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MENTAL RETARDATION AND DEVELOPMENTAL DISABILITIES

RESEARCH REVIEWS 10: 139143 (2004)

DEVELOPMENTAL REGRESSION IN AUTISM


SPECTRUM DISORDERS
Sally J. Rogers*
University of California, Davis Medical Center, M.I.N.D. Institute, Davis, California

The occurrence of developmental regression in autism is one of the possible relation to a seizure disorder. Four main topics are
more puzzling features of this disorder. Although several studies have doc- reviewed as follows:
umented the validity of parental reports of regression using home videos,
accumulating data suggest that most children who demonstrate regression regression as a phenomenon or epiphenomenon of
also demonstrated previous, subtle, developmental differences. Counter to symptom development in autism
clinical intuition, the earlier development of social, language, and attach-
the nature of the regression
ment behaviors followed by regression does not seem to support later
recovery of skills or better developmental outcomes compared to children characteristics of children who have experienced such a
who never had speech or typical social responsivity. In fact, this regressive regression
group may have somewhat greater developmental impairment than the regressive episodes in other pediatric disorders
nonregressive group, though the two groups do not appear to present
different behavioral phenotypes. Although autism is not the only condition REGRESSION: PHENOMENON OR
in which regression occurs, it appears to be the most frequent condition.
Other disorders that demonstrate an early regression with no known etiol-
EPIPHENOMENON?
ogy include total blindness from birth and childhood disintegrative disorder, In clinical assessments of children with autism, the parental
both of which demonstrate behavioral relations to autism. In addition, two history of the childs course of development frequently describes
biological conditions with known etiologies also involve regression with a loss of skills that were previously well established in the childs
some behaviors resembling autism behavioral phenotype: Rett syndrome (a repertoire. Parents who report this regression mention loss of
genetic disorder; see Glaze, this issue) and LandauKleffner syndrome (see
McVicar and Shinnar, this issue), which involves a seizure disorder. language and loss of social interest, initiative, and involvement as
2004 Wiley-Liss, Inc. the outstanding features. The parents experience is of a child
MRDD Research Reviews 2004;10:139 143. who was developing normally across the 1st year or more of life
and whose skills and personality changed markedly over just a
few weeks or months, evolving from a typically developing
Key Words: developmental regression; language; social/attachment be-
haviors
toddler to a child with the full syndrome of autism.
In the past, clinicians have wondered how much of this
report depends on the parents sophistication with markers of
typical early development. Parents are generally aware of norms
for the major milestones of early development: age of sitting,

O
ne of the more striking and unique aspects of parents
walking, and rst words (either through their previous parenting
reports of their childrens autism symptoms involves a
experiences or through comparisons with the children of friends
loss of already-acquired language and social relatedness
and family). These behaviors represent changes in childrens
skills, and the development of the autism behavioral patterns, in
behavior that are readily discernible. However, the characteris-
the 2nd or 3rd year of life. This experience leads parents to
tics of autism, especially early in life, tend to involve negative
question their childcare skills and search for explanations in the
symptoms (i.e., lower frequencies) of less dramatic behaviors
childs history. This kind of developmental regression is rare and
than the beginning of walking. Early symptoms appear to in-
most often related to the diagnosis of autism [Shinnar et al.,
volve social/communicative behaviors involving qualitative as-
2001]. The dramatic change in children for whom social relat-
pects of development: the type of play, the use of joint attention
edness was well established has made many observers question
whether regression is reective of a different condition or due behaviors, response to name, amount of time spent referencing
to a different etiologythan autism in those children where faces, and use of early communicative gestures, among others [as
symptoms appear continuous over the rst 2 years. Associations reviewed by Rogers, 2000]. Accuracy of parental assessment of
with possible onset of a seizure disorder have been frequently this early behavioral repertoire may vary with experience and
questioned. However, the fact that regression has always been
reported by parents, rather than diagnosed by physicians or other
*Correspondence to: Sally J. Rogers, PhD, M.I.N.D. Institute, UC Davis Medical
medical professionals caring for the children across the rst years Center, 2825 50th Street Sacramento, CA 95817. E-mail: Sally.rogers
of life, has occasionally raised questions about parental sensitivity @ucdmc.ucdavis.edu
to earlier, subtle symptoms. Received 23 June 2004; Accepted 25 June 2004
Published online in Wiley InterScience (www.interscience.wiley.com).
