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Abstract
The paper presents the results of a life cycle assessment (LCA) of the electric generation by means of photovoltaic panels. It considers
mass and energy ows over the whole production process starting from silica extraction to the nal panel assembling, considering the
most advanced and consolidate technologies for polycrystalline silicon panel production. Some considerations about the production
cycle are reported; the most critical phases are the transformation of metallic silicon into solar silicon and the panel assembling. The
former process is characterised by a great electricity consumption, even if the most efcient conversion technology is considered, the
latter by the use of aluminium frame and glass roong, which are very energy-intensive materials. Moreover, the energy pay back time
(EPBT) and the potential for CO2 mitigation have been evaluated, considering different geographic collocations of the photovoltaic plant
with different values of solar radiation, latitude, altitude and national energetic mix for electricity production.
r 2007 Elsevier Ltd. All rights reserved.
Keywords: Life cycle assessment; Photovoltaic panels; Energy pay back time
0360-5442/$ - see front matter r 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.energy.2007.11.012
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A. Stoppato / Energy 33 (2008) 224232 225
The operation of the panels has been analysed, too, in 2. LCA goal and scope denition
order to evaluate the annual electric production and so the
energy pay back time (EPBT) and the potential for CO2 The core of a photovoltaic plant is the solar cell
mitigation (PCM) for different geographic collocations of converting the luminous energy into electricity by means
the photovoltaic plant with different values of solar of the photovoltaic effect, which consists in the generation
radiation. The different national energetic mix for elec- of an electromotive force when the radiation reaches a
tricity generation of each location has been considered, semiconductor plate presenting a potential gap. Today, the
too. semiconductor used for cells is almost always silicon: either
In this way, the real energetic and environmental monocrystalline, or polycrystalline or amorphous. Crystal-
performance of a photovoltaic panel can be evaluated. line cells are the most common. For this reason a 0.65 m2
panel of polycrystalline silicon produced using current and
consolidate technologies has been chosen to dene the
Table 1 functional unit [68] of the LCA. Its conversion
Most important assumptions of the LCA
efciency has been assumed equal to 0.16 and its operation
Silica into silicon transformation Carbothermal life equal to 28 years, as average values reported by many
mg-SI into sog-Si transformation UCC process authors [911]. The most important assumptions are
Casting and wafer production Conventional casting process reported in Table 1. The production processes of the
Wafer area 12.5 12.5 cm2 materials used during the cells production process have
Wafer thickness 200 mm
Posterior metallisation 100% been included in the analysis.
Anterior metallisation 7%
EVA sheet thickness 0.5 mm 3. Inventory
Module area 0.65 m2
Cells per module 36
The production process is schematised in Fig. 1. Nine
Operation life 28 years
Module efciency 16% different unit operations have been identied in the
whole process.
electric energy
application of electric
n-film formation Passivation and ARC
contacts
Panel assembling
aluminium
cupper
EVA
The data collected during mass and energy ows analysis Table 2 (continued )
have been organised as forecast by ISO 14040 [7]. For the
Type Description Quantity Unit
calculation they have been implemented into the Boustead
Model V5.0 [12], able to perform life-cycle calculations and Input KNO3 0.6 g/wafer
having a very rich database with more than 6000 industrial Input Wafer 1
operations. Input Electricity kWhe/wafer
Output KOH 11.4 g/wafer
Some simplications have been introduced to simulated
operations that are not present in the model. They have Operation 4: Casting and wafer production
been substituted by other processes included in the Output Product 1 wafer
Input sog-Si 16 g/wafer
Boustead database, similar for energy consumption and Input Argon 5.75 g/wafer
