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Among the most controversial issues in psychoanalysis and psychoanalytic therapy is


the mechanism of change. Some proponents of classical theory and technique argue that
change depends on the resolution of intrapsychic conflict through transference interpre-
tations, while others view the therapeutic relationship itself as the most powerful vehicle
of change. Much of this controversy began with the classic article in this issue of the
Journal. Stracheys view has come to be known as the classic model of therapeutic action
in psychoanalysis that has served as the point of departure for all other theories.
The core of Stracheys view is a mutative interpretation focused on transference
distortion. The action is predicated on the assumption that the analyst is placed in the
position of an auxiliary superego by the patient. In that role, the analyst provides
permission for the patient to express a small quantity of the energy from the id in the
form of an aggressive wish or impulse. The analyst is also in the role of the object of the
patients id impulses. However, the patient recognizes that the analyst is not in reality
acting like the archaic object targeted by the aggressive impulse. Hence, the patient
becomes aware that there is a difference between the projected internal object and the
real external object. The new object of the analyst is then taken in as a less aggressive
introject, which in turn ultimately modifies the harshness of the superego.
In this sequence there are two phases of the mutative interpretation. In the first
phase, the analyst makes the patient aware of a certain state of internal tension, which
is related to the patients superego threat of punishment in response to an id impulse.
The second phase involves the patients awareness, when the aggressive impulse from
the id emerges into consciousness, that the fantasy object and the real analyst are
different. Strachey emphasizes that in this phase the analyst must avoid at all costs acting
like the fantasy object by becoming shocked or angered at the patients expression of id
impulse. Only when the analyst maintains a quality of restraint can the patient recognize
the discrepancy between real and internal objects and thus internalize the analyst as a
new object that modifies the superego.
It is ironic that in the 65 years since the appearance of this paper, Stracheys view
has been often portrayed as one that sees therapeutic action as emphasizing interpretation
rather than relationship. A careful reading of this classic paper suggests that an internali-
zation of a new relationship and a modification of the patients internal object relations
are crucial to the therapeutic action, even though it may have been set in motion by an
interpretive intervention. This model of therapeutic action that emphasizes the internali-
zation of the analyst is usually attributed more to the work of Hans Loewald,1 who
compared analysis to a reparenting process in which the child internalizes aspects of the
parent. Meanwhile, on the other side of the Atlantic, Bion and Winnicott were elaborat-
ing the concepts of containment and holding in an effort to describe similar models of
therapeutic action. The therapist holds or contains affects and internal self- and
object representations that the patient has projected because they are difficult to tolerate.
After detoxifying or modifying those affects and internal representations, the analyst
returns them to the patient in a modified form. Ogden2 has clarified that this process
actually results in a change in the interactional mode between therapist and patient so
that the treater and the patient generate a new way of experiencing old psychological
contents.
This juxtaposition of insight through interpretation with the internalization of a new

64 J Psychother Pract Res, 8:1, Winter 1999


Strachey

relationship has become less frequent in recent years. In place of the polarization has
been a recognition that insight and corrective relational experiences are compatible
processes that work synergistically.36 In the actual crucible of psychoanalytic work,
sorting out what is relationship and what is insight may be a highly complicated
undertaking. An understanding relationship will probably be impossible to maintain
unless there is also insight into what is going on in the relationship.6
One of the most sophisticated views of therapeutic action that draws on the
combined effect of insight and the therapeutic relationship is the model of Jones, 7 which
he terms repetitive interaction structures. This model lends itself to newer conceptual
theoretical models in psychoanalysis, such as role responsiveness, enactment, projective
identification, and intersubjectivity. Jones has noted through his research that the
therapist and patient interact in repetitive ways throughout the therapy and that specific
structures of interaction appear to relate to patient change. The patterns of interaction
reflect the psychological structures of both the analyst and the patient. The therapeutic
interaction itself is related to recognizing the interactions, experiencing them, and
understanding their meaning. In that regard, both experiential or relational aspects and
explanatory or interpretive aspects of the treatment are important.
There has undoubtedly been a delay in fully recognizing the value of the noninter-
pretive mechanisms of change in psychoanalytic therapy. To some degree this delay
reflects a stigmatization of supportive therapy and of the nonexpressive elements in
treatment, which are often referred to as nonspecific. Yet Wallersteins8 final report of
the Menninger Psychotherapy Research Project emphasized that lasting structural
change may occur through noninterpretive supportive approaches. Moreover, he noted
that even in the most expressive of treatments, such as psychoanalysis, a surprising
number of supportive elements are present. To some extent Strachey anticipated this
development in the final sentence of his paper: The fact that the mutative interpretation
is the ultimate operative factor in the therapeutic action of psycho-analysis does not imply
the exclusion of many other procedures (such as suggestion, reassurance, abreaction,
etc.) as elements in the treatment of any particular patient (p. 159).
Today we are more inclined to think of psychoanalytic therapy as occurring on an
expressivesupportive continuum that balances interpretive and noninterpretive inter-
ventions. The management of the therapeutic relationship is itself part of the technique
of psychoanalytic therapy and should not be relegated to a nonspecific aspect of the
treatment. In addition, we also recognize that the polarization between expressive and
supportive strategies is unwarranted. As many patients in psychoanalytic therapy will
readily acknowledge, being understood through an interpretation may be the most
supportive experience imaginable.
GLEN O. GABBARD, M.D.

REFERENCES
1.Loewald HW: On the therapeutic action of psychoanalysis 1994
(19561957), in Papers on Psychoanalysis. New Haven, 5. Jacobs TJ: The corrective emotional experience: its place in current
CT, Yale University Press, 1980, pp 221256 technique. Psychoanalytic Inquiry 1990; 10:433454
2. Ogden TH: On the dialectical structure of experience: some clinical 6. Pulver SE: Psychic change: insight or relationship? Int J
and theoretical implications. Contemporary Psychoanalysis 1988; Psychoanal 1992; 73:199208
24:1745 7. Jones E: Modes of therapeutic action. Int J Psychoanal 1997;
3. Cooper AM: Psychic change: development in the theory of 78:11351150
psychoanalytic techniques. Int J Psychoanal 1992; 73:245250 8. Wallerstein RS: Forty-two Lives in Treatment: A Study of Psycho-
4. Gabbard GO: Psychodynamic Psychiatry in Clinical Practice: The analysis and Psychotherapy. New York, Guilford, 1986
DSM-IV Edition. Washington, DC, American Psychiatric Press,

J Psychother Pract Res, 8:1, Winter 1999 65


The Nature of the Therapeutic Action of
Psycho-analysis
James Strachey

INTRODUCTORY much of their strength from the prevailing uncertainty


as to the exact nature of the analytic therapy. My present
It was as a therapeutic procedure that psycho-analysis paper is a tentative attack upon this problem; and even
originated. It is in the main as a therapeutic agency that though it should turn out that its very doubtful conclu-
it exists today. We may well be surprised, therefore, at sions cannot be maintained, I shall be satisfied if I have
the relatively small proportion of psycho-analytical lit- drawn attention to the urgency of the problem itself. I
erature which has been concerned with the mechanisms am most anxious, however, to make it clear that what
by which its therapeutic effects are achieved. A very con- follows is not a practical discussion upon psycho-analytic
siderable quantity of data have been accumulated in the technique. Its immediate bearings are merely theoretical.
course of the last thirty or forty years which throw light I have taken as my raw material the various sorts of pro-
upon the nature and workings of the human mind; per- cedures which (in spite of very considerable individual
ceptible progress has been made in the task of classifying deviations) would be generally regarded as within the
and subsuming such data into a body of generalized limits of orthodox psycho-analysis and the various
hypotheses or scientific laws. But there has been a re- sorts of effects which observation shows that the appli-
markable hesitation in applying these findings in any cation of such procedures tends to bring about; I have
great detail to the therapeutic process itself. I cannot help set up a hypothesis which endeavors to explain more or
feeling that this hesitation has been responsible for the fact less coherently why these particular procedures bring
that so many discussions upon the practical details of ana- about these particular effects; and I have tried to show
lytic technique seem to leave us at cross-purposes and at an that, if my hypothesis about the nature of the therapeutic
inconclusive end. How, for instance, can we expect to agree action of psycho-analysis is valid, certain implications
upon the vexed question of whether and when we should follow from it which might perhaps serve as criteria in
give a deep interpretation, while we have no clear idea forming a judgment of the probable effectiveness of any
of what we mean by a deep interpretation, while, indeed, particular type of procedure.
we have no exactly formulated view of the concept of in-
terpretation itself, no precise knowledge of what interpre- RETROSPECT
tation is and what effect it has upon our patients? We should
gain much, I think, from a clearer grasp of problems such It will be objected, no doubt, that I have exaggerated the
as this. If we could arrive at a more detailed under- novelty of my topic.2 After all, it will be said, we do
standing of the workings of the therapeutic process we
should be less prone to those occasional feelings of utter
The Nature of the Therapeutic Action of Psycho-Analysis,1 by James
disorientation which few analysts are fortunate enough
Strachey, is reprinted from the International Journal of Psycho-Analysis,
to escape; and the analytic movement itself might be less vol. 15, 1934, pp 127159, by permission of the Institute of Psycho-
at the mercy of proposals for abrupt alterations in the Analysis and the Strachey estate. Spellings have been Americanized
ordinary technical procedureproposals which derive and footnotes moved to the end of the paper.
Introduction copyright 1999 American Psychiatric Press, Inc.

