Regions Business Units

Region Business Name
EMEA Retail Brokerage LE062

North America Retail Banking LE063
Asia Pac Retail Brokerage LE064
EMEA Retail Banking LE065
North America Trading and Sales LE066
North America Retail Brokerage LE067
Asia Pac Retail Banking LE0610
North America Commercial Banking LE0617
Asia Pac Commercial Banking LE0622
North America Agency Services LE0630
1
EMEA Agency Services LE0639
EMEA Trading and Sales LE0641
EMEA Commercial Banking LE0646
Asia Pac Corporate Finance LE0670
2
Asia Pac Trading and Sales LE0682
3
North America Corporate Finance LE06116
North America Asset Management LE06121
4
North America Corporate Finance LE06174
Asia Pac Asset Management LE06181
5
6
EMEA Asset Management LE06233
EMEA Corporate Finance LE06247
7
8
9
10
11
Asia Pac Agency Services LE06430
12
13
14
15
EMEA Retail Brokerage z-LE-441
16
17
18
North America Retail Banking z-LE-131
EMEA Retail Banking z-LE-132
North America Asset Management z-LE-134
North America Commercial Banking LE-06-001
Asia Pac Retail Banking z-LE-142
EMEA Corporate Finance z-LE-143
Asia Pac Commercial Banking z-LE-145
Asia Pac Trading and Sales z-LE-147
North America Retail Banking LE-06-000
19
EMEA Trading and Sales z-LE-155
North America Trading and Sales z-LE-157
North America Commercial Banking z-LE-175
North America Retail Brokerage z-LE-190
20
EMEA Commercial Banking z-LE-194
Asia Pac Agency Services z-LE-196
North America Agency Services z-LE-197
EMEA Agency Services z-LE-226
21
Asia Pac Retail Brokerage z-LE-236
Asia Pac Asset Management z-LE-253
22
23
North America Retail Brokerage LE-06-014
24
EMEA Asset Management z-LE-29
25
North America Corporate Finance z-LE-447
26
North America Corporate Finance LE-06-012
27
Asia Pac Corporate Finance z-LE-342
28
29
North America Corporate Finance LE-06-010
30
North America Corporate Finance z-LE-388
31
32
33
34
Asia Pac Corporate Finance LE061366
35
Asia Pac Corporate Finance z-LE-342
36
Status Risk Category
Under Review Clients, Products
Execution, and
Delivery Business
and ProcessPractices
Approved Management
Not Started Clients, Products and Business Practices
In Progress Clients, Products
Execution, and
Delivery Business
Under Review Management
Approved Clients, Products and Business Practices
Not Started External Fraud
Rejected Employment Practices and Workplace Safety
Under Review External Fraud
Rejected Business Disruption and System Failures
In Progress External Fraud
Approved External Fraud
Under Review Clients, Products and Business Practices
Execution, Delivery and Process
Approved Management
Under Review Employment Practices
Execution, Delivery andand Workplace Safety
Process
Not Started Management
Approved Employment Practices and Workplace Safety
Not Started Internal Fraud
In Progress Management
Approved Management
Rejected External Fraud
In Progress Internal Fraud
Under Review Business Disruption and System Failures
37
Approved Management
In Progress Employment Practices and Workplace Safety
Execution, and
Delivery Business
Approved Management
Process
Approved Management
Rejected Management
Not Started Employment Practices
Process
Not Started Clients, Products
Execution, and
Delivery Business
Approved Management
Under Review Internal Fraud
38
In Progress Employment Practices
Process
Not Started Employment Practices and Workplace Safety
Approved Internal Fraud
Rejected Management
39
Process
Approved Management
Approved Management
Approved Management
Rejected Management
40
Approved Management
In Progress Clients, Products and Business Practices
Process
Under Review Employment Practices and Workplace Safety
Rejected Internal Fraud
Execution, and
Delivery Business
41
Execution, and
Delivery Business
Approved Management
Process
In Progress Business
Execution,Disruption and Process
Delivery and System Failures
Approved Management
Execution, and
Delivery Business
Rejected Clients, Products and Business Practices
Approved Management
42
Execution, and
Delivery Business
Approved Management
Process
Rejected Clients, Products
Execution, and
Delivery Business
Approved Management
Execution, and
Delivery Business
Process
Approved Damage to Physical Assets
Rejected Management
43
Approved Management
Rejected Management
Rejected Management
Execution, and
Delivery Business
Approved Management
Approved Management
Process
Approved Management
44
Approved Employment Practices
Process
Under Review Business
Rejected Management
Process
45
Approved Management
Approved Management
Process
Rejected Management
Approved Management
Not Started Business
Rejected Management
Execution, and
Delivery Business
Rejected Management
Rejected Management
46
Approved Management
Approved Business Disruption and System Failures
Under Review Damage toDelivery
Execution, Physical and
Assets
Process
Approved Management
Approved Clients, Products
Execution, and
Delivery Business
Process
47
Approved Management
Execution, and
Delivery Business
Rejected Business
Rejected Management
Process
Approved Management
In Progress Damage to Physical Assets
Approved Management
Process
Approved Management
Rejected Management
48
Rejected Management
Approved Management
49
Approved Management
Execution, and
Delivery Business
Execution, and
Delivery Business
50
Rejected Management
Approved Management
Execution, and
Delivery Business
Approved Management
Approved Management
Execution, and
Delivery Business
Approved Management
51
Approved Management
Approved Management
Execution, and
Delivery Business
Approved Management
Approved Management
52
Approved Management
Process
Approved Management
Process
53
Execution, and
Delivery Business
Approved Management
Rejected Management
Rejected Management
Rejected Management
Rejected Employment Practices
Process
Approved Management
54
Process
Approved Management
Rejected External
Execution,Fraud
Delivery and Process
Approved Management
Execution, and
Delivery Business
Approved External
Execution,Fraud
Rejected Management
Not Started External
Execution,Fraud
Approved Management
Execution,Fraud
55
Approved Management
Execution,Fraud
Approved Management
Execution, and
Delivery Business
Approved Management
Approved Management
Approved Management
56
Under Review External
Execution,Fraud
Process
Approved Management
Approved Employment
Execution, Practices
Delivery andand Workplace Safety
Process
Execution, and
Delivery Business
Execution, and
Delivery Business
57
Approved Management
Rejected Management
Rejected External
Execution,Fraud
Rejected Management
Rejected Employment Practices
Process
Approved Management
Execution,Fraud
Approved External
Execution,Fraud
Process
Approved Management
58
Execution,Fraud
Under Review Damage toDelivery
Execution, Physical and
Assets
Process
Approved Management
Approved Management
In Progress Employment
Process
Execution,Fraud
Execution,Fraud
Approved Management
Execution, and
Delivery Business
Execution, and
Delivery Business
Execution, and
Delivery Business
Rejected Management
Execution,Fraud
Approved Management
59
Execution,Fraud
Rejected Business Disruption and System Failures
Rejected Management
Execution,Fraud
Approved Management
Execution, and
Delivery Business
In Progress External
Execution,Fraud
Approved Management
Process
Approved Management
Execution, and
Delivery Business
Execution,Fraud
Rejected Management
60
Execution,Fraud
Approved Management
Execution,Fraud
Approved Management
In Progress Damage to Physical Assets
Execution, and
Delivery Business
Approved Management
Process
Process
Under Review Employment
Process
Execution,Fraud
Execution, and
Delivery Business
Approved Management
61
Execution,Fraud
Approved External
Execution,Fraud
Approved Management
Rejected Management
Execution, and
Delivery Business
Approved Management
Under Review Employment
Process
Approved Management
62
Execution,Fraud
Rejected Management
Approved External
Execution,Fraud
Approved Management
In Progress Business Disruption and System Failures
Rejected External
Execution,Fraud
Approved External
Execution,Fraud
63
Approved Management
Rejected Management
Approved Management
Approved Management
Execution, and
Delivery Business
Approved External
Execution,Fraud
Rejected Management
Execution,Fraud
Execution,Fraud
Execution,Fraud
64
Execution,Fraud
Approved External
Execution,Fraud
Approved External
Execution,Fraud
Approved Management
Execution,Fraud
65
Approved Management
Process
Execution, and
Delivery Business
Execution,Fraud
Approved Management
Execution, and
Delivery Business
Execution,Fraud
66
Execution, and
Delivery Business
Execution,Fraud
Rejected Management
Approved Management
Execution,Fraud
Rejected Management
Process
Approved Management
Rejected Management
Execution, and
Delivery Business
Approved Management
Execution,Fraud
Approved External
Execution,Fraud
Execution, and
Delivery Business
Approved Management
67
Execution,Fraud
Execution,Fraud
Rejected External
Execution,Fraud
Approved External
Execution,Fraud
Execution,Fraud
Approved Management
Execution,Fraud
Approved Management
Execution,Fraud
Rejected Management
Execution, and
Delivery Business
68
Approved Management
In Progress Business Disruption
Execution, and Process
Approved Management
Not Started Employment
