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Sublevel Caving Todays Dependable Low-Cost Ore Factory

G Bull1 and C H Page2

ABSTRACT It is clear that the fragmentation and flow characteristics occurring in a


choke blast situation (compaction of waste, variable size and shape of
Much of the theory upon which the Sublevel Caving (SLC) method is fragmentation throughout the ring) conflicts significantly with the
based was developed in Scandinavia many years ago. It was based mainly assumptions of regular loose flow of uniform, fine grained, material in a
on bin theory and ellipsoid of draw configurations derived from bin. Interactive versus independent draw conditions can also materially
sandbox models. In many cases, classical SLC layouts influenced by effect the outcome of a SLC operation.
these early theories obtained relatively poor results. Early dilution entry,
low tonnage factors and low recoveries were commonly experienced. The good results obtained more recently can only be explained by
SLC soon gained the reputation of being a high dilution, low recovery using new models of behaviour, which have to a large extent been
and development intensive method. This led to SLC falling into disfavour borrowed from block caving. If these models are correct, they point to a
generally, other than as a pillar reclamation method used at the end of the number of design and operational changes that can be applied to improve
life of mines. the effectiveness of SLC.
More recently a number of mines, notably those in Australia, have This paper discusses the factors that may not have been fully
adopted SLC as a primary extraction method and have achieved good considered in early SLC design and modelling. It emphasises the
recovery results. The reason for the better results is believed to be an importance of delayed dilution entry as a primary objective of sound SLC
outcome of modifications in some of the basic design parameters and design and provides a basis for efficient SLC design and operation.
operational procedures. This has led to questions being raised regarding
the original bin theory assumptions and classical SLC layout designs. INTRODUCTION
The apparent contradiction of SLC is a slice of broken material
1. MAusIMM, Technical Director, SRK Consulting, 25 Richardson
Street, WestPerth WA 6005.
being drawn relatively clean while being surrounded by broken
waste (Figure 1). It seems to defy logic, but experience shows it
2. Corporate Consultant, SRK Consulting, Suite 800 580 Hornby is possible. When a ring is blasted (typically 1000 2000
Street, Vancouver, BC V6C 3B6, Canada. tonnes), the first part is drawn clean. Waste from above and

FIG 1 - Schematic view of sublevel caving.

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behind the ring then starts to come into the draw point and a gravity. It is a top down method, with ore being extracted level
mixture of ore and waste is drawn. The proportion of waste by level working downwards through the orebody. The caved
increases until shut-off is reached. When draw from each ring is waste rock from the overlying rock mass fills the void created by
stopped at shut-off point, some ore will be left behind. This ore extraction. Figure 1 is a schematic view through a SLC mine.
remnant ore mixes with the previous ore/waste in the cave and The orebody is divided into sublevels at regular vertical
this dilution material increases in grade as the cave matures. spacings. A network of production drifts are developed across the
Dilution is any material (barren or mineralised waste and full width of the orebody footprint at pre determined horizontal
remnants of ore from previously drawn rings) that is not part of spacings. These drifts connect on one end to a slot drift and on
the current fired ring. The objective is to keep the waste out of the opposite end to a footwall (perimeter) drift which in turn
the draw point for as long as possible, but to try and make the connects via an access cross-cut to the main decline. The
most out of zones of higher grade dilution. For this reason it is perimeter drift has a series of cross-cuts leading off it to ore
very important that a practical, common sense model of how, or passes. The ore passes end on a gathering level where the ore is
why, SLC works is agreed. This model will then be the basis for transferred to the crusher and thereafter, conveyed or hoisted out
determining critical design and operating aspects of SLC. The of the mine. Where ore is trucked directly to surface from
basis for any SLC model is as follows: production levels, ore passes and crosscuts are exchanged for
The overlying rockmass must be able to cave freely and/or a stockpile bays.
large volume of broken material or introduced fill material The volume of ore immediately above each sublevel
must occur immediately above the ore to be mined. This production drift is drilled with long holes in a fan or ring pattern.
broken material provides confinement to keep each The drilling is undertaken as a separate operation, and completed
consecutive blasted ring of ore in place at the draw point. well before blasting and loading commences (usually several
When ore is drawn from the blasted ring it is replaced by the months ahead). Blasting commences on the hangingwall or far
broken waste rock from above or behind the ring (this end of the orebody and retreats towards the footwall or near side.
dilution material may carry grade). A slot is blasted first and thereafter the rings or fans of
production holes are fired and loaded out in succession. Ore
Because the waste and the ore are moving downward towards extraction normally retreats on an approximately straight front,
the draw point mouth, some mixing occurs. This mixture or series of panels each with a straight front, so that adjacent
determines the grade of the material being drawn at the draw cross-cuts can be operated simultaneously. Production blasting
point. and loading can take place on a number of sublevels
The layout design and operational effort should be directed at simultaneously provided that the each successive level lags
extracting as much of the ore as clean as possible, delaying behind the level above by a distance not less than one to two
the appearance of waste/dilution and thereafter keeping the times the vertical difference between the sublevels.
ratio of dilution material to ore as low as possible for as Breaking the ore by blasting removes the dependency on
long as possible. natural fragmentation as the mechanism for ore breakage
As dilution entry point, quantity and value of the diluting shared by most other methods of caving.
material affect the economics of the operation, it is important to As mining advances downwards, level by level, through the
be able to predict, with confidence, these parameters in order to orebody, the interface between the caved and solid rock above
calculate the ore reserves and planned tonnage and grade factors. will move up toward the surface as the cave back constantly
This calls for an understanding of the material flow mechanisms cracks up and fails providing rock to fill the void made by
in a SLC situation, which can be obtained from SLC design extraction of the ore. Passive support for the walls of the void
theory, current SLC mining practice and ideas borrowed from created by removal of the ore in SLC operations is provided by
block caving experience. the caved overlying material which functions as backfill.
Besides the large iron ore mines in Sweden that have used Provided that the orebody is not too deep seated, after sufficient
SLC as a primary mining method with apparent success for more ore is extracted the cave will propagate through to the surface.
than three decades, more recently a number of mines in Australia After this has occurred, with further ore extraction, the broken
have adopted SLC as a primary extraction method and have material is drawn down, reducing confinement on the upper parts
achieved good results through improved layouts and better draw of the cave walls, causing further failure of the cave walls. This
management. This has led to questions being raised regarding the process goes on until the orebody is depleted and the cave walls
original bin theory assumptions and classical SLC layout stabilise.
designs. Classical theory and practice have dilution entry
typically at between 20 40 per cent of ring tonnage draw and Advantages of SLC
high cumulative dilution (20 40 per cent), with grade factors The following is a list of a few of the important practical
typically around 60 per cent, giving resultant low recoveries. advantages SLC has over other bulk mining methods:
More recent operations using improved layouts claim to have
achieved dilution entries in the 40 per cent 70 per cent range, Top down and low capital: It is a top down approach to
lower cumulative dilution (15 30 per cent), higher tonnage mining which means that the mine can get into production
factors, with grade factors in excess of 80 per cent and recoveries earlier than most other mining methods and at substantially
around the 100 per cent level. less initial capital outlay.
The focus of this paper is, therefore, to examine and discuss Flexible: It can deal with changes in the outline of the
the changes in SLC design and draw management that have orebody identified by information gained during mine
contributed towards the improved operational results. Emphasis development. This feature enables sublevel caving to access
is placed on the importance of delayed dilution entry and ore in the deposit where other bulk mining methods may
interactive draw in producing superior results. have more limited opportunities.
Selective: If low-grade or barren zones are encountered the
BRIEF DESCRIPTION OF THE SLC METHOD bulk of this unpay ground can be left behind, loading out
only the swell material. The ring pattern in such waste
The SLC method functions on the principle that the ore is
zones can be altered to create coarse fragmentation, to reduce
fragmented by blasting, while the overlying host rock fractures
dilution effects on subsequent levels.
and caves in under the action of mining induced stresses and

