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Australian jfournal of Ecology (1995) 20, 122-129

Rapid assessment of rivers using macroinvertebrates: A


procedure based on habitat-specific sampling, family level
identification and a biotic index
BRUCE C. CHESSMAN
Australian Water Technologies, PO Box 73, West Ryde, NSW 2114, Australia

Abstract This paper describes a simple and inexpensive procedure for the rapid biological
assessment of water quality in rivers and streams in eastern Australia. The procedure involves
the standardized collection of samples of 100 macroinvertebrates from defined habitat types
within a water body. Specimens are identified to family level only and a biotic index is
calculated. Proposed future testing and evaluation are described, and the limitations of the
rapid approach are discussed.

Key words: biological assessment, biotic index, macroinvertebrates, water quality.

INTRODUCTION not vary significantly from those of similar, local un-


impacted systems.
A crucial step towards the sustainable management of The inclusion of these goals provides a great stimulus
Australia's water resources was taken with the release of for the inclusion of biological indicators in routine pro-
the National Water Quality Management Strategy grammes of water quality assessment and monitoring,
(ANZECC/AWRC 1992). A key element of this strategy something that aquatic biologists in this country have
is the Australian Water Quality Guidelines (ANZECC been advocating for nearly three decades (Jolly & Chap-
1992). These guidelines differ from the State guidelines man 1966; Mclvor 1976; Williams 1980a; Campbell
issued earlier (e.g. VEPA 1983; SPCC 1990) in that for 1982). However, the wording of these goals raises some
the first time they incorporate a range of biological and practical issues for biologists involved in such pro-
ecological indicators of water quality. Specifically, the grammes.
Australian guidelines list the following four biological
One problem is the requirement to compare the bio-
factors as indicators of water quality for the protection of
logical characteristics of the water body under investi-
aquatic ecosystems:
gation with those of 'similar, local unimpacted systems'.
(1) In any waterbody, the species richness of the In many parts of Austraha, all water bodies across a wide
predominant macrophyte, periphytic, phytoplanktonic, area have suffered a degree of impact from anthropogenic
benthic and planktonic invertebrate or vertebrate assem- changes such as land clearing and river regulation. Where,
blages, as measured by the appropriate standardized index, for example, can a 'local unimpacted system' similar to
should not be altered. the lower Murray River be found? Even in areas where
(2) In any waterbody, impacts that result in significant near-pristine streams and lakes are present, the disturbed
changes in species composition compared with those in and undisturbed water bodies often differ in natural
similar, local unimpacted systems should not be per- features such as altitude, geomorphology and bed type.
mitted. This is because water bodies have not been disturbed at
(3) In any waterbody, net primary production should random, but in relation to patterns of agricultural, urban
not vary from the levels encountered in similar, local and industrial development. These activities have been
unimpacted habitats under similar light, temperature concentrated where climate, soils and topography are
and nutrient loading regimes. most suitable. For example, in the Sydney region virtually
(4) In any waterbody, changes that vary the relative all undisturbed streams drain sandstone catchments;
importance of the detrital and grazing food chains should catchments on shale have been developed for agriculture
be minimized. Production to respiration ratios should because of their deeper and more fertile soils. If the
disturbed and undisturbed water bodies differ in natural
Accepted for publication October 1994. environmental factors, they are likely to differ also in
M A C R O I N V E R T E B R A T E S AND RIVER A S S E S S M E N T 123