Process
Execution,Fraud
Approved Management
Execution,Fraud
Rejected Management
Execution,Fraud
Approved Employment
Process
Execution,Fraud
Execution,Fraud
Rejected Management
69
Process
Rejected Management
Approved Management
Execution,Fraud
Approved Management
Process
Execution,Fraud
Approved Management
Not Started Business Disruption and System Failures
70
Execution, and
Delivery Business
Rejected Management
Rejected Management
Approved External
Execution,Fraud
Approved Management
Rejected External
Execution,Fraud
Execution,Fraud
Approved Business Disruption and System Failures
Execution,Fraud
Approved External
Execution,Fraud
Approved Management
Approved Management
Approved Management
Approved Management
Rejected Management
71
Approved Management
Rejected Management
Approved Management
Approved Management
Approved Management
Approved Management
Approved Management
Rejected Management
Rejected Management
72
Occurrence
Risk Sub-Category Discovery Date Start Date 200
Year
Product Flaws 1-Jan-2007 2-Jan-2007 7
200
Trade Counterparties 3-Jan-2007 5-Jan-2007 7
200
Advisory Activities 4-Jan-2007 6-Jan-2007 7200
200
Reporting and Disclosure 12-Jan-2007 14-Jan-2007 7
200
200
Theft and Fraud 19-Jan-2007 22-Jan-2007 7
200
Suitability, Disclosures and Fiduciary 21-Jan-2007 23-Jan-2007 7
200
Diversity and Discrimination 29-Jan-2007 30-Jan-2007 7
200
Systems Security 30-Jan-2007 31-Jan-2007 7
200
Theft and Fraud 31-Jan-2007 1-Feb-2007 7
200
Infrastructure and Systems 8-Feb-2007 ### 7200
Theft and Fraud 10-Feb-2007 ### 7
200
200
Selection, Sponsorship and Exposure 15-Feb-2007 ### 7
200
Systems Security 16-Feb-2007 ### 7
200
200
Vendors and Suppliers 18-Feb-2007 ### 7
200
Employee Relations 18-Feb-2007 ### 7
200
Transaction/Data Management 23-Feb-2007 ### 7
200
Customer/Client Account Management 25-Feb-2007 ### 7
200
200
Theft and Fraud 27-Feb-2007 1-Mar-2007 7
200
Safe Environment 28-Feb-2007 3-Mar-2007 7
200
Unauthorized Activity 7-Mar-2007 8-Mar-2007 7
200
Customer Intake and Documentation 7-Mar-2007 8-Mar-2007 7
200
Systems Security 8-Mar-2007 9-Mar-2007 7
200
Theft and Fraud 12-Mar-2007 ### 7200
Trade Counterparties 13-Mar-2007 ### 7
200
200
Reporting and Disclosure 14-Mar-2007 ### 7
200
200
200
200
200
Infrastructure and Systems 27-Mar-2007 ### 7
73
200
Reporting and Disclosure 30-Mar-2007 2-Apr-2007 7
200
Customer Intake and Documentation 31-Mar-2007 3-Apr-2007 7
200
Reporting and Disclosure 15-Apr-2007 18-Apr-2007 7
200
Trade Counterparties 16-Apr-2007 17-Apr-2007 7
200
Systems Security 23-Apr-2007 24-Apr-2007 7
200
Vendors and Suppliers 26-Apr-2007 27-Apr-2007 7
200
Customer/Client Account Management 29-Apr-2007 30-Apr-2007 7
200
Diversity and Discrimination 29-Apr-2007 1-May-2007 7200
Improper Business or Market Practices 5-May-2007 8-May-2007 7
200
Customer Intake and Documentation 7-May-2007 ### 7200
Transaction/Data Management 8-May-2007 9-May-2007 7
200
Trade Counterparties 10-May-2007 ### 7200
Employee Relations 11-May-2007 ### 7
200
Reporting and Disclosure 17-May-2007 ### 7
200
Theft and Fraud 18-May-2007 ### 7
200
200
200
200
Systems Security 27-May-2007 ### 7
200
200
Theft and Fraud 30-May-2007 1-Jun-2007 7200
Infrastructure and Systems 3-Jun-2007 4-Jun-2007 7
200
Theft and Fraud 7-Jun-2007 9-Jun-2007 7200
Safe Environment 11-Jun-2007 14-Jun-2007 7
200
Reporting and Disclosure 16-Jun-2007 19-Jun-2007 7
200
Customer Intake and Documentation 18-Jun-2007 20-Jun-2007 7
200
200
Systems Security 25-Jun-2007 27-Jun-2007 7
200
Product Flaws 27-Jun-2007 30-Jun-2007 7
200
Trade Counterparties 28-Jun-2007 1-Jul-2007 7200
Theft and Fraud 29-Jun-2007 2-Jul-2007 7
200
Reporting and Disclosure 30-Jun-2007 1-Jul-2007 7
200
Vendors and Suppliers 1-Jul-2007 2-Jul-2007 7
200
Theft and Fraud 4-Jul-2007 5-Jul-2007 7
200
200
Customer/Client Account Management 12-Jul-2007 15-Jul-2007 7
200
Unauthorized Activity 12-Jul-2007 13-Jul-2007 7
74
200
200
Systems Security 15-Jul-2007 18-Jul-2007 7
200
Transaction/Data Management 18-Jul-2007 21-Jul-2007 7
200
200
200
Safe Environment 27-Jul-2007 28-Jul-2007 7
200
Customer Intake and Documentation 27-Jul-2007 29-Jul-2007 7
200
Diversity and Discrimination 10-Aug-2007 ### 7200
Theft and Fraud 10-Aug-2007 ### 7
200
Trade Counterparties 26-Aug-2007 ### 7
200
Systems Security 3-Sep-2007 6-Sep-2007 7
200
Advisory Activities 4-Sep-2007 7-Sep-2007 7
200
Theft and Fraud 5-Sep-2007 6-Sep-2007 7
200
200
Theft and Fraud 8-Sep-2007 ### 7
200
Systems Security 15-Sep-2007 ### 7
200
Reporting and Disclosure 16-Sep-2007 ### 7
200
200
200
200
200
Systems Security 4-Oct-2007 6-Oct-2007 7
200
Theft and Fraud 4-Oct-2007 7-Oct-2007 7
200
200
Trade Counterparties 10-Oct-2007 ### 7200
Reporting and Disclosure 12-Oct-2007 ### 7
200
Theft and Fraud 15-Oct-2007 ### 7
200
Systems Security 19-Oct-2007 ### 7
200
200
200
200
Theft and Fraud 31-Oct-2007 2-Nov-2007 7
200
Customer Intake and Documentation 1-Nov-2007 2-Nov-2007 7
200
Systems Security 6-Nov-2007 8-Nov-2007 7
200
Trade Counterparties 8-Nov-2007 ### 7200
Reporting and Disclosure 11-Nov-2007 ### 7
200
Vendors and Suppliers 15-Nov-2007 ### 7
75
200
Employee Relations 15-Nov-2007 ### 7
200
Customer/Client Account Management 16-Nov-2007 ### 7
200
Theft and Fraud 19-Nov-2007 ### 7
200
200
Transaction/Data Management 29-Nov-2007 ### 7
200
Systems Security 3-Dec-2007 6-Dec-2007 7
200
Theft and Fraud 3-Dec-2007 4-Dec-2007 7
200
Customer Intake and Documentation 3-Dec-2007 6-Dec-2007 7
200
200
Trade Counterparties 14-Dec-2007 ### 7
200
Reporting and Disclosure 18-Dec-2007 ### 7
200
Theft and Fraud 23-Dec-2007 ### 7
200
200
200
Unauthorized Activity 28-Dec-2007 ### 7
200
200
Safe Environment 5-Jan-2008 6-Jan-2008 8
200
200
200
Customer Intake and Documentation 8-Jan-2008 11-Jan-2008 8
200
200
200
200
200
200
200
200
Vendors and Suppliers 23-Jan-2008 25-Jan-2008 8
200
Customer/Client Account Management 28-Jan-2008 29-Jan-2008 8
200
Systems Security 31-Jan-2008 1-Feb-2008 8
200
200
Theft and Fraud 1-Feb-2008 4-Feb-2008 8
200
200
200
200
Customer Intake and Documentation 12-Feb-2008 ### 8
200
76
200
Trade Counterparties 18-Feb-2008 ### 8
200
Reporting and Disclosure 21-Feb-2008 ### 8
200
200
200
200
Reporting and Disclosure 27-Feb-2008 1-Mar-2008 8
200
Advisory Activities 28-Feb-2008 1-Mar-2008 8
200
Theft and Fraud 1-Mar-2008 2-Mar-2008 8
200
Unauthorized Activity 10-Mar-2008 ### 8
200
Customer Intake and Documentation 12-Mar-2008 ### 8
200
200
Systems Security 27-Mar-2008 ### 8
200
Suitability, Disclosures and Fiduciary 28-Mar-2008 ### 8
200
Safe Environment 30-Mar-2008 ### 8
200
Safe Environment 31-Mar-2008 3-Apr-2008 8
200
200
Diversity and Discrimination 3-Apr-2008 5-Apr-2008 8
200
Theft and Fraud 4-Apr-2008 7-Apr-2008 8
200
Selection, Sponsorship and Exposure 7-Apr-2008 8-Apr-2008 8200
200
200
Improper Business or Market Practices 9-Apr-2008 11-Apr-2008 8
200
200
200
Product Flaws 17-Apr-2008 19-Apr-2008 8
200
200
Employee Relations 19-Apr-2008 22-Apr-2008 8
200
200
Vendors and Suppliers 29-Apr-2008 2-May-2008 8
200
Theft and Fraud 2-May-2008 4-May-2008 8200
Customer/Client Account Management 5-May-2008 8-May-2008 8
200
Transaction/Data Management 9-May-2008 ### 8200
200
200
200
77
200
200
200
200
200
Advisory Activities 4-Jun-2008 7-Jun-2008 8200
200
200
200
200
200
200
Trade Counterparties 21-Jun-2008 24-Jun-2008 8
200
200
200
200
200
Product Flaws 5-Jul-2008 8-Jul-2008 8
200
200
200
200
200
200
200
Trade Counterparties 29-Jul-2008 30-Jul-2008 8
200
Theft and Fraud 30-Jul-2008 2-Aug-2008 8200
Diversity and Discrimination 31-Jul-2008 2-Aug-2008 8
200
Theft and Fraud 2-Aug-2008 5-Aug-2008 8200
200
Reporting and Disclosure 8-Aug-2008 ### 8200
Systems Security 13-Aug-2008 ### 8
200
200
200
200
Advisory Activities 31-Aug-2008 1-Sep-2008 8
200
Infrastructure and Systems 1-Sep-2008 2-Sep-2008 8
200
Reporting and Disclosure 1-Sep-2008 4-Sep-2008 8
78
200
200
Trade Counterparties 3-Sep-2008 4-Sep-2008 8
200
200
Suitability, Disclosures and Fiduciary 17-Sep-2008 ### 8
200
200
Employee Relations 20-Sep-2008 ### 8
200
Customer Intake and Documentation 24-Sep-2008 ### 8
200
Trade Counterparties 29-Sep-2008 2-Oct-2008 8
200
Reporting and Disclosure 2-Oct-2008 3-Oct-2008 8
200
Safe Environment 4-Oct-2008 5-Oct-2008 8
200
Selection, Sponsorship and Exposure 9-Oct-2008 ### 8200
Vendors and Suppliers 18-Oct-2008 ### 8
200
200
Improper Business or Market Practices 31-Oct-2008 1-Nov-2008 8
200
Theft and Fraud 5-Nov-2008 8-Nov-2008 8
200
Customer/Client Account Management 8-Nov-2008 9-Nov-2008 8
200
Systems Security 8-Nov-2008 ### 8200
200
200
Customer Intake and Documentation 17-Nov-2008 ### 8
200
Product Flaws 18-Nov-2008 ### 8
200
200
200
Unauthorized Activity 23-Nov-2008 ### 8
200
Safe Environment 25-Nov-2008 ### 8
200
Reporting and Disclosure 30-Nov-2008 3-Dec-2008 8
200
Willful Damage 1-Dec-2008 4-Dec-2008 8
200
200
200
200
200
Systems Security 24-Dec-2008 ### 8
200
200
200
200
79
200
200
200
200
200
200
200
200
200
200
Employee Relations 2-Feb-2009 5-Feb-2009 9200
200
200
Safe Environment 2-Feb-2009 5-Feb-2009 9
200
Systems Security 3-Feb-2009 4-Feb-2009 9
200
200
200
200
Diversity and Discrimination 17-Feb-2009 ### 9
200
Advisory Activities 17-Feb-2009 ### 9