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Rock factory: In large deposits where conditions permit, The classical SLC model
development, production drilling, blasting and loading are
The classical model of SLC (Kvapil, 1982,1992) was based on
carried out on separate levels or independent areas and are
ellipsoids of motion and isolated draw, taking place at individual
operations that are conducted independently of each other.
draw points. Even where straight lines of draw points were
Each different type machine ideally has several work areas
worked simultaneously, the layout did not permit interaction of
available to operate in at any point in time. These factors
draw columns to take place. Further problems associated with
allow SLC to be a continuous repetitive operation that can
this model are that it ignores differences in fragmentation,
maintain an efficient mining process. It may be likened to an
material types, the significant weight of the rockmass within the
industrial factory process where optimum utilisation of
cave that compacts the cave material immediately above and
personnel and machinery is possible.
adjacent to production draw points, and the compressing action
Low-risk: Very little ore is at risk at any one time (a few of the blast which also further compacts the waste behind the
hundred to a few thousand tonnes in an individual ring). blasted ring.
Lost ore can be recovered by overdraw on the next level The conventional draw curves that most designers have used in
down. the past are shown in Figure 4 (Kvapil, 1982). Although this
Safe: All work is carried out in well-supported drifts. figure shows dilution entry at around 50 per cent, conventional
design typically has dilution entering at low extraction
percentages (20 40 per cent) giving rise to the reputation of
CLASSICAL AND IMPROVED SLC THEORY
SLC being a high dilution method. It is agreed that in certain
The knowledge base for SLC is comparatively small as relatively circumstances (ie drawing coarsely fragmented ore beneath a
few mines use the method. Most of the available SLC theory, blanket of very fine waste material) dilution can enter very
generally found in mining handbooks and journals, comes out of quickly (ten per cent of draw) and soon flood the draw point.
Scandinavia and is many years old and mostly based on sand box However, with improved designs in many, more recent,
model studies and classical bin theory. Application of the old operations the results show that dilution may enter at much
or classical theory in the design and operation of SLC mines higher draw extractions (well over 50 per cent) giving improved
over the years gained SLC a reputation for being a method that is grade factors. The information used to justify this claim is scarce
development intensive and high in dilution. and not well documented, but the improved model described
Janelid (1968) and Cox (1967) quote the following facts and below is based on the belief that delayed dilution entry is
figures: possible and appears to be the basis for some significant changes
ore from development = 15 20 per cent of total production; from the conventional model of SLC.

ore loss = 15 20 per cent; The critical aspects of the improved SLC model
waste dilution = 15 30 per cent (for iron ore 15 30 per
cent by weight and 35 50 per cent by volume); and SLC Mines in Australia were breaking many of the classic rules
but achieving better results than suggested by the classic theory.
height between sublevels is 7-15 m and rings drilled The new theory presented herein is based on observations from
vertically. these mines in conjunction with experience from block caving
However, good results from some recent Australian operations, operations. The improved model is a common sense approach
and the changes the Scandinavians are making (high-level and is a reasonable basis for identifying the more critical aspects
intervals) show that much improved results are possible with this of SLC design. Many of the fundamental aspects of the
method. These more recent results show the following: classical theory remain important but there are some new ones
and some with a different emphasis in the improved model.
ore from development reduced to as little as seven per cent of While some aspects are more significant than others in
total production (level intervals typically 20 30 m); contributing to the overall results, what is clear is that the
cumulative dilution between 15 24 per cent; following are critical in achieving better results:
metal recoveries between 90 per cent 100 per cent; and Interactive Draw: The improved layouts permit interactive
dilution entry points in excess of 50 per cent. draw to take place from a series of adjacent draw points that
are retreated in a straight line. As material is drawn
It must be stated, though, that data on draw behaviour is simultaneously or in rotation (taking a few buckets at a time
difficult to come by and in situations where dilution carries from each) from these draw points, zones of low density are
relatively high grades it is difficult to assess true dilution. Here, created between adjacent draw columns, which increases the
dilution refers to the material that is drawn which is not part of width of the column of moving material and allows the rock
the current blasted ring. So the determination of true dilution to flow at much lower angles than is the case when draw
from quoted results is difficult. Some of the Australian SLC points are drawn in isolation from its neighbours (Figure 5).
mines quote very high recoveries and grade factors but these In turn, this smoothes out the draw down profile of the
figures are not always adjusted for the grade in the diluting ore/waste interface and delays dilution entry (Figure 6).
material. A related problem is that many mines judge themselves
(Draw data from two Australian mines showed large
against a reserve grade which already includes an estimate for
differences in extraction results between isolated and
mining dilution. However, the metal being recovered with respect
interactive draw). Interactive draw appears to be the single
to the tonnages being milled indicate that the improved SLC
operations are a lot more efficient than their earlier classical most significant factor affecting SLC performance.
predecessors. Loosened ore and compacted waste: Compacted waste
The main differences between the classical and improved material does not flow as readily as loose freshly blasted
SLC layouts may be seen by comparing Figure 1 (the classical material. Sandbox modelling carried out by classical
SLC layout) with Figure 2 (the improved SLC layout). These theorists could not and did not take into account the
differences are also shown in Figure 3. Essentially, in the compacting effect of the blast. The weight of the rock within
improved layout, drill holes are shorter and side holes flatter. the cave compacts the waste material and the action of the
Most notable is that interactive draw is not possible in classical blast further consolidates this material immediately behind
layouts as the draw cones on any particular level do not intersect. the ring. This more dense material will not flow as freely as
In the improved model interactive draw is possible. the freshly blasted ore that has been loosened by the blast.