emissions production. For example, in the chemical attack Input Mineral oil 15.5 g/wafer
the production process of NaOH (present in the database) Input Silicon carbide 20 g/wafer
has been considered instead of KOH production process. Input Cleaning solution 5.3 g/wafer
A comparison analysis has been performed starting from Input Formic acid 3.4 g/wafer
Input Electricity 0.19 kWhe/wafer
literature data to conrm that negligible differences have Output Argon 5.75 g/wafer
been introduced in the LCA results. Output Mineral oil 15.5 g/wafer
The results of mass and energy ows analysis for each Output Si in the oil 7.2 g/wafer
phase are summarised in Tables 24, while Table 5 reports Output Silicon carbide 12.8 g/wafer
the synthesis of emissions analysis. Output Cleaning solution 3.4 g/wafer
Operation 6: n-film formation
3.1. Silica extraction and refining Output Product 1 wafer
Input POCl3 0.09 g/wafer
Input HF 1.1 g/wafer
The extraction of silica, very abundant on the earth, is Input CF4 0.08 g/wafer
made out from sand and is a very mature process [14]. Input Wafer 1
Input Electricity 0.11 kWhe/wafer
Output NaH2PO4 0.06 g/wafer
Table 2 Output NaOCl 0.09 g/wafer
Mass and energy stream analysis Output NaF 0.24 g/wafer
Output CaF2 2.1 g/wafer
Type Description Quantity Unit Output CO2 0.01 g/wafer
Operation 7: Application of the electric contacts
Operation 1: Extraction and refining
Output Product 1 wafer
Output Product 1 kg SiO2
Input AlAg paste 0.78 g/wafer
Input Silica sand 98% 2.85 kg/kg SiO2
Input Ag paste 0.1 g/wafer
Input Primary energy 0.72 MJ/kg SiO2
Input Wafer 1
Output Powder 166 mg/kg SiO2
Input Electricity 0.11 kWhe/wafer
Output PM 10 19 mg/kg SiO2
Output Solvents 0.21 g/wafer
Output Generic emissions 300,000 mg/kg SiO2
Output CO2 0.04 g/wafer
Operation 2: Silica into silicon transformation
Operation 8: Passivation and arc
Output Product 1 kg mg-Si
Output Product 1 wafer
Input SiO2 1.18 kg/kg mg-Si
Input SiH4 0.03 g/wafer
Input Charcoal 7.99 MJ/kg mg-Si
Input NH3 0.13 g/wafer
Input Low ash coal 19.38 MJ/kg mg-Si
Input N2 1.55 g/wafer
Input Coke 11.36 MJ/kg mg-Si
Input Wafer 1
Input Wood scrap 20.86 MJ/kg mg-Si
Input Electricity kWhe/wafer
Input Electricity 47 MJ/kg mg-Si
Output N2 1.55 g/wafer
Output CO2 4,500,000 mg/kg mg-Si
Output H2O 1,100,000 mg/kg mg-Si Operation 9: Panel assembling
Output SiO2 0.02 kg/kg mg-Si Output Product 1 module
Output SO2 10,000 mg/kg mg-Si Input Copper strip 18 g/module
Input Cells 36 cells/module
Operation 3: Transformation mg-Si into sog-Si
Input Glass 4700 g/module
Output Product 1 kg sog-Si
Input Tedlar/Al/Tedlar 91 g/module
Input Mg-Si 1.02 kg/kg sog-Si
Input Polyester 440 g/module
Input SiHCl3 0.07 kg/kg sog-Si
Input Silicone adhesive 38 g/module
Input Primary energy 106 kWht/kg sog-Si
Input Aluminium frame 1200 g/module
Output Silicon residues 0.01 kg/kg sog-Si
Input EVA sheets 640 g/module
Output SiO2 0.03 kg/kg sog-Si
Input Electricity 3.8 kWhe/module
Output CaCl2 0.1 kg/kg sog-Si
Output Wasted cells 1.08 g/module
Operation 5: Chemical attack and texturing Output EVA sheets 29 g/module
Output Product 1 wafer Output Silicone adhesive 1 g/module
Input KOH 12.4 g/wafer
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A. Stoppato / Energy 33 (2008) 224232 227
Table 3 Table 5
Synthesis of mass stream analysis Synthesis of emissions analysis
Table 4
Synthesis of energy stream analysis
This is the rst phase of the solar cell itself production. The cells are tested and then assembled by means of
In this paper, a process using a KOHNH3 solution has copper strips covered by tin. A classical conguration of
been chosen to remove the damages on the wafer surface 4 9 cells has been assumed, which gives 18 V at maxi-
due to the sawing and to texture the surface itself for a mum power allowing a good storage in the Pb batteries
better solar radiation absorption. usually connected to the module. Then the cells are
encapsulated between two ethylene vinyl acetate (EVA)
sheets. The anterior part of the module is at last covered by
3.6. n-Film formation
a transparent tempered glass sheet, the posterior by a
Tedlar/Al/Tedlar sheet. An aluminium frame is then
The lm is created by means of the diffusion of
applied and, on the posterior face, also a connection box
phosphorus on the surface of the wafer [14]. Usually,
[14,1720].