66 J Psychother Pract Res, 8:1, Winter 1999


Strachey

understand and have long understood the main princi- out becoming really conscious of it. To make this state
ples that govern the therapeutic action of analysis. And of things more intelligible, Freud devised a kind of pic-
to this, of course, I entirely agree; indeed I propose to torial allegory. He imagined the mind as a kind of map.
begin what I have to say by summarizing as shortly as The original objectionable trend was pictured as being
possible the accepted views upon the subject. For this located in one region of this map and the newly discov-
purpose I must go back to the period between the years ered information about it, communicated to the patient
1912 and 1917 during which Freud gave us the greater by the analyst, in another. It was only if these two im-
part of what he has written directly on the therapeutic pressions could be brought together (whatever exactly
side of psycho-analysis, namely the series of papers on that might mean) that the unconscious trend would be
technique3 and the twenty-seventh and twenty-eighth really made conscious. What prevented this from hap-
chapters of the Introductory Lectures. pening was a force within the patient, a barrieronce
again, evidently, the same resistance which had op-
RESISTANCE ANALYSIS posed the analysts attempts at investigating the uncon-
scious trend and which had contributed to the original
This period was characterized by the systematic applica- production of the symptom. The removal of this resis-
tion of the method known as resistance analysis. The tance was the essential preliminary to the patients be-
method in question was by no means a new one even at coming really conscious of the unconscious trend. And
that time, and it was based upon ideas which had long it was at this point that the practical lesson emerged: as
been implicit in analytical theory, and in particular upon analysts our main task is not so much to investigate the
one of the earliest of Freuds views of the function of objectionable unconscious trend as to get rid of the pa-
neurotic symptoms. According to that view (which was tients resistance to it.
derived essentially from the study of hysteria) the func- But how are we to set about this task of demolishing
tion of the neurotic symptom was to defend the patients the resistance? Once again by the same process of inves-
personality against an unconscious trend of thought that tigation and explanation which we have already applied
was unacceptable to it, while at the same time gratifying to the unconscious trend. But this time we are not faced
the trend up to a certain point. It seemed to follow, there- by such difficulties as before, for the forces that are keep-
fore, that if the analyst were to investigate and discover ing up the repression, although they are to some extent
the unconscious trend and make the patient aware of unconscious, do not belong to the unconscious in the
itif he were to make what was unconscious con- systematic sense; they are a part of the patients ego,
sciousthe whole raison dtre of the symptom would which is co-operating with us, and are thus more acces-
cease and it must automatically disappear. Two difficul- sible. Nevertheless the existing state of equilibrium will
ties arose, however. In the first place some part of the not be upset, the ego will not be induced to do the work
patients mind was found to raise obstacles to the process, of re-adjustment that is required of it, unless we are able
to offer resistance to the analyst when he tried to discover by our analytic procedure to mobilize some fresh force
the unconscious trend; and it was easy to conclude that upon our side.
this was the same part of the patients mind as had origi- What forces can we count upon? The patients will
nally repudiated the unconscious trend and had thus ne- to recovery, in the first place, which led him to embark
cessitated the creation of the symptom. But, in the second upon the analysis. And, again, a number of intellectual
place, even when this obstacle seemed to be surmounted, considerations which we can bring to his notice. We can
even when the analyst had succeeded in guessing or de- make him understand the structure of his symptom and
ducing the nature of the unconscious trend, had drawn the motives for his repudiation of the objectionable trend.
the patients attention to it and had apparently made him We can point out the fact that these motives are out-of-
fully aware of iteven then it would often happen that date and no longer valid; that they may have been rea-
the symptom persisted unshaken. The realization of sonable when he was a baby, but are no longer so now
these difficulties led to important results both theoreti- that he is grown up. And finally we can insist that his
cally and practically. Theoretically, it became evident that original solution of the difficulty has only led to illness,
there were two senses in which a patient could become while the new one that we propose holds out a prospect
conscious of an unconscious trend; he could be made of health. Such motives as these may play a part in in-
aware of it by the analyst in some intellectual sense with- ducing the patient to abandon his resistances; neverthe-

J Psychother Pract Res, 8:1, Winter 1999 67


Therapeutic Action of Psychoanalysis

less it is from an entirely different quarter that the decisive had usually to remain unconscious. And these latter feel-
factor emerges. This factor, I need hardly say, is the trans- ings, when they became too powerful, stirred up the re-
ference. And I must now recall, very briefly, the main pressive forces of the ego and thus increased its resis-
ideas held by Freud on that subject during the period tances instead of diminishing them, and in fact produced
with which I am dealing. a state of things that was not easily distinguishable from
a negative transference. And beyond all this there arose
TRANSFERENCE the whole question of the lack of permanence of all sug-
gestive treatments. Did not the existence of the transfer-
I should like to remark first that, although from very early ence threaten to leave the analytic patient in the same
times Freud had called attention to the fact that transfer- unending dependence upon the analyst?
ence manifested itself in two waysnegatively as well as All of these difficulties were got over by the discov-
positively, a good deal less was said or known about the ery that the transference itself could be analyzed. Its
negative transference than about the positive. This of analysis, indeed, was soon found to be the most impor-
course corresponds to the circumstance that interest in tant part of the whole treatment. It was possible to make
the destructive and aggressive impulses in general is only conscious its roots in the repressed unconscious just as it
a comparatively recent development. Transference was was possible to make conscious any other repressed ma-
regarded predominantly as a libidinal phenomenon. It terialthat is, by inducing the ego to abandon its resis-
was suggested that in everyone there existed a certain tancesand there was nothing self-contradictory in the
number of unsatisfied libidinal impulses, and that when- fact that the force used for resolving the transference was
ever some new person came upon the scene these im- the transference itself. And once it had been made con-
pulses were ready to attach themselves to him. This was scious, its unmanageable, infantile, permanent charac-
the account of transference as a universal phenomenon. teristics disappeared; what was left was like any other
In neurotics, owing to the abnormally large quantities of real human relationship. But the necessity for con-
unattached libido present in them, the tendency to trans- stantly analyzing the transference became still more ap-
ference would be correspondingly greater; and the pe- parent from another discovery. It was found that as work
culiar circumstances of the analytic situation would fur- proceeded the transference tended, as it were, to eat up
ther increase it. It was evidently the existence of these the entire analysis. More and more of the patients libido
feelings of love, thrown by the patient upon the analyst, became concentrated upon his relation to the analyst,
that provided the necessary extra force to induce his ego the patients original symptoms were drained of their
to give up its resistances, undo the repressions and adopt cathexis, and there appeared instead an artificial neurosis
a fresh solution of its ancient problems. This instrument, to which Freud gave the name of the transference neu-
without which no therapeutic result could be obtained, rosis. The original conflicts, which had led to the onset
was at once seen to be no stranger; it was in fact the of neurosis, began to be re-enacted in the relation to the
familiar power of suggestion, which had ostensibly been analyst. Now this unexpected event is far from being the
abandoned long before. Now however it was being em- misfortune that at first sight it might seem to be. In fact
ployed in a very different way, in fact in a contrary di- it gives us our great opportunity. Instead of having to
rection. In pre-analytic days it had aimed at bringing deal as best we may with conflicts of the remote past,
about an increase in the degree of repression; now it was which are concerned with dead circumstances and mum-
used to overcome the resistance of the ego, that is to say, mified personalities, and whose outcome is already de-
to allow the repression to be removed. termined, we find ourselves involved in an actual and
But the situation became more and more compli- immediate situation, in which we and the patient are the
cated as more facts about transference came to light. In principal characters and the development of which is to
the first place, the feelings transferred turned out to be some extent at least under our control. But if we bring it
of various sorts; besides the loving ones there were the about that in this revivified transference conflict the pa-
hostile ones, which were naturally far from assisting the tient chooses a new solution instead of the old one, a
analysts efforts. But, even apart from the hostile trans- solution in which the primitive and unadaptable method
ference, the libidinal feelings themselves fell into two of repression is replaced by behavior more in contact
groups: friendly and affectionate feelings which were ca- with reality, then, even after his detachment from the
pable of being conscious, and purely erotic ones which analysis, he will never be able to fall back into his former