their biological communities and properties, even in the A technique for low-cost, rapid assessment was re-
absence of a significant human impact. quired because of the need to survey large numbers of
A second difficulty is that aquatic biological com- sites using limited resources, and provide timely feedback
munities are influenced by many human activities other to water resource and wastewater managers. Several
than those that directly impinge on water quality. Activ- procedures for rapid assessment using macroinvertebrates
ities such as removal of riparian vegetation, desnagging, have been developed, especially in the United States
channelization and river regulation can affect the aquatic (reviewed by Resh & Jackson 1993). However, many of
biota by altering habitat availability, without necessarily these require the presence of particular habitats, such as
changing the physical and chemical properties of the riffles, of which there were none at many of the Hawkes-
water itself. Where the intent of biological assessment is bury-Nepean sites. Others involve relatively heavy equip-
to assess the 'health' (CEPA 1992) or 'biological integrity' ment which is not suitable for sampling sites in rugged
(Karr 1991) of a water body, this may not be an issue. terrain where the only access is on foot. The Hawkes-
However, in other instances it may be necessary to assess bury-Nepean procedure was designed to satisfy the
water quality impacts independently of those of habitat following key requirements: (i) it can be used in any type
modification, for example in order to regulate point of stream, ranging from upland cascades to meandering
discharges of waste water. lowland rivers and non-perennial creeks; (ii) it involves
The third, and most pressing, dilemma for the practis- only simple collecting gear, which can be readily trans-
ing water pollution biologist is that the guidelines do not ported, even to remote sites; (iii) collections are made
specify the methods to be used to measure the biological separately from all of the major habitat types present
indicators they advocate, or the levels of statistical signific- within most streams. Comparisons between sites can
ance and power that should be attached to terms such as therefore be made separately for each habitat type. This
'should not be altered', 'significant changes' and 'should provides corroboration and reduces the confounding
not vary'. Noting that the development of biological effect of differences in the habitats present at each site;
assessment procedures is in its infancy in Australia, the (iv) all picking of specimens is done in the field and a
guidelines instead advocate that professional biologists standardized number is collected. This avoids collection
develop assessment programmes tailored to the specific of unwanted specimens, reduces the amount of material
circumstances existing in each waterway system. They to be transported to the laboratory, and results in a small
provide some general advice on ways in which this can be and predictable laboratory workload; and (v) a provisional
achieved. biological assessment of water quality can be made from
sampling at a single site, by calculating a simple biotic
Faced with the need for a biological procedure for
index. However, comparison sites are always sampled
routine assessment of water quality in the Hawkesbury-
where suitable ones are available.
Nepean River system, NSW, I developed a rapid assess-
ment technique based on macroinvertebrates. I chose
macroinvertebrates for four reasons. First, they are ubi- PROCEDURE
quitous and diverse in Australian rivers (Williams 1980b;
Lake 1982; Pearson et al, 1986), and the different taxa Site selection
vary widely in their sensitivities to pollutants. Therefore,
it is probable that most types of pollution will change At each site to be assessed, samples are collected from
macroinvertebrate community composition. Second, within a 100 m reach of stream that does not traverse any
macroinvertebrates occupy a central role in the ecology significant influence on water quality or flow volume,
of Australian rivers and with their diverse feeding habits such as a tributary, waste discharge point, waterfall, dam
(Chessman 1986) form many of the key links in aquatic or major weir. Small ( < 5 m ) weirs may be included in
food chains. Their diversity and abundance are therefore the reach if there is flow over them and they do not
crucial to maintaining a balanced, functioning and healthy divert large amounts of water away from the river.
river ecosystem. Third, macroinvertebrates are generally Sampling within 100 m of stream junctions is avoided
sedentary and have life cycles ranging from a few weeks because of the possible influence of invertebrate drift
to a few years (Marchant 1986), so their communities from a tributary into the main river, upstream migration
recover only slowly if damaged by a disturbance episode. from the main river into a tributary, and incomplete
The recent history of pollution or other disturbances in a mixing of water below the junction. Sites are sampled
river can therefore be inferred from macroinvertebrate only under conditions of base or near-base flow.
assessment, even if the disturbance is not present at the
time of sampling. Finally, macroinvertebrates are a con-
Macroinvertebrate sampling and identification
venient size for field examination, storage and transport,
and can be readily collected in large numbers with Standardized samples are obtained from up to six habitat
simple lightweight equipment. types, depending on the number present at a site. These
124 B, C, C H E S S M A N

