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Bioresource Technology60 (1997) 143-151

1997 Elsevier Science Limited


All rights reserved. Printed in Great Britain
0960-8524/97 $17.00
ELSEVIER
PIl:S0960-8524(97)O0011-4

RECIRCULATION OF PROCESS WATER IN THE


PRODUCTION OF ETHANOL FROM SOFTWOOD

Mats Larsson, a Mats G a l b e a & G u i d o Z a c c h i a*


aDepartment of Chemical Engineering 1, Lund University, Lund, Sweden

(Received 4 June 1996; revised version received 13 December 1996; accepted 20 December 1996)

Abstract using ethanol instead of petrol is the removal of


In the production of ethanol from lignoceUulosics, aromatic hydrocarbons from the emissions. Ethanol
large quantities of water are needed in various process from renewable sources is usually produced from
steps. In industrial processes, recycling of process starch, and the production cost is very dependent on
streams is necessary to minimise fresh water require- the market for cattle feed, since the main byproduct
ments and decrease the amount of wastewater is a protein-rich residue. It is expected that in the
produced. This leads to increases in various sub- future, cheaper raw materials, such as lignocellu-
stances, both volatile and non-volatile, which inhibit losics, will be used.
fermentation. In the present study ethanol was pro- Lignocellulose as a raw material for ethanol pro-
duced from softwood in a bench-scale process duction costs less than starch and larger quantities
development unit. The stillage stream from the distilla- are available, allowing for large-scale production
tion step was fractionated by evaporation and various (Lou, 1994). The dependence on the market for
evaporation fractions characterised and their inhibitory byproducts is less than for starch-based production,
effect on fermentation investigated. It was found that since the main byproduct, lignin, is a valuable solid
the volatile fractions have no negative effect on the fuel with very low ash content. Lignocellulosic
fermentation, while the non-volatile fraction inhibited materials are consequently preferable to starch as a
fermentation and resulted in a decreased yield. Simula- raw material for the production of fuel ethanol (The
tion of a six-effect evaporation unit based on the Swedish National Board for Industrial and Technical
experimental data shows that the intermediate evapora- Development, 1994).
tion condensate fractions are most suited for disposal Several processes based on enzymatic hydrolysis
The chemical and biological oxygen demands are only on lignocellulosic materials have been suggested in
about 10% of the value in the stiUage stream. Evap- the literature (Jurasek, 1979; Saddler et al., 1982;
oration has been shown to be an effective way to Grethlein et al., 1984; Mes-Hartree et al., 1988; Lynd
drastically diminish the build-up of inhibitory com- et al., 1991). Most of these have a similar process
pounds when process streams are recirculated, but the configuration consisting of prehydrolysis of hemicel-
energy demand is high. Various process configurations lulose, enzymatic hydrolysis of cellulose and
to reduce the energy demand are suggested. 1997 fermentation of the liberated sugars to ethanol.
Elsevier Science Ltd, Techniques involved in the various production steps,
such as prehydrolysis by steam pretreatment (Clark
Key words: Ethanol, recirculation, inhibitory, bench-
and Mackie, 1987), enzymatic hydrolysis (Esterbauer
scale process development unit, evaporation.
et al., 1983) and simultaneous saccharification and
fermentation (SFF) (Wright et al., 1988), have been
INTRODUCTION improved over the years. For ethanol to be competi-
tive with petrol, the utilisation of the raw material
Ethanol from renewable sources has gained in must be high, since the raw material contributes
interest during the last 20 years. One reason for this more than 30% of the production cost (von Sivers
is that provided no fossil fuel is used in the produc- and Zacchi, 1996; Busche et al., 1992; US Depart-
tion, ethanol produced from biomass does not ment of Energy, 1993; Hinman et al., 1992). This
contribute to the greenhouse effect since the carbon requires high yields in the saccharification steps.
dioxide formed in the production and the combus- Furthermore, micro-organisms which ferment
tion of ethanol is taken up by photosynthesis during glucose to ethanol with high yields and which can
the growth of new biomass. Another benefit with withstand potential inhibitors present in the raw
material and formed in the preceding steps are
*Author to whom correspondence should be addressed. required. The yeast Saccharomyces cerevisiae has
143
144 M. Larsson, M. Galbe, G. Zacchi

