Beruflich Dokumente
Kultur Dokumente
Scott Anders
Kevin Grigsby
Carolyn Adi Kuduk
January 2007
University of San Diego School of Law, 5998 Alcala Park, San Diego, CA 92110
(619) 260-4589 www.sandiego.edu/epic
Disclaimer: The materials included in this paper are intended to be for informational
purposes only, and should not be considered a substitute for legal advice in any particular case.
About EPIC
The Energy Policy Initiatives Center (EPIC) is a nonprofit academic and research center of the
USD School of Law that studies energy policy issues affecting the San Diego region and
California. EPIC integrates research and analysis, law school study, and public education, and
serves as a source of legal and policy expertise and information in the development of
sustainable solutions that meet our future energy needs.
Table of Contents
1. Introduction ................................................................................................................ 1
1.1. Organization of the Paper .............................................................................................2
2. The Solar Shade Control Act ..................................................................................... 3
2.1. California’s Policy Intent ................................................................................................3
2.2. Definition of “Solar Collector” ........................................................................................3
2.3. Installation Requirements..............................................................................................4
2.4. Threshold for Violation ..................................................................................................4
2.5. Who is Liable under the Act? ........................................................................................5
2.6. Penalties for Violation....................................................................................................5
2.7. Procedures for Seeking Protection Under the Act.........................................................5
2.8. Exemptions for Certain Property Owners......................................................................6
2.8.1. Exemption for Existing Trees or Shrubs ................................................................6
2.8.2. Exemption based on Effective Date ......................................................................6
2.8.3. Exemption for Timberland and Agricultural Land ..................................................6
2.8.4. Exemption for Replacement Trees ........................................................................7
2.8.5. Exemption for Municipalities..................................................................................7
2.8.6. Exemption for Passive Systems ............................................................................7
3. How the Provisions Affect Each party........................................................................ 8
3.1. Solar Collector Owner ...................................................................................................8
3.2. Tree Owner ...................................................................................................................8
4. Cases Relating to the Act ........................................................................................ 10
4.1. Sher v. Leiderman .......................................................................................................10
4.1.1. Summary .............................................................................................................10
4.1.2. Court’s Ruling ......................................................................................................10
4.1.3. Court’s Reasoning...............................................................................................11
4.2. Zipperer v. County of Santa Clara...............................................................................11
4.3. Kucera v. Lizza............................................................................................................12
4.4. Prah v. Maretti .............................................................................................................12
5. Conclusion ............................................................................................................... 14
6. Appendix.................................................................................................................. 15
6.1. Legal Journals and Law Review Articles.....................................................................15
6.2. Full Text of Solar Shade Control Act ...........................................................................16
1. INTRODUCTION
California has been a leader in promoting solar energy since 1976, when it began to provide
financial incentives for investment in solar energy technologies.1 One legacy of California’s
early interest in solar energy is a series of laws designed to protect a consumer’s right to install
and operate solar energy technology on a home or business, including access to sunlight, or
solar access. Although California’s solar energy laws have been around for nearly 30 years, we
now examine this groundbreaking legislation for two reasons. First, consumers and businesses
often misunderstand the provisions and application of these laws. Second, California regulators
recently approved the California Solar Initiative (CSI), which allocated over $3 billion to provide
financial incentives to residential and non-residential customers to install photovoltaics and solar
water heaters on their homes and businesses.2 As of October 2006, there were about 23,000
photovoltaic systems operating in California representing approximately 180 megawatts (MW) of
electric capacity.3,4 The CSI has established a goal of encouraging Californians to install 3,000
MW of photovoltaics by 2016, sufficient to power more than 600,000 homes.5 Such a drastic
increase in the number of operating photovoltaic systems in addition to the anticipated increase
in solar water heaters could multiply solar access questions arising from these installations.
This paper examines Sections 25980-25986 of the California Public Resources Code,6 known
as the Solar Shade Control Act (“the Act”), and reviews lawsuits brought under the Act. Through
the Act, which was enacted in 1978,7 the Legislature sought to balance the desired effects of
planting trees and shrubs for shade and visual appeal with the desire for increased use of solar
energy devices, whose performance can be hindered by shade from nearby vegetation. The
Act provides for specific and limited controls of trees and shrubs to protect the use of nearby
solar energy systems. However, the extent to which the Act protects solar energy systems from
vegetation-created shade is frequently misunderstood, and the subject of many disputes
between neighboring property owners. This paper is intended to provide solar energy users and
neighboring tree owners more information about the content and application of California’s solar
laws.