200
200
200
Product Flaws 27-Feb-2009 2-Mar-2009 9
200
Infrastructure and Systems 3-Mar-2009 6-Mar-2009 9
200
Reporting and Disclosure 4-Mar-2009 7-Mar-2009 9
200
Trade Counterparties 4-Mar-2009 6-Mar-2009 9
200
200
200
200
200
Employee Relations 15-Mar-2009 ### 9
200
200
200
Vendors and Suppliers 23-Mar-2009 ### 9
200
200
200
Advisory Activities 1-Apr-2009 2-Apr-2009 9
80
200
200
200
Safe Environment 11-Apr-2009 12-Apr-2009 9
200
200
200
200
Transaction/Data Management 17-Apr-2009 20-Apr-2009 9
200
200
Customer Intake and Documentation 20-Apr-2009 21-Apr-2009 9
200
200
200
Theft and Fraud 1-May-2009 4-May-2009 9 200
200
Reporting and Disclosure 3-May-2009 6-May-2009 9
200
Systems Security 4-May-2009 7-May-2009 9
200
200
200
200
200
200
200
200
200
Suitability, Disclosures and Fiduciary 11-Jun-2009 14-Jun-2009 9
200
200
200
200
Diversity and Discrimination 18-Jun-2009 20-Jun-2009 9
200
Vendors and Suppliers 19-Jun-2009 20-Jun-2009 9
200
Employee Relations 22-Jun-2009 25-Jun-2009 9
200
200
200
200
200
81
200
200
200
200
200
200
200
Selection, Sponsorship and Exposure 16-Jul-2009 18-Jul-2009 9
200
200
200
Diversity and Discrimination 5-Aug-2009 8-Aug-2009 9 200
200
Improper Business or Market Practices 9-Aug-2009 ### 9200
200
200
200
200
Employee Relations 24-Aug-2009 ### 9
200
200
200
Reporting and Disclosure 30-Aug-2009 2-Sep-2009 9
200
200
200
Unauthorized Activity 2-Sep-2009 4-Sep-2009 9
200
200
200
Trade Counterparties 13-Sep-2009 ### 9
200
200
200
200
Infrastructure and Systems 28-Sep-2009 1-Oct-2009 9
200
200
Product Flaws 4-Oct-2009 7-Oct-2009 9
200
Vendors and Suppliers 4-Oct-2009 5-Oct-2009 9
200
Customer/Client Account Management 14-Oct-2009 ### 9
200
200
Transaction/Data Management 15-Oct-2009 ### 9
200
Customer Intake and Documentation 17-Oct-2009 ### 9
82
200
200
200
200
200
200
200
Reporting and Disclosure 5-Nov-2009 7-Nov-2009 9
200
Infrastructure and Systems 5-Nov-2009 7-Nov-2009 9
200
200
200
200
200
200
200
Theft and Fraud 29-Nov-2009 1-Dec-2009 9
200
Advisory Activities 4-Dec-2009 7-Dec-2009 9
200
200
200
200
201
201
Disaster and other events 3-Jan-2010 4-Jan-2010 0
201
201
201
201
201
201
201
201
Unauthorized Activity 24-Jan-2010 27-Jan-2010 0
201
201
201
Safe Environment 29-Jan-2010 1-Feb-2010 0201
Transaction/Data Management 3-Feb-2010 6-Feb-2010 0
201
201
Diversity and Discrimination 7-Feb-2010 4-Feb-2011 1
83
201
201
201
201
201
201
201
Infrastructure and Systems 28-Feb-2010 1-Mar-2010 0
201
Trade Counterparties 28-Feb-2010 3-Mar-2010 0
201
201
201
Diversity and Discrimination 7-Mar-2010 8-Mar-2010 0
201
201
201
201
201
201
201
Willful Damage 26-Mar-2010 ### 0
201
201
Theft and Fraud 29-Mar-2010 1-Apr-2010 0
201
201
201
201
201
201
201
201
Suitability, Disclosures and Fiduciary 26-Apr-2010 29-Apr-2010 0
201
201
Theft and Fraud 29-Apr-2010 1-May-2010 0201
Diversity and Discrimination 1-May-2010 3-May-2010 0
201
Customer Intake and Documentation 3-May-2010 4-May-2010 0
201
Trade Counterparties 4-May-2010 5-May-2010 0
201
201
84
201
201
201
201
201
201
200
Theft and Fraud 4-Jun-2010 4-Apr-2007 7
201
201
201
201
Unauthorized Activity 12-Jun-2010 13-Jun-2010 0
201
201
201
201
201
Selection, Sponsorship and Exposure 26-Jun-2010 29-Jun-2010 0
201
201
201
201
201
Reporting and Disclosure 4-Jul-2010 7-Jul-2010 0
201
201
201
201
201
201
201
201
Employee Relations 15-Jul-2010 18-Jul-2010 0
201
201
201
201
201
201
201
85
201
Reporting and Disclosure 4-Aug-2010 7-Aug-2010 0
201
201
Improper Business or Market Practices 7-Aug-2010 7-Aug-2010 0
201
201
201
201
201
201
Safe Environment 9-Sep-2010 ### 0201
201
201
201
201
Disaster and other events 16-Sep-2010 ### 0
201
201
201
201
201
201
Customer Intake and Documentation 7-Oct-2010 4-Aug-2010 0
201
Infrastructure and Systems 7-Oct-2010 4-Oct-2010 0
201
Customer/Client Account Management 7-Oct-2010 7-Oct-2010 0
201
201
201
201
201
Improper Business or Market Practices 23-Oct-2010 ### 0
201
Product Flaws 28-Oct-2010 ### 0
201
Vendors and Suppliers 29-Oct-2010 1-Nov-2010 0
201
Customer/Client Account Management 31-Oct-2010 2-Nov-2010 0
201
201
Advisory Activities 2-Nov-2010 3-Nov-2010 0
201
Transaction/Data Management 3-Nov-2010 6-Nov-2010 0
201
86
201
Product Flaws 6-Nov-2010 9-Nov-2010 0
201
201
201
201
201
Reporting and Disclosure 6-Dec-2010 8-Dec-2010 0
201
201
Safe Environment 15-Dec-2010 ### 0
201
201
Suitability, Disclosures and Fiduciary 16-Dec-2010 ### 0
201
201
201
201
Diversity and Discrimination 25-Dec-2010 ### 0
201
Employee Relations 28-Dec-2010 ### 0
201
201
201
201
201
201
201
201
Selection, Sponsorship and Exposure 20-Jan-2011 21-Jan-2011 1
201
201
201
201
Improper Business or Market Practices 29-Jan-2011 31-Jan-2011 1
201
201
Vendors and Suppliers 30-Jan-2011 1-Feb-2011 1
201
Customer/Client Account Management 5-Feb-2011 8-Feb-2011 1
201
201
201
201
87
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
Selection, Sponsorship and Exposure 7-Apr-2011 8-Apr-2011 1
201
201
201
201
201
201
201
201
201
Unauthorized Activity 26-Apr-2011 28-Apr-2011 1
201
Infrastructure and Systems 28-Apr-2011 1-May-2011 1201
201
201
Product Flaws 3-May-2011 4-May-2011 1
201
201
Vendors and Suppliers 4-May-2011 7-May-2011 1
201
201
201
201
201
88
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
Unauthorized Activity 4-Aug-2011 7-Aug-2011 1
201
Customer/Client Account Management 9-Aug-2011 ### 1201
201
201
201
201
Advisory Activities 16-Aug-2011 ### 1
201
201
Transaction/Data Management 22-Aug-2011 ### 1
201
Customer Intake and Documentation 24-Aug-2011 ### 1
201
201
201
Safe Environment 27-Aug-2011 ### 1
89
201
201
201
Suitability, Disclosures and Fiduciary 8-Sep-2011 9-Sep-2011 1
201
201
201
201
201
Disaster and other events 3-Oct-2011 6-Oct-2011 1
201
Diversity and Discrimination 4-Oct-2011 5-Oct-2011 1
201
Selection, Sponsorship and Exposure 6-Oct-2011 8-Oct-2011 1
201
201
201
201
201
201
201
201
201
201
201
201
Employee Relations 3-Nov-2011 5-Nov-2011 1
201
201
Unauthorized Activity 7-Nov-2011 9-Nov-2011 1
201
201
201
201
201
201
201
201
201
201
90
201
Diversity and Discrimination 29-Nov-2011 2-Dec-2011 1
201
Improper Business or Market Practices 30-Nov-2011 3-Dec-2011 1
201
Safe Environment 30-Nov-2011 1-Dec-2011 1
201
Employee Relations 1-Dec-2011 2-Dec-2011 1
201
Safe Environment 2-Dec-2011 5-Dec-2011 1
201
201
Trade Counterparties 3-Dec-2011 6-Dec-2011 1
201
201
201
201
201
201
201
Systems Security 29-Dec-2011 1-Jan-2012 2
201
Systems Security 29-Dec-2011 1-Jan-2011 1
201
Theft and Fraud 30-Dec-2011 2-Jan-2012 2
201
Theft and Fraud 30-Dec-2011 2-Jan-2011 1 200
Customer Intake and Documentation 30-Dec-2011 2-Jan-2007 7 201
Selection, Sponsorship and Exposure 20-Jan-2012 21-Jan-2012 201
Improper Business or Market Practices 29-Jan-2012 31-Jan-2012 201
Customer/Client Account Management 5-Feb-2012 8-Feb-2012 201
91
201
Theft and Fraud 29-Mar-2012 1-Apr-2012 201
Unauthorized Activity 26-Apr-2012 28-Apr-2012 201
Infrastructure and Systems 28-Apr-2012 1-May-2012 201
Product Flaws 3-May-2012 4-May-2012 201
92
201
Unauthorized Activity 4-Aug-2012 7-Aug-2012 201
Customer/Client Account Management 9-Aug-2012 ### 201
Advisory Activities 16-Aug-2012 ### 201
Transaction/Data Management 22-Aug-2012 ### 201
Customer Intake and Documentation 24-Aug-2012 ### 201
Safe Environment 27-Aug-2012 ### 201
Advisory Activities 4-Sep-2012 7-Sep-2012 201
Suitability, Disclosures and Fiduciary 8-Sep-2012 9-Sep-2012 201
93
201
Disaster and other events 3-Oct-2012 6-Oct-2012 201
Diversity and Discrimination 4-Oct-2012 5-Oct-2012 201
Selection, Sponsorship and Exposure 6-Oct-2012 8-Oct-2012 201
Employee Relations 3-Nov-2012 5-Nov-2012 201
Unauthorized Activity 7-Nov-2012 9-Nov-2012 201
Diversity and Discrimination 29-Nov-2012 2-Dec-2012 201
Improper Business or Market Practices 30-Nov-2012 3-Dec-2012 201
Safe Environment 30-Nov-2012 1-Dec-2012 201
Employee Relations 1-Dec-2012 2-Dec-2012 201
Trade Counterparties 3-Dec-2012 6-Dec-2012 201
94
201
Customer Intake and Documentation 30-Dec-2012 2-Jan-2013 3
201
201
201
Disaster and other events 3-Jan-2013 4-Jan-2013 3
201
201
201
201
201
Safe Environment 5-Jan-2013 6-Jan-2013 3
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
Suitability, Disclosures and Fiduciary 21-Jan-2013 23-Jan-2013 3
201
201
201
201
201
201
Unauthorized Activity 24-Jan-2013 27-Jan-2013 3
201
201
201
201
201
Safe Environment 29-Jan-2013 1-Feb-2013 3
201
95
201
Systems Security 31-Jan-2013 1-Feb-2013 3
201
201
201
201
Transaction/Data Management 3-Feb-2013 6-Feb-2013 3
201
201
201
Diversity and Discrimination 7-Feb-2013 4-Feb-2011 1
201
Infrastructure and Systems 8-Feb-2013 ### 3201
Selection, Sponsorship and Exposure 15-Feb-2013 ### 3201
Customer/Client Account Management 25-Feb-2013 ### 3201
Reporting and Disclosure 27-Feb-2013 1-Mar-2013 3
201
Theft and Fraud 27-Feb-2013 1-Mar-2013 3
201
Infrastructure and Systems 28-Feb-2013 1-Mar-2013 3
201
Trade Counterparties 28-Feb-2013 3-Mar-2013 3
201
Safe Environment 28-Feb-2013 3-Mar-2013 3
201
Advisory Activities 28-Feb-2013 1-Mar-2013 3
201
201
96
201
201
Diversity and Discrimination 7-Mar-2013 8-Mar-2013 3
201
Unauthorized Activity 7-Mar-2013 8-Mar-2013 3
201
