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Overton, W. F. (2006). Developmental psychology: Philosophy, concepts, methodology. In R. M.

Lerner (Ed.) Theoretical models of human development. Volume 1 of the Handbook of child
psychology (pp. 18-88). (6th ed.), Editor-in-Chief: William Damon; Richard M. Lerner. New York:
Wiley.

CHAPTER 2

Developmental Psychology: Philosophy,


Concepts, Methodology
WILLIS F. OVERTON

METATHEORY 20 EPISTEMOLOGICAL-ONTOLOGICAL ISSUES 54


THE CONCEPT OF DEVELOPMENT 22 Plato and Aristotle and the Relational
What Changes in Development: Expressive-Constitutive Developmental Tradition 55
and Instrumental-Communicative Functions Modernity and the Rise of the Split Tradition 56
of Behavior 22 Modernity and the Elaboration of
The Nature of Developmental Change: Transformational Relational Metatheory 58
and Variational 25 The Marxist Split Tradition 65
A Unified Concept of Development 28 Culture and Development in Split and
SPLIT AND RELATIONAL METATHEORIES 30 Relational Metatheories 66
Split Metatheory 30 Pragmatism 68
Relational Metatheory 32 METHODOLOGY: EXPLANATION
DEVELOPMENT AND EVOLUTION: RELATIONAL AND UNDERSTANDING 70
HISTORY AND RELATIONAL MODELS 39 Split Mechanical Explanation 71
DEVELOPMENT AND EVOLUTION: Relational Scientific Methodology 75
SPLIT APPROACHES 41 CONCLUSIONS 80
DEVELOPMENTALLY ORIENTED EMBODIED REFERENCES 80
ACTION METATHEORY 47
Embodiment 47
Person-Centered Embodiment, Action, and
Development 49

Throughout its history, psychology and its sub disci- privileged position, builds a research program on this
plines, including developmental psychology, have been concept, and then strives to demonstrate observationally
captives of numerous fundamental contradictory posi- that the nonprivileged concept can be denied or marginal-
tions. These basic dichotomies, called antinomies, ized. This standard approach to the antinomies has never
include subject-object, mind-body, nature-nurture, been successful because it ultimately represents merely
biology-culture, intrapsychic-interpersonal, structure- an attempt to suppress one concept, and one research pro-
function, stability-change, continuity-discontinuity, grams suppressed concept becomes another programs
observation-reason, universal-particular, ideas-matter, privileged base. In the nature-nurture battles, for exam-
unity-diversity, and individual-society. While often ex- ple, while virtually all combatants these days acknowl-
plicitly denying the relevance of philosophy to its opera- edge some type of interaction, it is a rare program that
tions, psychology has implicitly used the philosophical promotes nature and nurture as co-equal reciprocally de-
assumptions of a seventeenth-century ontological dual- termined complementary processes (Overton, 2004a).
ism, a nineteenth-century epistemological empiricism, This chapter explores how basic conceptual assump-
and an early twentieth-century neopositivism, to build a tions have historically shaped, and how they continue to
standard orthodox approach to the resolution of the antin- shape, proposed solutions to empirical problems includ-
omies. This approach elevates one concept of the pair to a ing, very fundamentally, the antinomy problem. The focus

18
Developmental Psychology: Philosophy, Concepts, Methodology 19

of the chapter is on development. We look at the flag as he goes on to note that all the empiricism in the
impact various conceptual models have on our very un- world cant salvage a bad idea (p. 27). Broadly, the mar-
derstanding of the concept of development and, as a ginalization of all things philosophical, and, hence, the
consequence, on the theories and methods designed to marginalization of any extended examination of concep-
empirically explore development across several series, tual foundations, has rested on a forced dichotomy, which
including phylogenesis (development of the species locates philosophy in a space of reason and reflection
evolution), embryogenesis (development of the embryo), split off from observation and experimentation, and psy-
ontogenesis (development of the individual across the chology in a space of observation and experimentation
life span), microgenesis (development across short time split off from reason and reflection.
spans), orthogenesis (normal development), and pathogen- This marginalization of conceptual foundations in con-
esis (development of pathology, here psychopathology). temporary psychology is ironically itself the product of
My thesis is that historically two broad abstract metathe- the acceptance of some basic ontological and epistemolog-
ories, often termed worldviews, have constituted the basic icalhence philosophicalassumptions. These assump-
conceptual contexts within which alternative ideas about tions begin with the idea of splitting reason from
the nature and operations of empirical science, psychol- observation, and follow with the epistemological notion
ogy, and especially developmental psychology, have that knowledge and, indeed, reason itself originates in ob-
emerged and grown. Split metatheory, based on a view of servation and only observation. These assumptions then
the world as decomposable into a foundation of fixed pure lead to a particular definition of scientific method as en-
forms, has yielded the antinomies, and associated con- tailing observation, causation, and induction-deduction,
cepts such as foundationalism, elementarism, atomism, and only observation, causation, and induction-deduction.
reductionism. Relational metatheory, emerging from a Morris R. Cohen (1931), a philosopher, captured the spirit
view of the world as a series of active, ever-changing of this conceptual splitting long ago when he criticized its
forms replaces the antinomies with a fluid dynamic anti-rationalism . . . bent on minimizing the role of rea-
holism and associated concepts such as self-organization, son in science and pointed out that the motto of this ap-
system, and the synthesis of wholes. proach is the split Dont think [reason]; find out
Because the focus of the chapter is a conceptual analy- [observe] (p. 76).
sis of developmentits concepts, theories, and meta- Over the past 50 or so years, many powerful arguments
theoriesa discussion of the place of concepts in any have been mounted against this split between reason and
empirical science, along with a discussion of the nature observation and the subsequent denial of reflection.
and functioning of those fundamental conceptual systems Some of these arguments are discussed later in this chap-
called metatheories, represent a necessary preamble. ter. Indeed, enough arguments have emerged that the atti-
Wittgenstein (1958) once remarked that in psychology tude itself has often been declared dead, as in the claim
there are empirical methods and conceptual confusions that the methodology called neopositivism is dead. Yet,
(p. xiv). To avoid validating such a pessimistic judgment, like the mythical Hydra, new forms of this split continue
it is essential that psychology, or any empirical science, to appear and exert a contextual shaping effect. The split
focus some significant portion of its energy on the clari- is often found in the disparagement of reason itself, as in
fication of concepts that are central to its theories and some contemporary versions of so-called postmodern
methods. Conceptual clarification and the exploration of thought. Sometimes, the split is found in explicit and im-
conceptual foundations have traditionally been the plicit attacks on theory, as in a particular rhetoric that
principle provinces of philosophy, and therein lies the states that all theories must be induced directly from ob-
rub. Within the psychological community, philosophical servations (i.e., must be data based or data driven).
thoughtand, as a consequence, any focus on conceptual It is also found in a dogmatic retort given to any reflec-
clarificationhas tended to be assigned the role of the tive critique thats just philosophy. Often, it is found
anti-science. As Robert Hogan (2001) commented, Our in the celebration of the analytic over the synthetic, as
training and core practices concern research methods; the when analytic methods of observation are presented as
discipline is . . . deeply skeptical of philosophy. We em- the only acceptable tools for expanding our knowledge
phasize methods for the verification of hypotheses and domain, with the consequence that theory is often re-
minimize the analysis of the concepts entailed by the hy- duced to method, as when flow charts illustrating possi-
potheses (p. 27). However, Hogan also raises a warning ble relations among empirical variables are offered as
20 Developmental Psychology: Philosophy, Concepts, Methodology

guiding theories. Frequently, it is found in the valuing of Any discussion of metatheory requires a constant re-
the instrumental over the expressive, as when behavior is minder of the importance of maintaining distinctions
understood only in the context of the success or failure of between various levels of analysis or discourse (Figure
adjustment to some external criteria and never as an index 2.1). Theories and methods refer directly to the empiri-
or expression of an embodied self-organizing system that cal world, while metatheories and metamethods refer to
constitutes the psychological subject. the theories and methods themselves. The most con-
In whatever of these or other multiple forms it ap- crete and circumscribed level of analysis or discourse is
pears, the significant point is that the split between rea- the observational level. This is ones current common-
son and observation, along with the subsequent sense level of conceptualizingnot pristine, interpreta-
marginalization of reason and reflection, is itself the di- tion free seeingthe nature of objects and events in
rect consequence of a conceptual position favoring a par- the world. For example, one might describe the develop-
ticular approach to knowledge building. This conceptual mental changes in some domain as smooth and continu-
position operates as a foundation for building other con- ous, abrupt and discontinuous, or some combination of
cepts, theories, and methods. The position is not in itself both. Regardless of which characterization is chosen,
a given in any self-evident or directly observational or whether this characterization is treated as a narrow
fashion, but simply a specific claim, and, as with any observation or a broad inductive inference, the asser-
claim or argument, reasons must be presented to support tion functions at the observational level of dealing with
the value of the claim. These reasons and the claim itself the world.
require reflection and clarification before they can be Although the observational, commonsense, or folk
rationally accepted as valid or rejected as invalid. It is level of analysis has a sense of immediacy and concrete-
just possible that the split between reason and observa- ness, we can and do focus our attention on this common-
tions is part of a very bad foundation for our discipline,
but this cannot be decided without further exploring con-
ceptual issues. To paraphrase Hogan, all the observation
in the world cant salvage conceptual confusions. Metatheoretical Discourse
Ontological-Epistemological Groundings

METATHEORY

In scientific discussions, the basic concepts to be ex-


plored in this chapter are often termed metatheoretical.
Metatheoretical Discourse
Metatheories transcend (i.e., meta) theories in the Metatheories
sense that they define the context in which theoretical
concepts are constructed, just as a foundation defines
the context in which a house can be constructed. Further,
metatheory functions not only to ground, constrain, and
sustain theoretical concepts but also functions to do the Theoretical Discourse
(Reflective)
same thing with observational methods of investigation.
When specifically discussing background ideas that
ground methods, these are here termed metamethods.
Methodology would also be an appropriate term here if
this were understood in its broad sense as a set of princi- Observational Discourse
(Commonsense)
ples that guide empirical inquiry (Asendorpf & Valsiner,
1992) and not as particular methods themselves.
The primary function of metatheoryincluding
metamethodis to provide a rich source of concepts out Domain of Inquiry
of which theories and methods grow. Metatheory also
provides guidelines that help to avoid conceptual confu-
sions and what may ultimately be unproductive ideas Figure 2.1 Levels of discourse in understanding a domain
and methods. of inquiry.
Metatheory 21

sense understanding and we do think about it. In so sues of knowing) and ontological (i.e., issues of reality)
doing, we have moved to a ref lective level of analysis, principles. In this chapter, much of the discussion con-
and here the first critical differentiation is the theoreti- cerns ideas that have a very high range of application.
cal level of discourse. Here, thought is about organizing Metatheories and metamethods are closely interre-
and reformulating observational understandings in a lated and intertwined. For example, when considering
broader and more abstract field. At the theoretical level, the very nature of development, a prevailing metatheory
concepts are about the observational level and these may claim that change of form (transformational
range from informal hunches to highly refined theories change) is a legitimate and important part of the under-
about the nature of things, including human behavior standing of developmental change. If a prevailing
and change. Classical developmental theories such as Pi- metatheory asserts the legitimacy of transformational
agets, Vygotskys, and Werners, for example, contain change, then theories of development will include some
theoretical principles (e.g., stages) that hypothesize that type of stage, phase, or level because these are
ultimately a combination of continuous and discontinu- theoretical concepts used to designate transformational
ous changes will best define human development. Skin- change: If transformational change and stage, phase, or
nerian and social learning theories alternatively have level are part of ones metatheory, then the related
hypothesized that all change is best represented as metamethod will prescribe the significance of methods,
strictly continuous. which assess patterns and sequence of patterns appro-
Beyond the theoretical level, the next level of reflec- priate for empirically examining these concepts in any
tive thought is the metatheoretical level of analysis. given specific domain. If a metatheory prescribes that
Here, thought is about basic concepts that impact on transformational change is unimportant to our under-
both the theoretical and observational level. A metathe- standing of development, then any theoretical concepts
ory itself is a set of rules, principles, or a story (narra- of stage, phase, or level, will be viewed negatively, and
tive), that both describes and prescribes what is methods of pattern and sequential assessment will be
acceptable and unacceptable as theorythe means of understood to be of marginal interest.
conceptual exploration of any scientific domain. For Broadly, a metatheory presents a vision of the nature
example, in the metatheory termed atomism only con- of the world and the objects of that world (e.g., a
tinuous change is possible and thus only theories metatheory might present a picture of the child as an
committed to strict continuity are formulated. A active agent who constructs his or her known world,
metamethod is also a set of rules, principles, or a story, but another metatheory might picture the child as a
but this story describes and prescribes the nature of ac- recording device that processes information). A
ceptable methodsthe means of observational explo- metamethod presents a vision of the tools that will be
rationin a scientific discipline. When metatheoretical most adequate to explore the world described by the
ideasincluding metamethodare tightly interrelated metatheory.
and form a coherent set of concepts, the set is often Any rich understanding of the impact of the metathe-
termed a model or paradigm. These coherent sets can oretical requires an historical appreciation of the
themselves form a hierarchy in terms of increasing gen- emergence of specific alternative metatheoretical ap-
erality of application. Thus, a model that contains the proaches to knowledge. Developmental psychology was
basic concepts from which a theory of memory will be born and spent its early years in a curious metatheoreti-
constructed is a relatively low level model because it ap- cal world. This world, which began in the seventeenth
plies only to memory. Models such as developmental century, has been called the modern world or moder-
systems (e.g., Lerner, 2002) or equilibrium models nity. In the past century, the modern world has under-
(see Valsiner 1998a) apply to a number of domains in- gone major crises and these have formed the context for
cluding social, cognitive, and emotional domains and alternative contemporary metatheories. Before dis-
function at a higher level in the hierarchy. The hierarchi- cussing specific metatheories and their historical ori-
cal dimension of any given set of metatheoretical ideas gins, an examination of the broad ways that metatheory
also forms a coherently interrelated system of ideas, and impacts how we understand the very nature of develop-
the model operating at the pinnacle of this hierarchy is ment requires attention. This discussion establishes a
termed a worldview (Overton, 1984). Worldviews are developmental framework serving as a general context
composed of coherent sets of epistemological (i.e., is- for the remainder of the chapter.
22 Developmental Psychology: Philosophy, Concepts, Methodology