proved to be very resistant to the inhibitors present The inhibitory effects and the characteristics of the
in lignocellulosic hydrolysates and it efficiently fer- waste stream for softwood as raw material are com-
ments hexoses (Palmqvist et al., 1997). pared with those of willow.
Industrial-scale processes differ from small-scale
laboratory investigations. In the latter, process para-
meters can be carefully controlled and usually pure METHODS
water or buffer solutions are employed to optimise
the conditions. In industrial processes, recycling of Figure 1 shows a schematic flowsheet of the process
process streams is necessary to minimise fresh water configuration studied, using a bench-scale process
requirements and decrease the amount of waste- development unit for converting softwood to
water produced. This recycling leads to increases in ethanol. The bench-scale unit consists of a steam
various substances, both volatile and non-volatile, in pretreatment unit, a reactor for enzymatic hydro-
the hydrolysis and fermentation steps (Galbe and lysis, a fermentor, a distillation column, and an
Zacchi, 1993). A previous investigation (Galbe and evaporation unit. The different units are not con-
Zacchi, 1991) has shown that more than 10-fold nected physically so the material is transferred
higher concentrations of non-volatile substances can manually from one step to the next. By using the
occur at different locations in the process. The same material throughout the entire process, a real
inhibitory effects on enzymatic hydrolysis and fer- process can be experimentally simulated. The equip-
mentation of the volatile and non-volatile ment is described in more detail elsewhere
compounds released from willow during steam pre- (Palmqvist et al., 1996).
treatment have been studied by Palmqvist et al.
(1996a). The non-volatile fraction has been found to Substrate
inhibit fermentation greatly and hydrolysis modera- A mixture of pine and spruce from a Swedish pulp
tely. It is thus of considerable importance to and paper mill was used as substrate. The composi-
determine process streams that are suited for recir- tion of the mixture is shown in Table 1 (STORA
culation in terms of fermentability and Teknik AB, Sweden). The dry matter (DM) content
environmental impact. The waste streams from the was 48wt%. The material was chopped and
process must be taken care of in the best possible screened and fractions from 2 to 5 mm selected for
way. For a totally closed process, the minimum pretreatment.
requirement is that an amount of water equivalent For similar substrates, the amount of extractives
to that present in the raw material has to be dis- (not measured) is reported in the literature to be in
posed of. the range 2 - 6 w t % and the ash content around
In the present study, softwood was converted to 0.5 wt% (Ladisch, !983).
ethanol in a bench-scale process development unit
(Palmqvist et al., 1996b). The stillage stream from Pretreatment
the distillation was fractionated by evaporation and Here 2454 g of softwood (DM) was presteamed for
the inhibitory effects of the volatile and the non- 30 min in a small pressure vessel, using steam of
volatile compounds assayed by fermentation. 2 bar. Immediately after presteaming, the material
Environmental impact was estimated by measuring was transferred to a plastic bag and impregnated
the chemical oxygen demands (COD) and the bio- with gaseous sulphur dioxide (SO2). The amount of
logical oxygen demands (BODT) of various fractions. SO2 added was approximately 5 wt% of the DM.
Wood chips

Steam1bar '~b'e PS:~u~~~._~


SO2 , atrnent
Steam 20-28
bar

Cydone ~_1 3 hydrolysis


E.nzym.ati.c

Washing
, Water
Ethanol
Condensate~ ~ Distillation
[..r_~ Steam L~nln
Residue _ i L~ ~-- Yeast
Evaporation [ J , ~ Fermentation
Stiflage
Fig. 1. Schematic flowsheet for the bench-scale unit.
Recirculating process water in ethanol production 145