Customer Intake and Documentation 7-Mar-2013 8-Mar-2013 3
201
201
Unauthorized Activity 10-Mar-2013 ### 3201
Willful Damage 26-Mar-2013 ### 3201
Infrastructure and Systems 27-Mar-2013 ### 3201
Suitability, Disclosures and Fiduciary 28-Mar-2013 ### 3201
201
Customer Intake and Documentation 31-Mar-2013 3-Apr-2013 3
201
201
Safe Environment 31-Mar-2013 3-Apr-2013 3
201
201
Diversity and Discrimination 3-Apr-2013 5-Apr-2013 3
201
201
201
201
201
201
Improper Business or Market Practices 9-Apr-2013 11-Apr-2013 3
201
97
201
201
201
201
201
201
201
201
Product Flaws 17-Apr-2013 19-Apr-2013 3
201
201
Employee Relations 19-Apr-2013 22-Apr-2013 3
201
201
201
201
201
Suitability, Disclosures and Fiduciary 26-Apr-2013 29-Apr-2013 3
201
201
201
Diversity and Discrimination 29-Apr-2013 1-May-2013 3201
Theft and Fraud 29-Apr-2013 1-May-2013 3201
Customer Intake and Documentation 3-May-2013 4-May-2013 3201
Trade Counterparties 4-May-2013 5-May-2013 3201
Improper Business or Market Practices 5-May-2013 8-May-2013 3201
Transaction/Data Management 8-May-2013 9-May-2013 3201
Employee Relations 11-May-2013 ### 3201
98
201
201
201
201
201
201
200
Theft and Fraud 4-Jun-2013 4-Apr-2008 8
201
201
201
201
201
201
201
201
201
Unauthorized Activity 12-Jun-2013 13-Jun-2013 3
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
Selection, Sponsorship and Exposure 26-Jun-2013 29-Jun-2013 3
201
Product Flaws 27-Jun-2013 30-Jun-2013 3
201
99
201
Trade Counterparties 28-Jun-2013 1-Jul-2013 3
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
Unauthorized Activity 12-Jul-2013 13-Jul-2013 3
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
100
201
201
201
Diversity and Discrimination 31-Jul-2013 2-Aug-2013 3201
Reporting and Disclosure 4-Aug-2013 7-Aug-2013 3201
Improper Business or Market Practices 7-Aug-2013 7-Aug-2013 3201
Diversity and Discrimination 10-Aug-2013 ### 3201
Advisory Activities 31-Aug-2013 1-Sep-2013 3201
Infrastructure and Systems 1-Sep-2013 2-Sep-2013 3201
Trade Counterparties 3-Sep-2013 4-Sep-2013 3201
Safe Environment 9-Sep-2013 ### 3201
Disaster and other events 16-Sep-2013 ### 3201
Suitability, Disclosures and Fiduciary 17-Sep-2013 ### 3
101
201
Employee Relations 20-Sep-2013 ### 3201
Trade Counterparties 29-Sep-2013 2-Oct-2013 3
201
201
Systems Security 4-Oct-2013 6-Oct-2013 3
201
201
Safe Environment 4-Oct-2013 5-Oct-2013 3
201
201
201
Customer Intake and Documentation 7-Oct-2013 4-Aug-2013 3
201
Infrastructure and Systems 7-Oct-2013 4-Oct-2013 3
201
Customer/Client Account Management 7-Oct-2013 7-Oct-2013 3
201
Selection, Sponsorship and Exposure 9-Oct-2013 ### 3201
Improper Business or Market Practices 23-Oct-2013 ### 3201
Product Flaws 28-Oct-2013 ### 3201
201
Customer/Client Account Management 31-Oct-2013 2-Nov-2013 3
201
Improper Business or Market Practices 31-Oct-2013 1-Nov-2013 3
201
Theft and Fraud 31-Oct-2013 2-Nov-2013 3
102
201
Customer Intake and Documentation 1-Nov-2013 2-Nov-2013 3
201
201
Advisory Activities 2-Nov-2013 3-Nov-2013 3
201
201
201
201
Product Flaws 6-Nov-2013 9-Nov-2013 3
201
201
201
Employee Relations 15-Nov-2013 ### 3201
Customer/Client Account Management 16-Nov-2013 ### 3201
Product Flaws 18-Nov-2013 ### 3201
Unauthorized Activity 23-Nov-2013 ### 3201
Safe Environment 25-Nov-2013 ### 3201
201
Reporting and Disclosure 30-Nov-2013 3-Dec-2013 3
201
Willful Damage 1-Dec-2013 4-Dec-2013 3
201
201
201
Customer Intake and Documentation 3-Dec-2013 6-Dec-2013 3
201
201
201
201
201
103
201
Safe Environment 15-Dec-2013 ### 3201
Suitability, Disclosures and Fiduciary 16-Dec-2013 ### 3201
Diversity and Discrimination 25-Dec-2013 ### 3201
Employee Relations 28-Dec-2013 ### 3201
Unauthorized Activity 28-Dec-2013 ### 3201
201
201
201
201
201
201
201
201
201
201
201
201
201
Employee Relations 2-Feb-2014 5-Feb-2014 4
201
201
201
Safe Environment 2-Feb-2014 5-Feb-2014 4
201
201
Diversity and Discrimination 17-Feb-2014 ### 4201
104
201
Product Flaws 27-Feb-2014 2-Mar-2014 4
201
Infrastructure and Systems 3-Mar-2014 6-Mar-2014 4
201
201
Trade Counterparties 4-Mar-2014 6-Mar-2014 4
201
201
Advisory Activities 1-Apr-2014 2-Apr-2014 4
201
201
201
201
201
201
201
201
201
201
201
201
201
201
105
201
Suitability, Disclosures and Fiduciary 11-Jun-2014 14-Jun-2014 4201
Diversity and Discrimination 18-Jun-2014 20-Jun-2014 4201
Employee Relations 22-Jun-2014 25-Jun-2014 4201
201
201
201
201
201
201
201
201
201
Selection, Sponsorship and Exposure 16-Jul-2014 18-Jul-2014 4
201
201
201
Diversity and Discrimination 5-Aug-2014 8-Aug-2014 4201
Improper Business or Market Practices 9-Aug-2014 ### 4201
Employee Relations 24-Aug-2014 ### 4201
Unauthorized Activity 2-Sep-2014 4-Sep-2014 4201
Infrastructure and Systems 28-Sep-2014 1-Oct-2014 4
106
201
201
Product Flaws 4-Oct-2014 7-Oct-2014 4
201
201
Customer/Client Account Management 14-Oct-2014 ### 4201
Transaction/Data Management 15-Oct-2014 ### 4201
201
201
Reporting and Disclosure 5-Nov-2014 7-Nov-2014 4
201
Infrastructure and Systems 5-Nov-2014 7-Nov-2014 4
201
201
201
201
201
200
200
200
200
200
200
200
200
200
107
201
201
201
201
Vendors and Suppliers 4-May-2011 7-May-2011 1 201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
201
108
Recovery Estimated Gross Recovery Amount
Net Loss Amount Loss (percent)
296,555 83,035 291,100 28
87,472 27,116 98,400 31
229,395 59,643 230,700 26
137,925 34,481 137,400 25
292,160 90,570 288,300 31
321,308 70,688 321,700 22
255,902 53,739 257,500 21
543,622 184,831 546,600 34
191,051 61,136 197,000 32
3,029 1,060 3,000 35
143,950 40,306 142,300 28
50,247 18,591 60,200 37
22,926 6,878 27,000 30
253,468 68,436 247,700 27
433,730 104,095 436,200 24
190,185 45,644 190,400 24
12,123 2,546 24,700 21
36,184 5,789 42,800 16
228,425 86,801 238,300 38
600,346 174,100 610,400 29
142,393 54,109 149,000 38
5,868 2,289 5,800 39
187,961 75,184 186,500 40
46,490 11,158 47,400 24
279,196 89,343 293,300 32
95,360 28,608 109,100 30
35,697 8,924 38,600 25
198,847 75,562 203,000 38
161,418 43,583 174,500 27
143,265 42,979 155,000 30
257,581 74,699 264,300 29
55,069 17,622 64,100 32
213,926 70,596 217,100 33
108,794 38,078 116,800 35
177,847 48,019 177,400 27
831,009 182,822 830,700 22
109
1,135 386 17,200 34
272,963 73,700 279,600 27
2,167 520 3,300 24
513,816 200,388 515,400 39
161,361 32,272 172,900 20
179,916 28,786 173,100 16
147,547 47,215 152,900 32
262,531 99,762 265,900 38
64,896 14,926 76,600 23
148,454 53,444 153,700 36
135,956 31,270 136,600 23
225,087 47,268 232,200 21
296,738 68,250 307,300 23
126,149 40,368 119,100 32
68,519 27,408 78,700 40
70,640 17,660 72,800 25
65,957 19,127 62,200 29
13,081 4,186 20,700 32
144,115 36,029 157,600 25
721,806 187,670 731,200 26
3,651 1,059 3,600 29
116,809 36,211 110,000 31
13,828 3,872 10,900 28
231,201 87,856 236,600 38
73,153 27,798 82,600 38
25,432 6,104 25,200 24
29,701 6,534 28,600 22
897,808 287,298 889,900 32
72,860 27,687 80,100 38
720,680 281,065 711,700 39
91,614 21,071 94,600 23
237,812 64,209 233,200 27
11,687,859 1,986,936 11,698,000 17
75,648 17,399 70,700 23
178,016 46,284 195,400 26
217,533 50,033 214,800 23
164,368 49,310 171,900 30
110
3,986 1,036 2,200 26
203,647 63,131 211,400 31
10,894 3,159 17,900 29
11,651 3,495 26,600 30
158,301 49,073 150,900 31
200,040 74,015 202,900 37
78,579 18,073 78,500 23
603,681 156,957 603,200 26
203,359 71,176 210,100 35
163,233 34,279 165,100 21
98,438 19,688 102,000 20
266,501 79,950 270,000 30
271,498 70,589 269,600 26
213,730 59,844 209,200 28
259,392 70,036 259,100 27
373,423 78,419 384,600 21
285,401 105,598 295,400 37
56,108 17,955 58,800 32
244,943 83,281 256,400 34
90,964 24,560 106,300 27
82,757 24,827 97,900 30
243,102 58,344 243,100 24
21,095 7,383 27,400 35
67,346 15,489 78,900 23
122,853 40,541 119,700 33
394,592 153,891 386,200 39
99,838 26,956 101,900 27
226,976 88,521 223,900 39
252,185 52,959 255,100 21
109,902 29,674 108,100 27
170,794 52,946 177,000 31
18,734 6,182 36,600 33
135,081 47,278 141,100 35
162,311 38,955 156,900 24
918,661 358,278 929,900 39
84,871 28,856 103,200 34
952,744 304,878 952,800 32
111
18,953 4,928 27,600 26
158,331 61,749 163,400 39
175,055 61,269 175,700 35
132,154 26,431 145,900 20
10,765,087 3,444,828 10,783,000 32
52,985 11,657 64,100 22
179,902 57,569 181,800 32
177,173 40,750 174,000 23
86,495 19,894 83,300 23
567,885 147,650 569,500 26
30,897 10,814 41,700 35
118,582 33,203 133,300 28
50,738 18,773 48,900 37
745,078 253,327 759,000 34
190,331 51,389 194,300 27
125,241 48,844 120,900 39
203,647 73,313 201,000 36
68,045 26,538 85,700 39
846,942 203,266 854,800 24
123,392 44,421 127,500 36
243,129 63,214 241,800 26
14,146 3,961 22,100 28
182,053 61,898 191,500 34
13,702 4,659 18,900 34
25,835 9,817 26,500 38
217,862 61,001 224,800 28
218,231 85,110 225,100 39
477,408 100,256 481,200 21
391,761 148,869 402,200 38
173,394 62,422 175,800 36
334,465 110,374 344,700 33
278,541 89,133 275,300 32
50,898 17,814 65,600 35
623,802 199,617 626,900 32
125,226 26,297 130,100 21
306,695 104,276 314,500 34
19,785 7,320 28,300 37
112
1,000,494 300,148 1,008,300 30
555,901 200,124 555,700 36
155,297 54,354 165,900 35
110,272 36,390 120,300 33
172,338 51,701 172,300 30
801,238 248,384 798,100 31
92,672 21,315 99,500 23