THE CONCEPT OF DEVELOPMENT clear that although age may operate fairly well at an ob-
servational level of discourse, at a reflective level it fails
When exploring nature of development the one feature to make any meaningful distinctions. Age has no unique
that virtually all agree on is that above all else develop- qualities that differentiate it from time; age is simply
ment is about change. It is common to speak of the devel- one index of time. Most important, there is nothing
opment of various art forms, societies, different unique or novel about units of age-time, such as years,
economic systems, religion, philosophy, science, and so months, weeks, minutes, and so on. Should we then say
on, and in each case changes that the area goes through that development is about changes that occur in time as
are the focus of attention. In developmental psychology, some have (e.g., Elman, 2003), or that time is a theoret-
the situation is the same. As a branch of psychology, de- ical primitive? Time can hardly be a theoretical any-
velopmental psychology considers changes in behavior thing, as time, in and of itself, does nothing. As
and the processes implied by the behavior such as in- Wohlwill (1973) once pointed out, time cannot be an in-
tending, thinking, perceiving, and feeling. As a develop- dependent variable, it is merely a dimension along which
mental psychology, the focus is upon these changes as processes operate. All changeeven if entirely transi-
they occur across the entire life span from conception to toryoccurs in time, so we come back to simply say-
death, or within certain periods, such as infancy, child- ing that development is about change. The implication
hood, adolescence, adulthood, and the late mature years. here is that to arrive at meaningful distinctions that can
Although the focus on change is straightforward and direct a broad area of scientific inquiry we must explore
noncontroversial, major problems arise when consider- further the nature of change itself. Before doing this,
ing whether every type of change should be accepted however, we shall consider a second problematic out-
as developmental and, if not, what is the peculiar nature come of defining development as something like
of the change we call developmental. Perhaps, general changes in observed behavior across age. This is the
agreement would occur that the types of behavioral problematic meaning of change of observed behavior.
changes that occur when we become fatigued or tired
would not be termed developmental change. But what What Changes in Development: Expressive-
about other changes that are transitory or easily re- Constitutive and Instrumental-Communicative
versed? For example, if someone is struck on the head Functions of Behavior
they may change from a conscious to a nonconscious
state; is this development change? Or, a pigeon can be Behavior is clearly the observational focus of our empir-
trained to peck at a button when a light comes on, and ical investigationsthe dependent variable of our
then trained to not peck at the button when the light research efforts. The problem is whether change in ob-
comes on; is this development change? The answer to served behavior introduces the reflective distinction
these and other questions about the nature of develop- needed to articulate a broad inquiry. Observed behavior,
ment change depend to a significant degree on the or action more generallyat any level from the neuronal
metatheory that is employed to ground a definition of to the molarcan reflect both expressive-constitutive
development. and instrumental-communicative functions. Expressive
One of the most popular characterizations of de- action expresses or reflects some fundamental organiza-
velopmental change, at least among developmental psy- tion or system. For example, in human ontogenesis be-
chologists, has been some variant of the idea that devel- havior is often understood to be diagnostic of some
opment is defined as changes in observed behavior cognitive, affective, or motivational system (see the sys-
across age. This understanding is certainly a quick and tems described in the cubes on the left of Figure 2.2).
ready pragmatic definition suitable to act as an opera- These systems have characteristic forms of activity that
tional guide to a series of empirical investigations. are expressed as actions and patterns of action in the
However, if this understanding were used to broadly world (center horizontal lines of Figure 2.2). A verbal-
give meaning to the domain of inquiry called develop- ization may reflect the nature of the childs system of
mental psychology, some very significant problems thought. A cry, in a particular context, may reflect the
would emerge. status of the childs attachment system. A series of be-
The first problem involves linking developmental haviors may reflect the childs intentional system. This
change to age. On any close examination, it becomes expressive function is constitutive in the sense that it en-
The Concept of Development 23

Figure 2.2 The development of the psychological subject: Levels of transformational and variational change emerging through
embodied action in a sociocultural and physical world.

tails the creative function of human action (Taylor, 2.2) through their action (center horizontal lines of Fig-
1995). It reflects the base from which new behaviors, in- ure 2.2). We see in the next section that dynamic systems
tentions, and meanings are constituted. When inquiry is (as a what of developmental change) and transforma-
directed toward the assessment or diagnosis of the na- tion (as a type of developmental change) are closely
ture, status, or change of the underlying psychological or related.
biological system, the expressive function is central to Instrumental action is behavior that serves as a means
inquiry. When exploring the expressive function of an ac- to attaining some outcome; it is the pragmatic dimension
tion, the dynamic system that is reflected in the action of action (see center horizontal lines of Figure 2.2). For
expression is the what that changes in development. Dy- example, in human ontogenesis an expressive cognitive
namic systems become transformed ( left cubes of Figure act or thought may also be the means to solve a problem.
24 Developmental Psychology: Philosophy, Concepts, Methodology

An emotional act of crying may, while being expressive as an expression of a system of locomotion, but
from one perspective, also instrumentally lead to acquir- investigations may also focus on walking as instru-
ing a caregiver, and walking, which may be expressive mental to attaining a goal. Similarly, emotions may be
when considered as reflecting a broad dynamic system explored as expressions of affective organization (e.g.,
of locomotion, may also be instrumental in acquiring Boesch 1984; Sroufe, 1979) or as instrumental in at-
nourishment. Communicative action extends action into taining a particular outcome (e.g., Saarni, Mumme, &
the domain of the intersubjective (relation of the person Campos, 1998). Finally, although language develop-
cubes at the left and social world at the right of Figure ment may be, and often has been investigated as a
2.2). Broadly, the expressive-constitutive is the process means of communicative functioning, it also has been
whereby we come to have the world we have, and the alternatively examined as an expression of affective-
instrumental-communicative is the process whereby we cognitive organization (e.g., Bloom, 1998; Bloom &
order the things in that world (Taylor, 1995, p. ix). Tinker, 2001).
Expressive-constitutive and instrumental-communica- From these and other examples it becomes clear
tive functions of action have each been the focus of that any given action can be understood from
developmental investigations. However, conceptual con- the perspective of either its expressive-constitutive
fusions arise and impact on empirical inquiry, if it is left or its instrumental-communicative features. Neither
unclear whether the focus of a specific investigation the expressive-constitutive nor the instrumental-
is on the expressive-constitutive or the instrumental- communicative are given to direct observation, both
communicative dimension of behavior. are reflective characterizations drawn and refined
Consider some examples from human ontogenesis from commonsense understandings, and each may
that make either expressive-constitutive functions or be a legitimate focus of inquiry. When, however,
instrumental-communicative functions the focus of in- the distinction between expressive-constitutive and
quiry. Investigations of the infant-caregiver attach- instrumental-communicative is not made explicit, ob-
ment relationship measure the proximity seeking served behavior becomes ambiguous. This ambiguity
action of the child to the caregiver. When considered fosters confusion about the specific aim of inquiry and
as proximity seeking, the action has an instrumental how it contributes to our general understanding of de-
character to it. However, Bowlby and his colleagues velopment. Further, this ambiguity allows implicit val-
have been primarily interested in this action as an ex- ues to seep in, eventually splitting and contextualizing
pression of an underlying attachment organization; the field under the influence of hidden metatheoretical
hence, their focus is on the expressive. Bowlby and assumptions. For example, consider what occurs when
colleagues use proximity seeking as diagnostic of an observed behavior is implicitly framed by historical
underlying attachment system. Piagetian tasks such as behavioristic and neopositivistic values. Because early
the object permanence task, or the conservation task, behaviorism and neopositivism excluded the idea that
when examined from an instrumental perspective, organization or system could be a fundamental
constitute successful or unsuccessful problem-solving object of inquiry (i.e., excluded the possibility that
activities. However, Piaget and his colleagues con- any person-centered mental systems could be included
structed and used these tasks expressively to diagnosis as legitimate explanations of human behavior),
specific forms of cognitive organization (e.g., observed behavior became implicitly identified
schemes, operations). Alternatively, while students with the instrumental-communicative and only the
grade point averages may be understood as reflecting, instrumental-communicative.
in part, some intellectual organization, the focus of a Splitting into a dichotomy and privileging one con-
number of social-cognitive investigations have been on cept over another in this example leads directly to
the instrumental quality of this action as an adaptation the theory and methods wars over which concept consti-
or adjustment to the social-cultural context. In tutes the legitimate or significant or meaningful
fact, many investigations that take a sociocultural approach to empirical inquiry. For example, the classi-
point of view (see Pinquart and Silbereisen, 2004) cal battles between the Piagetians, Wernerians, Erikso-
limit their developmental interests to instrumental nians on the expressive-constitutive side, and the
child outcomes, coping behaviors, and the other Skinnerians, the Spence-Hull learning theorists, and so-
behaviors considered as adaptations to the cultural cial learning theorists of the Dollard and Miller school
context. As another example, walking can be examined on the instrumental-communicative side represented ex-
The Concept of Development 25

actly this split. Each side, if not the principal figures press). An interesting example of an approach that be-
themselves, classically assumed that its part consti- gins to promote this kind of integration is found in the
tuted the whole. With respect to methods, the effects in the work of Dodge and colleagues on the develop-
are more subtle or at least less explored. For example, ment of aggressive behavior. Information processing
an examination of issues of validity and reliability illus- generally, and Dodges (1986) social information pro-
trates that validity is central to expressive interests and cessing theory specifically, are fundamentally con-
reliability is central to instrumental interests. The often cerned with the instrumental deployment of behaviors
repeated Research Methods 101 lesson, which privi- during real-time social and physical interactions in the
leges reliability with the claim that reliability concerns world. However, Dodge and Rabiner (2004) make a
must be the start of measurement, is a story told by clas- very strong, explicit, and clear case for the expressive
sical instrumentalists. significance of latent mental structures in the devel-
This example of the impact of metatheoretical as- opmental process as these impact on how the child en-
sumptions represents one of three potential solutions to codes, interprets, and responds in a variety of social
the relation of the expressive and the instrumental. situations (p. 1005; see also Arsenio & Lemerise,
This nothing-but solution takes the instrumental- 2004; Crick & Dodge, 1994).
communicative as privileged and marginalizes the ex- To acknowledge both the distinction between expres-
pressive. As another example, this is the solution of any sive-constitutive and instrumental-communicative func-
perspective that advocates an exclusively functional tions of action, and to acknowledge that they constitute
approach to a topic of inquiry (e.g., see the work on the two legitimate parts of a single whole, is to make an as-
functional theory of emotions, Saarni et al., 1998); any sertion of inclusivity. This acknowledgment recognizes
theory that advocates an exclusively adaptationist that each function assumes a legitimate role in a unified
view of a domain of interest; any theory that explicitly whole of developmental inquiry and that the nature of
denies or marginalizes the status of mental structures, any specific inquiry is always relative to the goals of
mental organization, or biological systems as legiti- that inquiry. From this relational perspective, issues as-
mate, if partial, explanations of behavior. sociated with ambiguities arising from contextualizing
The second potential metatheoretical solution re- development as changes in observed behavior are re-
verses the privilegedmarginalization process. This duced significantly by insisting on the substitution of
nothing-but solution offers the expressive as privi- the phrase changes in expressive-constitutive and
leged and the instrumental as the marginal. Approaches instrumental-communicative features of observed be-
offering biological and/or mental systems as both neces- havior. This substitution does not, however, resolve the
sary and sufficient for the explanation of behavior would problem of exactly what kinds of change should be
be examples of this solution. called developmental. For this problem, further reflec-
The third metatheoretical solution presents the ex- tion is needed on change itself.
pressive and the instrumental as co-equal complemen-
tary process that function within a relational matrix. In
The Nature of Developmental Change:
this third approach, expressive and the instrumental are
Transformational and Variational
accepted, not as dichotomous competing alternatives,
but as different perspectives on the same whole (this If developmental inquiry is to be an inclusive discipline,
solution is illustrated in Figure 2.2). Like the famous the issue of developmental change needs to be ap-
ambiguous figure that appears to be a vase from one proached from as broad a perspective as possible. Per-
line of sight and the faces of two people from another haps, the broadest conceptualization of developmental
line of sight, the expressive and instrumental represent entails the recognition and incorporation of two funda-
two lines of sight, not independent processes. System mental types of change; transformational and varia-
and adaptation, like structure and function, are separa- tional (see Figure 2.2). Transformational change is
ble only as analytic points of view. Focusing inquiry change in the form, organization, or structure of any
on the diagnosis of underlying dynamic biological system. The caterpillar transforms into the butterfly,
and psychological systems in no way denies that behav- the tadpole to the frog, water transforms into ice and
iors have an adaptive value; focusing on adaptive value gas, the seed transforms into the plant, and cells trans-
in no way denies that the behaviors originate from form into the organism. All nonlinear dynamic systems,
some dynamic system (see Overton and Ennis, in including the human psyche, undergo transformational
26 Developmental Psychology: Philosophy, Concepts, Methodology

