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Schizophrenia Bulletin vol. 39 no. 6 pp.

13431351, 2013
doi:10.1093/schbul/sbs117
Advance Access publication October 6, 2012

Functional Connectivity Measures After Psilocybin Inform a Novel Hypothesis


ofEarly Psychosis

Robin L.Carhart-Harris*,1,2, RobertLeech3, DavidErritzoe1, Tim M.Williams2, James M.Stone1, JohnEvans4,


David J.Sharp3, AmandaFeilding5, Richard G.Wise4, and David J.Nutt1,2
Imperial College London, Centre for Neuropsychopharmacology, Division of Experimental Medicine, London, UK; 2University of
1

Bristol, Academic Unit of Psychiatry, Bristol, UK; 3Imperial College London, the Computational, Cognitive, and Clinical Neuroimaging
Laboratory, Division of Experimental Medicine, London, UK; 4Cardiff University Brain Research Imaging Centre, School of

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Psychology, Cardiff University, Cardiff, UK; 5The Beckley Foundation, Beckley Park, Oxford, UK
*To whom correspondence should be addressed; Imperial College London, Centre for Neuropsychopharmacology, Burlington Danes
Building, 160 Du Cane Rd, London, UK; e-mail: r.carhart-harris@imperial.ac.uk

Psilocybin is a classic psychedelic and a candidate drug Introduction


model of psychosis. This study measured the effects of
Background
psilocybin on resting-state network and thalamocortical
functional connectivity (FC) using functional magnetic Psilocybin is a tryptamine psychedelic and the prodrug
resonance imaging (fMRI). Fifteen healthy volunteers of the major psychoactive component of magic mush-
received intravenous infusions of psilocybin and placebo in rooms, psilocin. Psilocybin and psilocin were first iso-
2 task-free resting-state scans. Primary analyses focused lated and synthesized by Albert Hofmann1 after which
on changes in FC between the default-mode- (DMN) and they were used in psychotherapy before this was cur-
task-positive network (TPN). Spontaneous activity in the tailed by political pressure.2 Classic psychedelics like
DMN is orthogonal to spontaneous activity in the TPN, psilocybin produce a range of subjective effects from
and it is well known that these networks support very differ- superficial perceptual changes to more profound exis-
ent functions (ie, the DMN supports introspection, whereas tential-type experiences.3 Much has been written about
the TPN supports externally focused attention). Here, inde- the phenomenology of the psychedelic state, but we
pendent components and seed-based FC analyses revealed have only a limited understanding of how it is produced
increased DMN-TPN FC and so decreased DMN-TPN in the brain.
orthogonality after psilocybin. Increased DMN-TPN FC
has been found in psychosis and meditatory states, which
share some phenomenological similarities with the psy- Functional MRI Measures of Spontaneous Brain
chedelic state. Increased DMN-TPN FC has also been Activity
observed in sedation, as has decreased thalamocortical FC, There has been an increased interest in measures of
but here we found preserved thalamocortical FC after psi- spontaneous brain activity in recent years.4 In humans,
locybin. Thus, we propose that thalamocortical FC may be fMRI measures of task-free- or resting-state functional
related to arousal, whereas DMN-TPN FC is related to the connectivity (FC) have become popular. Measures of
separateness of internally and externally focused states. resting-state FC using independent components analysis
We suggest that this orthogonality is compromised in early (ICA) have identified a number of spatiotemporally
psychosis, explaining similarities between its phenomenol- coherent networks5 that closely resemble stimulus-evoked
ogy and that of the psychedelic state and supporting the activation maps.6 Of particular interest is the default-
utility of psilocybin as a model of early psychosis. mode network (DMN), a network of regions (including
the posterior cingulate cortex; medial prefrontal cortex,
Key words: serotonin/5-HT/resting-state networks/ mPFC; and lateral inferior parietal cortex) that show
default-mode network/psychedelics/consciousness/ greater activity during internally oriented cognition
psychosis/at-risk mental state than externally focused attention.7 The DMN receives

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R. L.Carhart-Harris etal

more blood flow8 and consumes more energy7 than other Materials and Methods
brain regions, has undergone significant evolutionary
Design
expansion,9 and serves as an important convergence zone
or connector hub in the cortex.10 The DMN is activated This was a within-subjects placebo-controlled study. The
during high-level cognitions such as predicting the future11; study was approved by a local NHS Research Ethics
making personal, social, and moral judgments12,13; and Committee and Research and Development department,
contemplating the past.14 These properties have led to and conducted in accordance with Good Clinical Practice
speculations that the DMN is the biological system upon guidelines. AHome Office Licence was obtained for stor-
which our psychological notions of self15 or ego16 are age and handling of a Schedule 1 drug. The University of
based. Bristol sponsored the research.