33,963 7,472 31,800 22
13,895 5,558 23,700 40
172,562 48,317 182,200 28
71,628 15,042 82,400 21
2,036 407 1,800 20
30,238 10,886 45,200 36
289,407 98,398 282,000 34
149,301 46,283 158,600 31
110,367 32,006 118,100 29
568,759 164,940 565,600 29
361,968 123,069 361,100 34
41,146 15,224 44,700 37
452,728 167,509 459,800 37
945 227 -3,100 24
12,938 3,493 23,400 27
50,106 15,533 53,300 31
178,691 53,607 185,500 30
210,267 69,388 207,300 33
8,794,622 1,758,924 8,812,600 20
32,686 10,133 45,100 31
6,725 1,950 18,500 29
177,517 39,054 170,900 22
114,957 36,786 112,500 32
34,288 7,201 47,800 21
108,387 39,019 122,700 36
795,653 198,913 796,200 25
35,013 8,753 45,500 25
211,757 61,410 227,900 29
600,558 168,156 592,200 28
86,957 18,261 96,500 21
113
555,601 211,128 566,500 38
287,445 74,736 291,100 26
65,064 22,122 71,800 34
225,099 54,024 230,300 24
123,890 30,972 132,900 25
168,838 57,405 174,500 34
685,482 205,645 690,800 30
202,826 77,074 209,200 38
227,467 56,867 235,000 25
525,675 162,959 543,800 31
383,987 115,196 388,900 30
277,132 74,826 275,100 27
884,227 318,322 896,700 36
757,787 189,447 765,200 25
166,892 61,750 173,200 37
563,875 197,356 567,000 35
376,994 124,408 372,300 33
171,830 44,676 186,200 26
8,515 2,469 23,400 29
262,084 55,038 256,100 21
24,244 7,273 25,000 30
267,793 83,016 268,400 31
93,672 22,481 106,700 24
204,456 75,649 206,600 37
104,666 37,680 114,500 36
17,361 4,861 25,800 28
91,880 18,376 88,300 20
6,416 1,925 8,600 30
72,035 20,170 80,700 28
1,046,916 251,260 1,038,100 24
26,938 8,620 24,600 32
219,565 83,435 231,200 38
167,003 53,441 173,700 32
202,555 46,588 214,600 23
124,949 32,487 140,200 26
35,413 12,040 49,100 34
439,280 175,712 437,700 40
114
174,257 34,851 182,900 20
87,002 34,801 103,000 40
80,039 28,814 96,700 36
866,021 337,748 859,700 39
308,085 110,911 312,100 36
178,656 58,956 187,700 33
632,563 145,489 640,900 23
639,026 236,440 635,200 37
963,079 385,231 959,300 40
176,255 49,351 188,600 28
242,433 87,276 247,800 36
1,041,508 229,132 1,056,400 22
269,574 99,742 282,300 37
268,044 75,052 275,200 28
196,899 39,380 193,400 20
12,498 3,499 16,800 28
191,880 59,483 188,300 31
913,292 356,184 910,300 39
170,323 40,878 163,600 24
256,178 53,797 255,700 21
61,408 20,879 58,500 34
193,684 58,105 207,200 30
697,434 230,153 709,500 33
34,898 11,516 31,900 33
1,533,864 322,112 1,538,900 21
56,094 11,219 53,900 20
217,607 65,282 222,700 30
31,977 10,552 44,400 33
145,906 45,231 157,300 31
310,248 80,665 306,400 26
226,271 52,042 240,000 23
33,424 9,025 37,200 27
112,528 38,260 118,600 34
162,539 35,759 173,000 22
214,324 81,443 224,200 38
93,890 30,045 90,600 32
393,801 122,078 404,600 31
115
12,591 4,911 14,700 39
606,332 218,279 613,500 36
220,785 79,483 213,900 36
552 171 -5,400 31
96,009 34,563 95,600 36
122,813 33,160 132,200 27
184,789 66,524 197,600 36
84,325 26,984 102,400 32
509,999 173,400 517,700 34
2,794 754 1,000 27
190,318 45,676 198,200 24
171,534 66,898 171,000 39
405,196 105,351 404,300 26
791,914 300,927 796,900 38
144,768 46,326 153,100 32
-1,030 -268 1,900 26
263,815 73,868 275,600 28
173,525 69,410 190,000 40
93,764 30,004 100,600 32
873,027 296,829 872,500 34
211,793 78,364 205,200 37
242,755 70,399 240,000 29
807,828 169,644 814,600 21
339,307 91,613 342,900 27
455,875 127,645 463,900 28
191,368 53,583 189,700 28
93,570 25,264 91,300 27
32,751 12,445 43,700 38
188,989 62,366 201,900 33
89,624 31,369 94,000 35
35,359 12,022 36,600 34
161,452 61,352 166,700 38
784,060 250,899 791,500 32
949,052 237,263 946,400 25
185,893 65,063 187,600 35
1,492 298 1,400 20
278,747 72,474 279,900 26
116
132,064 30,375 144,800 23
161,575 38,778 168,200 24
118,538 28,449 135,000 24
59,357 16,026 54,100 27
384,703 103,870 383,600 27
96,145 26,921 97,100 28
104,655 30,350 114,200 29
33,082 13,233 32,200 40
73,827 14,765 80,900 20
223,445 69,268 231,700 31
79,858 15,972 80,100 20
92,290 35,070 108,400 38
255,848 58,845 249,100 23
94,323 25,467 101,200 27
24,796 8,679 28,100 35
59,424 16,639 52,500 28
267,337 93,568 265,300 35
111,843 32,435 104,600 29
133,196 41,291 142,300 31
143,454 38,732 147,600 27
737,043 287,447 749,300 39
52,741 16,350 50,100 31
149,691 31,435 167,900 21
46,463 13,939 46,100 30
818,981 253,884 829,000 31
132,606 41,108 140,200 31
61,290 16,548 57,700 27
141,643 56,657 143,100 40
61,627 17,872 59,400 29
206,134 45,349 205,800 22
230,711 27,685 232,300 12
12,196 4,390 10,600 36
225,986 49,717 224,000 22
22,284 6,017 29,600 27
114,303 27,433 110,800 24
92,037 32,213 100,800 35
17,543 4,035 28,800 23
117
120,424 33,719 125,800 28
268,938 67,235 279,800 25
156,503 42,256 160,100 27
198,842 59,652 202,700 30
197,065 41,384 207,400 21
21,652 6,279 28,500 29
67,986 14,957 78,900 22
167,992 57,117 166,400 34
116,743 37,358 116,300 32
227,411 47,756 224,800 21
243,806 87,770 241,500 36
103,281 35,115 108,300 34
145,087 55,133 151,700 38
68,684 23,353 73,200 34
29,688 10,688 35,500 36
293,889 64,656 292,000 22
93,546 27,128 103,300 29
83,184 27,451 76,500 33
58,024 22,629 72,600 39
68,339 25,286 83,500 37
235,395 70,618 235,200 30
267,712 53,542 275,700 20
4,600 1,012 13,700 22
731,583 168,264 736,300 23
147,167 32,377 154,700 22
345,248 138,099 354,800 40
156,398 53,175 169,500 34
257,193 102,877 255,000 40
19,410 5,629 30,000 29
393,442 129,836 399,100 33
187,453 37,491 191,700 20
148,600 29,720 160,800 20
240,559 33,678 238,900 14
170,000 57,800 178,800 34
223,126 53,550 231,700 24
43,196 8,639 55,700 20
186,053 50,234 192,600 27
118
1,057,781 401,957 1,073,400 38
197,118 70,962 210,400 36
899,069 296,693 899,300 33
140,276 29,458 135,500 21
120,371 25,278 113,300 21
93,232 32,631 92,800 35
183,958 38,631 186,100 21
13,665 2,870 17,200 21
266,970 64,073 280,000 24
622,359 161,813 629,100 26
52,852 17,441 55,100 33
157,302 40,898 170,300 26
171,029 39,337 184,300 23
175,672 59,729 179,500 34
85,699 21,425 84,400 25
675,262 222,837 674,700 33
123,151 48,029 123,800 39
152,053 45,616 160,300 30
70,721 26,167 82,700 37
50,642 19,244 43,500 38
168,487 42,122 170,500 25
259,281 82,970 260,600 32
866,066 294,463 862,800 34
192,524 46,206 194,000 24
177,868 64,033 189,500 36
10,200,000 3,774,000 10,200,000 37
3,500,000 700,000 3,500,000 20
865,971 346,388 870,200 40
123,161 28,327 117,500 23
140,055 51,820 145,800 37
176,447 37,054 186,900 21
224,771 71,927 231,200 32
172,251 53,398 181,000 31
-2,942 -1,030 8,300 35
251,287 100,515 260,500 40
425,000 97,750 500,000 23
250,000 100,000 300,000 40
119
66,141 13,890 70,500 21
22,204 6,661 26,800 30
6,643 2,391 19,300 36
88,304 30,023 95,500 34
206,895 70,344 215,600 34
38,901 15,171 48,300 39
24,885 5,226 31,900 21
73,053 20,455 65,800 28
1,063 361 12,900 34
16,224 5,192 31,700 32
22,218 4,666 29,300 21
260,900 91,315 263,000 35
143,477 28,695 146,900 20
244,891 48,978 254,100 20
917,330 256,852 913,100 28
829,525 282,039 822,200 34
873,493 349,397 870,000 40
155,223 45,015 167,500 29
216,330 54,082 217,000 25
168,324 40,398 171,900 24
241,997 79,859 256,000 33
922,711 322,949 920,200 35
543,720 163,116 545,000 30
10,607 4,137 7,100 39
838,866 335,547 847,800 40
271,150 108,460 276,000 40
75,050 15,010 70,400 20
253,493 93,792 252,300 37
63,319 25,328 67,500 40
595,338 119,068 610,000 20
256,740 74,455 265,900 29
95,699 32,538 106,200 34
-322 -106 3,300 33
743,481 245,349 746,300 33
57,531 20,711 56,600 36
50,000 18,000 50,000 36
1,004,635 351,622 1,018,100 35
120
213,942 79,158 225,500 37
146,511 39,558 155,100 27
184,820 53,598 187,800 29
109,822 37,340 104,500 34
195,606 66,506 188,000 34
1,280,000 281,600 1,075,000 22
650,000 162,500 700,000 25
50,000 15,500 50,000 31
95,971 31,670 99,600 33
107,396 35,441 104,200 33
19,573 7,829 15,600 40
99,453 28,841 107,100 29
146,405 40,993 144,000 28
184,225 66,321 185,900 36
61,592 19,094 79,000 31
210,402 71,537 215,300 34
121,227 43,642 128,000 36
54,857 14,811 63,800 27
271,217 108,487 279,200 40
976,493 234,358 977,200 24
240,013 81,604 248,500 34
139,807 54,525 149,700 39
69,116 21,426 70,100 31
1,000,000 400,000 1,000,000 40
269,622 26,962 276,400 10
194,017 69,846 188,200 36
592,945 195,672 589,200 33
120,593 38,590 118,700 32
11,385,646 2,732,555 11,398,000 24
271,735 57,064 285,900 21
196,246 41,212 202,800 21
85,858 19,747 86,700 23
216,383 86,553 220,600 40
178,936 37,577 173,900 21
433,502 143,056 442,200 33
189,348 39,763 204,300 21
240,463 79,353 251,600 33
121
33,925 9,838 44,900 29
250,000 82,500 250,000 33
3,000,000 900,000 3,000,000 30
253,567 83,677 261,200 33
95,850 33,548 111,500 35
12,383 3,591 19,100 29
144,587 31,809 145,400 22
200,000 66,000 200,000 33
423,837 148,343 424,500 35
117,284 35,185 126,200 30
264,711 82,061 269,300 31
163,717 54,027 167,600 33
165,619 56,310 175,000 34
93,296 32,654 99,400 35
130,746 33,994 131,800 26
807,359 226,060 821,500 28
12,413 4,965 15,600 40
673,750 175,175 671,200 26
139,472 29,289 144,100 21
344,640 137,856 339,700 40
251,470 88,014 263,400 35
1,000,000 220,000 1,000,000 22
100,000 28,000 3,000,000 28
1,700,000 493,000 1,700,000 29
257,340 97,789 266,400 38
176,588 37,084 184,700 21
45,685 15,076 51,000 33
256,693 71,874 269,200 28
1,024,163 256,041 1,025,200 25
278,250 86,258 274,500 31
67,441 15,511 65,300 23