1
A solar energy tax credit was created in 1976 and codified in Cal. Rev. & Tax. Code § 23601.
2
Cal. Pub. Util. Comm’n Decision D.06-01-024. (This decision also provides for a pilot solar water heating
program for the San Diego region.)
3
See “Grid Connected PV Capacity (kW) Installed in California” available at
http://www.energy.ca.gov/renewables/emerging_renewables/GRID-CONNECTED_PV.PDF (December
14, 2006).
4
One megawatt (MW) equals 1,000,000 watts, or 1,000 kilowatts (kW). In the case of photovoltaics, 1
MW could generate enough energy to power approximately 200-225 homes, depending on solar
resources and average residential consumption levels.
5
SB 1 allocates up to over $100 million for solar water heating incentives. At the time of writing there
were no estimates on how many solar water heaters this might encourage but the CPUC was considering
a pilot solar water heating program.
6
Unless otherwise indicated, all further references are to this code. For simplicity, in the text we refer to
this code generally as the Solar Shade Control Act – or “Act.”
7
Assembly Bill 2321.
8
The Solar Shade Control Act uses both property owner and tree owner, in this paper we use “tree
owner” for simplicity.
9
“The common-law principle by which a landowner acquired, after 20 years of uninterrupted use, an
easement preventing a neighbor from building an obstruction that blocks light from passing through the
landowner's window.” Black's Law Dictionary (8th ed. 2004)
10
AB 3250, which included the California Solar Rights Act, solar easements, and a solar tax credit; and
AB 2321, the Solar Shade Control Act.
11
Cal. Pub. Res. Code § 25982. (Deering 2006)
12
The Solar Shade Control Act does not provide a definition of a passive solar home.
13
Sher v. Leiderman, 181 Cal. App. 3d 867, 883 (1986).
14
Cal. Pub. Res. Code § 25982. (Deering 2006)
15
Cal. Pub. Res. Code § 25982 uses the words “annual solar cycle” to describe the time period starting
from installation of a collector when a tree can shade yet be exempt from the act. One interpretation is
that “annual solar cycle” means one year. Robert Thayer, Solar Access "It’s The Law!" 9-13 (1981).
collector owners under the Act would not apply, even as to additional shading that occurs after
the one year period has ended.
16
Cal. Pen. Code § 370 and § 371 and Cal. Civ. Code § 3480 of the Civil Code define public nuisance.
Cal. Pen. Code § 370: “Anything which is injurious to health, or is indecent, or offensive to the senses, or
an obstruction to the free use of property, so as to interfere with the comfortable enjoyment of life or
property by an entire community or neighborhood, or by any considerable number of persons, or
unlawfully obstructs the free passage or use, in the customary manner, of any navigable lake, or river,
bay, stream, canal, or basin, or any public park, square, street, or highway, is a public nuisance.” Cal.
Pen. Code § 371: “An act which affects an entire community or neighborhood, or any considerable
number of persons, as specified in the last section, is not less a nuisance because the extent of the
annoyance or damage inflicted upon individuals is unequal.” (Deering 2006)
17
Cal. Civ. Code § 3480 of the Civil Code defines a public nuisance as “one which affects at the same
time an entire community or neighborhood, or any considerable number of persons, although the extent
of the annoyance or damage inflicted upon individuals may be unequal.” (Deering 2006)
18
Gergacz, Legal Aspects of Solar Energy: Easements for Sunlight and Individual Solar Energy Use, 10
B.C. Envtl. Aff. L. Rev. 1 (1982). Violators of the Act are prosecuted by local government because
violations of the Act are considered a public nuisance. Proponents of this arrangement point to the
benefits solar energy brings generally, and also argue that public prosecution removes the barrier of
private litigation costs. However, some instead think a violation should be considered a private nuisance,
because the action is usually between two private homeowners, thus not affecting the public at large.
19
Cal. Pub. Res. Code § 25983 defines “reasonable notice” as “30 days from receipt of notice from the
prosecutor to address the violation.” (Deering 2006)
1. The owner of the solar collector must demonstrate to the District, City, or prosecuting
attorney (the “prosecutor”) that a violation has occurred. Presumably, this requires the
presence of each of the conditions for a violation described in the Act (section 4.1 of this
paper provides a listing of all the provisions in the Act that together could demonstrate
that a violation has occurred).
2. If the solar collector owner demonstrates to the satisfaction of the prosecutor that a
violation has occurred, the prosecutor will then issue an abatement notice to the tree
owner.