Table 1. Composition of the raw material the stillage stream and evaporation residue, were
wt% of dry determined.
wood
Galactan 1.9 Assessment of the inhibitory effects of evaporation
Glucan 40.5 condensates
Mannan 11.8 The inhibitory effects of evaporation condensates, to
Arabinan 1.2 be recycled in the process, were assessed by fer-
Xylan 5.1
Lignin 27.6 mentation using S. cerevisiae. Fermentation of both
total and fractionated stillage was carried out in
100 ml glass flasks sealed with cotton stoppers. The
volume of the fermentation broth was 75 ml and the
The plastic bag with its contents was stored over-
pH was adjusted to 5.5 before inoculation. Glucose
night at 4C. The SO2 impregnated material was
at a concentration of 50 g/l was added to samples of
then subjected to steam pretreatment at 210C for
the original stillage, the five evaporation condensate
5 min. For spruce, these conditions have been found
fractions and the evaporation residue, which were
to be optimal in terms of the sugar yield in
then inoculated to a final cell concentration (DM) of
enzymatic hydrolysis (Saddler et al., 1989).
10 g/1. The nutrients used in the fermentation of the
hydrolysate were also added. Fermentation was per-
Enzymatic hydrolysis formed in a shake-incubator for 5 h at 30C. A
Hydrolysis was performed on the fibrous material reference fermentation containing only 50 g/l
and the filtrate at a dry-matter content of fibrous glucose and nutrients was run for comparison.
material of 5 wt%, supplemented with 0.2 g Cellu- Samples were withdrawn at the start and then every
clast 2L (Novo AS, Denmark) and 0.05 g Novozym 30 min for 5 h.
188 (Novo AS, Denmark) per gram substrate (DM),
corresponding to 12 FPU/g substrate. The hydrolysis Analysis
was performed for 96 h at 40 + 1C, pH 4.8, as con- All samples from the hydrolysis, fermentation and
trolled by titration with 10wt% NaOH solution. distillation/evaporation steps were filtered through
Samples were withdrawn after 0, 1, 3.5, 6, 16, 24, 40, 0.2mm filters (MFS-13, Micro Filtration Systems,
48, 72, and 96 h. After hydrolysis, the hydrolysate USA) and analysed on an HPLC unit (Shimadzu,
was filtered in a filter press and the solid residue Japan) equipped with a refractive index detector
removed. (Shimadzu, Japan). Sugars were separated using an
Aminex HPX-87P column (Biorad, USA) at 80C
Fermentation with water, at a flow rate of 0.5 ml/min as eluent.
The softwood hydrolysate was fermented in non- The ethanol, glycerol, and acetic acid were sepa-
sterile conditions at 30C in an intermittently stirred rated on an Aminex HPX-87H column (Biorad,
301 tank containing 25 1 medium. Prior to fermenta- USA) at 65C using 5 mM H2SO4, at a flow rate of
tion, the pH was adjusted to 5.5 with Ca(OH)2 and 0.5 ml/min as eluent.
the hydrolysate supplemented with 1.0g/l yeast COD and BOD7 were determined at the certified
extract, 0.25 g/1 (NH4)EPO4, 0.025 gfl MgSO4-7H20, laboratory Cenox AB (Lund, Sweden) using the
and 12 g/l NaHzPO4. The medium was inoculated methods of Dr Lange, LCK Cuvettes and Swedish
with compressed baker's yeast, Saccharomyces cere- Standard 02 81 43 (SIS, 1990).
visiae (J/istbolaget, Rotebro, Sweden), to a final cell
concentration (DM) of 7.5 g/l. Samples were taken Yields
at 0, 1, 2, 3, 4, 5 and finally 8 h, at which time all All yields are based on the theoretically available
glucose had been consumed. hexosan and pentosan contents of the raw material
and the ethanol yield is based on the theoretically
Distillation and evaporation available amounts of fermentable sugars, glucose
Since the distillation was operated continuously the and mannose.
fermentation broth was stripped in the evaporation
unit prior to distillation, to avoid problems associ- Specific heat and boiling point elevation
ated with suspended particles in the packed The physical data necessary for computer simulation
distillation column. The evaporated fraction was of the evaporation of the distillation stillage, the
then distilled. After distillation, the non-volatile specific heat and the boiling point elevation were
fraction from the stripping stage was mixed with the determined for various dry-matter contents in the
stillage stream from the distillation stage, in order to evaporation residue. The specific heat at 25C and
maintain the process configuration in Fig. 1. The atmospheric pressure was determined at the Depart-
mixture was evaporated and the condensate col- ment of Thermochemistry, Lund University
lected in five fractions. The COD, BOD7 and (Suurkuusk and Wads6, 1974). The boiling point for
fermentability of these fractions, as well as those of the evaporation residue at atmospheric pressure was
146 M. Larsson, M. Galbe, G. Zacchi