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FIG 2 - SLC improved layout.

Temporary arching of the coarse material: Early research, Draw coverage: The wider the draw point development the
testing various size and shape particles in draw models easier it is for the ore to flow into the draw point and the
(McCormick, 1968), showed that the larger the fragment size more even the ore/waste interface draw down, provided the
the wider the ellipsoid of draw became. What the classical draw point is worked across its full width.
model failed to recognise (or researchers failed to identify) High-grade dilution: Having a mineralised envelope above
was the fact that the fragmentation size within a radial and around the extraction volume ensures that dilution
pattern (ring) blast generally varies from coarser towards the carries grade and therefore improves grade factors. In
toe end and finer towards the collar end of holes (Figure 7) vertical, or very steeply dipping orebodies, a strategy of
and that the coarser material forms wider arches than the delayed draw on the first few levels sets up a thick
finer material. The wider temporary arching of the coarser high-grade dilution blanket that ensures high recoveries
fragments allows loosening of the finer material below, throughout the life of mine. This finer blasted ore impedes
which makes it flow more readily. Then, interactive draw the flow of the coarser waste rock through the blanket to the
limits the time this temporary arching takes place and the draw points. Unless very carefully controlled over-drawing
legs of the arch are loosened and fall in. This prevents or on the footwall side is practiced, this delayed draw strategy is
minimises the occurrence of major hang-ups and large voids not recommended in less steeply dipping orebodies as the
into which surges of dilution may flow. The loosened ore, high grade dilution material tends to drag on the footwall
initially the fine fraction followed by the coarser fragments, side and may be cut off by waste from above.
is drawn preferentially to the compacted waste thereby
delaying dilution entry and maximising ore recovery. Dilution entry: The aim should be to preserve the
Conversely, where independent draw is practiced, the high-grade dilution blanket as long as possible to keep pure
temporary ore arches hold up longer and allow dilution waste well away from an active draw point. Also, by having
from behind the ring to surge into the void, causing draw drifts as close as possible will lower the height of the
premature dilution entry and reduced ore recoveries. interaction zone and improve interactive draw which in turn
delays dilution entry (Figure 8). For block caving, Laubscher
Differential fragmentation: Finer fragmented material (1994) established that the dilution entry point was related to
flows more readily than coarse material. Dilution should be draw column height and height of interaction. A similar
coarser than the ore (fine material can flow through coarse relation exists for SLC.
material). If ore is finer than the waste it will be drawn
preferentially delaying dilution entry. Drill and blast design Ground support: Ground support is installed primarily to
can control the fragmentation of ore. maintain the integrity of the brow. The brow has to remain

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FIG 3 - Comparison of classical and improved SLC layouts.

stable for the short period of draw and subsequent charging having more closely spaced, wider drifts to delay dilution
up of the next ring. The support intensity will be much more entry and achieve better grades, but spending more on
than that required for normal tunnel stability since it has to support and operating costs.
accept the ring blast damage and has an extra degree of
freedom. Clarity is required about what the compromises are and their
likely consequences. Often mining engineers focus on immediate
Blasting: The blasting must break the rock to the right development costs and are quick to conclude that less
fragmentation (uniform and not too fine) and without causing development is cheaper. In doing so they often overlook the
excessive damage, especially to the next row of holes. It effects this may have on head grade (which is mostly a function
should be sufficient to loosen the ore and compact the waste. of planned and unplanned dilution) and loss of production. In
Powder factors are generally more than 30 per cent greater other words, insufficient thought is given to the things that can go
than for unconfined blasting. Getting the right amount of wrong that are brought about by non-ideal layouts. So it is vitally
explosive to the toe end of holes is critical. important to remember that dilution and production surety are
The overall objective for the SLC operation is delayed dilution the two most important engineering considerations and this must
entry. The items discussed above are very important when feature strongly in mine layout design considerations.
considering the layouts, conditions, equipment and procedures There are a number of aspects that must be considered:
that will achieve or promote ideal draw conditions. Longitudinal versus transverse layouts: This decision is
dependent on a number of factors such as: major stress
IDEAL LAYOUTS magnitude and direction, dip and plunge of the orebody,
orebody dimensions, and the frequency and orientation of
Everything in underground mining is a compromise between
major structures. As these vary from mine to mine no single
ideal layouts and what the orebody will allow you to do. In the
prescription can be given. The following are more general
case of SLC the compromise is one of:
comments.
having smaller sized and wider spaced development
(horizontally and vertically) in an attempt to lower operating 1. Transverse layout: This allows for more draw points
costs, but in doing this, suffering loss of tonnes and grade and therefore more production flexibility. Tramming
through potentially earlier dilution entry and a lower grade distances are shorter. Easier to ventilate than
factor; or longitudinal layout, as main return raises are normally
placed on the footwall or near side. Also cross-cuts are

