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AS 1726:2017
This Standard was issued in draft form for comment as DR2 AS 1726:2016.
Standards Australia wishes to acknowledge the participation of the expert individuals that
contributed to the development of this Standard through their representation on the
Committee and through the public comment period.
Standards may also be withdrawn. It is important that readers assure themselves they are
using a current Standard, which should include any amendments that may have been
published since the Standard was published.
Detailed information about Australian Standards, drafts, amendments and new projects can
be found by visiting www.standards.org.au
Australian Standard
Originated as AS 17261978.
Previous edition 1993.
Fourth edition AS 1726:2017.
COPYRIGHT
Standards Australia Limited
All rights are reserved. No part of this work may be reproduced or copied in any form or by
any means, electronic or mechanical, including photocopying, without the written
permission of the publisher, unless otherwise permitted under the Copyright Act 1968.
Published by SAI Global Limited under licence from Standards Australia Limited, GPO Box
476, Sydney, NSW 2001, Australia
ISBN 978 1 76035 743 6
AS 1726:2017 2
PREFACE
This Standard was prepared by the members of the joint Standards Australia/Standards
New Zealand Committee CE-015, Site Investigations, to supersede AS 17261993.
After consultation with stakeholders in both countries, Standards Australia and Standards
New Zealand decided to develop this Standard as an Australian Standard only, at this time,
rather than a joint Australian/New Zealand Standard. This document may become a joint
stand in future revisions.
The objective of this Standard is to establish the requirements for the execution of effective
geotechnical site investigations and to provide a standardized system for the description and
classification of soils and rocks. It addresses spatial and physical characteristics of soil,
rock and groundwater, but does not cover the chemical, biological or other environmental
aspects of the investigation of contaminated ground.
Commentary on the changes from the 1993 edition is set out in Appendix F.
Statements expressed in mandatory terms in Notes to Tables are deemed to be requirements
of this Standard. Figures provided in this Standard are informative.
The term informative has also been used in this Standard to define the application of the
appendices to which it applies. An informative appendix is only for information and
guidance.
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3 AS 1726:2017
CONTENTS
Page
1 SCOPE ........................................................................................................................ 4
2 EXCLUSIONS ............................................................................................................ 4
3 NORMATIVE REFERENCES ................................................................................... 4
4 DEFINITIONS ............................................................................................................ 4
5 OVERVIEW OF GEOTECHNICAL SITE INVESTIGATIONS ................................ 7
5.1 Process .................................................................................................................. 7
5.2 Geotechnical model ............................................................................................... 9
5.3 Execution of geotechnical site investigation ........................................................ 10
5.4 Initial assessment of site conditions..................................................................... 11
5.5 Fieldwork ............................................................................................................ 11
5.6 Reporting and interpretation ................................................................................ 14
5.7 Review of geotechnical site investigation ............................................................ 15
6 SOIL, ROCK AND GROUNDWATER .................................................................... 16
6.1 Soil description and classification ....................................................................... 16
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APPENDICES
A GEOTECHNICAL SITE INVESTIGATION TECHNIQUES ................................... 59
B LABORATORY EXAMINATION AND TESTING ................................................. 61
C GROUNDWATER CONSIDERATIONS .................................................................. 64
D PROBLEMATIC MATERIALS ................................................................................ 66
E SYMBOLS ................................................................................................................ 69
F COMMENTARY ....................................................................................................... 72
BIBLIOGRAPHY ..................................................................................................................... 74
AS 1726:2017 4
STANDARDS AUSTRALIA
Australian Standard
Geotechnical site investigations
1 SCOPE
This Standard specifies requirements for the execution of geotechnical site investigations
and provides a standardized system for the identification, description and classification of
soils and rocks.
This Standard applies to geotechnical site investigation of natural or filled ground for
(a) new construction;
(b) maintenance of existing facilities;
(c) the evaluation of post construction performance;
(d) the assessment of failure; and
(e) broad geotechnical studies.
NOTE: Commentary on the changes from the 1993 edition is set out in Appendix F.
2 EXCLUSIONS
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3 NORMATIVE REFERENCES
The following normative documents are referenced in this Standard:
NOTE: Documents referenced for informative purposes are listed in the Bibliography.
AS
4133 Methods of testing rocks for engineering purposes
4133.4.1 Method 4.1: Rock strength testsDetermination of point load strength index
4133.4.2.1 Method 4.2.1: Rock strength testsDetermination of uniaxial compressive
strength of 50 MPa and greater
4 DEFINITIONS
For the purpose of this Standard, the definitions below apply.
4.1 Acid sulfate soil
Naturally occurring soils, sediments or organic substrates (e.g. peat) that contain sulfide
minerals (predominantly pyrite) or their oxidation products. In an undisturbed state where
soil is saturated, acid sulfate soils are generally benign. However, if the soils are excavated
or exposed to air by a lowering of the groundwater level, the sulfides react with oxygen to
form sulfuric acid.
NOTE: Refer to Appendix D.
4.2 Carbonate rock
A rock containing more than 50% by weight of carbonate compounds (such as calcium
carbonate).
4.8 Consistency
The ability of the soil, at specific moisture contents, to resist mechanical stress or
manipulation (remoulding).
4.9 Contamination
The condition of land or water where any chemical substance or waste has been added as a
direct or indirect result of human activity above background level and represents, or
potentially represents, an adverse health or environmental impact. Contamination may have
an impact on human health during construction or the service life of a structure erected on
the site or may have detrimental effects on the environment.
NOTE: While this Standard does not address investigation of the presence of contamination or
management of such contamination, the possibility of the presence of contamination should be
considered during the planning and conduct of geotechnical site investigations.
4.10 Controlled fill
Any fill for which engineering properties are controlled during placement. Sometimes
referred to as structural or engineered fill.
4.11 Description, soil or rock
A statement of the physical characteristics of a sample of soil or rock.
4.12 Desk study
A study to collate and review the existing information relevant to the site.
4.13 Dispersive soils
Those soils, which by nature of their mineralogy and pore water chemistry, are susceptible
to separation in water of individual clay particles.
NOTE: Refer to Appendix D.
4.14 Duricrust
A cemented zone occurring in weathered rock or soil formed by the mobilization and
deposition of minerals.
4.15 Engineered fill
Refer to Controlled fill.
4.16 Fill
A volume of material that has been placed by anthropogenic processes.
4.17 Geotechnical
Pertaining to the nature, condition and physical properties of the earths crust (whether soil
or rock and including water and gases therein), which affect its engineering performance.
4.18 Geotechnical model
The interpretation of ground conditions in a form useful for engineering design or
assessment. It may contain a surface and subsurface model detailing the geological and
engineering characteristics of the various materials and groundwater.
4.19 Geotechnical site investigation
The process of assessing and evaluating the geotechnical characteristics of a site.
4.20 Groundwater
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Water located beneath the earths surface in pore spaces, fractures and voids in soil and
rock.
4.21 In situ
In the place and condition in which it exists naturally.
4.22 Liquid limit (wL)
Moisture content at which the soil passes from the plastic to the liquid state as determined
by the liquid limit test.
4.23 May
Indicates that a statement is an option.
4.24 Monitoring
Recording observations and/or measurements over a period of time.
4.25 Mottled
Having areas of two or more colours or shades in a spotted or blotched, irregular
configuration.
4.26 Plastic limit (wP)
Moisture content at which the soil becomes too dry to be in a plastic condition as
determined by the plastic limit test.
4.27 Plasticity index (IP)
Numerical difference between the liquid limit and the plastic limit of a soil.
4.28 Project
The wider project for which a geotechnical site investigation is carried out.
4.29 Shall
Indicates that a statement is mandatory.
4.30 Should
Indicates that a statement is a recommendation.
4.31 Soil
Particulate materials that occur in the ground and can be disaggregated or remoulded by
hand in air or water without prior soaking.
4.32 Rock
Any aggregate of minerals and/or organic materials that cannot be disaggregated by hand in
air or water without prior soaking.
4.33 Uncontrolled fill
Materials that have been deposited by anthropogenic processes, which do not meet the
definition of controlled fill.
4.34 Undisturbed sample
A term applied to samples obtained using techniques designed to minimize changes in the
properties of the sample.
The delivery of geotechnical site investigations should follow an iterative process in which
the outcomes of the investigations are reviewed against the purpose for which the
investigation is being carried out and further investigations are planned as required. This
process is illustrated in Figure 1. Quality assurance and work health and safety programs
should be in place during this entire process.
A s s e m b l e i nfor m at i o n r e l at i n g
to t h e proj e c t
D eve l o p t h e G e ot e c hni c al M o d e l b a se d o n g e o l o g i c al
c o n c e pt s, g e ote c h ni c al infor m at i o n an d proje c t infor m at i o n
an d ant i c i pate w hat m i g ht b e e n c o u ntere d o n s i te
Plan t h e inve st i g at i o n to
ad d r e s s t h e o bj e c t i ve s
H ave t h e o bj e c t i ve s b e e n m et an d
t h e s c o p e ac hi eve d?