3. The tree owner then has a 30-day “reasonable notice” period to abate the violation.
4. If, after 30 days the tree owner has not responded to the abatement notice, and the solar
collector owner wants to further pursue the case, the solar collector owner must then file
an affidavit with the prosecutor alleging that the violation has not been abated.
5. At this point, it is the prosecutor’s duty to prosecute anyone allegedly violating the Act.
If the prosecutor does not agree that a violation has occurred and does not issue an order to
abate, the solar collector owner can file a private lawsuit against the tree owner. However,
because this would be a private suit, the solar collector owner would be responsible for all
resulting litigation costs.
20
Cal. Pub. Res. Code § 4526 defines "Timberland" as “land, other than land owned by the federal
government and land designated by the board as experimental forest land, which is available for, and
capable of, growing a crop of trees of any commercial species used to produce lumber and other forest
products, including Christmas trees. Commercial species shall be determined by the board on a district
basis after consultation with the district committees and others.” (Deering 2006)
21
Cal. Pub. Res. Code § 25984 (Deering 2006)
22
Cal. Pub. Res. Code § 25984 does not specifically define what constitutes a replacement tree. (Deering
2006)
23
Cal. Pub. Res. Code § 25985 states that “adoption of such an ordinance shall not be subject to the
provisions of the California Environmental Quality Act (commencing with Section 21000).” The following
California jurisdictions have exempted themselves from the Act: Butte County, City of Shasta Lake,
Sacramento County, City of Santee, and County of Santa Clara. Note that this is not an exhaustive list.
Review local municipal codes or contact local officials to determine if a municipality has an exemptions.
(Deering 2006)
24
Cal. Pub. Res. Code § 25986. (Deering 2006)
25
Gergacz, Legal Aspects of Solar Energy: Easements for Sunlight and Individual Solar Energy Use, 10
B.C. Envtl. Aff. L. Rev. 1 (1982). “Tree and shrub placement may work passively with the design of a
building to naturally heat or cool it, at least in part.”
26
Generally, passive systems are based on a deliberate design of a building to achieve natural heat gains
in the winter and natural heat loses in the summer. 10 Pac Law Journal 484, 486 (1979).
27
Cal. Pub. Res. Code § 25986 states that the “The tree owner may seek equitable relief in a court of
competent jurisdiction to exempt such system from the provisions of the act. The court may grant such an
exemption based on a finding that the passive or natural system would provide a demonstrably greater
net energy savings than the active system which would be impacted.” (Deering 2006)
4.1.1. Summary
Plaintiff Sher designed and constructed a house that takes advantage of winter heat and light.
The home is oriented on an east-west axis with long southern exposures. The Shers installed
south-facing windows, skylights, and a large south-facing concrete patio as passive design
features to light and heat the home’s interior. The home, which did not include any solar
collectors as defined by the Act, was characterized by the trial court as a “passive solar” home,
even though it had no thermal mass features to store and emit radiation of heat.28
In the decades after the Shers built their house, trees on the adjoining property, owned by the
defendant Leidermans, matured and prevented winter sunlight from reaching the Sher home.
Between December and February, the trees cast a shadow on much of the Sher home from
10:00 a.m. to 2:00 p.m. To restore sunlight to the Sher’s home, some trimming, topping, and
removal of the Leidermans’ trees would have been necessary. As required by Section 25983,
the Shers contacted the Santa Clara County District Attorney, who determined that the Shade
Control Act did not apply to the Sher’s situation and did not offer a notice to abate.
The Shers then privately sued on three causes of action: (1) private nuisance, (2) public
nuisance under the California Shade Control Act, and (3) negligent infliction of emotional
distress.29 We focus primarily on the application and interpretation of the Solar Shade Control
Act in this case. The court noted in its ruling that at the time no case law had developed
regarding the Act, so the question of whether a passive solar home is eligible for the protections
afforded solar collectors under the Act was one “of first impression.”30
28
Sher v. Leiderman, 181 Cal. App. 3d 867, 873 (1986).
29
Id. at 875.
30
A case of first impression is the first time such a specific legal question on that specific topic has been
considered by the courts.
31
Id. at 881.
32
Id. at 882-883.
33
The case did not specify what type of system the Zipperers installed on their home.
The court found in the County’s favor, holding that Santa Clara County may without limitation
exempt itself from the Act, citing Section 2598534 and other law regarding the retrospective
application of statutes.35
34
Cal. Pub. Res. Code § 25985. (Deering 2006)
35
Zipperer v. County of Santa Clara, 133 Cal. App. 4th 1013, 1026 (2005)
36
A decision about the merits of the case before it reaches trial.