Between-Network FC and Cognitive Function Participants


The DMN is known to deactivate during cognitive tasks, This is a new analysis on a previously published data set.24
while a generic task-positive network (TPN) is activated; Fifteen healthy subjects took part: 13 males and 2 females

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and the TPN deactivates during introspection, while (mean age=32, SD=8.9). Recruitment was via word of
the DMN becomes more active. Importantly, this com- mouth. All subjects were required to give informed con-
petitive relationship between DMN and TPN activity sent and undergo health screens prior to enrolment. Entry
may be preserved under task-free conditions,17 poten- criteria were the following: at least 21years of age, no per-
tially implying that DMN-TPN competition, or at least sonal or immediate family history of a major psychiatric
orthogonality, is a fundamental property of global brain disorder, substance dependence, cardiovascular disease,
function.18 and no history of a significant adverse response to a hallu-
Spontaneous fluctuations in resting-state network cinogenic drug. All of the subjects had used psilocybin at
(RSN) activity influence stimulus-evoked activity and least once before (mean number of uses per subject=16.4,
predict behavioral variability.19 Task performance is more SD=27.2) but not within 6 weeks of the study.
consistent or less variable if inverse coupling between the
DMN and TPN is greater.20 Moreover, increased sponta- AnatomicalScans
neous DMN activity has been associated with increased
Imaging was performed on a 3T GE HDx system.
mind wandering.21 Thus, a picture emerges of a funda-
Anatomical scans were performed before each functional
mental orthogonality between the DMN and TPN, with
scan. These were 3D fast spoiled gradient echo scans in an
the DMN serving explorative inner thought, and the
axial orientation, with field of view=256 256 192 and
TPN serving focused attention. Crucially, during nor-
matrix=256 256 192 to yield 1-mm isotropic voxel res-
mal waking consciousness, explorative inner thought and
olution (repetition time/echo time [TR/TE]=7.9/3.0ms;
focused attention do not occur simultaneously, presum-
inversion time=450ms; flip angle=20).
ably because the systems that support these states are
kept apart. If, however, activity in the DMN and TPN
was to become less orthogonal, then this might cause a Drug and Scanning Parameters
confusion of states and a disturbance of cognition such All subjects underwent two 12-min eyes-closed resting-
as is seen in early psychosis. state blood oxygenlevel dependent (BOLD) fMRI scans
Pharmacological fMRI studies have discovered rela- on 2 separate occasions at least 7 days apart: placebo
tionships between changes in DMN-TPN FC and changes (10ml saline, 60-s intravenous injection) was given on 1
in subjective experience. For example, abstinent smokers occasion and psilocybin (2mg dissolved in 10ml saline)
with improved cognition following nicotine replacement on the other. Seven of the subjects received psilocybin in
therapy showed increased inverse coupling between the scan 1, and 8 received it in scan 2.Injections were given
DMN and TPN.22 Changes in DMN-TPN and thalamo- manually by a study doctor situated within the scanning
cortical coupling have also been measured after propofol suite. The 60-s infusions began exactly 6min after the
infusion. Reduced conscious awareness correlated with start of the 12-min scans. Subjective ratings were given
reduced inverse coupling between the DMN and TPN postscan using visual analog scales. The subjective effects
and decreased thalamocortical FC.23 of psilocybin were felt almost immediately after injection
The present study sought to test the effect of psilocy- and were sustained for the duration of the scan.25
bin on DMN-TPN and thalamocortical FC. We hypoth-
esized that thalamocortical FC would be preserved after
psilocybin but DMN-TPN FC would be increasedcon- fMRI Data Acquisition
sistent with reduced orthogonality between these net- BOLD-weighted fMRI data were acquired using a gra-
works in the psychedelic state. dient echo planar imaging sequence, TR/TE 3000/35ms,

