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InDepthTutorialsandInformation

ExampleUMTSProcedures(ThirdGeneration
Networks)

Mobileoriginatedcircuitswitchedcalls
ThestepstoestablishanMOCareasfollows:

Step1:RRCconnectionsetupbetweenUEandSRNC

Step2:Authenticationandciphering

Step3:Radioaccessbearerestablishmentandcallsetup

Step4:CallandIurelease

Step1:RRCconnectionsetupbetweenUEandSRNC.Figure511illustratestheinteractionwithinUTRAN
toestablishanRRCconnectionbetweentheUEandtheRNC.TheprocesstosetupacallbeginswiththeUE
sendinganRRCconnectionrequestoveraCCCH(whichisaRACHintheuplinkdirection).Thismessage
containsseveralinformationelements,includingIMSIorTMSI,LAI,RAI,andthereasonforrequestingthe
RRCconnection.

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Figure511Step1:RRCconnectionsetup.

TheRNCanalyzesthereasonfortherequestinordertodecidetheappropriateresources,i.e.,dedicatedor
common.TheRNCtheninitiatestheprocesstoestablishanIubbearerbysendingtheNBAPradiolinksetup
messagetoNodeB.ThismessagecontainsinformationelementssuchasthetransactionID,communicationID,
scramblingcode,transportformatset,andFDDDLchannelizationcodenumber.TheNodeBacknowledges
thismessagebysendinganNBAPRLsetupresponse.Thismessagecontainstheinformationrelatedto
TransportLayeraddressinginformation,i.e.,AAL2address.TheSRNCusesALCAPintheTransportNetwork
LayertoestablishanIubbearer,usingtheinformationreceivedfromtheNodeB,i.e.,AALpathandchannel
ID.TheIubbearerisboundtogetherwiththeDCHassignedtothetransaction.TheSRNCthensynchronizes
theframeprotocol(FP)connectionbysendinganFPdownlinksyncmessage.TheRNCrespondstotheUE,
indicatingasuccessfulRRCconnectionbysendinganRRCconnectionsetupmessage.Thismessagecontains
informationelementssuchastransportformat,powercontrol,andscramblingcode.TheUErespondswiththe
RRCconnectionsetupcompletetoconfirmtheRRCconnectionestablishment.

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Step2:Authenticationandciphering.OnsuccessfulconnectionsetupwiththeRNC,theUEsendstheRRC
initialdirecttransfermessage.Thismessageisdestinedtothecorenetwork.However,theRNCprocessesthis
partially,addssomemoreinformationneededtosetupacallandmapittotheRANAPUEinitialmessage.and
sendsittothe3GMSC.TheinformationelementswithinthismessagecarryinformationonUEidentity,
location,andconnectionsetuprequirements.ThismessagealsoindicatestotheMSCandtheRNCthatanew
signalingrelationshipbetweentheUEandCNneedstobeestablished.

OnreceivingtheservicerequestfromtheUE,theMSCinitiatesthesecurityprocedures.Thisincludesthe
UEauthenticationandexchangeoftheencryptionkey.TheMSCsendsanauthenticationrequestwithinthe
RANAPdirecttransfermessage.TheRNCmapsandforwardstheauthenticationrequestmessageusingRRC
directtransfertoUE.TheUEexecutestheauthenticationalgorithmandsendstheresultbackinan
authenticationresponsemessagetotheMSC.AsshowninFigure512,thismessageiscarriedoveraspayload
intheRRCdirecttransferandRANAPdirecttransfermessages.TheRNCmerelyactsasarelay.Assuming
thattheUEissuccessfullyauthenticated,theMSCthensendsasecuritymodecommandtotheRNCindicating
thatthefurthertransactionsbetweentheUEandtheUTRANshouldbeencrypted.TheRNCinturnsendsan
RRCsecuritymodecommandmessagetoUE.Thesecuritymodecommandmessageconveystheencryption
algorithmandtheencryptionandintegritykeys.

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Figure512Step2:Authenticationandciphering.

