Beruflich Dokumente
Kultur Dokumente
1
Chairman and Professor of Civil and Envir. Eng. and Director of Center for
Innovative Grouting Materials and Technology (CIGMAT), University of Houston,
Houston, Texas 77204-4003; Phone (713) 743-4278; Fax (713) 743-4260; email:
cvipulanandan@uh.edu URL: http://cigmat.cive.uh.edu
2
Research Assistant, Department of Civil and Environmental Engineering,
University of Houston, Houston, Texas 77204-4003; email:
swapnil_kaulgud@rediffmail.com
Abstract
Introduction
The use of augered cast-in-place (ACIP) piles socketed in rock formations to support
high rise apartments, hotels and arena structures has been on the increase due to
advances in the construction practices of the piles (Frizzi and Meyer 2000). Augered
piles have been used commonly for building and transportation construction in
Europe and other parts of world (ONeill 1994). In North-Central Texas (Dallas,
Texas), heavier structures are supported using drilled shafts socketed in soft clay-
shale whose load carrying capacities are largely derived from the skin friction in clay-
shale sockets (ONeill and Hassan 1993). Similarly ACIP piles socketed in clay-shale
are gaining popularity because of their ability to derive large capacity from the rock
socket friction. Since large amount of capacity is provided through rock socket in the
above-mentioned deep foundations, it has been subject of study for researchers;
(Williams et. al, 1980; Reese and ONeill, 1987; Horvath et. al, 1989; Kulhawy and
Phoon, 1993).Many researchers have proposed correlation between unconfined
compressive strength of rock (qu) in the socket and the ultimate skin friction in socket
(fsu), (Williams et. al 1980, Rowe and Armitage 1987, Carter and Kulhawy 1988 and
Reese and ONeill 1987). In the case of ACIP piles socketed in clay-shale, there has
been very limited information in the literature on the performance of rock-socketed
ACIP piles. Mostly drilled shaft design methods are used for the design purpose of
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ACIP piles socketed in rocks or they do not distinguish between bored piles (drilled
shafts) and augered piles (TXDOT, 2000; Rizkallah, 1988), since limited information
is available in the literature. In buildings and bridges displacement of piles is
important criteria, and hence it is important to determine the load-displacement
relationships for the piles. A design guideline such as TXDOT Geotechnical Design
Manual limits the deflection of the drilled shafts used as foundations in bridges.
Most of the load tests are performed to a load twice or thrice of the design load but
not to the complete failure of the pile (ultimate capacity criteria used such as load at
displacement of 5% or 10% of diameter of pile and Davissions criterion). Limited
data obtained from field tests must be further enhanced, by using appropriate
behavior models to determine the ultimate capacity of the piles. Hence it is necessary
to develop the representative models for load-displacement relationships for ACIP
piles socketed in the rocks.
Objective
The overall objective of this study was to investigate and model the load-
displacement relationship for ACIP piles socketed in clay-shale.
Figure 2 shows a schematic of the TCP used by TXDOT for characterizing the soils
and soft rocks in Texas. General information on all eight load test sites are as follows:
Case 1: This site was located in Arlington, Texas and the ACIP piles were used to
support a multistory building. The overburden soil was 10.4 m and the geological
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profile of site is shown in Fig. 3(a). The underlying rock was clay-shale with TCP
varying from 75 to 83 mm/100 blows with an average of 79 mm/100 blows and the
unconfined compressive strength was estimated (Eqn. 1) as 1308 kPa. The measured
load test results are shown in Fig. 3(b). Total length of the pile was 12.2 m and the
rock socketed height was 1.8 m (Table 1), 3.5 times pile diameter.
Case 2: This site was located in Coppell, Texas and the ACIP piles were used to
support a school building. The overburden soil was 9.2 m. The underlying rock was
clay-shale with TCP varying from 95 to 25 mm/100 blows with an average of 60
mm/100 blows. The unconfined compressive strength was estimated (Eqn. 1) as 1450
kPa. Total length of pile was 12.2 m and the rock socketed height was 3.1 m (Table
1), 5 times the diameter of pile.