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Functional Connectivity Measures

field-of-view=192mm, 64 64 acquisition matrix, par- tailed. Pearsons correlational analyses were used to test
allel acceleration factor = 2, 90 flip angle. Fifty-three for relationships between aDMN-RSN FC and subjec-
oblique axial slices were acquired in an interleaved fash- tive ratings. Based on their relevance to the hypothesis that
ion, each 3mm thick with zero slice gap (3 3 3mm decreased orthogonality between the DMN and TPNs
voxels). would predict experiences of disturbed ego boundaries
and cognition, we chose the following 5 questionnaire
items for correlational analyses: I felt a sense of merging
Independent Components Analysis
with my environment, I experienced a loss of separation
All analyses were performed using the Functional from my surroundings, my thinking was muddled, I
Magnetic Resonance Imaging of the Brain (FMRIB) lost all sense of ego, and the item that required subjects
Software Library (FSL, www.fmrib.ox.ac.uk/fsl). FSLs to rate the intensity of the drug effects. Results were cor-
MELODIC was used to derive 20 spatiotemporally coher- rected for multiple comparisons (Bonferonni).
ent components from 30 concatenated data sets. Twenty
preinjection baseline components were derived so that
the effect of psilocybin on FC between these components Between-Network FC Using Seed-BasedFC

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could then be examined. Thus, the data sets from which In addition to the ICA approach, we assessed DMN-TPN
the components were derived included the first 6min of FC using seed-based FC. The results of a ventromedial
each subjects placebo and psilocybin resting-state scans PFC (vmPFC) seed-based resting-state FC analysis were
(ie, the 100 volumes that were acquired prior to the injec- used to define the DMN (vmPFC-positive network) and
tion of saline or psilocybin). These data were motion cor- TPN (vmPFC-negative network).24 Activity in these net-
rected using FSLs MCFLIRT function and a high-pass works is sometimes referred to as being anticorrelated,
filter of 100 s was applied. The 20 components were reg- but this can be misleading because anticorrelations can
istered to the subjects T1-weighted high-resolution (1 be introduced by regressing out the global grey matter
1 1mm) anatomical scans that were themselves regis- signal.18 For this reason, we chose not to include global
tered to the Montreal Neurological Institute standard grey matter regression in any of the analyses presented
brain (1 1 1mm). in this article. The DMN and TPN (cluster threshold
Z > 2.3, P < .05 whole brain corrected) were converted
into spatial masks from which time series were extracted
Between-Network FC UsingICA
for each functional scan. We also extracted times series
Of the 20 components derived from the group ICA, 11 from white matter and cerebrospinal fluid (CSF) masks
were identified as functionally meaningful RSNs; to serve as nonneuronal noise regressors.
explicitly, we excluded 9 components where the majority Linear regression was performed to calculate the FC
of the voxels were in white matter, ventricular space, or strengths between the DMN and TPN for all of the scan-
outside of the brain. Henceforth, we will refer to these ning sessions. Times series were separated into the first 100
as noise components because their signal was most volumes (preinjection) and the last 100 volumes (postin-
likely nonneuronal. The remaining 11 RSNs included an jection), with the 40 volumes surrounding the injection
anteriorly loaded DMN (aDMN), a posteriorly loaded period excluded from the analysis. The DMN time series
DMN (pDMN), right- and left-lateralized frontoparietal served as the dependent variable and the TPN, white mat-
networks (rFPN & lFPN), an auditory network (AUD), ter, and CSF time series, plus motion parameters served
salience network (SAL), visual network, precuneus net- as independent variables. The unstandardized regression
work, dorsal attention network (DAN), cerebellar net- coefficients for the DMN vs TPN were compared before
work, and sensorimotor network. These 11 networks are vs after psilocybin injection, plus after placebo vs after
shown in figure1 with the aDMN in everyimage. psilocybin injection, using t tests.
Time series for the last 100 volumes (postinjection) for
all 20 components were extracted using multiple regres-
sion. Our analyses focused on the relationship between the ThalamicFC
DMN and other RSN in the psychedelic state. Thus, the To test for an effect of psilocybin on FC between the thala-
aDMN was chosen as the dependent variable in regression mus and high-level cortical networks, a bilateral thalamic
analyses run in SPSS. One RSN at a time plus the 9 noise mask was generated based on an anatomical template in
components were entered as independent variables. The FSL. This mask was thresholded and transformed into sin-
noise components were included to remove nonneuronal gle-subject functional space, and time series were extracted
variance. This process was repeated for each of the RSNs, for each subject. Linear regression was used to measure
with the aDMN as the dependent variable in every case. changes in thalamocortical connectivity after psilocybin.
The unstandardized regression coefficient for the RSN of The thalamic time series served as the dependent variable,
interest were plotted and compared across the 2 conditions and the DMN and TPN time series served as independent
(psilocybin vs placebo) in paired t tests. All t tests were 2 variables. Thalamus-DMN and thalamus-TPN FC were