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shorter and therefore ventilation ducting losses are less. Level interval: This is dependent on drilling accuracy (hole
Ore pass layout simpler and shorter hauling distances deviation). Common sense suggests that the closer together
on crusher transfer level. Long faces are more the levels are the less likely that something will go wrong.
relaxed and can be less stable; but if the face is Level interval has a significant affect on development cost
retreated in steps of panels consisting of say five per production tonne. With the improvements in drill
cross-cuts each, the stability problem will be technology the industry is rapidly increasing the level
minimised. interval. Intervals of 20 30 m are quite common now.
2. Longitudinal layout: Longer tramming distances. Ring burden: In the past, the ring burden has been related to
Less production drives therefore less flexibility. More dig depth. This is doubtful though, as no buckets can dig
development and more complex layouts for ore passes anywhere near the back of a muckpile. The burden is
and collection level development. Ventilation layouts dependent on the hole size, ring pattern and powder factor.
more complex and requires very long ventilation ducts. The powder factor should be in the range of 0.9 - 1.1 kg/m3.
If cross-cuts were used to allow for tramming to the The blast must minimise the incidence of freezing (an
footwall or near side, complicated cross-over blasts ever-present danger with choke blasting) and must ensure
would be necessary. loosening of ore and compaction of waste. Overburdening
Size and shape of production drifts: The drifts should be as is the common cause of ring freezing and damage to the
wide as possible to ensure good draw coverage. They should next row of holes. The design limits on the burden are
be as low as possible to allow for pillar wall stability and probably around 3 m.
shorter muckpiles that enable easy access for charging. Also, Hole size: The largest possible holes are more economic,
have flat back drifts to widen the zone of moving material. more accurate (so level intervals can be increased), are less
This is an area of compromise as the stability of square likely to be closed (less re-drills) and can have larger burdens
brows is open to question and if arching the making it easier to access next ring of holes for charging. But
corners/shoulders results in more stable development then they can do more damage to the next row of holes and can
stability might take precedence. cause severe back-break affecting the collars of the next ring.
Drift spacing: Place production drifts as close together as Sticky ANFO or emulsion can be used to charge larger hole
possible. This is important in order to achieve interactive diameters but the limit is probably 115 mm.
draw conditions (Figure 8). The spacing is dependent on Ring pattern: Fragmentation and damage are both
pillar size and shape and loads. Pillar loads are high in the determined by the ring layout. The hole spacing should be
abutment areas and low beneath the cave. larger than the ring burden by a ratio of at least 1.3:1 at the

FIG 4 - Kvapils conventional model draw curves (modified graphics).

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FIG 5 - Draw points pulled independently or interactively.

toes of the holes. The ring pattern is also influenced by the longitudinal layout), as it is very difficult to bring the rings
rockmass conditions. In coarse blocky ground, smaller through an intersection. In such cases multi-ring blasts are
diameter closer spaced holes may be necessary to control often necessary and there is a high frequency of freezing
fragmentation. with multi-ring blasts in choke conditions.
Ring inclination: Incline the ring towards the cave by 10 - Slots: A free-face is needed before ring blasting can start.
20 to adjust the shape of the moving material so that more There are essentially four types of slot: (1) individual slot
ore and less waste is included in the mobile envelope. with a slot raise at the end of each drift; (2) continuous slot
Inclining the rings also shields the draw point from the waste for a number of adjacent drifts with a slot raise at one end;
above and reduces the vertical pressure on the ore allowing it (3) slashing along the axis of the drift, or (4) slashing
to loosen up more easily with draw. A further advantage is along a perpendicular slot drift.
that it reduces the amount of back-break to the brow and
makes it easier to access the next ring for clean outs and MATTERS THAT CAN GO WRONG AND WHY
charging (Figure 9). There is very little information
documented on ring inclination and the affect of different THIS HAPPENS
angles, but inclinations of 10 - 20 are quite common. Before discussing the ideal conditions under which to operate
Dilution blanket: Provided the dilution blanket carries SLC it is first useful to consider what can go wrong. The
good grades, keep it as thick as possible to keep pure waste emphasis should be on achieving late dilution entry and high
well away from active draw points, and to keep grade factors production rates per draw point.
high. The dilution blanket can be drawn down towards the The items that have been identified as contributing to the
end of the life of the mine at marginal cost. success of the improved SLC model can also detract from the
results if they are not managed correctly. The areas that most
Short hauls: Keep haulage distances for LHD as short as
commonly go wrong are listed below:
possible. Ore passes are cheap in terms of cost per tonne
compared to additional hauling costs, so have more well Brow failure: Wedge failures in the draw point brow cause
placed ore passes and shorter hauls. uneven narrow draw. Wedge failure or back-break also allows
muck to rill out further than planned making it difficult to
Continuous development: Avoid having cross-cuts in
charge the next ring of holes. Shear failure of the brow area
combination with drives (this would only occur in

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due to high horizontal stress will damage the holes making it Ring freezing: Rings may freeze due to blasting problems
difficult to charge and can necessitate reaming out of the such as overburdening, or result from a delay in operations
collars. where the caved rock has compacted and over-consolidated,
Fines loss: This happens particularly where free gold, or leaving no expansion space for the ring to break into (Figure
other mineral, occurs and blasting causes excessive 11). If a draw point has been left to stand for a long period of
proportion of fines. Size of hole and type of explosive time and it is essential to loosen the ground by drawing off a
contribute to the amount of fines. few buckets of material prior to blasting the next ring.
Pillar failure: High stresses, vertical structures running Ribs between draw points: Unbroken toes on the side of
parallel to the pillar walls, or pillars that are too small can the ring leaves unbroken ore between the drifts (Figure 12).
contribute to pillar failure. This may necessitate high support This is a result of too large a spacing of the toes of side holes
costs to remedy the problem. In highly stressed ground, and/or incompletely drilled (or blocked) holes.
development that is too far ahead can also suffer pillar wall Oversize fragmentation in pillar area: Hole deviation,
failure due to unnecessarily long time exposures. misfires or incompletely charged holes especially in the toe
Bridges: When toe end of holes remain unbroken, bridges end of the holes passing through the pillar area can cause
form (Figure 10). As it is bad practice to draw the draw point significant oversize. This slows or interrupts the draw process
to a void, bridges can remain undetected until they have and affects production rate. If the large rocks cause hang-ups
grown larger over a series of rings and thickened until they it can result in premature dilution entry as waste surges into
are down to the brow. Bridging allows waste to flow around the void or waste fines flow down through the coarse ore
the bridge and cut off the ore remaining in the solid (Figure 13). The coarse ore is cutoff by the waste and lost
bridge. If bridging is serious it may require re-slotting to into the cave.
re-establish normal operations. Wedge failure within the cave: Large, Steeply dipping
Walls: Walls are said to occur when the waste stands up continuous structures day-lighting on the top of the pillar and
as a wall and does not flow down filling the void made by along the face of the retreating panel may result in
ore extraction. This may be the result of over compaction or large-scale wedge failure or sliding on the structure. This
the presence of sticky material. A Wall may also result would shear drill holes and necessitate re-drilling and use of
when double rings are fired with the front ring freezing. sleeves to bridge gaps when charging.
Double ring blasts are not recommended.

