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Handbook of Clinical Neurology, Vol.

110 (3rd series)


Neurological Rehabilitation
M.P. Barnes and D.C. Good, Editors
# 2013 Elsevier B.V. All rights reserved

Chapter 29

Rehabilitation of spatial neglect


ALONSO R. RIESTRA1* AND A.M. BARRETT 2
1
Behavioural Neurology, Neurology Service, Instituto Mexicano de Neurociencias,
Hospital ngeles Lomas and Centro de Neuro-rehabilitacin ngeles, Huixquilucan, Mexico
2
Department of Physical Medicine and Rehabilitation, University of Medicine and Dentistry of New Jersey New Jersey
Medical School, Newark and Kessler Foundation Research Center, West Orange, NJ, USA

DEFINITIONS AND SCOPE OF THE those with a left hemisphere injury (Gainotti, 1972;
HEALTH PROBLEM Ringman et al., 2004; Fink, 2005; Foerch et al., 2005).
Spatial neglect is associated with longer average length
Spatial neglect is defined as a failure to report, respond, or
of hospital stay (Katz et al., 1999; Gillen et al., 2005), in-
orient to stimuli in contralesional space after brain injury
creased family burden (Buxbaum et al., 2004), and higher
that is not explained by primary sensory or motor deficits
requirements for assistance and skilled nursing placement
(Heilman, 1979). Conservative estimates in the US popula-
(Rundek et al., 2000). Spatial neglect rehabilitation thus
tion reveal that spatial neglect is present in at least 30% of
represents a unique opportunity for promoting recovery
stroke survivors leading to an estimated total annual inci-
and preserving precious economic resources.
dence of 239 000 people with neglect in the acute phase. At
least 10% of patients with acute neglect will experience
symptoms in the chronic phase (Barrett et al., 2006); thus CLINICAL CHARACTERISTICS
a conservative estimate of chronic neglect is about 3% of OF SPATIAL NEGLECT
US stroke survivors, or 195 000 people. These numbers are Spatial neglect, unlike many other cognitive disorders, is
comparable with the prevalence of spinal cord injury of demonstrated in different species of mammals (Payne
259 000 cases (National Spinal Cord Injury Statistical Cen- and Rushmore, 2004). In humans, recognition of the right
ter, 2009) and brain and central nervous system cancer of hemisphere dominance for spatial attention is fundamen-
111 000 cases in the USA. (National Cancer Institute, Sur- tal to understanding this disorder (Heilman and Van Den
veillance Epidemiology and End Results, 2009). Neglect Abell, 1979, 1980). Accordingly, the right hemisphere,
occurs in approximately 50% of right hemisphere stroke unlike the left, attends to both hemispaces and plays a
survivors (Buxbaum et al., 2004) and up to 75% of patients critical role generating spatial-based perceptual-attention
may persist with some symptoms in the chronic phase to external stimuli, producing and maintaining internal
(Farne et al., 2004). Neglect can also occur after left hemi- spatial representations and directing motor-intentional re-
sphere injury, but it is less common and persistent than sponses. Since the right hemispace is represented by both
when it occurs from right-sided lesions (Beis et al., 2004). hemispheres while the left hemispace is only represented
The estimated direct and indirect cost of stroke in the by the right, injury of the right hemisphere may dispropor-
USA for 2009 is 68.9 billion dollars (American Heart tionately affect perceptual-attention, representation, and
Association, 2009). The number of stroke survivors motor-intention functions related to the left side.
