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Neuroscience 300 (2015) 141154

REVIEW
THE ROLE OF INFLAMMATION AND MICROGLIAL ACTIVATION
IN THE PATHOPHYSIOLOGY OF PSYCHIATRIC DISORDERS
G. Z. REUS, a,b* G. R. FRIES, a,c L. STERTZ, a,c tumor necrosis factor-a (TNF-a). On the contrary, M2 pheno-
M. BADAWY, a I. C. PASSOS, a,c T. BARICHELLO, a,d type is associated with a release of anti-inammatory cyto-
F. KAPCZINSKI a,c AND J. QUEVEDO a,b kines. Thus, it is possible that the inammatory response
a
Center for Translational Psychiatry, Department of Psychiatry from microglial activation can contribute to brain pathology,
and Behavioral Sciences, The University of Texas Medical School as well as inuence treatment responses. This review will
at Houston, Houston, TX, USA highlight the role of inammation in the pathophysiology
b
Laboratorio de Neurociencias, Programa de Pos-Graduacao of psychiatric disorders, such as MDD, BD, schizophrenia,
em Ciencias da Saude, Unidade Academica de Ciencias da and autism. More specically, the role of microglial activa-
Saude, Universidade do Extremo Sul Catarinense, Criciuma, SC, tion and associated molecular cascades will also be dis-
Brazil cussed as a means by which these neuroinammatory
c mechanisms take place, when appropriate.
Molecular Psychiatry Unit and National Science and
2015 IBRO. Published by Elsevier Ltd. All rights reserved.
Technology Institute for Translational Medicine (INCT-TM),
Hospital de Clnicas de Porto Alegre (HCPA), Universidade
Federal do Rio Grande do Sul (UFRGS), Porto Alegre, RS, Brazil
d
Laboratorio de Microbiologia Experimental, Programa de Key words: microglia, neuroinammation, major depressive
Pos-Graduacao em Ciencias da Saude, Unidade Academica disorder, bipolar disorder, autism, schizophrenia.
de Ciencias da Saude, Universidade do Extremo Sul
Catarinense, Criciuma, SC, Brazil
Contents
Introduction 141
AbstractPsychiatric disorders, including major depres- The role of microglia in stress and depression 142
sive disorder (MDD), bipolar disorder (BD) and schizophre- The role of microglia in BD 146
nia, aect a signicant percentage of the world population. Microglial hypothesis of schizophrenia 147
These disorders are associated with educational diculties, Microglial activation in autism 149
decreased productivity and reduced quality of life, but their Conclusion 150
underlying pathophysiological mechanisms are not fully Acknowledgments 150
elucidated. Recently, studies have suggested that psychi- References 150
atric disorders could be considered as inammatory disor-
ders, even though the exact mechanisms underlying this
association are not known. An increase in inammatory
response and oxidative stress may lead to inammation,
which in turn can stimulate microglia in the brain. INTRODUCTION
Microglial activation is roused by the M1 phenotype, which
is associated with an increase in interleukin-1b (IL-1b) and A growing body of evidence suggests that many
psychiatric disorders, including major depressive
disorder (MDD), bipolar disorder (BD), schizophrenia,
*Correspondence to: G. Z. Reus, Center for Experimental Models in and autism are associated with distinct inammatory
Psychiatry, Department of Psychiatry and Behavioral Sciences, The
University of Texas Medical School at Houston, Houston, TX 77054,
mechanisms in the periphery and in the central nervous
USA. Fax: +1-713-486-2553. system (CNS). The relevance of inammation in these
E-mail address: gislaine.z.reus@uth.tmc.edu (G. Z. Reus). conditions has been proposed by several studies, linking
Abbreviations: ADX, adrenalectomized; ASD, autism spectrum them with alterations in cytokines and acute-phase
disorders; BD, bipolar disorder; CSF, cerebrospinal uid; DAMPs,
damage-associated molecular patterns; FS, forced swimming; HDACi,
reactants. Risk factors for MDD and BD include medical
histone deacetylase inhibitor; HSP, heat shock protein; IDO, conditions associated with chronic inammatory and
indoleamine 2,3 dioxygenase; IFN-c, interferon-c; IL-1b, interleukin- immunological alterations, such as rheumatoid arthritis,
1b; iNOS, inducible nitric oxide synthase; LH, learned helplessness; obesity and diabetes (Leboyer et al., 2012). Moreover,
LPS, lipopolysaccharide; MDD, major depressive disorder; NMDA,
N-methyl-D-aspartate; NO, nitric oxide; OB, olfactory bulbectomised; peripheral immune modulators have been shown to
P2X7R, P2X7purinergic receptor; PET, positron emission tomography; induce psychiatric symptoms in humans and in animal
PTSD, post-traumatic stress disorder; QUIN, quinolinic acid; SSRIs, models (Dantzer et al., 2008; Harrison et al., 2009;
selective serotonin reuptake inhibitors; TGF-b, transforming growth
factor-b; Th1, T-helper 1; Th2, T-helper 2; TLRs, toll-like receptors; Eisenberger et al., 2010; Haroon et al., 2012).
TNF-a, tumor necrosis factor-a; TS, tail suspension; VPA, valproate. Inammation in the context of the nervous system, termed

http://dx.doi.org/10.1016/j.neuroscience.2015.05.018
0306-4522/ 2015 IBRO. Published by Elsevier Ltd. All rights reserved.