determined relative to that of pure water using a ethanol/(l h) when all the fermentable sugars were
reflux boiler. consumed. Pentoses and galactose do not contribute
to the yield since the strain of S. cerevisiae used
could not ferment these sugars.
RESULTS After distillation, approximately 98.5 wt% of the
ethanol present in the fermentation broth was
Yields obtained in the distillate. The missing ethanol was
During pretreatment 4.6 wt% of the material was present in the two first condensate fractions from
lost. This was partially due to the formation of vola- the evaporation. The loss of ethanol in the distilla-
tile compounds which, to some extent, leave the tion step can be lowered with improved control.
cyclone together with the flash vapour. Sixty-four
wt% of the material ended up as fibrous material Characterisation of recycling and waste streams
(cellulose and lignin) and the rest, 31.4wt%, con- The amounts of COD and the BOD7 in the stillage
sisted of dissolved solids, mainly hydrolysed stream, the five condensate fractions from the evap-
hemicellulose and degraded lignin. The yields of oration and the evaporation residue were
glucose and mannose in the liquid after pretreat- determined in order to estimate the environmental
ment were 21 and 71 wt%, respectively, based on the impact of discharging these streams. Figure 4 shows
theoretical amount available in the raw material. COD and BOD7 for the volatile fraction from the
After enzymatic hydrolysis, 65 wt% of the theo- evaporation step as a function of the relative
retical glucose yield based on raw material was amount evaporated. Data for willow obtained by
achieved. The mannose yield is not affected by Palmqvist et al. (1996) are included for comparison.
enzymatic hydrolysis since most of the hemicellulose Both COD and BOD7 decrease rapidly. For soft-
is hydrolysed during the pretreatment step. The con- wood, the first condensate has a COD around
centrations of glucose and other sugars in the 9000 mg/1, which drops to below 3000 mg/l when
hydrolysis as a function of time are shown in Fig. 2. 20% of the stillage has been evaporated. The BOD7
The hydrolysate contained 26.2g/1 glucose and for softwood and willow is 65-75% of the COD.
7.1 g/1 mannose prior to fermentation. Based on The slight increases in COD and BOD7 for willow at
total fermentable sugars in the hydrolysate, the high relative amounts of evaporated liquid are
ethanol yield was 0.41 g/g, corresponding to 80% of explained by entrainment of non-volatile com-
the theoretical value and resulting in an overall yield pounds, e.g. glycerol, in the condensate. In the latter
of 15.6 g ethanol/100 g of original dry matter. This stage of the concentration of the liquid in the evap-
corresponds to 53% of the theoretical yield based on orator, the viscosity of the liquid increased, which
the amount of fermentable sugars available in the resulted in deposition of the solutes on the walls of
raw material. The concentrations of sugars and the separator, thereby increasing the loss by evap-
ethanol produced in fermentation are shown in Fig. oration. The problem is more noticeable when small
3. The maximum productivity in fermentation was amounts of liquid are to be concentrated, since the
7.0 g ethanol/(l h) with a final productivity of 3.8 g loss will be relatively greater. In this study the loss

3t
25 ~ Glucose

............... /

o - - - . . . . .

Time [h]

Fig. 2. Sugar concentrations versus time during enzymatic hydrolysis.


Recirculating process water in ethanol production 147

25.00 & ~ |
o Arabhlos, I

20.00
-~ , , , . ~
. Bhsnol
II

l 1
Time [hi

Fig. 3. Concentration of sugars and ethanol as functions of time during fermentation.

was 6.3 wt%. The problem would be avoided in a The values of COD and BOD7 for the stillage
continuous commercial evaporation unit, e.g. a fall- stream and the evaporation residue for softwood
ing-film evaporator. and willow are shown in Table 2.