TheUEstartsencryptinganyfurthertransactiontowardUTRANandinformstheRNC,usingaRRCsecurity
modecompletemessage.TheRNCinturninformstheMSC.Notethatencryptionisappliedonlyonthe
transactionbetweentheUTRANandtheUE.

Step3:Radioaccessbearerestablishmentandcallsetup.Afterthesuccessfulauthenticationandsecurity
procedures,theUEsendsacallcontrolsetupmessagetotheMSC.TheMSCverifiesthattheUEisauthorized
fortherequestedservices.Ifyes,theMSCstartsaprocesstosetupabearerfortheuserdata(speechinthis
case).ThisisachievedbytheMSCbysendinganRABassignmentrequesttotheRNC(Figure513).TheMSC

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includestheRABIDandtheQoSparameterstobesetup.TheRNC,onreceivingthismessage,checksthe
resourcesandsetsupabeareratIu.TheactualbearersaresetupbyusingtheALCAPintheNetworkTransport
Layer.TheALCAPproceduresarenotshowninthefigure.TheRNCinturnsetsuparadiobearerbetweenthe
RNCandtheUEbysendingaradiobearersetupmessage.Thismessagecontainstheinformationonbearer
allocation,i.e.,aradiobeareridentifier.TheUErespondswiththeradiobearersetupcompletemessage.The
RNCthensendsanRABassignmentresponsetotheMSC.Withthisproceduresuccessfullyexecuted,there
existsabearertotransportuseddatafromtheUEtotheMSC.

Figure513Step3:RABestablishmentandcallsetup.

Fromthispointonward,thecallproceedsinanormalway,usingcallcontrolmessagesasinGSMcallsetup.

Step4:CallandRABrelease.Oncethecallisreleasedbyanyoftheparties,theresourcesneedtobereleased.
AsshowninFigure514,onreceivingadisconnectmessagefromtheUE(inthisexample,thecallingparty
releasesthecall)andtransferofsubsequentcallclearingmessages,theMSCissuesanIureleasecommandto
theRNC.Onreceivingthismessage,theRNCreleasestheradiobeareroverIubinterfaceandinformstheMSC
bysendinganIureleasecompletemessage.NowtheRNCtakeschargetocleartheRRCconnectionbysending
anRRCconnectionreleasemessagetotheUE.TheUEacknowledgeswithaconnectionreleasecomplete
message.

ThelastactionfortheRNCistocleartheIubinterfaceresources.TheprocedureisillustratedinFigure5
15.TheMSCsendsanNBAPradiolinkdeletionmessagetotheNodeB.TheNodeBrespondswitharadio
linkdeletionresponsemessagetoindicatethereleaseofIubinterfaceresources.

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Figure514Step4(a):Callclearing.

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Figure515Step4(b):Iubearerrelease.

Mobileoriginatedpacketswitchedcalls
Ingeneral,thestepsdefinedintheprevioussectiontoestablishacircuitswitchedcallarealsofollowedto
establishapacketswitchedcall.However,asonecanunderstand,theproceduresusedaresomewhatdifferent.

Step1:RRCconnectionsetupbetweenUEandSRNC.Thesameproceduresarefollowedasinthecaseofa
circuitswitchedcallexceptthatthereasonindicatedintheRRCconnectionrequestmessageisadatacall.

Step2:Authenticationandciphering.Thesameproceduresarefollowedasinthecaseofcircuitswitchedcall
exceptthattheauthenticationandsecurityproceduresareinvokedwiththeservingSGSN,asshowninFigure
516

Figure516Authenticationandciphering.

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Figure517RABandPDPcontextestablishment.

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Figure518PDPcontextdeactivationandIuresourcerelease.

Step3:RadioaccessbearerestablishmentandPDPcontextactivation.AsshowninFigure517,themain
differenceinapacketswitchedcallisthatthesessionmanagement(SM)protocolisusedinsteadofthecall
controlprotocol.

Step4:PDPcontextdeactivationandIurelease.Figure518showstheIureleaseprocedurewhentheUE
deactivatesthePDPcontext.
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