may increase with the aging population, as aging is associ-
ated with increased stroke risk (Hier et al., 1983; Dooneief
Cognitive neuroscience basis
and Mayeux, 1989; Ringman et al., 2004). Disability asso-
ciated with spatial neglect may be overlooked, and those Successful rehabilitation of a patient with spatial neglect re-
most at risk, i.e., those with right hemispheric stroke, quires understanding the neuropsychological mechanisms
may be less likely to receive acute medical attention than underlying its behavioral manifestations. Contrasting a

*Correspondence to: Dr. Alonso Riestra. Vialidad de la Barranca s/n, consultorio 750, Colonia Valle de las Palmas, Huixquilucan,
Edo. De Mex. CP 52763, Mexico. Tel: (5255) 5246 9790, Fax: (5255) 5246 9580, E-mail: alonsoriestra@yahoo.com
348 A.R. RIESTRA AND A.M. BARRETT
subjects behavior between tasks with different demands connections are thought to critically support an aiming
allows the dissociation of a variety of functional processes premotor-intentional component. This component is
involved in spatial attention, perception, and its related often referred to as directional hypokinesia but it is
motor functions. The behavioral and neurophysiologic better conceptualized as a disorder of intentional move-
study of patients and animals with focal brain lesions and ment directed toward or performed in the contralesional
of normal individuals has provided the main methodology hemispace, or involving the contralesional hemibody
for the recognition of spatial neglect as a distinct entity and (Coslett et al., 1990; Heilman, 2004; Nys et al., 2006;
for the localization of the brain regions most commonly Sapir et al., 2007). Of note, some patients with dorsal,
associated with its clinical characteristics. Functional parietal cortical lesions who lack putamenal or frontal
neuroimaging allows the visualization of regions of in- subcortical injury may also demonstrate prominent
creased activity during the execution of a task. Sometimes aiming dysfunction (Triggs et al., 1994; Na et al.,
functional imaging studies reveal brain activation in more 1999; Barrett and Burkholder, 2006). Therefore, the crit-
extensive or distant areas than might be expected from le- ical brain substrate of where versus aiming spatial
sion studies. The findings of these different methodologies bias is still underspecified. Finally, ascending regulation
are consistent with the brains organization as a functional from the reticular activation system and long dopami-
network where, depending on their connectivity, some nergic pathways is crucial to maintain the level of
areas of the network are more critical in the processing arousal and motor activation related to spatial tasks.
of information than others. Therefore, lesion studies iden-
tify the critical areas of a network while functional imaging Clinical behavioral abnormalities associated
identifies the participating components of the network with spatial dysfunction
without necessarily demonstrating which of these compo-
In addition to the level of arousal/activation and stage of
nents are crucial (Mesulam, 2000). An extensive analysis
processing, other factors influence behavior in spatial
of the neuroscientific foundations of spatial neglect is
neglect. A subject may engage different frames of ref-
not the focus of this chapter and has been reviewed else-
erence in the performance of a task: an egocentric frame
where (Adair and Barrett, 2008). Here we summarize some
in which the subject uses his own body and midline as a
of the essential concepts that are relevant for the application
reference for spatial computations and an allocentric
of neuroscience knowledge to theoretically based models
frame in which the subject performs these computations
of rehabilitation.
based on the objects spatial features regardless of its
Two broadly defined stages of neuropsychological
location relative to the subjects body (Hillis et al., 1998;
processing have been dissociated in spatial neglect: a
Bartolomeo and Chokron, 1999). Stimulus distance loca-
perceptual-attentional component, necessary for spatial
tion also plays an important role depending on whether the
operations or where constructs, and a premotor-
subject operates in personal space related to bodily
intentional component necessary for aiming or direct-
surface, peripersonal space related to near, reaching
ing movements in three-dimensional, and especially
distance, or far extrapersonal space (Mennemeier et al.,
contralesional, space. Posterior brain regions of dorsal
1992; Halligan et al., 2003; Committeri et al., 2007). Other
and lateral parieto-temporal polymodal association
manifestations of right hemisphere injury including mood
cortex and their subcortical connections, including asso-
disorders and disorders of emotional communication
ciated white matter tracts, are thought to be involved in
(Gainotti, 1972; Starkstein et al., 1989), unawareness of
the perceptual-attentional component (Mort et al., 2003;
deficit (anosognosia) (Bisiach et al., 1986), changes in
Hillis et al., 2005). This component includes a variety of
body schema (Coslett, 1998), and primary sensory and
downstream operations, from the detection of a stim-
motor deficits (Bottini et al., 1995, 2005; Vallar et al.,
ulus to its representation and manipulation. It may also
1995) are important for planning rehabilitation strategies,
affect tactile, visual, and auditory sensory modalities.
as they impact the therapeutic outcome.