change. Transformational change results in the emer- rectional in character. A transformational change is one
gence of novelty. As forms change, they become increas- that necessarily implies a direction toward some end
ingly complex. This increased complexity is a state or goal. Here, it is critical to recognize the
complexity of pattern rather than a linear additive com- metatheoretical distinction between subjective and ob-
plexity of elements. As a consequence, new patterns ex- jective teleology. Subjective teleology involves subjec-
hibit novel characteristics that cannot be reduced to tively held purposes, aims, or goals (e.g., I
(i.e., completely explained by), or predicted from, ear- intend to become a better person) and is irrelevant to
lier components (indicated by the four system cubes on the definition of transformational developmental
the left side of Figure 2.2). This emergence of novelty is change. Objective teleology involves the construction of
commonly referred to as qualitative change in the sense principles or rules designed to explain phenomena under
that it is change that cannot be represented as purely ad- investigation (e.g., the development of x moves from
ditive. Similarly, reference to discontinuity in devel- lack of differentiation to more equilibrated levels of dif-
opment is simply the recognition of emergent novelty ferentiation and hierarchic integration). The rule so
and qualitative change (Overton & Reese, 1981). Con- constructed conceptually finds, discovers, or identifies
cepts of stages, phases, or levels of development are the sequential order and the end state. Any theory con-
theoretical concepts, which reference transformational sists of explanations of some topic or domain and a de-
change with the associated emergent novelty, qualita- velopmental transformational theory must articulate
tive change, and discontinuity. Each of the grand devel- what is developing.
opmental figures of the twentieth centuryPiaget, It is a conceptual confusion to argue that adequate
Vygotsky, Werneracknowledged the centrality of descriptions are more important than the positing of
these features of transformational development; Piaget endpoints (e.g., Sugarman, 1987), or similarly to sug-
and Werner via their ideas of development proceeding gest a movement away from endpoints and toward a
through phases of differentiation and reintegration; more neutral, person-time-and-situation-geared concep-
Vygotsky (1978) in his argument that development tion of development, (Demetriou & Raftopoulos, 2004,
is not the gradual accumulation of separate p. 91). There is no neutral standpoint, and no description
changes . . . [but] a complex dialectical process charac- could occur without a positing of endpoints. The ques-
terized by . . . qualitative transformations of one form tion is what one would possibly describe if one did not
into another [with an] intertwining of external and in- understand development as tending toward some speci-
ternal factors (p. 73). (See also Schneirla, 1957.) fied end? If one wishes to describe/explain the course of
The philosopher E. Nagel (1957) articulated the acquiring language, then adult language is, of necessity,
broad dimensions of transformational change when he the endpoint. No description of the language of the child
described development as entailing two fundamental would be possible without this ideal endpoint. In a simi-
features: (1) the notion of a system, possessing a defi- lar fashion, if one wishes to describe/explain the trans-
nite structure [i.e., organization] . . . and (2) the no- formational development of reasoning, thought, problem
tion of a set of sequential changes in the system yielding solving, personality, or anything, a conceptual endpoint
relatively permanent but novel increments not only in its must serve as the ideal ultimate model.
structures [i.e., organization] but in its modes of opera- A portion of this confusion over the positing of devel-
tion [i.e., functions] as well (p. 17). opmental endpoint arises from the mistaken notion that
It is important to emphasize that transformational positing an ideal necessarily leads to an adultomorphic
change references relatively enduring and irreversible perspective [that] forces one to view earlier behaviors
changes in dynamic systems (e.g., the biological system; and functions as immature versions of adult functions
the psychological subject or person as a system; the cog- (Marcovitch & Lewkowicz, 2004, p. 113). Central to this
nitive, affective, and motivational systems) and changes argument is its failure to recognize that nonlinearity
that are sequential in nature. The enduring and irre- (discontinuity) is characteristic of transformational de-
versible characteristic of transformational change elim- velopmental change. For example, Piagets interest in
inates relatively transient or easily reversible changes as examining the development of reasoning process led him
developmental change, while the sequential character to take deductive propositional reasoning as the end-
establishes its teleological (goal oriented) nature. Se- point of inquiry. However, Piaget described several quite
quence implies an order and any order is necessarily di- different forms of reasoning (e.g., preoperational and
The Concept of Development 27

concrete operational) that function as discontinuous The sense of self and identity (Chandler, Lalonde,
precursors to this adult form. It also needs to be noted Sokol, & Hallett 2003; Damon & Hart, 1988; Nucci,
that endpoints can be posited with respect to content 1996) have been portrayed by some as moving through a
(e.g., the adult memory model, the adult reasoning sequence of transformations. Emotions have been un-
model), with respect to structure (e.g., Werners, 1957, derstood as differentiations from an initial relatively
orthogenetic principle development . . . proceeds from global affective matrix (Lewis, 1993; Sroufe, 1979).
an initial state of relative globality and lack of differen- Physical changes, such as changes in locomotion, have
tiation to a state of increasing differentiation, articula- also been conceptualized as transformational changes
tion, and hierarchic integration, p. 126), and with (Thelen & Ulrich, 1991).
respect to function (e.g., see Valsiner, 1998a discussion Variational change refers to the degree or extent that
of equilibrium models; Piagets discussions of levels of a change varies from a standard, norm, or average (see
adaptation). One cannot condemn the positing of end- the arrows on the right side of Figure 2.2). Take the
points and then make claims that distal evolutionary pecking of the pigeon; changes in where, when, and how
(i.e., adaptational) determinants play a role in develop- rapidly pecking occurs are variational changes. The
ment (Marcovitch & Lewkowicz, 2004). Distal adapta- reaching behavior of the infant, the toddlers improve-
tions are endpoints. ments in walking precision, the growth of vocabulary,
A related conceptual confusion occurs when the con- and receiving better or worse grades are all examples of
cept of maturation is introduced into the definition of variational change. From an adaptive (instrumental)
development as in development refers to the matura- point of view, developmental variational change is about
tion of various systems. The problems here are a skill or ability becoming more precise and more accu-
twofold. First, if maturation is simply understood ac- rate. This type of change can be represented as linear; as
cording to its traditional dictionary meanings (i.e., the completely additive in nature. As a consequence, this
emergence of personal and behavioral characteristics change is understood as quantitative and continuous.
through growth processes, Merriam-Websters Online At any given level of form (i.e., any level of a dy-
Dictionary, Tenth Edition; the process of becoming namic system), there are quantitative and qualitative
completely developed mentally or emotionally, Cam- variants that constitute variational change. If thinking is
bridge International Dictionary of English, online edi- understood as undergoing transformational change, then
tion), then it is tautological with and adds nothing to the at any given transformational level, variational changes
already discussed definition of transformational fea- are found in variants of thought (e.g., analytic styles and
tures of development. Second, if maturation is taken to synthetic styles). If emotions are presented as undergo-
suggest the action of biological systems, then the con- ing transformational change, then at any transforma-
cept of, and potential mechanisms of development have tional level, variational change is reflected in
become conflated, and this represents a serious concep- differences in the degree of emotionality (more or less
tual confusion. anxious, empathic, altruistic, and so on). If identity is
Embryological changes constitute some of the clear- thought of as undergoing transformational change, then
est and most concrete examples of transformational or at any transformational level, there is variational change
morphological change (Edelman, 1992; Gottlieb, 1992). in the type of identity assumed (i.e., individualistic or
Through processes of differentiation and reintegration, communal). If memory undergoes transformational
movement occurs from the single celled zygote to the change, there is variational change in differences in
highly organized functioning systems of the 9-month memory capacity, memory style, and memory content.
fetus. Some cognitive and social-emotional phenomena Transformational change has been identified with
of human ontogenesis have also been conceptualized as normative issues such as changes that are typical of
reflecting transformational change. For example, overt phyla, species, and individuals. In ontogenesis, for ex-
action may undergo a sequence of transformations to ample, normative changes in cognitive, affective, and
become symbolic thought, and further transformations motivational systems have been the central issue of con-
lead to a reflective symbolic thought exhibiting novel cern. The focus here is sequences of universal forms
logical characteristics (see boxes on left side of Figure whose movement defines a path or trajectory. As sug-
2.2). Memory may reflect transformational changes gested earlier, when tracing developmental trajectories,
moving from recognition memory to recall memory. concepts of irreversibility, discontinuity (nonadditivity,
28 Developmental Psychology: Philosophy, Concepts, Methodology

nonlinearity), sequence, and directionality are associ- solution is seldom explicitly articulated, some stage the-
ated with transformational change. Variational change ories such as Erik Eriksons (1968) theory of psychoso-
has been identified with differential issues across and cial development have elevated transformational change
within individuals and groups. Interest has focused on to a point that the importance of the variational seems to
local individual and group differences that suggest a disappear below the horizon.
particularity, and a to-and-fro movement of change. As described earlier, the third metatheoretical ap-
Concepts of reversibility, continuity, and cyclicity are proach does not split transformation and variation into
associated with variational change. When change is con- competing alternatives, but rather it understands the
sidered both in terms of life forms and physical systems, transformational-variational as a fundamentally neces-
transformational change is identified with what has sary and real whole containing co-equal complementary
been called the arrow of time, and variational change processes. This solution asserts a reality in which the
is identified with the notion of the cycles of time processes assume differentiated functional roles, but
(Overton, 1994a, 1994c; Valsiner, 1994). each process in itself explains and is explained by the
Incorporating transformational and variational other. Transformational systems produce variation and
change into a broad understanding of development variation transforms the system (this solution is illus-
raises the issue of how these two forms are to be re- trated in Figure 2.2). This relational metatheoretical
lated. The same three metatheoretical solutions that stance is described in detail later as a take on reality
have historically appeared with respect to the concept that, as suggested earlier, resolves many of developmen-
of the expressive-instrumental appear again for the tal inquirys most controversial problems, and opens
transformational-variational. The first solution splits new paths of investigation.
the pair, thus forming a dichotomy, and treats the in-
strumental as privileged bedrock. This solution margin- A Unified Concept of Development
alizes transformational change by claiming that it is
mere description, which itself requires explanation. Es- When transformational-variational change and changes
sentially, this claim is the promise that all apparent in expressive constitutive instrumental communicative
transformational change will ultimately be explained action are cast into a relational matrix, they reflect
perhaps as our empirical knowledge increasesas the complementary images of the totality of developmental
product of variation and only variation. An important change. The expressive-constitutive and instrumental-
consequence of this solution is that the associated communicative dimension articulates what it is that
metamethod will prescribe methods that can assess lin- changes during development. In the domain of develop-
ear additive processes, but will marginalize methods mental psychology, it is the psychological subject (or dy-
that assess nonlinear processes. A classic example of namic systems that explain the functioning of the
this general solution was the Skinnerian demonstration subject) and the subjects action that become fore-
that given only variations in pecking and reinforce- ground. Piaget and Skinner, for example, each construct
ment, it was possible to train pigeons to hit Ping-Pong a radically different vision of the nature of the changing
balls back and forth over a net. Thus, it was claimed that subject, but both focus on the subject. Piaget considers
the apparent developmental novelty of playing Ping- both the expressive and instrumental to each be essential
Pong was in reality nothing-but the continuous addi- features of what changes. Schemes and operations
tive modifications in variation. This solution is also are identified as the source of the subjects expressive-
adopted by those who portray cognitive development as constitutive action, while procedures are conceived as
either a simple increase in representational content (see instrumental strategies designed to succeed in the actual
Scholnick & Cookson, 1994) or as an increase in the ef- world. For Skinner, the expressive is denied or marginal-
ficiency with which this content is processed (Siegler, ized, and operants represent the subjects instrumen-
1996; Sternberg, 1984). tal adjustments to a changing environment.
The second metatheoretical solution treats transfor- The transformational-variational dimension articu-
mational change as the bedrock reality and marginalizes lates the nature of the change taking place. It is the
the significance of variation. Variation is seen as rather action rather than the function of the action that be-
irrelevant noise in a transformational system. While this comes the foreground. Here, actions that are expressive-
The Concept of Development 29

instrumental in function, vary and transform. Later in opment). From this perspective, developmental inquiry
the chapter, for example, the neo-Darwinian theory of necessarily becomes interdisciplinary and comparative
evolutionary change is discussed, as is developmental in nature.
systems theory. In these cases, the primary focus is on This inclusive relational definition of development is
variational and transformational change of action, while a starting point for further excursions both backward,
the expressive-instrumental functions of the action fade into the nature and history of the metatheoretical con-
to background. cepts that frame the definition (and other basic features)
Casting the dimensions of what changes, and the na- of developmental inquiry, and forward to conceptual,
ture of change, as complementary lines of sight reveals theoretical, and methodological consequences of under-
that the dimensional features can be recombined de- standing development in this fashion. In gazing forward
pending on the goal of inquiry. For example, it is possi- to consequences of this understanding, light is cast on a
ble to form a transformational-expressive dimension. significant but often obscured conceptual feature of
This focus explores the sequence of system changes some of the classical developmental controversies. Con-
whether affective, emotional, physical, or cognitive sider these often debated questions: Is development
systemwhich become reflected in sequential changes universal (typical of most people, despite specific bio-
in the cognitive-affective meanings that the psycho- logical circumstances, culture, or social background) or
logical subject projects onto her world. Similarly, the particular (typical of only some people)? Is development
variational-instrumental dimension can be thought of as necessarily directional or contingently directional? Is
focusing inquiry on variational changes in action that development irreversible or reversible? Is development
result in procedures or strategiesagain whether affec- continuous ( linear; i.e., capable of being represented ad-
tive, emotional, physical, cognitive, and so onwhich ditively) or discontinuous (nonlinear, i.e., emergent novel
the subject employs in adjustment and adaptation. forms or stages appear)? Is development fundamentally
These reflections on changes in expressive-instru- about biology or culture? Each of these questions be-
mental action and transformational-variational change comes a debate only when the conceptual pair is cast as
provide a base from which it is possible to suggest a rel- an antinomy. From an inclusive relational metatheoreti-
atively inclusive definition of development that moves cal position, all such debates necessarily evaporate, as
beyond the ambiguities of change in observed behavior the conceptual pairs become co-equal, indissociable
across age and more reasonably begins to carry the load complementarities. Thus, for example, from the rela-
of all of developmental inquiry. Development within this tional perpective it is possible to assert with some confi-
context is understood to refer to formal (transfor- dence, on both rational and empirical grounds, that
mational) and functional (variational) changes in the while the content of memory or memory strategies, as
expressive-constitutive and instrumental-communicative well as the content of thinking or thinking styles, is par-
features of behavior. Behavior is understood broadly in ticular (variable change), recall memory and symbolic
this definition, thus not limiting developmental inquiry thought are typical acquisitions of all human ontogenesis
to a specific field of investigation. Disciplines as diverse (transformational change). Similarly, there would appear
as history, anthropology, philosophy, sociology, evolu- to be little doubt that a raised grade point average can be
tionary biology, neurobiology, and psychology, as well reversed (variable change), but this in no way denies that
as natural science investigations of system changes all the movement from babbling to language may be more
become potential forms of developmental inquiry. De- profitably understood as sequential and directional and
velopmental change within this inclusive definition irreversible (transformational change). Reflection, as
includes at leastas suggested earlierphylogenesis well as commonsense observation, suggests that there is
(i.e., the development of phyla, or evolutionary change), some coherence to behavior and that this coherence be-
ontogenesis (i.e., the development of the individ- comes expressed (expressive) in action; yet, there is also
ual), embryogenesis (i.e., the development of the em- little to deny that this activity functions in the context
bryo), microgenesis (i.e., development across short time of a world that imposes demands on it (variable, instru-
scales, such as the development of an individual percept mental). Reflection on several scientific disciplines, as
or individual memory), pathogenesis (i.e., the develop- well as commonsense observation, also suggests that in
ment of pathology), and orthogenesis (i.e., normal devel- some arenas novelty emerges (transformational), while
30 Developmental Psychology: Philosophy, Concepts, Methodology