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Fig.1. Default-mode network-resting-state network (DMN-RSN) connectivity after psilocybin vs after placebo. (A) anteriorly loaded
DMN (aDMN)-left frontoparietal network connectivity, (B) aDMN-right frontoparietal connectivity, (C) aDMN-dorsal attention
network connectivity, (D) aDMN-salience network connectivity, (E) aDMN-visual network connectivity, (F) aDMN-auditory network
connectivity, (G) aDMN-motor network connectivity, (H) aDMN-cerebellar network connectivity, (I) aDMN-precuneus network
connectivity, (J) aDMN-posterior DMN connectivity. Images show the aDMN in orange and the relevant RSN in blue with the adjacent
chart displaying the regression coefficient or functional connectivity (FC) strength after placebo (gray) and psilocybin (blue). The
betas on the y-axis refer to regression coefficients. Contrasts B, C, D and F were all statistically significant when corrected for multiple
comparisons (corrected =0.005).

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Functional Connectivity Measures

calculated in 2 separate regression analyses. As before, positive correlations between DMN-TPN FC and ratings
white matter and CSF time series and motion variance of psychedelic effects. The item my thinking was mud-
were entered as regressors of no interest. Again, global dled showed suggestions of a relationship with increased
grey matter signal regression was not included in this anal- DMN-rFPN FC, but this did not survive correction for
ysis. Regression coefficients for thalamus-DMN and thal- multiple comparison (P=.02, revised =0.002); ratings
amus-TPN FC were compared before and after psilocybin of drug effects intensity showed suggestions of a relation-
and placebo, and after psilocybin vs after placebo. ship with increased DMN-TPN FC, but this was also not
significant (P=.16).
Results
Subjective Effects DMN and TPN Connectivity With the Thalamus
The subjective effects of psilocybin have been docu- Previous work found a positive correlation between
mented elsewhere.24,25 Briefly, the subjective effects of increases in DMN-TPN FC and propofol-induced reduc-
2mg psilocybin given as an intravenous injection over 60 s tions in consciousness23; however, none of our subjects
reported reduced consciousness after psilocybin. The