No
Ye s
R ev i s e o bj e c t i ve s
and /or s c o p e and /or
investigation methods
C o n clu d e
inve s t ig a t ion
(c) Field investigation staged in order to retrieve data most economically (e.g. carry out
cone penetrometer testing first before deciding where to position boreholes with
in situ testing and sampling).
(d) Review after each stage to assess the need to carry out further stages.
(e) Laboratory testing, staged and optimized for the development of geotechnical design
parameters and the soil-groundwater chemistry (e.g. testing to identify acid sulfate
soils).
Investigations should be executed in such a way that adequate data are obtained to refine
the geotechnical model at the end of each stage, to allow advancement of wider studies or to
guide subsequent investigations. Each stage may involve interpretation, analysis and
reporting.
5.2 Geotechnical model
A geotechnical model shall be developed for every geotechnical site investigation.
The level of refinement and model detail will depend on the complexity of the project. In its
most basic form the geotechnical model may consist of a simple description of the local
geology derived from existing data together with some of the engineering characteristics of
the project area. More usually, the geotechnical model would include a geological map and
cross-section depicting the strata likely to be encountered and information on the
engineering characteristics of the soils and rocks and the groundwater levels.
On some large projects, a more sophisticated geotechnical model, based on a large data set
and presented as a 3D visualization, may be developed to present the interaction between a
large complex structure and a variable soil/rock/groundwater system.
The geotechnical model should be based on factors such as the following:
(a) The nature of the project.
(b) The regional geological and hydrogeological setting.
(c) The stratigraphic succession, including the presence of significant aquifers.
form suitable for archival and information transfer. Ideally, this should be in a digital form
consistent with standards expected by the client and other professionals contributing to the
project.
5.5.4 Sample handling and management
5.5.4.1 Soil
Geotechnical site investigation often involves taking soil samples, which may be either
disturbed or undisturbed. Project specific procedures for sample handling and labelling,
transport and storage, and chain of custody, shall be developed in order to reduce
deterioration in sample quality and the potential for errors.
All samples shall be clearly labelled and logged with a unique reference number
immediately after being taken. Samples suspected of contamination shall be identified on
the label. Samples taken for geotechnical purposes should be maintained in a temperature
range to avoid freezing or heat damage and wide temperature variations.
As soon as practicable after sampling, samples should be stored in airtight bags or
containers. Where the intention is to limit disturbance, samples should be coated with wax
(preferably microcrystalline) or retained in sealed sample tubes in order to reduce moisture
changes during transit to the laboratory. Excess moisture associated with sample collection,
such as from drilling fluids, should be removed prior to storage. Soil should be removed
from the ends of tube samples to a depth of about 25 mm, and the air gap filled by custom
made plugs or molten wax, followed by end caps and adhesive tape.
Undisturbed block samples should be cut and trimmed by hand and wrapped in cloth and
coated with molten wax. At least three layers of cloth and wax should be applied on each
surface. The sealed sample should then be placed into a wooden box with the air gap
between the box and sample, filled with packing material.
Sample tubes containing soft soil should be transported and stored in a vertical orientation
to reduce the potential for sample disturbance, and rough handling should be avoided.
Samples taken for the purpose of testing of the soil chemistry (such as for acid sulfate soil
analysis) require special handling, and should be managed in accordance with regulatory
guidelines pertaining to the relevant state or territory.
5.5.4.2 Rock
Project-specific procedures for core handling and labelling, transport and storage, and chain
of custody shall be developed in order to reduce deterioration in core quality and the
potential for errors. The same storage temperature control criteria used for soil should be
adopted for rock.
Measures should be taken to mitigate moisture loss of rock core while working with it in
the field. Rock core shall be placed as soon as practicable into a core box in order of
increasing depth, left to right, and top to bottom. The core box shall be uniquely identified
and labelled with borehole number and core run depths. In order to provide a permanent
visual record, all rock core shall be photographed moist under uniform lighting conditions
as soon as practicable after placement in core boxes, and prior to sampling or disturbance
during logging. Each photograph should include a reference colour chart.
When core is prone to degradation on drying, the core should be wrapped in plastic film
after field logging to reduce changes in moisture content. When core is fragile and may
break up in the core box, it should be placed into PVC splits located within the core box.
When rock core specimens are sub-sampled from the core tray for laboratory testing, a
process for sample handling and management should be developed to reduce the likelihood
of damage of the samples during handling and transport. Intervals of core loss or where
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core is extracted for testing should be marked as such, and in-filled with polystyrene or
similar.
Where core is observed to have degraded during handling or storage, this shall be noted on
logs.
5.5.4.3 Groundwater
Groundwater samples may contain dissolved or suspended materials. The method of
collection, storage and treatment of samples can affect the results obtained from subsequent
laboratory testing. The field procedure used to collect samples shall be recorded and
reported, indicating
(a) time of sampling;
(b) purging prior to sample collection;
(c) whether field filtering of the groundwater sample was carried out and if so, the type
of filter;
(d) preservation methods employed after sampling and prior to delivery to a laboratory
for testing; and
(e) quality control and assurance methods employed.
5.5.4.4 Identification and labelling of samples
Sample identification shall be shown on sample bags, labels or tags and shall be secure and
legible. Where bottles or containers are used to store samples, the identification should be
placed on the vessel and also on the lid or cap as required.
Each sample retained during the geotechnical site investigation shall be labelled, including
a unique identifier. The following details should be included:
(a) Project or job number.
(b) Date sampled.
(c) Test pit, borehole, or hand auger hole number.
5.6.1 General
A report (or reports) shall be produced that presents the information obtained from the
geotechnical site investigations. The report content may include
(a) factual information and observations;
(b) interpretations; and
(c) opinions.
The type of report is dependent on the requirements of the project objectives and shall be as
agreed during the planning stage. The various types of geotechnical engineering reports are
further explained in Clauses 5.6.2 and 5.6.3.
NOTE: A list of graphical symbols that may be useful for reporting purposes is contained in
Appendix E.
5.6.2 Geotechnical data report
This report documents the procedures employed and the data collected, and despite the fact
that soil and rock logging has an interpretive nature attached to it, a geotechnical data
report is considered predominantly factual and may also be referred to as a factual report.
A geotechnical data report should include but may not be limited to the following
information:
(a) Objectives and agreed scope.
(b) Location and description of the project site and its history.
(c) Plan showing investigation locations.
(d) Description of the regional and local geology.
(e) Records of fieldwork, including methods and results.
(f) Laboratory testing and summary of results.
(ii) The nature and limitations of the geotechnical model The geotechnical model is an
interpretation that will change both during the course of the investigations and the
development of the overall project, as more information becomes available. Reporting
of the geotechnical model should clearly indicate the information on which it is
based, the varying reliability of the interpretation and the process whereby an
acceptable level of reliability will be achieved.
(iii) The nature and limitation of data Consistency and reliability of data should be
assessed (previous work may have been done by different consultants to varying
standards of work and assumptions). Cross-checking and verification to the degree
practicable should be undertaken. The limitations of the data collected during the
investigation program should be highlighted.
A geotechnical interpretive report may also contain expressions of professional opinion. A
professional opinion is dependent on conclusions derived from consideration of relevant
available facts, interpretations and analysis and judgement. Since the process involves
interpretation and judgement, opinions of professionals may differ, although substantial
agreement is expected.
5.7 Review of geotechnical site investigation
On completion of a geotechnical site investigation, the findings of the investigation should
be reviewed against the objectives of the investigation. Where critical objectives are not
adequately achieved, the consequence of this inadequacy should be considered, the risks to
the project assessed and recommendations for further investigation developed.
Geotechnical project risks identified in the geotechnical interpretive report may be
mitigated by review of geotechnical conditions exposed during construction or by
monitoring of performance (such as ground movement monitoring or groundwater level
monitoring). Recommendations for such review and monitoring should form part of the
geotechnical interpretive report. This may include the recommendation for development of
a formal risk assessment and risk management plan.
laboratory tests are carried out subsequent to visualtactile assessment, and where these
indicate that the visualtactile assessment was inaccurate, logs and other records of the
assessment shall be adjusted if required, and any adjustments made to the logs and other
records shall be documented.
Soils may be disturbed or undisturbed but if the soil is disturbed there are limits to what can
be described.
The approach described in this Standard is equally applicable to both natural and artificial
soil materials.
Although systematic description of the soil composition must be completed before
classification can occur, the soil group is usually reported at the beginning of the full
description and classification.
6.1.3 Systematic description
A soil description should be presented as a series or list of specific terms, separated by
semi-colons, generally without these being formed into sentences. A systematic and
standardized order of description shall be used. When it is possible, the following
characteristics shall be described:
(a) Composition of soil (disturbed or undisturbed state) The description shall include
the following:
(i) Soil name (use BLOCK LETTERS).
(ii) Plasticity, behavioural or particle characteristics of the primary soil component.
(iii) Colour of the soil.
(iv) Secondary soil components name(s), estimated proportion(s), plasticity,
behavioural or particle characteristics, colour.
(v) Minor soil components name, estimated proportion, behavioural or particle
characteristics, colour and, where practical, its plasticity.
The presence of FILL and TOPSOIL shall be indicated at the beginning of the
description using BLOCK LETTERS.