Case 3: This site was located in Irving, Texas and the ACIP piles were used to
support a school building. The overburden soil was 20.7 m. The underlying rock was
clay-shale with an average TCP of 19 mm/100 blows. The unconfined compressive
strength was estimated (Eqn. 1) as 2307 kPa. Total length of pile was 25.3 m and the
rock socketed height was 4.6 m (Table 1), 7.5 times pile diameter.
Case 4: This site was located in Irving, Texas and the ACIP piles were used to
support a school building. The overburden soil was 11 m. The underlying rock was
clay-shale with an average TCP of 19 mm/100 blows. The unconfined compressive
strength was estimated (Eqn. 1) as 2307 kPa. Total length of pile was 14 m and the
rock socketed height was 3.1 m (Table 1), 5 times pile diameter.
Case 5: This site was located in Little Elm, Texas and the ACIP piles were used to
support a school building. The overburden soil was 12.2 m. The underlying rock was
clay-shale with TCP varying from 19 to 75 mm/100 blows with an average of 48
mm/100 blows. The unconfined compressive strength was estimated (Eqn. 1) as 1590
kPa. Total length of pile was 14.3 m and the rock socketed height was 2.4 m (Table
1), 4 times pile diameter.
Case 6: This site was located in Little Elm, Texas and the ACIP piles were used to
support a school building. The overburden soil was 15 m. The underlying rock was
clay-shale with TCP varying from 19 to 32 mm/100 blows with an average of 25
mm/100 blows. The unconfined compressive strength was estimated (Eqn. 1) as 2060
kPa. Total length of pile was 17 m and the rock socketed height was 2.1 m (Table 1),
3.5 times pile diameter.
4000
Denton Tap (Uncemented Shale) Hampton Road (Uncemented Shale)
Belt Line (Uncemented Shale) SH 45 (Uncemented Shale)
3500 Lone Star Park (Uncemented Shale) GTE (Uncemented Shale)
Dallas Areas
3000
Uncemented Clay Shale with
Occasional Sandstone Seams
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2000
1500
1000
500
N = 218
0
0 25 50 75 100 125 150 175 200 225 250 275 300 325 350
TCP (mm / 100 Blows)
+
Pocket Pentrometer, * Texas Pentrometer (mm/100 blows)
350
(b)
300
250
Load ( tons)
200
150
1 Ton = 8.9 kN
100 1 inch = 25.4 mm
Measured Data
50
Model
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
Displacement ( inch)
3 Irving, TX 25.3 (83) 610 (24) 4.6 (15) 2307 4005 (450) 2.45%
4 Irving, TX 14 (46) 610 (24) 3.1 (10) 2307 3338 (375) 3.90%
Little Elm,
5 14.3 (47) 610 (24) 2.4 (8) 1591 2884 (324) 4.25%
TX
Little Elm,
6 17 (56) 610 (24) 2.1 (7) 2057 3605 (405) 3.75%
TX
Lewisville,
7 18.3 (60) 610 (24) 2.4 (8) 1852 2937 (330) 2.15%
TX
Lewisville,
8 20.4 (67) 610 (24) 4.6 (15) 1852 2092 (235) 4.66%
TX
1308 2225 4000 2.15 % to 4.66
Range 12.2 20.4 m 510-610 mm 1.8 4.6 m
2307 kPa kN % of D
* Maximum load reached in that load test, not actual maximum
Case 7: This site was located in Lewisville, Texas and the ACIP piles were used to
support a single story school building. The overburden soil was 15.9 m. The
underlying rock was clay-shale with the TCP varying from 19 to 45 mm/100 blows
with an average of 33 mm/100 blows. The unconfined compressive strength was
estimated (Eqn. 1) as 1850 kPa. Total length of the pile was 18.3 m and the rock
socketed height was 2.4 m (Table 1), 4 times pile diameter.