750,328 195,085 760,300 26
561,738 146,052 561,800 26
30,978 6,196 32,200 20
329,054 98,716 338,100 30
734,047 161,490 731,700 22
154,374 35,506 160,600 23
122
295,582 85,719 305,500 29
224,607 51,660 218,600 23
140,156 46,252 141,600 33
77,067 15,413 79,100 20
154,526 57,175 153,700 37
77,505 23,251 78,000 30
38,620 12,745 49,200 33
180,406 43,298 172,700 24
21,543 4,309 31,300 20
279,410 55,882 279,000 20
8,947 1,879 21,500 21
616,954 135,730 624,300 22
122,767 24,553 139,500 20
90,595 23,555 100,200 26
195,870 64,637 206,600 33
257,003 95,091 275,900 37
583 216 -5,300 37
122,692 36,807 140,400 30
198,693 39,739 215,800 20
267,485 74,896 267,900 28
120,000 43,200 120,000 36
201,840 40,368 213,500 20
201,166 40,233 202,300 20
34,711 10,066 42,200 29
64,269 14,782 76,300 23
-4,993 -1,947 -7,700 39
27,158 9,777 27,100 36
105,612 24,291 118,800 23
11,563,942 3,584,822 11,576,400 31
147,014 55,865 146,900 38
56,958 15,379 59,800 27
107,178 38,584 107,600 36
119,181 44,097 111,900 37
1,900,000 627,000 1,600,000 33
5,176 1,139 17,700 22
103,492 31,048 116,300 30
129,643 51,857 131,300 40
123
149,806 55,428 147,800 37
272,548 76,314 275,800 28
10,227 2,761 22,500 27
92,488 30,521 90,100 33
660,811 165,203 664,100 25
244,758 85,665 247,100 35
852,074 298,226 847,500 35
107,669 37,684 110,900 35
516,567 118,811 517,400 23
83,701 24,273 96,000 29
117,638 45,879 117,200 39
131,914 40,893 133,700 31
214,454 72,914 226,500 34
205,985 82,394 216,000 40
65,971 20,451 65,300 31
452,728 172,037 459,800 38
500,000 125,000 500,000 25
774,024 294,129 776,500 38
63,088 14,510 66,500 23
250,721 50,144 251,200 20
195,199 39,040 200,300 20
172,234 34,447 177,900 20
265,437 71,668 272,800 27
230,535 53,023 247,800 23
260,999 93,960 266,700 36
778,830 264,802 783,300 34
160,869 53,087 167,600 33
126,964 40,628 122,300 32
403,289 80,658 418,500 20
54,840 20,839 61,400 38
131,660 23,699 130,900 18
36,381 12,370 35,900 34
8,970 2,870 14,900 32
1,052,505 410,477 1,056,300 39
241,140 62,696 252,400 26
579,906 173,972 579,700 30
1,422,118 312,866 1,429,200 22
124
83,955 27,705 98,400 33
246,517 96,141 261,900 39
234,292 51,544 232,500 22
762,898 190,725 768,900 25
57,620 19,591 58,300 34
126,066 34,038 135,900 27
199,243 73,720 210,800 37
199,519 63,846 195,900 32
161,731 51,754 158,000 32
164,328 49,298 167,200 30
278,412 77,955 284,700 28
744,336 260,517 747,700 35
103,239 32,004 114,500 31
312,526 71,881 318,100 23
262,264 73,434 269,800 28
243,840 97,536 246,200 40
435,475 121,933 434,800 28
206,537 49,569 206,300 24
40,798 13,871 55,500 34
166,850 46,718 176,500 28
750,531 127,590 756,700 17
728,552 225,851 732,800 31
236,272 94,509 236,600 40
34,356 13,399 33,000 39
144,963 30,442 150,800 21
661,563 264,625 659,000 40
709,259 255,333 721,700 36
82,746 17,377 80,100 21
28,084 7,302 39,300 26
18,548 6,677 25,600 36
175,466 35,093 187,300 20
227,259 72,723 227,800 32
438,956 122,908 451,400 28
162,880 55,379 169,300 34
170,362 68,145 172,100 40
56,171 13,481 54,500 24
132,615 29,175 137,700 22
125
124,445 37,333 136,100 30
265,000 66,250 278,000 25
207,281 58,039 208,900 28
5,425 2,061 12,700 38
22,192 7,767 27,400 35
205,846 53,520 205,600 26
175,034 38,507 185,500 22
188,697 64,157 202,400 34
108,862 42,456 114,600 39
111,399 42,332 116,100 38
729,584 189,692 743,200 26
79,118 29,274 77,200 37
157,817 39,454 160,600 25
439,299 162,541 445,600 37
262,702 55,167 261,700 21
271,661 57,049 267,500 21
816,935 269,589 815,600 33
7,292 1,823 4,400 25
107,577 34,425 102,900 32
603,143 150,786 609,100 25
921,109 230,277 919,000 25
37,942 3,415 44,400 9
94,213 32,974 89,500 35
60,901 18,270 76,300 30
510,327 147,995 512,700 29
188,232 71,528 196,900 38
168,245 53,838 166,300 32
66,790 15,362 78,900 23
237,117 78,248 242,400 33
246,022 61,506 263,200 25
610,837 244,335 617,100 40
261,244 86,210 255,300 33
211,652 69,845 215,800 33
126,820 32,973 138,100 26
189,149 64,311 189,400 34
214,771 79,465 205,500 37
102,593 29,752 116,700 29
126
246,835 54,304 255,700 22
48,842 15,141 62,800 31
238,099 71,430 236,400 30
225,290 67,587 233,800 30
59,813 22,131 65,900 37
235,573 49,470 238,000 21
12,810 4,227 22,600 33
131,323 32,831 134,800 25
204,135 55,116 218,400 27
84,576 31,293 98,800 37
214,764 83,758 228,200 39
800,061 280,021 795,700 35
606,149 163,660 614,900 27
214,501 75,075 212,800 35
119,532 41,836 130,600 35
119,532 35,860 130,600 30
30,150 10,552 23,500 35
30,150 8,743 23,500 29
223,615 44,723 223,300 20
122,692 34,354 140,400 28
198,693 59,608 215,800 30
267,485 96,295 267,900 36
120,000 33,600 120,000 28
201,840 66,607 213,500 33
201,166 56,326 202,300 28
34,711 10,066 42,200 29
64,269 15,425 76,300 24
-4,993 -1,398 -7,700 28
27,158 6,790 27,100 25
105,612 34,852 118,800 33
11,563,942 2,659,707 11,576,400 23
147,014 52,925 146,900 36
56,958 8,544 59,800 15
107,178 24,651 107,600 23
119,181 38,138 111,900 32
1,900,000 684,000 1,600,000 36
5,176 1,708 17,700 33
103,492 31,048 116,300 30
129,643 45,375 131,300 35
149,806 47,938 147,800 32
127
272,548 95,392 275,800 35
10,227 3,989 22,500 39
92,488 23,122 90,100 25
660,811 132,162 664,100 20
244,758 66,085 247,100 27
852,074 315,267 847,500 37
257,581 85,002 264,300 33
107,669 24,764 110,900 23
516,567 185,964 517,400 36
83,701 30,132 96,000 36
117,638 24,704 117,200 21
241,997 77,439 256,000 32
131,914 50,127 133,700 38
214,454 75,059 226,500 35
205,985 57,676 216,000 28
65,971 17,812 65,300 27
500,000 150,000 500,000 30
774,024 239,947 776,500 31
63,088 22,712 66,500 36
250,721 50,144 251,200 20
195,199 60,512 200,300 31
172,234 53,393 177,900 31
265,437 95,557 272,800 36
230,535 46,107 247,800 20
260,999 80,910 266,700 31
778,830 295,955 783,300 38
160,869 43,435 167,600 27
126,964 27,932 122,300 22
403,289 104,855 418,500 26
54,840 21,936 61,400 40
131,660 23,699 130,900 18
36,381 12,370 35,900 34
8,970 3,498 14,900 39
1,052,505 410,477 1,056,300 39
241,140 62,696 252,400 26
579,906 121,780 579,700 21
1,422,118 412,414 1,429,200 29
83,955 20,149 98,400 24
246,517 61,629 261,900 25
234,292 84,345 232,500 36
762,898 228,870 768,900 30
57,620 22,472 58,300 39
128
126,066 34,038 135,900 27
199,243 61,765 210,800 31
199,519 55,865 195,900 28
161,731 46,902 158,000 29
164,328 46,012 167,200 28
278,412 89,092 284,700 32
744,336 282,848 747,700 38
103,239 39,231 114,500 38
312,526 78,132 318,100 25
262,264 60,321 269,800 23
243,840 82,906 246,200 34
435,475 161,126 434,800 37
206,537 82,615 206,300 40
40,798 13,463 55,500 33
166,850 33,370 176,500 20
750,531 247,675 756,700 33
728,552 233,137 732,800 32
200,040 42,008 202,900 21
236,272 94,509 236,600 40
34,356 9,620 33,000 28
144,963 53,636 150,800 37
661,563 251,394 659,000 38
709,259 262,426 721,700 37
82,746 26,479 80,100 32
28,084 7,864 39,300 28
18,548 5,750 25,600 31
175,466 57,904 187,300 33
227,259 45,452 227,800 20
438,956 153,635 451,400 35
162,880 32,576 169,300 20
170,362 45,998 172,100 27
56,171 15,728 54,500 28
132,615 46,415 137,700 35
124,445 26,133 136,100 21
266,501 82,615 270,000 31
265,000 58,300 278,000 22
207,281 74,621 208,900 36
5,425 1,627 12,700 30
259,392 64,848 259,100 25
22,192 7,767 27,400 35
205,846 53,520 205,600 26
175,034 56,011 185,500 32
129
188,697 56,609 202,400 30
108,862 41,368 114,600 38
111,399 31,192 116,100 28
729,584 291,833 743,200 40
79,118 22,944 77,200 29
157,817 45,767 160,600 29
439,299 149,362 445,600 34
262,702 81,437 261,700 31
271,661 97,798 267,500 36
816,935 294,097 815,600 36
7,292 2,625 4,400 36
107,577 39,803 102,900 37
256,693 69,307 269,200 27
603,143 168,880 609,100 28
921,109 267,122 919,000 29
37,942 2,277 44,400 6
94,213 24,495 89,500 26
60,901 23,751 76,300 39
510,327 199,028 512,700 39
188,232 69,646 196,900 37
168,245 52,156 166,300 31
66,790 22,709 78,900 34
237,117 61,650 242,400 26
246,022 95,949 263,200 39
610,837 171,034 617,100 28
261,244 62,699 255,300 24
211,652 44,447 215,800 21
126,820 34,241 138,100 27
189,149 39,721 189,400 21
214,771 83,761 205,500 39
102,593 20,519 116,700 20
246,835 98,734 255,700 40
48,842 13,676 62,800 28
238,099 69,049 236,400 29
225,290 78,851 233,800 35
59,813 12,561 65,900 21
235,573 51,826 238,000 22
12,810 3,971 22,600 31
131,323 40,710 134,800 31
204,135 79,613 218,400 39
84,576 26,218 98,800 31
214,764 42,953 228,200 20
130
800,061 232,018 795,700 29
606,149 200,029 614,900 33
214,501 55,770 212,800 26
223,615 49,195 223,300 22
296,555 80,070 291,100 27
168,487 62,340 170,500 37
259,281 72,599 260,600 28
866,066 199,195 862,800 23
87,472 30,615 98,400 35
229,395 75,700 230,700 33
125,241 46,339 120,900 37
203,647 52,948 201,000 26
192,524 53,907 194,000 28
177,868 65,811 189,500 37
10,200,000 2,652,000 10,200,000 26
3,500,000 1,260,000 3,500,000 36
68,045 21,774 85,700 32
846,942 338,777 854,800 40
123,392 29,614 127,500 24
137,925 38,619 137,400 28
292,160 67,197 288,300 23
865,971 320,409 870,200 37
243,129 63,214 241,800 26
321,308 112,458 321,700 35
123,161 29,559 117,500 24
140,055 32,213 145,800 23
255,902 87,007 257,500 34
14,146 4,951 22,100 35
182,053 40,052 191,500 22
543,622 190,268 546,600 35
13,702 3,152 18,900 23
25,835 10,334 26,500 40
217,862 58,823 224,800 27
218,231 82,928 225,100 38
477,408 76,385 481,200 16