Standards Australia www.standards.org.au
17 AS 1726:2017
organic substances. Soil particles are differentiated on the basis of size, according to the
definitions in Table 1.
TABLE 1
PARTICLE SIZE DEFINITIONS
Size*
Fraction Components Subdivision
mm
Oversize BOULDERS >200
COBBLES 63200
Coarse GRAVEL Coarse 1963
grained
Medium 6.719
soil
Fine 2.366.7
SAND Coarse 0.62.36
Medium 0.210.6
Fine 0.0750.21
Fine SILT 0.0020.075
grained
CLAY <0.002
soil
* These sizes correspond approximately to standard sieve
sizes.
As differentiation of grain sizes of fine particles between clay and silt is difficult, and as the
grain size of fine particles is less important than their engineering behaviour, the sizes in
Table 1 for silts and clays are taken as indicative only, and instead, fine soils shall be
described as silts or clays on the basis of their behaviour as assessed by visual tactile
techniques. Additional guidance for field assessment of fine grained soils is provided in
Tables 7 and 8.
Soils that contain a significant organic content or a significant carbonate content shall be
identified.
6.1.4.3 Identification of components
The field process for identifying soil primary components is summarized in Figure 2.
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YES NO
YES
D o v i s i b l e s o i l p ar t i c l e s (s a n d
an d gr ave l) d o m inate m ake
u p m ore t han 6 5% of t h e s o il?
YES NO
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D o e s t h e s o i l h ave a s p o n g y
fe e l or fi brou s tex ture, w it h
s i g n i f i c ant v i s i b l e o r g an i c
m at ter an d an or g ani c o d our ?
YES NO
I s t h e s o i l d ar k c o l o ure d, w i t h
Is more than 50% of the coarse
an or g ani c o d o ur an d s o m e
gr ain e d s o il gr ave l > 2 m m?
v i s i b l e o r g a n i c m at ter ?
YES NO NO YES
Organic soil
ad d t h e prefix O r g ani c
to t h e s o il nam e
D o e s t h e fin e gr ain e d s o il
b e have like a s ilt i s t h e
s o i l d i l at a nt ?
YES NO
NOTES:
1 Gravel, sand, silt and clay are the major components of a soil. They are defined in Table 1.
2 Assessment of component proportions is by dry mass.
3 Dilatancy is assessed on the reaction of wet soil to shaking. Table 7 provides a method of assessment of
dilatancy as well as other diagnostic characteristics of silt and clay.
FIGURE 2 PROCESS FOR THE FIELD IDENTIFICATION
OF SOIL PRIMARY COMPONENTS
TABLE 2
DESCRIPTIVE TERMS FOR ACCESSORY
(SECONDARY AND MINOR) SOIL COMPONENTS
In coarse grained soils In fine grained soils
Designation %
of %
% Accessory
components Terminology Terminology Sand/ Terminology
Fines coarse
gravel
fraction
Minor 5 Add trace clay/silt 15 Add trace 15 Use trace
to description, as sand/gravel to
applicable description, as
applicable
>5, 12 Add with clay/silt >15, 30 Add with >15, 30 Add with
to description, as sand/gravel to sand/gravel
applicable description, as to description,
applicable as applicable
Secondary >12 Prefix soil name as >30 Prefix soil name >30 Prefix soil
silty or clayey, as with sandy or name with
applicable gravelly, as sandy or
applicable gravelly, as
applicable
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5% 12% 3 5%
TABLE 3
IDENTIFICATION OF ORGANIC SOILS
USING LABORATORY TESTS
TABLE 4
DESCRIPTIVE TERMS FOR THE DEGREE
OF DECOMPOSITION OF PEAT
Term Decomposition Remains Squeeze
Fibrous Little or none Clearly recognizable Only water
No solids
Pseudo-fibrous Moderate Mixture of fibres and Turbid water
amorphous paste <50% solids
Amorphous Full Not recognizable Paste
>50% solids
TABLE 5
ASSESSMENT OF CARBONATE CONTENT
Approximate
Term Reaction to acid
carbonate content
Non-calcareous HCl produces no effervescence Negligible
Calcareous HCl produces weak or <50%
sporadic effervescence
Carbonate HCl produces clear sustained >50%
effervescence
NOTE: 10% hydrochloric acid is made by taking 10 mL of concentrated
HCl acid solution (36% HCl) and making it up to 100 mL. This gives
3.6% HCl by mass which is about 1.2 molar.
TABLE 6
DESCRIPTIVE TERMS FOR PLASTICITY
Descriptive term Range of liquid limit for silt Range of liquid limit for clay
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When laboratory tests are not available, plasticity and soil behaviour are assessed in the
field using the visualtactile techniques described in Table 7. These procedures are to be
performed on particles less than 0.2 mm in size. For field classification purposes, screening
is not intended, simply remove by hand the coarse particles that interfere with the tests.
Table 8 gives a guide to typical soil names and plasticity characteristics.
AS 1726:2017
Standards Australia
TABLE 7
FIELD ASSESSMENT OF FINE GRAINED SOILS
Dry strength Dilatancy (reaction to shaking) Toughness (consistency near plastic limit)
3.
Mould a pat of soil to the consistency of putty, adding Prepare a pat of moist soil with a volume of about 10 cm Mould a pat of soil to the consistency of putty. If too dry,
water if necessary. Allow the pat to dry completely by Add enough water, if necessary, to make the soil soft but add water, and if sticky, the specimen should be spread out
oven, sun or air drying, and then test its strength by not sticky. in a thin layer and allowed to lose some moisture by
breaking and crumbling between the fingers. This Shake the pat horizontally in the palm of the hand, evaporation. Then, roll a thread of the soil by hand on a
strength is a measure of the character and quantity of striking vigorously against the other hand several times. A smooth surface or between the palms until it is about 3 mm
the colloidal fraction contained in the soil. The dry positive reaction consists of the appearance of water on in diameter. The thread is then folded and re-rolled
strength increases with increasing plasticity. High dry the surface of the pat which changes to a livery repeatedly. During this manipulation the moisture content is
strength is characteristic for clays of the CH group. consistency and becomes glossy. When the sample is gradually reduced, the specimen stiffens, finally loses its
A typical inorganic silt possesses only very low dry squeezed between the fingers, the water and gloss plasticity, and crumbles. When the thread crumbles, the
strength. disappear from the surface. The pat stiffens, and finally it pieces should be lumped together with a kneading action.
Silty fine sands and silts have about the same dry cracks or crumbles. The rapidity of appearance of water The plastic limit has been reached, when the soil crumbles
strength, but can be distinguished by feel when during shaking and its disappearance during squeezing at about 3 mm thickness. The tougher the thread near the
powdering the dried specimen. Fine sand feels gritty assist in identifying the character of the fines in the soil. plastic limit and the stiffer the lump when it finally
whereas a typical silt has the smooth feel of flour. Very fine clean sands give the quickest and most distinct crumbles, the more potent is the colloidal clay fraction in
reaction whereas a plastic clay has no reaction. Inorganic the soil.
silt, such as a typical rock flour, shows a relatively rapid Weakness of the thread at the plastic limit and rapid loss of
24
reaction. coherence of the lump below the plastic limit indicate either
inorganic clay of low plasticity, or materials such as kaolin-
type clays and organic clays which plot below the A-line.
Highly organic clays have a very weak and spongy feel at
the plastic limit.
Criteria for describing dry strength Criteria for describing dilatancy Criteria for describing toughness
None The dry specimen crumbles into powder None No visible change in the specimen. Low Only slight pressure is required to roll the thread
with mere pressure of handling. near the plastic limit. The thread and the lump
are weak and soft.
Low The dry specimen crumbles into powder Slow Water appears slowly on the surface of the
with some finger pressure. specimen during shaking and does not
disappear or disappears slowly upon squeezing.
Medium The dry specimen breaks into pieces or Medium Medium pressure is required to roll the thread to
crumbles with considerable finger pressure. near the plastic limit. The thread and the lump
have medium stiffness.
www.standards.org.au
High The dry specimen cannot be broken with Rapid Water appears quickly on the surface of the High Considerable pressure is required to roll the
finger pressure. Specimen will break into specimen during shaking and disappears thread to near the plastic limit. The thread and
pieces between thumb and a hard surface. quickly upon squeezing. the lump have very high stiffness.
Very High The dry specimen cannot be broken
between the thumb and a hard surface.
25 AS 1726:2017
TABLE 8
IDENTIFICATION OF FINE GRAINED SOILS BY VISUALTACTILE METHODS
Identification of inorganic fine-grained soils
Soil description
Dry strength Dilatancy Toughness and plasticity
SILT None to low Slow to rapid Low or thread cannot be
formed
Clayey SILTClay/silt mixtures of low Low to medium None to slow Low to medium
plasticity
Silty CLAYSilt/clay mixtures of medium Medium to high None to slow Medium
plasticity
High plasticity CLAY High to very None High
high
Rounded A n g u l ar
Sub-rounded Su b - a n g u l ar
These may be modified as necessary, e.g. by pale, dark, or mottled. Borderline colours
may be described as a combination of these colours, e.g. red-brown. Where a soil colour
consists of a primary colour with a secondary mottling it shall be described as follows:
(Primary colour) mottled (secondary colour), e.g. grey mottled red-brown clay.