Case 8: This site was located in Lewisville, Texas and ACIP piles were used to
support a single story school building. The overburden soil was 17 m and the
geological profile at site is shown in Fig.4 (a). The underlying rock was clay-shale
with the TCP varying from 19 to 45 mm/100 blows with an average of 33 mm/100
blows. The unconfined compressive strength was estimated (Eqn. 1) as 1850 kPa.
Measured load test results are shown in Fig.4 (b). Total length of pile was 20.4 m and
the rock socketed height was 4.6 m (Table 1), 7.5 times pile diameter.
(a)
Clay (CH)
light brown,
trace iron
deposites
+
Pocket Pentrometer, * Texas Pentrometer (mm/100 blows)
300
(b)
250
200
Load (tons)
150
50 Measured Data
Model
0
0 0.2 0.4 0.6 0.8 1 1.2
Displacement (inch)
Q= (2)
A+ B
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Where is the displacement at the pile head at a applied load of Q. Parameters A and
B are and related to hyperbolic relationship as follows,
dQ 1
= (3)
d =0
A
and,
1
Qult = (4)
B
In order to verify the potential of hyperbolic relationship to represent the load test
results, equation (2) can be rearranged as follows,
= A+ B (5)
Q
Figure 5 shows the data for Case No.1 (Arlington, Texas) and that the relationship is
linear and hence can be represented by equation (5), which verifies the fact that the
hyperbolic relationship could be used to represent the load-displacement relationship
for ACIP piles socketed in rocks. Similar trend was observed with all other cases.
Model parameters A and B are summarized Table 2 and the coefficient of correlation
varied from 0.92 to 0.99.
Hence hyperbolic relationship can be used to represent the load-displacement
relationship of ACIP piles socketed in clay-shale. Equation (2) can be further
modified into non-dimensional form as follows,
Q d
= (6)
Qult 50 +
d d
Where, 50 / d is the displacement to diameter ratio for Q/Qult ratio of 0.5 as shown in
Fig. 6. The ratio 50 / d for all eight ACIP piles socketed in clay-shale varied from
0.5% to 1.2% as shown in Fig.7 and Fig.8, the variation of 50 / d is relatively small
considering the geological diversity of the cases studied and load capacities achieved
by the various piles. Theoretically, Q will reach to ultimate value when displacement
is at infinity (Eqn.4).
0.003
0.0025
D is p la c e m e n t / lo a d (in c h /to n )
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0.002
y = 0.0026x + 0.0006
0.0015 R2 = 0.9989
1
Qult
0.9
1
0.8
1
0.7
0.6
Q / Q ult
A
0.5
0.4
50 /d
0.3
0.2
0.1
0
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
0.9
0.8
Relative Load Capacity (Q / Qult)
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0.7
0.6
0.5
Case No.3
0.4 Case No.4
Range of 50 /d Case No.1
0.3 Case No. 2
Case No.5
0.2
Case No.6
Case No.7
0.1
Case No.8
0
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
Relative Displacement , / D (%)
Where, Qult 1/B is Q = 1/B (Equation 3), Qult Davission's is Q derived from
Davissions Failure line on real load-displacement curve, Q max. is maximum load
measured during the load test. (NA Not Applicable).
10
Parameter Correlations
to determine the Qult and 50 / d from geotechnical properties of the site and pile
dimensions. These parameters could be influenced by rock lamination, joints, seams
and faults in rock socket, unconfined compressive strength of rock and socket
roughness (Rowe and Armitage 1987). In the case of clay-shale from North-Central
Texas socketed drilled shafts formation of Smear Zone can significantly reduce the
resistance offered by the socket for drilled shafts (ONeill and Hassan 1993).
Although construction procedure for ACIP pile is different from drilled shafts it will
be essential to come up with a correlation from this study, which roughly indicates
the amount of skin friction offered by rock socket especially for clay-shale, which are
laminated (ONeill and Hassan 1993).