the process takes place at high temperature (850900 1C)
and consists of the gurgling of nitrogen into liquid POCl3;
then saturated nitrogen passes over the wafer in the 4. Impact assessment
presence of oxygen and a lm diffusing phosphorus is
created: Briey, the most important results of the analysis are the
calculation of a gross energy requirement (GER) [6,7,12] of
4POC13 3O2 ! 2P2 O3 6Cl2 : 1494 MJ/panel (0.65 m2 surface) and a greenhouse effect or
The exceeding P2O5 is removed by means of a chemical global warming potential (GWP), concerning the contribu-
attack with HF. At last, to avoid short circuits, wafers are tion of the process to climate change, of 80 kg of equivalent
plasma sliced. CO2/panel. Note that GER [7], which is the energy
supplied to the system by the environment to maintain
the process, is comprehensive of
3.7. Application of the electric contacts
direct energy, consumed during the process itself;
The anterior and posterior contacts are mainly made by indirect energy, consumed to produce and transport the
Al and Ag and are deposed by means of a vacuum materials used into the process;
evaporation of suitable pastes. feedstock energy, which is the energetic content of the
materials used as they are and not as fuels.
3.8. Passivation and antireflection coating (ARC)
Figs. 2 and 3 summarise the per cent contribution
The cells are passivated and coated by an antireection of each operation. The most critical phases are the
lm. The plasma enhanced chemical vapour deposition transformation of metallic into solar silicon (1190.1 MJ/
(PECVD) process has been considered, which performs panel) and the panel assembling (272.7 MJ/panel). The
both the phases at the same time. It consists in a plasma former process is characterised by great electricity con-
enhanced chemical deposition of Si3N4, which takes place sumption, even if the most efcient conversion technology
in a reactor by means of sylane (SiH4) and ammonia (NH3) has been considered, the latter by the use of aluminium
at 400450 1C. frame and glass roong, which are very energy-intensive
50.00% 47.27%
1 extraction and refining
45.00% 2 silica into silicon transformation
40.00% 3 transformation mg-si into sog-si
4 casting and wafer production
35.00% 5 chemical attack and texturing
6 n-film formation
% on GER
30.00%
7 application of the electric contacts
25.00% 8 passivation and arc
9 panel assembling
20.00% 17.17%
18.26%
15.00%
8.07%
10.00%
3.82% 3.41%
5.00% 1.42%
0.53% 0.05%
0.00%
1 2 3 4 5 6 7 8 9
Operations
Fig. 2. Contribution of each unit operation to the GER as percentage. Total GER 1494 MJ/panel.
ARTICLE IN PRESS
A. Stoppato / Energy 33 (2008) 224232 229
50.00% 47.61%
1 extraction and refining
45.00% 2 silica into silicon transformation
3 transformation mg-si into sog-si
40.00%
4 casting and wafer production
35.00% 5 chemical attack and texturing
6 n-film formation
% on GWP 30.00% 7 application of the electric contacts
8 passivation and arc
25.00% 9 panel assembling
18.39%
20.00%
16.54%
15.00%
8.57%
10.00%
3.14% 3.38%
5.00% 1.78%
0.53% 0.06%
0.00%
1 2 3 4 5 6 7 8 9
Operation
Fig. 3. Contribution of each unit operation to the GWP as percentage of total GWP 80 kgCO2 =panel.