Where a soil consists of two colours present in roughly equal proportions the colour shall
be described as mottled (first colour) and (second colour), e.g. mottled brown and
red-brown. A mixture of distinct colours may be described as, for example, mottled
red/grey.
6.1.6 Soil classification
Soil classification can occur after the soil composition has been described.
Soils shall be classified into one of a number of soil groups designated by a two character
group symbol. Classification is based on the grading of the coarse particles, and the
behaviour and plasticity of the fraction of the material passing the 0.425 mm sieve. This
may be assessed by visualtactile methods or from laboratory tests.
Where the classification derived from laboratory tests conflicts with that derived from
visualtactile methods the conflict shall be reported and some or all of the visualtactile
classifications may be modified and, where modified, this shall be documented.
The group symbol classifications are given in Tables 9 and 10.
Soils are classified to reflect their primary component and significant secondary
components. The first classification symbol shall be G, S, M, or C, where the primary
components are gravel, sand, silt or clay, respectively.
For soils classified as coarse grained soils (S or G), the second symbol reflects either the
grading of the coarse fraction, or the presence of clay or silt fines. For soils classified as
fine soils (C, M or O), the second symbol reflects the plasticity of the sub 0.425 mm portion
of the soil. In cases where laboratory measurements of the Atterberg limits are available,
Figure 5 should be used to assist in classifying the fine grained soil.
TABLE 9
CLASSIFICATION OF COARSE GRAINED SOILS
Group Field classification
Major divisions Typical names Laboratory classification
symbol of sand and gravel
Coarse GRAVEL GW Gravel and Wide range in grain 5% fines Cu > 4
grained soil (more than gravel-sand size and substantial 1 < Cc < 3
(more than half of coarse mixtures, little amounts of all
65% of soil fraction is or no fines intermediate sizes,
excluding larger than not enough fines to
oversize 2.36 mm) bind coarse grains, no
fraction is dry strength
greater than
GP Gravel and Predominantly one 5% fines Fails to
0.075 mm)
gravel-sand size or range of sizes comply with
mixtures, little with some above
or no fines, intermediate sizes
uniform gravels missing, not enough
fines to bind coarse
grains, no dry
strength
GM Gravel-silt Dirty materials with 12% fines, Fines behave
mixtures and excess of non-plastic fines are as silt
gravel-sand-silt fines, zero to medium silty
mixtures dry strength
GC Gravel-clay Dirty materials with 12% fines, Fines behave
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TABLE 10
CLASSIFICATION OF FINE GRAINED SOILS
Laboratory
Field classification of silt and clay
Group classification
Major divisions Typical names
symbol Dry
Dilatancy Toughness % < 0.075 mm
strength
Fine SILT and ML Inorganic silt None to Slow to Low Below A line
grained CLAY (low and very fine low rapid
soils (more to medium sand, rock
than 35% plasticity, flour, silty or
of soil %) clayey fine
excluding sand or silt
oversize with low
fraction is plasticity
less than
CL, CI Inorganic clay Medium None to Medium Above A line
0.075 mm)
of low to to high slow
medium
plasticity,
gravelly clay,
sandy clay
OL Low to Slow Low Below A line
Organic silt
medium
SILT and MH Low to None to Low to Below A line
Inorganic silt
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60
e )
lin - 8
U
e (W
L
50 th 9
0.
=
IP
e 0)
lin
PL ASTICIT Y IN DE X I P, %
A -2
40 t he (W L
CH or O H 73
0.
=
IP
30
CI or OI
20
M H or O H
CL or O L
10
CL - M L
M L or O L
0
0 10 20 30 40 50 60 70 80 90 10 0
LIQ UID LIMIT W L , %
NOTE: The U line is an approximate upper bound for most natural soils. Data which plot above the U line may
represent unusual/problem soil behaviour, or unreliable data and should be considered carefully.
(b) Consistency The consistency of cohesive soils describes the ease with which the soil
can be remoulded. Consistency shall be described using the terms in Table 11.
Cohesive soils include fine-grained soils, and coarse grained soils with sufficient
fine-grained components to induce cohesive behaviour.
In the field, the consistency of the soil may be assessed either by tactile means, or by
measuring the undrained shear strength by mechanical testing (refer to Table 11).
Mechanical determination methods should be carried out in accordance with AS 1289
series. Methods not covered by AS 1289 may also be used provided the method is
suitably calibrated.
Values of undrained shear strength assessed by field tests for classification purposes
may not necessarily be appropriate for use in design.
TABLE 11
CONSISTENCY TERMS FOR COHESIVE SOILS
Indicative undrained
Consistency Field guide to consistency shear strength
kPa
Very Soft (VS) Exudes between the fingers when squeezed in hand 12
Soft (S) Can be moulded by light finger pressure >12 and 25
Firm (F) Can be moulded by strong finger pressure >25 and 50
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TABLE 12
RELATIVE DENSITY
OF NON-COHESIVE SOILS
Term Density index %
Very Loose (VL) 15
Loose (L) >15 and 35
Medium Dense (MD) >35 and 65
Dense (D) >65 and 85
Very Dense (VD) >85
NOTE: The moisture content may influence the
inferred relative density.
(d) Cementation Soils or defects within soils may be cemented together by various
substances. The following terms should be used to describe cemented soils:
(i) Weakly cementedthe soil may be easily disaggregated by hand in air or
water.
(ii) Moderately cementedeffort is required to disaggregate the soil by hand in
air or water.
Where consistent cementation throughout a soil mass is identified as a duricrust, it
shall be described in accordance with Clause 6.2 and Table 18.
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The nature of the cementing agent shall be identified if possible from its appearance,
strength, and reaction to acid.
6.1.8 Mass properties of soil
If present, the structure of the soil shall be described. The following terms should be used.
If alternative descriptions are used, the terms shall be defined:
(a) Zoning Soil in situ or in samples may consist of separate zones differing in colour,
grain size or other properties. The patterns of these zones shall be described using the
following terms:
(i) Layer, i.e. the zone is continuous across the exposure or sample.
(ii) Lens, i.e. a discontinuous layer of different material, with lenticular shape.
(iii) Pocket, i.e. an irregular inclusion of different material.
The thickness, orientation and any distinguishing features of the zones shall be
described. The boundaries between zones shall be described as gradational or distinct.
Interbedded or interlaminated, shall be used if layers of alternating soil types are
too thin to describe individually.
NOTE: The maximum/mean/minimum thickness of the beds/laminations should be given.
(b) Defects Defects in soil shall be described using the terms defined in Table 13.
NOTE: The approximate dimensions, orientation and spacing of defects should be given.
(c) Mixed soils Intermixed may be used to describe two or more soil types arranged in
an irregular manner.
TABLE 13
SOIL DEFECT TYPES
Term Definition Diagram
Parting A surface or crack across which the soil has little or no
tensile strength. Parallel or sub parallel to layering
(e.g. bedding). May be open or closed.
Sheared seam Zone in clayey soil with roughly parallel near planar, curved
or undulating boundaries containing closely spaced, smooth
or slickensided, curved intersecting fissures which divide the
mass into lenticular or wedge shaped blocks.
S of te n e d
zo n e
Infilled seam Sheet or wall like body of soil substance or mass with
roughly planar to irregular near parallel boundaries which
cuts through a soil mass. Formed by infilling of open
defects.
NOTE: Where practical, the surface of the defects shall be described in terms of shape (planar, stepped,
curved, irregular), surface roughness (rough, smooth, polished, slickensided), and coating.
Useful descriptors of soil origin may include, but are not limited to, the following:
(a) Residual soil Formed directly from in situ weathering of geological formations.
These soils no longer retain any visible structure or fabric of the parent soil or rock
material.
(b) Extremely weathered material Formed directly from in situ weathering of geological
formations. Although this material is of soil strength it retains the structure and/or
fabric of the parent rock material.
(c) Alluvial soil Deposited by streams and rivers.
(d) Estuarine soil Deposited in coastal estuaries, and including sediments carried by
inflowing rivers and streams, and tidal currents.
(e) Marine soil Deposited in a marine environment.
(f) Lacustrine soil Deposited in freshwater lakes.
(g) Aeolian soil Carried and deposited by wind.
(h) Colluvial soil Soil and rock debris transported down slopes by gravity, with or
without the assistance of flowing water and generally deposited in gullies or at the
base of slopes. Colluvium is often used to refer to thicker deposits such as those
formed from landslides, whereas the term slopewash may be used for thinner and
more widespread deposits that accumulate gradually over longer geological
timeframes.
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(i) Topsoil Mantle of surface and/or near-surface soil often but not always defined by
high levels of organic material, both dead and living. Remnant topsoils are topsoils
that have subsequently been buried by other transported soils. Roots of trees may
extend significantly into otherwise unaltered soil and the presence of roots is not a
sufficient reason for describing a material as topsoil. TOPSOIL should be
emphasized by the use of BLOCK LETTERS.
