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SPECIAL PROCEEDINGS

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TOPIC: 3.0 GUARDIANSHIP (Rules 92-97 ROC; AM No. incidental to the settlement of the estate, with the determination of
03-02-05-SC 2003-05-01) heirship included. As held in previous decision, two causes of action
may be brought together in one complaint, one a claim for
recognition, and the other to claim inheritance.

GUY vs. CA

Facts: The special proceeding case concerns the settlement of the PARCO vs. CA
estate of Sima Wei (a.k.a. Rufina Guy Susim). Private-respondents Facts: This case stems from a previous Special proceedings for the
Karen and Kamille alleged that they are the acknowledged guardianship of incompetent Soriaya Rodriguez. The guardianship
illegitimate children of Sima Wei who died intestate. The minors were proceeding originally pertained to Branch 1, CFI of Quezon.
represented by their mother Remedios Oanes who filed a petition for Subsequently, it was transferred to Branch IV-Calauag, CFI of Quezon,
the issuance of letters of administration before the RTC of Makati where respondent judge Kayanan took cognizance of the case.
City.
The private respondent, Francisco Rodriguez Jr. was the appointed
Petitioner who is one of the children of the deceased with his guardian. Respondent judge approved the conveyance of three (3)
surviving spouse, filed for the dismissal of the petition alleging that parcels of land belonging to the ward to the petitioners, the spouses
his father left no debts hence, his estate may be settled without the Parco.
issuance of letters administration. The other heirs filed a joint motion
to dismiss alleging that the certification of non-forum shopping Almost two years after the guardianship court's approval of the 'sale',
should have been signed by Remedios and not by counsel. the private respondent filed an urgent petition for the examination of
the subject conveyance of the lots to the petitioners, by virtue of the
Petitioners further alleged that the claim has been paid and waived transfer of title to third parties. He argued that the conveyance was
by reason of a Release of Claim or waiver stating that in exchange for actually a loan agreement with a right to recover while the spouses
financial and educational assistance from the petitioner, Remedios alleged that there was an absolute sale of the lands in dispute.
and her minor children discharged the estate of the decedent from
any and all liabilities. Issue: Whether or not a guardianship court has jurisdiction to order
the reconveyance of the properties to the ward?
The lower court denied the joint motion to dismiss as well as the
supplemental motion ruling that the mother is not the duly Held: No, in this case, it has no jurisdiction.
constituted guardian of the minors hence, she could not have validly
signed the waiver. It also rejected the petitioner's objections to the Under Section 6 Rule 96 of the Rules of Court which reads:
certificate of non-forum shopping. The Court of Appeals affirmed the Section 6. Proceedings when person suspected of embezzling or
orders of the lower court. Hence, this petition. concealing property of the ward. Upon complaint of the guardian
Issue: Whether or not a guardian can validly repudiate the inheritance or ward, or of any person having actual or prospective interest in the
the wards? estate of the ward as creditor, heir, or otherwise, that anyone is
suspected of having embezzled, concealed, or conveyed away any
Held: No, there was no repudiation. To be valid and effective, a waiver money, goods, or interest, or a written instrument, belonging to the
must be couched in clear and unequivocal terms which leave no ward or his estate, the court may cite the suspected person to appear
doubt as to the intention of a party to give up a right or benefit which for examination touching such money, goods, interests, or
legally pertains to him. instrument, and make such orders as will secure the estate against
such embezzlement, concealment or conveyance.
In this case, we find that there was no waiver of hereditary rights. The
Release and Waiver of Claim does not state with clarity the purpose In Cui vs. Piccio et al., supra, this Court held that the jurisdiction of the
of its execution. It did not specifically mention private respondents court in guardianship proceedings, ordinarily, is to cite persons
hereditary share in the estate of Sima Wei, it cannot be construed as suspected of having embezzled, concealed or conveyed the property
a waiver of successional rights. belonging to the ward for the purpose of obtaining information which
may be used in an action later to be instituted by the guardian to
Moreover, even assuming that Remedios truly waived the hereditary protect the right of the ward. Generally, the guardianship court
rights of private respondents, such waiver will not bar the latters exercising special and limited jurisdiction cannot actually order the
claim. Article 1044 of the Civil Code, provides: delivery of the property of the ward found to be embezzled,
ART. 1044. Any person having the free disposal of his property may concealed or conveyed. In a categorical language of this Court, only in
accept or repudiate an inheritance. extreme cases, where property clearly belongs to the ward or where
his title thereto has been already judicially decided, may the court
Any inheritance left to minors or incapacitated persons may be direct its delivery to the guardian. 23 In effect, there can only be
accepted by their parents or guardians. Parents or guardians may delivery or return of the embezzled, concealed or conveyed property
repudiate the inheritance left to their wards only by judicial of the ward, where the right or title of said ward is clear and
authorization. undisputable. However, where title to any property said to be
embezzled, concealed or conveyed is in dispute, under the Cui case,
Repudiation amounts to alienation of property and parents and the determination of said title or right whether in favor of the person
guardians must necessarily obtain judicial approval. repudiation of said to have embezzled, concealed or conveyed the property must be
inheritance must pass the court's scrutiny in order to protect the best determined in a separate ordinary action and not in guardianship
interest of the ward. Not having been authorized by the court, the proceedings.
release or waiver is therefore void. Moreover, the private-
respondents could not have waived their supposed right as they have Unlike in previous court decision, the facts of this case is not in all
yet to prove their status as illegitimate children of the decedent. It fours as there is a cloud over the titles of the properties in question.
would be inconsistent to rule that they have waived a right which, A reconveyance would require the determination of the ownership
according to the petitioner, the latter do not have. or title of the subject three parcels of land, which is beyond the
jurisdiction of the guardianship court, and thus must be threshed out
As to the jurisdiction of the court to determine the heirs, the court is in a separate and ordinary civil action.
not precluded to receive evidence to determine the filiation of the
claimants even if the original petition is for the issuance of letters In previous decisions, the court approved the reconveyance to the
administration. Its jurisdiction extends to matters collateral and ward of properties embezzled, concealed or conveyed when there is
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not question as to the ward's title and ownership to the property. In conclusion, we hold that the respondent Judge had no jurisdiction
Herein, it is premature to say based only on the pleadings that the to issue his order in the guardianship proceedings requiring the
ward has clear and undisputable title to the properties. petitioners to deliver the rentals collected by them to the guardian
and authorizing the latter to collect rentals in the future, for the
reason that the jurisdiction of the court in guardianship proceedings,
ordinarily, is to cite persons suspected of having embezzled,
G.R. No. L-58319 June 29, 1982 concealed or conveyed property belonging to the ward for the
PATRIA PACIENTE, petitioner, vs. HON. AUXENCIO C. DACUYCUY, purpose of obtaining information which may be used in action later
Presiding Judge of the Juvenile and Domestic Relations Court of to be instituted by the guardian to protect the right of the ward; and
Leyte and Southern Leyte; FELICIANA CALLE, court-appointed that only in extreme cases, where property clearly belongs to the
guardian of the minors Shirley and Leandro, both surnamed ward or where his title thereto has already been judicially decided,
HOMERES; the SOLICITOR GENERAL; THE CITY FISCAL OF TACLOBAN; may the court direct its delivery to the guardian. ~
and, THE REGISTER OF DEEDS, Tacloban City, respondents. ~ and in the case of Parco and Bautista, We ruled:
FACTS: In 1972, Leonardo Homeres died leaving his wife, LILIA In Cui vs. Piccio, this Court held that the jurisdiction of the court in
Samson Homeres, and two minor children, Shirley and Leandro, a guardianship proceedings, ordinarily, is to cite persons suspected of
parcel of land (Lot No. 3085-G) situated in Sagkahan, Tacloban City, having embezzled, concealed or conveyed the property belonging to
which lot he had inherited from his deceased father, Felizardo the ward for the purpose of obtaining information which may be used
Homeres. The said lot was sold by Lilia to CONCHITA Dumdum. Then, in an action later to be instituted by the guardian to protect the right
Lilia filed a petition for guardianship over the persons and estate of of the ward. Generally, the guardianship court exercising special and
the minors. The petition was granted and she took her oath as a limited jurisdiction cannot actually order the delivery of the property
guardian. Then, Conchita sold the Lot, which had been titled in her of the ward found to be embezzled, concealed, or conveyed. In a
name, to PETITIONER Patria Paciente. Consequently, petitioner was categorical language of this Court, only in extreme cases, where
issued a TCT by the ROD of Tacloban City. Petitioner then mortgaged property clearly belongs to the ward or where his title thereto has
the Lot to the Consolidated Bank and Trust Corporation. been already judicially decided, may the court direct its delivery to
The ROD filed a manifestation informing respondent court that the the guardian. In effect, there can only be delivery or return of the
Lot which is the subject of the guardianship proceedings had been embezzled, concealed or conveyed property of the ward, where the
registered in the name of the petitioner and was mortgaged to right or title of said ward is clear and undisputable. However, where
Consolidated Bank. Thereby, the respondent court issued an order title to any property said to be embezzled, concealed or conveyed is
directing the petitioner and the manager of the bank to appear before in dispute, under the Cui case, the determination of said title or right
the court and show cause why the TCT, covering a parcel of land co- whether in favor of the persons said to have embezzled, concealed or
owned by the minors Homeres, should not be cancelled for having conveyed the property must be determined in a separate ordinary
been alienated without authority from the court. action and not in a guardianship proceedings. ~