141
142 G. Z. Reus et al. / Neuroscience 300 (2015) 141154

neuroinammation, has been reported in patients with Several studies in the past year speculated that
psychiatric disorders (Najjar et al., 2013), and is typically alterations in the number and/or morphology of
associated with microglial activation. microglial cells are involved in cognitive and behavioral
Microglia are CNS-resident cells that are usually the changes observed in psychiatry disorders (Di Benedetto
rst to be activated in response to tissue damage or brain and Rupprecht, 2013; Muller et al., 2015; Nakagawa
infections (Stertz et al., 2013). These small cells have sev- and Chiba, 2014; Watkins et al., 2014; Zeidan-Chulia
eral functions described, including (but not limited to): et al., 2014; Najjar and Pearlman, 2015). However,
pathogen recognition, phagocytosis, antigen presentation, although activation of microglia is a typical hallmark of
and synapse remodeling (reviewed in Boche et al., 2013). brain pathology, the extent to which it has benecial or
Non-activated microglia termed quiescent or resting detrimental functions in the brain in dierent psychiatric
microglia are constantly surveilling the surrounding envi- disorders remains to be elucidated (Dheen et al., 2007).
ronment in non-pathological conditions (Nimmerjahn Specically, given that microglia can be activated in either
et al., 2005; Marshall et al., 2013). In response to changes a cytotoxic or a neuroprotective way, characteristics of the
in the environment, microglial cells can be activated by microglial activation assessed in a specic condition need
changing their morphology and function (Marshall et al., to be taken into account. This review article aims to sum-
2013). Their activators include a range of dierent mole- marize evidence of inammation and in major psychiatric
cules, such as the P2X7purinergic receptor (P2X7R), and disorders, such as major depression, BD, schizophrenia,
endogenous constituents that are normally released from and autism, including the role it plays in their progression
injured cells, including adenosine 50 -triphosphate (ATP), and therapeutics. More specically, the role of microglial
S100 molecules, histones and heat shock protein (HSP), activation and polarization, as well as associated molecu-
which are known as damage-associated molecular pat- lar cascades, will also be discussed as a means by which
terns (DAMPs) (Lu et al., 2014; Wiersinga et al., 2014). these neuroinammatory mechanisms take place, when
Specically, P2X7R acts as a sensor of danger by appropriate.
responding to the so-called danger signal ATP, which is
released from injured cells and activates microglia
THE ROLE OF MICROGLIA IN STRESS AND
(Weisman et al., 2012; Gubert et al., 2013). The same goes
DEPRESSION
for other DAMPs with their specic receptors.
Microglial activation can be divided into two distinct MDD is considered a critical public health problem, and it
types: a classical M1 and an alternative M2 activation. is estimated that approximately 350 million individuals are
In the M1 activation, microglial cells may become hyper- aected worldwide (WHO, 2012). In addition, almost 1
ramied or ameboid/phagocytic (Boche et al., 2013), million lives are lost yearly due to suicide, which translates
and may synthesize proinammatory molecules to 3000 suicide deaths every day (WHO, 2012). Until
(interleukin-1b (IL-1b), tumor necrosis factor-a (TNF-a), recently, the monoaminergic hypothesis appeared to be
and IL-6, among others), superoxide radicals, glutamate the most widely accepted theory for depression.
(Barger et al., 2007; Takaki et al., 2012), nitric oxide However, a series of new studies have shown that other
(NO) and ultimately clear infections and repair tissues. pathways involved with neuroplasticity or intracellular sig-
Alternatively, M2 activation, which can be triggered by naling cascades would be directly or indirectly responsible
cytokines such as IL-4, IL-13 or IL-25 (Boche et al., for the mood dysregulation, as well as to the mechanism
2013; Maiorino et al., 2013), has been associated with a of action of antidepressant drugs (Reus et al., 2013a,
release of anti-inammatory cytokines such as IL-10, 2014; Abelaira et al., 2014a,b; Hoyo-Becerra et al.,
insulin-growth factor-1(IGF-1), transforming growth 2014; Ignacio et al., 2014).
factor-b (TGF-b), and neurotrophic factors (Ekdahl, Since patients with autoimmune and inammatory
2012; Boche et al., 2013; Hu et al., 2015), which facilitate disorders, such as diabetes and bromyalgia, present
healing and limit neuronal injury (Najjar et al., 2013). The with depressive symptoms, it has been proposed that
nature and the magnitude of the injury, along with several depression may be linked to inammation (Ceretta
other factors, can inuence the development of these dis- et al., 2012; Abelaira et al., 2014a,b; Hoyo-Becerra
tinct microglial phenotypes (Marshall et al., 2013). In addi- et al., 2014; Iseme et al., 2014; McInnis et al., 2014). In
tion to this dichotomous phenotype classication, a fact, patients with depression have been shown to pre-
graded level of microglia activation has also been pro- sent an increase in serum levels of proinammatory
posed, in which cells can go from a resting stage, to an cytokines, such as IL-1, IL-6, IL-8, IL-12, interferon-c
alert, homing, phagocytic stage and nally to bystander (IFN-c) and TNF-a (Schiepers et al., 2005; OBrien
activation, which can be dierentiated by morphological et al., 2007). In addition, elevated plasma levels of IL-
features and the levels of cytokines and growth factors 1b, IL-1 receptor antagonist, IL-5, IL-6, IL-7, IL-8, IL-10,
secreted (Raivich et al., 1999). Most importantly, identify- granulocyte colony-stimulating factor (G-CSF), and IFN-
ing activated microglia in a pathological condition, c have been reported in patients during ongoing depres-
although being a marker of inammation, does not allow sion. Of note, cytokines were reduced to normal levels
for an understanding of the inammatory process. Thus, after 12 weeks of treatment with antidepressants (Dahl
only by determining the phenotype of microglia can one et al., 2014). On this same vein, Song et al. (2009)
identify its role in cytotoxicity and/or neuroprotection showed an increase in serum IL-1b and a decrease in
(Colton and Wilcock, 2010; Graeber et al., 2011; IL-10 levels (proinammatory cytokine) in depressed
Marshall et al., 2013). patients. In addition, T-helper 1 (Th1) and T-helper 2
G. Z. Reus et al. / Neuroscience 300 (2015) 141154 143