(j) Fill Any material which has been placed by anthropogenic processes described in
detail in Clause 6.1.1. FILL should be emphasized on logs by the use of BLOCK
LETTERS.
Soils should be assigned to a stratigraphic unit. Where there is doubt, the terms possibly
or probably shall be used.
6.1.10 Additional observations
Where significant these shall be recorded. Examples include changes in colour over time,
odour, hydrocarbon or other contamination, the presence of burrowing animals and
delineation of soil horizons. Where there is some doubt as to the representativeness or
quality of a sample, this shall be stated. If this affects the overall description, this shall
again be reflected in the overall description. If the material is assessed to be not
representative, terms such as poor recovery, non-intact, recovered as or probably
shall be applied.
6.1.11 Description of fills
6.1.11.1 General
Where fill is present, the thickness and composition shall be recorded. The fact that soils
have been deposited on a site by other than natural mechanisms may have significant
geotechnical and environmental implications. The material shall be identified clearly in the
field log as fill, and then described in sufficient detail to record the nature and extent of the
particular materials that are present.
When describing fill, the word FILL shall precede the soil name.
Significant fill materials that may be encountered and should be noted during an
investigation are given in Table 14, although this list is not exhaustive.
Typical characteristics of fill include
(a) unusually variable range of colours;
(b) very distinct changes in soil profile;
(c) presence of foreign objects such as glass, plastic, slag;
(d) buried organic matter in some instances; and
(e) cloddiness of clay soil indicating previous disturbance by excavation.
Fill placed in accordance with AS 3798 or other controlled method, as demonstrated by
construction documentation, may be considered as controlled fill. The presence of
controlled fill should be included under additional observations (refer to Clause 6.1.10).
Fill for which no construction documentation is available shall be considered uncontrolled
fill.
Wherever possible, descriptions of uncontrolled fill shall follow the system used for other
soils as described in Clause 6.1.
6.1.11.2 Detailed descriptions
A list of the main components of uncontrolled fill shall be made in order of decreasing
importance. For solid objects, the composition and size shall be given either in millimetres
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(or metres for larger objects) or using standard soil particle sizes, e.g. 15% cobble to
boulder sized blocks of reinforced concrete.
For hollow objects, state whether they are empty (and potentially compressible), infilled or
crushed. Any putrescible materials shall also be explicitly noted. Additional comment,
regarding the structure of the material shall be given. Examples include the following:
(a) The presence of voids.
(b) If waste is contained in drums or bags.
(c) If there are discrete layers of materials.
(d) Any items which could indicate the age of the uncontrolled fill should be identified,
such as dates on newspapers, distinctive bottles, or best before dates on food and
drink packaging.
The terms in Table 14 may be useful in describing organic and artificial materials.
TABLE 14
DESCRIPTIVE TERMS FOR FILL MATERIALS
Generalized terms Typical descriptions
Organic matter Fibrous peat
Charcoal
Wood fragments
Roots (greater than 2 mm diameter)
Root fibres (less than 2 mm diameter)
Night soil
Putrescible waste
Artificial materials Oil, bitumen
Masonry
Concrete rubble
Fibrous plaster, plasterboard
Timber pieces, wood shavings, sawdust
Iron filings, drums, steel bars, steel scrap
Bottles, broken glass
Leather
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Slag
Chitter, ash, tailings
Asbestos, fibre cement
Rubber tyres
(d) Duricrust rocks are formed as part of a weathering profile and show evidence of
having been cemented in situ. The cementation is often irregular and exhibits
replacement textures. A guide to the naming of duricrust rocks for engineering
purposes is provided in Table 18.
If a rock type cannot be identified, the material should be given a distinctive interim name
until an observation by a more experienced observer or a petrographic assessment is
available. Engineering properties should not be inferred directly from the rock names in
Tables 15 to 18 but the use of a particular name does indicate a likely range of
characteristics. The rock names given in this Standard are sufficient to describe most of the
rocks that are likely to be encountered. However, they are provided as a guide only, and
other names may be used where available information or local knowledge can be used to
justify a more appropriate name.
If alternative rock names to those provided in Tables 15 to 18 are used, then the geological
characteristics of the rocks shall be briefly summarized in the report.
TABLE 15
GUIDE TO THE NAMING OF SEDIMENTARY ROCKS
ARKOSE (consisting mainly of feldspar) and QUARTZOSE SANDSTONE (quartz grains and siliceous
cement). In some cases the proportions of the different grains in the sandstone may be estimated.
2 Sandstones may be described as fine, medium or coarse when their grains are identified as comprising fine,
medium or coarse sand, respectively.
3 Where carbonate content is 5090% the names provided should be used preceded by the word IMPURE.
4 LIMESTONE (predominantly calcium carbonate CaCO 3 ) should be distinguished from DOLOMITE
(predominantly calcium magnesium carbonate CaMgCO3 ) where possible.
5 SHALE is a fissile mudstone with preferential weakness parallel to bedding.
6 Rocks displaying alternating fine inter-laminations of different grainsize (e.g. SILTSTONE/CLAYSTONE
or SILTSTONE/FINE SANDSTONE) may be referred to as LAMINITE.
7 BRECCIA is any sedimentary rock composed of angular fragments in a finer matrix.
8 COAL is a mostly organic rock that consists of indurated accumulations of plant debris.
9 The term carbonaceous may be added to the names in the table where a rock is assessed to contain a
significant carbon content.
10 EVAPORITES are rocks that consist mainly of salts such as halite, anhydrite or gypsum.
11 FLINT and CHERT are amorphous or cryptocrystalline quartz, from any origin.
12 Cements may be, for example, siliceous, calcareous, limonitic, carbonaceous, argillaceous (clay), or zeolite
and where identified this should be noted.
13 The depositional origin of the sediment may be indicated by prefixes such as aeolian, glacial, or marine.
TABLE 16
GUIDE TO THE NAMING OF IGNEOUS ROCKS
Massive crystalline
Grain size
mm Much quartz, pale Little quartz, dark
(felsic) (mafic)
Coarse (>2) GRANITE DIORITE GABBRO
Medium (0.062) MICROGRANITE MICRODIORITE DOLERITE
Fine (<0.06) RHYOLITE ANDESITE BASALT
NOTES:
1 PEGMATITE is an igneous rock consisting of large crystals often forming a dyke or vein.
2 OBSIDIAN and VOLCANIC GLASS are rocks that have cooled too quickly for crystals to
develop and consequently have an amorphous (glassy) texture.
3 APLITE may occur as light coloured veins of quartz and feldspar in other igneous rocks.
4 PORPHYRY is an igneous rock consisting of large crystals in a much finer matrix.
TABLE 17
GUIDE TO THE NAMING OF METAMORPHIC ROCKS
Grain size
Foliated Non-foliated
mm
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Coarse (>2) GNEISSwell developed but often widely spaced MARBLEcrystalline calcium
foliation sometimes with schistose bands carbonate
Medium (0.062) SCHISTwell developed foliation with much mica, QUARTZITEfused quartz grains
some micas larger than 2 mm SERPENTINITEusually a grey
and green rock formed by the
Fine (<0.06) PHYLLITEslightly undulose foliation sometimes
alteration of mafic igneous rocks
spotted.
HORNFELSusually a fine
SLATEwell developed planar cleavage
grained rock formed by thermal
metamorphism
NOTE: Foliated metamorphic rocks normally form by regional metamorphism and non-foliated metamorphic
rocks form by contact or thermal metamorphism.
TABLE 18
GUIDE TO THE NAMING OF DURICRUST ROCKS
Dominant cementing mineralogy
Iron oxides and
Silica Calcium carbonate Gypsum
hydroxides
FERRICRETE SILCRETE CALCRETE GYPCRETE
NOTES:
1 Refer to rock mass grades in Table 25, Clause 6.2.10.2 for a
classification of duricrusts.
2 Field differentiation of LIMESTONE and CALCRETE should be
based on observation of textures, fabric and defects with
LIMESTONE being dominated by sedimentary features and
CALCRETE being dominated by replacement features.
The most important observation to make is the effect that the fabric has on rock strength.
That is, does the fabric have no significant effect on the strength, which is therefore
isotropic, or does the fabric cause the strength to be anisotropic, which means that the rock
will have different strengths in different directions. The visual appearance of the rock is not
necessarily a good indicator of the influence of any fabric on strength and the rock should
be broken to establish the influence of the fabric. The degree of development of the fabric
shall be described using the following terms:
(i) Indistinct fabric There is little effect on strength properties.
(ii) Distinct fabric The rock may break more easily parallel to the fabric.
NOTE: Where fabric is any appropriate geological term for the relevant rock type such as
those described above.
The orientation and thickness of the layers defining the fabric shall be described directly,
e.g. distinct bedding dipping at 30, 30 mm to 100 mm thick.
6.2.3.5 Features, inclusions and minor components
Features, inclusions and minor components within the rock material shall be described
where those features could be significant, i.e. the features could influence engineering
behaviour. Examples of features which could be significant under certain circumstances
include
(a) gas bubbles (vesicles if empty; amygdules or amygdales if mineralized) in igneous
rocks;
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Where it is not practical to conduct UCS tests, or adequate UCS test data are not available,
classification of strength may be made on the basis of the point load strength index (Is(50))
measured on specimens close to their in situ moisture condition.