However, the petitioner and the manager did not appear before the Insofar as the acts of the guardianship court intended to effect the
court. Instead, Conchita appeared and explained to the respondent delivery or return of the property conveyed are concerned, We find
court that she sold the lot which she acquired from Lilia to the the orders of the respondent court valid. The petitioner's contentions
petitioner without obtaining the approval of the court because she in this regard are untenable. Even the aforecited cases relied upon do
was not aware of such requirement regarding the properties of the not support her argument. While it is true that in these two cases We
minors. Also, the petitioner's husband apprised the court that the ruled that where title to any property said to be embezzled,
petitioner was an innocent purchaser for value of the lot in question. concealed or conveyed is in question, the determination of said title
However, the court did not heed to said explanation and issued an or right whether in favor of the ward or in favor of the person said to
order to the ROD to cancel the TCT of petitioner and to order the have embezzled, concealed or conveyed the property must be
issuance of a new title to include the minors as co-owners with the determined in a separate ordinary action and not in guardianship
petitioner for her having failed to comply with the court's order proceedings, We also emphasized that if the right or title of the ward
directing her to pay the minors the reasonable price of their property to the property is clear and indisputable the court may issue an order
that their mother alienated without authority of a competent court. directing its delivery or return.
A motion for reconsideration having been denied, petitioner filed the In the present case the right or title of the two minors to the property
present petition. is clear and indisputable. They inherited a part of the land in question
ISSUE: Whether the respondent court acting as a guardianship court from their father. The sale of this land, where they are co-owners, by
has jurisdiction to issue said order. their mother without the authority of the guardianship court is illegal
(Yuson de Pua vs. San Agustin).
HELD: YES.
Relying on the cases of Cui vs. Piccio, and Parco and Bautista vs.
CA, petitioner contends that respondent court in hearing a petition
for guardianship is not the proper situs for the cancellation of a
G.R. No. 116835 March 5, 1998
Torrens Title.
ANTONIETTA GARCIA VDA. DE CHUA, petitioner, vs. COURT OF
~ In the Cui case, this Court ruled:
APPEALS (Special Eight Division), HON. JAPAL M. GUIANI, RTC,
... x x x that in the case of Castillo vs. Bustamante, the court made a Branch 14, 12th Judicial Region, Cotabato City, and FLORITA A.
distinction between the provisions of sections 709 and 593 of the VALLEJO, as Administratrix of the Estate of the late Roberto L.
Code of Civil Procedure which now correspond to section 6, Rule 88 Chua, respondents.
and section 6 of Rule 97 of the Rules of Court. This Court in that case
FACTS: During his lifetime, ROBERTO Lim Chua lived out of wedlock
said that while in administration proceedings the court under section
with PRIVATE RESPONDENT Florita Vallejo from 1970 up to 1981. Out
709 may only question the person suspected of having embezzled,
of this union, the couple begot two illegitimate children, namely,
concealed or conveyed away property belonging to the estate, section
Roberto Rafson Alonzo and Rudyard Pride Alonzo (MINORS).
593 of the same Code authorizes the Judge or the court to issue such
orders as maybe necessary to secure the estate against concealment, On 28 May 1992, Roberto died intestate in Davao City. Private
embezzlement and conveyance. x x x now as embodied in Rule 97, respondent then filed with the RTC of Cotabato City a Petition for
section 6 of the Rules of Court in light of the ruling laid down in the declaration of heirship, guardianship over the persons and properties
case of Castillo vs. Bustamante, the court may issue an order of minors Robert and Rudyard, all surnamed Chua, and issuance of
directing the delivery or return of any property embezzled, letters of administration in her favor for the administration of the
concealed or conveyed which belongs to a ward, where the right or estate of the deceased Roberto.
title of said ward is clear and indisputable.
The trial court issued an order setting the hearing of the petition and
xxx xxx xxx directed that notice thereof be published in a newspaper of general
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circulation in the province of Maguindanao and Cotabato City and or 2) NO. The title alone of the original petition clearly shows that the
Davao City. petition is one which includes the issuance of letters of
administration.
The herein PETITIONER Antonietta Garcia Vda. de Chua, representing
to be the surviving spouse of Roberto, filed a Motion to Dismiss on The title of said petition reads:
the ground of improper venue. Petitioner alleged that at the time of
IN RE: PETITION FOR DECLARATION OF HEIRSHIPS,
the decedent's death, Davao City was his residence, hence, the RTC
GUARDIANSHIP OVER THE PERSON AND PROPERTIES
of Davao City is the proper forum.
OF MINORS ROBERTO ALONZO AND RUDYARD
Private respondent filed an opposition to the Motion to Dismiss on ALONZO, all surnamed CHUA and ISSUANCE OF
the grounds that: (1) this petition is for the guardianship of the minor LETTERS OF ADMINISTRATION.
children of the petitioner (PR) who are heirs to the estate of the late
Likewise, the prayer of the petition states:
Roberto and thus, under Section 1, Rule 92 of the Rules of Court, the
venue shall be at the place where the minor resides, which is in 2. That Letters of Administration be issued to herein
Cotabato City; and (2) That the movant/oppositor Antonietta is not petition for the administration of the estate of the
the surviving spouse of the late Roberto but a pretender to the estate deceased ROBERTO LIM CHUA.
of the latter since the deceased never contracted marriage with any
woman until he died. The original petition also contains the jurisdictional facts required in
a petition for the issuance of letters of administration.
Private respondent filed a Motion for Admission of an Amended
Petition changing its title, and no.4 of his allegation, in order to avoid Section 2, Rule 79 of the Rules of Court reads:
any confusion or misconception of the nature and real intent and Sec. 2. Contents of petition for letters of administration
purpose of the petition. A petition for letters of administration must be filed
The trial court held that petitioner had no personality to file the by an interested person and must show, so far as
motion to dismiss not having proven her status as wife of the known to the petitioner:
decedent. Further, the court found that the actual residence of the (a) jurisdictional facts;
deceased was Cotabato City, and even assuming that there was
concurrent venue among the RTCs where the decedent had resided, (b) The names, ages, and residences of the heirs and
the RTC of Cotabato had already taken cognizance of the settlement the names and residences of the creditors, of the
of the decedent's estate to the exclusion of all others (Section 1, Rule decedent'
73). The trial court, then, issued an order appointing Romulo Lim Uy, (c) The probative value and character of the property
a first cousin of the deceased, as special administrator of the of the estate;.
decedent's estate, and also appointing private respondent as
guardian over the persons and properties of the two minors. Having (d) The name of the person for whom letters of
been denied her motion, hence this petition. administration are prayed;

Petitioner alleges that: (1) at the time of the decedent's death, Davao But no defect in the petition shall render void the
City was his residence, hence, the RTC of Davao City is the proper issuance of letters of administration. (emphasis ours).
forum; and (2) the original petition was one for guardianship and not The jurisdictional facts required in a petition for issuance of letters of
for issuance of letters of administration, hence, the trial court acted administration are: (1) the death of the testator; (2) residence at the
beyond its jurisdiction when it issued letters of administration over time of death in the province where the probate court is located; and
the said estate, thereby converting the petition into an intestate (3) if the decedent was a non-resident, the fact of being a resident of
proceeding, and there is also failure to allege and state the a foreign country and that the decedent has left an estate in the
jurisdictional facts required by the Rules of Court in petitions for province where the court is sitting.
administration of a decedent's estate, and moreover there is an
admission on the part of the PR that the petition is for guardianship While paragraph 4 of the original petition stating:
of her minor children, as provided therein, indicated as follows:
(4) That Roberto Lim Chua, father of the above
1. That this petition is for guardianship of the minor mentioned minors, died intestate on May 28, 1992 in
children of the petitioner who are heirs to the estate Davao City.
of the late Roberto L. Chua and under Section 1, Rule
failed to indicate the residence of the deceased at the time of his
92 of the Rules of Court the venue shall be at the place
death, the omission was cured by the amended petitions wherein the
where the minor resides.
same paragraph now reads:
as well as to the statements made by counsel for the private
(4) That Roberto Lim Chua, father of the
respondent during the hearing:
abovementioned minors is a resident of Cotabato
ATTY. RENDON: We filed our opposition to the motion City and died intestate on May 28, 1992 at Davao
to dismiss the petition because this is a petition for City. (Emphasis supplied.)
guardianship of minors, not for intestate proceedings.
All told the original petition alleged substantially all the facts required
So this is a case where the mother wanted to be
to be stated in the petition for letters of administration.
appointed as guardian because she is also the litigant
Consequently, there was no need to publish the amended petition as
here. Because whenever there is an intestate
petitioner would insist.
proceedings, she has to represent the minors, and
under the Rules of Court in any guardianship Be that as it may, petitioner has no legal standing to file the motion
proceedings, the venue is at the place where the minor to dismiss as she is not related to the deceased, nor does she have
is actually residing. any interest in his estate as creditor or otherwise. The Rules are
explicit on who may do so:
ISSUE/S: 1) Whether the filing of the petition for guardianship in this
case is properly filed in Cotabato City; and 2) Whether the trial court Sec. 4. Opposition to petition for administration Any
acted beyond its jurisdiction when it issued letters of administration interested person, may by filing a written opposition,
over the said estate in a guardianship proceedings. contest the petition on the ground of incompetency of
the person for whom letters of administration are
HELD: The petition is devoid of merit.
prayed therein, or on the ground of the contestant's
1) YES. Section 1, Rule 92 of the Rules of Court provides that in any own right to the administration, and may pray that
guardianship proceedings, the venue is at the place where the minor letters issue to himself, or to any competent person or
is actually residing. (see codal) Hence, it correct that the petition for persons named in the opposition..
guardianship is filed in Cotabato City.
Only an interested person may oppose the petition for issuance of
letters of administration. An interested person is one who would be
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benefited by the estate such as an heir, or one who has a claim against represented to a Court of First Instance, or a judge thereof, by petition
the estate, such as a creditor; his interest is material and direct, and verified by oath of any relative or friend, that any person who is an
not one that is only indirect or contingent. inhabitant or resident of the province, is insane or is a spendthrift,
Petitioner was not able to prove her status as the surviving wife of the incompetent to manage his estate, praying that a guardian may be
decedent. The best proof of marriage between man and wife is a appointed for such person, such court or judge must cause a notice
marriage contract which she failed to produce. The lower court to be given to the supposed insane or incompetent person of the time
correctly disregarded the photostat copy of the marriage certificate and place of hearing the petition, not less than five days before the
which she presented, this being a violation of the best evidence rule, time so appointed; and such person, if able to attend, must be
together with other worthless pieces of evidence. The trial court produced on the hearing.
correctly ruled that:
The statute does not authorized a substitute service except in cases
. . . Transfer Certificates of Title, Residence Certificates,
where, as provided in section 572, the person for whose property the
passports and other similar documents cannot prove
guardian is sought to the appointed is a resident of a foreign country.
marriage especially so when the petitioner has
Personal notice being essential under the statute, the notice to the
submitted a certification from the Local Civil Registrar
concerned that the alleged marriage was not mother-in-law and brother-in-law of the alleged spendthrift was of no
registered and a letter from the judge alleged to have legal value.
solemnized the marriage that he has not solemnized
said alleged marriage. . . .
3) (addition) Finally, petitioner further argues that the ruling of the To declare a person of full age to be incompetent to manage his affairs
CA treating the Special Proceeding as one for both guardianship and and thereby deprive him of the possession of and right to hold and
settlement of estate is in contravention of our ruling in Gomez manage his property is a serious thing. It takes from him one of the
vs. Imperial, which the petitioner quotes: greatest privileges of life in contravention of those fundamental rights
which all men naturally have to possess, control, manage and enjoy
The distribution of the residue of the estate of the
deceased is a function pertaining property not to the their own property.
guardianship proceedings, but to another proceeding
Another matter of grave importance in this case should be noted.
which the heirs are at liberty to initiate.
Although no personal notice was given to the alleged spendthrift, the
Petitioner's reliance on said case is misplaced. In the Gomez case, the only notice given at all being, as we have seen, solely to his mother-
action before the lower court was merely one for guardianship. in-law and brother-in-law, the court, nevertheless, made a decree
Therefore said court did not have the jurisdiction to distribute the declaring him a spendthrift and appointing a guardian of his property
estate of the deceased. While in the case at bar, the petition filed without taking any evidence and with absolutely nothing before it to
before the court was both for guardianship and settlement of estate. justify such a decree except the petition and the answer thereto of
Julia Stanton de Regidor and Cristobal Regidor admitting and
confirming the petition.

Section 560 provides that the court shall appoint a guardian of his
G.R. No. L-10050 January 6, 1915 person and estate only "after a full hearing and examination upon
such petition" and where "it appears to the court or Judge" from such
LUIS R. YANGCO, petitioner, vs.THE DIVISION OF THE COURT OF
full hearing and examination "that the person in question is incapable
FIRST INSTANCE OF THE CITY OF MANILA PRESIDED OVER BY THE
of taking care of himself and managing his property."
HONORABLE A. S. CROSSFIELD AS JUDGE, and TEODORO R.
YANGCO, respondents. It is not a full hearing and examination to have A allege that B is an
incompetent and to have C come in and admit the allegation. The
Facts:
court, before it can make the decree as provided for in the law, must
The petitioner herein was a young man, 21 years of age, the owner of have before it competent evidence demonstrating the facts necessary
property valued at nearly P1,000,000, and temporarily traveling to sustain the decree, and that evidence must be clear and definite.
abroad at the time the proceedings were had which terminated in the The law is not satisfied unless the court has before it facts which will
declaration that he was a spendthrift and the appointment of a justify the decree. In proper cases, of course, the admissions made by
guardian of his property. way of answer or otherwise by the party alleged to be a spendthrift
may be taken into consideration by the court in the determination of
The proceedings were begun by the respondent Teodoro R. Yangco in the question involved and, under certain circumstances, will
the CFI of manila, he himself making the petition as a relative and doubtless be sufficient to sustain a decree of incompetency; but even
friend. It is conceded that no notice was given to the petitioner herein such admissions should be received with caution, for in cases of this
personally, the only notice was given to the mother-in- law and character the foundation of the petition is, in a way, the
brother-in-law of the plaintiff, the latter being the acting manager of incompetency of the person against whom the petition is directed
the business of the plaintiff. and the court should accept his admissions with considerable
hesitation. If there is doubt the court should, in spite of his
It is undisputed that, in the ordinary acceptation of the term, the
admissions, proceed with the hearing of the case and require the
petitioner for the writ is a resident of the Philippine Islands and that
production of evidence substantiate the allegation of incompetency.
he was temporarily absent therefrom traveling abroad at the time the
Except by his own consent, it is legally impossible to declare a and
proceedings complained of were instituted and the decree obtained.
incompetent and deprive him of his property without clear and
Issue: positive evidence upon which the declaration and the deprivation are
based.
WON the decree declaring the petitioner a spendthrift and appointing
a guardian for his property was valid. no

Ruling:

