Beruflich Dokumente
Kultur Dokumente
Walker Connor
Abstract
By and large, both statesmen and scholars have failed to comprehend the
non-rational, emotional well-springs of ethnonationalism and, consequently,
have tended to underestimate its capacity for influencing group behaviour.
By contrast, those who have successfully appealed to ethnonationalism have
understood that at the core of ethnopsychology is a conviction that members
of the nation are all ancestrally related, and they have not hesitated to appeal
to this sense of kinship. A broad review of the speeches and proclamations
of those who have successfully appealed to ethnonational sentiments demon-
strates a remarkable uniformity in the use of phraseology. This near univer-
sality with which certain images and phrases appear - blood, family, brothers,
sisters, mothers, forefathers, home - and the proven success of such evo-
cations in eliciting massive, popular responses tell us much about the nature
and potency of ethnonationalism and suggest possible avenues of future
research.
How strange Cornish, Irish, Manx, Scottish and Welsh people must
feel to be informed that prior to 1960 the British Isles were populated
solely by the English. Similarly, to an Englishman the words of 'There'll
always be an England' inspire a. fused sense of nationalism and patriot-
ism. Yet Englishmen seldom appreciate that the words of 'There'll
always be an England' fail to inspire a similar sentiment in the Scots
and other non-English peoples. On the contrary, the words are, of
course, a reminder to those non-English people that they live in a
multinational state dominated by Englishmen.
Similarly, references over the years by ethnic Russians to the entire
Soviet Union as Russia or Mother Russia - a practice, incidentally, to
which Gorbachev was not immune - did nothing to increase the patriotic
376 Walker Connor
feelings of Armenians, Georgians, Jews, Lithuanians, Ukrainians, and
the other approximately one hundred non-Russian peoples who popu-
lated the former USSR. On the contrary, it irritated their nationalist
sensitivities.
The point, then, is that nationalism and patriotism are not synony-
mous. As noted, for national groups, such as the Japanese, who possess
their own ethnically homogeneous state, and for Staatvolk, such as
the French, the fact that nationalism and patriotism are two different
phenomena is of little consequence. Again, such groups are the excep-
tion. As a consequence, for most people the sense of loyalty to one's
nation and to one's state do not coincide: they often compete for the
allegiance of the individual.
For example, a Basque or Catalan nationalism has often been in
conflict with a Spanish patriotism; a Tibetan nationalism with a Chinese
patriotism; a Flemish nationalism with a Belgian patriotism; a Corsican
nationalism with a French patriotism; a Kashmiri nationalism with an
Indian patriotism; a Ouebec nationalism with a Canadian patriotism.
The list could be lengthened several times over. Nationalism and patri-
otism are vitally different phenomena and should not be confused
through the careless use of language.
We know from the comparative study of nationalism that when the
two loyalties are perceived as being in irreconcilable conflict - that is
to say, when people feel they must choose between them - nationalism
customarily proves the more potent. One of history's most vivid illus-
trations of the relative strength of these two loyalties is the very recent
case of the Soviet Union, wherein a beleaguered Soviet President
Gorbachev only belatedly discovered that a sense of loyalty to the
Union of Soviet Socialist RepubHcs (what, for seventy years had been
termed Soviet patriotism) was no match for the sense of nationalism
demonstrated by nearly all the peoples of the former Soviet Union,
including even the Russian nation. Obviously, events within what, until
recently, was known as the Federal Republic of Yugoslavia certify that
Albanian, Bosnian, Croatian and Slovene nationalism has each proved
itself to be far more potent than a Yugoslav patriotism.
To understand why nationalism customarily proves to be a much
more powerful force than patriotism, it is necessary to take a closer look
at national consciousness and national sentiment. What, for example, is
the nature of the bond that both unites all Poles and differentiates them
from the remainder of humanity?
Until quite recently it was the vogue among prominent writers on
nationalism to stress the tangible characteristics of a nation. The nation
was defined as a community of people characterized by a common
language, territory, religion, and the Hke.
Probing the nation would be a far easier task if it could be explained
in terms of such tangible criteria. How much simpler it would be if
The nature of the ethnonational bond 377
adopting the Polish language, living within Poland, and adhering to
Roman Catholicism were sufficient to define membership in the Polish
nation - were sufficient to make one a Pole. However, there are Ger-
mans, Lithuanians, and Ukrainians who meet these criteria but who do
not consider themselves Polish and are not considered Polish by their
Polish fellow citizens.