68 J Psychother Pract Res, 8:1, Winter 1999


Strachey

neurosis. The solution of the transference conflict implies it is true that only one is attributed to the direct interven-
the simultaneous solution of the infantile conflict of tion of the super-ego, but two of the ego-resistances
which it is a new edition. The change, says Freud in the repression-resistance and the transference-resistance
his Introductory Lectures, is made possible by alterations although actually originating from the ego, are as a rule
in the ego occurring as a consequence of the analysts set up by it out of fear of the super-ego. It seems likely
suggestions. At the expense of the unconscious the ego enough therefore that when Freud wrote the words which
becomes wider by the work of interpretation which I have just quoted, to the effect that the favorable change
brings the unconscious material into consciousness; in the patient is made possible by alterations in the ego
through education it becomes reconciled to the libido he was thinking, in part at all events, of that portion of
and is made willing to grant it a certain degree of satis- the ego which he subsequently separated off into the
faction; and its horror of the claims of its libido is lessened super-ego. Quite apart from this, moreover, in another
by the new capacity it acquires to expend a certain of Freuds more recent works, the Group Psychology (1921),
amount of the libido in sublimation. The more nearly there are passages which suggest a different point
the course of the treatment corresponds with this ideal namely, that it may be largely through the patients
description the greater will be the success of the psycho- super-ego that the analyst is able to influence him. These
analytic therapy.4 I quote these words of Freuds to make passages occur in the course of his discussion on the na-
it quite clear that at the time he wrote them he held that ture of hypnosis and suggestion.7 He definitely rejects
the ultimate factor in the therapeutic action of psycho- Bernheims view that all hypnotic phenomena are trace-
analysis was suggestion on the part of the analyst acting able to the factor of suggestion, and adopts the alternative
upon the patients ego in such a way as to make it more theory that suggestion is a partial manifestation of the
tolerant of the libidinal trends. state of hypnosis. The state of hypnosis, again, is found
in certain respects to resemble the state of being in love.
THE SUPER-EGO There is the same humble subjection, the same compli-
ance, the same absence of criticism towards the hypnotist
In the years that have passed since he wrote this passage as towards the loved object; in particular, there can be
Freud has produced extremely little that bears directly no doubt that the hypnotist, like the loved object, has
on the subject; and that little goes to show that he has stepped into the place of the subjects ego-ideal. Now
not altered his views of the main principles involved. since suggestion is a partial form of hypnosis and since
Indeed, in the additional lectures which were published the analyst brings about his changes in the patients atti-
last year, he explicitly states that he has nothing to add tude by means of suggestion, it seems to follow that the
to the theoretical discussion upon therapy given in the analyst owes his effectiveness, at all events in some re-
original lectures fifteen years earlier.5 At the same time spects, to his having stepped into the place of the patients
there has in the interval been a considerable further de- super-ego. Thus there are two convergent lines of argu-
velopment of his theoretical opinions, and especially in ment which point to the patients super-ego as occupying
the region of ego-psychology. He has, in particular, for- a key position in analytic therapy: it is a part of the pa-
mulated the concept of the super-ego. The re-statement tients mind in which a favorable alteration would be
in superego terms of the principles of therapeutics which likely to lead to general improvement, and it is a part of
he laid down in the period of resistance analysis may not the patients mind which is especially subject to the ana-
involve many changes. But it is reasonable to expect that lysts influence.
information about the super-ego will be of special interest Such plausible notions as these were followed up
from our point of view; and in two ways. In the first place, almost immediately after the super-ego made its first
it would at first sight seem highly probable that the dbut.8 They were developed by Ernest Jones, for in-
superego should play an important part, direct or indi- stance, in his paper on The Nature of Auto-Suggestion.9
rect, in the setting-up and maintaining of the repressions Soon afterwards,10 Alexander launched his theory that
and resistances the demolition of which has been the the principal aim of all psycho-analytic therapy must be
chief aim of analysis. And this is confirmed by an exami- the complete demolition of the super-ego and the as-
nation of the classification of the various kinds of resis- sumption of its functions by the ego. According to his
tance made by Freud in Hemmung Symptom und Angst account, the treatment falls into two phases. In the first
(1926).6 Of the five sorts of resistance there mentioned phase the functions of the patients super-ego are handed

J Psychother Pract Res, 8:1, Winter 1999 69


Therapeutic Action of Psychoanalysis

over to the analyst, and in the second phase they are gral change in the nature of the patients super-ego itself.13
passed back again to the patient, but this time to his ego. Some even more recent developments in psycho-analytic
The super-ego, according to this view of Alexanders theory give a hint, so it seems to me, of the kind of lines
(though he explicitly limits his use of the word to the along which a clearer understanding of the question may
unconscious parts of the ego-ideal), is a portion of the men- perhaps be reached.
tal apparatus which is essentially primitive, out of date
and out of touch with reality, which is incapable of adapt- INTROJECTION AND PROJECTION
ing itself, and which operates automatically, with the mo-
notonous uniformity of a reflex. Any useful functions This latest growth of theory has been very much occu-
that it performs can be carried out by the ego, and there pied with the destructive impulses and has brought them
is therefore nothing to be done with it but to scrap it. for the first time into the center of interest; and attention
This wholesale attack upon the super-ego seems to be of has at the same time been concentrated on the correlated
questionable validity. It seems probable that its abolition, problems of guilt and anxiety. What I have in mind es-
even if that were practical politics, would involve the pecially are the ideas upon the formation of the super-ego
abolition of a large number of highly desirable mental recently developed by Melanie Klein and the importance
activities. But the idea that the analyst temporarily takes which she attributes to the processes of introjection and
over the functions of the patients super-ego during the projection in the development of the personality. I will
treatment and by so doing in some way alters it agrees re-state what I believe to be her views in an exceedingly
with the tentative remarks which I have already made. schematic outline.14 The individual, she holds, is per-
So, too, do some passages in a paper by Rad upon petually introjecting and projecting the objects of its
The Economic Principle in Psycho-Analytic Tech- id-impulses, and the character of the introjected ob-
nique.11 The second part of this paper, which was to jects depends on the character of the id-impulses di-
have dealt with psycho-analysis, has unfortunately never rected towards the external objects. Thus, for instance,
been published; but the first one, on hypnotism and ca- during the stage of a childs libidinal development in
tharsis,12 contains much that is of interest. It includes a which it is dominated by feelings of oral aggression, its
theory that the hypnotic subject introjects the hypnotist feelings towards its external object will be orally aggres-
in the form of what Rad calls a parasitic super-ego, sive; it will then introject the object, and the introjected
which draws off the energy and takes over the functions object will now act (in the manner of a super-ego) in an
of the subjects original super-ego. One feature of the orally aggressive way towards the childs ego. The next
situation brought out by Rad is the unstable and tem- event will be the projection of this orally aggressive in-
porary nature of this whole arrangement. If, for instance, trojected object back on to the external object, which will
the hypnotist gives a command which is too much in now in its turn appear to be orally aggressive. The fact
opposition to the subjects original super-ego, the parasite of the external object being thus felt as dangerous and
is promptly extruded. And, in any case, when the state destructive once more causes the id-impulses to adopt
of hypnosis comes to an end, the sway of the parasitic an even more aggressive and destructive attitude towards
super-ego also terminates and the original super-ego re- the object in self-defense. A vicious circle is thus estab-
sumes its functions. lished. This process seeks to account for the extreme
However debatable may be the details of Rads de- severity of the super-ego in small children, as well as for
scription, it not only emphasizes once again the notion their unreasonable fear of outside objects. In the course
of the super-ego as the fulcrum of psychotherapy, but it of the development of the normal individual, his libido
draws attention to the important distinction between the eventually reaches the genital stage, at which the positive
effects of hypnosis and analysis in the matter of perma- impulses predominate. His attitude towards his external
nence. Hypnosis acts essentially in a temporary way, and objects will thus become more friendly, and accordingly
Rads theory of the parasitic super-ego, which does not his introjected object (or super-ego) will become less se-
really replace the original one but merely throws it out vere and his egos contact with reality will be less dis-
of action, gives a very good picture of its apparent work- torted. In the case of the neurotic, however, for various
ings. Analysis, on the other hand, in so far as it seeks to reasonswhether on account of frustration or of an in-
affect the patients super-ego, aims at something much capacity of the ego to tolerate id-impulses, or of an in-
more far-reaching and permanentnamely, at an inte- herent excess of the destructive componentsdevelop-