In proceedings of this case notice as required by the statute is G.R. No. L-4898 March 19, 1909
jurisdictional and the lack of it deprives the court of power to make a
SALVADOR GUERRERO, guardian of the minors Maria Manuela and
valid decree in the premises. Section 559 of the Code of Civil
Maria del Carmen Sanchez Muoz,plaintiff-appellee, vs. LEOPOLDO
Procedure requires personal notice to the alleged spendthrift when
TERAN, defendant-appellant.
he is a resident of the Philippine Islands. It provides: When it is
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FACTS: the said Maria Muoz y Gomez as their legal guardian and under the
law the administratrix of the property of their estate.
On the 18th day of March, 1908, the plaintiff commenced an action
against the defendant to recover the sum of P4,129.56 and costs. This In the claim presented by the plaintiff against the defendant no dates
amount was claimed by the plaintiff from the defendant upon the are given showing the time of the particular loss and losses
theory that the defendant had been the administrator of the estate occasioned by the defendant. As was said above, the defendant was
of Antonio Sanchez Muoz from the 1st day of September, 1901, until liable for losses only during the time that he was acting as the legal
the 22d day of October, 1906. representative of the said minors in the management of their estate,
from the 17th day of September, 1901, up to the time that he was
In answer, the defendant admitted that he owed the plaintiff P188.39 superseded by the said Maria Muoz y Gomez, on the 18th day of
but claimed that the plaintiff owed him the sum of P482.14, and that March, 1902. There is no proof showing that any of the losses
the plaintiff, therefore, still owed to the defendant the difference constituting the amount which the plaintiff claims occurred within
between P188.39 and P482.14, or the sum of P239.75, for which this period. However, the defendant acknowledged that of the
latter amount the defendant prayed for judgment, with interest and amount claimed by the plaintiff, he owes to them the sum of P188.39.
cots against the plaintiff.
The record not disclosing that any of the amounts claimed by the
The lower court found that the evidence that the defendant, as plaintiff were due as a result of the management of the said estate
administrator of the estate of Antonio Sanchez Muoz, owed the during the time while the said defendant was administering their
plaintiff the sum of P3,447.46. The defendant appealed. hence this interests therein, except the sum of P188.39, admitted to be due by
petition. the defendant, we are of the opinion, and so hold, that the only
Issue: WON defendant is liable as administrator of Antonio Sanchez amount which the plaintiff is entitled to recover in this action is the
Munoz from September 1, 1901 to October 22, 1906 for the whole said amount of P188.39.
amount claimed. Doa Maria Muoz y Gomez was, as above indicated, removed upon
Ruling: NO the theory that her appointment was void because she did not reside
in the Philippine Islands. There is nothing in the law which requires
Evidence brought before the court are the following: the courts to appoint residents only as administrators or guardians.
However, notwithstanding the fact that there are no statutory
First. That the defendant Leopoldo Teran was, on the requirements upon this question, the courts, charged with the
17th day of September, 1901, appointed as responsibilities of protecting the estates of deceased persons, wards
administrator of said estate. The record also discloses of the estate, etc., will find much difficulty in complying with this duty
that the defendant entered into a bond for the by appointing administrators and guardians who are not personally
faithful performance of his duties as such subject to their jurisdiction. Notwithstanding that there is no
representative of the estate of Antonio Sanchez statutory requirement, the courts should not consent to the
Muoz. appointment of persons as administrators and guardians who are not
Second. On 18th day of March, 1902, the CFI personally subject to the jurisdiction of our courts here.
appointed Maria Muoz y Gomez as guardian for the
said Maria Manuela and Maria del Carmen Sanchez
Muoz, and that the said Maria Muoz y Gomez gave
G.R. No. L-23096 April 27, 1972
the required bond for the faithful performance of her
duties as such guardian.
MARTIN NERY and LEONCIA L. DE LEON, petitioners,
Third. On the 6th day of October, 1906, the CFI, for vs.
the reason that the said Maria Muoz y Gomez was ROSARIO, ALFREDO, MARIANO, PACIFICO, ONOFRE, TEOFILO,
not a resident of the Philippine Islands at the time for LOLOY and TRINIDAD, all surnamed LORENZO, respondents.
her appointment removed her as guardian and
appointed as guardian of said minors Felix Samson, G.R. No. L-23376 April 27, 1972
and required from said Samson, as provisional
guardian, a bond in the . DIONISIO, PERFECTO, MARIA REBECCA, ASUNCION, MAURO, and,
LOURDES, all surnamed LORENZO, petitioners,
From the order of the judge annulling the appointment of the said vs.
Maria Muoz y Gomez her lawyers appealed to the Supreme Court, MARTIN NERY and LEONCIA L. DE LEON, respondents.
which appeal was subsequently withdrawn. The order therefore
revoking the appointment of the said Maria Muoz y Gomez became The point to be resolved in these two petitions for the review of a
final. decision of the respondent Court of Appeals dated April 30, 1964 is
the extent of the rights acquired by the vendees, the spouses Martin
The mere fact, however, that she had been removed as said guardian Nery and Leoncia L. de Leon arising from a sale of a parcel of land, four
did not relieve her, nor her bondsmen from liability to the minors (4) hectares more or less, situated in Malaking Kahoy, Paraaque,
during the time that she was duly acting as said guardian. It must be Rizal. The vendor, Bienvenida de la Isla, was the widow of the
clear, therefore, that the said Maria Muoz y Gomez is responsible to deceased Leoncio Lorenzo and guardian of their children, Dionisio,
the said minors for administration of their interests in the estate of Perfecto, Maria Rebeeca, Asuncion, Mauro and Lourdes, who
the said Antonio Sanchez Muoz from the time of her acceptance of thereafter challenged the validity of such a transaction. It was their
said appointment on the 18th day of March, 1902, up to the time of contention that notwithstanding an order authorizing the sale from
her removal on the 6th day of October, 1906. the probate court on June 2, 1953, it could be, impugned as they were
not informed of such a move. Moreover, the guardianship
If during this time she allowed other persons to handle the property proceeding, instituted on December 7, 1950, was heard without the
of her wards and if any mismanagement or loss occurred thereby, the two elder children, Dionisio and Perfecto Lorenzo being notified
responsibility must fall upon her. Unquestionably, she may have an although they were then more than 14 years of age. The heirs of
action against the persons to whom she entrusted the direct Silvestra Ferrer, who originally owned one-fourth of the property in
question, intervened in such action. In the lower court decision, they
management of said estate for any loss which they may have
were adjudged co-owners of the aforesaid one-fourth portion of the
negligently and corruptly occasioned her. Therefore, if any loss
property, the sale by the widow being considered null and void insofar
occurred to the plaintiff between the 18th day of March, 1902, and as they were concerned. The rights of the Children of Leoncio Lorenzo
the 6th day of October, 1906, they have a right of action only against
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STM Case Pool (3) |6

and Bienvenida de la Isla to one-half of the three-fourths appertaining any occasion then why there should be a strict insistence on rule
to such spouses were likewise accorded recognition. having the impress of a jurisdictional requirement, this is it.

The matter was then elevated to the respondent Court of Appeals by Moreover, where minors are involved, the State acts as parens
the spouses Martin Nery and Leoncia L. de Leon. Respondent Court in patriae. To it is cast the duty of protecting the rights of persons or
its decision, now subject of this review, declared valid the deed of sale individual who because of age or incapacity are in an unfavorable
executed by the mother Bienvenida de la Isla in favor of the spouses position, vis-a-vis other parties. Unable as they are to take due care
Nery and de Leon as to the whole three-fourths, without prejudice of what concerns them, they have the political community to look
however to the children demanding from their mother their after their welfare. This obligation the state must live up to. It cannot
participation in the amount paid for the sale of such property. It thus be recreant to such a trust. As was set forth in an opinion of the
ignored the grave jurisdictional defects that attended the challenged United States Supreme Court: "This prerogative of parens patriae is
orders, starting with the two elder children not being notified of the inherent in the supreme power of every State, whether that power is
petition for guardianship, even if they were already above 14, as lodged in a royal person or in the legislature, and has no affinity to
pointed out and stressed in their petition for review. those arbitrary powers which are sometimes exerted by irresponsible
monarchs to the great detriment of the people and the destruction of
ISSUE: WON the CA is correct in its decision given the fact there was their liberties. On the contrary, it is a most beneficent function, and
failure of notice to the two children? often necessary to be exercised in the interest of humanity, and for
the prevention of injury to those who cannot protect themselves."
RULING: NO.

What is indisputable in the light of the controlling legal doctrines is


that it was the lower court and not the respondent Court of Appeals G.R. No. L-23976 March 30, 1970
that yielded obeisance to the applicable procedural rule. It is worded
thus: "When a petition for the appointment of a general guardian is EXALTACION ZAFRA-SARTE, petitioner,
filed, the court shall fix a time and place for hearing the same, and vs.
shall cause reasonable notice thereof to be given to the persons HON. COURT OF APPEALS, JULIAN LUA, FRANCISCO UNABIA and
mentioned in the petition residing in the province, including the FELISA UNABIA, respondents.
minor if above 14 years of age or the incompetent himself, and may
direct other general or special notice thereof to be given." The late From the record of this case we gather that respondent Exaltacion
Chief Justice Moran was quite explicit as to its jurisdictional character. Zafra-Sarte petitioned the Juvenile and Domestic Relations Court for
These are his words: "Service of the notice upon the minor if above the appointment of a legal guardian over the person and property of
14 years of age or upon the incompetent, is jurisdictional. Without Remigia Zafra, whom said respondent herein alleged to be an
such notice, the court acquires no jurisdiction to appoint a guardian." incompetent person, afflicted with mental disorder and other
ailments which rendered her incapable to take care of herself and to
The case cited by him in support of such view is Yangco v. Court of manage her property. In her verified petition, Exaltacion prayed for
First Instance, a 1915 decision. As was therein made clear: "There is her appointment as the legal guardian of the person and property of
no need for interpretation or construction of the word in the case Remigia, claiming that she is a niece of the latter, being a daughter of
before us. Its meaning is so clear that interpretation and construction her (Remigia's) sister. Said petition was, however, opposed by Julian
are unnecessary. Our simple duty is to leave untouched the meaning Lua, who claimed that he and Remigia Zafra have lived together as
with which the English language has endowed the word; and that is common-law husband and wife for more than 30 years, and by
the meaning which the ordinary reader would accord to it on reading Francisco Unabia, who claimed that he is a half-brother of the alleged
a sentence in which it was found. Where language is plain, subtle incompetent. The oppositors prayed that either of them be appointed
refinements which tinge words so as to give them the color of a legal guardian of Remigia, should she be found incompetent.
particular judicial theory are not only unnecessary but decidedly
harmful. That which has caused so much confusion in the law, which At the conclusion of the trial, which forthwith followed after the
has made it so difficult for the public to understand and know what issues had been joined, respondent Judge found Remigia to be really
the law is with respect to a given matter, is in considerable measure mentally deranged and for this reason appointed Exaltacion as legal
the unwarranted interference by judicial tribunals with the English guardian of the former's person and property. Julian Lua and
language as found in statutes and contracts, cutting out words here Francisco Unabia submitted their motion for reconsideration of that
and inserting them there, making them fit personal ideas of what the order of the respondent Judge, but on the same date, while such
legislature ought to have done or what parties should have agreed motion was still unresolved and before the period for appeal had
upon, giving them meanings which they do not ordinarily have, expired, said respondent directed the issuance of the corresponding
cutting, trimming, fitting, changing and coloring until lawyers letters of guardianship, and as a matter of fact such letters were
themselves are unable to advise their clients as to the meaning of a issued, after Exaltacion had submitted the required bond of P1,000.00
given statute or contract until it has been submitted to some court for and had taken her oath of office as legal guardian of the person and
its 'interpretation and construction.' " property of Remigia Zafra. They then filed their notice of appeal and
deposited their appeal bond of P120.00 in cash, they also filed their
Respondent Court of Appeals cannot therefore be sustained in its Record on Appeal. Respondent Judge approved the record on appeal
assumption that the probate court could have authorized the sale in of the oppositors in that proceeding and directed the Clerk to elevate
question. The jurisdictional infirmity was too patent to be overcome. that case to this Court for review.
It was the lower court that acted correctly. There is the more reason
for deciding as we do considering that the rights of minors are Thereafter, before such motion for reconsideration was resolved,
involved. It is a distinctive feature of our law, one that is quite petitioner filed an urgent motion to enable her as such guardian to
commendable, that whenever their welfare may be affected, its bring the ward to the hospital before the Court of Juvenile & Domestic
solicitude is made manifest. The rights of young are not to be ignored. Relations. On May 19, 1964, herein petitioners filed a motion for
Precisely their stage of immaturity calls for every procedural principle reconsideration of said order of the court praying that the status
being observed before their interest in property to which they have a quo as to the custody of Remigia Zafra, who is under the charge of
claim could be adversely affected. It does not matter that their Felisa Unabia, be maintained during the pendency of their appeal.
guardian is their mother. As far back as 1811, in Salunga v. This motion for reconsideration was denied by respondent Judge.
Evangelista, Chief Justice Arellano took note that even a mother could
have an "interest opposed to that of her children." That may not have
been the precise situation in this case, but certainly from the facts as On the allegation that now respondents Julian Lua, the common-law
found by the Court of Appeals, the Lorenzo children would have been husband and her half-brother, Francisco Unabia as well as her half-
better protected if they were notified as is required by law. If there is sister, respondent Felisa Urnabia, had no other speedy and adequate
remedy in the ordinary course of law to prevent the immediate
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STM Case Pool (3) |7