in others arenas changes are more reasonably represented extended discussion of split and relational metatheo-
as additive (variational). And hundreds of years of failed ries, there is a section devoted to epistemological-
attempts to successfully sort behavior into discrete na- ontological issues. There, a history of the philosophical
ture piles and nurture piles should suggest that perhaps a traditions that establish the conceptual frameworks
relational approach that eliminates all which one and all for split and relational approaches will be described
how much questions might offer a more productive con- along with further implications for concepts and theo-
ceptual foundation for investigations into the operation of ries of development drawn from these traditions.
biology and culture processes in development. Finally, these traditions will serve as background for
Along with casting light on conceptual debates that a section exploring split and relational approaches
have long framed developmental inquiry, an inclusive to the metamethods and methods of developmental
understanding of development has ripple effects that psychology.
move out to implications for empirical methods. The
most general implication is that empirical inquiry in
this context abandons the aim of broad-based debunk- SPLIT AND RELATIONAL METATHEORIES
ing found historically in instrumentalist approaches to
science (see the later discussion of methodology). Earlier it was mentioned that the most general and ab-
Within a relational metamethod, questions of whether stract metatheories have traditionally been called
stages exist (transformational change, discontinuity, se- worldviews. In developmental psychology, the most
quence) or are absent (variational change, continuity) widely discussed worldviews have been those described
disappear. In place of these questions, inquiry that by Steven Pepper (1942) as the mechanistic, the contex-
takes the transformational pole of change as its object tualist, and the organismic (Ford & Lerner, 1992; Over-
directs itself to empirically examine the plausibility of ton, 1984; Overton & Reese, 1973; Reese & Overton,
various alternative models of stage, phase, or level 1970). The worldviews discussed here are closely re-
change (nonlinear change). Inquiry taking variational lated to Peppers categorization. Split metatheory en-
change as its object would be explicitly recognized as tails all of the basic categories described by Pepper as
irrelevant to stage issues as such, and relevant to issues mechanistic, including a commitment to viewing the ul-
such as the stability of individual differences across timate nature of the universe, and hence the nature of
age, time, or stages. Such change-specific inquiry opens the psychological subject, as reactive, uniform, and
the door to a greater recognition of the importance of fixed. Relational metatheory alternatively embraces
change-specific techniques of measurement. For exam- most of the basic categories described by Pepper as con-
ple, investigations with the central aim of examining textualistic and organismic, including a commitment to
transformational (nonlinear) and expressive acts often understanding the ultimate nature of both universe and
call for the application of contemporary order-scaling persons as active, organized, and changing. Relational
techniques and correlational techniques to assess metatheory however, departs from Peppers skepticism
changes in transformational patterns, and latent traits about the possibility of uniting contextualism and organ-
(see, the later discussion of methodology; e.g., Bond & ism, and offers what it considers to be a productive rap-
Fox, 2001; Fischer & Dawson, 2002; Sijtsma & Mole- prochement (Overton & Ennis, in press).
naar, 2002). Studies of variational change (stability,
continuity), those tracing the trajectory of variational Split Metatheory
change (i.e., the developmental function), and those ex-
ploring instrumental acts typically call for traditional Split metatheory entails several basic defining
correlational procedures and traditional experimental principles, including splitting, foundationalism, and
procedures (see the later discussion of methodology, atomism. Splittinga concept that emerged from the
and, e.g., Appelbaum & McCall, 1983). thinking of Rene Descartesis the separation of com-
The following sections describe and examine in de- ponents of a whole into mutually exclusive pure forms or
tail the nature of split and relational metatheories, elements. In splitting, these ostensibly pure forms are
along with an important metatheory nested within the cast into an exclusive either/or framework that forces
relational. These sections also describe the impact of them to be understood as contradictions in the sense that
these metatheories on various concepts and issues in one category absolutely excludes the other (i.e., follows
the field of developmental psychology. Following the the logical law of contradiction that it is never the case
Split and Relational Metatheories 31

that A = not A). But, in order to split, one must accept bedrock foundational primacy for material sociocultural
the twin principles of foundationalism and atomism. objects; hence, his presentation of dialectical material-
These are the metatheoretical axioms that there is ulti- ism. Wertsch acknowledges Marxs contribution and
mately a rock bottom unchanging nature to reality (the frames his own work within the person-social antinomy
foundation of foundationalism), and that this rock bot- by endorsing both a split interpretation of Vygotsky
tom is composed of elementspure forms(the atoms (i.e., In pursuing a line of reasoning that reflected their
of atomism) that preserve their identity regardless of concern with Marxist claims about the primacy of social
context. A corollary principle here is the assumption forces Vygotsky and his colleagues . . . contended that
that all complexity is simple complexity in the sense that many of the design features of mediational means origi-
any whole is taken to be a purely additive combination nated in social life, 1991, p. 33, emphasis added) and a
of its elements. split interpretation of Luria:
Splitting, foundationalism, and atomism are all prin-
As stated by Luria (1981, p. 25), in order to explain the
ciples of decomposition; breaking the aggregate down to
highly complex forms of human consciousness one must
its smallest pieces, to its bedrock (Overton, 2002). This
go beyond the human organism. One must seek the origins
process also goes by other names including reductionism of conscious activity and categorical behavior not in the
and the analytic attitude (Overton, 2002). Split metathe- recesses of the human brain or in the depths of the spirit,
ory requires another principle to reassemble or recom- but in the external conditions of life. Above all, this means
pose the whole. This is the principle of unidirectional that one must seek these origins in the external processes of
and linear (additive) associative or causal sequences. social life, [emphasis added] in the social and historical
The elements must be related either according to their forms of human existence. (Wertsch, 1991, p. 34)
contiguous co-occurrence in space and time, or accord-
ing to simple efficient cause-effect sequences that pro- At times, social constructivist and sociocultural
ceed in a single direction (Bunge, 1962; Overton & splitting becomes more subtle. Cole and Wertsch (1996)
Reese, 1973). Split metatheory admits no determination begin one article by acknowledging, on the basis of sev-
other than individual efficient causes or these individual eral direct Piagetian quotes, that Piageta traditional
causes operating in a conjunctive (i.e., additive) plural- villain of both socioculturalist and social construc-
ity: No truly reciprocal causality is admitted (Bunge, tivists, who is often inaccurately accused of privileging
1962; Overton & Reese, 1973). the persondid not deny the co-equal role of the social
All antinomies emerge from a split metatheoretical world in the construction of knowledge (p. 251). How-
context. The individual-social or individual-collective ever, these authors then switch the ground of the issue
or person-social antinomy, for example, represents from the social world specifically to culture mediation
all behavior and action as the additive product of entailed by the social world and argue, both in heading
elementary bedrock pure forms identified as person ( The Primacy of Cultural Mediation, p. 251) and in
and sociocultural. Arising from this splitting, behavior text, that culture is to be privileged:
is understood as an aggregate composed of these two
Social origins take on a special importance in Vygotskys
pure forms, and the question becomes one of the pri-
theories that is less symmetrical than Piagets notion
macy or privileged quality of one or the other. of social equilibration. . . . For Vygotsky and cultural-
Nativism-empiricism or nature-nurture is a closely re- historical theorists more generally, the social world does
lated antinomy in which the pure forms consist of, on have primacy over the individual in a very special sense.
the one hand, some basic biological form or element Society is the bearer of the cultural heritage. . . . (p. 353,
(e.g., DNA, genes, neurons) and, on the other hand, emphasis added)
some basic environmental element (e.g., parents, soci-
ety, culture). These examples are explored in this and The field of behavior genetics provides a second ex-
following sections. ample of an approach to inquiry that is grounded and de-
Recently, the pursuit of the person-sociocultural an- fined within a split metatheory. The broad goal of
tinomy has been a defining characteristic of contempo- behavior genetics, using the methods of family, twin,
rary sociocultural (e.g., Cole & Wertsch, 1996; Wertsch, and adoption studies, is to partition (split) the variation
1991) and social constructivist approaches (e.g., Ger- in any behavioral score (e.g., a measure of personality,
gen, 1994). These follow the work of Marx who pursued psychopathology, intelligence, language, cognition) into
the broader ideas-matter antinomy, and claimed a the proportion of the variation caused by foundational
32 Developmental Psychology: Philosophy, Concepts, Methodology

genes (pure form) and the proportion caused by the bedrocks of certainty, and analysis is about creating cat-
foundational environment (pure form; Plomin, 1986, egories, not about cutting nature at its joints. Relational
1994). Behavior genetic models use quantitative ge- metatheory builds on Latours proposal. It begins by
netic theory and quasi-experimental methods to decom- clearing splitting from the field of play and in so doing it
pose phenotypic (measured) variance into genetic and moves toward transforming antinomies into co-equal, in-
environmental components of variance (McGuire, dissociable complementarities. As splitting and founda-
Manke, Saudino, Reiss, Hetherington, & Plomin, 1999, tionalism go hand in hand, removing the one also
p. 1285). The primary tool employed to effect this split- eliminates the other. Splitting involves the conceptual
ting is the quantitative formula, called the heritability assumption of pure forms, but this assumption itself
index or heritability coefficient. This index itself springs from the acceptance of the atomistic assumption
entails a commitment to the additive components-of- that there is a fixed unchanging bedrock bottom to real-
variance statistical model (including analysis of vari- ity composed of elements that preserve their identity re-
ance and all correlation based statistics), which has a gardless of context. Thus, acceptance of atomism leads
basic assumption that each score is a linear function of directly to the belief that the mental (ideas, mind) and
independent elements (i.e., the score is the sum of com- the physical (matter, body) are two absolutely different
ponent effects, Winer, 1962, p. 151; also see Overton & natural kinds of things. And if nature were composed of
Reese, 1973). Further, it is generally assumed that the such natural kinds, then it would seem reasonable to be-
correlational patterns produced through the application lieve in the possibility of cutting nature at its joints. A
of this formula are reflections of an underlying causal relational metatheory rejects atomism and replaces it
reality in which genes and environment primarily con- with holism as a fundamental guiding principle. Within
tribute additively to the behavior under investigation this conceptual frame, fixed elements are replaced by
(Vreeke, 2000). Within the behavior genetic frame, the contextually defined parts with the result thatas the
ultimate goal is to discover the specific genetic causal philosopher John Searle (1992) has suggested the fact
pathways. The idea here is to unravel and parse conjunc- that a feature is mental does not imply that it is not phys-
tive pluralities of efficient causes believedwithin the ical; the fact that a feature is physical does not imply
context of a split metatheoryto explain any behavior, that it is not mental (p. 15). Similarly, the fact that a
and thereby arrive at an ultimate genetic bedrock of ex- feature is biological does not suggest that it is not cul-
planation. As Plomin and Rutter (1998) say with respect tural; the fact that a feature is cultural does not suggest
to the anticipated discovery of genes associated with that it is not biological. Building from this base of
specific behaviors: holism, relational metatheory moves to specific princi-
ples that define the relations among parts and the rela-
The finding of genes will provide the opportunity to un- tions of parts to wholes. In other words relational
ravel the complicated causal processes. . . . No longer will
metatheory articulates principles of analysis and syn-
we have to focus on how much variation in the general
thesis necessary for any scientific inquiry, which in-
population is genetically influenced; instead we can make
the crucial transition from black box inferences regard-
clude (a) the identity of opposites, ( b) the opposites of
ing genetic influences to the observation of specific identity, and (c) the synthesis of wholes.
genes. (p. 1238)
Holism
Holism is the conceptual principle that the identities of
Relational Metatheory
objects and events derive from the relational context in
In an analysis of the historical failures of split metathe- which they are embedded. The whole is not an aggregate
ory, as well as the emptiness of its seeming rivalpost- of discrete elements, but an organized and self-
modern thoughtBruno Latour (1993) has proposed a organizing system of parts, each part being defined by
move away from the extremes of Cartesian splits to a its relations to other parts and to the whole. Complexity
center or middle kingdom position where entities and in this context is organized complexity (Luhmann, 1995;
ideas are represented not as pure forms, but as forms von Bertalanffy, 1968a, 1968b), in that the whole or
that flow across fuzzy boundaries. This is a movement dynamic system is not decomposable into elements
toward what Latour terms relationism a metatheoreti- arranged in additive linear sequences of cause-effect re-
cal space where foundations are groundings, not lations (Overton & Reese, 1973). Nonlinear dynamics
Split and Relational Metatheories 33