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begin at the end of the injection period, reach a sustained
peak after 4min, and subside completely after 4560min. same study also reported reduced thalamocortical con-
Primary subjective effects include altered visual percep- nectivity that correlated with reduced consciousness;
tion (eg, hallucinated motion and geometric patterns), an thus, we tested to see if psilocybin caused similar reduc-
altered sense of space and time, and vivified imagination. tions in thalamocortical connectivity. Thalamic-DMN
FC showed a nonsignificant increase after psilocybin
(figure4D,E), and there was a significant increase in tha-
ICA and Between-NetworkFC lamic-TPN FC (figure4G). The increases in thalamocor-
Eleven RSNs were identified from the preinjection time tical FC after psilocybin did not correlate with ratings of
series. These RSNs are listed in the Materials and Methods the intensity of the subjective effects of psilocybin.
section and shown in figure1. Of these 11 networks, there
were 2 DMNs, an anteriorly loaded DMN (aDMN, fig- ValidityTests
ure1, orange in all images) with all of the major DMN
nodes present, and a posteriorly loaded DMN (pDMN, Between-Condition Differences in Movement. Movement
blue in figure 1J). FC between the aDMN and each of regressors were included in all of our FC analyses, but
the 10 remaining networks was compared in turn. Charts it remains possible that the increases in FC between the
in figure1 show the strength of the FC between aDMN aDMN and other RSNs may have been caused by differ-
and the other RSNs after placebo and after psilocybin. ent levels of movement in the 2 conditions. Thus, we cal-
Significant increases in FC between the aDMN and the culated the mean movement per volume for each subjects
SAL were evident after psilocybin (P=.0002), as well as scan and compared the psilocybin and placebo scans in
the right frontoparietal network (P = .0003), the AUD a paired t test. Significantly, greater movement was seen
(P = .0006), and the DAN (P = .0009). There was also under psilocybin (mean movement per volume=0.06mm
a suggestion of decreased FC between the anterior and [SD=0.015] for placebo vs 0.1mm [SD=0.05] for psilo-
posterior DMNs (P=.02), but this did not survive cor- cybin, P < .01). However, there was considerable variabil-
rection for multiple comparisons (=0.005, Bonferonni ity in movement under psilocybin, with some participants
corrected). An example of increased aDMN-SAL FC showing less movement under drug. Therefore, to test
after psilocybin is shown in Figuer2C. whether the between-condition differences in movement
could explain the regression results shown in figure1, we
ran correlational analyses on all of the positive results
Seed-Based FC and Between-NetworkFC from this analysis (ie, aDMN-DAN, aDMN-rFPN,
A vmPFC seed-based FC analysis24 was used to derive aDMN-SAL, and aDMN-AUD). No relationships were
DMN and TPN spatial masks (figure 3A, orange and found between the changes in between-network coupling
blue, respectively). Linear regression revealed signifi- under psilocybin and the differences in movement, so the
cantly increased FC between the DMN and TPN after argument that the observed changes in between-network
psilocybin vs placebo (figure3B, P=.001) and post- vs coupling were caused by between-condition differences in
prepsilocybin injection (figure3C, P=009). movement is not supported by the data.

Correlations Between DMN-RSN FC and Psychedelic Discussion


Effects ICA revealed 11 RSNs, including a canonical DMN.
Pearsons correlational analyses were performed to test Increased FC was evident between this DMN and 4
for relationships between altered DMN-RSN FC and RSNs. These 4 RSNs include well-characterized TPNs,
psilocybins subjective effects. There were suggestions of ie, the dorsal attention, salience and right frontoparietal
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Fig.2. The effect of psilocybin on DMN connectivity seen at the single-subject level. (A) The aDMN (orange) and salience network
(blue) derived from Independent Components Analysis. (B) An illustrative single-subject time series for the DMN (red) and salience
network (blue) after placebo injection. (C) The same subjects time series for the DMN and salience network after psilocybin injection.
Note the increase in FC between the DMN and salience network after psilocybin vs after placebo. (D) Positive (orange) and negative
(blue) FC with the ventromedial prefrontal cortex (vmPFC) based on data from fifteen placebo condition 12-min resting-state scans. This
vmPFC-positive network is the DMN, and the vmPFC-negative network is the task-positive network. (E) The complete time series for
the DMN and task-positive network (TPN) for a single subjects psilocybin scan. Note the increase in DMN-TPN FC after psilocybin.
Subject CR rated the intensity of the effects at 9/10 and JB 10/10.

Fig.3. Increased functional FC between the default-mode- and task-positive network under psilocybin. (A) vmPFC-positive- (DMN,
orange) and vmPFC-negative regions (TPN, blue). (B) Increased FC between the DMN and TPN after psilocybin vs placebo (P=.001).
(C) Increased FC between the DMN and TPN post vs prepsilocybin (P=.009).