FIG 6 - More even draw down of ore/waste interface with interactive draw.

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FIG 7 - Fragmentation profile through typical ring blast.

Overhangs: Dipping ore, or domains of strong rock that as: increasing the undercut area, assisted caving through
result in an overhang geometry, with delayed caving, can blasting or hydro-fracturing, or use of introduced fill
result in significant stresses being induced due to the materials will have to be considered.
overhang. This can result in crushing of development and/or Ideal layouts for SLC have been reviewed and what can go
loss of holes. This may happen where the retreat is from the wrong and why this happens during operations has been
footwall to the hangingwall of an inclined orebody, which discussed. As mentioned earlier, mining methods are a
makes this retreat direction undesirable. compromise between what looks good on paper and what the
Incomplete slots: If the production drift starts with a slot orebody will accommodate. Determining what the orebody will
that is not open to full height the rapid formation of bridges allow is a technical consideration. Achieving what the planning
and ribs can occur. This would require re-slotting to be promises to deliver is a matter of management. The ideal
undertaken to get the area into production. layouts are a result of the technical considerations and things
that can go wrong are minimised through good operational
Loss of holes: Drilling too far ahead and stress changes or management. A combination of a sound technical basis and
relaxation can result in deterioration of drill holes (shearing good operational management should indicate the ideally
or crushing). Daylighting of structure can cause block achievable conditions for SLC.
movement and cut-offs, loose material can rill into
break-through holes and blasting damage from the previous IDEAL CONDITIONS FOR SLC
ring can cause hole loss.
Unplanned overcharging: Where high stresses have caused What the orebody will allow you to do is a function of mining
dog-earing of blast holes or opening of joints/structures and difficulty. Geometry, rock mass characteristics, major structures,
the hole volume has increased overcharging of holes may stress conditions, grade distribution and rate of mining
occur unless sleeves are used. Overcharged holes usually collectively determine what the degree of mining difficulty will
result in excessive damage to the next row of holes. be for a particular orebody. For SLC these conditions should
ideally be as follows:
Delayed or no caving: If the plan area undercut by the initial
production level is insufficient to cause caving of the Strong rock: This enables the use of small pillars (small
overlying rockmass to occur, an airblast risk could develop if dimension between drifts), which allows good draw coverage
the matter is not correctly managed. Contingency plans, such and interactive draw that contributes to delayed dilution
entry.

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FIG 8 - Effects of draw point spacing on improving draw characteristics.

Competent rock: This is determined by degree of jointing condition and orientation of joints and structures, the
and formation of unstable wedges. Competent rock implies presence of micro-fractures and the intact rock strength will
few joints and strong joint surfaces (little infilling, irregular all affect fragmentation. A competent rock mass is usually
and rough surfaces), allowing for wide backs in production the most suitable as larger, widely spaced blast holes will
drifts. Where the presence of joints may cause wedge failures still result in good ore fragmentation but the caving waste
in one direction and not in the other, a decision may be made will be very coarse. This results in blasted material being
to align development in the favourable direction. finer than the caved waste and a relatively even
fragmentation for the ore with a minimum of both oversize
Few major structures: If there are few major structures this and fines.
will prevent massive wedges and/or hole cut-offs through
relaxing and opening of the structures. Dry conditions: Dry roadways minimise tyre wear and a dry
cave prevents accumulations of saturated fines/mud within
Steep dip: Keeps the low-grade dilution source further away the cave and the inherent risk of mud rushes. So the ideal is a
from the current draw points so most of the dilution comes in minimum of groundwater and a positive drainage program
over the top of a mixture of ore and waste from caving at ahead of the cave face.
much higher levels than the current extraction level.
No puggy or muddy material: Ideally there should be an
Mineralised waste: It is a distinct advantage with caving absence, or a minimum, of very weak or rapidly weathering
operations to have the orebody surrounded by a mineralised material (especially clays or other puggy materials) to avoid
envelope, especially if the grades in this zone are only just problems of mud rushes. Also undesirable are sticky cave
submarginal. materials with poor flow characteristics and over-compaction
Massive deposit: The orebody should present a sufficiently of the waste, which form walls and hang-ups.
large footprint to ensure high production rates. Most dilution Caving: The overlying rockmass must be able to cave freely
comes from the boundary between ore and waste - the more when undercut over the mining footprint. Cavability is a
massive the deposit the smaller the proportion of material function of rock mass conditions and the associated hydraulic
from the boundary. The development yield (ore recovered per radius (where hydraylic radius = area of footprint/perimeter
waste development) is higher for massive deposits. of footprint) required to initiate, and sustain, caving (Figure
Fragmentation: Ideally the caving waste rock fragmentation 14). Massive orebody footprints generally provide a
should be coarser than that of the blasted ore. The frequency, sufficiently large hydraulic radius that caving is usually not

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an issue. However, as the occurrence of voids can be an are mined to specification. The excavation process can cause
issue, through delayed draw and controlled draw, choke considerable damage through over-break, making cross-cuts less
conditions must be maintained at all times. Caving is seldom stable and more difficult to support. Therefore, care must be
an issue when starting immediately below an open pit, taken in the design and management of the development
however, if the SLC starts well below surface then adequate excavation process, including:
footprint must be available to cause the overlying rock to
collapse.
Perimeter holes sufficiently close to cut a regular profile and
allow for post-splitting.
PROCEDURES AND PROCESSES TO MAXIMISE Perimeter holes to be charged with smooth blasting agents
(definitely not ANFO) and timed to effect a post-split. If
SLC EFFECTIVENESS necessary the next row of holes may also have to be
Although mining engineers would like to have ideal mining cautiously charged (again avoiding ANFO).
operations, mining is never ideal and compromises are Hole spacing to allow good breaking angles for all holes (at
inevitable. There are a number of processes and procedures that least right-angled triangles). This reduces confinement and
can be used to help overcome the possible consequences of minimises damage through back break.
making various compromises and to enhance the effectiveness of
Ensure correct timing of shots to prevent out-of-sequence
SLC. detonations.
There are a number of ways in which design (technical) and
attention to detail (management) can be used to reduce Use tested and proven standard drilling patterns. Do not let
uncertainty and maximise the effectiveness in sublevel caving, jumbo operators individualise their patterns. Variations may
introduce unnecessary errors.
including:
Mark the patterns in detail on the face for the jumbo operator
Development excavation to follow.
Ensure jumbo operators use auto-parallelism wherever
As the size and shape of the production excavations has a large
possible and keep the look-out angle on perimeter holes to
impact on operational efficiencies it is important that these drifts
the minimum necessary.