70 J Psychother Pract Res, 8:1, Winter 1999


Strachey

ment to the genital stage does not occur, but the individ- and for our present purposes I am going to isolate two
ual remains fixated at a pre-genital level. His ego is thus elements in it. In the first place, the patient in analysis
left exposed to the pressure of a savage id on the one tends to center the whole of his id-impulses upon the
hand and a correspondingly savage super-ego on the analyst. I shall not comment further upon this fact or its
other, and the vicious circle I have just described is per- implications, since they are so immensely familiar. I will
petuated. only emphasize their vital importance to all that follows
and proceed at once to the second element of the analytic
THE NEUROTIC VICIOUS CIRCLE situation which I wish to isolate. The patient in analysis
tends to accept the analyst in some way or other as a
I should like to suggest that the hypothesis which I have substitute for his own super-ego. I propose at this point
stated in this bald fashion may be useful in helping us to to imitate with a slight difference the convenient phrase
form a picture not only of the mechanism of a neurosis which was used by Rad in his account of hypnosis and
but also of the mechanism of its cure. There is, after all, to say that in analysis the patient tends to make the analyst
nothing new in regarding a neurosis as essentially an into an auxiliary super-ego. This phrase and the rela-
obstacle or deflecting force in the path of normal devel- tion described by it evidently require some explanation.
opment; nor is there anything new in the belief that psy-
cho-analysis (owing to the peculiarities of the analytic THE ANALYST AS
situation) is able to remove the obstacle and so allow the AUXILIARY SUPER-EGO
normal development to proceed. I am only trying to
make our conceptions a little more precise by supposing When a neurotic patient meets a new object in ordinary
that the pathological obstacle to the neurotic individuals life, according to our underlying hypothesis he will tend
further growth is in the nature of a vicious circle of the to project on to it his introjected archaic objects and the
kind I have described. If a breach could somehow or new object will become to that extent a fantasy object.
other be made in the vicious circle, the processes of de- It is to be presumed that his introjected objects are more
velopment would proceed upon their normal course. If, or less separated out into two groups, which function as
for instance, the patient could be made less frightened a good introjected object (or mild super-ego) and a
of his super-ego or introjected object, he would project bad introjected object (or harsh super-ego). According
less terrifying imagos on to the outer object and would to the degree to which his ego maintains contacts with
therefore have less need to feel hostility towards it; the reality, the good introjected object will be projected
object which he then introjected would in turn be less on to benevolent real outside objects and the bad one
savage in its pressure upon the id-impulses, which would on to malignant real outside objects. Since, however, he
be able to lose something of their primitive ferocity. In is by hypothesis neurotic, the bad introjected object
short, a benign circle would be set up instead of the vicious will predominate, and will tend to be projected more
one, and ultimately the patients libidinal development than the good one; and there will further be a tendency,
would proceed to the genital level, when, as in the case even where to begin with the good object was pro-
of a normal adult, his super-ego will be comparatively jected, for the bad one after a time to take its place.
mild and his ego will have a relatively undistorted contact Consequently, it will be true to say that in general the
with reality.l5 neurotics fantasy objects in the outer world will be pre-
But at what point in the vicious circle is the breach dominantly dangerous and hostile. Moreover, since even
to be made and how is it actually to be effected? It is his good introjected objects will be good according
obvious that to alter the character of a persons super-ego to an archaic and infantile standard, and will be to some
is easier said than done. Nevertheless, the quotations that extent maintained simply for the purpose of counteract-
I have already made from earlier discussions of the sub- ing the bad objects, even his good fantasy objects in
ject strongly suggest that the super-ego will be found to the outer world will be very much out of touch with re-
play an important part in the solution of our problem. ality. Going back now to the moment when our neurotic
Before we go further, however, it will be necessary to patient meets a new object in real life and supposing (as
consider a little more closely the nature of what is de- will be the more usual case) that he projects his bad
scribed as the analytic situation. The relation between introjected object on to itthe fantasy external object
the two persons concerned in it is a highly complex one, will then seem to him to be dangerous; he will be fright-

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Therapeutic Action of Psychoanalysis

ened of it and, to defend himself against it, will become it is not kindly in the same archaic way as the patients
more angry. Thus when he introjects this new object in introjected good imagos. The most important charac-
turn, it will merely be adding one more terrifying imago teristic of the auxiliary super-ego is that its advice to the
to those he has already introjected. The new introjected ego is consistently based upon real and contemporary con-
imago will in fact simply be a duplicate of the original siderations and this in itself serves to differentiate it from
archaic ones, and his super-ego will remain almost ex- the greater part of the original super-ego.
actly as it was. The same will be also true mutatis mutandis In spite of this, however, the situation is extremely
where he begins by projecting his good introjected ob- insecure. There is a constant tendency for the whole dis-
ject on to the new external object he has met with. No tinction to break down. The patient is liable at any mo-
doubt, as a result, there will be a slight strengthening of ment to project his terrifying imago on to the analyst just
his kind super-ego at the expense of his harsh one, and as though he were anyone else he might have met in the
to that extent his condition will be improved. But there course of his life. If this happens, the introjected imago
will be no qualitative change in his super-ego, for the of the analyst will be wholly incorporated into the rest
new good object introjected will only be a duplicate of of the patients harsh super-ego, and the auxiliary super-
an archaic original and will only re-inforce the archaic ego will disappear. And even when the content of the aux-
good super-ego already present. iliary super-egos advice is realized as being different
The effect when this neurotic patient comes in con- from or contrary to that of the original super-ego, very
tact with a new object in analysis is from the first moment often its quality will be felt as being the same. For instance,
to create a different situation. His super-ego is in any case the patient may feel that the analyst has said to him: If
neither homogeneous nor well-organized; the account you dont say whatever comes into your head, I shall
we have given of it hitherto has been oversimplified and give you a good hiding, or, If you dont become con-
schematic. Actually the introjected imagos which go to scious of this piece of the unconscious I shall turn you
make it up are derived from a variety of different stages out of the room. Nevertheless, labile though it is, and
of his history and function to some extent independently. limited as is its authority, this peculiar relation between
Now, owing to the peculiarities of the analytic circum- the analyst and the patients ego seems to put into the
stances and of the analysts behavior, the introjected analysts grasp his main instrument in assisting the de-
imago of the analyst tends in part to be rather definitely velopment of the therapeutic process. What is this main
separated off from the rest of the patients super-ego. weapon in the analysts armory? Its name springs at once
(This, of course, presupposes a certain degree of contact to our lips. The weapon is, of course, interpretation. And
with reality on his part. Here we have one of the funda- here we reach the core of the problem that I want to
mental criteria of accessibility to analytic treatment; an- discuss in the present paper.
other, which we have already implicitly noticed, is the
patients ability to attach his id-impulses to the analyst.) INTERPRETATION
This separation between the imago of the introjected ana-
lyst and the rest of the patients super-ego becomes evi- What, then, is interpretation? and how does it work? Ex-
dent at quite an early stage of the treatment; for instance tremely little seems to be known about it, but this does
in connection with the fundamental rule of free associa- not prevent an almost universal belief in its remarkable
tion. The new bit of super-ego tells the patient that he is efficacy as a weapon: interpretation has, it must be con-
allowed to say anything that may come into his head. fessed, many of the qualities of a magic weapon. It is, of
This works satisfactorily for a little; but soon there comes course, felt as such by many patients. Some of them spend
a conflict between the new bit and the rest, for the original hours at a time in providing interpretations of their
super-ego says: You must not say this, for, if you do, you ownoften ingenious, illuminating, correct. Others,
will be using an obscene word or betraying so-and-sos again, derive a direct libidinal gratification from being
confidences. The separation off of the new bitwhat I given interpretations and may even develop something
have called the auxiliary super-egotends to persist parallel to a drug-addiction to them. In nonanalytical
for the very reason that it usually operates in a different circles interpretation is usually either scoffed at as some-
direction from the rest of the super-ego. And this is true thing ludicrous, or dreaded as a frightful danger. This last
not only of the harsh super-ego but also of the mild attitude is shared, I think, more than is often realized, by
one. For, though the auxiliary super-ego is in fact kindly, a certain number of analysts. This was particularly re-

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vealed by the reactions shown in many quarters when details to be filled in afterwards; and, with a view to clarity
the idea of giving interpretations to small children was of exposition, I shall take as an instance the interpretation
first mooted by Melanie Klein. But I believe it would be of a hostile impulse. By virtue of his power (his strictly
true in general to say that analysts are inclined to feel limited power) as auxiliary super-ego, the analyst gives
interpretation as something extremely powerful whether permission for a certain small quantity of the patients
for good or ill. I am speaking now of our feelings about id-energy (in our instance, in the form of an aggressive
interpretation as distinguished from our reasoned beliefs. impulse) to become conscious.17 Since the analyst is
And there might seem to be a good many grounds for also, from the nature of things, the object of the patients
thinking that our feelings on the subject tend to distort id-impulses, the quantity of these impulses which is now
our beliefs. At all events, many of these beliefs seem su- released into consciousness will become consciously di-
perficially to be contradictory; and the contradictions do rected towards the analyst. This is the critical point. If all
not always spring from different schools of thought, but goes well, the patients ego will become aware of the
are apparently sometimes held simultaneously by one contrast between the aggressive character of his feelings
individual. Thus, we are told that if we interpret too soon and the real nature of the analyst, who does not behave
or too rashly, we run the risk of losing a patient; that like the patients good or bad archaic objects. The
unless we interpret promptly and deeply we run the risk patient, that is to say, will become aware of a distinction
of losing a patient; that interpretation may give rise to between his archaic fantasy object and the real external
intolerable and unmanageable outbreaks of anxiety by object. The interpretation has now become a mutative
liberating it; that interpretation is the only way of ena- one, since it has produced a breach in the neurotic vicious
bling a patient to cope with an unmanageable outbreak circle. For the patient, having become aware of the lack
of anxiety by resolving it; that interpretations must al- of aggressiveness in the real external object, will be able
ways refer to material on the very point of emerging into to diminish his own aggressiveness; the new object which
consciousness; that the most useful interpretations are he introjects will be less aggressive, and consequently the
really deep ones; Be cautious with your interpretations! aggressiveness of his super-ego will also be diminished.
says one voice; When in doubt, interpret! says another. As a further corollary to these events, and simultaneously
Nevertheless, although there is evidently a good deal of with them, the patient will obtain access to the infantile
confusion in all of this, I do not think these views are material which is being re-experienced by him in his
necessarily incompatible; the various pieces of advice relation to the analyst.
may turn out to refer to different circumstances and dif- Such is the general scheme of the mutative interpre-
ferent cases and to imply different uses of the word in- tation. You will notice that in my account the process
terpretation. appears to fall into two phases. I am anxious not to pre-
For the word is evidently used in more than one judge the question of whether these two phases are in
sense. It is, after all, perhaps only a synonym for the old temporal sequence or whether they may not really be
phrase we have already come acrossmaking what two simultaneous aspects of a single event. But for de-
is unconscious conscious, and it shares all of that scriptive purposes it is easier to deal with them as though
phrases ambiguities. For in one sense, if you give a they were successive. First, then, there is the phase in
German-English dictionary to someone who knows no which the patient becomes conscious of a particular
German, you will be giving him a collection of interpre- quantity of id-energy as being directed towards the ana-
tations, and this, I think, is the kind of sense in which the lyst; and secondly there is the phase in which the patient
nature of interpretation has been discussed in a recent becomes aware that this id-energy is directed towards an
paper by Bernfeld.l6 Such descriptive interpretations archaic fantasy object and not towards a real one.
have evidently no relevance to our present topic, and I
shall proceed without more ado to define as clearly as I THE FIRST PHASE OF
can one particular sort of interpretation, which seems INTERPRETATION
to me to be actually the ultimate instrument of psycho-
analytic therapy and to which for convenience I shall The first phase of a mutative interpretationthat in
give the name of mutative interpretation. which a portion of the patients id-relation to the analyst
I shall first of all give a schematized outline of what is made conscious in virtue of the latters position as aux-
I understand by a mutative interpretation, leaving the iliary super-egois in itself complex. In the classical