(Th2), which are responsible for pathogens elimination properties (Soczynska et al., 2012; Reus et al., 2014b),
and antibody regulation, respectively, were also found to was able to reduce the impact of stress on neural and
be altered in untreated depressed patients (Song et al., microglial activation (Hinwood et al., 2012). These nd-
2009). Nevertheless, acupuncture and uoxetine treat- ings support the theory that microglia plays a pivotal role
ments reduced IL-1b levels in responders, whereas in modulating the impact of stress. In addition, pro-
acupuncture was also able to restore the balance inammatory prole and intensied microglial activation
between Th1 and Th2 systems by attenuating TNF-a con- were associated with the development of stress-induced
centration and INF-gamma/IL-4 ratio toward the control anhedonia in susceptible mice (Couch et al., 2013).
level (Song et al., 2009). Furthermore, injecting the bacte- When changes in neural plasticity occur, the brain
rial endotoxin lipopolysaccharide (LPS) was shown to becomes susceptible to stress by disrupting glial interac-
induce inammation and to cause subsequent tions at the level of the synapse. Indeed, chronic stress
depressive-like behavior in rodents (OConnor et al., promotes microglial hyper-ramication and astroglial atro-
2009; Ohgi et al., 2013). Even though the underlying phy in the prefrontal cortex of rodents (Tynan et al., 2013).
mechanisms associated with the onset of inammation In addition, mice exposed to acute stress presented mor-
and its relation to the development of depression are phological activation of microglia in the thalamus,
not well known, one theory suggests that the inamma- hypothalamus, hippocampus, substantia nigra and central
tory process in depression emerges from alterations of gray (Sugama et al., 2007). Knockout mouse to IL-18
immune regulators in the CNS. A recent review suggests (/), which is a pro-inammatory cytokine, showed
that psychological stress can activate the immune reduced stress-induced morphological microglial activa-
response in the CNS (Xanthos and Sandkuhler, 2014) tion, indicating a role of IL-18 in restraint stress response
through enhanced neuronal activity. This would happen (Sugama et al., 2007). It is important to note that animal
through direct interactions between the neurons and the models of stress are used as a tool to investigate neuro-
glial cells. Neurons and microglia interact bidirectionally biology of depression and also anxiety. In fact, stress
and communicate through fractalkine, a transmembrane has been linked to the development of both depression
chemokine that is expressed by neurons and acts through and anxiety (Phillips et al., 2015). However, animal mod-
a receptor (CX3CR1) that is exclusively present on micro- els of stress do not always have criteria to validate an ani-
glia (Xanthos and Sandkuhler, 2014; Cardona et al., mal model, such as face, construct and predictive
2006). validities (Abelaira et al., 2013). In the face validity,
Central immune response is modulated by microglia behavioral changes should be similar to symptoms
and astrocytes. Microglia exerts an inammatory role observed in depressive patients; in the construct validity
against danger signals from both the central and the pathophysiological changes found in patients should
peripheral nervous system (McNally et al., 2008; be present in animals; and in the predictive validity behav-
Ransoho and Perry, 2009; Serrats et al., 2010). ioral changes should be reversed by eective treatment,
Interestingly, an increase in microglial activation and such as antidepressants (Abelaira et al., 2013). Thus,
macrophage recruitment was found in postmortem dorsal studies which showed microglial activation in response
anterior cingulate matter from individuals suering from to stress could be related to an acute response to stress.
MDD (Torres-Platas et al., 2014). Microglial activation In addition, these changes could be related not only to the
was also greater in the ventral prefrontal white matter in development of depression, but also anxiety. Long-term
individuals who committed suicide (Schnieder et al., changes need to be better investigated in animal models
2014). In the same matter, a correlation between suicide that show criteria for validity. Table 1 presents dierent
and microglial activation in the dorsolateral prefrontal cor- animal models of stress and depression and their criteria
tex, anterior cingulate cortex, hippocampus and validity. In addition, microglial alterations induced by
mediodorsal thalamus from schizophrenic and depressive stress and the animal models of depression are also
patients (Steiner et al., 2008) was observed. Altogether, summarized.
these studies suggest that microglial activation may be Prenatal restraint stress in mice was able to induce an
considered as an important marker in suicide. Of note, increase in IL-1b mRNA levels and in the total number of
Steiner et al. (2008) did not nd any evidence of microglial ionized calcium binding adaptor molecule-1 (Iba1)-
activation in the same brain areas from patients who were immunoreactive microglial cells in the hippocampus.
suering from depression, but did nd in patients who had Moreover, when prenatally restraint stressed mice
committed suicide, suggesting that microglial activation received LPS injections, they presented with an
might be a consequence of presuicidal stress. increase in mRNA levels such as IL-6, TNF-a and IP10
Stress has been known to contribute to the (Diz-Chaves et al., 2012). In the same study, the authors
development of clinical depression, and evidence from showed a higher proportion of Iba1-immunoreactive cells
preclinical studies has suggested a role of microglia in in the hippocampus with morphological characteristics of
depression and stress. Moreover, morphological activated microglia compared to non-stressed mice (Diz-
activation of residential microglia was induced by Chaves et al., 2012). Furthermore, prenatally restraint
exposures to acute stress (Sugama et al., 2007). stressed mice presented an increase in TNF-a immunore-
SpragueDawley rats exposed to restraint stress showed activity in the CA1 region, as well as an increase in the
an increase in microglial activation in the prefrontal cortex, number of Iba-1 immunoreactive microglia and GFAP-
while minocycline, a tetracycline antibiotic, which immunoreactive astrocytes in the dentate gyrus after
presents with anti-inammatory and antidepressant LPS administration (Diz-Chaves et al., 2013), thus
144 G. Z. Reus et al. / Neuroscience 300 (2015) 141154

Table 1. Eects of animal model of stress or depression on microglial activation and its criteria of validity

Animal model Criteria Microglial activation Reference

Face Construct Predictive

Restraint stress   + + Hinwood et al. (2012)