are riffles, pool edges/backwaters, submerged macrophyte buckets are then placed on trays. As the rocks become
beds, pool rocks, submerged wood and soft sediments. partly dry, specimens retreat to their undersides or emerge
For each habitat, 100 animals are normally collected. from surface layers of periphyton and sediment, Macro-
However, collecting is terminated if this target cannot be invertebrates are picked off with forceps, care being
reached in 1 person hour. The aim is to collect as wide a taken to probe through silt accumulations and the silken
range of macroinvertebrates as possible within these retreats of caddis fly larvae.
constraints; where a species is present in very large Fallen branches and twigs lying in the stream are
numbers, no more than 10 specimens need to be collected. removed from the water and allowed to become partly
The selection of only conspicuous or colourful specimens dry. Specimens are picked off with forceps, bark being
is deliberately avoided and efforts are made to obtain lifted up and soft wood pulled apart to reveal cryptic
small and cryptic animals as well as larger ones. Since the species. At some sites only a single piece of wood can be
specimens are selected while alive, small and encased found within the sampling reach, but where possible,
animals are easily detected by their movements. All several pieces from different points, in areas of both fast
specimens selected are preserved immediately in 70% and slow current, are examined.
ethanol. Collecting gear is washed thoroughly between In deep lowland rivers, samples of soft sediments are
samples. obtained with grabs lowered from a boat, Macroinverte-
Riffles are sampled with a hand-held dip net with brate specimens are separated by sieving (0,25 mm mesh)
320x250 mm opening and 0,25 mm mesh. The sub- and elutriation, and processed in a sorting tray as for
stratum is disturbed to dislodge benthic organisms while riffle, pool-edge and macrophyte samples.
holding the collecting net downstream with its mouth All macroinvertebrate specimens are examined in the
facing the disturbed area. Stones are moved, overturned laboratory under a stereomicroscope and identified to
and scrubbed by kicking with the feet and rubbing with family level using available keys (Hawking 1993), The
the hands. Where possible, the feet are dug well into the occurrence of each family is scored as rare (1-2 speci-
sediments to dislodge burrowing organisms, A total mens), scarce (3-4), common (5-8) or abundant (>8).
distance of about 10 m is covered, including areas of
faster and slower current; this generally takes about 3-5
min. The net contents are then emptied into a large Calculation of biotic index
white sorting tray and spread out in a small amount of A biotic index is calculated using a modification of the
water to allow macroinvertebrate specimens to be picked British Biological Monitoring Working Party score system
out with fine forceps and pipettes. Extra material is (Armitage et al. 1983), Numerous families of macro-
collected if required to reach the target of 100 animals. invertebrates that are widespread in river systems in
Pool edges and backwater areas with little or no southeastern Australia have been awarded sensitivity
current are sampled with the same dip net used for riffle grades (Table 1), according to their tolerance or intoler-
sampling. Areas with overhanging banks and trailing ance of common types of pollutants as revealed in pub-
terrestrial vegetation are ideal, and the presence of surface- lished studies (Campbell 1978; Nicholas & Thomas 1978;
dwelling insects is a good indication of a suitable collect- Arthington et al. 1982; Norris et al. 1982; Watson et al.
ing point. The net is swept from open water towards the 1982; Marchant et al. 1984; Norris 1986; Chessman &
shore, working over a bank length of about 10 m. In the Robinson 1987; Pearson & Penridge 1987; Cosser 1988;
process, deposits of silt and detritus on the stream Mackey 1988; Hogg & Norris 1991) and by the author's
bottom are stirred, so that benthic animals are suspended unpublished observations. In some cases the grades are
and then caught in the net. The net contents are emptied necessarily a compromise, either because of variation in
into a tray and processed as for riffle samples. Again, the sensitivities of species within a family or because
extra material is collected if required, some families are sensitive to certain types of poOutants
Beds of aquatic macrophytes are sampled in a similar but relatively tolerant of others. For example, hydrobiid
manner to edges and backwaters, A dip net is swept over snails are apparently sensitive to trace metal contamin-
a length of about 10 m, passing across the upper, middle ation (Norris et al. 1982) but tolerant of organic pollution
and lower portions of the plants. The net contents are (CampbeU 1978; Cosser 1988).
processed in a sorting tray and extra material is collected For each collection from a defined habitat, the grades
as needed. of all families present are summed and the total is
Pool-rock samples are taken from shallow stony areas divided by the number of families to provide an average
with little or no current. Rocks of various sizes, in grade per family (SIGNAL or Stream Invertebrate Grade
sufficient quantities to yield the target number of animals, Number Average Level). The calculation of average
are quickly removed from the water and placed in buckets. grades is designed to reduce possible bias associated with
Very large rocks are usually a particularly rich source of variations in stream size and sampling technique (Armi-
specimens. The rocks and any washings remaining in the tage et al. 1983), A weighted index (SIGNAL-W) can be
M A C R O I N V E R T E B R A T E S AND RIVER A S S E S S M E N T 125