Table 19 implies a correlation between Is(50) and UCS that should be used for classification,
unless a correlation is or has been developed for specific rock types at the location of the
investigation. Established and documented correlations between UCS and Is(50) may also be
used for classification purposes.
If point load strength tests are used to assess the strength of rock with a distinct fabric, the
strength perpendicular to the planar anisotropy shall be used for classification purposes and
the strength anisotropy index (Ia(50)) shall be reported where possible.
For preliminary field classification, or where testing is not practical, the field assessment of
strength in Table 19 provides guidance on methods and interpretation of results, which may
be adopted for strength classification.
Any correlation implied in Table 19 shall not be relied upon for design purposes without
supporting evidence.
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TABLE 19
ROCK MATERIAL STRENGTH CLASSIFICATION
Very Low VL 0.6 to 2 0.03 to 0.1 Material crumbles under firm blows
Strength with sharp end of pick; can be peeled
with knife; too hard to cut a triaxial
sample by hand. Pieces up to 30 mm
thick can be broken by finger pressure.
Low Strength L 2 to 6 0.1 to 0.3 Easily scored with a knife; indentations
1 mm to 3 mm show in the specimen
with firm blows of the pick point; has
dull sound under hammer. A piece of
core 150 mm long by 50 mm diameter
may be broken by hand. Sharp edges of
core may be friable and break during
handling.
Medium Strength M 6 to 20 0.3 to 1 Readily scored with a knife; a piece of
core 150 mm long by 50 mm diameter
can be broken by hand with difficulty.
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TABLE 20
CLASSIFICATION OF MATERIAL WEATHERING
Term Abbreviation Definition
Material is weathered to such an extent that it has
soil properties. Mass structure and material texture
Residual Soil (Note 1) RS
and fabric of original rock are no longer visible, but
the soil has not been significantly transported.
Material is weathered to such an extent that it has
Extremely Weathered (Note 1) XW soil properties. Mass structure and material texture
and fabric of original rock are still visible.
The whole of the rock material is discoloured,
usually by iron staining or bleaching to the extent
that the colour of the original rock is not
recognizable. Rock strength is significantly
Highly Weathered (Note 2) HW
changed by weathering. Some primary minerals
Distinctly have weathered to clay minerals. Porosity may be
Weathered DW increased by leaching, or may be decreased due to
(Note 2) deposition of weathering products in pores.
The whole of the rock material is discoloured,
usually by iron staining or bleaching to the extent
Moderately Weathered
MW that the colour of the original rock is not
(Note 2)
recognizable, but shows little or no change of
strength from fresh rock.
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TABLE 21
CLASSIFICATION OF MATERIAL ALTERATION
Term Abbreviation Definition
Material is altered to such an extent that it has soil
Extremely Altered XA properties. Mass structure and material texture and
fabric of original rock are still visible.
The whole of the rock material is discoloured, usually
by staining or bleaching to the extent that the colour
of the original rock is not recognizable. Rock strength
Highly Altered
HA is changed by alteration. Some primary minerals are
(Note 2)
altered to clay minerals. Porosity may be increased by
Distinctly Altered leaching, or may be decreased due to precipitation of
DA
(Note 2) secondary minerals in pores.
The whole of the rock material is discoloured, usually
Moderately Altered by staining or bleaching to the extent that the colour
MA
(Note 2) of the original rock is not recognizable but shows
little or no change of strength from fresh rock.
Rock is slightly discoloured but shows little or no
Slightly altered SA
change of strength from fresh rock.
NOTES:
1 The term Extremely Altered rock is misleading as the material has soil properties. The word rock should
be replaced with the name of the original rock or the word material, e.g. Extremely Altered basalt or
Extremely Altered material. Extremely Altered material should be described using soil descriptive terms.
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2 Where it is not practicable to distinguish between Highly Altered and Moderately Altered rock the term
Distinctly Altered may be used. Distinctly Altered is defined as follows: Rock strength usually changed
by alteration. The rock may be highly discoloured, usually by staining or bleaching. Porosity may be
increased by leaching, or may be decreased due to precipitation of secondary minerals in pores. There is
some change of rock strength.
TABLE 22
ROCK DEFECT TYPES
Type Sub-type Definition Diagram
Parting A surface or crack across which the rock has little or
no tensile strength. Parallel or sub-parallel to layering
(e.g. bedding) or a planar anisotropy in the rock
material (e.g. cleavage). May be open or closed.
Joint A surface or crack with no apparent shear
displacement and across which the rock has little or
no tensile strength, but which is not parallel or sub-
parallel to layering or to planar anisotropy in the rock
material. May be open or closed.
Sheared Surface (refer to Note) A near planar, curved or undulating surface which is
usually smooth, polished or slickensided and which
shows evidence of shear displacement.
Sheared Zone (refer to Note) Zone of rock material with roughly parallel near
planar, curved or undulating boundaries cut by closely
spaced joints, sheared surfaces or other defects. Some
of the defects are usually curved and intersect to
divide the mass into lenticular or wedge-shaped
blocks.
Seams Sheared Seam Seam of soil material with roughly parallel almost
(refer to Note) planar boundaries, composed of soil materials with
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NOTE: Sheared surfaces, sheared zones, sheared seams and crushed seams are generally faults in geological
terms.
B
350 20
40
N
60
80
270 W E 90
A 240
S 13 0
20 0 18 0
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This Figure has been reproduced with modification from Figure 1, Clause 4.3.3.2, ISO 14689-1
Geotechnical investigation and testingIdentification and classification of rock
Part 1: Identification and description. Copyright for this figure remains with ISO.
LEGEND:
A Dip direction
B Strike (= dip direction 90)
Dip (dip angle) = 50
Dip direction (dip azimuth) = 240
- Plane of discontinuity = 50/240
Although the surface roughness of defects can be described at all scales of observation, the
overall shape of the defect surface can usually be observed only at medium and large scale.
For example, a defect which appears planar in a 50 mm diameter drill core may be
described as curved, undulating or stepped when observed in outcrop where more of the
defect is visible. The roughness and shape of defects combine to have a significant effect on
their shear strength, which is also affected by large scale features. Where it is necessary to
assess the shear strength of a defect, observations should be made at multiple scales.
Measurements should be taken as outlined by the following:
(i) Surface roughness At all scales of observation the defect surface roughness shall be
described using the following terms:
(A) Very rough Many large surface irregularities (amplitude generally more than
1 mm). Feels like, or coarser than very coarse sand paper.
(B) Rough Many small surface irregularities (amplitude generally less than 1 mm).
Feels like fine to coarse sand paper.
(C) Smooth Smooth to touch. Few or no surface irregularities.
(D) Polished Shiny smooth surface.
(E) Slickensided Grooved or striated surface, usually polished.
(ii) Surface shape At the medium scale of observation, description of the roughness of
the surface shall be enhanced by description of the shape of the defect surface using
the following terms, as illustrated in Figure 7:
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Pl anar
Cur ve d
U n d u l at i n g
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S te p p e d
Irre g ul ar
10 0 m m
S tr ai g ht e d g e
Wave l e n g t h m m
As per it y am plitud e mm
Le n g t h over profil e m or m m a s a p p li c a b l e
2 2 4
3 46
4 68
5 8 10
6 10 12
7 12 14
8 14 16
9 16 18
10 18 20
0 5 10
cm S c al e
This figure is based on: Barton, N and Choubey, V. The Shear Strength of Rock
Joints in Theory and Practice. Rock Mechanics. Vol. 10 (1977), pp. 154.
With permission of Springer.
FIGURE 9 ROUGHNESS PROFILES AND CORRESPONDING RANGE
OF JRC VALUES ASSOCIATED WITH EACH ONE
i an g l e
i an g l e
O ver all d i p of str u c ture
110 m
TABLE 23
BLOCK SHAPE TERMS*
Term Figure Description
1
1 1 One dominant set of parallel discontinuities (1),
for example bedding planes, with other non-
Tabular blocks
continuous joints; thickness of blocks much less
than length or width.
1
Two dominant sets of discontinuities (1 and 2),
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1 3
2 Three dominant sets of discontinuities (1, 2
Equidimensional 1 and 3), approximately orthogonal, with
blocks occasional irregular joints, giving
1 equidimensional blocks.
3
2
1 3 1
3
* This table has been reproduced from Table 10, ISO 14689-1 Geotechnical investigation and testing
Identification and classification of rockPart 1: Identification and description. Copyright for these
figures remain with ISO.
Formation.
6.2.9 Parameters related to core drilling
6.2.9.1 General
There are a number of parameters that may be measured during core drilling (of both soil
and rock), and which may provide useful investigation data. The measurements that define
these parameters should be taken during the drilling process, when drill core is relatively
undamaged.
6.2.9.2 Total core recovery
Total core recovery (TCR) is defined as:
Length of core recovered
TCR 100%
Length of core run
Depth intervals where core is not recovered should be designated No Core on drilling
records and logs. Where there is doubt about the specific depth interval over which core
was not recovered, usual practice is to assign the No Core zone to the end of the core run.