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Therapeutic Action of Psychoanalysis

model of an interpretation, the patient will first be made enough for the job he has set himself. But this again may
aware of a state of tension in his ego, will next be made be for two very different reasons. It may be that the id-
aware that there is a repressive factor at work (that his impulses he was trying to bring out were not in fact suf-
super-ego is threatening him with punishment), and will ficiently urgent at the moment: for, after all, the emer-
only then be made aware of the id-impulse which has gence of an id-impulse depends on two factorsnot only
stirred up the protests of his super-ego and so given rise on the permission of the super-ego, but also on the
to the anxiety in his ego. This is the classical scheme. In urgency (the degree of cathexis) of the id-impulse itself.
actual practice, the analyst finds himself working from This, then, may be one cause of an apparently negative
all three sides at once, or in irregular succession. At one response to an interpretation, and evidently a fairly
moment a small portion of the patients super-ego may harmless one. But the same apparent result may also
be revealed to him in all its savagery, at another the be due to something else; in spite of the id-impulse
shrinking defenselessness of his ego, at yet another his being really urgent, the strength of the patients own
attention may be directed to the attempts which he is repressive forces (the degree of repression) may have
making at restitutionat compensating for his hostility; been too great to allow his ego to listen to the persua-
on some occasions a fraction of id-energy may even be sive voice of the auxiliary super-ego. Now here we
directly encouraged to break its way through the last have a situation dynamically identical with the next
remains of an already weakened resistance. There is, one we have to consider, though economically differ-
however, one characteristic which all of these various ent. This next situation is one in which the patient ac-
operations have in common; they are essentially upon a cepts the interpretation, that is, allows the id-impulse
small scale. For the mutative interpretation is inevitably into his consciousness, but is immediately over-
governed by the principle of minimal doses. It is, I think, whelmed with anxiety. This may show itself in a num-
a commonly agreed clinical fact that alterations in a pa- ber of ways: for instance, the patient may produce a
tient under analysis appear almost always to be ex- manifest anxiety-attack, or he may exhibit signs of
tremely gradual: we are inclined to suspect sudden and real anger with the analyst with complete lack of
large changes as an indication that suggestive rather than insight, or he may break off the analysis. In any of
psycho-analytic processes are at work. The gradual na- these cases the analytic situation will, for the moment
ture of the changes brought about in psycho-analysis will at least, have broken down. The patient will be behav-
be explained if, as I am suggesting, those changes are the ing just as the hypnotic subject behaves when, having
result of the summation of an immense number of minute been ordered by the hypnotist to perform an action
steps, each of which corresponds to a mutative interpre- too much at variance with his own conscience, he
tation. And the smallness of each step is in turn imposed breaks off the hypnotic relation and wakes up from his
by the very nature of the analytic situation. For each in- trance. This state of things, which is manifest where the
terpretation involves the release of a certain quantity of patient responds to an interpretation with an actual
id-energy, and, as we shall see in a moment, if the quantity outbreak of anxiety or one of its equivalents, may be
released is too large, the highly unstable state of equilib- latent where the patient shows no response. And this
rium which enables the analyst to function as the patients latter case may be the more awkward of the two, since
auxiliary super-ego is bound to be upset. The whole ana- it is masked, and it may sometimes, I think, be the
lytic situation will thus be imperiled, since it is only in effect of a greater overdose of interpretation than
virtue of the analysts acting as auxiliary super-ego that where manifest anxiety arises (though obviously other
these releases of id-energy can occur at all. factors will be of determining importance here and in
Let us examine in greater detail the effects which particular the nature of the patients neurosis). I have
follow from the analyst attempting to bring too great ascribed this threatened collapse of the analytic situ-
a quantity of id-energy into the patients consciousness ation to an overdose of interpretation: but it might be
all at once.l8 On the one hand, nothing whatever may more accurate in some ways to ascribe it to an insuffi-
happen, or on the other hand there may be an unman- cient dose. For what has happened is that the second
ageable result; but in neither event will a mutative in- phase of the interpretive process has not occurred: the
terpretation have been effected. In the former case (in phase in which the patient becomes aware that his im-
which there is apparently no effect) the analysts power pulse is directed towards an archaic fantasy object and
as auxiliary super-ego will not have been strong not towards a real one.

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THE SECOND PHASE OF the analyst behaves in an opposite way and actively urges
INTERPRETATION the patient to give free rein to his id-impulses. There is
then a possibility of the patient confusing the analyst with
In the second phase of a complete interpretation, there- the imago of a treacherous parent who first encourages
fore, a crucial part is played by the patients sense of him to seek gratification, and then suddenly turns and
reality: for the successful outcome of that phase depends punishes him. In such a case, the patients ego may look
upon his ability, at the critical moment of the emergence for defense by itself suddenly turning upon the analyst
into consciousness of the released quantity of id-energy, as though he were his own id, and treating him with all
to distinguish between his fantasy object and the real the severity of which his super-ego is capable. Here again,
analyst. The problem here is closely related to one that the analyst is running a risk of losing his privileged po-
I have already discussed, namely that of the extreme sition. But it may be equally unwise for the analyst to act
lability of the analysts position as auxiliary super-ego. really in such a way as to encourage the patient to project
The analytic situation is all the time threatening to de- his good introjected object on to him. For the patient
generate into a real situation. But this actually means will then tend to regard him as a good object in an archaic
the opposite of what it appears to. It means that the pa- sense and will incorporate him with his archaic good
tient is all the time on the brink of turning the real external imagos and will use him as a protection against his bad
object (the analyst) into the archaic one; that is to say, he ones. In that way, his infantile positive impulses as well
is on the brink of projecting his primitive introjected as his negative ones may escape analysis, for there may
imagos on to him. In so far as the patient actually does no longer be a possibility for his ego to make a compari-
this, the analyst becomes like anyone else that he meets son between the fantasy external object and the real one.
in real lifea fantasy object. The analyst then ceases to It will perhaps be argued that, with the best will in the
possess the peculiar advantages derived from the analytic world, the analyst, however careful he may be, will be
situation; he will be introjected like all other fantasy ob- unable to prevent the patient from projecting these vari-
jects into the patients super-ego, and will no longer be ous imagos on to him. This is of course indisputable, and
able to function in the peculiar ways which are essential indeed, the whole effectiveness of analysis depends upon
to the effecting of a mutative interpretation. In this diffi- its being so. The lesson of these difficulties is merely to
culty the patients sense of reality is an essential but a remind us that the patients sense of reality has the nar-
very feeble ally; indeed, an improvement in it is one of rowest limits. It is a paradoxical fact that the best way of
the things that we hope the analysis will bring about. It ensuring that his ego shall be able to distinguish between
is important, therefore, not to submit it to any unneces- fantasy and reality is to withhold reality from him as
sary strain; and that is the fundamental reason why the much as possible. But it is true. His ego is so weakso
analyst must avoid any real behavior that is likely to con- much at the mercy of his id and super-egothat he can
firm the patients view of him as a bad or a good only cope with reality if it is administered in minimal
fantasy object. This is perhaps more obvious as regards doses. And these doses are in fact what the analyst gives
the bad object. If, for instance, the analyst were to show him, in the form of interpretations.
that he was really shocked or frightened by one of the
patients id-impulses, the patient would immediately INTERPRETATION AND REASSURANCE
treat him in that respect as a dangerous object and intro-
ject him into his archaic severe super-ego. Thereafter, It seems to me possible that an approach to the twin
on the one hand, there would be a diminution in the practical problems of interpretation and reassurance
analysts power to function as an auxiliary super-ego and may be facilitated by this distinction between the two
to allow the patients ego to become conscious of his phases of interpretation. Both procedures may, it would
id-impulsesthat is to say, in his power to bring about appear, be useful or even essential in certain circum-
the first phase of a mutative interpretation; and, on the stances and inadvisable or even dangerous in others. In
other hand, he would, as a real object, become sensibly the case of interpretation,19 the first of our hypothetical
less distinguishable from the patients bad fantasy ob- phases may be said to liberate anxiety, and the second
ject and to that extent the carrying through of the second to resolve it. Where a quantity of anxiety is already
phase of a mutative interpretation would also be made present or on the point of breaking out, an interpretation,
more difficult. Or again, there is another case. Supposing owing to the efficacy of its second phase, may enable the