execution of the order by the Court of Juvenile & Domestic Relations, Roberto Pardo de Tavera y Ramirez, 9 years of age, single; and
a special civil action for certiorari was filed by them with respondent Carmen Pardo de Tavera y Lopez Manzano, 11 years of age, single.
Court of Appeals. They were able to obtain a writ of preliminary
injunction restraining the enforcement of the aforesaid order The co-owners agreed to organize a corporation under the name of
complained of. As noted in the brief for petitioner: "Upon the facts Tavera-Luna, Inc. for the purpose of building a modern structure on
above-stated, the Court of Appeals annulled and set aside the order the parcel of land and to that end they also agreed to accept shares
issued by the trial court in Special Proceeding, and the writ of of stock of the corporation to be organized in exchange for their
preliminary injunction was ordered stayed until such time the Court respective shares in the parcel of land and building erected thereon
of Appeals shall have the opportunity to review the merits of the to be transferred to the corporation.
aforesaid order appointing Exaltacion Zafra-Sarte (herein petitioner)
as legal guardian of the person and property of Remigia Zafra." The duly appointed guardian of the minor Carmen Pardo de Tavera y
Lopez Manzano, mother of the minor, filed a petition in the probate
ISSUE: WON the CA was justified in setting aside the order sought to court praying for the approval of the agreement referred to and
be assailed in the certiorari proceedings. seeking authority to accept shares of stock of the corporation in
exchange for the share of the minor in the property. The probate
court approved the agreement in so far as the minor Carmen Pardo
RULING: NO.
de Tavera y Lopez Manzano was concerned and authorized the
guardian to accept the shares of stock of the corporation in exchange
Petitioner would impress on us that the issue as to the power of for the share of the minor in the property.
respondent Court to suspend the effectivity of an order appointing a
guardian in the event of an appeal therefrom was decided After the transfer of the shares of the co-owners in the property, the
in Mercader v. Wislizenus. To maintain such an assertion, she quoted old title was cancelled and in lieu thereof a new title in the name of
an excerpt from our opinion in that case thus: "The order declaring Tavera-Luna, Inc. was issued.
the incompetency and appointing a guardian was good, until reversed
or set aside, and authorized the guardian, in spite of the appeal, to do Carmen Pardo de Tavera y Lopez Manzano brought an action in the
whatever was necessary under the direction of the Court, to protect Court of First Instance of Manila to annul the transfer of her right,
the property of the incompetent." The above citation does impart share and interest in the property made by her guardian to Tavera-
more than a semblance of plausibility to her contention. It does Luna, Inc.
support her stand.
The Court of First Instance of Manila rendered judgment annulling the
It is to be admitted that the excerpt on which petitioner would pin her order of the probate court that had granted authority to the guardian
hopes resulted from the realization of this Court that if it were not of the Plaintiff to transfer her wards right, share interest in the parcel
thus there was the fear, not without basis, that the property of the of land to Tavera-Luna, Inc.
person adjudged incompetent could be frittered away during the
pendency of such appeal or converted to the use of designing The Plaintiff became of age and released from guardianship on 19
persons. The above consideration does not detract from the general November 1940 and the action was brought on 17 November 1942,
principle announced that such appointment of a guardian should be or within the period provided for in section 579, Act No. 190, which
considered good until reversed or set aside on appeal. No such says:
weighty and persuasive reason that would call for a different ruling
may be discussed from the facts as found by the Court of Appeals. The No action for the recovery of any estate sold by a guardian can be
above statement from the opinion of Justice Moreland is thus maintained by the ward, or by any person claiming under him, unless
impressed with a force sufficient to give more than legal color to what it is commenced within three years next after the termination of the
was ordered by the Court of Juvenile and Domestic Relations of guardianship, or, when a legal disability to sue exists by reason of
Manila. For it to yield deference to such a pronouncement by this minority or otherwise, at the time when the cause of action accrues,
Court cannot certainly earn the stigma of a grave abuse of discretion. within three years next after the removal of such disability.

Why did respondent Court view the matter otherwise? It relied on The Plaintiff contends and the trial court sustained her claim that the
two California decisions, one promulgated in 1911, Coburn v. order of the probate court of 28 August 1930 is a nullity because the
Hynes, and another in 1917, O'Donnel v. Sixth Judicial District. They provisions of section 569, Act No. 190, the law then in force, were not
speak to the effect that upon the filing of in appeal, the guardian complied with and for that reason the probate court was without
appointed was automatically precluded from exercising her functions. jurisdiction to order the transfer of her share in the property to the
As correctly noted in the brief for petitioner the holding of each of the corporation to be organized and formed.
above cases to that effect is predicated on relevant statutory
provisions of the State of California. As a matter of fact, such a ISSUE:WON the probate court was correct when it authorized the
doctrine goes back to an 1892 pronouncement of the California guardian to accept the shares of stock of the corporation in
Supreme Court. Respondent Court should have displayed less exchange for the share of the minor in the property.
receptivity to the persuasive force of the above doctrine. It might
have been otherwise if there were no Mercader ruling. As it is, HELD: YES
respondent Court was not justified in setting aside the order sought
to be assailed in a certiorari proceeding made in reliance on a decision That the probate court in guardianship proceedings had jurisdiction
of this Court. over the petition filed by the guardian admits of no doubt.

Only upon the ground of lack of jurisdiction may an order entered by


a court be assailed collaterally. If the court had jurisdiction,
irregularities in the proceedings which would or could invalidate the
CARMEN PARDO DE TAVERA y LOPEZ MANZANO, Plaintiff-Appellee, courts order may be assailed directly by means of an appeal but not
vs. EL HOGAR FILIPINO, INC., MAGDALENA ESTATE, INC. and ERNEST collaterally. Lack of verification of a petition filed in a probate court
BERG, Defendants; EL HOGAR FILIPINO, INC. and MAGDALENA for the sale of real property belonging to the estate of a minor is not
ESTATE, INC., Defendants-Appellants. a jurisdictional defect.

FACTS: It should have been attacked directly and not collaterally. In her
petition the guardian alleged that the transfer of her wards share in
A parcel of land was registered in the name of Andres Luna de Pardo the property to the corporation then to be organized would be to or
de Tavera, single; Carlos Pardo de Tavera, married to Belen Ramirez; for her benefit and she expected that the construction of a new
Maria Audotte Pardo de Tavera y Ramirez, 3 years of age, single; building would enhance the value of her wards share in the property
and increase her income.
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STM Case Pool (3) |8

by the ward with her thumbmark and made under oath on February
AUTHORITY OF GUARDIAN TO SELL PROPERTY OF 15, 1936, before the notary public Victoriano Matienzo.
WARD;REQUISITES BEFORE AUTHORITY IS GRANTED
The Petition was likewise supported and accompanied by two medical
No other consideration or motive could have prompted the guardian, certificates of Doctors Alfredo L. Guerrero and Ramon Syquia, dated
mother of the minor, to file the petition. It is not necessary for a grant February 15, 1936, who stated that Petrona Crisostomo was under
of authority to the guardian to sell the estate of the ward to state that their medical treatment and that she had recovered her mental
the income is insufficient to maintain the ward and his family or to faculties. On February 29, 1936, the court which took cognizance of
maintain or educate the ward when a minor. It is enough, as the the guardianship case was apprized of the petition and it favorably
other alternative of the law provides, that it appears to the acted thereon, issuing the order which states:
satisfaction of the court that it is for the benefit of the ward that his
real estate or some part thereof should be sold, and the proceeds "It having been shown by a verified motion of the guardian and by
thereof put out at interest, or invested in some productive security. two medical certificates of well-known doctors that the incompetent
Petrona Crisostomo has recovered the full use of her mental faculties
WHEN NOTICE TO NEXT OF KIN NOT NECESSARY; NEXT OF KIN and that she is now in a position to take care of her person and
EXPLAINED administer her own property, and this court having approved the
accounts submitted by the said guardian including his administration
The petition of the guardian falls under the last quoted part of section until February 14 of the current year, the court declares the said
569, Act No. 190. That part of the section, requiring the probate court Petrona Crisostomo able to take care of her person and to
to enter an order directing the next of kin to the ward and all persons administer her own property, wherefore, it orders the terminator of
interested in the estate to appear before the court at a time and place this guardianship, the cancellation of the bond of the guardian and
therein specified, was substantially complied with, because the next the final filing away of this case.
kin to the ward was her own guardian and mother and all persons
interested in the estate of the ward were her uncles and aunt who After the lapse of about nine months from the issuance of such order,
agreed to make the transfer of their respective shares in the property Ramon Crisostomo, brother of the incompetent, filed a motion in the
to the corporation, Tavera-Luna, Inc. guardianship proceedings and in the same court which had taken
cognizance of said special proceedings, asking that the restoration
Moreover, next of kin are those whose relationship is such that they order be set aside, that the case be reopened, and that a new
are entitled to share in the estate as distributees. guardian of the person and property of Petrona Crisostomo be
appointed, alleging as grounds that the aforesaid order is null and
There were no creditors to the wards estate. Notice to the next of void because entered without notice to the nearest relatives of the
kin to the ward, and all persons interested in the estate, to appear incompetent and without hearing and that the latter had not yet
before the judge or court, at the time and place therein specified, recovered her mentality.
was not necessary, because the next of kin to the ward and all persons
interested in the estate were her mother and guardian, uncles and The petitioner objected to this petition on the ground that the order
aunt. sought to be annulled had already become final and that the court
had already lost jurisdiction to reverse or annul the same, but the
Under these circumstances we are of the opinion that part of the respondent judge issued an order annulling that of February 29 of the
provision of section 569, Act No. 190, has been complied with. same year.
Hearing on the petition, as required in said section does not
necessarily mean that witnesses testify or documents be produced or The court declared it null and illegal for lack of notice and for failure
exhibited. If the court be satisfied that the allegations of the petition to hold the hearing mentioned in section 562 of the Code of Civil
are true and the interested persons or close relatives of the ward did Procedure. It entertained the opinion that the respondent Ramon
not object because they themselves were interested in the scheme to Crisostomo should have been notified, being one of the nearest
organize a corporation to which all their shares in the property were relatives of the incapacitated, and that the want of this notice
to be transferred, the provisions of the law on hearing were also divested the jurisdiction of the judge to issue the aforesaid order. The
complied with. second division of the Court of Appeals maintained this view. Counsel
for the appellant contends that the applicable section is 575 of the
same Code and that even applying section 562, the notice and the
hearing were unnecessary under the circumstances of the case.
JESUS CRISOSTOMO, petitioner,
ISSUE: WON the order of restoration to capacity of February 29, 1936
vs.
was valid.
PASTOR M. ENDENCIA, Judge of First Instance of Bulacan, and
RAMON CRISOSTOMO, respondents.
HELD: No.
FACTS:
Section 575 is not applicable because its provisions are general in
A petition for the "Guardianship of the Incompetent Petrona
character and that the case should be governed by section 562
Crisostomo", was instituted sometime in 1928, the court, appointed
because its provisions are special in character and the question at
Jesus Crisostomo guardian of the person and property of the
issue directly comes under the said provisions. Section 562 is of the
incompetent.
following tenor:
While the incompetent was already released from the National
SEC. 562. Restoration of competency. Any person who has been
Psychopathic Hospital of Mandaluyon, Province of Rizal, where she
declared insane or incompetent, or the guardian, or any relative of
had been confined, the guardian, filed a verified petition asking that
such person within the third degree or any friend, may apply, by
the court which took cognizance of the guardianship case declare that
petition, to the Court of First Instance of the province in which the
the incompetent had recovered her mental faculties, that she was
appointment of guardians is made, and have the fact of his
able to take care of her person and to administer her property, cancel
restoration to capacity judicially determined. The petition shall be
the bond filed by the guardian, and order the termination and filing
verified by oath, and shall state that such person is then sane and
away of the record.
competent. Upon receiving the petition, the court must appoint a day
for hearing before the court, and shall cause notice of the trial to be
The petition was supported and accompanied by a verified statement
given to the guardian of the person so declared insane or
of the incompetent, who stated under oath that she was then 65
incompetent and to the ward. On the trial, the guardian, or relatives
years of age, that she was in good health, that she had recovered her
of the person so declared insane or incompetent, and in the discretion
mental faculties and that she was already able to take care of herself
of the court any other person, may contest the right to the relief
and to administer her property. This sworn statement was stamped
demanded. Witnesses may be required to appear and testify, and
SPECIAL PROCEEDINGS
STM Case Pool (3) |9