, # CO0-Softwood I
- BOD-Soflw ood I

...+.. coo.o,, I
~6000 .. -x... BOD-WIIow l
5000
4000 '\,
~3000
0
2000 . . . . -_- . . . . -&
l- ....-X
1000 .o.O..o.

0 I l l I I I I I
0 10 20 30 40 50 60 70 80 90
Rnlatlve m o u n t of evlporlted liquid [%]

Fig. 4. Amounts of COD and BOD7 in the evaporation condensates for softwood (this study) and willow (Palmqvist et al.,
1996).

2~able 2. The COD and BOD7 for the stillage stream and the evaporation residue for sol~ood and willow
Stream COD BOD7 Percentage of
(mg/I) (mg/l) stillage
Stillage, softwood 26500 12800 --
Residue, softwood 182000 86900 17.5
Stillage, willow 33 300 19 800 --
Residue, willow 208 000 95 400 10.7
148 M. Larsson, M. Galbe, G. Zacchi

Due to the problem with the evaporation The specific heat at various dry-matter contents in
described earlier, the percentage of stillage for the the evaporation residue at 25C and atmospheric
evaporation residue is defined as the difference pressure are shown in Fig. 5. Data were fitted to a
between the amount of stillage and the total amount polynomial using a least-squares fit, yielding the fol-
of evaporation condensate. The higher values of lowing expression:
COD and BOD7 for willow compared with softwood
can be accounted for by a higher content of xylan in Cp = 4.180-4.675x+5.722x3-3.419x 4 (1)
the raw material. During pretreatment, xylan is
hydrolysed into xylose, which cannot be converted (x: kg DM/kg solution; Cp: kJ/kgC). The elevations
into ethanol with the strain of S. cerevisiae used in of the boiling point (BPE) of two evaporation resi-
the fermentation. dues with different dry-matter contents are shown in
The inhibitory effects of stillage, the five evapora- Fig. 6. Data were interpolated using the expression
tion condensate fractions and the evaporation
residue were measured by fermentation. Ethanol BPE = 3.3798x+ 13.10x 2 (2)
yields and final productivities are listed in Table 3.
Due to difficulties in the glucose analysis of the (x: kg DM/kg solution; BPE: C).
evaporation residue, the ethanol yield for the resi-
due is based on a calculated initial glucose
concentration. Simulation
The fermentability of the residue was, unfortuna- The experimental data were used in the simulation
tely, performed with a residue which was diluted five of a six-effect evaporation unit. The configuration of
times, resulting in a non-volatile concentration only the unit, shown in Fig. 7, is based on the unit
1.5 times that of the stillage stream. This was actually used for the evaporation of black liquor by
repeated 3 months later, with a non-diluted residue, Nym611a AB, a pulp and paper mill in the south of
which had been stored at 4C and resulted in a yield Sweden. The feed enters effect number 4 and the
of 0.41 g ethanol/g glucose and a productivity of liquid passes co-currently to effect number 6. From
3.0 g ethanol/l h. effect 6 the liquid is taken to effect 3 and then
counter-currently to effect 1. The temperature of the
cooling water is assumed to be 55C which, with a
Table 3. Ethanol productivity and yield in the fermenta- temperature difference of 5C in the condenser,
tion of fractions from the evaporation stage results in a pressure of 0.20 bar in effect number 6.
Percentage of Productivity Yield Saturated live steam of 3 bar (133.5C) has been
stillage (g EtOH/I h) (g EtOH/g chosen as the heating medium in effect 1. The calcu-
glucose)
lations are based on the assumption that all effects
Fraction 1 5.0 4.5 0.41 have the same area. The overall heat transfer coeffi-
Fraction 2 8.9 5.2 0.40 cients were assumed to vary between 3.2 and
Fraction 3 11.5 5.2 0.39
Fraction 4 10.1 5.1 0.38 2.0 kW/m2C, with the highest value for effect 1 and
Fraction 5 47.0 5.7 0.40 the lowest for effect 6.
Stillage -- 6.7 0.34 The feed to the evaporation unit has a flow rate
Residue 17.5 6.6 0.35 of 100 metric ton/h, corresponding to a wood intake
Reference -- 4.2 0.37 (DM) of 100000 metric ton/year and an ethanol pro-