are a defining characteristic of this type of complexity. tity of each concept of a formerly dichotomous pair is
In the context of holism, principles of splitting, founda- maintained, while simultaneously affirming that each
tionalism, and atomism are rejected as meaningless ap- concept constitutes, and is constituted by, the other. For
proaches to analysis, and fundamental antinomies are example, both nature and nurture maintain their individ-
similarly rejected as false dichotomies. ual identity, while it is simultaneously understood that
The rejection of pure forms or essences found in the fact that a behavior is a product of biology does not
holism has broad implications for developmental psy- imply that it is not equally a product of culture; con-
chology. For example, as suggested in the last section, versely, the fact that a behavior is a product of culture
the nature-nurture debate is framed by the agenda of does not imply that is not equally a product of biology.
splitting and foundationalism. In its current split form, This is accomplished by considering the identity and
no one actually asserts that matter, body, brain, and differences as two moments of analysis. The first mo-
genes or society, culture, and environment provide the ment being based on the principle of the identity of op-
cause of behavior or development: The background idea posites; the second being based on the principle of the
of one or the other being the privileged determinant re- opposites of identity.
mains the silent subtext that continues to shape discus-
The Identity of Opposites
sions. The most frequently voiced claim is that behavior
and development are the products of the interactions of The principle of the identity of opposites establishes the
nature and nurture. But interaction itself is generally identity among fundamental parts of a whole by casting
conceptualized as two split-off pure entities that func- them not as exclusive contradictions, as in the split
tion independently in cooperative and/or competitive methodology, but as differentiated polarities (i.e., co-
ways (e.g., Collins, Maccoby, Steinberg, Hetherington, equals) of a unified (i.e., indissociable) inclusive matrix,
& Bornstein, 2000). As a consequence, the debate sim- as a relation. As differentiations, each pole is defined
ply becomes displaced to another level of discourse. At recursively; each pole defines and is defined by its op-
this new level, the contestants agree that behavior and posite. In this identity moment of analysis, the law of
development are determined by both nature and nurture, contradiction is suspended and each category contains
but they remain embattled over the relative merits of and, in fact, is its opposite. Furtherand centrallyas
each entitys essential contribution. Population behavior a differentiation this moment pertains to character, ori-
genetics continues its focus on the classical question gin, and outcomes. The character of any contemporary
of how much each form contributes to a particular be- behavior, for example, is 100% nature because it is
havior. Other split approaches continue the battle over 100% nurture. There is no origin to this behavior that
which of the two pure forms determines the origin and was some other percentagewhether we climb back
function of a specific behavior. Thus, despite overt con- into the womb, back into the cell, back into the genome,
ciliatory declarations to the contrary, the classical or back into the DNAnor can there be a later behavior
which one and how much questions (see Anastasi, 1958; that will be a different percentage. Similarly, any action
Schneirla, 1956), continue as potent divisive frames of is both expressive and instrumental, and any develop-
inquiry. However, it would be impossible to cast ques- mental change is both transformational and variational.
tions of development as issues of nativism and em- There are a number of ways of articulating this prin-
piricism (Spelke & Newport, 1998) were it not for the ciple, but perhaps the clearest articulation is found in
assumption of pure forms. Rejecting atomism and em- considering the famous ink sketch by M. C. Escher titled
bracing holism on the other hand eliminates the idea of Drawing Hands. As shown in Figure 2.3, here a left and
pure forms and consequently makes any notion of natu- a right hand assume a relational posture according to
ral foundational splits untenable. This destroys the sci- which each is simultaneously drawing and being drawn
entific legitimacy of which one and how much questions by the other. In this relational matrix, each hand is iden-
in any arena of inquiry. ticalthus co-equal and indissociablewith the other
But the acceptance of holism does not, in itself, offer in the sense of each drawing and each being drawn. This
a detailed program for resolving the many fundamental is a moment of analysis in which the law of contradiction
antinomies that have framed developmental psychology (i.e., Not the case that A = not A) is relaxed and identity
and other fields of scientific inquiry. Such a program re- (i.e., A = not A) reigns. In this identity moment of analy-
quires principles according to which the individual iden- sis, pure forms collapse and categories flow into each
34 Developmental Psychology: Philosophy, Concepts, Methodology

metatheory, the goals of sociocultural or social con-


structivist approaches in attempting to elevate society
and culture to a privileged primary position is simply a
conceptual confusion.
If the principle of the identity of opposites introduces
constraints, it also opens possibilities. One of these is
the recognition that, to paraphrase Searle (1992), the
fact that a behavior is biologically or person determined
does not imply that it is not socially or culturally deter-
mined, and, the fact that it is socially or culturally de-
termined does not imply that it is not biologically or
person determined. The identity of opposites establishes
the metatheoretical position that genes and culture, like
culture and person, and brain and person, and so on, op-
erate in a truly interpenetrating manner.
Because the idea and implications of suspending the
Figure 2.3 Drawing Hands by M. C. Escher. 2006 law of contradiction in some contexts and applying it in
The M. C. Escher CompanyHolland. All rights reserved. others is not a familiar one, some clarifying comments
www.mcescher.com. Used by permission. are needed. Relational metatheory, owes much to the
notion of the dialectic as this was articulated by the nine-
other. Each category contains and is its opposite. As a teenth-century philosopher G. W. F. Hegel (17701831).
consequence, there is a broad inclusivity established For Hegel, historicaland by extension developmental
among categories. If we think of inclusion and exclusion change is a dynamic expressive-transformational process
as different moments that occur when we observe a re- of growth, represented and defined by the dialectic. Cen-
versible figure (e.g., a necker cube or the vase-women il- tral to Hegels dialectic is the idea of a process through
lusion), then in this identity moment we observe only which concepts or fundamental features of a dynamic
inclusion. In the next (opposite) moment of analysis the system dif ferentiate and move toward integration. Any
figures reverse, and there we will again see exclusivity initial concept or any basic feature of a dynamic sys-
as the hands appear as opposites and complementarities. temcalled a thesis or an affirmationcontains
Within this identity moment of analysis, it is a useful implicit within itself an inherent contradiction that,
exercise to write on each hand one of the bipolar terms of through action of the system in the world, becomes dif-
a traditionally split antinomies (e.g., person and culture) ferentiated into a second concept or featurethe an-
and to explore the resulting effect. This exercise is more tithesis or negation of the thesis. As a consequence,
than merely an illustration of a familiar bi-directionality even in the single unity of thesis there is the implicit con-
of effects suggested by many scientific investigators. The tradictory relation of thesis-antithesis, just as in the
exercise makes tangible the central feature of the rela- unity of the single organic cell there is the implicit dif-
tional metatheory; seemingly dichotomous ideas that are ferentiation into the unity of multiple cells. This points
often been thought of as competing alternatives can enter to the fundamental relational character of the dialectic.
into inquiry as co-equal and indissociable. It also con- As thesis leads to antithesisproducing the differen-
cretizes the meaning of any truly nonadditive reciprocal tiation of a relational polarity of oppositesa potential
determination (Overton & Reese, 1973). space between them is generated, and this becomes the
If inquiry concerning, for example, person, culture, ground for the coordination of the two. The coordination
and behavior is undertaken according to the principle of that emergesagain through the mechanism of action of
the identity of opposites various constraints are im- the systemconstitutes a new unity or integration
posed, as with any metatheory. An important example of called the synthesis. The coordinating synthesis is it-
such a constraint is that behavior, traits, styles, and so self a system that exhibits novel systemic properties
on cannot be thought of as being decomposable into while subsuming the original systems. Thus, a new
the independent and additive pure forms of person relational dynamic matrix composed of three realms
and culture. Thus, from the perspective of relational thesis-antithesis-synthesisis formed. The integration
Split and Relational Metatheories 35

that emerges from the differentiation, like all integra- all, but gives us a picture. . . . . And this picture seems to
tions, is incomplete. The synthesis represents a new dy- determine what we have to do and howbut it does not do
namic action systema new thesis. Thus, begins a new so. . . . Here saying There is no third possibility . . . ex-
growth cycle of differentiation and integration. presses our inability to turn our eyes away from this pic-
In this relational scheme, the polarity of opposites ture: a picture which looks as if it must already contain
both the problem and its solution, while all the time we
(i.e., thesis and antithesis) that emerges from the initial
feel that it is not so. (para. 352)
relatively undifferentiated matrix (i.e., thesis) does not
constitute cut-off (split) contradictory categories that
The transformation of competing alternatives into
absolutely exclude each other. Having grown from the
co-equal, indissociable partners is illustrated in a recent
same soil as it were, the two, while standing in a contra-
exchange of comments concerning research on the topic
dictory relation of opposites, also share an identity.
that social psychology refers to as the fundamental at-
Hegel referred to this relation as the identity of oppo-
tribution error. In this exchange, one group (Gilovich &
sites (Stace, 1924) and illustrated it in his famous ex-
Eibach, 2001) proceeded from a split position and noted
ample of the master and slave. In this example, Hegel
that human behavior is not easily parsed into situa-
demonstrated that it is impossible to define or under-
tional and dispositional causes (p. 23); they further
stand the freedom of the master without reference to the
claimed that it is difficult to establish a precise
constraints of slavery; and consequently impossible to
accounting of how much a given action stems from the
define the constraints of slavery without the reference to
impinging stimulus rather than from the faculty or dis-
the freedom of the master. Freedom thus contains the
position with which it makes contact (p. 24). The reply
idea of constraint as constraint contains the idea of free-
to this comment, from a group committed to an identity
dom, and in this we see the identity of the opposites
of opposites (Sabini, Siepmann, & Stein, 2001), asserts
freedom and constraint.
that they reject such a position because it reflects confu-
The justification for the claim that a law of logic
sion between competing and complementary accounts.
for example, the law of contradictioncan reasonably
They argue that the problem with the question:
both be applied and relaxed depending on the context of
inquiry requires a recognition that the laws of logic
How much Johns going out with Sue stems from her
themselves are not immutable and not immune to back-
beauty rather than from his love of beautiful women . . . is
ground ideas. In some metatheoretical background tra-
not that it is difficult to answer; it is that it is conceptually
ditions, the laws of logic are understood as immutable
incoherent. It is incoherent because it construes two
realities given either by a world cut off from the human classes of accounts that are in fact complementary as if
mind or by a prewired mind cut off from the world. they were competing. The heart of our argument is that
However, in the background tradition currently under one must take this point seriously: All behavior is jointly a
discussion the traditional laws of logic are themselves product of environmental stimuli and dispositions. (p. 43)
ideas that have been constructed through the reciprocal
action of human minds and world. The laws of logic are A similar, but somewhat more subtle, example is
simply pictures that have been drawn or stories that have found in a recent dialogue on spatial development. Uttal
been told. They may be good pictures or good stories in (2000) began this dialogue with the seemingly comple-
the sense of bringing a certain quality of order into mentary view that his claims about spatial development
our lives, but they are still pictures or stories, and it is are based on the assumption that the relation between
possible that other pictures will serve us even better. maps and the development of spatial cognition is recipro-
Wittgenstein (1953/1958), whose later works focused cal in nature (p. 247). However, in an analysis of Uttals
on the importance of background or what we are calling position, Liben (1999) raises the question of whether
metatheoretical ideas, made this point quite clearly Utall is operating within the context of an identity of op-
when he discussed another law of logicthe law of the posites, which she proposes as her own approach:
excluded middleas being one possible picture of the
world among many possible pictures: As I read his thesis, Uttal seems to be suggesting an inde-
pendent contribution of maps, positing that exposure to
The law of the excluded middle says here: It must either maps can play a causal role in leading children to develop
look like this, or like that. So it really . . . says nothing at basic spatial concepts. My own preference is to propose a
36 Developmental Psychology: Philosophy, Concepts, Methodology

more radically interdependent [emphasis added] role of or- dependent items represent an abstraction that may prove
ganismic and environmental factors. (p. 272) useful for certain analytic purposes, but such abstrac-
tions in no way deny the underlying identity of oppo-
A third, more general, illustration of the power of the sites. The analytic and the synthetic are, themselves,
principle of the identity of opposites to transform com- two poles of a relational matrix, as are the notions of ab-
peting alternatives into co-equal, indissociable partners stract and concrete (e.g., Lerner, 1978; Overton, 1973;
is found in returning to the nature-nurture debate. As al- see also Magnusson & Stattin, 1998, for an extended
ready suggested, within relational metatheory behavior, discussion of alternative forms of interaction).
traits, and styles cannot be thought of being decompos-
The Opposites of Identity
able into independent and additive pure forms of genes
and environment. From this perspective, the goals of be- While the identity of opposites sets constraints and
havior genetics simply represent conceptual confusion. opens possibilities, it does not in itself set a positive
The percentages derived from the application of heri- agenda for empirical inquiry. The limitation of the iden-
tability indices, whatever their value, can never be taken tity moment of analysis is that, in establishing a flow of
as a reflection of the separate contributions of genes and categories of one into the other, a stable base for inquiry
environment to individual differences because the rela- that was provided by bedrock elements of the split
tion of genes and environment (a left and a right Escher- metatheory is eliminated. Re-establishing a stable base
ian hand) is not independent and additive. Moving within relational metatheory requires moving to a
beyond behavior genetics to the broader issue of biology second moment of analysis. This is the oppositional
and culture, conclusions such as contemporary evi- moment, where the figure reverses and the moment be-
dence confirms that the expression of heritable traits de- comes dominated by exclusivity. In this opposite mo-
pends, often strongly, on experience (Collins et al., ment of analysis, it becomes clear that despite the earlier
2000, p. 228) are brought into question for the same rea- identity, Eschers sketch shows a right hand and a left
son. Within a relational metatheory, such conclusions hand. In this moment, the law of contradiction (i.e., Not
fail because they begin from the premise that there are the case that A = not A) is reasserted and categories
pure forms of genetic inheritance termed heritable again exclude each other. As a consequence of this ex-
traits and within relational metatheory such a premise clusion, parts exhibit unique identities that differentiate
is unacceptable. each from the other. These unique differential qualities
Within the nature-nurture debate, and in other areas, are stable within any general dynamic system and may
the identity of opposites also calls for a reinterpretation form relatively stable platforms for empirical inquiry.
of the very notion of interaction. In split metatheory, The platforms created according to the principle of the
interaction has been defined as two independent pure opposites of identity become standpoints, points of view,
formsbiological and culturalthat join to produce an or lines of sight, in recognition that they do not reflect
event. This has been called conventional interaction- absolute foundations (Harding, 1986). They may also be
ism (Oyama, 1989; see also, Lerner, 1978; Overton, considered under the common rubric levels of analysis,
1973). In this metatheoretical context, it is possible for when these are not understood as bedrock foundations.
interaction to be understood as the cooperation or com- Again, considering Eschers sketch, when left as left
petition among elements (e.g., Collins et al., 2000) or as and right as right are the focus of attention, it then be-
a quantitative situation in which one or the other ele- comes quite clear thatwere they large enoughone
ment contributes more or less to a behavior (e.g., Scarr, could stand on either hand and examine the structures
1992). But consider again Eschers drawings. Do the two and functions of that hand. Returning to the nature-
hands contribute to the drawing and in some sense inter- nurture example, while explicitly recognizing that any
act? They do interact, but not in an additive fashion such behavior is 100% biology and 100% culture, alternative
that contributions to drawing and being drawn could be points of view permit the scientist to analyze the behav-
parceled out and ascribed to one or the other hand. In ior from a biological or a cultural standpoint. Biology
the relational approach, any concept of interaction (e.g., and culture no longer constitute competing alternative
interaction, co-action, transaction) must be taken to en- explanations; rather, they are two points of view on an
tail interpenetration; interdefinition; fusion (Tobach & object of inquiry that has been both created by, and will
Greenberg, 1984); and, most broadly, relations. Here in- only be fully understood through multiple viewpoints.
Split and Relational Metatheories 37