may be called and examined by the court on its own motion. If it be As the mother of a veteran who died in World War II,
found that the person be of sound mind, and capable of taking care Carmen Padilla Vda. De Bengson became entitled to certain accrued
of himself and property, his restoration to capacity shall be adjudged insurance benefits and to a monthly death compensation for the rest
and the guardianship of such person, if such person be not a minor, of her life, all extended by the United States Veterans Administration.
shall cease. Upon inquiry which showed that the beneficiary was incompetent,
the Veterans Administration filed Special Proceeding No. 586 in the
In order that a court taking cognizance of the guardianship of an
CFI of La Union, where in due course, an order was entered on August
incompetent may issue a valid order restoring him to capacity it is
8, 1957, adjudging Carmen to be an incompetent and appointing the
necessary, under this section
PNB as guardian of her estate comprising the monies due from the
(1) that a verified petition be presented by the incompetent, his said Veterans Administration. Letters of Guardianship were issued in
guardian, or any relative of such person within the third degree, or favour of PNB. Alleging that she had regained her competence, her
any friend of his; ward, by counsel, filed a petition asking for an order terminating the
guardianship, and for delivery to her of the residuary estate. The son
(2) that said petition should allege that the incompetent has of the ward, Francisco Bengson, file a Manifestation to the effect
recovered his mental faculties or his legal capacity, as the case may that he was the personal guardian of the incompetent and prayed to
be; and be appointed guardian of the wards estate in place of the PNB. The
lower court appointed Francisco as guardian in place of PNB.
(3) that upon receiving the petition the court should set the same for
hearing and notify the guardian and the incompetent thereof.

At the hearing, the guardian, the relatives of the incompetent, and, in ISSUE: Whether or not there is a valid removal of guardianship on the
the discretion of the court, any other person may oppose the remedy part of PNB and the Veterans Administration.
sought. The section does not require notice of the hearing to any
other person except the guardian and the incompetent. In the case
under study it happened that the verified petition was signed by the
HELD: NO. The grounds for which a guardian may be removed are
guardian himself and was supported and accompanied by the sworn
statement of the incompetent. found in Section 2, Rule 98 of the Rules of Court.

When a guardian becomes insane or otherwise incapable of


In the petition it was stated that the incompetent had recovered her
discharging his trust or unsuitable therefor, or has wasted or
mental faculties and this allegation was corroborated by her in her
sworn statement when she stated that she had already recovered her mismanaged the estate, or failed for thirty days after it is due to
mental faculties. In these circumstances the only logical conclusion is render an account or make a return, the court may, upon reasonable
that the requisites of section 562 have at least been substantially notice to the guardian, remove him, and compel him to surrender the
complied with and that the notice and the hearing were unnecessary estate of the ward to the person found to be lawfully entitled thereto..
and superfluous. It is true that under the section the respondent (emphasis supplied).
Ramon Crisostomo could have appeared at the hearing and opposed
the petition, but this right given to him by law is not absolute in the No pretense is made in this case, and nothing in the record would
sense that he is also entitled to a personal notice. His situation is like indicate, that there was any legal ground upon which the removal of
that of a person who, not being a defendant in an ordinary action and the PNB as guardian was founded. Neither in Francisco Bengzons
not having been notified of the complaint, learns of the existence of manifestation nor in the orders of the lower court is it made to appear
the suit and discovers that he has a direct interest in the subject that he PNB had become incapable of discharging its trust or was
matter of the litigation; there is no question that he would be entitled unsuitable therefor, or that it had committed anything which the
to take part therein as intervener, but he cannot successfully ask for Rules includes as grounds for removal. On the contrary, it appears
the annulment of the judgment to be rendered on the ground that he incontestable that all throughout, the PNB has discharged its trust
had a right to be cited or notified and to be present at the trial satisfactorily. That it has received commissions allowed by law for its
because it happened that he had an interest in the case.
services is no ground to remove it, especially since the Banks
commission averaged no more than P100.00 a year and is offset by
Section 562, like the other provisions of the Code of Civil Procedure,
should be liberally interpreted pursuant to the provision of section 2 interest on the wards deposit and the sum that the son would
thereof in order to promote its object and assist the parties in probably have to disburse in bond premiums. Neither is it sufficient
obtaining speedy justice. If, as it seems, the intention of the to base removal on the unsubstantiated opinion that it would be
respondent Ramon Crisostomo is to annul the donation which the more beneficial to the interests of the ward and more convenient for
incompetent made of her property in favor of the petitioner, the the administration of the estate. A guardian should not be removed
courts are open for him to bring an action for that purpose. except for the most cogent reasons; otherwise, the removal is
unwarranted and illegal.
The order issued by the respondent judge annulling that of February
29 of the same year is null and void because the court was without
jurisdiction to enter the same after the accounts of the guardian had
been approved, his bond cancelled and the record of the guardianship TOPIC: 4.0 TRUSTEES (Rule 98)
proceedings deemed closed and filed away definitely. When the
respondent Ramon Crisostomo filed his motion asking the annulment
of the order of February 29, 1936, the latter had already become final
and binding upon the parties. Resurreccion De Leon, et al. vs. Emiliana Molo-Peckson, et al.

The guardianship case was no longer before the court because the FACTS:
accounts of the guardian had been definitely approved, his bond had
On January 24, 1941, Mariano Molo y Legaspi died leaving
been cancelled, he had been relieved of his charge, and the
a will wherein he bequeathed his entire estate to his wife, Juana Juan.
incompetent had recovered her capacity before the law.
On May 11, 1948, Juana Juan in turn executed a will naming therein
many devisees and legatees, one of whom is Guillermo San Rafael,
mother of the plaintiffs de Leon, et al. and of the defendant Pilar.
Vda. De Bengson vs. Philippine National Bank
On June 7, 1948, however, Juana Juan executed a donation inter vivos
FACTS: in favor of Emiliana and Pilar almost all of her entire property leaving
only about P16,000.00 worth of property for the devisees mentioned
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S T M C a s e P o o l ( 3 ) | 10

in the will. Among the properties conveyed to Emiliana and Pilar are TEODORA SALTIGA DE ROMERO et al v. COURT OF APPEALS
the ten parcels of land subject of the present action.
GR. NO. 109307 NOVEMBER 25, 1999
Juana Juan died on May 28, 1950.
FACTS
On December 5, 1950, Emiliana and Pilar executed a document which
they called "Mutual Agreement"1 wherein the parties mutually On Dec. 12, 1939 Eugenio Romero bought from spouses Macan the
agreed to sell ten lots at P1 each, in conformity with the verbal wish latters rights, interest, and participation in a 12-hectare land. The
of the late Don Mariano Molo y Legaspi and the late Dona Juana land in question was then public land.
Francisco Juan y Molo.
When Eugenio Romero applied for a homestead patent for said land,
On August 9, 1956, however, the same Emiliana and Pilar, assisted by
the same was disapproved by the Bureau of Lands because said
their husbands, executed another document in which they revoked
Romero already had applied for a homestead patent for 24 hectares
the so-called mutual agreement mentioned above, and another
relating to the same subject matter, stating therein that the parties, and was disqualified from owning additional 12 hectares
"after matured and thorough study, realized that the above-
As a result, Eugenio Romero placed the application in the name of his
mentioned public instruments . . . do not represent their true and
eldest son, Eutiquio Romero, allegedly in trust for all the children of
correct interpretation of the verbal wishes of the late spouses Don
Mariano Molo y Legaspi and Dona Juana Francisco Juan y Molo." Eugenio. When Eutiquio got married and had children, the application
was transferred in the name of Lutero Romero. When Lutero in turn
On August 11, 1956, the beneficiary Resurreccion de Leon and Justa got married, he relinquished the application in favor of his younger
de Leon, thru their counsel demanded the conveyance to them of the brother Ricardo.
ten parcels of land for the consideration of P1.00 per parcel as stated
in the document of December 5, 1950. And having the defendants Eugenio Romero died in 1948. In 1961, his widow Teodora caused the
refused to do so, said beneficiaries consigned on July 8, 1957 the land in question to be subdivided among 6 of her children. The
amount of P10.00 as the consideration of the ten parcels of land. appellants claimed that after the partition, they had been in
TC: Trust has been constituted by the late spouses Mariano Molo and occupancy of their respective shares through their tenants.
Juana Juan over the ten parcels of land in question in favor plaintiffs However, Lutero claimed that in 1969, he was picked up by a
as beneficiaries.
policeman and brought to the office of the mayor. He was then made
to sign 3 affidavits conveying his share to his sister Gloriosa, brother-
in-law Sabdullah and to Meliton Pacas. He said that he could not sell
ISSUE: WON the lower court erred in holding that the spouses his land because the 5-year period had not yet elapsed. He was made
Mariano and Juana constituted a trust over the properties in question
to sign anyway. Subsequently, he repudiated the affidavits which
petition with plaintiffs- appellees as beneficiaries.
made his sisters file estafa charges against him.
HELD: The Mutual Agreement represents a recognition of pre-
existing trust or a declaration of an express trust impressed on the ten ISSUE: WON A TRUST WAS CREATED BETWEEN THEIR FATHER AND
parcels of land in question. A declaration of trust has been defined as ROMERO FOR THE BENEFIT OF THE HEIRS OF THE FORMER.
an act by which a person acknowledges that the property, title to
which he holds, is held by him for the use of another. RULING: NO. (Even if there was it would be void for being contrary
to law.)
The document in question clearly and unequivocally declares the
existence of the trust even if the same was executed subsequent to Eugenio Romero was never the owner of the subject land because
the death of the trustor, Juana Juan, for the right creating or declaring what he obtained from the Macan spouses were the rights and
a trust need not be contemporaneous or inter-parties. interests to the land. He could not have owned it as his application for
homestead patent was disapproved.
The contention of appellants that the will and the donation executed
by their predecessors-in-interest were absolute for it did not contain More importantly, there was no evidence of the supposed trust. A
a hint that the lots in question will be held in trust by them does not trust is a legal relationship between a person having an equitable
merit weight because the fact that an express trust was created by a ownership in property and another owning a legal title to such
deed which was absolute on its face may be shown by a writing
property.
separate from the deed itself.

The fact that the beneficiaries were not notified of the existence of It has been held that a trust will not be created when, for the
the trust or that the latter have not been given an opportunity to purpose of evading the law prohibiting one from taking or holding
accept it is of no importance, for it is not essential to the existence of real property, he takes a conveyance thereof in the name of a third
a valid trust and to the right of the beneficiaries to enforce the same person.
that they had knowledge thereof the time of its creation. Neither is
it necessary that the beneficiary should consent to the creation of the In this case, petitioners merely alleged that LUTERO, through
trust. In fact it has been held that in case of a voluntary trust the fraudulent means, had the title of Lot 23 Pls-35issued in his name
assent of the beneficiary is not necessary to render it valid because as contrary to the alleged agreement between the family that LUTERO
a general rule acceptance by the beneficiary is presumed. would merely hold the lot in trust for the benefit of EUGENIOs heirs.