Acute stress    + Sugama et al. (2007)
Prenatal restraint stress    + Diz-Chaves et al. (2012, 2013)
PTSD    + Acosta et al. (2013)
Maternal sleep deprivation  +  + Gomez-Gonzalez and Escobar (2010), Zhao et al. (2014)
Adrenalectomy  + + + Sugama et al. (2012), Burke et al. (2014)
Stress footshock  + + + Catanzaro et al. (2014), Frank et al. (2012)
LPS  + + + Walker et al. (2013a,b)
OB  + + + Burke et al. (2014)

suggesting that the hippocampus plays an important role microglial pro-inammatory response (TNF-a, IL-1b, IL-6
in the inammatory response induced by stress. and NLRP3) to LPS in adrenalectomized (ADX) rodents
Accordingly, the hippocampus is a region with a high den- compared to sham. Thus, it is possible that cortisol signal-
sity of microglial cells, especially in the CA1 region (Imai ing in microglia may play an important role in the inam-
et al., 1996). It has been suggested that microglial density matory process related to depression (Fig. 1); these
is involved in site-specic vulnerability of the hippocam- eects were dependent on the corticosterone dose,
pus, and the heterogeneous distribution of microglia might though. In fact, corticosterone administration in low dose
have a role in modulating hippocampal neuronal activity was able to reverse microglial activation induced by stress
(Jinno et al., 2007; Choi and Won, 2011). Of note, the and adrenalectomy (Sugama et al., 2012). Interestingly,
eects of stress on hippocampal microglial activation treatment with RU486, an antagonist of glucocorticoid
have been shown in several studies (Diz-Chaves et al., receptor, or ADX blocked the sensitization of the micro-
2012; Walker et al., 2013a,b; Weber et al., 2015), and it glial pro-inammatory response induced by stress foot-
is likely that they might not only be relevant in the patho- shock (Frank et al., 2012). Moreover, glucocorticoid
physiology of MDD, but also in other psychiatric and receptors appear to regulate microglial properties during
stress-related disorders, such as post-traumatic stress the inammatory process in the brain (Carrillo-de
disorder (PTSD). PTSD diers from prenatal stress by Sauvage et al., 2013). (See Table 2).
exacerbating activated microglial cells along with dysfunc- Studies have shown that glutamate, an important
tional cell proliferation in the hippocampus (Acosta et al., neurotransmitter in the CNS that plays a key role in the
2013). Nevertheless, Wistar rats exposed to cold stress pathophysiology of depression, is also involved in
presented morphological microglial activation and an microglial neurotoxicity (Piani et al., 1992; Barger and
increase of IL-1b in the hippocampus and the hypothala- Basile, 2001). Inammatory cytokines are able to
mus. Additionally, IL-1b was predominantly expressed in decrease the expression of the glutamate transporter
the astroglia, rather than microglia, suggesting that expo- and increase glutamate release from astrocytes (Miller,
sure to the cold stress may be involved in the communica- 2013). Activation of microglia by inammatory cytokines,
tion between the neuron, microglia, and astroglia in turn, can induce a release of glutamate that contributes
(Sugama et al., 2011). to neuronal damage during neuroinammation (Barger
Maternal sleep deprivation, an animal model of et al., 2007). Furthermore, cytokines also rouse vesicular
depression, inhibited neurogenesis through inammatory release of glutamate from astrocytes, thereby activating
cytokines (IL-1b, IL-6 and TNF-a) released from presynaptic N-methyl-D-aspartate (NMDA) receptors
activated microglia in young ospring rats; these eects (Santello and Volterra, 2012) and stimulating indoleamine
were associated with memory impairment and 2,3 dioxygenase (IDO), which is a potent NMDA agonist
anhedonic behavior (Zhao et al., 2014). Prenatal stress and stimulator of glutamate release (Miller et al., 2009).
induced by the forced swimming (FS) test was able to Moreover, glutamate accumulation causes an increase
reduce the number of immature microglia and accelerate of intracellular Ca2+, which in turn may lead to the pro-
microglial dierentiation in the neonate Wistar rats, and duction of reactive oxygen species (ROS) due to mito-
these eects were associated with an increase in plasma chondrial dysfunction and reduction of antioxidant
corticosterone in the pregnant rat (Gomez-Gonzalez and capacity (Schinder et al., 1996; Stanciu et al., 2000).
Escobar, 2010), thus suggesting that the eects on micro- Thus, mitochondrial dysfunction and oxidative stress con-
glial development and dierentiation are mediated by tribute to glutamate excitotoxicity and consequently
microglial corticosterone receptors. Moreover, corticos- increase proinammatory genes (Fig. 1). Glutamate and
teroid receptors are expressed in neurons and also in their receptors play an important role in the pathophysiol-
microglial cells (Tanaka et al., 1997), and it is well known ogy of depression. Indeed, patients with depression pre-
that corticosteroids and their receptors play a pivotal role sented a signicant increase of serum glutamate levels
in stress and depression (Garcia et al., 2009; Reus et al., when compared with healthy controls (Kim et al., 1982;
2012; Ventura-Junca et al., 2014). Additionally, Frank Mitani et al., 2006). In addition, several preclinical and
et al. (2014) demonstrated that chronic corticosterone clinical studies have demonstrated that NMDA antago-
increased gene expression of inammasome NLRP3, nists, such as ketamine, memantine, amantadine and
Iba-1, MHCII, and NF-kBIA, and also potentiated the others present antidepressant eects (Berman et al.,
G. Z. Reus et al. / Neuroscience 300 (2015) 141154 145

Stress Depression
SSRI

Antagonist
GR
Chronic
CORT
GR Microglial
activation
IL-1 , IL-6,
TNF-, Iba1
Acute CORT

Minocycline

Glu uptake Astrocyte


atrophy IL-1

Glu NMDA 2+
Ca GR
ROS
Cytokine Pro-
inflammatory
genes

Antagonist
GR

Postsynaptic
Presynaptic Ketamine neuron
neuron

Fig. 1. The role of neuron-glia, glutamatergic signaling and immune system interactions in the pathophysiology of depression. Stress, higher CORT
or cytokines from the periphery may lead to microglial activation and increase proinammatory mediators in the CNS, such as IL-1b and TNF-a.
Microglial activation may induce atrophy in astrocytes, which in turn may tempt IL-1b elevation and decrease the Glu uptake, increasing Glu levels in
the synaptic cleft and consequently intraneuronal Ca2+ levels via NMDA receptors. This leads to ROS, cytokine production, and proinammatory
genes activation, thus leading to a vicious cycle with elevation of proinammatory cytokine levels, which is observed in patients with depression. On
the other hand, anti-inammatory modulators, such as GR antagonist, low dose CORT, NMDA antagonist and classical antidepressants act to
reduce the microglial activation and pro-inammatory cytokine production. CORT = corticosterone; GR = glucocorticoid receptor;
Glu = glutamate; NMDA = N-methyl-D-aspartate; ROS = reactive oxygen species; SSRI = selective serotonin reuptake inhibitors.