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Therapeutic Action of Psychoanalysis

patient to recognize the unreality of his terrifying fantasy cal situations which are always liable to arise in the case
object and so to reduce his own hostility and conse- of an incomplete interpretation. Incidentally, the same
quently his anxiety. On the other hand, to induce the ego dynamic pattern may arise when the analyst requires the
to allow a quantity of id-energy into consciousness is ob- patient to produce a forced fantasy or even (especially
viously to court an outbreak of anxiety in a personality at an early stage in an analysis) when the analyst asks the
with a harsh super-ego. And this is precisely what the patient a question; here again, the analyst is in effect giv-
analyst does in the first phase of an interpretation. As ing a blindfold interpretation, which it may prove im-
regards reassurance, I can only allude briefly here to possible to carry beyond its first phase. On the other
some of the problems it raises.20 I believe, incidentally, hand, situations are fairly constantly arising in the course
that the term needs to be defined almost as urgently as of an analysis in which the patient becomes conscious of
interpretation, and that it covers a number of different small quantities of id-energy without any direct provo-
mechanisms. But in the present connection reassurance cation on the part of the analyst. An anxiety situation
may be regarded as behavior on the part of the analyst might then develop, if it were not that the analyst, by his
calculated to make the patient regard him as a good behavior or, one might say, absence of behavior, enables
fantasy object rather than as a real one. I have already the patient to mobilize his sense of reality and make the
given some reasons for doubting the expediency of this, necessary distinction between an archaic object and a
though it seems to be generally felt that the procedure real one. What the analyst is doing here is equivalent to
may sometimes be of great value, especially in psychotic bringing about the second phase of an interpretation,
cases. It might, moreover, be supposed at first sight that and the whole episode may amount to the making of a
the adoption of such an attitude by the analyst might mutative interpretation. It is difficult to estimate what
actually directly favor the prospect of making a mutative proportion of the therapeutic changes which occur dur-
interpretation. But I believe that it will be seen on reflec- ing analysis may not be due to implicit mutative interpre-
tion that this is not in fact the case: for precisely in so far tations of this kind. Incidentally, this type of situation
as the patient regards the analyst as his fantasy object, seems sometimes to be regarded, incorrectly as I think,
the second phase of the interpretation does not oc- as an example of reassurance.
cursince it is of the essence of that phase that in it the
patient should make a distinction between his fantasy IMMEDIACY OF
object and the real one. It is true that his anxiety may be MUTATIVE INTERPRETATIONS
reduced; but this result will not have been achieved by
a method that involves a permanent qualitative change But it is now time to turn to two other characteristics
in his super-ego. Thus, whatever tactical importance which appear to be essential properties of every mutative
reassurance may possess, it cannot, I think, claim to interpretation. There is in the first place one already
be regarded as an ultimate operative factor in psycho- touched upon in considering the apparent or real absence
analytic therapy. of effect which sometimes follows upon the giving of an
It must here be noticed that certain other sorts of interpretation. A mutative interpretation can only be ap-
behavior on the part of the analyst may be dynamically plied to an id-impulse which is actually in a state of
equivalent to the giving of a mutative interpretation, or cathexis. This seems self-evident; for the dynamic
to one or other of the two phases of that process. For changes in the patients mind implied by a mutative in-
instance, an active injunction of the kind contemplated terpretation can only be brought about by the operation
by Ferenczi may amount to an example of the first phase of a charge of energy originating in the patient himself:
of an interpretation; the analyst is making use of his pe- the function of the analyst is merely to ensure that the
culiar position in order to induce the patient to become energy shall flow along one channel rather than along
conscious in a particularly vigorous fashion of certain of another. It follows from this that the purely informative
his id-impulses. One of the objections to this form of dictionary type of interpretation will be non-mutative,
procedure may be expressed by saying that the analyst however useful it may be as a prelude to mutative inter-
has very little control over the dosage of the id-energy pretations. And this leads to a number of practical infer-
that is thus released, and very little guarantee that the ences. Every mutative interpretation must be emotion-
second phase of the interpretation will follow. He may ally immediate; the patient must experience it as
therefore be unwittingly precipitating one of those criti- something actual. This requirement, that the interpreta-

76 J Psychother Pract Res, 8:1, Winter 1999


Strachey

tion must be immediate, may be expressed in another attempting reassurances. It seems probable, in fact, that
way by saying that interpretations must always be di- these alternative procedures may do little or nothing to
rected to the point of urgency. At any given moment obviate the trouble; on the contrary, they may even ex-
some particular id-impulse will be in activity; this is the acerbate the tension created by the urgency of the deep
impulse that is susceptible of mutative interpretation at impulses which are the actual cause of the threatening
that time, and no other one. It is, no doubt, neither pos- anxiety. Thus the anxiety may break out in spite of these
sible nor desirable to be giving mutative interpretations palliative efforts and, if so, it will be doing so under the
all the time; but, as Melanie Klein has pointed out, it is most unfavorable conditions, that is to say, outside the
a most precious quality in an analyst to be able at any mitigating influences afforded by the mechanism of in-
moment to pick out the point of urgency.21 terpretation. It is possible, therefore, that, of the two alter-
native procedures which are open to the analyst faced by
DEEP INTERPRETATION such a difficulty, the interpretation of the urgent id-impulses,
deep though they may be, will actually be the safer.
But the fact that every mutative interpretation must deal
with an urgent impulse takes us back once more to the SPECIFICITY OF
commonly felt fear of the explosive possibilities of inter- MUTATIVE INTERPRETATIONS
pretation, and particularly of what is vaguely referred to
as deep interpretation. The ambiguity of the term, how- I shall have occasion to return to this point for a moment
ever, need not bother us. It describes, no doubt, the in- later on, but I must now proceed to the mention of one
terpretation of material which is either genetically early further quality which it seems necessary for an interpre-
and historically distant from the patients actual experi- tation to possess before it can be mutative, a quality which
ence or which is under an especially heavy weight of is perhaps only another aspect of the one we have been
repressionmaterial, in any case, which is in the normal describing. A mutative interpretation must be specific:
course of things exceedingly inaccessible to his ego and that is to say, detailed and concrete. This is, in practice,
remote from it. There seems reason to believe, moreover, a matter of degree. When the analyst embarks upon a
that the anxiety which is liable to be aroused by the ap- given theme, his interpretations cannot always avoid be-
proach of such material to consciousness may be of pe- ing vague and general to begin with; but it will be nec-
culiar severity.22 The question whether it is safe to in- essary eventually to work out and interpret all the details
terpret such material will, as usual, mainly depend upon of the patients fantasy system. In proportion as this is
whether the second phase of the interpretation can be done the interpretations will be mutative, and much of
carried through. In the ordinary run of case the material the necessity for apparent repetitions of interpretations
which is urgent during the earlier stages of the analysis already made is really to be explained by the need for
is not deep. We have to deal at first only with more or filling in the details. I think it possible that some of the
less far-going displacements of the deep impulses, and delays which despairing analysts attribute to the patients
the deep material itself is only reached later and by de- id-resistance could be traced to this source. It seems as
grees, so that no sudden appearance of unmanageable though vagueness in interpretation gives the defensive
quantities of anxiety is to be anticipated. In exceptional forces of the patients ego the opportunity, for which they
cases, however, owing to some peculiarity in the struc- are always on the lookout, of baffling the analysts at-
ture of the neurosis, deep impulses may be urgent at a tempt at coaxing an urgent id-impulse into conscious-
very early stage of the analysis. We are then faced by a ness. A similarly blunting effect can be produced by cer-
dilemma. If we give an interpretation of this deep mate- tain forms of reassurance, such as the tacking on to an
rial, the amount of anxiety produced in the patient may interpretation of an ethnological parallel or of a theoreti-
be so great that his sense of reality may not be sufficient cal explanation: a procedure which may at the last mo-
to permit of the second phase being accomplished, and ment turn a mutative interpretation into a non-mutative
the whole analysis may be jeopardized. But it must not one. The apparent effect may be highly gratifying to the
be thought that, in such critical cases as we are now con- analyst; but later experience may show that nothing of
sidering, the difficulty can necessarily be avoided simply permanent use has been achieved or even that the patient
by not giving any interpretation or by giving more su- has been given an opportunity for increasing the strength
perficial interpretations of non-urgent material or by of his defenses. Here we have evidently reached a topic