To state this more generally, the unity that constitutes organism, the person (see Figure 2.4a). Personsas inte-
human identity and human development becomes dis- grated self-organizing dynamic system of cognitive,
covered only in the diversity of multiple interrelated emotional, and motivational processes and the actions
lines of sight. this system expressesrepresent a novel level or stage of
structure and functioning that emerges from, and consti-
The Synthesis of Wholes tutes a coordination of, biology and culture (see Magnus-
Engaging fundamental bipolar concepts as relatively sta- son & Stattin, 1998, for an analysis of a methodological
ble standpoints opens the way, and takes an important focus on the person).
first step, toward establishing a broad stable base for At the synthesis then, there is a standpoint that coor-
empirical inquiry within a relational metatheory. How- dinates and resolves the tension between the other two
ever, this solution is incomplete as it omits a key rela- members of the relation. This provides a particularly
tional component, the relation of parts to the whole. The broad and stable base for launching empirical inquiry.
oppositional quality of the bipolar pairs reminds us that A person standpoint opens the way for the empirical
their contradictory nature still remains, and still re- investigation of universal dimensions of psychological
quires a resolution. Further, the resolution of this ten- structure-function relations (e.g., processes of percep-
sion cannot be found in the split approach of reduction to tion, thought, emotions, values), their individual differ-
a bedrock reality. Rather, the relational approach to a ences, and their development across the life span.
resolution is to move away from the extremes to the cen- Because universal and particular are themselves rela-
ter and above the conflict, and to here discover a novel tional concepts, no question can arise here about
system that will coordinate the two conflicting systems. whether the focus on universal processes excludes the
This is the principle of the synthesis of wholes, and this particular, it clearly doesnt as we already know from the
synthesis itself will constitute another standpoint. earlier discussion of polarities. A process viewed from a
At this point, the Escher sketch fails as a graphic rep- universal standpoint in no way suggests that it is not con-
resentation. While Drawing Hands illustrates the identi- textualized. The general theories of Jean Piaget (1952),
ties and the opposites, and while it shows a middle space Heinz Werner (1940/1957), James Mark Baldwin (1895),
between the two, it does not describe a coordination. The William Stern (1938), and Erik Erikson (1968); the at-
synthesis for this sketch is an unseen hand that has drawn tachment theory and object relations theories of John
the drawing hands and is being drawn by these hands. Bowlby (1958); Harry Stack Sullivan (1953); and Don-
The synthesis of interest for the general metatheory ald Winnicott (1965, 1971) all are examples of develop-
would be a system that is a coordination of the most uni- mentally oriented relational person standpoints.
versal bipolarity imaginable. Undoubtedly, there are sev- It is important to recognize that one standpoint of
eral candidates for this level of generality, but the synthesis is relative to other synthesis standpoints. Life
polarity between matter or nature, on the one hand, and and society are coordinated by matter, and thus, within
society, on the other, seems sufficient for present pur- psychological inquiry, biology represents a standpoint as
poses (Latour, 1993). Matter and society represent sys- the synthesis of person and culture (Figure 2.4b). The
tems that stand in an identity of opposites. To say that an implication of this is that a relational biological
object is a social object in no way denies that it is matter; approach to psychological processes investigates the
to say that an object is matter in no way denies that it is biological conditions and settings of psychological
social. The object can be analyzed from either a social or
a physical standpoint, and the question for synthesis be-
comes the question of what system will coordinate these Person Biology Culture
Standpoint Standpoint Standpoint
two systems. Arguably, the answer is that it is life or liv-
ing systems that coordinate matter and society. Because
our specific focus of inquiry is the psychological, we can
reframe this matter-society polarity back into our
nature-nurture polarity of biology and culture. In the Biology Culture Person Culture Biology Person
(a) (b) (c)
context of psychology then, as an illustration, write bi-
ology on one and culture on the other Escher hand, Figure 2.4 Relational standpoints in psychological inquiry:
and what system coordinates these systems?the human (a) person, ( b) biology, and (c) culture.
38 Developmental Psychology: Philosophy, Concepts, Methodology

structure-function relations and the behaviors they ex- ogy makes the social constructivist assertion that social
press. This exploration is quite different from split discourse is prior to and constitutive of the world
foundationalist approaches to biological inquiry that (Miller, 1996, p. 99), it becomes clear that this form of
assume an atomistic and reductionistic stance toward cultural psychology has been framed by split foundation-
the object of study. The neurobiologist Antonio Dama- alist background ideas. Similarly, when sociocultural
sios (1994, 1999) work on the brain-body basis of a claims are made about the primacy of social forces, or
psychological self and emotions is an excellent illustra- claims arise suggesting that mediational means (i.e.,
tion of this biological relational standpoint. And in the instrumental-communicative acts) constitute the neces-
context of his biological investigations Damasio (1994) sary focus of psychological interest (see, e.g., Wertsch,
points out: 1991), the shadow of split foundationalist metatheoreti-
cal principles are clearly in evidence.
A task that faces neuroscientists today is to consider the A recent example of a relational developmentally
neurobiology supporting adaptive supraregulations [e.g.,
oriented cultural standpoint emerges in the work of
the psychological subjective experience of self ]. . . . I am
Valsiner (1998b), which examines the social nature of
not attempting to reduce social phenomena to biological
phenomena, but rather to discuss the powerful connection
human psychology. Focusing on the social nature of the
between them (p. 124). . . . Realizing that there are biolog- person, Valsiner stresses the importance of avoiding the
ical mechanisms behind the most sublime human behavior temptation of trying to reduce person processes to social
does not imply a simplistic reduction to the nuts and bolts processes. To this end, he explicitly distinguishes be-
of neurobiology. (p. 125) tween the dualisms of split foundationalist metatheory
and dualities of the relational stance he advocates.
A similar illustration comes from the Nobel laureate neu- Ernst Boesch (1991) and Lutz Eckensberger (1990, 1996)
robiologist Gerald Edelmans (1992; Edelman & Tononi, have also presented an elaboration of the relational cul-
2000) work on the brain-body base of consciousness: tural standpoint. Boeschs cultural psychology and Eck-
ensbergers theoretical and empirical extensions of this
I hope to show that the kind of reductionism that doomed draw from Piagets cognitive theory, from Janets dy-
the thinkers of the Enlightenment is confuted by evidence
namic theory, and from Kurt Lewins social field-theory
that has emerged both from modern neuroscience and
and argues that cultural psychology aims at an integra-
from modern physics. . . . To reduce a theory of an indi-
viduals behavior to a theory of molecular interactions is
tion of individual and cultural change, an integration of
simply silly, a point made clear when one considers how individual and collective meanings, a bridging of the gap
many different levels of physical, biological, and social in- between subject and object (e.g., Boesch, 1991, p. 183).
teractions must be put into place before higher order con- In a similar vein, Damon (1988) offers a vision of the
sciousness emerges. (Edelman, 1992, p. 166) cultural standpoint in his discussion of two complemen-
tary developmental functions, . . . the social and the per-
A third synthesis standpoint recognizes that life and sonality functions of social development (p. 3). These
matter are coordinated by society, and again granting are presented by Damon as an identity of opposites. The
that the psychological inquiry is about psychological social function is an act of integration serving to estab-
processes, culture represents a standpoint as the synthe- lish and maintain relations with other, to become an ac-
sis of person and biology (Figure 2.4c). Thus, a relational cepted member of society-at-large, to regulate ones
cultural approach to psychological processes explores the behavior according to societys codes and standards
cultural conditions and settings of psychological struc- (p. 3). The personality function is the function of indi-
ture-function relations. From this cultural standpoint the viduation; an act of differentiation serving the formation
focus is upon cultural differences in the context of psy- of the individuals personal identity that requires dis-
chological functions as complementary to the person tinguishing oneself from others, determining ones own
standpoints focus on psychological functions in the con- unique direction in life, and finding within the social
text of cultural differences. network a position uniquely tailored to ones own partic-
This standpoint is illustrated by cultural psychol- ular nature, needs, and aspirations (p. 3). Although oth-
ogy, or developmentally oriented cultural psychology. ers could also be mentioned as illustrative (e.g.,
However, not all cultural psychologies emerge from rela- Grotevant, 1998; Hobson, 2002), it should be noted
tional metatheory: For example, when a cultural psychol- in conclusion here that Erik Erikson (1968), was operat-
Development and Evolution: Relational History and Relational Models 39

ing from exactly such a relational line of sight when he partsinitially genes-environmentin a manner that is
described identity as a process located in the core of often nonlinear in nature. The nonlinear character of this
the individual and yet also in the core of his communal growth means that as the system transforms, novel fea-
culture (p. 22). tures and novel levels of functioning emerge, and these
As a final point, concerning syntheses and the view cannot be reduced to (i.e., completely explained by) ear-
from the center, it needs to be recognized that a rela- lier features. Thus, the genetic-environmental system
tional metatheory is not limited to three syntheses. For transforms through action into the cellular-environmen-
example, discourse or semiotics may also be taken as a tal system, and then into the organ-environmental sys-
synthesis of person and culture (Latour, 1993). In this tem, and ultimately the person-environmental system.
case, biology and person are conflated and the biologi- Further transformations of the person-environment sys-
cal /person and culture represents the opposites of iden- tem result in developmental changes in cognitive, affec-
tity that are coordinated by discourse. tive, and motivational subsystems. Variants of the
In summary to this point, the argument has been developmental systems metatheory are found in perspec-
made that metatheoretical principles form the ground tives described by Thelen and Smith (1998) as dynamic
out of which grow the concepts and methods of any do- systems; by Magnusson and Stattin (1998) as a holistic
main of empirical inquiry. Split metatheory produces di- person approach; and by Wapner and Demick (1998) as
chotomous understandings of the world and methods a holistic, developmental, systems-oriented approach.
that rely exclusively on the analytic ideal of the reduc- Developmental systems metatheory operates close to the
tion of psychological process and behaviors to fixed level of theory itself and sometimes merges with specifi-
elements, followed by the additive linear causal recom- cally theoretical concepts.
position of elements. Split metatheory has led to the cre- In a later section, an important metatheory that op-
ation of a broad array of antinomies that constrict erates at a midlevel between relational metatheory and
empirical inquiry. Relational metatheory heals these developmental system is described. This interrelated
splits by generating inclusive holistic understandings of set of concepts is termed developmentally oriented em-
the world, and methods that are inherently analytic- bodied action metatheory. It functions to extend
synthetic. The relational framework promotes a truly relational metatheory and further grounds several im-
multidisciplinary, multimethod approach to inquiry in portant developmental and developmentally relevant
which each individual approach is valued not as a poten- concepts including the nature and function of the sys-
tially privileged vantage point, but as a necessary line of tems and subsystems that become the central domain of
sight on the whole. developmental analysis. Before turning to this descrip-
Relational metatheory grounds the unified definition tion, the next section examines development and evolu-
of development discussed earlier, and offers methods for tion as these concepts are expressed in relational and
unraveling many conceptual knots that impact on our ex- split metatheories.
ploration of developmental change. However, the abstract
nature of relational metatheory requires that other iso-
morphic metatheories mediate between this level and the DEVELOPMENT AND EVOLUTION:
more circumscribed levels of both theory and empirical RELATIONAL HISTORY AND
observation. Again, the notion of levels of analyses and RELATIONAL MODELS
levels of metatheory become critical to a full under-
standing of the impact of basic concepts on empirical in- Development and evolution have been indissociable
quiry. Currently, developmental systems constitutes the complementary concepts throughout the history of de-
best example of a metatheory that is nested within rela- velopmental psychology. As Broughton (1981) pointed
tional metatheory. Developmental systems (Gottlieb, out, it was the American developmental psychology pio-
Wahlsten, & Lickliter, 1998; Lerner, 2002; Overton, neer James Mark Baldwin who first attempted a syn-
2003; Oyama, 2000), takes seriously the centrality of thesis of philosophy and the life sciences through a
holism, activity, organization, change, and nonlinearity. description of progressive stage by stage intellectual de-
This approach specifically conceptualizes the individual velopment (Baldwin, 1897/1973) and its continuities
organism as an active self-organizing systems that devel- and discontinuities with biological organization and
ops through the co-action or transaction of individual adaptation (Baldwin, 1902/1976) (p. 396). Baldwins
40 Developmental Psychology: Philosophy, Concepts, Methodology