The phenomenon of extinction, in which the patient fails
to perceive a contralesional stimulus only when it is pre-
Clinical impact of neglect-associated
sented simultaneously with a stimulus on the ipsilesional
abnormalities
side, may be best explained by limited capacity of per-
ceptual-attentional resources (Heilman, 1979) since the Specific spatial neglect-related problems, such as those
extinguished stimulus is actually processed through described above, can be observed to affect patients not only
sensory systems (Marzi et al., 2001; Beversdorf et al., in the laboratory, but also in their daily activities. Deficits in
2008) and its perception may vary depending on modal- orienting to or exploring stimuli in contralesional space
ity (Hillis et al., 2006) or specific task demands (Riestra related to abnormal where input, internal imagery or rep-
et al., 2001, 2002). Anterior brain regions of prefrontal resentation, and aiming motor-intentional output appear
and premotor cortex and their subcortical basal ganglia to the careful observer to be distinctly manifest in natural
REHABILITATION OF SPATIAL NEGLECT 349
performance errors. For example, where errors may Buxbaum, 2002; Proto et al., 2009 for reviews). We
occur when the patient does not notice family or clinicians believe that using these different treatments to selec-
approaching in the neglected space; imagery errors may tively target where and aiming components might
occur when patients attempt to direct a helper in fetching greatly improve rehabilitation. Current literature, however,
personal effects from the room or navigating the hospital; does not reflect attempts to examine this aim directly and
aiming errors may affect posture or transfers. Behavior few studies discuss how patient characteristics influence
may also vary depending on whether the subject is expected treatment candidacy. There is not a definite answer to
to bathe, shave or dress (personal space), read or explore a whether there are any spatial neglect treatments generally
food tray (peripersonal space), or walk to the bathroom or a applicable to improve functional behavior and recent re-
therapy room down the hall (extrapersonal space). Rehabil- views emphasized that few studies employ functional-
itation interventions may have specific effects on where, based outcomes (Bowen et al., 2002; Lincoln and Bowen,
imagery, or aiming processing and depend on frame of 2006; Bowen and Lincoln, 2007). We reviewed these three
reference or operational space. Therefore, an incomplete articles and seven other evidence-based published re-
understanding of the patients symptomatology and assign- sources (Cicerone et al., 2000, 2005; Bowen et al., 2002;
ing all spatial neglect patients to a single rehabilitation Jutai et al., 2003; Cappa et al., 2005; Luaute et al., 2006;
approach or outcome measure may present a major Teasell et al., 2008; Menon et al., 2009) and concluded that
problem with validity, as it would be expected to produce evidence-based reviews unfortunately do not provide ei-
disparate or incongruent results across studies. ther direct clinical or scientific guidance in spatial neglect
treatment because they are internally inconsistent in sev-
TREATMENT THEORYAND TREATMENT eral ways. Not all the reviews support a treatment or treat-
FOR SPATIAL NEGLECT ments as potentially effective nor do they agree on the level
of evidence supporting these treatments. Only some of the
Approaches to the spatial neglect syndrome above papers acknowledged that efficacy might differ by
The different personnel who make up the interdisciplin- intervention, or considered efficacy of different types of
ary rehabilitation team may actually employ different treatment separately. The evidence-based reviews also do
treatment approaches. A restorative or restitutive not consider the reasons for failure to obtain treatment ef-
approach attempts to reinstate premorbid capacity of fect in reviewed studies. Whether failed treatments were
injured brain-behavior systems via visual, tactile or potentially effective, but inappropriately targeted, or
auditory stimulation cuing, which is gradually reduced how subject characteristics influenced treatment efficacy
and then eliminated, and with integration of engaging at the level of impairment, behavior, or function was not
activities. A vicariative strategy activates a system considered and may be critically important.
closely related to or sharing key components with spatial
cognitive systems in order to increase spatial activation.