6.2.9.3 Defect spacing or fracture index
The frequency of defects within drill core should be measured as either
(a) the spacing between successive defects, or the mean spacing for relatively broken
core; or
(b) the Fracture Index, which is the number of defects per metre of core.
Under some circumstances it may be useful and practical to record the spacing between
defects within specific defect sets.
6.2.9.4 Rock quality designation
A measure of defect spacing in drill core is rock quality designation (RQD).
NOTE: This measurement was originally developed by Deere et al. (1989) (refer to
Bibliography).
L = 25 0 m m
L = 0
E x tremely weat hered
25 0 + 19 0 + 20 0 d o e s n ot m e et
RQD = 10 0%
120 0 s o u n d n e s s r e q u ire m e nt
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= 5 3%
L = 0
c e ntre lin e
C o r e r u n tot a l l e n g t h = 1. 2 m
p i e c e s < 10 0 m m
and ex tremely
weat h ere d
L = 19 0 m m
L = 0
< 10 0 m m
M e c hani c al break
c ause d by dr illing L = 20 0 m m
pro c es s
L = 0
N o re c over y
RQD should be employed only for core of N size or larger (i.e. about 50 mm diameter or
greater), as smaller core could bias the results.
RQD was originally intended to be measured only over a full core run. There may be valid
applications of RQD where it is measured over a specific length, or within specific rock
mass units. If such deviations to the original calculation method are made they shall be
explained with the reported RQD values.
6.2.10 Classification of the rock mass
6.2.10.1 Weathering grades
Where a weathering profile is exposed in an outcrop or an excavation the degree of
weathering of the rock mass should be classified using the terms and grades in Table 24. If
an alternative rock mass weathering scheme is used it shall be documented.
TABLE 24
ROCK MASS WEATHERING GRADES
IV More than 35% of the mass is weathered to a soil with rock present as a
discontinuous framework or corestones
V Virtually all of the rock mass is weathered to a soil but the original mass
structure still largely intact
TABLE 25
DURICRUST MASS GRADES
Graphic log Structure term Grade Description
NOTE: Cavities or vugs within the rockmass should be described in terms of size, frequency and continuity.
As groundwater levels can vary with time, multiple and ideally continuous groundwater
level measurements should be made.
6.3.3 Groundwater quality
Observations of turbidity, colour, temperature, or odour should be made. Groundwater
should not be tasted due to the risk of contamination by toxic substances. Strong odour can
also be an indication of contamination by volatile substances and protective measures shall
be employed where there is any suspicion of a risk to field personnel.
Groundwater sampling methods shall be adopted that ensure the representativeness of
samples and preserve the integrity of samples.
6.4 Gases
Hazardous gases such as methane, carbon dioxide and carbon monoxide, can pose risks for
the geotechnical site investigation and project development and may be a health and safety
hazard which needs consideration. The possible presence of hazardous gases may be
inferred from site history.
Where required, procedures for detecting and monitoring these gases shall be implemented.
BS 8576:2013 provides guidance on the investigation for hazardous ground gases.
APPENDIX A
GEOTECHNICAL SITE INVESTIGATION TECHNIQUES
(Informative)
A wide variety of techniques and tests are available for geotechnical site investigations.
Listed below are examples of techniques that are commonly considered. Reference should
be made to the relevant Australian Standard or other test method for requirements such as
sample condition and size.
(a) Geological studies, including:
(i) Regional geological mapping.
(ii) Geological mapping of excavations and outcrops.
(iii) Geomorphological mapping.
(iv) Borehole logging.
(v) Detailed logging of test pits, excavations and exposures.
(b) Geophysical investigations, including:
(i) Magnetic methods.
(ii) Seismic methods using refraction, reflection and surface waves.
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(ii) Extensometer.
(iii) Piezometers (e.g. vibrating wire piezometers).
(iv) Surface markers and settlements plates.
(v) Earth pressure cells.
(vi) Tilt sensors.
(h) Blasting tests and vibration monitoring.
(i) Topographic studies, including satellite and aerial imagery and remote sensing.
(j) Groundwater studies and sampling, including:
(i) Packer tests.
(ii) Rising head, constant head and falling head tests.
(iii) Pumping tests.
(iv) Groundwater level measurement.
(v) Chemical and microbiological water quality.
(vi) Soil vapour.
(vii) Water sampling with lysimeters.
APPENDIX B
LABORATORY EXAMINATION AND TESTING
(Informative)
Laboratory testing provides a means of identifying and classifying soil and rock properties.
In Table B1, the letter X indicates some of the commonly considered laboratory tests.
Reference should be made to the relevant Australian Standard or other test method for such
requirements as sample condition and size.
TABLE B1
LIST OF LABORATORY TESTS
Material type
Pavement materials
Recycled masonry
and concrete
Aggregates
Water
Test/Examination
Rock
Soil
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TABLE B1 (continued)
Material type
Pavement materials
Recycled masonry
and concrete
Aggregates
Water
Test/Examination
Rock
Soil
Strength/Durability Unconfined compression X X
Triaxial compression (drained or undrained) X X
Direct shear X X
Triaxial extension X X
Point load strength index X X
California bearing ratio X X X X
Aggregate crushing value X X
Sodium sulfate soundness X X
Los Angeles abrasion X X
Aggregate polishing value X X
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TABLE B1 (continued)
Material type
Pavement materials
Recycled masonry
and concrete
Aggregates
Water
Test/Examination
Rock
Soil
Mineralogical tests Petrographic analysis X X
X-ray diffraction X X
Hydraulic tests Falling head permeability X
Constant head permeability X
Triaxial permeability X X
Thermal properties X X
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APPENDIX C
GROUNDWATER CONSIDERATIONS
(Informative)
Investigation of groundwater in the context of geotechnical site investigation is typically
associated with identification of groundwater head distribution, groundwater flow direction,
response to rainfall, response to other factors (such as pumping, tidal variation and
changing river levels) and hydraulic properties of water bearing soil and rock. Groundwater
chemistry can have a significant impact on in-ground infrastructure in contact with
groundwater. The presence of iron, manganese and calcium precipitates of hydroxides and
carbonates that can clog drainage systems and elevated acidity and elevated chloride or
sulfate concentrations can cause durability problems.
Assessment of the presence of contamination as a result of previous site usage can also be
important, although this is not addressed in this Standard.
An important part of any geotechnical site investigation is the identification of the
groundwater level and of any artesian pressures. The variation of groundwater level or
pressure over a given period of time may also require evaluation. Reliable information on
groundwater levels within the depth proposed for excavations and pile borings and within
the zone of influence of foundation pressures is vital to many aspects of foundation design
and construction.
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Changes to groundwater conditions associated with a project have the potential to affect
groundwater levels and quality at a distance from the site. This zone of potential influence
on groundwater can be much wider than for soil and rock excavation. In addition,
groundwater effects may take considerable time to develop or may be relevant only during
extreme conditions such as during flooding or high rainfall events.
A conceptual groundwater model should be developed as part of the overall geotechnical
model where groundwater is a relevant consideration to the investigation. This is a
simplified representation of the groundwater system and its behaviour in a form useful to
the project. The conceptual model could range from a brief description of the salient
features to a detailed presentation incorporating hydrogeological sections illustrating
interpreted flow paths, recharge sources and discharge areas.
Consideration of potential groundwater impacts associated with a project should occur at
each stage of development of the geotechnical site investigation beginning with the desk
study.
Planning of geotechnical site investigations should include but not be limited to
consideration of the following groundwater related factors:
(a) Groundwater levels.
(b) Groundwater flow directions.
(c) Hydraulic properties of geological horizons.
(d) Existing and potential beneficial use of local groundwater.
(e) Location and type of neighbouring groundwater users.
(f) Nearby groundwater dependent ecosystems.
(g) Surface and groundwater bodies within the likely zone of influence.
(h) Rainfall and groundwater response to rainfall.
(i) Groundwater chemistry.
(j) Contamination.
(k) Recharge and discharge processes.
(l) Site drainage.
(m) Legislative requirements.
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APPENDIX D
PROBLEMATIC MATERIALS
(Informative)
A number of different materials may pose particular problems or issues when encountered
during geotechnical site investigation or construction.
Past and present climate play a major role in the development of soil profiles. Human
activity is also an important factor in determining soil behaviour. Site investigation
techniques should take these factors into account, and field and laboratory tests carried out
to establish the existence and engineering properties of problematic soils.
sulfides mainly in the form of pyrite (FeS2 ). These materials may oxidize to create
acids, resulting in acid rock drainage when the acid is dissolved in surface or
groundwater. Acid rock drainage occurs naturally within some environments as part
of the rock weathering process but is exacerbated by large-scale earth disturbances
characteristic of mining and other large construction activities.
(ii) Acid sulfate soilsnaturally occurring soils that contain iron sulfides mainly in the
form of pyrite (FeS2 ). The oxidation of pyrite and other sulfides to sulfates can occur
during earthworks construction and dewatering, where the soils may be disturbed and
exposed to air. While the reactions can be complex the overall result is the conversion
of pyrite to iron hydroxides and sulfuric acid, potentially leading to pH values as low
as 2 or 3. The effects can pose a significant risk to human health and the environment,
in particular groundwater resource contamination by acid, arsenic and heavy metals.