Objective criteria, in and by themselves, are therefore insufficient to
determine whether or not a group constitutes a nation. The essence of
the nation is a psychological bond that joins a people and differentiates
it, in the subconscious conviction of its members, from all non-members
in a most vital way.
With very few exceptions, authorities have shied away from describ-
ing the nation as a kinship group and have usually explicitly denied any
kinship basis to it. These denials are customarily supported by data
showing that most nations do in fact contain several genetic strains.
This Hne of reasoning ignores the dictum that it is not what is but
what people perceive as is which infiuences attitudes and behaviour. A
subconscious belief in the group's separate origin and evolution is an
important ingredient of national psychology.
In ignoring or denying the sense of kinship that infuses the nation,
scholars have been blind to that which has been thoroughly apparent
to nationalist leaders. In sharpest contrast with most academic analysts
of nationalism, those who have successfully mobilized nations have
understood that at the core of ethnopsychology is the sense of shared
blood, and they have not hesitated to appeal to it. Consequently,
nationalistic speeches and proclamations tend to be more fruitful areas
for research into the emotional/psychological nature of nationalism than
are scholarly works. Too often such speeches and proclamations have
been precipitously dismissed as propaganda in which the leadership did
not truly believe. Nationalism is a mass phenomenon, and the degree
to which its inciters are true believers does not affect its reality. The
question is not the sincerity of the propagandist, but the nature of the
mass instinct to which he or she appeals.
Consider, then, Bismarck's famous exhortation to the Germans,
spread at the time throughout more than thirty sovereign entities,
urging them to unite in a single state: 'Germans, think with your blood!'
Adolph Hitler's repeated appeals to the ethnic purity of the German
nation (Volk) are notorious. To take but a single example. In a 1938
speech in Konigsburg (now Kaliningrad, part of the Russian Republic),
Hitler declared (1942, p. 1438):
In sum, from the American viewpoint, the apostates were 'they', not
'we'. It was 'they' who had destroyed the family through faithlessness
to the sacred bond between kindred, through having been 'deaf to the
voice of consanguinity'.
Eleven years later, political reformers were trying to entice the popu-
lation, now spread throughout thirteen essentially independent coun-
tries, to adopt a federal constitution. The situation was therefore not
unlike that which, as we earlier noted, would face Bismarck nearly a
century later: How to appeal to people, strewn throughout a number
of states, to join together. Just as Bismarck, one of the authors of the
Federalist Papers (which were designed to elicit popular support for
union) appealed to the popularly held self-perception of the society as
an ancestrally related union. In the second of the eighty-five papers,
John Jay wrote (Hamilton, Jay, Madison 1937, p. 9):
This country and this people seem to have been made for each other,
and it appears as if it was the design of Providence, that an inheritance
so proper and convenient for a band of brethren, united to each other
by the strongest ties, should never be split into a number of unsocial
jealous, and alien sovereignties.
The nature of the ethnonational bond 381
Jay was saying in effect, we are members of one family and the family
should be reunited.
Thus, in the case of the United States, charges of betrayal of an
ancestral bond were first used to gain popular support for politically
dividing the family, and this was followed years later by appeals to the
ancestral bond to bring about the political union of the American
section of the family.
Parenthetically, it may be of interest to note that Americans of
Anglo-Saxon ancestry (the so-called WASPS) continued to manifest
the Staatvolk perception that all Americans, or rather 'all true Ameri-
cans', were blood relatives of the English. For example, in a mid-
nineteenth century poem, entitled 'To Englishmen', John Greenleaf
Whittier wrote:
A nation can exist only where there are people who are prepared to
die for it;
The nature of the ethnonational bond 383
. . . Only when its sons believe that their nation is chosen by God
and regard their people as his highest creation.
I know that all people are equal.
My reason tells me that.
But at the same time I know that my nation is unique . . .
My heart tells me so.
It is not wise to bring the voices of reason and of emotion to a
common denominator.
German blood flows in every German body, and the soul is in the
blood. When one meets a German brother and not merely a brother
from common humanity, there is a certain reaction that does not
take place if the brother is not German.
The non-rational core has been reached and triggered through music
popularly perceived as reflecting the nation's particular past or genius;
The nature of the ethnonational bond 385
the music may vary in sophistication, embracing the work of composers
such as Richard Wagner, as well as folk music.