With the limited load test data on ACIP piles socketed in clay-shale the variation of
normalized rough estimate of peripheral friction factor (Qult /qu* * D * L) with
L/D ratio of the rock socket is shown in Fig. 9, and can be expressed as follows,
Qult
= 0.11( L / D) + 0.96 (7)
qu DL
The term qu* *D*L represents the maximum side friction that can be generated in
the rock socket when = 1, (fs = qu). Further more to mobilize the ultimate skin
friction (fs) in the case of the bored piles it requires displacement of 0.5-2% of pile
diameter (Reese 1978, De Beer 1988), but to mobilize tip resistance the displacement
required is up to 10% of diameter of pile (De Beer 1988), hence the ratio of Qult and
qu* *D*L, represents the large fraction of the side resistance developed by the pile
socketed in clay-shale.
The variation of Qult with TCP is shown in Fig.10. The relationship can be
represented as follows,
Qult 99216
= (8)
LD TCP
By knowing in-situ TCP penetration resistance (per 100 blows) and assuming the
length and diameter of pile, Eqn. 8 can be used to determine the Qult. The prediction
of the above two relationships are compared to the ratio of the Qult of the hyperbolic
relationship and the results are summarized in Table 3. The predicted capacity to
ultimate capacity (hyperbolic) for Eqns. (7) and (8) varied from 0.63 to 1.43 with a
mean of 0.98 and 0.34 to 3.45 with a mean of 1.6 respectively. Also the Qult of the
hyperbolic relationship is compared to the pile capacity at 5% and 10% of pile
diameter deflection and the results are summarized in Table 4.
11
1.4
1.2
1
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/ d (% )
0.8
50
0.6
0.4
0.2
0
1 2 3 4 5 6 7 8
Case Number
Figure 8. Variation of 50/d (%) with each load test case
1.00
Case-1
0.90
0.80
0.70
*D*L
0.60
Case-7
Case-6
Qult / q u uc
0.50
TXDOT Geotechnical Case-4
0.40
manual Case-3
Case-5
recommendations for
0.30
drilled shafts in soft
rocks, for minimum rock
0.20 Case-2
socket to be
1d to 3d.
0.10 Case-8
0.00
0 1 2 3 4 5 6 7 8
L / D ratio of Rock Socket
Figure 9. Variation of rough estimate of side friction factor in socket with L/D
ratio of rock socket
12
Table 3. Comparison of failure capacities determined from Eq. (7) and (8)
QultEq.7 and Qult Eq.8 are derived from equation (7) and (8) respectively.
(NA Not Applicable).
Qult 5%D and Qult 10%D are Q predicted with equation (2) at displacement of 5% and
10% of the diameter. (NA Not Applicable).
13
The variation of 50/d with qu (of the rock from TCP values) is shown in Fig.11 and
can be expressed as follows,
15.8
50
/d = (9)
qu
P1Atm
Hence both parameters for the non-dimensional hyperbolic model can be estimated
from the rock strength, TCP and pile dimensions.
Conclusions
Based on the analysis of the full-scale load test results of eight ACIP piles socketed in
clay-shale following can be advanced;
Acknowledgement
Authors thank Mr. Tracy Brettmann of Berkel & Co. Contractors, Inc, Mr. Tim
Roberts of Fugro South, Inc (Houston office) and Mr. David Lutz of Fugro South, Inc
(Dallas office) for providing some of the data on ACIP pile load tests.
14
6000
Hyperbolic
5000
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4000
Q u lt/L D (k P a )
Case-6 Case-7
Case-1
3000
Case-3 Case-5
2000 Case-2
Case-4
1000
Case-8
0
0 10 20 30 40 50 60 70 80 90
TCP (mm/100 blows)
0.8 Case-8
Case-4
50
0.6
Case-6
Case-5
0.4
Hyperbolic
0.2
0
0.0 5.0 10.0 15.0 20.0 25.0 30.0 35.0
qu / P 1atm (kPa/kPa)
15
References
[1] Carter, J.P. and Kulhawy, F.H. (1988), Analysis and Design of Drilled Shaft
Foundations Socketed into Rock, EPRI Report El-5919, Electric Power
Research Institute, Palo Alto, California
[2] Chin, F.K. (1970), Estimation of the Ultimate Load of Piles from Tests not
Carried to Failure, Proceedings of the 2nd South East Asian Conference on Soil
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16
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