Fig 9 - Inclining rings to give better production results.

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Ground support The objective of the support is to retain brow shape, maintain
stable collars, reduce back-break and produce safe charging
In SLC the support installed in production crosscuts has two conditions.
primary functions:
to protect personnel and equipment; and Ring blasting
to provide support of the brow to facilitate optimum The objectives of ring blasting include: no misfires or partially
operating conditions (draw profile and access for charging). charged holes (that cause bridges, ribs or frozen rings), loosening
The support has to work when the brow has freedom to move of the ore and compaction of the waste, good fragmentation that
and has to resist strong blasting disturbance. aids mass flow conditions and high productivity, and limited
Support requirements for the two above functions can be quite damage to brows and next row of holes.
different. Establish whether precautionary or structural support is Spacing and burden: The blast layout is designed to
required. Precautionary support can be split sets and mesh, minimise oversize that interrupts or slows draw. Oversize is a
whereas structural support would normally include grouted bolts
function of draw point width, LHD bucket size and grizzly
with strong plates (length of bolts between 2.4 m and 3.0 m),
dimensions. Shifts in fragmentation distribution are achieved
increasing support intensity through use of straps and/or
with varying the burden and spacing of holes: finer
fibrecrete (reinforced shotcrete). The structural support is
generally concentrated at the brow position although, under fragmentation is obtained using smaller burdens and larger
certain circumstances the walls may need more support than the spacings and longer delays (50 millisec or greater between
backs. In high stress conditions (abutment areas) bolting and/or holes). The burden cannot be too small or difficulty will be
cables with strapping might be required to hold pillar walls. Use experienced in accessing the next row of holes for charging.
of mesh as an areal support in production drifts should be This requires a compromise to be reached.
avoided if possible, using fibrecrete instead, as the cutting of Drill and blast pattern: The lower side holes should be
mesh at blast time and removal and handling of mesh in the draw flattened as much as possible, but not too low that they
muck pile is difficult and slows down production. Mesh causes choke and misfire and create ribs (ie not less than 50). This
problems on grizzlys, in the crusher and at conveyor transfer is done to reduce the length of the longest central holes and
points. A point worth noting is that collaring of blast holes is far minimise the amount of drilling through the damaged pillar
easier and more accurate when fibrecrete/shotcrete is used, and zone (Figure 15). The problem with relieving the flatter holes
hole accuracy in SLC is very important.

FIG 10 - Formation of bridges.

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FIG 11 - Freezing of blasts.

is reduced by interactive draw. Rustan (1982) showed that Timing of blast holes: There should be no overlaps in
the limiting flow angle (a) can be roughly calculated: timing of holes, allowing individual detonations with good
a = 45o + i / 2 free faces to break into. Delays should be sufficiently long
Where i = friction angle, determined by fragmentation, (not less than 50 ms between holes) to get separation and
rock strength, cohesion, degree of packing of rock and is a movement.
measure of the friction between the pieces of rock. Dry
conditions (less cohesion) and interactive draw (loosening)
Draw control
will lower the angle.
Hole deviation: Minimising hole deviation/deflection is The objective of draw control is to draw as much ore and as little
critical. This necessitates larger diameter tube drilling rather waste as possible. In other words, to maximise the draw before
than smaller diameter rod drilling. Extra expense for stiffer dilution enters the muckpile, to delay dilution entry as long as
drill assemblies (tubes), laser set-up, good roadbed to assist possible and to quickly correct anything that contributes to early
with set-up, will always pay dividends. As mentioned earlier, dilution entry. The objective is achieved by giving attention to the
starting holes through fibrecrete/shotcrete also increases following:
collaring accuracy. Hole should be surveyed for deviation Interactive draw: Ensure that panels of 4 - 6 draw points are
and any hole more than three per cent off line should be retreated in a straight front and are drawn simultaneously.
re-drilled. Hole checking is critical, particularly to avoid the Draw between 50 150 tonnes from a draw point (always an
occurrence of bridging. even number of bucket loads so that loader operator draws
Charging pattern: This must minimise sympathetic evenly from both sides of the draw point) and then move to
detonations, damage to the brow and damage to the next ring. the next drift. In vertical or very steep orebodies, draw equal
This is achieved by keeping charging density in all parts of amounts from all drifts and rotate from draw point to draw
the ring pattern to below 1.5 times the design powder factor. point to ensure interactive draw conditions are maintained.
Powder factor at critical toe end of ring should not be less Interactive draw is the single most important factor affecting
than 0.9 1.0 kg/m3. Ideal powder factor for SLC is between SLC performance. In inclined orebodies, it may be advisable
0.9 - 1.1 kg/m3. The uncharged collar lengths should not be to over-draw the footwall draw points and under-draw the
less than 0.6 - 0.8 times the burden. If ledges are formed then hangingwall side to get optimum ore recovery and minimal
cautiously blast the brow area with decoupled charges. The hangingwall waste dilution.
blast must be able to create swell by compacting the choke.

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FIG 12 - Solid ribs due to toes of side holes not breaking.