concern with the complementarity of evolution and indi- extensively explored this relation. Piagets work is best
vidual development led him to explorations of the rela- known for its person-centered approach to conceptual
tion between the genome and the phenotype, and development from infancy through adolescence. How-
specifically questions concerning how individual adap- ever, when Piaget turned his attention to process expla-
tations during the course of ontogenesis might impact on nations of this and other forms of development he moved
species evolution (1902/1976). An important outcome of to a broad based epigenetic stance and there explored
this work was the proposal of a process termed organic fundamental biological psychological environmental
selection (1895) and known later as the Baldwin ef- interactions. It was in this context that he produced two
fect (see Piaget, 1967/1971, 1974/1980; see also major works (1967/1971, 1974/1980) that grappled both
Cairns, Chapter 3, this Handbook, this volume), which empirically and conceptually with the genotype-pheno-
offered a non-Lamarckian alternative to Darwins split type relation. Based on his own empirical studies with
mechanistic process of natural selection. Broadly, or- the common snail, Limnaea stagnalis, Piaget, like Bald-
ganic selection refers to the possibility of a phenotypic win, became convinced of the inadequacy of the neo-
adaptation coming to be replaced by a genetic mutation. Darwinian gene dominated explanation according to
Such a replacement runs counter to the classical Darwin- which a random (genetic) variation and natural (envi-
ian and neo-Darwinian gene centered position that the ronmental) selection process is presumed to account for
sole function of the environment is to select from what adaptations that occur both intra- and intergenera-
the genome provides. tionally across the course of organic life. He similarly
In Europe, the work of another founder of develop- became convinced that a Lamarckian solution in which
mental psychology, William Stern (1938), also pre- phenotypic adaptations come to have a direct impact on
sented a framework for a developmental psychology in the genome was equally untenable. In place of both of
which evolutionary and individual developmental these, Piaget eventually (1967/1971, 1974/1980) pro-
processes were tightly interwoven: In the concept of posed a model of the phenocopy. This model describes
development lies not merely a bare sequence of states a mechanism whereby individual phenotypic adaptations
and phases, but evolution; preparation, germination, indirectly impact the genome and ensure intergenera-
growth, maturation, and recession as a meaningful pro- tional transmission of some behavioral characteristics
cess that is by nature of an organized kind (p. 30). The model builds upon Piagets own general conceptual-
Heinz Werner later carried this framework to North ization of the equilibration process, found in his writ-
America in his Comparative Psychology of Mental ings on ontogenetic development, and on Baldwins
Development (1940/1948). Here, and in other works, notion of organic selection.
Werner articulated the complementarity of evolution The model of the phenocopy begins with a recogni-
and development through an insistence that developmen- tion that individual development includes the several
tal psychology entails a comparative approach to formal levels of organization described earlier, as each inter-
similarities as well as material and formal differences acts (i.e., interpenetrates) with its environment (i.e.,
among ontogenetic, phylogenetic and other change se- levels of DNA, protein production, cell formation, tis-
quences, as follows: sue growth, organ formation, the organism as a whole,
the organization of behavior, and ultimately, in the case
Such a developmental approach rests on one basic assump-
of human development, affect, motivation, and cogni-
tion, namely, that wherever there is life there is growth
tion). The dynamic organized systems of behavior pres-
and development, that is, formation in terms of system-
atic, orderly sequence. This basic assumption, then entails
ent at birth are not the direct reflection of some split-off
the view that a developmental conceptualization is appli- biologically determined innate mechanism, but the
cable to the various areas of life science. . . . Developmen- product of an epigenetic process that grows these levels
tal psychology does not restrict itself either to ontogenesis across the period of prenatal development. The model
or phylogenesis. . . . (1957, p. 125) accepts Baldwins notion of organic selection with re-
spect to this ascending series. Variational products of
Of all the developmentalists, who have articulated lower (earlier) levels may be selected according to mod-
and emphasized the basic complementarity of individual ifications produced at higher levels. For example, the
development and evolution, it was Jean Piaget who most extremely complex internal processes of the germ
Development and Evolution: Split Approaches 41

cell . . . may effectively allow, prevent, or modify the changes in ontogenetic development (novel behavioral
transmission of mutations arising within the DNA (Pi- adaptations) occurring across generations and encour-
aget, 1974/1980, p. 51). aging new environmental relations. In the second stage,
Piagets unique contribution lies in the further rela- which may or may not entail changes in structural genes,
tionally based proposal that, along with this ascending the new environmental relations evoke latent anatomical
effect, there is a descending one in which a disequilib- or physiological change, and in the final stage genetic
rium at higher levels may, in certain situations, cause dis- changes occur. As Gottlieb (2002) points out, It is im-
equilibrium at lower ones ultimately resulting in a portant to observe that, in this theory, evolution has al-
genomic copy of the phenotype or phenocopy. The ready occurred phenotypically at the behavioral,
preadapted action systems available at birth function in anatomical, and physiological levels before the third
an environment that presents conflicts and obstacles, and stage is reached. Hence, new variations and adaptations
the impact of these obstacles represents a system disequi- arise before they are selected for and are therefore not a
librium. Importantly, these environmental obstacles do consequence of natural selection (p. 217).
not constitute a specific message sent back to the system; In summary, from its origins and continuing in the
this would be the beginning of a Lamarckian solution. work of various developmental systems approaches, de-
Rather, the sole function of disequilibrium is to feed back velopmental psychology has operated within a relational
to the system that something has gone wrong and, thus, to frame with respect to the conceptualization of develop-
set in motion reequilibration processes, which are repre- ment and evolution as a reciprocal complementarity.
sented as variational exploratory activity. Exploratory However, beginning in the 1990s with the emergence of
activity constitutes phenotypic variations and in many so-called evolutionary psychology (Buss, 1999; Tooby &
cases the adaptation that results from this variation has Cosmides, 1992) and later evolutionary developmental
no generalized impact on the biosystem (e.g., the French psychology (Bjorklund & Pellegrini, 2002) this comple-
have been speaking French for more than a thousand mentarity was fractured by a split-off conceptualization
years, but there have been no suggestions that French is that embraces a genetic determinism and an additive
genetically transmitted). However, the disequilibrium concept of interaction. In this split account, genetic pro-
may impact on lower levels of organization and cause fur- grams established across the course of evolution deter-
ther disequilibrium all the way down to the genomic level. mine behavioral variation, while culture selects the
The response to this descending disequilibrium will pro- individual variants that constitute individual develop-
duce variational exploratory activity at each level im- mental adaptations. This split perspective on evolution
pacted. If the disequilibrium reaches to the genomic and development arose out of earlier ethological and so-
level, the variants selected will ultimately represent a ge- ciobiological approaches, but its fundamental concepts
netic copy of the phenotype. are grounded in neo-Darwinian metatheory. There have
In presenting the phenocopy model, Piaget (1974/ been a number of excellent critiques of the conceptual
1980) explicitly acknowledged the close connection be- problems raised by nonrelational accounts of evolution-
tween his own work on equilibration and modern theo- ary and developmental evolutionary psychology (e.g.,
ries of self-organizing systems (i.e., dynamic systems Lickliter & Honeycutt, 2003; Mameili & Bateson, in
that resist disorder and transform random process into press; Rose & Rose, 2000). We now focus on the way that
ordered structures; p. 110). It is not surprising that oth- split neo-Darwinian metatheory comes to impact these
ers operating from a contemporary developmental and other areas of traditional developmental interest.
systems perspective have continued to argue for a rela-
tional reciprocity of development and evolution (e.g., In- DEVELOPMENT AND EVOLUTION:
gold, 2000; Oyama, 2000) and have continued to explore SPLIT APPROACH ES
the genotype-phenotype developmental relation. Re-
cently, Gottlieb (2002), after reviewing the selective Neo-Darwinian metatheory has been variously termed
breeding and early experience literature, proposed a the neo-Darwinian synthesis and the modern synthesis.
three-stage model for the developmental-behavioral ini- It emerged in the 1940s based on a marriage of the evo-
tiation of evolutionary change that is highly consistent lutionary position of Darwin, called classical Darwin-
with Piagets. The first stage of Gottliebs model entails ism, and the genetics of Mendel. There is some irony to
42 Developmental Psychology: Philosophy, Concepts, Methodology

the use of the term modern as the approach is now dent causes, or gene pools that exert their influence in a
some 60 years old. It is well known that the core of the one-way outward causal flow of direction. This indepen-
synthesis is the duality of random variation and natural dent causal aggregate and the transmission of causes
selection. From the beginning, both for Mendel with re- from this aggregate then results in the outward manifes-
spect to genetics and for Darwin with evolution, there tation called the phenotype.
was a rigid separation (i.e., split) between the internal This metatheory has come to acquire a number of
and the external. For evolutionists, the statement: Mu- metaphors that support and enhance interpretations of
tations are random with respect to their environment split-off entities, fragments, aggregates, and linear unidi-
meant that the processes that accounted for the variation rectional causality (see Nijhout, 1990; Oyama, 1989).
between individuals were independent of the evolution- Metaphors include the bean bag concept of the genome
ary process that selects individuals. For geneticists, the as independent packages, the notion that instructions
genotype constituted the internal state of the organism, are transmitted, and the idea of a program, blue-
and the phenotype constituted the outside or outward print, or instructions.
manifestation (see Figure 2.5). The internal aggregate produces random variation,
Along with the split between inner and outer, the but it is the external natural selection that determines
most important feature of the neo-Darwinian synthesis the appearance of change. The phenotype constitutes the
is that evolutionary change is defined in terms of varia- observed variability of behavior. The environment oper-
tion in gene frequencies and only variation in gene fre- ates upon this variability as an independent causal agent
quencies. Thus, the metatheory establishes that change to select those characteristics that promote survival.
is understood as variation, not transformation. Transfor- Two points need emphasis about this dualistic (i.e., split
mational change is essentially written out of the story internal and external) understanding of causes. First, we
and treated as epiphenomenal. Within the metatheory, have here the prototype for biological causes (internal)
genes (or DNA, to be more precise) cause phenotypes by and social-cultural causes (external) as split, indepen-
supplying information, instructions, or programs. dent forces. Causality remains linear (additive) and uni-
Genes themselves are thought of as packages of indepen- directional in the split model. When we tell the inside
story, there is no reciprocal causation; causes simply op-
erate independently and in a single direction, from inter-
Internal External
nal toward external. The outside story replicates this;
EnvironmentAdaptation there is no reciprocal causation and the direction is now
external toward internal.
The second point to note about the dualistic narra-
Selection tive of evolution as variation is the manner in which the
concept of adaptation becomes formulated and es-
tablished as a central feature of the external story
Genotype (Gould, 1986; Lewontin, 2000). Adaptation is identi-
Altruism fied with adjustment and consequently refers to a
Hostility
Response 1 change designed to fit an independent context. Context
Response 2
(i.e., social-cultural factors) selects those characteris-
tics that best fit; hence, the central notion of competi-
tion and survival of the fittest.
Phenotype
In summary, the evolutionary metatheory described
by the neo-Darwinian synthesis involves an internal ag-
gregate gene pool that presents a package of solutions
Genes and an external environment that presents various prob-
lems to be solved (see Lewontin, 2000). This adapta-
Random Variation Natural Selection
tionist program splits subject (genes) and object
(environment) into isolated bits of reality and assigns
chance variation to the former and contingent selection
Figure 2.5 The split neo-Darwinian metatheory. to the latter. The overall process is entirely contingent.
Development and Evolution: Split Approaches 43

All elementsinside and outsideare fundamentally treating the inside story as epiphenomenal, while argu-
interchangeable, and any outcome could have been oth- ing that the outside story provides the fundamental
erwise had other elements randomly appeared. At no causes of behavior. The claim here is that there is suffi-
point does any fundamental principle of organization cient genetic variability for either violence or gentle-
enter the process; hence, all change is, in principle, re- ness, and social-cultural factors are the real cause of
versible (Overton, 1994a). violent behavior. Both strategies usually decry the idea
There are many possible applications of this split of dualism, but they deal with the dualism by suppress-
neo-Darwinian metatheory to issues of developmental ing the functional reality of one or the other sides of the
change. Those described below are selected to illustrate neo-Darwinian narrative.
the breadth and depth to which this form of thinking has A third split nature-nurture strategy has been
impacted on developmental issues, theory, concepts, and called conventional interactionism (Oyama, 1989; see
methodology. also, Lerner, 1978; Overton, 1973). Dualism, although
clearly a functional part of the scheme, is ignored by
Split Neo-Darwinian Metatheory: this strategy, and it is insisted that any characteristic
Developmental Applications is partially the effect of each factor. This strategy
The first example of the impact of this split evolutionary sometimes places the duality on a continuum and ar-
metatheory, on developmental understanding is the fa- gues that various characteristics are more or less de-
mous/infamous nature-nurture issue. Although the termined by one or the other factor (e.g., see Scarr,
neo-Darwinian metatheory did not generate the nature- 1992). This is the quantitative additive compromise
nurture controversy (that had more to do with the origi- that was mentioned earlier with respect to split issues
nal great splitters, Galileo and Descartes, who are generally. In the final strategy, bio/social interaction-
discussed in a later section), it supports its continuance ism, dualism is celebrated. Generally, this approach
and limits solutions to attempts to put nature pieces makes claims that the biological sets the limits, or es-
and nurture pieces back together. The controversy is tablishes predispositions, or constraints for be-
supported by the neo-Darwinian radical rupture of the havior and the social-cultural determines behavioral
whole into an inside (gene, biology) story that comes to expression. This compromise is the most direct reflec-
be called nature, and an outside (social-cultural, experi- tion of the neo-Darwinian metatheory of the nature of
ence) story called nurture. Once this split is confirmed change (e.g., Karmiloff-Smith, 1991).
as ontologically real, behaviors or characteristics (e.g., These four nature-nurture strategies do not exhaust
altruism, aggression, empathy, thinking, language) are the list of possible solutions, nor are they necessarily
explained as the causal outcome of one or the other, or mutually exclusive. Each tends at times to merge into an-
some additive combination of the two. The controversy other. However, neither the complexities of nature-
becomes the questions of which one fundamentally de- nurture nor even the details of alternative nonsplit solu-
termines change, or how much does each contribute in- tions are central here (see Overton, 2004a, for an ex-
dependently to determining change, or how does each tended discussion). Rather, the central point of emphasis
contribute to determining change (Anastasi, 1958; is that the whole class of traditional solution strategies
Lerner, 1978; Overton, 1973). emerges because and only because of the acceptance of a
The solution to the nature-nurture issue under this particular metatheoretical story about the nature of
split metatheory requires choosing among several things. This is the story in which nature (genetics, bi-
strategies designed to deal with combining and/or ology) is identified with an ontologically real inside
suppressing independent pieces. First, included among called nurture that is radically split from an ontologi-
these strategies is biological determinism, which treats cally real outside called nurture (experience, social-
the outside story as epiphenomenal, and argues that the cultural). If this conceptual distinction is rejected as an
fundamental causes of behavior are given by the inside ontological description of the Real, the controversies
story. For example, this strategy argues that the capac- themselves evaporate.
ity for violence is given by the genes (the real cause) A second example of the use of the neo-Darwinian
and social-cultural events simply trigger the underlying metatheory as a template for understanding develop-
biological capacity. Social determinism, the mirror mental phenomena emerges from the behaviorist litera-
image of biological determinism, is the strategy of ture. In this arena, several have noted (Oyama, 1989;
44 Developmental Psychology: Philosophy, Concepts, Methodology