4.5

3.5

~2.5

12
~
V)
1.5
1
0.5
I ~ I I I
0.1 0.2 0.3 0.4 0.5 0.6

Dry m alter content [kg/Izg]


Fig. 5. Specific heat for the evaporation residue as function of dry-matter content.
Recirculating process water in ethanol production 149

os

==
3 2
1

0 0.1 0.2 0.3 0.4 0.5 0.6


Dry matter content [kg/kg]
Fig. 6. Boiling point elevations of evaporation residues at atmospheric pressure.

duction of 18400 metric tons/year. The temperature when the hydrolysis will be performed in a fed-batch
and dry-matter content of the feed are 40C and mode and the fermentation in a continuous mode.
4wt%, respectively. The product flow rate is 6 The main object with this study was, however, not to
metric tons/h with a dry-matter content of 65 wt%. present optimal conditions to obtain a high ethanol
The enthalpy for the feed is calculated using the yield, but to investigate the inhibitory effect on fer-
specific heat at 25(2 and assuming that the variation mentation when process streams are recycled.
in specific heat with temperature is negligible. The The first fermentation test with diluted evapora-
boiling point elevation is assumed to be dependent tion residue showed that the ethanol yields for the
only on the dry-matter content in the liquid. In the fractions containing non-volatile compounds, stillage
energy calculations the condensate streams are and residue was lower than for the volatile fractions
treated as pure water. and the reference. The results were similar to those
The calculated values of flow rates, temperatures obtained by Palmqvist et al. (1996) for willow. The
and COD for the various condensate streams leaving second test with evaporation residue that has been
each effect are shown in Table 4. The live steam stored at 4C for 3 months showed a decrease in
consumption is 23.5 metric ton/h, resulting in a productivity but an increase in ethanol yield. The
steam economy of 4 kg evaporated vapour/kg live yield was of the same magnitude as for the volatile
steam. For these operating conditions, the heating fractions. This shows that something had happened
areas were found to be 380 m 2 for each effect. with the residue during storage and that the inhibi-
tors might have been degraded. In an industrial
process, 3 months of storage is not an economical
DISCUSSION alternative, so fresh residue, with its negative impact
on fermentation, must be excluded from the process.
The overall ethanol yield obtained in this study, 53% Further research is necessary to identify the com-
of theoretical, must be considered as low. A higher pounds that inhibit fermentation. We have found
yield is required in order to produce ethanol to a that the non-volatile fraction of the distillation stil-
competitive cost. Enhanced ethanol yield is expected lage contains compounds inhibitory to fermentation.

Cooling
Live steam water

Fig. 7. Schematic flowsheet for the evaporation unit.


150 M. Larsson, M. Galbe, G. Zacchi

Table 4. Results from simulation of the evaporation unit osmosis, which reduces energy consumption in the
Condensate Flow Temperature COD evaporation step.
from rate (C) (mg/l) All of these energy-saving alternatives require fur-
effect (metric tons/h) ther investigation to make evaporation a
2 22140 114.4 3000 cost-effective alternative for closing the water
3 20664 101.7 3000 balance in the process.
4 16 992 89.1 3000
5 10260 77.4 11000
6 11304 70.0 5200 ACKNOWLEDGEMENTS
Condenser 12 492 60.0 3400
The authors wish to thank the Swedish Ethanol
To avoid accumulation of non-volatile compounds Development Foundation (SSEU) and The Swedish
in the process, evaporation is an alternative when National Board for Industrial and Technical
process streams are recirculated. If the evaporated Development (NUTEK) for their financial support.
fractions are characterised in terms of COD, BOD7,
sugar content and fermentability, process streams
suitable for recirculation can be chosen. REFERENCES
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