176,447 63,521 186,900 36
224,771 56,193 231,200 25
172,251 44,785 181,000 26
391,761 101,858 402,200 26
191,051 49,673 197,000 26
-2,942 -706 8,300 24
3,028.96 908.69 3,000.00 30
131
173,393.94 60,687.88 175,800.00 35
143,950.45 57,580.18 142,300.00 40
334,465.32 110,373.56 344,700.00 33
278,541.20 86,347.77 275,300.00 31
251,287.31 100,514.92 260,500.00 40
50,897.65 15,269.30 65,600.00 30
425,000.00 131,750.00 500,000.00 31
250,000.00 50,000.00 300,000.00 20
66,141.29 15,873.91 70,500.00 24
50,246.97 14,069.15 60,200.00 28
22,925.54 7,794.68 27,000.00 34
623,801.99 224,568.72 626,900.00 36
125,226.11 48,838.18 130,100.00 39
22,203.87 4,662.81 26,800.00 21
306,695.06 85,874.62 314,500.00 28
6,642.61 1,461.37 19,300.00 22
19,785.10 7,914.04 28,300.00 40
253,467.82 63,366.96 247,700.00 25
433,730.21 169,154.78 436,200.00 39
88,304.33 19,426.95 95,500.00 22
190,185.19 60,859.26 190,400.00 32
12,122.60 4,606.59 24,700.00 38
1,000,493.95 330,163.00 1,008,300.00 33
36,183.73 6,151.23 42,800.00 17
228,424.87 75,380.21 238,300.00 33
555,900.58 144,534.15 555,700.00 26
155,296.86 43,483.12 165,900.00 28
110,271.63 24,259.76 120,300.00 22
600,346.33 150,086.58 610,400.00 25
172,337.59 39,637.65 172,300.00 23
142,392.62 39,869.93 149,000.00 28
206,895.16 82,758.06 215,600.00 40
38,900.77 11,670.23 48,300.00 30
4,868.33 1,801.28 3,800.00 37
801,238.26 200,309.57 798,100.00 25
187,961.18 56,388.35 186,500.00 30
24,884.77 7,714.28 31,900.00 31
73,052.97 21,915.89 65,800.00 30
46,489.64 17,666.06 47,400.00 38
92,671.83 18,534.37 99,500.00 20
33,962.89 7,132.21 31,800.00 21
1,062.72 297.56 12,900.00 28
132
16,223.55 6,164.95 31,700.00 38
22,217.92 8,887.17 29,300.00 40
279,195.57 89,342.58 293,300.00 32
95,360.08 37,190.43 109,100.00 39
35,696.61 13,921.68 38,600.00 39
13,895.35 5,558.14 23,700.00 40
260,899.95 78,269.99 263,000.00 30
172,561.97 65,573.55 182,200.00 38
143,477.08 48,782.21 146,900.00 34
198,846.87 63,631.00 203,000.00 32
71,627.59 15,041.79 82,400.00 21
161,417.86 43,582.82 174,500.00 27
143,264.83 42,979.45 155,000.00 30
244,890.92 90,609.64 254,100.00 37
917,329.57 229,332.39 913,100.00 25
55,069.05 12,665.88 64,100.00 23
213,926.29 72,734.94 217,100.00 34
829,525.21 315,219.58 822,200.00 38
873,493.28 349,397.31 870,000.00 40
2,036.45 529.48 1,800.00 26
108,793.96 42,429.64 116,800.00 39
155,223.47 48,119.28 167,500.00 31
177,846.63 40,904.72 177,400.00 23
216,329.58 67,062.17 217,000.00 31
168,323.69 53,863.58 171,900.00 32
30,237.74 6,047.55 45,200.00 20
831,009.04 324,093.53 830,700.00 39
289,406.92 101,292.42 282,000.00 35
1,135.18 442.72 17,200.00 39
149,300.56 49,269.18 158,600.00 33
272,963.17 60,051.90 279,600.00 22
922,711.24 258,359.15 920,200.00 28
110,366.69 27,591.67 118,100.00 25
568,759.31 193,378.17 565,600.00 34
361,967.88 79,632.93 361,100.00 22
543,720.12 97,869.62 545,000.00 18
41,145.53 14,812.39 44,700.00 36
10,607.31 4,242.92 7,100.00 40
945.28 217.41 -3,100.00 23
12,938.16 3,105.16 23,400.00 24
50,105.76 10,522.21 53,300.00 21
838,866.39 268,437.24 847,800.00 32
133
271,150.26 73,210.57 276,000.00 27
75,050.41 28,519.16 70,400.00 38
178,691.00 67,902.58 185,500.00 38
210,266.60 84,106.64 207,300.00 40
2,167.12 476.77 3,300.00 22
253,492.97 81,117.75 252,300.00 32
513,815.64 154,144.69 515,400.00 30
8,794,621.61 2,726,332.70 8,812,600.00 31
32,685.88 12,420.63 45,100.00 38
6,724.76 2,084.68 18,500.00 31
177,517.17 37,278.61 170,900.00 21
161,360.77 40,340.19 172,900.00 25
63,319.49 12,663.90 67,500.00 20
179,915.56 37,782.27 173,100.00 21
595,338.09 125,021.00 610,000.00 21
256,739.98 100,128.59 265,900.00 39
147,547.25 51,641.54 152,900.00 35
262,531.30 78,759.39 265,900.00 30
95,698.77 29,666.62 106,200.00 31
114,956.61 26,440.02 112,500.00 23
321.69 99.72 3,300.00 31
34,288.11 13,372.36 47,800.00 39
743,480.85 208,174.64 746,300.00 28
57,531.00 11,506.20 56,600.00 20
64,895.94 22,713.58 76,600.00 35
108,387.05 42,270.95 122,700.00 39
50,000.00 14,000.00 50,000.00 28
148,454.47 38,598.16 153,700.00 26
135,955.59 32,629.34 136,600.00 24
795,652.73 167,087.07 796,200.00 21
225,086.88 78,780.41 232,200.00 35
296,737.95 80,119.25 307,300.00 27
1,004,634.98 291,344.14 1,018,100.00 29
213,941.70 42,788.34 225,500.00 20
146,510.97 45,418.40 155,100.00 31
35,013.31 10,153.86 45,500.00 29
184,819.70 42,508.53 187,800.00 23
126,148.66 34,060.14 119,100.00 27
68,519.28 22,611.36 78,700.00 33
70,640.15 21,898.45 72,800.00 31
65,956.71 17,148.74 62,200.00 26
211,757.16 48,704.15 227,900.00 23
134
13,081.46 3,662.81 20,700.00 28
600,557.65 150,139.41 592,200.00 25
86,956.80 23,478.34 96,500.00 27
555,600.85 116,676.18 566,500.00 21
109,822.27 30,750.24 104,500.00 28
144,115.13 51,881.45 157,600.00 36
721,806.24 230,978.00 731,200.00 32
287,445.09 83,359.08 291,100.00 29
65,064.49 18,218.06 71,800.00 28
3,650.85 1,022.24 3,600.00 28
225,098.79 78,784.58 230,300.00 35
116,808.68 24,529.82 110,000.00 21
195,605.57 48,901.39 188,000.00 25
123,889.75 38,405.82 132,900.00 31
1,280,000.00 396,800.00 1,075,000.00 31
650,000.00 130,000.00 700,000.00 20
168,838.17 48,963.07 174,500.00 29
50,000.00 14,000.00 50,000.00 28
13,827.76 2,765.55 10,900.00 20
95,970.71 22,073.26 99,600.00 23
107,396.11 34,366.76 104,200.00 32
685,481.93 274,192.77 690,800.00 40
231,200.55 87,856.21 236,600.00 38
202,825.80 68,960.77 209,200.00 34
19,572.92 7,829.17 15,600.00 40
73,153.13 25,603.60 82,600.00 35
99,452.90 35,803.04 107,100.00 36
227,467.15 79,613.50 235,000.00 35
525,675.09 152,445.78 543,800.00 29
146,405.15 43,921.55 144,000.00 30
383,986.65 92,156.80 388,900.00 24
25,432.15 6,358.04 25,200.00 25
277,132.24 91,453.64 275,100.00 33
884,227.14 344,848.58 896,700.00 39
184,224.90 58,951.97 185,900.00 32
757,786.51 287,958.87 765,200.00 38
61,592.27 18,477.68 79,000.00 30
29,700.74 11,583.29 28,600.00 39
897,807.74 260,364.24 889,900.00 29
210,401.98 69,432.65 215,300.00 33
72,859.67 29,143.87 80,100.00 40
121,226.73 41,217.09 128,000.00 34
135
720,680.22 172,963.25 711,700.00 24
54,857.00 18,651.38 63,800.00 34
91,614.04 35,729.48 94,600.00 39
237,811.88 64,209.21 233,200.00 27
271,216.77 54,243.35 279,200.00 20
11,687,858.52 3,038,843.22 11,698,000.00 26
976,492.60 341,772.41 977,200.00 35
166,892.05 63,418.98 173,200.00 38
563,874.57 174,801.12 567,000.00 31
376,994.01 150,797.60 372,300.00 40
240,012.59 67,203.53 248,500.00 28
75,647.76 17,398.98 70,700.00 23
139,807.02 51,728.60 149,700.00 37
171,829.53 48,112.27 186,200.00 28
69,115.78 26,955.15 70,100.00 39
1,000,000.00 260,000.00 1,000,000.00 26
269,621.58 45,835.67 276,400.00 17
194,017.32 62,085.54 188,200.00 32
8,514.84 3,405.94 23,400.00 40
592,944.94 201,601.28 589,200.00 34
120,593.47 26,530.56 118,700.00 22
11,385,645.95 3,757,263.16 11,398,000.00 33
178,015.50 37,383.26 195,400.00 21
217,533.38 52,208.01 214,800.00 24
164,368.22 65,747.29 171,900.00 40
3,986.00 1,155.94 2,200.00 29
262,083.99 73,383.52 256,100.00 28
203,647.28 46,838.87 211,400.00 23
271,735.02 89,672.56 285,900.00 33
196,246.03 56,911.35 202,800.00 29
10,893.53 2,505.51 17,900.00 23
24,243.71 5,333.62 25,000.00 22
267,792.78 74,981.98 268,400.00 28
93,672.13 33,721.97 106,700.00 36
85,857.51 32,625.85 86,700.00 38
11,650.87 4,660.35 26,600.00 40
204,456.09 53,158.58 206,600.00 26
216,383.13 58,423.45 220,600.00 27
178,936.27 48,312.79 173,900.00 27
433,502.01 173,400.80 442,200.00 40
189,348.38 37,869.68 204,300.00 20
158,300.86 55,405.30 150,900.00 35
136
78,578.91 18,073.15 78,500.00 23
104,665.64 27,213.07 114,500.00 26
17,361.42 4,861.20 25,800.00 28
240,462.50 81,757.25 251,600.00 34
91,879.89 23,888.77 88,300.00 26
6,415.88 2,181.40 8,600.00 34
33,925.01 10,177.50 44,900.00 30
250,000.00 55,000.00 250,000.00 22
1,000,000.00 270,000.00 3,000,000.00 27
72,035.07 14,407.01 80,700.00 20
1,046,916.05 230,321.53 1,038,100.00 22
603,680.85 187,141.06 603,200.00 31
203,358.91 54,906.91 210,100.00 27
26,938.34 7,003.97 24,600.00 26
219,564.82 59,282.50 231,200.00 27
167,003.26 60,121.17 173,700.00 36
253,566.80 96,355.38 261,200.00 38
202,554.81 76,970.83 214,600.00 38
163,232.76 52,234.48 165,100.00 32
124,949.26 34,985.79 140,200.00 28
35,412.96 13,811.05 49,100.00 39
439,280.10 118,605.63 437,700.00 27
174,257.17 55,762.29 182,900.00 32
95,850.34 22,045.58 111,500.00 23
87,001.93 18,270.41 103,000.00 21
98,438.36 33,469.04 102,000.00 34
12,382.63 3,467.14 19,100.00 28
271,498.03 54,299.61 269,600.00 20
213,730.30 55,569.88 209,200.00 26
144,586.99 47,713.71 145,400.00 33
200,000.00 66,000.00 200,000.00 33
423,836.78 84,767.36 424,500.00 20
80,039.35 18,409.05 96,700.00 23
117,283.68 46,913.47 126,200.00 40
264,711.35 55,589.38 269,300.00 21
163,717.28 49,115.18 167,600.00 30
373,422.86 85,887.26 384,600.00 23
165,618.94 49,685.68 175,000.00 30
285,400.85 88,474.26 295,400.00 31
93,295.99 33,586.56 99,400.00 36
130,746.45 43,146.33 131,800.00 33
866,020.91 311,767.53 859,700.00 36
137
308,084.98 61,617.00 312,100.00 20
807,358.90 266,428.44 821,500.00 33
12,413.33 2,730.93 15,600.00 22
56,108.06 17,954.58 58,800.00 32
244,942.68 88,179.36 256,400.00 36
178,655.56 44,663.89 187,700.00 25
673,749.81 222,337.44 671,200.00 33
139,471.80 37,657.39 144,100.00 27