This article provides a brief review of the literature con- DOI: 10.1002/mrdd.20027
cerning the phenomenon of regression in autism, including its
2004 Wiley-Liss, Inc.
sophistication of the parents. Thus, it is ranges from a third [Goldberg and Os- develop the set of social/communicative
important to ask whether regression ann, 2003] to almost a half [Davidovitch skills that differentiate autism from other
reported by parents may be epiphenom- et al., 2000]. In samples drawn from large developmental problems in the 1st and
enal [Volkmar et al., 1985]. population studies, however, the per- 2nd years of life.
Two arguments can be raised con- centage is lower (e.g., 25% in a popula- The third pattern is the focus of
cerning the validity of parental reports of tion sample of 473 British children with this article: a clear developmental loss of
regression. The rst involves the consis- both typical and atypical autism) [Taylor previously acquired skills. As indicated
tency with which the phenomenon is et al., 2002]. above, this pattern is a well-documented
reported across studies. Every study that phenomenon. Parents generally report
has examined the onset of symptoms of Patterns of Autism Onset that this regression occurs after a period
autism reports the pattern of develop- As Werner et al. [in press] have of typical development. The normalcy of
mental regression in at least a signicant recently pointed out, the onset of symp- the childs preregression development,
minority of children in the study. As toms is a different phenomenon than de- however, has recently been the subject of
discussed below, there is considerable velopmental regression or loss of skills. considerable research. Several authors
consistency across studies about the pro- Loss of skills is just one of several types of have developed detailed interview and
portion of children involved, the types of onset patterns. Three different onset pat- questionnaire techniques for eliciting de-
patterns that are described, and the age terns have been reported in autism [Rog- tailed information about childrens
period within which the regression oc- ers and DiLalla, 1990]. preregression developmental repertoires.
curs. This consistency of report provides In the rst pattern, symptoms ap- Somewhat surprisingly, the convergence
an indication of the validity of the phe- pear to be present from birth. Parents of evidence across these studies indicates
nomenon. report behaviors that they considered that a very small proportion of children
Second, several researchers have atypical across the 1st year of life, and this with autism exhibit a period of truly typ-
recently used behavioral data derived group is generally considered to be the ical (normal) development; only ap-
from improved interview methods to congenital group. A note of caution is proximately 15% of children who later
validate their reports of the childrens important in considering this group, lose skills appear to have had a full rep-
early behavioral development. Improved however. Many of the symptoms parents ertoire of expected skills in their infancy
interview methods have involved help- report in the rst year of life are not [Kurita, 1985; Werner et al., in press],
ing parents establish timelines or key his- pathognomic for autism per se but rather although as many as a one-third to one-
torical events as points of recall, as well as reect differences in temperament (dif- half of children with autism show some
the development of much more detailed cult or easy babies), regulatory patterns of regression and loss of skills [Rogers and
behavioral questionnaires concerning sleeping or eating, or motor abnormali- DiLalla, 1990].
early symptoms [Goldberg and Osann, ties. In fact, a recent study by Werner and In the majority of the regressive
2003; Werner et al., in press; Ozonoff et colleagues (in press) documented that population, earlier delays involve subtle
al., in review]. these early symptoms did not differenti- social and communication symptoms.
Finally, several recent studies have ate children who would later be diag- Perhaps surprisingly, specic behaviors do
used parental home videos of their in- nosed with autism from those who not differentiate regressive from nonr-
fants early development to validate the would later be diagnosed with other de- egressive groups, as reported by both be-
parental reports gained through the elab- velopmental problems. Thus, the mean- havioral studies [Rogers and DiLalla,
orated interview process. These studies, ing of these early symptoms in autism 1990] and parent report studies [Ozonoff
focusing on home videos collected over may have more to do with associated et al., in review]. Ozonoff and colleagues
the childs infancy periods, have generally developmental and neurological abnor- reported that both regressive and non-
corroborated the parental report of be- malities than with the specic decits regressive groups had high rates of social
haviors occurring both before and after associated with autism. Between 33 and smiles, cuddling, molding to mothers
the regression [Goldberg and Osann, 65% of children are reported to show this body, and preferences for mother early
2003; Werner and Munson, 2001; Mae- pattern [Short and Schopler, 1988; Volk- signs of social preference and attachment,
stro et al., 1999]. Thus, the evidence mar et al., 1985; Hoshino et al., 1987]. according to detailed parent question-
supports the validity of parental reports of Though it may seem counterintuitive, naires. These same authors documented
developmental regression as an onset pat- children in this group have not been that early social symptoms in children
tern seen in some children with autism. found to be more severely impaired than who later showed regression involved
children whose symptoms become rec- not general sociability but rather the au-
NATURE OF REGRESSION IN ognizable somewhat later in infancy tism-specic social/communicative be-
AUTISM [Tolbert et al., 2001; Werner et al., in haviors that diagnose early autism: joint
Although some characterizations of press]. attention, imitation, social games, and
autism in the lay literature lead to the The second pattern involves early pretend play.