37
Prah v. Maretti, 108 Wis. 2d 223, 242 (1982)
38
Id. at 228
The Wisconsin Supreme Court also examined three policy reasons that other jurisdictions have
been unwilling to apply the broad power of private nuisance to cases involving solar access.
The first of these is the longstanding right of landowners to use property as they wish as long as
they did not cause physical damage to a neighbor. Secondly, sunlight has historically only been
valued for aesthetic enjoyment or for illumination, not as a means of power generation. Third,
society has a strong interest in not restricting or impeding land development. The Wisconsin
Supreme Court argued that these three policy concerns are no longer fully accepted or relevant,
especially considering the increase in regulation and development of the use of sun for energy
purposes, not just enjoyment.39
Coincidentally, in 1982, the same year Prah was decided, Wisconsin passed legislation similar
to California’s Solar Shade Control Act, and which provided two remedies for solar shading
claims.40
39
Id. at 235
40
According to Wisconsin law: Frst, a solar collector owner can apply for a solar access permit before a
neighbor begins building a structure. If the building creates a substantial blockage of sunlight to the solar
collector between 9 a.m. and 3 p.m., the permit holder can seek damages. There are two restrictions in
obtaining the permit. Neighbors can request a hearing within 30 days of a permit being applied for. If the
neighbor can show that they have already obtained a building permit, spent at least $500 on the structure
or plans, or made substantial progress towards planning or constructing, the permit can be denied. The
applicant also must show that the benefits of obtaining the permit outweigh the burden to the neighbors.
The second remedy relates to the building “envelope” within which buildings must be constructed. If a
building is constructed outside this envelope, and a portion of the structure outside the envelope blocks a
solar collector, the solar collector owner can seek damages. This remedy does not apply if the intruding
building’s construction permit was issued before the installation of the solar collector. It also requires the
existence of municipality zoning regulations for the building envelope.
Damages in both situations apply to court costs, attorney’s fees, and actual damages.
5. CONCLUSION
The Solar Shade Control Act provides limited protections for solar collector owners whose
devices are shaded by neighboring trees and shrubs. These protections are limited because
the Act contains specific requirements that determine which solar collectors are eligible for
protections under the Act, including the function of the collector, the manner in which it was
installed on the building, and the date the offending tree shrub was planted.
We revisit this landmark law because its provisions are generally not well understood and
California’s solar market will grow significantly in the coming decade as a result of expanded
financial incentives for solar energy systems. This paper provides information and analysis on
the Act to help parties understand the provisions of the law and to understand how the law
affects them. Our research should help solar collector owners determine if they are eligible for
protections under the law; help tree owners determine if they are liable for an allegation brought
under the law; help municipalities understand their ability to be exempt from the provisions in
the law; and help District and City Attorneys understand their role and responsibility under the
law.
6. APPENDIX
41
This is not intended to be an exhaustive list of resources available on the Solar Shade Control Act.
42
All California laws can be found at www.leginfo.ca.gov.
43
An infraction is a minor violation of the law that is punishable only by a fine.
complainant shall file an affidavit with the prosecutor alleging that the nuisance has not been
abated if the complainant wishes to proceed with the action.
The existence of such violation for each and every day after the service of such notice shall be
deemed a separate and distinct offense, and it is hereby made the duty of the district attorney,
or the city attorney of any city the charter of which imposes the duty upon the city attorney to
prosecute state infractions, to prosecute all persons guilty of violating this section by continuous
prosecutions until the violation is corrected. Each and every violation of this section shall be
punishable by a fine not to exceed one thousand dollars ($1,000).
25984. Nothing in this chapter shall apply to trees planted, grown, or harvested on timberland
as defined in Section 4526 or on land devoted to the production of commercial agricultural
crops. Nothing in this chapter shall apply to the replacement of a tree or shrub which had been
growing prior to the installation of a solar collector and which, subsequent to the installation of
such solar collector, dies.
25985. Any city, or for unincorporated areas, any county, may adopt, by majority vote of the
governing body, an ordinance exempting their jurisdiction from the provisions of this chapter.
The adoption of such an ordinance shall not be subject to the provisions of the California
Environmental Quality Act (commencing with Section 21000).
25986. Any person who plans a passive or natural solar heating system or cooling system or
heating and cooling system which would impact on an adjacent active solar system may seek
equitable relief in a court of competent jurisdiction to exempt such system from the provisions of
this chapter. The court may grant such an exemption based on a finding that the passive or
natural system would provide a demonstrably greater net energy savings than the active system
which would be impacted.