Other effects may include ground-heave and the corrosion of buried concrete and
steel structures.
(iii) Arid soilsformed when evaporation exceeds rainfall and there is a soil-moisture
deficit. The soils may have unusual engineering properties due to extreme
desiccation, the presence of precipitated salts, high void ratio, mechanical and
chemical weathering, etc. Diurnal temperature changes may cause accelerated
disintegration of materials and lithification to occur.
(iv) Collapsible soilseither naturally occurring or formed through human activities. An
open metastable structure is a prerequisite and is developed via bonding mechanisms
which may include capillary forces (suction) or cementing agents such as clay,
sesquioxides, and salts. Collapse may occur when nett stresses due to loading and
saturation exceed the yield strength of the bonding materials.
(v) Degradable rocksgeological materials or formations that in their in situ form may
be assigned names or appearances that imply rock-like behaviour. However, once
disturbed, some of these materials retain the character of rock, but others may
degrade to soil-size particles and exhibit soil-like strength and stiffness. In geological
terms, all of the soils and rocks in the earths crust are degradable in a time frame
that is relevant to the long-term performance of engineering projects. Sedimentary
rocks constitute the bulk of degradable rocks worldwide, with shale being a prime
example, but weathered igneous and metamorphic rocks may also fall into this
category.
(vi) Dispersive soilssoils which, by the nature of their mineralogy and their pore water
chemistry, are susceptible to separation of individual clay particles through fine
fissures or cracks under seepage flows. The dispersivity of a soil is directly related to
its clay mineralogy. Soils with montmorillonite tend to be dispersive, while kaolinite
and related minerals (e.g. halloysite) are non-dispersive, and illite is moderately
dispersive. The pore water chemistry affects the diffuse double layer geometry and
electrical charge. Low electrolyte (pore water) salt concentrations lead to a large
diffuse double layer and higher dispersivity (e.g. percolation of a saline soil with
fresh water can lead to dispersion). Cation exchange (e.g. Ca++ exchanged for Na+)
leads to a smaller double layer and lower dispersivity.
Dispersive soils may be identified from laboratory testing including Emerson class
number, pinhole test, and various chemical tests on the soil pore water (e.g. sodium
adsorption ratio and exchangeable sodium percentage).
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cover overlying fissured and cavernous limestone, and can range in size from 1 m to
100 m in diameter and depth. Karst is a term that describes the suite of landforms
associated with soluble rocks and karst conditions are probably the most variable
encountered and difficult to investigate.
(xv) Tropical soilsformed primarily by in situ weathering processes and occur in
tropical regions where temperatures and rainfall are high, leading to chemical
weathering of primary minerals, and increased penetration of weathering agencies.
Weathering is initiated within the joints of the parent rock and gradually penetrates
into the rock mass. A common feature of tropical soils is the presence of iron and
aluminium oxides (often referred to as sesquioxides), which are released by
weathering and are not dissolved hence remaining in situ. These oxides are important
because they have an increasing effect on soil stiffness and strength and may provide
a curb on soil reactivity. When testing for Atterberg Limits, the clays in certain
tropical soils may permanently aggregate under oven and even air drying. This can
result in particle size distributions misleadingly indicating sand sized classifications.
However, in situ and where protected from desiccation, they would classify as silts or
clays. Similarly, such aggregation may also adjust Atterberg Limits to give false
classifications, e.g. SILT when the true in situ classification should be CLAY.
APPENDIX E
SYMBOLS
(Informative)
O b ser ve d g e o l o g i c al b o u n d ar y, p o s it i o n k n ow n
B e d d in g 25 Cleavag e A nt i c li n e, F1
25
Fo li at i o n J o i nt S y n c l i n e, F2
25 25
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Plu n g e of fo l d, or d er an d Plun g e of
t y p e in d i c ate d w it h l i n e at i o n
25 a p pro pr i ate sy m b o l s 25 on plane
U U U Un c o nfor mit y
AS 1726:2017
RO CKS
SOILS
SEDIMENTARY M E TAM ORPHIC IGNEOUS
B oul d er s an d c o b b l e s L i m e s to n e C o ar s e g r a i n e d C o ar s e g r a i n e d
WE ATHERED PROFILES
Silt S a n d s to n e
AN D DURICRUSTS
70
Weat h ere d
Clay S i l t s to n e profile
Peat M u d s to n e D ur i c r u s t
Coal FILL
NOT E: C omp osit e soi l t y p e s
m ay b e sig n i f ie d by c ombi ne d
sy mb ol s, e.g.
Tu f f Fill
www.standards.org.au
Gy p sum,
Silty sand Ro c ks alt etc.
S h ar p
C o n c ave
Rounded
Break of slo p e
S h ar p
C o nvex
Rounded
S l o p e an g l e S c ar p
10 of fac et
Clif f T Te n s i o n c r ac k
T
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Inter m it te nt fl ow C o nt in u o u s f l ow
O ut fl ow Infl ow
S t a n d i n g water Dam p - re e d s
S pr in g
L an d s li d e Ro c k fall M u d s li d e
APPENDIX F
COMMENTARY
(Informative)
F1 INDUSTRY SURVEY
In 2011, the Australian Geomechanics Society (AGS) issued a survey to its members and
stakeholders that considered the possibility of revising AS 17261993. The survey
comprised a total of 25 questions, 17 pertaining to the technical content of a revised
Standard. This edition of the Standard has been informed by the results of that survey.
TABLE F1
MAJOR REVISIONS
Content in AS 17261993 Changes in this edition Comment
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General The main body of the document is The main document now provides
normative. There are now six informative requirements for the execution of
Appendices. effective geotechnical site
investigations and provides a
standardized system for the
description and classification of soils
and rocks.
Appendix ADescription Material descriptions, which were The process for describing soils and
and classification of soils informative, are now normative. rock is now largely normative and
and rocks for geotechnical has been moved to the main body of
purposes text.
The boundary defining the change from In the revised Standard a behavioural
coarse to fine grained soil was previously approach has been adopted when
set at 50% of soil by weight greater than identifying, naming and classifying
or finer than 0.075 mm particle size. This soil.
assessment is now made according to
whether the total dry mass of coarse
fractions exceeds 65% (a coarse soil) or
the total dry mass of fine fractions
exceeds 35% (a fine soil) (refer to
Clause 6.1).
The means of describing carbonate rocks A need for a classification and
has been revised and the means of description system for these material
describing and classifying duricrusts types was identified.
have now been included (refer to
Clause 6.1).
The description of rock materials, rock A need for a normative classification
defects and rock masses has been and description system for rocks and
significantly revised (refer to rock masses was identified.
Clause 6.2).
(continued)
TABLE F1 (continued)
BIBLIOGRAPHY
Related documents
Attention is drawn to the following related documents:
1 Casserly, Ann-Marie. Guidelines for the Preparation of the Ground Report.
Association of Geotechnical and Geoenvironmental Specialists. 26 July 2003.
2 CRIA, Site investigation manual. Special Publication SP 25. CRIA, London. 1983.
3 Dearman, WR. Engineering Geological Mapping. Butterworth-Heineman. 1991.
4 Deere, DU and Deere, DW. Rock Quality Designation (RQD) After Twenty Years.
Contract Report GL-89-1. Army Corps of Engineers. Washington DC, 1989.
5 Deere, DU, Hendron, AJ Jr. Patton, FD and Cording, EJ. Design of Surface and Near
Surface Construction in Rock, Failure and Breakage of Rock, Fairhurst, C. (Ed.),
Soc. of Min. Eng. AIME, New York. 1967. pp. 237302.
6 Essex, Randall, J. Geotechnical Baseline Reports for Construction: Suggested
Guidelines. American Society of Civil Engineers. 2007.
7 Matula, M. Recommended symbols for engineering geological mapping report by the
IAEG Commission on Engineering Geological Mapping. Bulletin of the International
Association of Engineering Geology. Volume 24, Issue 1. December 1981. pp. 227
234.
8 Matula, M. Rock and soil description and classification for engineering geological
mapping report by the IAEG Commission on Engineering Geological Mapping..
Bulletin of the International Association of Engineering Geology. Volume 24, Issue 1.
December 1981. pp. 235274.
9 Munsell, AH. A Colour Notation. Geo. H. Ellis Co. Boston. 1905.
10 Parry, S et al. Engineering Geological Models: An Introduction, IAEG
Commission 25. Bulletin of the Engineering Geology and the Environment. Online
publication. 18 February 2014.
11 Ulusay, R (ed.). The ISRM Suggested Methods for Rock Characterization, Testing
and Monitoring: 20072014. ISRM, Springer. 2015.
12 Ulusay, R and Hudson, JA. The Complete ISRM Suggested Methods for Rock
Characterization, Testing and Monitoring: 19742006. ISRM Turkish National
Group, Turkey. April 2007.
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AS 1726:2017
76
NOTES
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These Standards are developed through an open process of consultation and consensus, in which all interested
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scientific and industry experience. Australian Standards are kept under continuous review after publication and are
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