conclusion that loss of skills is the typical milestone achievement followed by a de- Thus, in most cases, the regressive
onset pattern in autism, the research data velopmental plateau. Parents have re- pattern is best characterized as a loss of
demonstrate that regression is character- ported that their childrens social and previously acquired skills in an infant
istic of a minority of children. Further- communicative development slowly who was already demonstrating more
more, the percentage of children for came to a halt. Thus, babbling was subtle developmental delays of social/
whom regression occurs varies with the present, but did not continue to develop communicative behaviors.
nature of the study group. Higher per- into speech. Similarly, social interests did
centage estimates come from smaller not develop into social initiations, shared Age at Time of Regression
samples, and samples drawn from clinical attention, and social games or imitation. The timing of the regression is
referrals. In such samples, the percentage These children are not reported to have somewhat difcult to characterize from
of children demonstrating regression lost any skills but rather have failed to the available literature. Although some
140 MRDD RESEARCH REVIEWS REGRESSION IN AUTISM ROGERS
families report the regression as a sudden (18%). Recent studies report a higher [1985] reported that 94% of children
and rapid event, 65% of families in one percentage of parents reporting precipi- with autism and speech loss had only
large study reported the regression as tating events. In the Goldberg et al. single-word speech (and an extremely
gradual, thus making the identication of [2003] study, approximately one-half of limited vocabulary) at the time of regres-
the age more difcult [Ozonoff et al., in 44 families reported a specic precipitat- sion. In this study, only 7% of the families
review]. For studies that examined the ing event, and immunizations led the list reported that the child used many sin-
timing of regression in a sample of chil- (52% of families). Other medical events gle words before the regression and only
dren with autism, the mean age of regres- were reported by 33%, and a psychoso- 3% of cases involved children who had
sion was between 19 and 21 months cial event (e.g., moving) was reported by developed phrase speech. Understanding
[Goldberg and Osann, 2003; David- 16%. Similar rates were reported by of language was also lost in 50% of the
ovitch et al., 2000; Tuchman and Rapin, Shinnar et al., [ 2001], with 44% of par- cases. Social symptom loss was also ex-
1997]. However, there was a consider- ents reporting a psychosocial event and tensive, involving loss of eye contact in
able range. Within a group of 55 children over 50% reporting a biological event. 90% of cases, as well as loss of social
with regression, drawn from a sample of interests and social and imitative games.
179 children with autism [Kobayashi and CHARACTERISTICS OF Finally, 10% lost motor skills and basic
Murata, 1998], 5% had a regression that CHILDREN WHO HAVE adaptive skills, such as self-feeding and
occurred before 1 year of age; interest- EXPERIENCED REGRESSION toileting.
ingly, these early regressers were all No relationships have thus far been
girls and may have had Rett syndrome. identied between autistic regression and Development after the Loss
Almost 50% had the regression in the any characteristic family feature. Differ- Although one might assume that
typical time period (between the rst and ences in socioeconomic status, ethnicity, children who have had some early lan-
second birthdays) and another one-third birth order, high-risk birth events, and guage and social development will make
showed regression starting between the gender are not associated with regression. better developmental progress after a re-
second and third birthdays. Fifteen per- There is no difference in age at diagnosis, gression than those who have never spo-
cent, all boys, had their regression after or in the male:female sex ratios, among ken or had typical social relatedness, the
their third birthday. regressive and nonregressive groups. evidence refutes this assumption. Good
Part of the difculty in assessing There is also no evidence that the regres- recovery after regression is apparently
these data is that most of the articles have sive cases are less familial or more bi- rare. Children who exhibit regression de-
begun with a sample of children who ological than the nonregressive cases. velop similarly to children with autism
were already diagnosed with autism. Be- Lainhart et al. [2002] examined the oc- without regression. For example, those
cause such a diagnosis requires that the currence of the broader autism pheno- who lose speech remain mute [28 68%;
symptoms are present by the age of 30 or type in families of 47 children with au- Kurita, 1985, 1992] or only slowly re-
36 months, denition of the sample re- tism to test the hypothesis that regressive gained some speech (32%).