For example, patients might be asked to walk and en- PATHWAYS AND PROTOCOLS OF INTEREST
couraged to advance the hemiparetic left leg, while they
are simultaneously instructed to monitor their body spa- As we stated, there is disagreement among the evidence-
tial position or take note of physical details of their sur- based sources, and the information they present cannot
roundings. A compensatory approach may involve be regarded as definitive. However, based on our best
counseling the family about safety issues, and arranging assessment of the available information we favour three
for the patients immediate environment to be visually treatment approaches which received Level 1a or
simplified. Physician prescription of medication treat- strong support in evidence-based reviews and that
ment to increase arousal or attention may be viewed may be used for research treatment studies and for stan-
as either restitutive or compensatory. It is not clear what dardizing clinical patient care. These approaches are:
combination of restitutive, vicariative, and compensa- visual scanning treatment (Weinberg et al., 1977, 1979),
tory approaches is ideal to improve spatial neglect symp- limb activation therapy (Robertson and North, 1993;
toms, and at present we prefer to use restitutive and see also Kalra et al., 1997; Eskes et al., 2003), and gen-
vicariative approaches, with compensation limited to eral treatment (Jutai et al., 2003), which we interpret as
environmental management for physical safety. similar to perceptual training (Teasell et al., 2008).
Prism adaptation training (Rossi et al., 1990; Rossetti
et al., 1998) is an emerging therapy for which there is pos-
Evidence-based medicine approach
itive supportive evidence (see review of studies in Menon
to spatial neglect treatment
et al., 2009), at this point; however, we are reluctant to
Different treatment and rehabilitation approaches for recommend it as standard because the critical determi-
spatial neglect have been described (see Pierce and nants of treatment effect, the functional abilities likely
350 A.R. RIESTRA AND A.M. BARRETT
to improve, and characteristics of patients most likely to Table 29.1
benefit are still not established. Translational classification of spatial neglect treatments
We recognize that therapists may be enthusiastic
about treatments with which they have personal, Where interventions Aiming interventions
hands-on successful experience and that have been
reported to be useful and therefore we believe it is rea- Devices, medications Adaptation to right-shifting
sonable for a team to develop rehabilitation programs increasing arousal prisms
that combine evidence-based and empirically supported Phasic alerting self- Limb activation therapy
approaches. Unfortunately, manualized treatments of cuing Constraint induced
Transdermal electrical movement therapy
definite functional benefit for a variety of patients with
nerve stimulation Tool use movement therapy
spatial neglect and different symptom complexes are not
(TENS) Scanning training, if
currently available. Clinical teams should develop stan- Induced asymmetry/ administered as motor
dardized approaches of assessment and treatment based selective sensory habit training
on good quality clinical reasoning. We recommend tak- deprivation Physical therapy/
ing treatment procedures directly from research sources Scanning training mobilization of the
in which treatment efficacy was reported. Commonly, Environmental neglected body or both
research procedures are too time-consuming, difficult manipulation sides of the body (e.g.,
to understand, and hard to administer reliably. It is often Monocular patching/ standing)
helpful to involve a colleague experienced in clinical re- right visual field Medication?
search to help with this stage. Such a colleague can rec- occlusion
ommend methods of shortening treatment procedures, Internal or external illusions
Optikinetic stimulation
can translate research terminology into treatment terms,
Exposure to right-
and can assist with hands-on instruction of the therapy shifting optical prisms
team. A number of proposed where interventions Galvanic stimulation/
and aiming interventions are listed in Table 29.1. neck vibration
We would also recommend that instead of having one Mirror therapy
set of practitioners targeting one task (for example, Caloric stimulation
reading), while another set of practitioners work on an- Medication?
other set of behaviors (for example, toileting), the reha-
bilitation team leader train the therapy team in Theoretically proposed mechanisms of action of rehabilitative
identifying two or three behaviors or functions that treatments (framework for future research). Where interventions
the team agrees are priorities for interdisciplinary care. may affect perceptual/attentional input, or internal sensory representa-
tions or spatial imagery. Aiming interventions may affect motor-
If the entire team can prioritize one set of behaviors, for intentional output or premotor imagery.