Table 6
EPBT and ERF for different photovoltaic plant locations
Country Town Solar radiation Latitude Altitude Annual production EPBT ERF
(kWh/m2) (m) (kWh/kWp) (years)
materials. In this last phase, materials consumption gives a The metallic to solar silicon transformation also gives
higher impact than electricity consumption. In fact, the highest contribution to GWP, just for its great
aluminium frame contributes for 22.3%, glass roong for electricity consumption. Note that the use of wood bark
23%, EVA for 18.9% and polyester for the electric box for during silica into silicon transformation gives a negative
14.6%, while the electricity use contribution is only 15.6%. contribution to CO2 production.
ARTICLE IN PRESS
230 A. Stoppato / Energy 33 (2008) 224232
Table 7
Electricity production [5] and CO2 emissions in different countries
Country Nuclear Hydro Coal Oil (TWh) Gas PV and others Total CO2 emissions CO2 average
(TWh) (TWh) (TWh) (TWh) (TWh) (TWh) (Mt/year) emissions
(kgCO2/kWh)
Australia 0.0 17.0 186.7 2.4 34.0 2.4 242.5 203.70 0.840
Austria 0.0 37.2 9.2 1.8 11.0 1.9 61.1 15.72 0.257
Belgium 50.6 1.8 12.7 0.9 23.5 0.9 90.4 23.85 0.264
Canada 77.2 344.3 112.8 17.8 35.6 5.9 593.6 145.08 0.244
Czech Republic 25.6 1.7 51.2 0.0 3.3 0.8 82.6 52.60 0.637
Denmark 0.0 0.0 19.8 1.8 7.6 6.8 36.0 24.81 0.689
Finland 19.0 7.7 22.5 0.7 11.9 8.5 70.3 28.36 0.403
France 448.8 63.3 28.8 11.5 17.3 5.7 575.4 47.20 0.082
Germany 173.3 24.8 321.9 6.2 61.9 30.9 619.0 354.59 0.573
Greece 0.0 5.5 36.7 9.2 8.6 1.1 61.1 49.11 0.804
Hungary 11.4 0.4 9.7 1.8 12.5 0.0 35.7 16.87 0.473
Ireland 0.0 1.0 8.0 2.5 13.0 0.6 25.1 16.05 0.640
Italy 0.0 45.4 45.4 78.6 120.9 12.1 302.4 172.47 0.570
Japan 294.7 102.0 317.4 147.4 272.1 0.0 1133.6 575.39 0.508
Republic of Korea 131.0 7.1 138.1 31.9 42.5 3.5 354.1 186.67 0.527
Luxembourg 0.0 22.6 0.0 0.0 65.1 2.7 90.4 28.58 0.316
The Netherlands 4.1 0.0 28.6 3.1 60.2 6.0 102.0 57.92 0.568
New Zealand 0.0 24.6 3.4 0.0 10.2 4.2 42.4 7.87 0.186
Norway 0.0 136.7 0.0 0.0 0.0 1.4 138.1 0.00 0.000
Portugal 0.0 15.6 14.3 6.0 7.4 2.7 46.0 23.19 0.504
Spain 70.1 49.6 84.7 26.3 43.8 17.4 291.9 128.62 0.441
Sweden 77.1 60.1 4.6 4.6 0.0 7.7 154.1 8.93 0.058
Switzerland 24.5 32.9 0.0 0.0 0.6 1.8 59.8 0.26 0.004
Turkey 0.0 40.5 37.3 11.3 72.9 0.0 162.0 79.91 0.493
United Kingdom 87.9 8.0 139.8 8.0 147.8 7.8 399.3 212.08 0.531
United States 805.5 296.7 2162.0 127.2 678.3 169.5 4239.2 2577.43 0.608
Moreover, the EPBT has been evaluated. A photovoltaic by means of the equation
plant constituted by 36 cells of 300 mm thickness and
100 cm2 area each has been considered. The plant is grid PCM Annual Energy Output 28 years EPBT
connected roof installed (301 tilt angle). Many geographic CO2 national content
collocations of the plant with different values of solar
and depends not only on PV technology, but even on local
radiation have been assumed [21]: Table 6 summarises the
energetic mix for the electricity generation summarised in
results. The EPBT is estimated fairly shorter than the panel
Table 7 [5].