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Therapeutic Action of Psychoanalysis

discussed not long ago by Edward Glover in one of the of endo-psychic tension due to a discharge of accumu-
very few papers in the whole literature which seriously lated affect. And in the second place, he points to a similar
attacks the problem of interpretation.23 Glover argues relief of tension upon a small scale arising from the actual
that, whereas a blatantly inexact interpretation is likely process of becoming conscious of something hitherto un-
to have no effect at all, a slightly inexact one may have a conscious, basing himself upon a statement of Freuds
therapeutic effect of a non-analytic, or rather anti-analytic, that the act of becoming conscious involves a discharge
kind by enabling the patient to make a deeper and more of energy.27 On the other hand, Rad appears to regard
efficient repression. He uses this as a possible explanation abreaction as opposed in its function to analysis. He as-
of a fact that has always seemed mysterious, namely, that serts that the therapeutic effect of catharsis is to be attrib-
in the earlier days of analysis, when much that we now uted to the fact that (together with other forms of non-
know of the characteristics of the unconscious was still analytic psycho-therapy) it offers the patient an artificial
undiscovered, and when interpretation must therefore neurosis in exchange for his original one, and that the
often have been inexact, therapeutic results were never- phenomena observable when abreaction occurs are akin
theless obtained. to those of an hysterical attack.28 A consideration of the
views of these various authorities suggests that what we
ABREACTION describe as abreaction may cover two different pro-
cesses: one a discharge of affect and the other a libidinal
The possibility which Glover here discusses serves to gratification. If so, the first of these might be regarded
remind us more generally of the difficulty of being certain (like various other procedures) as an occasional adjunct
that the effects that follow any given interpretation are to analysis, sometimes, no doubt, a useful one, and pos-
genuinely the effects of interpretation and not transfer- sibly even as an inevitable accompaniment of mutative
ence phenomena of one kind or another. I have already interpretations; whereas the second process might be
remarked that many patients derive direct libidinal grati- viewed with more suspicion, as an event likely to impede
fication from interpretation as such; and I think that some analysisespecially if its true nature were unrecognized.
of the striking signs of abreaction which occasionally fol- But with either form there would seem good reason to
low an interpretation ought not necessarily to be ac- believe that the effects of abreaction are permanent only
cepted by the analyst as evidence of anything more than in cases in which the predominant etiological factor is an
that the interpretation has gone home in a libidinal sense. external event: that is to say, that it does not in itself bring
The whole problem, however, of the relation of abre- about any radical qualitative alteration in the patients
action to psycho-analysis is a disputed one. Its therapeu- mind. Whatever part it may play in analysis is thus un-
tic results seem, up to a point, undeniable. It was from likely to be of anything more than an ancillary nature.
them, indeed, that analysis was born; and even today
there are psycho-therapists who rely on it almost exclu- EXTRA-TRANSFERENCE
sively. During the War, in particular, its effectiveness was INTERPRETATIONS
widely confirmed in cases of shell-shock. It has also
been argued often enough that it plays a leading part in If we now turn back and consider for a little the picture
bringing about the results of psycho-analysis. Rank and I have given of a mutative interpretation with its various
Ferenczi, for instance, declared that in spite of all ad- characteristics, we shall notice that my description ap-
vances in our knowledge abreaction remained the essen- pears to exclude every kind of interpretation except
tial agent in analytic therapy.24 More recently, Reik has those of a single classthe class, namely, of transference
supported a somewhat similar view in maintaining that interpretations. Is it to be understood that no extra-
the element of surprise is the most important part of transference interpretation can set in motion the chain
analytic technique.25 A much less extreme attitude is of events which I have suggested as being the essence of
taken by Nunberg in the chapter upon therapeutics in psycho-analytical therapy? That is indeed my opinion,
his textbook of psycho-analysis.26 But he, too, regards and it is one of my main objects in writing this paper to
abreaction as one of the component factors in analysis, throw into reliefwhat has, of course, already been ob-
and in two ways. In the first place, he mentions the im- served, but never, I believe, with enough explicit-
provement brought about by abreaction in the usual nessthe dynamic distinctions between transference
sense of the word, which he plausibly attributes to a relief and extra-transference interpretations. These distinc-

78 J Psychother Pract Res, 8:1, Winter 1999


Strachey

tions may be grouped under two heads. In the first place, irremediable state of chaos. He pointed out very truly
extra-transference interpretations are far less likely to be that the material we have to deal with is stratified and
given at the point of urgency. This must necessarily be that it is highly important in digging it out not to interfere
so, since in the case of an extra-transference interpreta- more than we can help with the arrangement of the strata.
tion the object of the id-impulse which is brought into He had in mind, of course, the analogy of an incompetent
consciousness is not the analyst and is not immediately archaeologist, whose clumsiness may obliterate for all
present, whereas, apart from the earliest stages of an time the possibility of reconstructing the history of an
analysis and other exceptional circumstances, the point important site. I do not myself feel so pessimistic about
of urgency is nearly always to be found in the transfer- the results in the case of a clumsy analysis, since there is
ence. It follows that extra-transference interpretations the essential difference that our material is alive and will,
tend to be concerned with impulses which are distant as it were, re-stratify itself of its own accord if it is given
both in time and space and are thus likely to be devoid the opportunity: that is to say, in the analytic situation.
of immediate energy. In extreme instances, indeed, they At the same time, I agree as to the presence of the risk,
may approach very closely to what I have already de- and it seems to me to be particularly likely to occur where
scribed as the handing-over to the patient of a German- extra-transference interpretation is excessively or exclu-
English dictionary. But in the second place, once more sively resorted to. The means of preventing it, and the
owing to the fact that the object of the id-impulse is not remedy if it has occurred, lie in returning to transference
actually present, it is less easy for the patient, in the case interpretation at the point of urgency. For if we can dis-
of an extra-transference interpretation, to become di- cover which of the material is immediate in the sense
rectly aware of the distinction between the real object I have described, the problem of stratification is auto-
and the fantasy object. Thus it would appear that, with matically solved; and it is a characteristic of most extra-
extra-transference interpretations, on the one hand what transference material that it has no immediacy and that
I have described as the first phase of a mutative interpre- consequently its stratification is far more difficult to de-
tation is less likely to occur, and on the other hand, if the cipher. The measures suggested by Reich himself for
first phase does occur, the second phase is less likely to preventing the occurrence of this state of chaos are not
follow. In other words, an extra-transference interpreta- inconsistent with mine; for he stresses the importance
tion is liable to be both less effective and more risky than of interpreting resistances as opposed to the primary id-
a transference one.29 Each of these points deserves a few impulses themselvesand this, indeed, was a policy that
words of separate examination. was laid down at an early stage in the history of analysis.
It is, of course, a matter of common experience But it is, of course, one of the characteristics of a resistance
among analysts that it is possible with certain patients to that it arises in relation to the analyst; and thus the inter-
continue indefinitely giving interpretations without pro- pretation of a resistance will almost inevitably be a trans-
ducing any apparent effect whatever. There is an amusing ference interpretation.
criticism of this kind of interpretation-fanaticism in the But the most serious risks that arise from the making
excellent historical chapter of Rank and Ferenczi.30 But of extra-transference interpretations are due to the inher-
it is clear from their words that what they have in mind ent difficulty in completing their second phase or in
are essentially extra-transference interpretations, for the knowing whether their second phase has been completed
burden of their criticism is that such a procedure implies or not. They are from their nature unpredictable in their
neglect of the analytic situation. This is the simplest case, effects. There seems, indeed, to be a special risk of the
where a waste of time and energy is the main result. But patient not carrying through the second phase of the in-
there are other occasions, on which a policy of giving terpretation but of projecting the id-impulse that has been
strings of extra-transference interpretations is apt to lead made conscious on to the analyst. This risk, no doubt,
the analyst into more positive difficulties. Attention was applies to some extent also to transference interpreta-
drawn by Reich31 a few years ago in the course of some tions. But the situation is less likely to arise when the
technical discussions in Vienna to a tendency among in- object of the id-impulse is actually present and is more-
experienced analysts to get into trouble by eliciting from over the same person as the maker of the interpretation.32
the patient great quantities of material in a disordered (We may here once more recall the problem of deep
and unrelated fashion: this may, he maintained, be car- interpretation, and point out that its dangers, even in the
ried to such lengths that the analysis is brought to an most unfavorable circumstances, seem to be greatly di-

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Therapeutic Action of Psychoanalysis

minished if the interpretation in question is a transference patients mind. It may be of interest to consider in con-
interpretation.) Moreover, there appears to be more clusion how a moment which is of such importance to
chance of this whole process occurring silently and so the patient affects the analyst himself. Mrs. Klein has
being overlooked in the case of an extra-transference suggested to me that there must be some quite special
interpretation, particularly in the earlier stages of an internal difficulty to be overcome by the analyst in giving
analysis. For this reason, it would seem to be important interpretations. And this, I am sure, applies particularly
after giving an extra-transference interpretation to be to the giving of mutative interpretations. This is shown
specially on the qui vive for transference complications. in their avoidance by psycho-therapists of non-analytic
This last peculiarity of extra-transference interpretations schools; but many psycho-analysts will be aware of traces
is actually one of their most important from a practical of the same tendency in themselves. It may be rational-
point of view. For on account of it they can be made to ized into the difficulty of deciding whether or not the
act as feeders for the transference situation, and so to particular moment has come for making an interpreta-
pave the way for mutative interpretations. In other tion. But behind this there is sometimes a lurking diffi-
words, by giving an extra-transference interpretation, the culty in the actual giving of the interpretation, for there
analyst can often provoke a situation in the transference seems to be a constant temptation for the analyst to do
of which he can then give a mutative interpretation. something else instead. He may ask questions, or he may
It must not be supposed that because I am attributing give reassurances or advice or discourses upon theory,
these special qualities to transference interpretations, I or he may give interpretationsbut interpretations that
am therefore maintaining that no others should be made. are not mutative, extra-transference interpretations, in-
On the contrary, it is probable that a large majority of terpretations that are non-immediate, or ambiguous, or
our interpretations are outside the transferencethough inexactor he may give two or more alternative inter-
it should be added that it often happens that when one pretations simultaneously, or he may give interpretations
is ostensibly giving an extra-transference interpretation and at the same time show his own skepticism about
one is implicitly giving a transference one. A cake cannot them. All of this strongly suggests that the giving of a
be made of nothing but currants; and, though it is true mutative interpretation is a crucial act for the analyst as
that extra-transference interpretations are not for the well as for the patient, and that he is exposing himself to
most part mutative, and do not themselves bring about some great danger in doing so. And this in turn will be-
the crucial results that involve a permanent change in come intelligible when we reflect that at the moment of
the patients mind, they are none the less essential. If I interpretation the analyst is in fact deliberately evoking
may take an analogy from trench warfare, the acceptance a quantity of the patients id-energy while it is alive and
of a transference interpretation corresponds to the cap- actual and unambiguous and aimed directly at himself.
ture of a key position, while the extra-transference inter- Such a moment must above all others put to the test his
pretations correspond to the general advance and to the relations with his own unconscious impulses.
consolidation of a fresh line which are made possible by
the capture of the key position. But when this general SUMMARY
advance goes beyond a certain point, there will be an-
other check, and the capture of a further key position will I will end by summarizing the four main points of the
be necessary before progress can be resumed. An oscil- hypothesis I have put forward:
lation of this kind between transference and extra-trans-
ference interpretations will represent the normal course 1. The final result of psycho-analytic therapy is to en-
of events in an analysis. able the neurotic patients whole mental organiza-
tion, which is held in check at an infantile stage of
development, to continue its progress towards a nor-
MUTATIVE INTERPRETATIONS AND
mal adult state.
THE ANALYST 2. The principal effective alteration consists in a pro-
found qualitative modification of the patients super-
Although the giving of mutative interpretations may thus ego, from which the other alterations follow in the
only occupy a small portion of psycho-analytic treat- main automatically.
ment, it will, upon my hypothesis, be the most important 3. This modification of the patients super-ego is
part from the point of view of deeply influencing the brought about in a series of innumerable small steps

