problem regarding peak tailing or fronting is
related to peak integration for the determina-
0.4 tion of peak areas. Modern HPLC systems
Peak height

depend on computer data processing capa-


bility for the detection and integration of chro-
matographic peaks for area measurement.
Peaks that have tails or fronting are less accu-
f r rately integrated by these programs, leading
10% f r 5% to errors in quantitation. The use of peak
Time height for quantitation is also affected by
FIGURE 2.2.5 Peaks of three different shapes: a showing
tailing or fronting. When the peak shape in
tailing, b with Gaussian shape, c showing fronting. (rear (r) the chromatogram of standards used for a cali-
and front ( f ) shown for peak a) bration is different (better) than the peak
78 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

shape in the chromatogram of the real life performance of a column when new or after
samples, larger errors in accuracy of the anal- a number of injections during its utilization.
ysis occur. To verify the performance of a column,
The most common cause of peak asymmetry a test mixture of compounds can be used
is the existence on the stationary phase of more under specified conditions. An example for
than one type of moiety that can lead to different such a test mixture used for the performance
types of interactions with the analytes. For evaluation of reverse-phase columns contains
example, on a silica base column that has C18 6 mg/mL uracil, 10 mg/mL toluene, 25 mg/mL
groups attached on its surface, it is possible fluorene, and 40 mg/mL fluoranthene. The
that silanol groups (hSi-OH) are also present. separation is recommended in isocratic condi-
The interaction with the two types of groups tions, 30% water and 70% acetonitrile. The
may lead to peak asymmetry, and values of As separation should be repeated at several
around 1.5 are not uncommon for analytical flow rates (e.g., between 0.4 mL/min and
HPLC columns. The manufacturer typically 2.0 mL/min, with a step increase of 0.2 mL/
gives the asymmetry parameter for chromato- min), and the parameters t0, tR, and Wb are
graphic column characterization. Peak asymme- measured on the chromatograms (t0 is typi-
try being measured for the peak of a specific cally taken from the retention time of uracil
compound is also a compound-dependent that is assumed not retained on the column).
parameter. From the length of the column, the linear
flow rate is calculated using u L/t0, the
theoretical plate number N is calculated using
Application of van Deemter Equation rel. 2.1.44, and H (HETP) is calculated using
The Van Deemter equation can be practi- rel. 2.1.42. The graph representing H as a func-
cally utilized for determining the optimum tion of u can be obtained. Having three
flow rate in a column in order to achieve different compounds in the test mixture, the
maximum performance regarding the theoret- values obtained for N and H will be slightly
ical plate number N, as well as to verify the different, but they should not differ

FIGURE 2.2.6 Example of chro- mAU


matograms obtained at different flow
rates from a test mixture for the veri- 120
fication of a Zorbax Eclipse XDB-C8
new column performance in isocratic 100
conditions, using van Deemter equa-
tion (see text for conditions).
80