stricts the upper age limit of regression cases have a different biological basis. Studies of behavioral and develop-
onset to some point before 36 months. The overall rate of regression was 21%, mental differences between regressive
With the current diagnostic conventions with no association of regression with and nonregressive groups are contradic-
surrounding autism, a regression occur- incidence of the broader autism pheno- tory. Some authors have reported that
ring at a later age is classied as childhood type among family members (in multi- children with regression have poorer de-
disintegrative disorder (CDD) rather than plex families), suggesting that the genetic velopmental performance across time in a
autism. However, in a very informative loading for autism is similar in regres- variety of areas, including verbal and
study that examined the age of speech sive and nonregressive children. nonverbal intelligence quotient (IQ),
loss in a large sample of children drawn In terms of relationships to other language development, social skills, and
from neurological records [Shinnar et al., illnesses, several very interesting case re- frequency and severity of maladaptive
2001], data revealed a continuous pattern ports have documented an association behavior [Rogers and DiLalla, 1990;
of loss that extended to 5 years of age. between a severe central nervous system Hoshino et al., 1987; Kobayashi and Mu-
Furthermore, the data revealed that the (CNS) related illness and the develop- rata, 1998; Short and Schopler, 1988].
diagnosis of autism was involved in the ment of autism. DeLong et al. [1981] Others have reported nding no differ-
vast majority of these cases. These nd- reported a transient condition that met all ences between groups [Werner et al., in
ings raise the question of whether the criteria for autism in three cases following press]. A recent study involving several
boundary between autism and CDD is encephalitis, which resolved over time. hundred cases reported somewhat better
justied, a point that is considered below. Gillberg [1991] reported the onset of ep- functioning in the regressive group as
ilepsy, dementia, and autistic syndrome compared to the nonregressive group be-
Precipitating Events in a 31-year-old man related to severe fore the regression (as would be ex-
Given the dramatic nature of the CNS illness involving herpes enceph- pected) and poorer functioning after the
regression, parents naturally search for a alitis. regression [Luster et al., in press]; how-
cause for the change in their children. ever, such differences have little effect on
Several groups have gathered parental re- Behaviors Most Affected by the long-term outcomes in adulthood,
ports about events that seem to precede Regression which is often poor in both subgroups
the childs regression. Kurita and col- Perhaps surprisingly, it is loss of [Kobayashi and Murata, 1998].
leagues [1992] reported that 25% of par- language, rather than loss of social reci- A similar issue has also been ad-
ents of children with autism reported procity, that is the most frequently re- dressed with respect to the biological as-
some type of precipitating event, includ- ported aspect of the regression by par- sociations with regression. Several groups
ing physical illnesses (7%) and various ents. Importantly, this speech loss have reported an association among re-
psychosocial events (e.g., birth of a sib- generally occurs in children who have a gression, EEG abnormalities, and seizures
ling, a parental absence, and or a trip) very limited verbal repertoire. Kurita (e.g., Tuchman and Rapin, 1997], al-
MRDD RESEARCH REVIEWS REGRESSION IN AUTISM ROGERS 141
though there are contradictory reports as development of ataxia, drooling, and puzzling features of this disorder. Al-
well [Kobayashi and Murata, 1998; Nass other neurological symptoms. though several studies have documented
et al., 1998; Hoshino et al., 1987; Tuch- Although the diagnostic systems the validity of parental reports of regres-
man and Rapin, 1997]. There is no dif- clearly differentiate autism from CDD, sion using home videos, recent data sug-
ference between regressive and non- several authors have raised questions gest that most children who demonstrate
regressive autistic children in age of about this distinction [Hendry, 2000; regression also demonstrated previous, sub-
mastery of motor milestones (a very gross Malhotra and Gupta, 2002]. Kurita and tle, developmental differences. Counter to
measure of CNS integrity). The evidence colleagues [1992] compared 196 cases of clinical intuition, the earlier development
concerning high-risk incidents in perina- autistic regression to 18 cases of CDD. of social, language, and attachment behav-
tal period is quite mixed; Lainhart and The only clear behavioral differences be- iors does not provide a protective factor in
colleagues [2002] reported more physical tween the two groups involved increased children with regression, nor does it seem
anomalies and bigger head circumfer- fearfulness and more severe intellectual to support their recovery. In fact, this
ences in children (as well as mothers) in impairment in the CDD cases. There group may have somewhat greater devel-
the nonregressive compared to the re- were no group differences in IQ, severity opmental impairment than the nonregres-
gressive group. of autism symptoms, or the amount of sive group, though they do not appear to
The possible association between speech recovery. Sixty-six percent of the present an altered behavioral phenotype.