It is true, as appellants contend, that the alleged declaration of trust The alleged agreement was not proven and even assuming that the
was revoked, and having been revoked it cannot be accepted, but the petitioners duly proved the existence of the trust, said trust would
attempted revocation did not have any legal effect. The rule is that in be of doubtful validity considering that it would promote a direct
the absence of any reservation of the power to revoke a voluntary violation of the provisions of the Public Land Act as regards the
trust is irrevocable without the consent of the beneficiary. It cannot acquisition of a homestead patent.
be revoked by the creator alone, nor by the trustee. Here, there is no
such reservation. A homestead applicant is required by law to occupy and cultivate the
land for his own benefit, and not for the benefit of someone else.
Furthermore, under Section 12 of The Public Land Act (CA 141), a
person is allowed to enter a homestead not exceeding twenty-four
(24) hectares.
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S T M C a s e P o o l ( 3 ) | 11

If we uphold the theory of the petitioners and rule that a trust in fact SOLEDAD CAEZO, substituted by WILLIAM CAEZO and
existed, we would be abetting a circumvention of the statutory VICTORIANO CAEZO
prohibitions stated under the Public Land Act. We therefore find no vs.CONCEPCION ROJAS
legal or factual basis to sustain the contention of the petitioners that
LUTERO merely held Lot 23 Pls-35 in trust for the benefit of the heirs FACTS:
of EUGENIO.
- Petitioner Soledad Caezo filed a Complaint for the recovery of real
property plus damages with the MTC of Naval, Biliran, against her
fathers second wife, respondent Concepcion Rojas. The subject
HEIRS OF LORENZO YAP vs. COURT OF APPEALS
property is an unregistered land with an area of 4,169 square meters
GR. NO.133047 AUGUST 17, 1999
- The petitioner alleged that she bought the parcel of land in 1939
FACTS: from Crisogono Limpiado, although the transaction was not reduced
into writing. Thereafter, she immediately took possession of the
Sometime in February 1966, respondent Ramon Yap purchased a property.
parcel of land situated in Galas, Quezon City. The lot was thereupon
registered in his name and thereafter, constructed a two storey 3-
- When she and her husband left for Mindanao in 1948, she entrusted
door apartment for the use of the Yap family.
the said land to her father, Crispulo Rojas, who took possession of,
When Lorenzo (his brother, alleged owner) died, his heirs, herein and cultivated, the property. In 1980, she found out that the
respondent, her stepmother, was in possession of the property and
petitioners left their family dwelling in Lucena City to reside
was cultivating the same. She also discovered that the tax declaration
permanently in Manila. Hence, Ramon allowed petitioners to use one
over the property was already in the name of Crispulo Rojas.
unit of the apartment building. On 18 March 1992, Ramon sold the
land and his share of the 3-door apartment to his brother Benjamin
- In her Answer, the respondent asserted that, contrary to the
Yap, his herein co-respondent.
petitioners claim, it was her husband, Crispulo Rojas, who bought the
Subsequently, petitioners claimed ownership over the property and property from Crisogono Limpiado in 1948, which accounts for the tax
demanded respondents execute the proper deed necessary to declaration being in Crispulos name. From then on, until his death in
1978, Crispulo possessed and cultivated the property. Upon his death,
transfer title to them. Respondents then filed an action with the RTC
the property was included in his estate, which was administered by a
for quieting of title.
special administrator, Bienvenido Ricafort. The petitioner, as heir,
In their answer, petitioners contended that Ramon was merely used even received her share in the produce of the estate. The respondent
further contended that the petitioner ought to have impleaded all of
as a dummy by Lorenzo since the latter and his wife were at the time
the heirs as defendants. She also argued that the fact that petitioner
Chinese citizens. It was agreed that the property will be transferred
filed the complaint only in 1997 means that she had already
to Lorenzo upon his acquisition of Philippine citizenship, but that,
abandoned her right over the property.
should be predecease, the lot will be transferred to his heirs upon the
latter's naturalization. When petitioners acquired Philippine
- MTC: rendered a Decision in favor of the petitioner
citizenship they requested Ramon to have the title to the lot
transferred to their names but they discovered that he had sold the
- RTC: It then reversed the MTC decision on the ground that the action
lot to his co-respondent. In addition, petitioners claimed that it was
had already prescribed and acquisitive prescription had set in. The
Lorenzo who had caused the construction of the 3-door apartment,
said property remains as the legitime of the defendant Concepcion
merely entrusting the money to Ramon. Rojas and her children.
ISSUE: WON A TRUST WAS CONSTITUTED BETWEEN LORENZO AND
RAMON - CA: The complaint filed by Soledad Caezo before the MTC is hereby
DISMISSED on grounds of laches and prescription and for lack of
HELD: NO. (Even if there was an implied trust, it could not have been merit.
valid as it was in contravention of applicable laws.)
ISSUE: WON the case filed was correctly dismissed on grounds of
There is a basic distinction between implied and express trusts. laches and prescription and for lack of merit.
Express trusts cannot be proved by parole evidence. Even then, in
order to establish the existence of an implied trust in real property by
RULING: YES.
parole evidence, the prove should be as fully convincing as the facts
as if the acts giving rise to the trust obligation are proven by an
The petitioner insists that her right of action to recover the property
authentic document. The petitioners' evidence was insufficient to
cannot be barred by prescription or laches even with the
prove clearly that a trust was constituted between their father and
respondents uninterrupted possession of the property for 49 years
Ramon. because there existed between her and her father an express trust or
a resulting trust. Indeed, if no trust relations existed, the possession
However, even if the trust agreement between Ramon and Lorenzo is
of the property by the respondent, through her predecessor, which
indeed extant, it would have been in contravention of the
dates back to 1948, would already have given rise to acquisitive
fundamental law. Then Section 5, Article XIII, of the 1935 Constitution prescription in accordance with Act No. 190 (Code of Civil Procedure).
has provided that: Save in cases of hereditary succession, no private Under Section 40 of Act No. 190, an action for recovery of real
agricultural land shall be transferred or assigned except to individuals, property, or of an interest therein, can be brought only within ten
corporations, or associations qualified to acquire or hold lands of the years after the cause of action accrues. This period coincides with the
public domain in the Philippines.The mandate has also been adopted ten-year period for acquisitive prescription provided under Section
in Section 14, Article XIV, of the 1973 Constitution and now reiterated 41 of the same Act.
under Section 7, Article XII, of the 1987 Constitution.
Thus, the resolution of the second issue hinges on our determination
A trust or a provision in the terms of a trust would be invalid if the of the existence of a trust over the property --- express or implied ---
enforcement of the trust or provision is against the law even though between the petitioner and her father.
its performance does not involve the commission of a criminal or
tortuous act. It likewise must follow that what the parties are not
A trust is the legal relationship between one person having an
allowed to do expressly is one that they also may not do impliedly equitable ownership of property and another person owning the
as, for instance, in the guise of a resulting trust. legal title to such property, the equitable ownership of the former
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S T M C a s e P o o l ( 3 ) | 12

entitling him to the performance of certain duties and the exercise rightfully belongs to another, a constructive trust is the proper
of certain powers by the latter. Trusts are either express or remedial device to correct the situation.
implied. Express trusts are those which are created by the direct and
positive acts of the parties, by some writing or deed, or will, or by A constructive trust is one created not by any word or phrase, either
words evincing an intention to create a trust. Implied trusts are expressly or impliedly, evincing a direct intention to create a trust, but
those which, without being expressed, are deducible from the one which arises in order to satisfy the demands of justice. It does not
nature of the transaction as matters of intent or, independently, of come about by agreement or intention but in the main by operation
the particular intention of the parties, as being superinduced on the of law, construed against one who, by fraud, duress or abuse of
transaction by operation of law basically by reason of equity. An confidence, obtains or holds the legal right to property which he
implied trust may either be a resulting trust or a constructive trust. ought not, in equity and good conscience, to hold. 43

It is true that in express trusts and resulting trusts, a trustee cannot As previously stated, the rule that a trustee cannot, by prescription,
acquire by prescription a property entrusted to him unless he acquire ownership over property entrusted to him until and unless he
repudiates the trust. repudiates the trust, applies to express trusts and resulting implied
trusts. However, in constructive implied trusts, prescription may
There is a rule that a trustee cannot acquire by prescription the supervene even if the trustee does not repudiate the relationship.
ownership of property entrusted to him, or that an action to compel Necessarily, repudiation of the said trust is not a condition precedent
a trustee to convey property registered in his name in trust for the to the running of the prescriptive period. A constructive trust, unlike
benefit of the cestui que trust does not prescribe, or that the defense an express trust, does not emanate from, or generate a fiduciary
of prescription cannot be set up in an action to recover property held relation. While in an express trust, a beneficiary and a trustee are
by a person in trust for the benefit of another, or that property held linked by confidential or fiduciary relations, in a constructive trust,
in trust can be recovered by the beneficiary regardless of the lapse of there is neither a promise nor any fiduciary relation to speak of and
time. the so-called trustee neither accepts any trust nor intends holding the
property for the beneficiary. The relation of trustee and cestui que
That rule applies squarely to express trusts. The basis of the rule is trust does not in fact exist, and the holding of a constructive trust is
that the possession of a trustee is not adverse. Not being adverse, he for the trustee himself, and therefore, at all times adverse.
does not acquire by prescription the property held in trust. Thus,
Section 38 of Act 190 provides that the law of prescription does not In addition, a number of other factors militate against the petitioners
apply "in the case of a continuing and subsisting trust." case. First, the petitioner is estopped from asserting ownership over
the subject property by her failure to protest its inclusion in the estate
The rule of imprescriptibility of the action to recover property held in of Crispulo. The CA, thus, correctly observed that:
trust may possibly apply to resulting trusts as long as the trustee has
not repudiated the trust. Even in the probate proceedings instituted by the heirs of Crispulo
Rojas, which included her as a daughter of the first marriage, Caezo
As a rule, however, the burden of proving the existence of a trust is never contested the inclusion of the contested property in the estate
on the party asserting its existence, and such proof must be clear and of her father. She even participated in the project of partition of her
satisfactorily show the existence of the trust and its elements. The fathers estate which was approved by the probate court in 1984.
presence of the following elements must be proved: (1) a trustor or After personally receiving her share in the proceeds of the estate for
settlor who executes the instrument creating the trust; (2) a trustee, 12 years, she suddenly claims ownership of part of her fathers estate
who is the person expressly designated to carry out the trust; (3) in 1997.
the trust res, consisting of duly identified and definite real
properties; and (4) the cestui que trust, or beneficiaries whose The principle of estoppel in pais applies when -- by ones acts,
identity must be clear. Accordingly, it was incumbent upon representations, admissions, or silence when there is a need to speak
petitioner to prove the existence of the trust relationship. And out -- one, intentionally or through culpable negligence, induces
petitioner sadly failed to discharge that burden. another to believe certain facts to exist; and the latter rightfully relies
and acts on such belief, so as to be prejudiced if the former is
The existence of express trusts concerning real property may not be permitted to deny the existence of those facts. Such a situation
established by parol evidence. It must be proven by some writing or obtains in the instant case.
deed. In this case, the only evidence to support the claim that an
express trust existed between the petitioner and her father was the
self-serving testimony of the petitioner. Bare allegations do not
constitute evidence adequate to support a conclusion. They are not TOPIC: 5.0 ADOPTION AND CUSTODY OF MINORS
equivalent to proof under the Rules of Court.

This allegation, standing alone as it does, is inadequate to establish


the existence of a trust because profit-sharing per se, does not ANA JOYCE S. REYES vs.HON. CESAR M. SOTERO
necessarily translate to a trust relation. It could also be present in
other relations, such as in deposit. FACTS:

All the foregoing notwithstanding, even if we sustain petitioners - On 1998, respondent Corazon L. Chichioco filed a petition for the
claim that she was the owner of the property and that she constituted issuance of letters of administration and settlement of estate of the
a trust over the property with her father as the trustee, such a finding late Elena Lising before the RTC of Paniqui, Tarlac, Chichioco claimed
still would not advance her case. that she was the niece and heir of Lising who died intestate.