60

40 1.6
mL/min
1.0
20 mL/min
0.4
0 mL/min
0 5 10 15 20 25 30 35 min
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 79
considerably. The results of such an experi- samples is also observed, although the H value
ment are shown as an example in Figure 2.2.6 for the old column is still relatively close to the
for a Zorbax Eclipse XDB-C8 column, 3 mm initial value. Optimization of flow rate based
particle size, 150 mm length, 4.6 mm i.d. The on the van Deemter equation in order to obtain
column was kept at 25 oC. The peak detection the best N values is not the only optimization of
was done using UV absorption at 254 nm. The practical use. In practice, short run-times are
resulting chromatograms are shown in also desirable. For this reason it is common
Figure 2.2.6 (only three traces shown from 7 that the flow rate in a column is selected higher
measured). The experiment was performed than is indicated by the van Deemter equation,
for the new column and also after 800 injec- as long as the separation is still good and the
tions of biological samples. Following the column back pressure is acceptable. The flow
calculation of u from the retention time of rate is typically limited by the column backpres-
uracil for different volumetric flow rates U sure (or HPLC maximum pressure) and not by
and calculation of H from the broadening Wb the deviation from maximum column efficiency.
of fluoranthene peak, the results were plotted However, column selection and flow rate opti-
and generated the graphs shown in mization can be combined for obtaining the
Figure 2.2.7. The results shown in Figure 2.2.7 optimum separation results [25].
indicate that an optimum value for u is Using H 15.5 mm and L 150 mm in rel.
around 6.75 cm/min. From rel. 2.2.3 it can be 2.1.42, the resulting value for the theoretical
written: plate number N is 9677 and the effective plate
number n can be calculated using the
 pd2
U u (2.2.20) expression:
4
t0R2
Assuming for the column * z 0.7, rel. 2.2.20 n N (2.2.21)
t2R
gives an optimum U z 0.8 mL/min (the i.d. of
the column is 0.46 cm). Some degradation For the evaluated column, n (for fluoran-
of column performance after 800 injections of thene) is about 7354. The column efficiency n
per meter for the column is about 50,000 (indi-
22 cating a good column). A higher n would be
generated with an earlier eluting peak such
21
as toluene. The effective plate height n or the
20 after 800 injections theoretical plate height N are typically indi-
cated for commercially available chromato-
19 graphic columns (as measured for a standard
H (m)

18 compound, which is usually toluene or ethyl-


benzene for C18 columns). As an example, the
17 new column
values for N for a number of C18 columns are
16
listed in Table 2.2.1.

15
2 4 6 8 10 12 14 16 18 20 Peak Characterization Using
u (cm/min) Exponentially Modified Gaussian Shape
FIGURE 2.2.7 Plot of H as a function of u for a Zorbax The Gaussian shape of a chromatographic
Eclipse XDB-C8 column (see text for conditions). peak is due mainly to the random spreading
80 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

TABLE 2.2.1 List of Theoretical Plate number N per m for Several C18 Columns that are Commercially Available
(for Toluene in 10% H2O 90% CH3OH)

Column N per m Column n per m

ACE C18 111,000 Nucleosil C18 101,000


ACE C18-300 103,500 Nucleosil C18AB 87000
ACE C18-HL 102,000 Partisil ODS 47,500

mBondapak C18 36,000 Partisil ODS2 41,000


Capcell Pak AG C18 51,000 Partisil ODS3 52,000
Develosil ODS-HG 85,500 Prodigy ODS2 48,000
Develosil ODS-MG 66,000 Prodigy ODS3 62,000
Develosil ODS-UG 92,000 Resolve C18 45,500
Exsil ODS 93,000 SunFire C18 91,500

Exsil ODS1 114,000 Symmetry C18 92,000


Gemini C18 75,500 Vydac 218TP 63,000
Hichrom RPB 97,500 Waters Spherisorb ODS1 100,500
Hypersil BDS C18 76,500 Waters Spherisorb ODS2 91,500
Hypersil GOLD 91,000 Waters Spherisorb ODSB 92,000
Hypersil HyPurity C18 73,000 YMC JSphere ODS H80 64,500

Hypersil ODS 94,500 YMC JSphere ODS M80 58,000


Inertsil ODS 73,500 YMC ODS A 99,500
Inertsil ODS3 60,500 YMC ODS AM 83,500
Inertsil ODS2 32,000 YMC Pro C18 105,000
Kromasil C18 99,000 Zorbax Extend C18 80,500
LiChrosorb RP-18 74,000 Zorbax ODS 85,500

LiChrospher RP-18 80,000 Zorbax Rx-C18 90,500


Luna 5 C18(2) 88,000 Zorbax SB-C18 103,000
Novopak C18 60,000 Zorbax XDB-C18 96,000

of the injection plug in the chromatographic modified Gaussian (EMG) describes more
column. However, the dead volumes along accurately the true chromatographic peak
the chromatographic system and the viscous shape [27e31]. In this modified function,
flow also contribute to the shape of the chro- a Gaussian function with the variance s2 is
matographic peak [26]. It was suggested that combined with an exponential decay depend-
a better equation indicated as exponentially ing on a parameter s. A Gaussian, an
2.2. EXPERIMENTAL PEAK CHARACTERISTICS IN HPLC 81