calculated by multiplying the grade of each family present Time required for assessment
by a value to represent its occurrence level (e.g. 1 for
When using the procedure, two people can generally
rare, 2 for scarce, 3 for common and 4 for abundant),
sample two to four sites in a normal working day,
summing the products, and dividing by the sum of the
depending on access and the number of habitats present.
occurrence values.
A person with substantial experience in macroinvertebrate
The status of sampling sites is classified according to identification can process the samples from one site in
SIGNAL values as follows: SIGNAL value = greater 0.5 to 1 day, including the calculation of index values. It
than 6, water quality status = clean water; 5-6, doubtful is possible, although this has not yet been tested, that the
quality, possible mild pollution; 4-5 probable moderate entire assessment could be made on site, using magnifying
pollution; and less than 4, probable severe pollution. glasses and portable microscopes {cf. Hilsenhoff 1988).
Preliminary results could then be reported to managers
within a day of the start of sampling.

Table 1. Interim pollution sensitivity grades for common families of eastern Australian river macroinvertebrates

Family Grade Family Grade Family Grade

Aeshnidae'.s," 6 Gelastocoridae 6 Naididae2.v,io,i2 1


Ameletopsidae 10 Gerridaeii 4 Nannochoristidae 10
Amphipterygidae 8 Glossiphoniidae" 3 Naucoridae 5
Ancylidae 6 Glossosomatidae'' 8 Nepidae" 5
Antipodoecidae 10 Gomphidae3,5>ii,i2 7 Neurorthidae 8
Athericidae 7 Gordiidae 7 Notonectidae'^Aii 4
Atriplectididae 10 Gripopterygidae2'4.6,8 7 Notonemouridae*'^ 8
AtyitJae 3,6,7,8,9,11 6 Gyrinidae8,ii 5 Odontoceridae4 8
Austroperlidae* 10 Haliplidae 5 Oniscigastridae 10
Baetidae2.3,4,6,7,8,9,io,ii 5 Haplotaxidae 5 Osmylidae 8
Belostomatidae" 5 Hebridae 11 6 Parastacidae" 7
Blephariceridae 10 Helicophidae 10 Philopotamidae 10
Caenidae2A4,6,8,io,ii,i2 7 Helicopsychidae4 10 Philorheithridae4,8 8
Calamoceratidae3 8 Hydraenidae" 7 Phreodrihdae 5
Calocidae 8 Hydridae^ 4 Physidae3,io 3
Ceinidae4 5 Hydrobiidae'"'-!'* 5 Planorbidaei-1.7,8,10,11 3
6 Hydrobiosidae''^'8 7 Polycentropodidae 8
Chironomidae '2,3,4,6,7,8,9, lo, 11,12 1 Hydrochidae 7 Protoneuridae' 7
Coenagrionidae3.5,7,8,i 1 7 Hydrometridae 5 Psephenidae'" 5
Coloburiscidae^ 10 Hydrophilidae" 5 Psychodidaei'3.'o 2
Conoesucidae4 8 Hydropsychidae' .3.4,6,8, lo, 11 5 Ptilodactylidae 10
Corbiculidae ' 6 Hydroptilidaei.3.4.7,ii,i2 6 Pyralidaeii 6
Corduliidae ' 7 Hygrobiidae 5 Scirtidae3>4,6 8
Corixidae'-*," 5 Hyriidae" 6 Sialidae 4
Corydalidae 4 Isostictidae 7 Simuliidae'''8,io 5
Culicidae" 2 Janiridae 5 Sphaeriidaei,',!! 6
Dixidae 8 Kokiriidae 10 Staphylinidae 5
Dugesiidae 3 Leptoceridaei.3.4,7,8,10,11,12 7 Stratiomyidae 2
Dytiscidae3.4,7,ii 5 Leptophlebiidaei^.3,4,6,7,8,10,11 10 Synlestidae 7
Ecnomidae3.4.6,8,i2 4 Lestidae'." 7 Synthemidae3'5 7
Elmidae3'''A^ 7 LibeUulidae3.5,n 8 Tabanidae" 5
Empididae* 4 Limnephilidae 8 Tasimiidae'' 7
Ephydridae 2 Lumbriculidae 1 Thaumaleidae 7
ErpobdeUidae 3 Lymnaeidae" 3 Thiaridaei" 7
Eusiridae 8 Megapodagrionidae3.5,7, lo 7 Tipulidae 5
Eustheniidae* 10 Mesoveliidae" 4 Tubificidaei.'''"'."''2 1
Gammaridae 6 Muscidae* 3 Veliidae" 4