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Fig.4. Thalamic connectivity with the DMN and TPN. (A) The thalamic (orange) and DMN (blue) masks from which time series were
extracted. (B) Thalamic-DMN connectivity postplacebo vs postpsilocybin (P=.1). (C) Thalamic-DMN connectivity postpsilocybin vs
prepsilocybin (P=.2). (D) The thalamic (orange) and TPN (blue) networks from which time series were extracted. (E) Thalamic-TPN
connectivity postplacebo vs postpsilocybin (P=.03). (F) Thalamic-TPN connectivity post- vs prepsilocybin (P=.06).

network, and the auditory network. Importantly, DMN and large decreases in thalamocortical connectivity were
and TPN activity is normally orthogonal, or even com- evident in the propofol study, we tested to see if the same
petitive,17 so increased DMN-TPN FC implies that thalamocortical decoupling occurred under psilocybin.
these networks functionality became less distinct under We hypothesized that if thalamocortical connectivity is
psilocybin. Confirmatory results were found when we preserved in the psychedelic state, then this may explain
repeated the analysis with DMN and TPN masks derived the psychological differences between the psychedelic
from a seed-based FC analysis; increased DMN-TPN and sedated state. As shown above, thalamic FC with
FC was evident after psilocybin. These results imply the DMN was preserved under psilocybin. Moreover,
that increased DMN-TPN FC, and so decreased DMN- while thalamic FC with a right frontoparietal network
TPN orthogonality, is an important characteristic of the was decreased under propofol, thalamic-TPN connec-
psychedelicstate. tivity was actually increased under psilocybin. In sum-
The question now arises, is increased DMN-TPN cou- mary, the results of the present study strongly imply that
pling specific to the psychedelic state? Boveroux and col- increased DMN-TPN FC, especially in the presence of
leagues found a graded decrease in DMN-TPN inverse preserved thalamocortical FC, is not an index of reduced
coupling (or increase in DMN-TPN FC) with increasing consciousness but rather a change in the specific mode or
levels of propofol-induced sedation. However, none of style of consciousness.
our subjects reported sedation after psilocybin; in fact, Increased DMN-TPN coupling (or decreased inverse
psychedelics are often described as mind expanding. coupling) has been observed in patients with schizophre-
This inconsistency in phenomenology but consistency nia2730; however, it is not known how this relates to symp-
in physiology is intriguing. Because decreased thalamo- tomatology. Increased DMN-TPN coupling has been
cortical excitation is closely linked to reduced arousal26 found in people at high risk of psychosis31 and an inability

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R. L.Carhart-Harris etal

to distinguish between ones internal world and the exter- between inner thought and external focus becomes
nal environment, sometimes referred to as disturbed ego blurred.
boundaries, is a hallmark of early psychoses32 and the This is the first time that between-network FC has been
psychedelic state.33,34 For example, one of our volunteers assessed after a psychedelic. The findings make an impor-
reported the following after psilocybin: It was quite dif- tant contribution to our understanding of the brain
ficult at times to know where Iended and where Imelted into effects of these drugs. The phenomenological and neuro-
everything around me. And the following account is from biological association between the psychedelic state, early
a patient experiencing early psychotic symptoms: My per- psychosis and spiritual-type experiences suggest that psy-
sonality is in danger my self is beginning to disappear.35 chedelics may serve as models of the prodrome to psy-
It is intriguing to consider whether increased DMN- chosis, as well as tools to deconstruct abstract concepts
TPN FC can explain such phenomena. Disturbed ego such as the ego and scientifically study mystical-type
boundaries is a key component of spiritual-type experi- experiences.
ences.36 It is curious therefore that increased DMN-TPN
coupling has been found in experienced mediators,37
Funding

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especially those practicing a form of meditation known
as nondual awareness, which specifically promotes a Beckley Foundation; Neuropsychoanalysis Foundation;
unitary state of awareness in which there is no distinc- Multidisplinary Association for Psychedelic Studies; and
tion between the subject and object.38 Supplementing Heffter Research Institute.
the mapping between DMN activity and the sense-of-
self, decreased DMN activity has also been found in
meditation37,39,40 and the psychedelic state.24 There is Acknowledgments
increasing evidence that DMN functioning is related to We are grateful to the reviewers for improving this manu-
the sense-of-self15 or the ego,16 and ego dissolution script. We are also grateful to Alison Diaper, Ann Rich,
is commonly described in meditation and the psyche- Sue Wilson for help with this research.
delic state. For example, one of our volunteers reported
after psilocybin: That was real ego death stuff, a total
dissolving of the ego-boundaries ... Ionly existed as a con- References
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