Assuming that such a relation existed, it terminated upon Crispulos - According to Chichioco, the deceased left real properties located in
death in 1978. A trust terminates upon the death of the trustee where the municipalities of Ramos and Paniqui, Tarlac, as well as assorted
the trust is personal to the trustee in the sense that the trustor pieces of jewelry and money which were allegedly in the possession
intended no other person to administer it. If Crispulo was indeed of petitioner Ana Joyce S. Reyes, a grandniece of the deceased.
appointed as trustee of the property, it cannot be said that such Chichioco prayed that she be appointed administrator of the estate.
appointment was intended to be conveyed to the respondent or any
of Crispulos other heirs. Hence, after Crispulos death, the
- Petitioner Reyes filed an Opposition to the petition, claiming that
respondent had no right to retain possession of the property. At such
she was an adopted child of Lising and the latters husband, Serafin
point, a constructive trust would be created over the property by
Delos Santos, who died on November 30, 1970. She asserted that the
operation of law. Where one mistakenly retains property which
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S T M C a s e P o o l ( 3 ) | 13

petition should be dismissed and that the appointment of an the General Docket of the RTC-Tarlac City. Both certifications were
administrator was unnecessary, since she was the only heir of Lising issued under the seal of the issuing offices and were signed by the
who passed away without leaving any debts. She further asserted that proper officers. These are thus presumed to have been regularly
Chichioco is unfit to serve as administrator of Lisings estate because issued as part of the official duties that said public officers perform.
of her "antagonistic interests" against the decedent. Chichioco and
her alleged co-heirs have questioned the decedents title to a piece of It should be borne in mind that an adoption decree is a public
real property which forms a large part of the estate. documentrequired by law to be entered into the public records, the
official repository of which, as well as all other judicial
- Meanwhile, on June 30, 1999, Chichioco and her alleged co-heirs pronouncements affecting the status of individuals, is the local civil
filed before the Court of Appeals a petition for annulment of the registrars office as well as the court which rendered the judgment.
adoption. They claimed that no proceedings for the adoption of
petitioner took place in 1968 since the Provincial Prosecutor of Tarlac Documents consisting of entries in public records made in the
and the Office of the Solicitor General (OSG) had no records of the performance of a duty by a public officer are prima facie evidence of
adoption case. Petitioners natural mother supposedly connived with the facts therein stated. As such, the certifications issued by the local
the court personnel to make it appear that petitioner was adopted by civil registrar and the clerk of court regarding details of petitioners
the Delos Santos spouses and that the CFIs order for initial hearing adoption which are entered in the records kept under their official
was published in a weekly newspaper which was not authorized to custody, are prima facie evidence of the facts contained therein.
publish court orders in special proceedings. CA dismissed such case. These certifications suffice as proof of the fact of petitioners
adoption by the Delos Santos spouses until contradicted or overcome
- Respondent filed a Comment to the opposition stating that by sufficient evidence. Mere "imputations of irregularities" will not
reasonable doubts have been cast on petitioners claim that she was cast a "cloud of doubt" on the adoption decree since the certifications
legally adopted due allegedly to certain "badges of fraud." and its contents are presumed valid until proof to the contrary is
Respondents also informed the RTC that they have filed a criminal offered.
complaint against petitioner before the Office of the Provincial
Prosecutor for alleged falsification of the adoption decree and In this regard, it must be pointed out that such contrary proof can be
Judicial Form No. 43. And, the Provincial Prosecutor found probable presented only in a separate action brought principally for the
cause to charge petitioner with falsification of public purpose of nullifying the adoption decree. The latter cannot be
documents. Hence, advised to appeal. The Office of the Regional assailed collaterally in a proceeding for the settlement of a decedents
State Prosecutor reversed the findings of the Provincial Prosecutor estate, as categorically held in Santos v. Aranzanso. Accordingly,
and dismissed the criminal complaint against petitioner. respondents cannot assail in these proceedings the validity of the
adoption decree in order to defeat petitioners claim that she is the
- On August 8, 2001, the RTC granted respondents motion for the sole heir of the decedent. Absent a categorical pronouncement in an
appointment of a special administrator and appointed its branch clerk appropriate proceeding that the decree of adoption is void, the
of court, Atty. Saguyod. Petitioner moved for reconsideration on the certifications regarding the matter, as well as the facts stated therein,
grounds that the branch clerk of court was disqualified from taking on should be deemed legitimate, genuine and real. Petitioners status as
the task of special administrator, and that Atty. Saguyod was an adopted child of the decedent remains unrebutted and no serious
appointed without being required to file a bond. Petitioner also challenge has been brought against her standing as such. Therefore,
reiterated that the petition should be dismissed because she is the for as long as petitioners adoption is considered valid, respondents
sole heir of the decedent. cannot claim any interest in the decedents estate.

- Simultaneously, Chichioco and the other alleged co-heirs filed a As succinctly held in Santos v. Aranzanso:
motion before the RTC to enjoin petitioner from conducting business
in a property belonging to the estate. Respondent Chichioco alleged From all the foregoing it follows that respondents - x x x and those
that petitioner converted the basement of Lisings residence into a who, like them x x x, claim an interest in the estate x x x as alleged first
billiard hall without authority of the special administrator.28 cousins, cannot intervene, as such, in the settlement proceedings, in
view of the fact that in the order of intestate succession adopted
- RTC: The Oppositor Ana Joyce Reyes is hereby enjoined from children exclude first cousins (Articles 979 and 1003, New Civil Code).
conducting business activity in any of the properties left by the The same holds true as long as the adoption must be - as in the instant
decedent. The Special Administrator is also empowered to take case - considered valid. (Emphasis added)
control and possession of the listed personal and real properties of
the decedent and those that may be found to be owned or registered Petitioner, whose adoption is presumed to be valid, would necessarily
in the name of the same. Hence, appeal. exclude respondents from inheriting from the decedent since they
are mere collateral relatives of the latter. To allow the proceedings
- CA: rendered judgment nullifying the resolutions of the trial court. below to continue would serve no salutary purpose but to delay the
It held that the presiding judge, Judge Cesar M. Sotero, gravely resolution of the instant case. After all, the dismissal of Spec.
abused his discretion in appointing his branch clerk of court as special Proceeding is the logical consequence of our pronouncement relative
administrator. However, the appellate court refused to dismiss Spec. to the presumed validity of petitioners adoption.
Proceeding since the dismissal of other special proceeding was not a
judgment on the merits and did not operate as res judicata to the
former.
Republic vs. Miller, GR No. 125932, April 22, 1999
ISSUE: WON THE HONORABLE COURT ERRED IN HOLDING THAT
PETITIONER HAD TO PROVE THE VALIDITY OF HER ADOPTION DUE Facts: On July 29, 1988, Spouses Miller, both American citizens, filed
TO IMPUTATIONS OF IRREGULARITIES IN VIEW OF SECTION 47 OF with the RTC, Angeles City a verified petition to adopt a Filipino child
RULE 39. under the provision of the Child and Youth Welfare Code which allows
aliens to adopt. The natural parents executed affidavits giving their
RULING: YES irrevocable consent to the adoption and the DSWD recommended
approval of the petition on the basis of its evaluation.
We agree with petitioner that she need not prove her legal adoption
by any evidence other than those which she had already presented On August 3, 1998, the Family Code became effective, prohibiting the
before the trial court. To recall, petitioner submitted a certification adoption of a Filipino child by aliens.
from the local civil registrars office that the adoption decree was
registered therein and also a copy of Judicial Form No. 43 and a The Solicitor General appealed to the granting of the petition for
certification issued by the clerk of court that the decree was on file in adoption by the RTC.
SPECIAL PROCEEDINGS
S T M C a s e P o o l ( 3 ) | 14

Issue: WON aliens may be allowed to adopt when the petition for Perez vs CA
adoption was filed prior to the effectivity of the Family Code
prohibiting the same. Facts:

Respondent father, a doctor of medicine and petitioner mother, a


Held: Yes. An alien qualified to adopt under the Child and Youth registered nurse working in the US are married couples who are
Welfare Code, which was in force at the time of the filing of the separated in fact with only one child.
petition, acquired a vested right which could not be affected by the
subsequent enactment of a new law disqualifying him. Petitioner filed a petition for habeas corpus asking respondent to
surrender the custody of their son. The RTC issued an Order awarding
Vested right include not only legal or equitable title to the custody of the one-year old child to his mother, citing the second
enforcement of a demand, but also an exemption from new paragraph of Article 213 of the Family Code.
obligations created after the right has vested.
Upon appeal by the father, the Court of Appeals reversed the trial
courts order and awarded custody of the boy to him ruling that there
Landingin vs. Republic, GR No. 164948, June 27, 2006 were enough reasons to deny petitioner custody over the child even
under seven years old. It held that granting custody to the boys father
Facts: Diwata Ramos Landingin, a US citizen of Filipino parentage filed would be for the childs best interest and welfare.
a petition for the adoption of 3 minors, natural children of Manuel
Ramos, the formers brother, and Amelia Ramos. She alleged in her Article 213, par 2, provides in case of separation of parents that no
petition that when her brother died, the children were left to their child under 7 years of age shall be separated from the mother, unless
paternal grandmother for their biological mother went to Italy, re- the court finds compelling reasons to order otherwise.
married there and now has 2 children by her second marriage and no
longer communicates from the time she left up to the institution of Rule 99, Section 6 of the Revised Rules of Court also states that No
the adoption. After the paternal grandmother passed away, the child under seven years of age shall be separated from the mother,
minors were being supported by the petitioner and her children unless the court finds there are compelling reasons therefore.
abroad and gave their written consent for their adoption.
Issue:
A Social Worker of the DSWD submitted a Report recommending for
the adoption and narrated that Amelia, the biological mother was WON custody of the child is to be given to the father.
consulted with the adoption plan and after weighing the benefits of
adoption to her children, she voluntarily consented. Held:
However, petitioner failed to present the said social worker as
witness and offer in evidence the voluntary consent of Amelia Ramos No. The provisions of the law clearly mandate that a child under seven
to the adoption. Petitioner also failed to present any documentary years of age shall not be separated from his mother unless the court
evidence to prove that Amelia assent to the adoption. finds compelling reasons to order otherwise. The use of the word
shall in Article 213 of the Family Code and Rule 99, Sec 6 of the
Revised Rules of Court connotes a mandatory character.

Issue: WON a petition for adoption be granted without the written Couples who are separated in fact are covered within the term
consent of the adoptees biological mother. separation.

The Family Code in reverting to the provision of the Civil Code that a
Held: No. Section 9, par (b) of RA 8552, provides that the consent of child below seven years old shall not be separated from the mother
the biological parent(s) of the child, if known is necessary to the (Article 363), has expressly repealed the earlier Article 17, par 3 of the
adoption. The written consent of the legal guardian will suffice if the Child and youth Welfare Code which reduced the childs age to 5
written consent of the biological parents cannot be obtained. years.

The general requirement of consent and notice to the natural parents


is intended to protect the natural parental relationship from
unwarranted interference by interlopers, and to insure the
opportunity to safeguard the best interests of the child in the manner Santos vs Aranzanso, et al.
of the proposed adoption.
Facts:
The written consent of the biological parents is indispensable for the
validity of the decree of adoption. Indeed, the natural right of a parent A petition for adoption of Paulina, 17 years old and Aurora Santos, 8
to his child requires that his consent must be obtained before his years old, was filed by Simplicio Santos and Juliana Reyes in the CFI of
parental rights and duties may be terminated and re-establish in Manila. It was alleged that both parents of the minors have long been
adoptive parents. In this case, petitioner failed to submit the written unheard from and could not be found in spite of diligent efforts to
consent of Amelia Ramos to the adoption. locate them; that since the war said minors have been abandoned;
and that for years since their infancy, said children have been
Moreover, abandonment means neglect and refusal to perform the
continuously been in petitioners care and custody. The consent to
filial and legal obligations of love and support. Merely permitting the
the adoption has been given by the guardian ad litem appointed by
child to remain for a time undisturbed in the care of others is not such
the Court. After due publication and hearing, the adoption court
abandonment. To dispense with the requirements of consent, the
granted the petition for the adoption.Subsequently eight years later
abandonment must be shown to have existed at the time of adoption.
Juliana Reyes died intestate. Simplicio Santos filed a petition for the
settlement of the intestate estate of the former, stating among other
things that the surviving heirs of the deceased are: he, Paulina Santos
and Aurora Santos. He also asked that he be appointed administrator
of the estate.
SPECIAL PROCEEDINGS
S T M C a s e P o o l ( 3 ) | 15

Gregoria Aranzanso, alleging to be the first cousin of the deceased, 1st ISSUE: W/N the RTC is correct in granting the change of name. NO.
filed an opposition to the petition for appointment of administrator, The change of name should be made in a separate petition for that
asserting among others that the adoption of Paulina purpose and not in the petition for adoption. There is no such thing
as automatic change of name, there must be a separate petition to
Issue: that effect. Upon the issuance of the decree of adoption, only the
surname of the child will change, not the given name or first name.
To change the given name or first name, there must be a separate
WON petitioner had to prove the validity of her adoption due to
petition filed for that purpose pursuant to Rule 103.
imputations of irregularities.