Even draw: Draw from right across the muck pile, do not maintained above draw levels. A bucket sheet should be
draw continually from one side and do not draw around issued to the loader operator that tells the operator how many
hang-ups or large blocks in the muckpile. Loader operator buckets he can draw from a draw point before detailed
should aim to take alternate loads from opposite sides of the visual/assay sampling takes place (this will be related to the
draw point. desired tonnage factor). It is common to use load cells and
electronic monitoring systems to measure the mass and
Prompt secondary breakage: As soon as oversize is quantity of loads taken from any draw point.
encountered, if it cannot be quickly loaded away to a
breaking bay, have it broken in the draw point. Do not delay Visual checking: Geologists or draw control personnel
in removing or breaking up the oversize and do not attempt should inspect muckpiles regularly (at least twice per shift)
to continue drawing around the oversize, or disruption to to assess proportions of fresh ore, old ore and waste in the
interactive draw and even draw will occur. muckpile. In many instances old ore from above, but not
broken in current ring, may not be able to be distinguished
Break hang-ups instantly: All forms of hang-ups, whether from freshly broken ore.
they are a result of very large oversize, bridges or ribs, should
be immediately broken with hang-up drilling equipment. Shut-off: If drawing to a shut off value, careful checking
Hang-ups are not self-correcting and ignoring them by must take place from approximately 90 per cent draw to
simply blasting the next ring usually makes the problem ensure that grade of muckpile is above shut-off value. Then
worse. Where extraction is interrupted for any length of time, pull to whatever extraction results in shut-off. If a dilution
the blasted ore (and waste) are likely to settle and compact, blanket is being preserved for final extraction, then a set
causing draw problems later. Total ore extraction from any tonnage factor will be applied and the draw point stopped for
blasted ring should be completed before any planned long blasting of the next ring when this percentage of draw is
interruptions. reached. When mining to a shut off value, use marginal
costing to continually adjust the shut-off value/grade and
Production control: Production planning engineers will check that predicted average grade is being achieved. Early
calculate the available tonnage and required tonnage factor dilution entry and high dilution grades can result in very high
for each blasted ring. The tonnage factor should take into extractions and recoveries over 100 per cent but at a low
account any ore left from the level above, especially if a high average grade.
grade dilution blanket has been created and is being

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Monitoring draw: It is most important that the draw is Floor conditions


continually monitored by the geology or draw control
Cross-cut floor conditions should be dry and smooth with
personnel (once every two to four hours during draw) to
effective and rapid drainage. This can be achieved by laying an
check the point of dilution entry and how the proportion of
dilution changes with extraction. Dilution is anything that engineered road base (compacted gravel surface) kept in good
was not in the freshly broken ring. This monitoring can only condition by regular grading.
be done effectively if fresh and old ore material can be
distinguished and, if not, then simply distinguish between ore Excavation repairs
and waste, if this can be done. All draw information should Watch ground conditions and effect repairs as soon as possible
be recorded so that, over time, a draw control database can be
before it deteriorates to becoming a major problem. Pay
established and used for future draw estimation and grade
particular attention to walls. If repairs are becoming frequent
control purposes. Use is made of a draw nomogram to
increase the support density. Rehabilitation of development is
calculate tonnage and grade to shut off (Figure 16). The
nomogram is initially generic but with time and monitoring expensive, unsafe and interrupts production.
feedback it will become real and representative of local
conditions. Therefore, monitoring is essential. Drilling ahead
Grade control: Mineral characteristics and distribution can Drill ahead as far as possible (have at least three six months
influence recovery, particularly where a significant drilling stocks), but if re-drilling becomes a major interference
proportion of mineral reports in the fines in which case with progression of the blasting face then drilling might have be
higher losses can be expected. Fines generation is largely done on a just-in-time basis. Where major structures are
controlled by the geotechnical characteristics of the intersected by production drifts, leave rings either side of the
rockmass, drill hole diameter and type of explosives used. structure for just-in-time drilling. This will reduce the loss of
Regular muck pile sampling should be undertaken and holes due to potential relaxation and opening of structure.
grades/values reconciled against planning figures. Over
drawing can quickly reduce grade factors.

FIG 13 - Oversize in the pillar area due to poor drill and blast.

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FIG 14 - Stability diagram (Laubscher, 1994).

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SUBLEVEL CAVING TODAYS DEPENDABLE LOW-COST ORE FACTORY

FIG 15 - SLC drilling layouts.

EVALUATION (BUDGETING AND FORECASTING) Ideally we should also have a model that estimates the grade of
the dilution material, which is a mixture of waste, mineralised
In a well-designed and efficiently managed operation, what will waste and ore left behind from each recovered ring. A
SLC deliver? Like all mining methods, the costs per unit are easy methodology to estimate the contents of the dilution bin is
to calculate. The difficulty is in predicting the productivity per illustrated in Figure 17. Dilution bin is a label given to the
unit (primarily the production rate per draw point) and the head accumulation of dilution material (ie material not sourced from
grade. The latter is a function of planned and unplanned dilution, the current rings being blasted and drawn) that is available to be
which in turn is dependent on the point of dilution entry, the drawn as dilution and which gathers immediately above the level
degree of mixing, and the dilution grade. To add to this difficulty,
containing the rings of ore being extracted. While the material in
there are very few SLC operations worldwide and the results of
the dilution bin at any point in time will generally be a mixture
one Australian operations seem to be too good. However, this
of coarse and fine fragments, as the mine gets deeper and as the
should not detract from what is potentially a very productive and
cost-effective method. It is a method that can deliver the lowest cave matures, the fine material within the cave will migrate
cost-to-metal under certain circumstances. In spite of the lack of preferentially down through the coarse material, forming the
good data, estimations and predictions must still be made. larger proportion of the contents of the dilution bin. What the
model illustrates is a dilution bin that represents the average
With regards to grade prediction, a key element is to fully
grade of the mixture of pure waste, mineralised waste and the ore
utilise the benefits of interactive draw. A suggested draw model
left from each recovered ring.
is illustrated in Figure 16. This has been based on models
developed for block caving (Laubscher, 1994) and from previous The amount of ore that is left behind after each ring is drawn
experience with SLC operations. The model shows the to shut-off will depend on the effectiveness of the draw process.
proportion of ore (below the line) and dilution (above the line) as Less effective draw, say the 30 per cent dilution entry curve in
the extraction increases (along the x-axis). For example, on the Figure 16, will leave more ore from the current ring unextracted.
50 per cent dilution entry curve, at an extraction of 80 per cent But as more and more of the remnant ore enters and is mixed in
the material drawn consists of 62 per cent fresh ore and 38 per the dilution bin, the grade of the bin may increase. This will also
cent dilution material. It can be seen that very high extractions depend on the grade of the waste that is entering the bin from
can be achieved dependent on the shape of the curve and the above.
grade of the ore as well as the grade of the dilution material.

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FIG 16 - Draw nomogram for calculation of extraction tonnage and grade.