The core of the nation has been reached and triggered through the
use of familial metaphors which can magically tratisform the mundanely
tangible into emotion-laden phantasma: which can, for example, mysti-
cally convert what the outsider sees as merely the territory populated
by a nation into a motherland or fatherland, the ancestral land, land
of our fathers, this sacred soil, land where our fathers died, the native
land, the cradle of the nation, and, most commonly, the home - the
homeland of our particular people - a 'Mother Russia', an Armenia, a
Deutschland, an England (Engla land: land of the Angles), or a Kurdis-
tan (literally, land of the Kurds). Here is an Uzbek poet referring to
Uzbekistan (Connor 1985):
The mind of this city is so noble and free and so powerful and healthy
and by nature hating the barbarians because we are pure Hellenes and
not commingled with barbarians. No Pelops or Cadmus or Aegyptus
or Danaus or others who are barbarians by nature and Hellenes only
by law dwell with us, but we live here as pure Hellenes who are not
The nature of the ethnonational bond 387
mixed with barbarians. Therefore, the city has acquired a real hate of
alien nature.
Because the sense of common kinship does not extend beyond the
nation, that sense of compassion to which kinship usually - not always
- but usually gives rise is lacking in the relations among national groups.
The fault lines that separate nations are deeper and broader than those
separating non-kindred groups, and the tremors that follow those fault
lines more potentially cataclysmic. What underlies the now common-
place phrase 'man's inhumanity to man' is all too often 'nation's inhu-
manity to nation'.
Failure on the part of scholars to appreciate the psychological well-
springs of the nation most certainly contributes to the tendency to
undervalue the potency of nationalism. As earlier noted, when national-
ism and patriotism are perceived as in conflict, it is nationalism that
customarily proves itself to be the more powerful allegiance.
This is not to deny that patriotism can be a very powerful sentiment.
The state has many effective means for inculcating love of country and
love of political institutions - what social scientists collectively term
'political socialization'. Not the least effective of these is control of
public education and, particularly, control over the history courses.
Moreover, even governments of complex multi-ethnic states are free
to, and often do, adopt the idiom of nationalism when attempting to
inculcate loyalty to the state. From my own primary-school education
of many years ago, I recall how we students - many, probably most,
of whom were first-, second- or third-generation Americans from highly
diverse national backgrounds - were told we shared a common ancestry.
We were programmed to consider Washington, Jefferson, et al. as
our common 'founding fathers'. We memorized Lincoln's reminder in
the Gettysburg Address that four score and seven years earlier, it was
'our Fathers [who had] brought forth upon this continent a new nation'.
We repetitively sang that very short song, 'America', one of whose
seven lines reads 'land where my fathers died'. Yet despite the many
advantages that the state has for politically socializing its citizens in
patriotic values, patriotism - as evident from the multitude of separatist
movements pockmarking the globe - cannot muster the level of
emotional commitment that nationalism can. As already noted, loyalty
to state and loyalty to nation are not always in conflict, but when they
are perceived as being in irreconcilable conflict, nationalism customarily
proves to be the more potent.
Again, perhaps the most instructive recent case is that of the Soviet
Union, wherein a most comprehensive, intensive, and multigener-
ational programme to exorcise nationalism and exalt Soviet patriotism
has proved remarkably ineffective. Similar programmes throughout
Eastern Europe also clearly failed, most glaringly in Yugoslavia. As I
388 Walker Connor
noted in a piece twenty-five years ago [Connor 1967, p. 52]: 'Political
developments since World War II clearly establish that national con-
sciousness is not on the wane as a political force, but is quite definitely
in the ascendency'.
Notes
1. Huang-ti was the legendary first emperor of China.
2. The quotation interutilizes translated extracts of Leon Poliakov, The Aryan Myth
(London: Sussex University Press, 1974, p. 287), and the more clumsy translation in The
Standard Edition of the Complete Psychological Works of Sigmund Freud, Vol. XX
(1925-26) (London: The Hogarth Press, 1959, pp. 273-74).
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The nature of the ethnonational bond 389
WALKER CONNOR is John R. Reitemeyer Professor of Political
Science at Trinity College, Hartford.
ADDRESS: Department of Political Science, Trinity College, 300
Summit Street, Hartford, CT 06106, USA.
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