example, toileting, appropriate targets for treatments
for other modalities can be derived, for example, reliable have not been related to underlying neglect mechanisms.
identification of visual-spatial cues to locate the bath- The information included in the table is based on proof
room from different perspectives, or thematic language of principle evidence (Vallar et al., 1996; Barrett et al.,
exercises focused on grooming and hygiene. The assess- 1999, 2001; Barrett and Burkholder, 2006; Fortis et al.,
ment pathway may then include deciding upon which tar- 2009) and it is intended to suggest a structure for future
geted behaviors involve either where or aiming systematic clinical research and clinical trials that
deficits or a combination of both. The team may also des- include patient stratification according to both the type
ignate strategies for a coexistent major cognitive deficit and level of deficit.
(memory loss, communication disorders, and executive
dysfunction) whose contribution may imply that a prior-
RECORDING OUTCOMES AND PERIODIC SELF-AUDIT
itized task will need to be treated slightly differently. For
those prioritized target behaviors that the team agrees Responsible use of behavioral spatial neglect treatment
are primarily either where or aiming behaviors, it protocols or pathways requires periodically examining
is then appropriate to implement a treatment that primar- the treatment outcomes and picking measures appropri-
ily addresses either the where or aiming system. ately close to the proposed mechanism of the treatment
Therapists should be provided with the choice of at least rather than generic functional measures, which may be
two behavioral treatments in each modality as can be more distant from direct treatment effect. Recording
seen in Table 29.1. As we have stated, one of the short- severity of spatial neglect as measured by a standard
comings of the treatment evidence information available instrument such as the Catherine Bergego Scale
is that outcomes of different rehabilitation approaches (Azouvi et al., 2003) and Functional Independence
REHABILITATION OF SPATIAL NEGLECT 351
Measure (FIM) score at treatment initiation is necessary. guanfecine, a noradrenergic agonist, improved leftward
In many settings the FIM score (Uniform Data System exploration in two patients with temporo-parietal
for Medical Rehabilitation, 1997) is the only periodic lesions but not in another patient with a frontal lesion,
reassessment tool utilized, but we find that recording suggesting that increasing dorsolateral prefrontal
neglect-specific scores are much more accurate, as many cortex-mediated vigilance may improve neglect symp-
factors which do not pertain to visual-spatial function toms even in patients with posterior injuries. Woods
can affect the FIM. Key staff members identified as et al. (2006) reported improvement in magnitude estima-
having knowledge and interest in directing the spatial tion using modafinil, a psychostimulant with probable
neglect program should review outcomes for each of dopaminergic effects (Volkow et al., 2009) in a patient
the protocols being implemented at the institution to with neglect symptoms associated with a left hemisphere
see which appear most promising for further develop- lesion. In a study of healthy volunteers, modafinil, but
ment. Staff can also be instructed to utilize a treatment not methylphenidate, decreased the rightward bias in a
that emerges as clearly most feasible or superior. perceptual task apparently mediated by an increase in
right hemisphere mediated alertness (Dodds et al., 2009).