632,562.60 132,838.15 640,900.00 21
90,963.65 24,560.19 106,300.00 27
82,756.78 20,689.20 97,900.00 25
639,025.71 230,049.26 635,200.00 36
963,078.74 192,615.75 959,300.00 20
243,101.65 94,809.64 243,100.00 39
21,095.02 4,219.00 27,400.00 20
176,254.87 42,301.17 188,600.00 24
67,345.59 20,203.68 78,900.00 30
344,640.16 134,409.66 339,700.00 39
251,469.94 95,558.58 263,400.00 38
1,000,000.00 260,000.00 1,000,000.00 26
100,000.00 24,000.00 3,000,000.00 24
1,700,000.00 408,000.00 1,700,000.00 24
257,339.87 61,761.57 266,400.00 24
176,588.19 51,210.58 184,700.00 29
242,433.37 75,154.34 247,800.00 31
122,852.65 49,141.06 119,700.00 40
394,591.93 78,918.39 386,200.00 20
99,838.03 25,957.89 101,900.00 26
1,041,508.13 229,131.79 1,056,400.00 22
226,975.79 74,902.01 223,900.00 33
45,684.72 13,705.42 51,000.00 30
269,574.10 56,610.56 282,300.00 21
1,024,163.20 409,665.28 1,025,200.00 40
278,250.07 75,127.52 274,500.00 27
252,185.49 83,221.21 255,100.00 33
109,901.91 35,168.61 108,100.00 32
67,440.61 24,278.62 65,300.00 36
170,794.48 47,822.45 177,000.00 28
750,327.81 187,581.95 760,300.00 25
561,737.86 140,434.47 561,800.00 25
268,043.98 72,371.87 275,200.00 27
18,734.42 4,308.92 36,600.00 23
138
135,080.96 35,121.05 141,100.00 26
30,978.32 8,673.93 32,200.00 28
329,053.88 65,810.78 338,100.00 20
734,047.12 146,809.42 731,700.00 20
154,373.74 40,137.17 160,600.00 26
196,898.56 53,162.61 193,400.00 27
295,581.72 85,718.70 305,500.00 29
162,310.79 42,200.81 156,900.00 26
12,498.10 2,749.58 16,800.00 22
191,879.92 76,751.97 188,300.00 40
918,660.72 220,478.57 929,900.00 24
84,870.68 25,461.20 103,200.00 30
913,291.60 255,721.65 910,300.00 28
224,606.80 56,151.70 218,600.00 25
140,156.43 54,661.01 141,600.00 39
952,743.86 257,240.84 952,800.00 27
170,323.48 68,129.39 163,600.00 40
18,952.97 4,738.24 27,600.00 25
158,330.78 55,415.77 163,400.00 35
256,177.92 84,538.71 255,700.00 33
61,408.12 13,509.79 58,500.00 22
77,066.50 18,495.96 79,100.00 24
175,055.13 38,512.13 175,700.00 22
193,684.14 52,294.72 207,200.00 27
697,433.55 139,486.71 709,500.00 20
34,898.19 7,328.62 31,900.00 21
1,533,864.48 398,804.76 1,538,900.00 26
154,526.03 49,448.33 153,700.00 32
132,154.47 46,254.06 145,900.00 35
10,765,087.47 2,153,017.49 10,783,000.00 20
56,094.19 16,828.26 53,900.00 30
217,607.19 65,282.16 222,700.00 30
52,985.45 15,895.64 64,100.00 30
179,902.06 64,764.74 181,800.00 36
177,173.14 42,521.55 174,000.00 24
77,504.95 31,001.98 78,000.00 40
38,620.29 12,358.49 49,200.00 32
86,495.21 24,218.66 83,300.00 28
31,976.92 9,912.85 44,400.00 31
180,406.43 36,081.29 172,700.00 20
21,543.15 4,739.49 31,300.00 22
145,905.75 51,067.01 157,300.00 35
139
567,884.51 227,153.80 569,500.00 40
310,248.09 68,254.58 306,400.00 22
279,409.55 94,999.25 279,000.00 34
8,946.70 3,578.68 21,500.00 40
616,953.59 246,781.44 624,300.00 40
122,767.05 35,602.44 139,500.00 29
30,896.66 10,813.83 41,700.00 35
226,270.85 74,669.38 240,000.00 33
90,594.59 35,331.89 100,200.00 39
195,870.46 58,761.14 206,600.00 30
118,582.14 33,203.00 133,300.00 28
33,424.31 11,698.51 37,200.00 35
50,738.44 18,773.22 48,900.00 37
112,527.96 31,507.83 118,600.00 28
745,078.26 245,875.83 759,000.00 33
257,002.61 97,660.99 275,900.00 38
583.11 128.28 -5,300.00 22
190,330.50 59,002.46 194,300.00 31
162,538.65 61,764.69 173,000.00 38
214,323.61 53,580.90 224,200.00 25
93,890.26 33,800.49 90,600.00 36
393,801.49 141,768.54 404,600.00 36
12,591.11 4,280.98 14,700.00 34
606,331.90 218,279.48 613,500.00 36
220,785.08 72,859.08 213,900.00 33
551.81 176.58 -5,400.00 32
96,009.02 19,201.80 95,600.00 20
122,813.21 38,072.10 132,200.00 31
184,788.87 64,676.10 197,600.00 35
84,325.04 22,767.76 102,400.00 27
509,998.62 183,599.50 517,700.00 36
2,793.82 558.76 1,000.00 20
190,318.01 43,773.14 198,200.00 23
171,533.60 49,744.74 171,000.00 29
405,195.68 162,078.27 404,300.00 40
791,913.92 308,846.43 796,900.00 39
144,768.00 33,296.64 153,100.00 23
1,029.93 319.28 1,900.00 31
263,815.13 87,058.99 275,600.00 33
173,525.14 60,733.80 190,000.00 35
93,763.92 30,942.09 100,600.00 33
873,026.61 349,210.64 872,500.00 40
140
211,793.33 44,476.60 205,200.00 21
242,755.18 94,674.52 240,000.00 39
807,828.00 218,113.56 814,600.00 27
339,306.81 84,826.70 342,900.00 25
455,874.97 145,879.99 463,900.00 32
191,367.61 76,547.04 189,700.00 40
93,570.31 30,878.20 91,300.00 33
32,751.31 11,462.96 43,700.00 35
188,988.56 49,137.03 201,900.00 26
89,624.40 34,057.27 94,000.00 38
35,359.08 13,790.04 36,600.00 39
161,451.60 35,519.35 166,700.00 22
784,060.45 203,855.72 791,500.00 26
949,052.11 189,810.42 946,400.00 20
185,893.29 42,755.46 187,600.00 23
1,491.75 358.02 1,400.00 24
278,747.41 58,536.96 279,900.00 21
132,063.64 36,977.82 144,800.00 28
161,574.54 40,393.64 168,200.00 25
118,538.21 39,117.61 135,000.00 33
59,357.30 14,245.75 54,100.00 24
384,702.73 92,328.66 383,600.00 24
96,145.07 27,882.07 97,100.00 29
104,654.98 34,536.14 114,200.00 33
33,081.61 10,916.93 32,200.00 33
73,827.35 20,671.66 80,900.00 28
223,444.92 55,861.23 231,700.00 25
79,858.49 31,144.81 80,100.00 39
92,290.30 25,841.28 108,400.00 28
255,848.44 102,339.38 249,100.00 40
94,322.52 20,750.95 101,200.00 22
24,796.38 9,670.59 28,100.00 39
59,423.87 16,044.44 52,500.00 27
267,336.60 80,200.98 265,300.00 30
111,843.11 23,487.05 104,600.00 21
133,196.14 39,958.84 142,300.00 30
143,453.52 50,208.73 147,600.00 35
737,042.65 257,964.93 749,300.00 35
52,741.18 12,130.47 50,100.00 23
149,691.12 55,385.71 167,900.00 37
46,462.90 12,544.98 46,100.00 27
818,980.70 204,745.18 829,000.00 25
141
132,605.88 51,716.29 140,200.00 39
61,290.44 23,290.37 57,700.00 38
141,643.36 33,994.41 143,100.00 24
61,626.50 17,255.42 59,400.00 28
206,134.09 49,472.18 205,800.00 24
230,710.76 27,685.29 232,300.00 12
12,195.79 2,561.12 10,600.00 21
225,985.84 88,134.48 224,000.00 39
22,284.09 6,908.07 29,600.00 31
114,302.81 27,432.67 110,800.00 24
92,036.76 29,451.76 100,800.00 32
17,543.18 4,912.09 28,800.00 28
120,424.46 38,535.83 125,800.00 32
268,938.29 59,166.42 279,800.00 22
156,503.32 51,646.10 160,100.00 33
198,841.50 77,548.19 202,700.00 39
197,065.09 53,207.57 207,400.00 27
21,652.40 8,227.91 28,500.00 38
67,986.21 14,956.97 78,900.00 22
167,992.10 55,437.39 166,400.00 33
116,742.59 26,850.80 116,300.00 23
227,411.13 75,045.67 224,800.00 33
243,805.83 60,951.46 241,500.00 25
103,280.75 30,984.23 108,300.00 30
145,087.08 42,075.25 151,700.00 29
68,683.84 17,170.96 73,200.00 25
29,688.16 10,984.62 35,500.00 37
293,889.03 85,227.82 292,000.00 29
93,546.47 27,128.48 103,300.00 29
83,184.07 33,273.63 76,500.00 40
58,023.83 15,666.43 72,600.00 27
68,339.41 17,084.85 83,500.00 25
235,394.50 91,803.86 235,200.00 39
267,711.88 69,605.09 275,700.00 26
4,600.33 1,518.11 13,700.00 33
731,583.24 168,264.15 736,300.00 23
147,166.64 42,678.33 154,700.00 29
345,248.12 117,384.36 354,800.00 34
156,397.85 42,227.42 169,500.00 27
257,193.46 64,298.37 255,000.00 25
19,410.17 5,046.64 30,000.00 26
393,441.78 114,098.12 399,100.00 29
142
187,452.87 63,733.98 191,700.00 34
148,600.36 41,608.10 160,800.00 28
240,558.72 31,272.63 238,900.00 13
169,999.60 47,599.89 178,800.00 28
223,125.79 75,862.77 231,700.00 34
43,196.44 12,958.93 55,700.00 30
186,053.05 37,210.61 192,600.00 20
1,057,781.07 423,112.43 1,073,400.00 40
197,117.87 65,048.90 210,400.00 33
899,068.60 179,813.72 899,300.00 20
140,276.47 53,305.06 135,500.00 38
120,370.74 42,129.76 113,300.00 35
93,231.75 34,495.75 92,800.00 37
183,958.22 53,347.88 186,100.00 29
13,665.40 4,372.93 17,200.00 32
266,969.60 74,751.49 280,000.00 28
622,358.91 136,918.96 629,100.00 22
52,851.94 14,270.02 55,100.00 27
157,301.79 62,920.72 170,300.00 40
171,028.81 66,701.24 184,300.00 39
175,672.36 49,188.26 179,500.00 28
85,699.24 19,710.83 84,400.00 23
675,262.40 222,836.59 674,700.00 33
123,150.67 29,556.16 123,800.00 24
152,053.04 39,533.79 160,300.00 26
70,721.17 25,459.62 82,700.00 36
50,642.01 18,231.12 43,500.00 36
36,184 6,513 42,800 18
179,916 14,393 173,100 8
11,687,859 1,986,936 11,698,000 17
952,744 323,933 952,800 34
477,408 81,159 481,200 17
114,957 39,085 112,500 34
563,875 101,497 567,000 18
1,041,508 177,056 1,056,400 17
122,813 27,019 132,200 22
949,052 189,810 946,400 20
230,711 11,536 232,300 5
240,559 16,839 238,900 7
224,771 56,193 231,200 25
143
543,720 163,116 545,000 30
269,622 26,962 276,400 10
750,328 262,615 760,300 35
56,958 15,379 59,800 27
131,660 18,432 130,900 14
750,531 142,601 756,700 19
37,942 1,897 44,400 5
56,958 17,087 59,800 30
131,660 27,649 130,900 21
750,531 150,106 756,700 20
37,942 7,968 44,400 21
477,408 105,030 481,200 22
224,771 71,927 231,200 32
36,183.73 6,151.23 42,800.00 17
543,720.12 141,367.23 545,000.00 26
179,915.56 21,589.87 173,100.00 12
114,956.61 40,234.81 112,500.00 35
11,687,858.52 2,103,814.53 11,698,000.00 18
563,874.57 191,717.35 567,000.00 34
269,621.58 56,620.53 276,400.00 21
1,041,508.13 302,037.36 1,056,400.00 29
750,327.81 262,614.73 760,300.00 35
952,743.86 285,823.16 952,800.00 30
122,813.21 42,984.62 132,200.00 35
949,052.11 208,791.46 946,400.00 22
230,710.76 18,456.86 232,300.00 8
240,558.72 19,244.70 238,900.00 8
144

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