regression and immunization has been CDD group showed evidence of earlier Although autism is not the only condition
the subject of a variety of published stud- developmental delays upon detailed in- in which regression occurs, it appears to be
ies over the past ve years. A recent study terviewing with the parents. Abnormal the most frequent condition. Other disor-
by Taylor et al. [2002] was conducted on EEG was reported in 61% of CDD and ders that demonstrate an early regression
over 450 children with autism and autism 28% in autism. The authors concluded with no known etiology include total
spectrum disorders; these children were that . . . infantile autism with speech loss blindness from birth and childhood disin-
diagnosed between 1979 to 1999, a 20- is intermediary between the rest of au- tegrative disorder, both of which demon-
year period surrounding the introduction tism and disintegrative psychosis (p. strate behavioral relations to autism.
of the MMR vaccine in England. They 186; [Kurita et al., 1992]. Although we do not yet under-
found no relationship between the pres- Developmental regression also oc- stand the biology of regression in autism,
ence of regression and the receipt or the curs in children with visual impairment. we have much information about the
timing of the immunization nor did the [Fraiberg, 1977; Cass et al., 1994; Ek et phenomenology. This experience is ter-
rate of regression change over this period. al., 1998]. Autism occurs in total blind- ribly painful for parents, who search for
This nding was also reported in two ness much more than would be expected explanations and experience considerable
other large studies involving both Amer- by chance, though it is rare in children self-blame. These parents need great sup-
ican and European children [Richler et with visual impairment who are partially port, reassurance, and information from
al., in press; Fombonne and Chakrabarti, sighted. These studies report that be- professionals to assist them in nding ser-
2001]. No study has yet found an empir- tween 11 and 25% of totally blind chil- vices for their children as well as assis-
ical association between the occurrence dren have autism, and the association oc- tance in understanding the available asso-
and/or timing of a regression and the curs especially in those whose blindness is ciations or lack of associations
onset of symptoms of autism (see Luster related to CNS rather than peripheral between autistic regression and known
et al., in press]. causes. Autism appears to be especially etiological factors associated with this
prevalent in retinopathy of prematurity phenomenon. f
RELATIONSHIP TO OTHER and Lebers syndrome [Ek et al., 1998;
REGRESSIVE CONDITIONS IN Rogers and Newhart-Larsen, 1989]. ACKNOWLEDGMENT
EARLY CHILDHOOD The phenomenology of the regres- Dr. Rogers is partially supported
There are three other conditions sion in blind children is quite similar to by the following grants: U19 HD35468
that are associated with developmental that seen in autism. Loss of language and 07, the Collaborative Programs of Excel-
regression; in two, the pattern is very previous sociability are the most striking lence in Autism (CPEA) from the Na-
similar to that seen in autism. The rst features. The age of regression is typically tional Institute of Child Health and
condition is LandauKleffner syndrome, between 16 and 27 months. Similar to Human Development, R21 DC0557403
which is described elsewhere in this issue autism, 60% of parents report some asso- from the National Institute of Deafness and
(see McVicar and Shinnar) and is dis- ciation with adverse factors, mostly psy- Communication Disorders, and R13
cussed no further here. chosocial but also physical illnesses. MH7077201, R21 MH0673631, R01
The second condition is childhood Long-term development is affected, es- MH0683981, and RO1 MH06823201
disintegrative disorder (CDD). As de- pecially language and symptoms of au- from the National Institute of Mental Health.
ned in the DSM IV, CDD is differen- tism. These studies suggest that the
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MRDD RESEARCH REVIEWS REGRESSION IN AUTISM ROGERS 143

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