What happens in practice is that less effective draw can result consider as being good, average or bad results. Therefore, it is
in very large extractions (more mixing of ore and waste but the believed that a well-engineered and operated SLC in ideal
resulting mixture still above shut-off grade). Very high recoveries circumstances (geometry and rockmass conditions) can deliver
of the mineable metal can be achieved (well over 100 per cent) better results than predicted by the model.
but at lower overall grade factors. Cut-off grades are determined by examining the cost-to-metal.
The dilution bin representation in Figure 17 will therefore The costs used are the full operational costs including capital.
depend on the actual in situ resource grade, shut-off grade, the The shut-off grade should be continually re-estimated using
extraction factor and the grade of the dilution before the ring was marginal costs to ensure that the grade is sufficient to make a
drawn. This bin is progressively topped up with waste from contribution to depreciation and amortisation. It is not advisable
above and ore from below (remnant ore from drawn rings). to use marginal costing for development and stope boundary
Figures 16 and 17 are simplistic representations of what will planning as the metal price is not normally known this far in
occur in practice, but they do give a reasonable first estimate and advance. It is much better to work to a strategic cost-to-metal.
illustrate the sensitivity of the results to the efficiency of the draw Hedging programs may change the cut-offs and shut-offs but
control and the presence of mineralised waste. should not change the common sense approach of planning on
It must be remembered that the models are initially common cost not on revenue.
sense but with time will become real if a cave is correctly To estimate production rate, the draw point is used as the key
monitored and data fed back to fine tune the models. Monitoring operational indicator. The number of available draw points will
is essential in this regard. This methodology was used on a recent determine the overall production rate. To determine the required
project and allowed reasonable sensitivities to be run. The results number of production drifts, one must estimate the time required
from the model agree reasonably well with the achievements of for each dependent operational element at the draw point. This
two other existing operations as can be seen in Figure 18. includes drilling, charging, blasting, brow repairs, re-drilling,
However, neither of these operations (Mine A and Mine B) are mucking and any secondary breakage and hang-up clearance.
technically or operationally ideal. The curves for Mines A and B One must also consider the influence of keeping the face flat and
are for all draw conditions (interactive and independent) and achieving interactive draw. With all of these conflicting activities,
from both longitudinal (narrow) as well as transverse (wider) it is difficult to estimate the long-term production rate from a
areas. Also, the three Kvapil lines (constructed from Kvapil set (or face) of interacting draw points.
1982 draw curves) represent what classical theory would

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FIG 17 - Mechanics of dilution bin formation.

The experience at SLC operations where conditions are CONCLUSION


reasonable and the plans and procedures are appropriate is
possibly 500 - 600 tonnes/day for each draw point. In the past many people have considered SLC to be a
development intensive, high dilution, and low-recovery mining
Clearly, the haul distance should be kept as short as possible.
method. However, results from recent operations, where the
In longitudinal retreat this conflicts with minimising the number new SLC model has been applied, tend to contradict this
of access cross-cuts. assumption. The clear advantage of SLC is that it is a very
Although the fragmentation from SLC is usually very good, predictable factory type method with high production potential,
there may be problems with grizzlies, ore passes and chutes. The reasonable costs, top-down approach (low up-front capital and
production LHDs should be as large as possible. The quickly into production) and very little ore at risk at any one time
fragmentation, road conditions and haul distances should be such (a few thousand tonnes in an individual ring).
that a LHD should be capable of at least 25 - 35 buckets per Currently, most massive deposits are either block caved or if
operating hour assuming a straight run into the muckpile and the they will not cave readily they are open stoped with cemented
bucket is filled in a single movement. A large LHD will require fill. Sublevel stoping is generally not considered, or if
some four to five draw points to keep it supplied with broken considered, rejected based upon dilution and recovery concerns.
muck. If interactive draw is also considered and the draw is The response being that recovery will be higher and dilution
across a group of four to five draw drifts then at least ten draw lower with a filling method. This is partially correct but
points may be required per LHD (five for loading, five for recoveries are usually well below 100 per cent and the dilution
drilling, hole clean-outs and charging). If trucks are being often runs at over 15 per cent. A mature SLC can achieve
loaded, then there might be only one LHD operating in a recoveries in excess of 100 per cent and grade factors well over
face/panel. In such a case, the production rate will be a function 80 per cent (the proportion of pure waste is less than 20 per
of buckets per hour for that LHD. cent). This assumes that there is mineralised waste around the
The overall maximum production rate of any mining method is ore (not unusual) and that the dilution grade steadily increases.
very difficult to estimate on paper, but typical rates-of-fall The latter is the expected attribute of SLC which must be
through the deposit under good conditions for a large SLC maximised. In addition, SLC can be very productive in terms of
operation would be in the region of 65 m per year. rate-of-fall through a deposit. It is generally double that which
can be achieved with filling methods.

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FIG 18 - Comparison of cumulative dilution.

In a recent project, SLC was shown to exhibit very superior REFERENCES


economics over the more conventional methods. Recoveries of
over 100 per cent, grade factors over 80 per cent, and operating Cox, J A, 1967. Latest developments and draw control in sub-level
caving, Trans IMM, Sect A, Vol 76, ppA149-A159.
costs less than $9/t were achieved.
Janelid, I, 1968. Sub level caving: how to use it, what are the advantages,
Only a very few orebodies are ideally suited to SLC. They problems, World Mining, September, pp76-78.
need to be: Kvapil, R, 1982. The mechanics and design of sublevel caving systems,
strong and competent, Underground Mining Methods Handbook (Ed: W A Hustrulid),
pp880-897, (SME).
have a large footprint with a very steep dip, and Kvapil, R, 1992. Sublevel caving, SME Mining Engineers Handbook, 2nd
preferably have mineralised waste Edition (Ed: H L Hartman),Chapter 20.2, pp1789-1814, (SME).
Laubscher, D H, 1994. Cave mining state of the art, The Journal of the
If these conditions apply, the only methods that can compete
South African Institute of Mining and Metallurgy, October:279-293.
on a cost-to-finished-metal basis are possibly block caving and
McCormick, RJ, 1968. How wide does a draw point draw?, E/MJ,
partial extraction. June:106-117,
For SLC the major future advances are with (1) interactive Rustan, A, 1982. Compendium in sublevel caving operation, Division of
draw, (2) the understanding of what contributes to the success of Mining and Rock Excavation, University of Lule, February.
the method, and (3) ensuring that this success is achieved.

ACKNOWLEDGEMENTS
The authors wish to thank the management of SRK Consulting
for the opportunity to publish this paper and for encouragement
given along the way. The excellent graphics are kindly produced
by Kerry King Graphics.

556 Brisbane, Qld, 29 October - 2 November 2000 MassMin 2000

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