operation life even in the worst conditions (6.5 years).
Table 8 summarises the results. The CO2 average content
Table 6 also reports the values of the energy return factor
for each country has been calculated considering 0 the
(ERF), which is dened as the ratio between expected panel
content for renewable and nuclear energy, 0.999 kg CO2/
life (28 years) and EPBT. It represents how many times the
kWh for coal, 0.942 kg CO2/kWh for oil and 0.439 kg CO2/
plant pays back the energy needed for its production. In
kWh for natural gas thermoelectric power plants.
the best case, a photovoltaic plant can produce more than 8
The highest value of PCM is the Australian (1.11 CO2
times this energy.
tons annually avoided for each PV pick kW installed) due
The CO2 return time [22] has been considered, too,
to both high solar radiation and an energetic mix based on
comparing two different photovoltaic plants, 10 MW installed
fossil fuels; the lowest is the Norwegian, whose electricity
each, to a traditional coal fuelled thermoelectric power plant
generation is nearly clean. These results are interesting to
(emitting 1000 kgCO2 =MWh). Both operation and materials
evaluate the convenience of installing PV plants to reduce
and construction emissions have been considered. For a
the CO2 production of a country.
photovoltaic plant producing 11830 GWh/year the return
time is 3.85 years, corresponding to 148 kgCO2 =MWh, while it
is 4.91 years if the annual production is 8640 GWh=year, 5. Comments and improvements
corresponding to 187 kgCO2 =MWh. Both the results are
highly smaller than plant operation life. Finally, the PCM has Some possible improvements in the panel production
been evaluated, which is dened as the equivalent CO2 process have been supposed and their inuence on EPBT
emissions avoided using a particular system. It is calculated has been analyzed, as reported also in [23]: a reduction of
ARTICLE IN PRESS
A. Stoppato / Energy 33 (2008) 224232 231
Table 8
PCM for different photovoltaic plant location
Country Town Solar radiation Latitude Altitude (m) CO2 content PCM
(kWh/m2) (kgCO2/kWh) (tCO2/kWp)
wafer thickness from 300 to 200 (in 2010) and 150 mm (in 7
EPBT (2004)
2020); new processes to produce wafers (the edge-dened 6
lm-fed growth has been supposed in 2010 and 2020, which 5 EPBT (2010)
allows to save silicon rejection during cutting phase); a 4
years
EPBT (2020)
technology to produce solar grade silicon outside from
3
electronic silicon process. In the best hypotheses, an EPBT
2
of 2 years has been calculated. A conversion efciency of
13% in 2004, 17% in 2010 and 18% in 2020 has been 1
assumed. Fig. 4 summarises these results for three different 0
2200 1700 1100
geographic locations.
solar radiation [kWh/m2year]
the PV production is very lower than the demand and they [9] Markwart T, Castaner L. Practical handbook of photovoltaic.
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Acknowledgements West Sussex, UK: Horsham; 2000.
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[14] Hagedorn G, Hellriegel E. Umweltrelevante Masseneintragen bei der
Alberto Mirandola for his constant support and precious Herstellung verschiedener Solarzellentypen: etc. Endbericht-Teil. In:
suggestions. She is also grateful to Dr. Stefano Rossi and Konventionelle Verfahren. Munchen: Forschungsstelle fur Energie-
Dr. Andrea Prevedello of Studio LCE (Torino-Italy) for wirtschaft; 1992.
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