Sources of information for individual families, in addition to the author's unpublished observations, are indicated as foUows:
1, CampbeU 1978; 2, Nicholas and Thomas 1978; 3, Arthington et al. 1982; 4, Norris et al. 1982; 5, Watson et al. 1982; 6, Marchant et
al. 1984; 1, Norris 1986; 8, Chessman and Robinson 1987; 9, Pearson and Penridge 1987; 10, Cosser 1988; 11, Mackey 1988; 12, Hogg
and Norris 1991.
126 B, C, CHESSMAN

DISCUSSION The Hawkesbury-Nepean sampling methods are more


akin to those developed by the North Carolina Division
The procedure was first tested in mid-1992, and the of Environmental Management (Lenat 1988). These in-
current version is the result of minor modifications and volve obtaining a composite sample of about 400-800
developments since that time. To date it has been used macroinvertebrates from 10 collections from a wide range
for surveys of the Nepean River and some of its tri- of habitats at each site, including riffles, banks, leaf
butaries. Cox's River and tributaries, and numerous packs, rocks, logs and sand, Lenat (1988) has shown that
streams in the Blue Mountains, Streams and rivers in such samples yield large numbers of taxa for a relatively
these regions range from those draining pristine catch- low commitment of time, have low variability, and are
ments to others affected by broad-scale agricultural dev- highly effective at detecting between-site differences.
elopment and industrial activities such as quarrying, Recently, Eaton and Lenat (1991) have achieved reliable
coal mining and power generation. Some sites are immedi- water quality assessment with a simplified version of the
ately downstream of large dams or the discharges from North Carolina procedure, involving only four samples
secondary wastewater treatment plants. The surveys have (riffle kick-net, batik area sweep net, leaf packs and
had a variety of objectives, ranging from the identification rocks/logs). Only Ephemeroptera, Plecoptera and Tricho-
of degraded streams within water supply catchments to ptera are considered for this reduced version.
the establishment of baseline conditions before the imple- The current Hawkesbury-Nepean procedure requires
mentation of regional sewerage schemes and decommis- that macroinvertebrate specimens are identified only to
sioning of outmoded sewage treatment works. family level. There are several groups of Australian river
Like most rapid assessment methodologies, the Hawkes- macroinvertebrates for which no keys are available at the
bury-Nepean procedure does not involve quantitative generic or specific levels. Even where keys are available,
sampling equipment such as Surber samplers because accurate keying to species level is often possible only for
such gear is bulky and time-consuming to operate. Non- adults of a particular sex, or mature larvae, and may
quantitative techniques such as kick sampling using require time-consuming procedures for dissection, chemi-
pond nets may obtain more or fewer taxa than Surber cal treatment and mounting of body parts. In many
samplers, depending on operator technique and the sub- cases, reliable identification to species level requires the
strata being sampled (Mackey et al. 1984; Storey et al. involvement of taxonomic experts.
1991; Kerans eta/, 1992), A particular advantage of non- Species-level identification is therefore difficult for
quantitative methods is that they can be used on sub- low-cost, rapid assessment of Australian rivers. Some
strata that are not amenable to quantitative techniques authors have questioned whether the environmental re-
but contain characteristic taxa (Chessman & Robinson quirements of particular groups of freshwater inverte-
1987), Quantitative data are not essential for river assess- brates can be generalized at taxonomic levels above
ment because classifications and ordinations of sites based species (Resh & Unzicker 1975; Campbell 1981; Cranston
on binary (presence and absence) data are typically httle 1990), However, when whole communities are considered,