Table 2. Summary of microglial abnormalities observed in psychiatry disorders

Abnormalities Depression and Bipolar disorder Schizophrenia Autism Reference


stress

Astrocyte ; ; ; Steiner et al. (2009), Correa et al. (2011), Diz-Chaves


density et al. (2012)
Microglial " " " " Tetreault et al. (2012), Morgan et al. (2012), Suzuki et al.
activation (2013), Haarman et al. (2014), Torres-Platas et al. (2014)
Inammatory " IL-6, IL-8, IL-12, " IL-1b and IL-1 " IL-1b, IL-6, " IL-1b Young et al. (2011), Miller et al. (2011), Schiepers et al.
mediators IFN-c, IL-1b and receptor and TGF-b (2005), OBrien et al. (2007), Rao et al. (2010), Reus
TNF-a et al. (2013b)
Microglial " Iba1 " [11C]-(R)- " iNOS and Ribeiro et al. (2013), Haarman et al. (2014), Rao et al.
stimulators PK11195, iNOS DAMPs (2010), Diz-Chaves et al. (2012)
and c-fos

2000; Zarate et al., 2006; Ferguson and Shingleton, 2007; induced by maternal deprivation (Reus et al., 2015a). In
Garcia et al., 2008a,b, 2009; Roman et al., 2009; Reus conclusion, it is possible that modulators of the gluta-
et al., 2010). Moreover, ketamine has been shown to matergic system may play an important role in reducing
have anti-inammatory properties by inhibiting TNF-a microglial activation.
and IL-6 gene expression in LPS-activated macrophages Several studies have emerged showing the role of
(Wu et al., 2008), ultimately abrogating LPS-induced inammatory modulators in response to stress or
depressive-like behavior (Walker et al., 2013a,b). microglial activation. In fact, A-804598, an antagonist of
Additionally, studies from our group revealed that keta- P2X7R, has been shown to play an important role in the
mine reverses the increase of proinammatory cytokines synthesis and conversion of IL-1b by partially
146 G. Z. Reus et al. / Neuroscience 300 (2015) 141154

attenuating the increased levels of IL-1b and CD14 mRNA Moreover, the antidepressant eects of classic and new
in the paraventricular nucleus of rats exposed to stress by modulators could be mediated, at least in part, by its
footshock (Catanzaro et al., 2014). CD14 acts as a co- eects on regulating the immune system. However, how
receptor (along with the Toll-like receptors TLR 4 and such eects may occur is not yet well understood.
MD-2) for the detection of LPS. Therefore, future studies focusing on the association
The upregulation of inammatory cytokines, such as between immune activation and stress could help in the
IL-1b and TNF-a, may be suggestive of microglial development of new therapeutic targets for depression.
activation; however, in the case of footshock exposure,
these eects do not appear to be mediated totally by
P2X7R. Nevertheless, Brilliant Blue G (BBG), another
THE ROLE OF MICROGLIA IN BD
potent P2X7R antagonist, revealed anti-inammatory BD is a severe mood disorder characterized by recurrent
properties by decreasing TNF-a levels and episodes of mania followed by depression. Although the
antidepressant behavior in the tail suspension (TS) and clinical characteristic for the diagnosis of BD is the
FS tests (Ma et al., 2014) in rodents after LPS injection. presence of manic symptoms, depression represents
FS and TS are classical tests to investigate new antide- the predominant mood state in patients with BD type I
pressant drugs (Abelaira et al., 2013). and BD type II. The pathophysiology of BD has been
Minocycline, which is a suppressor of activated attributed to decits in monoamine neurotransmitters,
microglia, when chronically administrated, reduces the such as dopamine. However, the neurobiology of BD, as
expression of microglial activation maker CD11b and the well as the mechanism of action of mood stabilizers
M1 pro-inammatory cytokine IL-1b in the prefrontal used to treat BD, is not yet fully elucidated. Thus, it is
cortex of control rats which were not subjected to possible that other pathways besides the
olfactory bulbectomised (OB), an animal model of monoaminergic system could be involved. Recently,
depression (Burke et al., 2014). Moreover, minocycline mood disorders are increasingly being recognized as
increased the expression of the M2 microglial marker inamed moods (Rosenblat et al., 2014). One theory sug-
MRC2 and of the associated anti-inammatory cytokines gests that in BD the immune system is chronically acti-
IL-10 and IL-6 in the prefrontal cortex of OB rats, indicat- vated by microglia, which in turn produces cytokines
ing that the eects of minocycline on microglial markers that render the brain to a vulnerable and unstable state,
are dependent on the presence or absence of a depres- precipitating mood disturbances (Schroeter et al., 2011).
sive phenotype (Burke et al., 2014). Additionally, minocy- In fact, higher levels of IL-1b were associated with dys-
cline potentiated the eects of quercetin, a bioavonoid function and increased suicide risk in patients with BD
with antidepressant properties, in reducing the oxidative (Monfrim et al., 2014). Changes in sleep pattern were also
stress and microglial activation induced by OB in rodents observed in patients with BD, with an increase of IL-6 in
(Rinwa and Kumar, 2013). Also, minocycline adminis- peripheral monocytes (Ritter et al., 2013). Furthermore,
trated into the cerebral ventricle of rats subjected to Barbosa et al. (2013) demonstrated an increase in proin-
learned helplessness (LH) (an animal model of depres- ammatory cytokines levels in BD. In euthymic patients
sion) showed antidepressant eects and increased dopa- with BD, an increase in blood kynurenine concentrations
mine and its metabolites in the amygdala when compared and in the kynurenine to tryptophan ratio was also
to untreated rats, but did not alter the LH-induced eects observed (Reininghaus et al., 2014). The kynurenine
in serotonin turnover and in the BDNF levels in the hip- pathway plays an important role in psychiatric diseases;
pocampus (Arakawa et al., 2012). We also previously this pathway is an alternate route of tryptophan metabo-
demonstrated that minocycline protected against oxida- lism that decreases serotonin neurotransmission
tive damage in the brain of rats subjected to chronic mild (Watkins et al., 2014). Moreover, stimulated microglia
stress (Reus et al., 2015b). Thus, minocycline might be may promote expression of cytokines, such as IFN-c, a
promising as a therapeutic target to treat depression by potent activator of Kynurenine pathway (KP). IFN-c
reducing microglial activation, oxidative stress and increases the activity of indoleamine 2,3-dioxygenase
inammation. (IDO), consequently increasing quinolinic acid (QUIN)
Antidepressant drugs used to treat depression also (Watkins et al., 2014), which causes excitotoxicity medi-
act in microglial regulation. In fact, selective serotonin ated by the NMDA receptor. In the CNS, activated micro-
reuptake inhibitors (SSRIs) potently inhibit microglial glia and inltrating macrophages are considered the main
TNF-a and NO production induced by LPS producers of QUIN (Heyes et al., 1996).
administration, and cAMP signaling was involved in Due to the complexity of BD, most studies using
regulating this anti-inammatory response (Tynan et al., animal models focus on the eects that mood stabilizers
2012). Fluoxetine, an SSRI, also reduced the microglial and antipsychotics have in the microglial cells. Valproate
activation in dopaminergic neurons induced by an animal (VPA), a histone deacetylase inhibitor (HDACi), seems
model of Parkinson (Chung et al., 2011), and also pre- to play an important role in managing activated
vented LPS-induced degeneration of nigral dopaminergic microglial cells. Cells pretreated with VPA showed
neurons by inhibiting microglia-mediated oxidative stress decreased levels of proinammatory factors, which were
(Chung et al., 2010). concentration- and time-dependent (Peng et al., 2005).
In conclusion, there are consistent data to indicate The anti-inammatory eects of VPA appear to be based
that immune system dysregulation and microglial on its ability to induce apoptosis in activated microglia.
activation may be key elements in mood dysregulation. VPA is capable of inducing cell apoptosis in brain
G. Z. Reus et al. / Neuroscience 300 (2015) 141154 147