80 J Psychother Pract Res, 8:1, Winter 1999


Strachey

by the agency of mutative interpretations, which are Chapters VIII and IX.
effected by the analyst in virtue of his position as 15.A similar view has often been suggested by Melanie Klein.
See, for instance, The Psycho-Analysis of Children, p. 369. It
object of the patients id-impulses and as auxiliary
has been developed more explicitly and at greater length
super-ego. by Melitta Schmideberg: Zur Psychoanalyse asozialer
4. The fact that the mutative interpretation is the ulti- Kinder und Jugendlicher (Zeitschrift, Bd. XVIII, 1932).
mate operative factor in the therapeutic action of 16.Der Begriff der Deutung in der Psychoanalyse, Zeitschrift
psycho-analysis does not imply the exclusion of fr angewandte Psychologie, Bd. 42, 1932. A critical summary
many other procedures (such as suggestion, reassur- of this by Ger will be found in Imago, Bd. XIX, 1933.
ance, abreaction, etc.) as elements in the treatment 17.I am making no attempt at describing the process in correct
metapsychological terms. For instance, in Freuds view, the
of any particular patient.
antithesis between conscious and unconscious is not, strictly
speaking, applicable to instinctual impulses themselves, but
only to the ideas which represent them in the mind. (The
NOTES Unconscious, Collected Papers, vol. IV, p. 109.) Neverthe-
less, for the sake of simplicity, I speak throughout this paper
1.Portions of this paper were read at a meeting of the British of making id-impulses conscious.
Psycho-Analytical Society on June 13, 1933. 18.Incidentally, it seems as though a qualitative factor may be
2.I have not attempted to compile a full bibliography of the concerned as well: that is, some kinds of id-impulses may be
subject, though a number of the more important contribu- more repugnant to the ego than others.
tions to it are referred to in the following pages. 19.For the necessity for continuous and deep-going interpre-
3.Collected Papers, vol. II. tations in order to diminish or prevent anxiety-attacks, see
4.P. 381. Melanie Kleins Psycho-Analysis of Children, pp. 5859. On
5.New Introductory Lectures (1933), p. 194. the other hand: The anxiety belonging to the deep levels
6.Pp. 117118. is far greater, both in amount and intensity, and it is there-
7.P. 77. fore imperative that its liberation should be duly regulated.
8.In Freuds paper at the Berlin Congress in 1922, sub- (Ibid., p. 139.)
sequently expanded into The Ego and the Id (1923). 20.Its uses were discussed by Melitta Schmideberg in a paper
9.This journal [Int J Psychoanal], vol. 4, 1923. read to the British Psycho-Analytical Society on February
10.At the Salzburg Congress in 1924: A Metapsychological 7, 1934.
Description of the Process of Cure, this journal [Int J 21.The Psycho-Analysis of Children, pp. 5859.
Psychoanal], vol. 6, 1925. 22.Ibid., p. 139.
11.Also first read at Salzburg in 1924. 23.The Therapeutic Effect of Inexact Interpretation, this
12.This journal [Int J Psychoanal], vol. 6, 1925; in a revised journal [Int J Psychoanal], vol. 12, 1931.
form in German, Zeitschrift, Bd. XII, 1926. 24.Entwicklungsziele der Psychoanalyse (1924), p. 27.
13.This hypothesis seems to imply a contradiction of some 25.New Ways in Psycho-Analytic Technique, this journal
authoritative pronouncements, according to which the [Int J Psychoanal], vol. 14, 1933.
structure of the super-ego is finally laid down and fixed at 26.Allgemeine Neurosenlehre auf psychoanalytischer Grundlage
a very early age. Thus Freud appears in several passages to (1932), pp. 303304. This chapter appears in English in an
hold that the super-ego (or at all events its central core) is abbreviated version as a contribution to Lorands Psycho-
formed once and for all at the period at which the child Analysis Today (1933). There is very little, I think, in Nun-
emerges from its Oedipus complex. (See, for instance, The bergs comprehensive catalogue of the factors at work in
Ego and the Id, pp. 6869.) So, too, Melanie Klein speaks of analytic therapy that conflicts with the views expressed in
the development of the super-ego ceasing and of its the present paper, though I have given a different account
formation having reached completion at the onset of the of the interrelation between those factors.
latency period (The Psycho-Analysis of Children, pp. 250 and 27.Beyond the Pleasure Principle, p. 28.
252), though in many other passages (e.g., p. 369) she 28.The Economic Principle in Psycho-Analytic Technique,
implies that the super-ego can be altered at a later age under this journal [Int J Psychoanal], vol. 6, 1925.
analysis. I do not know how far the contradiction is a real 29.This corresponds to the fact that the pseudo-analysts and
one. My theory does not in the least dispute the fact that in wild analysts limit themselves as a rule to extra-transfer-
the normal course of events the super-ego becomes fixed at ence interpretations. It will be remembered that this was
an early age and subsequently remains essentially unal- true of Freuds original wild analyst (Observations on
tered. Indeed, it is a part of my view that in practice nothing Wild Psycho-Analysis (1910), Collected Papers, vol. II).
except the process of psycho-analysis can alter it. It is of 30.Entwicklungsziele der Psychoanalyse, p. 31.
course a familiar fact that in many respects the analytic 31.Bericht ber das Seminar fr psychoanalytische Therapie
situation re-constitutes an infantile condition in the patient, in Wien, Zeitschrift, Bd. XIII, 1927. This has recently been
so that the fact of being analyzed may, as it were, throw the re-published as a chapter in Reichs volume upon Charak-
patients super-ego once more into the melting-pot. Or, teranalyse (1933), which contains a quantity of other material
again, perhaps it is another mark of the non-adult nature of with an interesting bearing on the subject of the present
the neurotic that his super-ego remains in a malleable state. paper.
14.See The Psycho-Analysis of Children (1932), passim, especially 32.It even seems likely that the whole possibility of effecting

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Therapeutic Action of Psychoanalysis

mutative interpretations may depend upon this fact that in real figure and not of an archaic and distorted projec-
the analytic situation the giver of the interpretation and the tionso that the quality of the original super-ego becomes
object of the id-impulse interpreted are one and the same gradually changed. And since the aim of the mutative
person. I am not thinking here of the argument mentioned interpretations is thus to cause the introjection of the analyst,
abovethat it is easier under that condition for the patient it follows that the id-impulses which they interpret must
to distinguish between his fantasy object and the real ob- have the analyst as their object. If this is so, the views
jectbut of a deeper consideration. The patients original expressed in the present paper will require some emenda-
super-ego is, as I have argued, a product of the introjection tion. For in that case, the first criterion of a mutative
of his archaic objects distorted by the projection of his interpretation would be that it must be a transference inter-
infantile id-impulses. I have also suggested that our only pretation. Nevertheless, the quality of urgency would still
means of altering the character of this harsh original remain important; for, of all the possible transference inter-
super-ego is through the mediation of an auxiliary super- pretations which could be made at any particular moment,
ego which is the product of the patients introjection of only the one which dealt with an urgent id-impulse would
the analyst as an object. The process of analysis may from be mutative. On the other hand, an extra-transference
this point of view be regarded as an infiltration of the interpretation even of an extremely urgent id-impulse could
rigid and unadaptable original super-ego by the auxiliary never be mutativethough it might, of course, produce
super-ego with its greater contact with the ego and with temporary relief along the lines of abreaction or reassur-
reality. This infiltration is the work of the mutative inter- ance.
pretations; and it consists in a repeated process of introjec-
tion of imagos of the analystimagos, that is to say, of a Copyright Institute of Psycho-Analysis.

82 J Psychother Pract Res, 8:1, Winter 1999

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