1 1 1
A B C
0.8 0.8 0.8

0.6 0.6 0.6

0.4 0.4 0.4

0.2 0.2 0.2

0 0 0
0 5 10 15 20 0 5 10 15 20 0 5 10 15 20

FIGURE 2.2.8 A Gaussian curve (A), an exponential decay (B) and the resulting combined curve (C).

exponential decay, and the combined curve calculated using computer packages), as indi-
are pictured in Figure 2.2.8. The EMG function cated in the following formulas:
describing the peak height (at origin) has the
U1 tR s U2 s2 s2 U3 2s3
expression:
U4 3s4 6s2 s2 9s4
    Zz
As 1 s 2 t  tR x2 (2.2.24)
ht p
exp  exp dx
s 2p 2 s s 2
N From these expressions are calculated the
(2.2.22) following values:

where: U3 U4
skew excess 3
t  tR s U2 3=2
U2 2
z  (2.2.23) (2.2.25)
s s U1 2
N
U2
In this equation, A is the peak area, s is the
standard deviation of the Gaussian peak, and s The use of EMG for the deconvolution (using
is the time constant of exponential axis. Unfortu- appropriate computer programs) of the chro-
nately, the calculation of h(t) for any t along the matographic peaks, in particular of those that
chromatogram using the EMG function given are not well resolved, has been proven very effi-
by rel. 2.2.22 is difficult. However, the expression cient [24,32,33].
from rel. 2.2.22 can be obtained in terms of error
Z z Summary of Chromatographic Peak
2
function erfz p expx2 dx which Characteristics
p 0
allows an easier calculation, since erf (z) is tabu- A summary of peak characteristics can be
lated and available in computer program pack- obtained by processing the peaks in a chromato-
ages [30]. gram either manually or more commonly by
From formula 2.2.22, different desired using the capability of data processing programs
parameters for the chromatographic peak are from the computer that controls the HPLC. A
obtained using the statistical moments (also summary of such characteristics is given in
82 2. PARAMETERS THAT CHARACTERIZE HPLC ANALYSIS

TABLE 2.2.2 Typical Peak Characteristics Obtained using the Capability of Data Processing Program from the
Computer that Controls the HPLC

No. Characteristic Notation Common range

1 Retention time tR 1 - 30 min (longer times for complex


chromatograms)
2 Void (dead) time t0 1 - 3 min
3 Capacity factor k 2 - 10
4 Peak height h Depends on detector settings

5 Peak area A Depends on detector settings


6 Peak width at half height Wh 0.05 to 1 min
7 Peak width at baseline Wb 0.1 to 2 min
8 Peak start tstart Depends on tR and Wb
9 Peak end tend Depends on tR and Wb
10 Skew U3 0 to 1

11 Excess U4 0 to 2
12 Symmetry (at 10% height) As 1 to 1.3
13 Tailing TF 1 to 1.3
14 Noise at peak baseline Depends on detector settings
15 Signal to noise ratio S/N Depends on detector settings, compound
nature and concentration, etc.
16 Integration type Base to base, base to shoulder, etc.
17 Time increment Depends on the rate of detector
measurements of signal
18 Data points per peak Depends on the rate of detector
measurements of signal
19 Theoretical plate number (plates/ N 4,000 e 40,000
column)
20 Theoretical plate number (plates/meter) N 30,000 e 300,000
21 Efficiency (plates/column) n 4,000 e 40,000
22 Efficiency (plates/meter) n 30,000 e 300,000
23 Foley Dorsey plates/column N corrected for asymmetry (lower than N)

24 Foley Dorsey plates/meter N corrected for asymmetry (lower than N)


25 Selectivity to previous peak a 1.5 - 10 (depending on separation)
26 Selectivity to next peak a 1.5 - 10 (depending on separation)
27 Resolution to previous peak: R 1.5 - 15 (depending on separation)
28 Resolution to next peak R 1.5 - 15 (depending on separation)
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table offer a good description of various aspects separating speed in gas and liquid chromatography.
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