microglia as well as in the microglial cell line BV-2. target the microglial activation in the human brain needs
Moreover, the apoptosis is possibly mediated by p38 to be developed.
mitogen-activated protein kinase (MAPK) and mitochon-
drial apoptosis pathway (Xie et al., 2010). Additionally,
pre-treatment with HDACi sodium butyrate (SB) and MICROGLIAL HYPOTHESIS OF
trichostatin A (TA) reduced LPS-induced dopaminergic SCHIZOPHRENIA
(DA) neurotoxicity in mesencephalic neuron-glia cultures
(Chen et al., 2006, 2007). It is proposed that this eect Schizophrenia is a chronic and debilitating disorder that
in LPS-induced activated microglia may cause an aects 0.51% of the world population (Tandon et al.,
increased deacetylation of astroglial histone proteins. 2008). Patients with this disorder present positive and
Therefore, HDACi would be able to restore the down- negative symptoms. Positive symptoms are characterized
regulation of antioxidant capacity induced by inammation by extra feelings or behaviors, such as hallucinations and
in astrocytes, as well as reduce cell death following delusions. On the other hand, negative symptoms are
oxidative stress (Correa et al., 2011). Lithium, a mood sta- associated with lack of behaviors, for example, apathy
bilizer, was also able to signicantly inhibit LPS-induced and loss of interest in everyday activities. Evidence sug-
microglial activation and pro-inammatory cytokine gests that the dopamine dysfunction hypothesis, which
production in vitro. Lithium pretreatment was able to involves hyperstimulation of dopaminergic D2 receptors
suppress LPS-induced toll-like receptor 4 (TLR4) in certain parts of the brain, may lead to positive symp-
expressions via the PI3K/Akt/FoxO1 pathway (Dong toms. The glutamatergic hypofunction hypothesis of
et al., 2014). Altogether, these results point to an interest- schizophrenia could be responsible for the negative
ing relationship between the mechanism of action of these symptoms (Meyer, 2013). Additionally, neuroinammation
classic mood stabilizers (Lithium and VPA) and microglial has been linked to schizophrenia, as well (Monji et al.,
cells. 2009). One theory suggests that maternal immune activa-
Despite the pharmacological results, there is lack of tion during pregnancy is a risk factor for the progeny to
research characterizing the microglial population develop schizophrenia in adulthood (Brown, 2011). The
(number and level of activation) in BD patients, even ndings from preclinical studies using models of prenatal
though there is an increase in the number of studies infection and maternal immune activation through
suggesting its involvement in this pathology (Beumer polyinosinic-polycytidylic (Poly I:C) or LPS can have a
et al., 2012; Rege and Hodgkinson, 2013; Stertz et al., negative impact on ospring brain development
2013). Most of the current studies focus mainly on other (Missault et al., 2014; Reisinger et al., 2015; Wischhof
types of glial cells, such as astrocytes and oligodendro- et al., 2015). Van den Eynde et al. (2014) demonstrated
cytes (Gigante et al., 2011; Savitz et al., 2014). A recent that ospring rats born to Poly I:C had an increase in
study showed a signicant increase in [11C]-(R)- microglia accompanied by schizophrenic-like behavior.
PK11195 binding potential, which is indicative of microglia Inuenza exposure during the rst gestational trimester
activation and neuroinammation. This increase was signicantly increased the risk of schizophrenia in adult-
found in the right hippocampus of patients with BD type hood (Brown et al., 2004). Other studies showed an asso-
I compared to healthy controls (Haarman et al., 2014). ciation between Toxoplasma gondii and early-onset
Still, other independent studies with this marker are nec- schizophrenia (Mortensen et al., 2007), and maternal
essary to corroborate this nding. genital/reproductive infections during periconception
Regarding postmortem studies, increased markers of increased the risk of schizophrenia in ospring (Babulas
excitotoxicity and neuroinammation in the frontal cortex et al., 2006). On this vein, several models have attempted
of BD patients were demonstrated by Rao and cols. The to explain how prenatal infection can increase the risk of
authors showed signicantly higher protein and mRNA schizophrenia. A theory suggests that the host immune
levels of IL-1b, IL-1 receptor (IL-1R), myeloid response through cytokines could mediate the eects of
dierentiation factor 88, nuclear factor-kappa B infection (Girgis et al., 2014). During infection the innate
subunits, astroglial and microglial markers (glial brillary immune cells are also activated by endogenous con-
acidic protein, inducible nitric oxide synthase (iNOS), stituents that are normally released from injured cells,
c-fos, and CD11b) in these patients (Rao et al., 2010). including ATP, S100 molecules, histones and HSPs,
Contrary to these ndings, another study focusing on which are known as DAMPs (Lu et al., 2014; Wiersinga
the prefrontal white matter found an increased density in et al., 2014). Thus, microglia can be stimulated by numer-
oligodendrocyte, but not in the density of Iba-1-stained ous components including DAMPs or pro-inammatory
microglia in BD samples. Regarding the qualitative mediators to produce cytokines, chemokine, and induce
assessment of microglial morphology, the study found oxidative stress (Fig. 2). This prolonged and excessive
numerous activated microglial cells in schizophrenia sam- microglial response may lead to deleterious eects on
ples, but not in controls or BD samples (Hercher et al., neuronal plasticity and apoptosis, leading to behavioral
2014). Furthermore, an evaluation of microglial cells in and cognitive decits through exogenous as well as
the amygdala of BD patients using stereological methods endogenous components (Barichello et al., 2013; Hu
also failed to demonstrate dierences in cell numbers et al., 2014).
compared to healthy controls (Hamidi et al., 2004). In con- Microglial activation and an increase in microglial cells
clusion, despite a lot of speculation, in order to nally in the brain of schizophrenic patients have been reported
prove that microglial cells are involved in the pathophysi- in post-mortem studies (Bayer et al., 1999; Radewicz
ology of the disorder and/or its progression, new tools to et al., 2000). An increase in microglial cells was also
148 G. Z. Reus et al. / Neuroscience 300 (2015) 141154