different from those based on quantitative data (Bunn et discrimination between sites using classification and ordi-
al. 1986; Marchant 1990), That is, most of the critical nation can be as effective, or nearly as effective, at the
information is provided by the occurrence of taxa rather family level as at the species level (Furse et al. 1984;
than their numerical abundance. Similarly, biotic indices Marchant 1990; Rutt et al. 1993), Family-level studies of
have been used successfully with binary or semi-quanti- river macroinvertebrates have been used successfully for
tative data (Hilsenhoff 1988; Lenat 1993; Wright et al. such purposes as describing biogeographical pattems
1993), across large areas (Corkum 1989) and assessing responses
In some respects, the Hawkesbury-Nepean sampling to regulation (Armitage et al. 1987),
procedure is similar to Rapid Bioassessment Protocols In the derivation of biotic indices similar to the one
(RBP) II and III of the United States Environmental proposed here, there is often considerable variation in
Protection Agency (Plafkin et al. 1989), which are some- sensitivity or tolerance values between genera or species
times advocated for Australian application (e,g, ANZECC in the same family (Hilsenhoff 1987; Lenat 1993), Never-
1992), Rapid Bioassessment Protocols II and III involve theless, where family-level values have been employed,
collections from both riffle/run habitats and coarse par- the resulting indices have still proved very useful
ticulate organic matter (CPOM: leaves, needles, twigs (Camargo 1993; Wright et al. 1993), Hilsenhoff (1988)
and bark). Where stony riffles or runs are not available, found a high degree of correlation between a family-level
other submerged fixed structures such as logs and bridge biotic index and a species- and genus-level index applied
abutments are substituted. At some ofthe Hawkesbury- to streams in Wisconsin; as would be expected from the
Nepean sites, especially in agricultural areas, none of averaging effect, the family index tended to indicate
these habitats was present and RBP II or III could not slightly worse quality than the genus/species index in
have been used. However, it was always possible to clean streams and better quality in polluted streams.
obtain at least a pool-edge sample. Unfortunately, there is simply not enough information
M A C R O I N V E R T E B R A T E S AND RIVER A S S E S S M E N T 127

available to derive species-level or even genus-level sensi- association measures, such as those advocated by Faith et
tivity values for Australian stream macroinvertebrates. al, (1991) and Clarke (1993). The scope for further
A preliminary evaluation of the Hawkesbury-Nepean development of such applications is wide.
procedure has been completed using data from the
Nepean River and its tributaries and streams in the Blue
Mountains (Growns et al, 1995). This testing has vali-
ACKNOWLEDGEMENTS
dated the current procedure for the assessment of stream
salinization and organic pollution from sewage treatment I am indebted to Jane Growns, Paul McEvoy and Debbie
plants. Several other studies are planned in order to Rae for helpful suggestions during the development of
evaluate the procedure for application to other forms of the procedure and the preparation of this paper. Adam
pollution, and to refine it further. The sensitivity grade Boey, Ruth O'Connor and Ian Wright also tested the
of each family will be tested and where necessary revised, procedure and provided valuable feedback on its appli-
using procedures similar to those described by Hilsenhoff cation. Other members of the Stream Studies Section of
(1987) and Lenat (1993). Several grades may be developed Australian Water Technologies are thanked for their help
for each family, each applicable to a different form of in the field and laboratory.
pollution. Grades will also be derived at the genus level.
The relationships between biotic index values and various
environmental variables will also be explored, as has
been done in Britain and Italy (Armitage et al, 1983; REFERENCES
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