SC RULING: Art. 189 of the Family Code enumerates in no uncertain


Held:
terms the legal effects of adoption:
No. Petitioner need not prove her legal adoption by any evidence
other than those which she had already presented before the trial (1) For civil purposes, the adopted shall be deemed to be a legitimate
child of the adopters and both shall acquire the reciprocal rights and
court.An adoption decree is a public document required by law to be
obligations arising from the relationship of parent and child, including
entered into public records, the official repository of which, as well as
the right of the adopted to use the surname of the adopters;
all other judicial pronouncements affecting the status of individuals,
is the local civil registrars office as well as the court which rendered
(2) The parental authority of the parents by nature over the adopted
the judgment.
shall terminate and be vested in the adopters, except that if the
adopter is the spouse of the parent by nature of the adopted, parental
Documents consisting of entries in public records made in the authority over the adopted shall be exercised jointly by both spouses;
performance of a duty by a public officer are prima facie evidence of and
the facts therein stated. As such, the certifications issued by the local
civil registrar and the clerk of court regarding details of petitioners (3) The adopted shall remain an intestate heir of his parents and other
adoption which are entered in the records kept under their official blood relatives.
custody, are prima facie evidence of the facts contained therein.
These certifications suffice as proof of the fact of petitioners Clearly, the law allows the adoptee, as a matter of right and
adoption by the Delos Santos spouses until contradicted or overcome obligation, to bear the surname of the adopter, upon issuance of the
by sufficient evidence. Mere imputations of irregularities will not decree of adoption. It is the change of the adoptee's surname to
cast a cloud of doubt on the adoption decree since the certifications follow that of the adopter which is the natural and necessary
and its contents are presumed valid until proof to the contrary is consequence of a grant of adoption and must specifically be
offered contained in the order of the court, in fact, even if not prayed for by
petitioner.

However, the given or proper name, also known as


the first or Christian name, of the adoptee must remain as it was
G.R. No. 117209 February 9, 1996 originally registered in the civil register. The creation of an adoptive
relationship does not confer upon the adopter a license to change the
REPUBLIC OF THE PHILIPPINES, petitioner, vs. HON. JOSE R. adoptee's registered Christian or first name. The automatic change
HERNANDEZ, in his capacity as Presiding Judge, Regional Trial Court, thereof, premised solely upon the adoption thus granted, is beyond
Branch 158, Pasig City and SPOUSES VAN MUNSON y NAVARRO and the purview of a decree of adoption. Neither is it a mere incident in
REGINA MUNSON y ANDRADE, respondents. nor an adjunct of an adoption proceeding, such that a prayer therefor
furtively inserted in a petition for adoption, as in this case, cannot
properly be granted.
REGALADO, J.:

The name of the adoptee as recorded in the civil register should be


Indeed, what's in a name, as the Bard of Avon has written, since a rose
used in the adoption proceedings in order to vest the court with
by any other name would smell as sweet?
jurisdiction to hear and determine the same, 17 and shall continue to
be so used until the court orders otherwise. Changing the given or
FACTS: On March 10, 1994, herein private respondent spouses, Van proper name of a person as recorded in the civil register is a
Munson y Navarro and Regina Munson y Andrade, filed a petition to substantial change in one's official or legal name and cannot be
adopt the minor Kevin Earl Bartolome Moran, duly alleging therein authorized without a judicial order. The purpose of the statutory
the jurisdictional facts required by Rule 99 of the Rules of Court for procedure authorizing a change of name is simply to have, wherever
adoption, their qualifications as and fitness to be adoptive parents, as possible, a record of the change, and in keeping with the object of the
well as the circumstances under and by reason of which the adoption statute, a court to which the application is made should normally
of the aforenamed minor was sought. In the very same petition, make its decree recording such change. 18
private respondents prayed for the change of the first name or said
minor adoptee to Aaron Joseph.
The official name of a person whose birth is registered in the civil
register is the name appearing therein. If a change in one's name is
At the hearing on April 18, 1994, petitioner opposed the inclusion of desired, this can only be done by filing and strictly complying with
the relief for change of name in the same petition for adoption. In the substantive and procedural requirements for a special
its formal opposition dated May 3, 1995, 4 petitioner reiterated its proceeding for change of name under Rule 103 of the Rules of Court,
objection to the joinder of the petition for adoption and the petitions wherein the sufficiency of the reasons or grounds therefor can be
for change of name in a single proceeding, arguing that these petition threshed out and accordingly determined.
should be conducted and pursued as two separate proceedings.
2ND ISSUE: W/N the petition for adoption and petition for change of
RTC: Favored Spouses Munson granting the petition for adoption and name can be joined in one special proceeding. NO. Petition for
additionally granted the prayer for the change of name. adoption and petition for change of name are two separate and
SOLGEN: A petition for adoption and a petition for change of name distinct proceedings involving different issues. They do not have
are two special proceedings which, in substance and purpose, are conceptual unity and are not related to each other. Hence, the two
different from each other. Each action is individually governed by special proceedings cannot be joined.
particular sets of laws and rules. These two proceedings involve
disparate issues.
SC RULING: Under Rule 103, a petition for change of name shall be
filed in the regional trial court of the province where the person
SPECIAL PROCEEDINGS
S T M C a s e P o o l ( 3 ) | 16

desiring to change his name resides. It shall be signed and verified by Facts:
the person desiring his name to be changed or by some other person
in his behalf and shall state that the petitioner has been a bona This case concerns a man who was acquitted from the charge of
fide resident of the province where the petition is filed for at least murder on the plea of insanity, and who was confined in an asylum,
three years prior to such filing, the cause for which the change of and was subsequently permitted to leave the asylum without the
name is sought, and the name asked for. An order for the date and acquiescence of the Director of Health. The factor determinative of the
place of hearing shall be made and published, with the Solicitor question has to do with the effect of section 1048 of the
General or the proper provincial or city prosecutor appearing for the Administrative Code on article 8 of the Penal Code.
Government at such hearing. It is only upon satisfactory proof of the
veracity of the allegations in the petition and the reasonableness of
Facts: November 15, 1927, Chan Sam (alias Chin Ah Woo), was
the causes for the change of name that the court may adjudge that
charged in the CFI with the murder of Chin Ah Kim. Thereafter, the
the name be changed as prayed for in the petition, and shall furnish a
trial judge rendered judgment declaring the accused not responsible
copy of said judgment to the civil registrar of the municipality
for the crime, and dismissing the case, but requiring the reclusion of
concerned who shall forthwith enter the same in the civil register.
the accused for treatment in San Lazaro Hospital, in accordance with
article 8 of the Penal Code, provided that the accused be not
A petition for change of name being a proceeding in rem, strict permitted to leave the said institution without first obtaining the
compliance with all the requirements therefor is indispensable in permission of the court.
order to vest the court with jurisdiction for its adjudication. 19 It is an
independent and discrete special proceeding, in and by itself,
In compliance with this order, Chan Sam was confined for
governed by its own set of rules. A fortiori, it cannot be granted by
approximately two years in San Lazaro Hospital. During this period,
means of any other proceeding. To consider it as a mere incident or
efforts to obtain his release were made induced by the desire of his
an offshoot of another special proceeding would be to denigrate its
wife and father-in-law to have him proceed to Hongkong. Opposition
role and significance as the appropriate remedy available under our
to the allowance of the motions came from the wife and children of
remedial law system.
the murdered man, who contended that Chan Sam was still insane,
and that he had made threats that if he ever obtained his liberty he
Turning now to the present petition, while it is true that there is no would kill the wife and the children of the deceased and probably
express prohibition against the joinder of a petition for adoption other members of his own family who were living in Hongkong.
and for change of name, we do not believe that there is any relation
between these two petitions, nor are they of the same nature or
However, the respondent judge sustained the court's right to make
character, much less do they present any common question of fact
an order in the premises and allowed Chan Sam to leave the San
or law, which conjointly would warrant their joinder. In short, these
Lazaro Hospital to be turned over to the attorney-in-fact of his wife
petitions do not rightly meet the underlying test of conceptual unity
so that he might be taken to Hongkong to join his wife in that city.
demanded to sanction their joinder under our Rules.

Issue: W/N Chan Sam (the insane person) was properly discharged.
3RD ISSUE: W/N there is lawful ground for the change of name. NO.
The only grounds for change of name are those provided by
jurisprudence. The ground invoked by the adoptive parents are not Ruling No.
one of those mentioned by the jurisprudence.
Article 8 of the Penal Code, pursuant to which the trial judge
SC RULING: Jurisprudence has recognized, inter alia, the following purported to act in issuing his order of release, provides that among
grounds as being sufficient to warrant a change of name: (a) when those exempt from criminal liability are:
the name is ridiculous, dishonorable or extremely difficult to write or
pronounce; (b) when the change results as a legal consequence of 1. An imbecile or lunatic, unless the latter has acted during
legitimation or adoption; (c) when the change will avoid confusion; the lucid interval.
(d) when one has continuously used and been known since childhood
by a Filipino name and was unaware of alien parentage; (e) when the When the imbecile or lunatic has committed an act which
change is based on a sincere desire to adopt a Filipino name to erase the law defines as a grave felony, the court shall order his
signs of former alienage, all in good faith and without prejudice to confinement in one of the asylums established for persons
anybody; and (f) when the surname causes embarrassment and there thus afflicted, which he shall not be permitted to leave
is no showing that the desired change of name was for a fraudulent without first obtaining the permission of the same court.
purpose or that the change of name would prejudice public
interest. 54
Section 1048 of the Administrative Code, which, it is argued, has
superseded or supplemented article 8 of the Penal Code, provides as
Contrarily, a petition for change of name grounded on the fact that to the discharge of a patient from custody from a hospital for the
one was baptized by another name, under which he has been known insane the following:
and which he used, has been denied inasmuch as the use of
baptismal names is not sanctioned. 55 For, in truth, baptism is not a
condition sine qua non to a change of name. 56 Neither does the fact When in the opinion of the Director of Health any patient in
that the petitioner has been using a different name and has become any Government hospital or other place for the insane is
known by it constitute proper and reasonable cause to legally temporarily or permanently cured, or may be released
authorize a change of name. 57 A name given to a person in the church without danger, he may discharge such patient, and shall
records or elsewhere or by which be is known in the community - notify the Judge of the Court of First Instance who ordered
when at variance with that entered in the civil register - is unofficial the commitment, in case the patient is confined by order of
and cannot be recognized as his real name. 58 the court.

An examination of article 8, paragraph 1, of the Penal Code discloses


that the permission of the court who orders the confinement of one
accused of a grave felony in an insane asylum is a prerequisite for
TOPIC: 6.0 PROCEEDINGS FOR HOSPITALIZATION OF
obtaining release from the institution. The respondent judge has
INSANE PERSON (Rule 101) based his action in this case on this provision of the law. On the other
hand, section 1048 of the Administrative Code grants to the Director
CHIN AH FOO and YEE SHEE vs. CONCEPCION and LEE VOO of Health authority to say when a patient may be discharged from an
insane asylum. There is no pretense that the Director of Health has
exercised his authority in this case, or that the head of the Philippine
G.R. No. 33281 March 31, 1930
Health Service has been asked to express his opinion.
SPECIAL PROCEEDINGS
S T M C a s e P o o l ( 3 ) | 17

Article 8 of the Penal Code has not been impliedly repealed by section
1048 of the Administrative Code. Article 8 of the Penal Code and
section 1048 of the Administrative Code can be construed so that
both can stand together. Considering article 8 of the Penal Code as in
force and construing this article and section 1048 of the
Administrative Code, we think that the Attorney-General was right in
expressing the opinion that the Director of Health was without
power to release, without proper judicial authority, any person
confined by order of the court in an asylum pursuant to the
provisions of article 8 of the Penal Code.

Any person confined by order of the court in an asylum in accordance


with article 8 of the Penal Code cannot be discharged from custody
in an insane asylum until the views of the Director of Health have
been ascertained as to whether or not the person is temporarily or
permanently cured or may be released without danger. In other
words, the powers of the courts and the Director of Health are
complementary each with the other. As a practical observation, it
may further be said that it is well to adopt all reasonable precautions
to ascertain if a person confined in an asylum as insane should be
permitted to leave the asylum, and this can best be accomplished
through the joint efforts of the courts and the Director of Health in
proper cases.

After thorough discussion, our view is that while the respondent


Judge acted patiently and cautiously in the matters which came
before him, yet he exceeded his authority when he issued his orders
without first having before him the opinion of the Director of
Health.

Note: Sec. 4 of Rule 101 provides

Sec. 4. Discharge of Insane. When, in the opinion of the Director of Health, the
person ordered to be committed to a hospital or other place for the insane is
temporarily or permanently cured, or may be released without danger he may
file the proper petition with the Court of First Instance which ordered the
commitment.

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