Astrocyte
S100B
atrophy
iNOS
M1 IL-1, IL-6,
TNF-, ROS RAGE
DAMPS

Cytokines Antipsychotic

Iba-1 Neuronal
M2
apoptosis

IL-10,
HSP70s
TGF-

Pro-
inflammatory
genes

Behavioral and
cognitive deficits in
Schizophrenia

Fig. 2. Microglial activation hypothesis in the pathophysiology of schizophrenia. Pro-inammatory cytokines, HSP70s, Iba-1, DAMPs and iNOS
may activate the M1 and M2 microglia, which in turn may lead to an increase in IL-1b, IL-6, TNF-a and ROS, and IL-10 and TGF-b, respectively.
S100B protein jointly with RAGE, as well as M1 activation may induce astrocyte atrophy and lead to neural apoptosis, as well as increase gene
expression of pro-inammatory cytokines observed in schizophrenic patients. On the other hand, antipsychotic drugs used to treat schizophrenia act
by decreasing cytokines and ROS levels. DAMPS = damage-associated molecular patterns; Iba-1 = ionized calcium binding adaptor molecule 1;
iNOS = nitric oxide synthase; HSP70s = shock 70-kDa proteins; RAGE = glycation end-products receptor; ROS = reactive oxygen species;
TNF-a = tumor necrosis factor-a.

demonstrated in schizophrenic patients who had commit- can induce apoptosis in neurons and astrocytes in
ted suicide (Steiner et al., 2008). A positron emission response to the activation of the advanced glycation
tomography (PET) study showed microglial activation in end-products receptor (RAGE) (Steiner et al., 2009).
recent-onset schizophrenics within the rst 5 years of dis- S100B protein has been shown to be augmented in the
ease (van Berckel et al., 2008). Moreover, microglial acti- serum and in the CSF of untreated schizophrenic patients
vation through Iba-1 and iNOS in the hippocampus of (Schmitt et al., 2005).
adult rats was observed in an animal model of schizophre- Heat shock 70-kDa proteins (HSP70s) are molecular
nia induced during the neonatal period (Fig. 2). This chaperones and also microglial activators, which
microglial activation was accompanied by prepulse inhibi- regulate biological processes and are associated with
tion (PPI) and working memory impairment that were the pathophysiology of schizophrenia. Antibodies
reversed by antipsychotic clozapine treatment (Ribeiro against HSP70 have been found in the serum of
et al., 2013). However, in the prefrontal white matter from schizophrenic patients, which is suggestive of
schizophrenic patients, Iba-1 expressing microglial cells inammation (Kim et al., 2001, 2008). Extracellular
were found only in three out of 20 schizophrenia samples HSP70 mediates the innate immune responses of brain
compared to controls (Hercher et al., 2014). through toll-like receptors (TLRs). TLRs activate the
Schizophrenia is known to be associated with nuclear transcription factor kappa B (NF-jB), which plays
alterations in the immune system, such as increased a key role in the expression of genes responsible for the
cytokine levels. In a meta-analysis, IL-1b, IL-6, and development of cell and inammation. These transcription
TGF-b (which also has neuroprotective and anti- factors also are capable of activating the promoter region
inammatory eects in the CNS) were augmented of many pro-inammatory genes, including genes
during an acute relapse in patients and in the rst- expressed by the M1 microglial phenotype (Tato and
episode of psychosis. These alterations in cytokines Hunter, 2002; Saijo and Glass, 2011).
were normalized with antipsychotic treatment (Fig. 2) In conclusion, inhibition of pro-inammatory cytokines
(Miller et al., 2011). Another meta-analysis revealed a link or enhancement of anti-inammatory mediators in
between polymorphism in the IL-1b gene and abnormal schizophrenic patients may be a benecial strategy to
white and gray matter volume in schizophrenia (Najjar prevent the devastating consequences of this illness
and Pearlman, 2015). with respect to neuronal damage and function. We
Schizophrenic patients have also shown DAMPs in propose that inhibition of the activity of DAMPs and/or
the serum or in the cerebrospinal uid (CSF). administration of specic anti-inammatory agents may
Micromolar concentrations of S100B protein (a protein lead to amelioration of symptoms of this debilitating
involved with cell cycle progression and dierentiation) illness.
G. Z. Reus et al. / Neuroscience 300 (2015) 141154 149