PHARMACOLOGICALTREATMENT
OF SPATIAL NEGLECT Serotonergic modulation
Dopaminergic modulation Right hemisphere lesions are associated with negative
affective symptoms and depression (Starkstein et al.,
Theoretically, several pharmacological agents could be 1989) thus patients with neglect may often be treated
useful for the treatment of neglect; however, there are with antidepressants. These drugs may have overall pos-
few controlled studies addressing specifically the effect itive effects in affective symptoms, but how they affect
of drug therapy in this condition. Among the pharmaco- neglect has not been investigated. Physicians treating
logical approaches, the best documented are those neglect patients should consider that serotonin reuptake
directed to monoamines, particularly the dopaminergic inhibitors have multiple mechanisms of action involving
system. In animal models dopamine pharmacotherapy different monoamines and, in some cases, anticholiner-
restores contralesional spatial attention and orienting gic effects. Serotonin may modulate dopaminergic
(see Schwarting and Huston, 1996, for a review). Dopami- activity by means of multiple mechanisms (see Alex
nergic pharmacotherapy may improve spatial neglect in and Pehek, 2007 for review) and produce extrapyramidal
humans (Fleet et al., 1987; Mukand et al., 2001) and neglect and behavioral symptoms including parkinsonism and
symptoms sensitive to dopaminergic supplementation may apathy (Leo, 1996; Lane, 1998; Barnhart et al., 2004;
be identified with intentional premotor exploratory Wongpakaran et al., 2007). Hypokinesia and apathy
function (Bisiach et al., 1990; Coslett et al., 1990; Tegner are likely to be overlooked as part of the depressive
and Levander, 1991; Barrett et al., 1999; Mapstone et al., symptomatology or right hemisphere injury, therefore,
2003; Heilman, 2004). However, the influence of these physicians should be observant of possible paradoxi-
agents may be selective to certain symptoms or may even cal effects of these substances and consider the differ-
worsen neglect in some patients, particularly those with ences in pharmacodynamic profiles, favoring more
basal ganglia lesions affecting ipsilesional postsynaptic activating agents with noradrenergic and dopaminergic
dopaminergic transmission (Geminiani et al., 1998; Grujic properties.
et al., 1998; Barrett et al., 1999).
Cholinergic modulation
Combined dopaminergic and adrenergic
Experiments using nicotine have shown that cholinergic ac-
modulation
tivity plays an important role in a fronto-parietal-thalamic
Other agents with aminergic properties have been tried network that regulates arousal, motor activation, and
with varied success. Amantadine, a medication with do- visual attention in humans (Lawrence et al., 2002; Nelson
paminergic activity (but that also has anticholinergic and et al., 2005). Nicotine modulates reorienting of visuospa-
antiglutamatergic effects) was ineffective for improv- tial attention through regulation of neural activity in
ing several neglect measures in a double-blind placebo human parietal cortex (Thiel et al., 2005; Vossel et al.,
controlled study involving four patients with neglect 2008). One study found that nicotine improved perfor-
(Buxbaum et al., 2007). Methylphenidate, which affects mance in a visual location task in chronic neglect subjects,
both norepinephrine and dopamine, had favorable provided that the lesions spared right parietal and temporal
results in a case report but its effects were inferior cortex (Vossel et al., 2009).
and shorter acting than those of bromocriptine The studies reviewed above suggest that a variety of
(Hurford et al., 1998). Malhotra et al. (2006) found that drugs with dopaminergic, noradrenergic, and cholinergic
352 A.R. RIESTRA AND A.M. BARRETT
activity may have beneficial effects in some manifesta- intervention will prevail as the sole rehabilitative treat-
tions of neglect, however these effects may vary depend- ment. Future challenges thus also involve developing
ing on lesion location, individual patient susceptibility, outcome measures with appropriate construct and exter-
and the pharmacodynamic profiles and doses of specific nal validity that effectively measure clinically significant
agents. change due to treatment as well as the interaction of
recovery components with specific treatment effects.
Accidental treatment effects This will allow us to evaluate the effectiveness of theo-
retically supported rehabilitation treatments and choose
In many care settings, treatments that may be offered for
the best combination of these treatments for the individ-
other related medical or neurological conditions may im-
ual patient. Success in identifying dysfunctional brain-
pair recovery of spatial neglect. For example, a compres-
behavior mechanisms, predicting their effects on spatial
sion glove to decrease dependent edema may interfere
neglect associated behavior, validly assessing for symp-
with tactile input from one limb increasing stimulation
toms, and developing appropriate treatments will result
asymmetry. Therefore, it is the authors opinion that
in high benefits to both society and the individual stroke
stimulus-depriving interventions should be carried out
survivor.
symmetrically as much as possible. The use of splints
or orthoses when these are not orthopedically indicated in
order to increase attention to the neglected side or limb,
ACKNOWLEDGMENT
also increases tactile sensory inhibition directly decreasing The support of the Kessler Foundation and the NIH (K24
motor awareness in that body region and must be avoided. HD062647 and NS055808)is acknowledged.
Physicians also must be aware of the different mechanisms
of action of medication being prescribed. Drugs with
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