MICROGLIAL ACTIVATION IN AUTISM to LPS had osprings with increased forebrain microglia
and autistic behavior. In addition, LPS exacerbated glial
The autism spectrum disorders (ASD) are activation in the hippocampus and the cerebellum, as well
neurodevelopmental disorders, which are characterized as behavioral changes induced by the VPA-induced ani-
by language and intelligence decits, as well as mal model of autism in the gestational period (Lucchina
impairment in social interactions (Abrahams and and Depino, 2014). Thus, it is possible that prenatal
Geschwind, 2008; Theoharides et al., 2013). Recent stud- inammation might be involved, at least in part, to micro-
ies have demonstrated a relationship between autism and glial activation in ASD (Fig. 3).
inammation dysregulation/alteration (Young et al., 2011; Rett syndrome, which is a X-linked ASD and is a
Theoharides et al., 2013). Microglial activation has also devastating neurodevelopmental disorder, was also
been reported in patients with ASD. For instance, shown to be related to microglial alteration. In fact,
Tetreault et al. (2012) reported an increase of microglial Derecki et al. (2012) demonstrated brain microglial activa-
cells in cortical areas (fronto-insular (FI) and visual cortex tion in a murine model of Rett syndrome. This eect was
(VC)) from individuals diagnosed with autism. Moreover, inhibited by annexin V, which blocks phosphatydilserine
in a postmortem study microglia was found to be aug- residues on apoptotic targets. In addition, damages in
mented in individuals with autism when compared with dendrites and synapses and microglial activation due to
healthy controls (Morgan et al., 2012), and a PET high levels of glutamate were found in an animal model
revealed that young adults with ASD had increased mark- of Rett syndrome (Maezawa and Jin, 2010). The same
ers of microglial activation in a wide range of brain areas, authors demonstrated that inhibition of microglial gluta-
including the cerebellum, brainstem, frontal cortex, ante- mate synthase, release or antagonism was able to block
rior cingulate cortex, corpus callosum, temporal cortex, its neurotoxicity activity in the hippocampus (Maezawa
and parietal cortex (Suzuki et al., 2013). Dendritic cells, and Jin, 2010). Glutamate dysfunction has been reported
which are important in modulating immune responses, also in ASD. A study showed that autistic patients
were found to be increased in the amygdala of individuals exhibited higher glutamate concentration; however,
with ASD in a magnetic resonance imaging (MRI) study higher GABA and lower GABA/glutamate have been
(Breece et al., 2013). found in the patients (El-Ansary and Al-Ayadhi, 2014).
A study with mice lacking the chemokine receptor Additionally, a decrease in TNF-a and IL-6 and an
CX3CR1 demonstrated decits in microglia, which were increase in IFN-c and IFI16 (a neuroinammatory marker)
associated with impairments in neural plasticity and were demonstrated (El-Ansary and Al-Ayadhi, 2014).
social interaction, which are linked with autism (Zhan Altogether, these results suggest that an imbalance in
et al., 2014). Moreover, prenatal LPS exposure induced GABA and glutamate neurotransmission might be related
autistic-like behavior and dopaminergic hypoactivity; how- to neuroinammation in ASD. Thus, glutamatergic
ever, the expression of glial cell markers in the striatum modulators could be promising to treat ASD spectrum to
was not altered (Kirsten et al., 2012). Conversely, Le ultimately reduce glutamatergic excitotoxicity and conse-
Belle et al. (2014) revealed that pregnant mice exposed quently microglial activation (Fig. 3).

Autism and Rett syndrome


LPS Microglial disease and neuroprogression
activation
Glutaminase
Inhibitor

Inhibitor

Glu NMDA 2+
Ca
Neuroinflammatory
proteins

Postsynaptic
Presynaptic
Antagonists neuron
neuron

Fig. 3. The role of neuron-glia, glutamatergic signaling and immune system interactions in the pathophysiology of ASD and Rett syndrome.
Prenatal infection with LPS may lead to microglial activation. Microglia may be also activated by higher levels of Glu, as well as increase in Glu
levels. Elevated glutamate levels from presynaptic neuron and microglia may increase Glu levels in the synaptic cleft and consequently
intraneuronal Ca2+ levels via NMDA receptors, which may be involved with neuroinammatory protein activation, thus leading to a vicious cycle with
elevation of proinammatory cytokine levels. These toxic eects could be involved with autism and Rett syndrome disease and neuroprogression.
On the other hand, decrease in Glu levels by glutamatergic modulators act to reduce microglial activation and pro-inammatory cytokine production.
Glu = glutamate; LPS = lipopolysaccharide; NMDA = N-methyl-D-aspartate.
150 G. Z. Reus et al. / Neuroscience 300 (2015) 141154

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AcknowledgmentsLaboratory of Neurosciences (Brazil) is a Breece E, Paciotti B, Nordahl CW, Ozono S, Van de Water JA,
center within the National Institute for Translational Medicine Rogers SJ, et al. (2013) Myeloid dendritic cells frequencies are
(INCT-TM) and a member of the Center of Excellence in increased in children with autism spectrum disorder and
Applied Neurosciences of Santa Catarina (NENASC). This associated with amygdala volume and repetitive behaviors.
research was supported by grants from CNPq (J.Q., T.B., F.K. Brain Behav Immun 31:6975.
and G.Z.R.), FAPESC (J.Q. and T.B.), Instituto Cerebro e Brown AS (2011) Exposure to prenatal infection and risk of
Mente, UNESC (J.Q.), and LOreal/UNESCO/ABC Brazil schizophrenia. Front Psychiatry 2:63.
Fellowship for Women in Science 2011 (G.Z.R.). J.Q., T.B. and Brown AS, Begg MD, Gravenstein S, Schaefer CA, Wyatt RJ,
F.K. are CNPq Research Fellows. Center for Translational Bresnahan M, Babulas VP, Susser ES (2004) Serologic evidence
Psychiatry (USA) is funded by Department of Psychiatry and of prenatal inuenza in the etiology of schizophrenia. Arch Gen
Behavioral Sciences, The University of Texas Medical School Psychiatry 61:774780.
at Houston. Burke NN, Kerr DM, Moriarty O, Finn DP, Roche M (2014)
Minocycline modulates neuropathic pain behaviour and cortical
M1M2 microglial gene expression in a rat model of depression.
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(Accepted 7 May 2015)


(Available online 14 May 2015)

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