Skinner, 1984; Smith, 1986, 1990) that Skinners model explanation. The consequence of this split story is
represented a direct application of the neo-Darwinian that only variability is allowed as fundamentally real
story. Skinners operants had to originate from some- developmental change, and explanation can occur
where, but Skinners behavioristic outside story of the only within the categories of biological causes and
subject (instrumental as opposed to expressive function social-cultural causes (see Lewontin, 2000).
of behavior) never required an articulation or elabora- The investigation of mechanisms of development con-
tion on these internal origins. All that was required was stitutes another important contemporary example of the
the output of the inside neo-Darwinian story; the ran- neo-Darwinian metatheory of variational change and
dom variation of a set of operant (instrumental) re- internal-external causes being applied to conceptually
sponses. Given this base, Skinners outside story can contextualize an important developmental psychological
and does focus on natural selection or selection by con- issue (see Hoppe-Graff, 1989; Sternberg, 1984 for a
sequences as presenting the real functional variables general discussions of developmental mechanisms).
in the development of behavior. Siegler (1989, 1996; Siegler & Munakata, 1993) pre-
More central to contemporary developmental psy- sented a scheme that represents hypothesized mecha-
chological interests than Skinners position is the work nisms of cognitive development as being analogous to
of Belsky, Steinberg, and Draper (1991), who used the several genes. Each mechanism produces alternative
neo-Darwinian metaphor as a frame for a developmental types (random selection), and the environment selects
theory of socialization. Their strategy for explaining (natural selection) these types according to fitness cri-
socialization has been to wed a social-biological ap- teria (see Figure 2.6).
proach to Bronfenbrenners (1979) behavioral ecology. For Siegler (1989), a mechanism of cognitive devel-
Sociobiology asserts the adaptationist strategic claim opment is any mental process that improves childrens
that natural selection favors behavioral strategies that ability to process information (p 353). This means that
increase fitness. Sociobiology also provides the authors the developmental outcome (effect) of any mechanism
with an inside story biologically grounded in the mod-
ern view of evolution (p. 663; i.e., the 1940s modern
synthesis or neo-Darwinian synthesis). Behavioral ecol- Internal External
ogy, alternatively, represents the outside story; the ar- EnvironmentAdaptation
gument that behavior strategies are contextually
conditioned, shaped, or selected by the environment.
From sociobiology we take the maxim that natural se- Selection
lection tends to favor behavior that increases fitness.
From behavioral ecologists we take the maxim that be-
havioral strategies that contribute to reproductive suc- Analogy
cess are . . . contextually conditioned (p. 648). And, Strategy 1
central to our theory is the notion drawn from modern Strategy 2
Strategy 3
evolutionary biology that humans . . . adjust their life Strategy 4
histories in response to contextual conditions in a man-
ner that will enhance reproductive fitnessor at least
would have in the environment of evolutionary adapta-
Associate Phenotype
tion (p. 663). The issue here does not entail the cri-
tique of this approach at either a theoretical or an Strategy
observational level of discourse. The issue here con- Genes
cerns a recognition that this approach arises from a par-
ticular metatheory, and the consequences of accepting Random Variation Natural Selection
this metatheory, are different from those that follow
from accepting another metatheory. This metatheory
fosters split theoretical and observational understand- Figure 2.6 The neo-Darwinian metatheory and mecha-
ings of the nature of developmental change and its nisms of development (variational change).
Development and Evolution: Split Approaches 45

(cause) is improvement in stored knowledge. Improve- environments. Effective selection among the variants
ment here refers either to increases in amount of knowl- is essential for producing progressively more successful
edge stored or to the effectiveness of the machinery that performance. Achieving these functions of variation
stores and accesses the knowledge. Thus, ultimately, de- and selection may be essential for any developing sys-
velopment is defined in terms of stored knowledge. This tem (p. 3).
in itself limits developmental change to variational In addition, Kuhn and her colleagues (D. Kuhn,
change; there is no room here for transformational Garcia-Mila, Zohar, & Andersen, 1995) have proposed
change as a fundamental type of change. To account for a wide ranging cognitive position concerning the devel-
the change in stored knowledge, Siegler proposes five opment of scientific reasoning that parallels Sieglers
broadly conceived mechanisms of development: (1) with respect to the exclusivity of variational change and
synaptogenesis (a member of the broader class of neural adaptation. In their scheme, knowledge acquisition
mechanisms), (2) associative competition, (3) encoding, strategies, metacognitive competence, and metastrate-
(4) analogy, and (5) strategy choice. gic competence are presumed to be available in rudi-
Each proposed developmental mechanism is under- mentary forms in young children and constitute the
stood as being analogous to an individual gene. Each is elementary building blocks of scientific reasoning.
an internal packet with an outward flow of causality These skills appear as intraindividual variability of be-
from genotype to phenotype. The strategy choice gene, havior in problem solving, and development or change
to take one example of the five mechanisms (see Figure appears as a gradual shift in the distribution of the
2.6), causes variation in the phenotype. The result is use of a set of strategies of varying adequacy (p. 9).
variation in external behavior as in learning Strategy 1, White (1995), in commenting on this movement toward
Strategy 2, or Strategy 3, and so on. As a specific anal- an evolutionary epistemology of scientific reasoning
ogy, consider the idea of tail length in an animal. The (p. 129) notes the striking similarity to the historical be-
human would have an innately prewired set of alterna- havioral scheme of trial-and-error learning proposed by
tive strategies just as the rat would have a set of alterna- Edward L. Thorndike (1898) at the turn of the century
tive genes for tail length (or technically, alleles at a (p. 134) and contrasts it with the Piagetian perspective
particular locus). that emphasizes the dialectic of transformational and
Having presented the inside story of variational and variational change as codefining fundamental features
only variational change, the outside story then comes of development (Overton, 1990):
into play for Siegler. The alternative strategies are con-
ceived as being in competition for survival. The envi- Instead of wide-sweeping structural changes in the logical
engines available to the child, there are changes in cognitive
ronment selects (i.e., causes) the strategy that is to
elements that the child can call into play when confronted
survive, and that strategy is the one that best facilitates
with a problematic situation. The changes are not wide
the processing of information and, hence, the building sweeping. They are more local, particulate. Yet there is
of stored knowledge. The rat might phenotypically ap- transfer. . . . The emergence of scientific reasoning de-
pear with a tail length of 1, 2, or 3 depending on pends on an orchestration of a number of cognitive elements
which had been selected; individual children might that have to work together. Change, as it occurs, is by no
come with Strategy 1, Strategy 2, or Strategy 3. means irreversible. (White, 1995, p. 135, emphasis added)
In summary, for Siegler, fast and effective knowledge
acquisition defines human development and is explained It needs to be emphasized again that, in the examples
by phenotypical behaviors, which are a result of underly- described, the type of change being identified as devel-
ing causal mechanisms that are built into the system. opmental follows directly from the neo-Darwinian
Considering knowledge acquisition, the phenotypical be- metatheory as variational change and not transforma-
havior, and the underlying mechanism as a totality con- tional or morphological change. Sieglers proposed
stitutes both a description and an explanation of devel- mechanisms of development, along with Kuhns,
opment. Siegler and Munakata (1993) have said: The Skinners, the social biology/ behavioral ecology, and
centrality of variation and selection within . . . change socialization approaches, contemporary evolutionary
mechanisms does not seem coincidental. Multiple com- psychology, and recent forays into developmental
peting entities seem essential for adaptation to changing evolutionary psychology all describe change in which no
46 Developmental Psychology: Philosophy, Concepts, Methodology

fundamental transformational novelty emerges. In each These critics are not becoming anti-Darwinian or
example, forms and the change of formschanges in anti-evolutionary. They are simply articulating the need
forms of thought from infancy to childhood, and to ado- for modification and expansion of the neo-Darwinian
lescence, or changes in forms of personality organiza- story. Evolutionary biologists, developmental biolo-
tion, or changes in emotional organization from global gists, neurobiologists, geneticists, paleontologists, an-
affect to differentiated specific emotionsare simply thropologists, and psychologists speak in many
excluded from discussion or treated as epiphenomenal. different voices when they argue this point, but they
In each of the neo-Darwinian generalizations, inside uniformly agree on the following: Regardless of the
causes (nature) provide a variational base of behaviors, level of analysis one chooses to explore, concepts of or-
while outside causes (nurture) winnow down and shape ganization, system, structure, or formas well as the
that variation. Variation and the winnowing and shaping transformation of organization, system, structure, or
process constitute the definition and explanation of de- formmust enter into a new evolutionary synthesis in
velopment within this story. Transformational or mor- every bit as central a fashion as concepts of variation
phological change has simply been excluded from the and selection enter the current narrative. Develop-
fundamental story of development and treated as mere mentconceived as ordered changes in the form, orga-
appearance. nization, or structure of a systemmust be directly
integrated into the current narrative of variational
Split Neo-Darwinian Metatheory: A Flawed change and selection.
Story of Change? Gilbert (2003), a developmental biologist, describes
These several examples have been presented to demon- the origin of the exclusion of development (transforma-
strate how split metatheoryspecifically neo-Darwinian tional change) from evolution:
metatheorycan impact on the understanding and expla-
The developmental approach became excluded from the
nation of developmental change in various domains. Next,
Modern Synthesis. . . . It was thought that population ge-
we turn to the question of the ultimate viability of this
netics could explain evolution, so morphology and develop-
metatheory. ment were seen to play little role in modern evolutionary
The split between variational change and transforma- theory. (p. 778)
tional change that is a part of the neo-Darwinian story
has created a broad paradox in the life sciences: On the Edelman (1992), a neurobiologist, goes on to articulate
one hand a significant number of psychologists have been the dominant theme of most contemporary revisionist
turning to the neo-Darwinian story as a context within critics by arguing for the need to reintroduce the cen-
which to understand developmental change; on the other trality of form and change of form (transformation) into
hand, many who work more directly in the fields of bio- an expanded neo-Darwinian narrative:
logical and evolutionary change complain that the neo-
Darwinian story is outdated and deeply flawed because The part of Darwins program that needs most to be com-
it fails to incorporate developmental change. More pleted . . . is concerned with how animal form, tissue
specifically, these critics argue that it is flawed because structure, and tissue function could have arisen from an-
cestorsthe problem of morphologic evolution. (p. 48)
it omits the kind of developmental change defined as
transformational change. These critics, from the fields Morphologythe shape of cells, tissues, organs, and fi-
of biology, evolutionary biology, evolutionary develop- nally the whole animalis the largest single basis for be-
mental biology, and anthropology include Brooks (1992; havior. (p. 49)
Brooks & Wiley, 1991), Edelman (1992), Gilbert (2003; To accomplish it [completing Darwins program] we need
Gilbert, Opitz, and Raff, 1996), Goodwin (1992), Gould to show how development (embryology) is related to evolu-
(2000), Kauffman (1992, 1995), Ingold (2000), and tion. We need to know how genes affect form through de-
Lewontin (2000). This same criticism has been articu- velopment. (p. 51)
lated within the psychological community by a variety of
developmental systems oriented investigators (e.g., Bate- Along with the criticism that there is more to the
son, 1985; Gottlieb, 1992, Chapter 5, this Handbook, this story of evolution than variational changes in gene fre-
volume; Kuo, 1967; Lehrman, 1970; Schneirla 1957; To- quencies, the revisionists argue against the interpreta-
bach, 1981; Varela, Thompson, & Rosch, 1991). tion of genes as independent split-off atomic entities,
Developmentally Oriented Embodied Action Metatheory 47

and they call for a recognition that genomic regulatory and adaptation (the function) are two poles of the same
networks underlying ontogeny, exhibit powerful relational matrix, two aspects of the same whole. It is
self-organized structural and dynamical properties neither that organization will ultimately be reduced
(Kauffman, 1992, p. 153). As a consequence of recog- to adaptation, nor that organization provides the varia-
nizing the genome itself as a self-organizing system tion and adaptation the selection. Novel organization
(i.e., an active form-changing organization), there is a emerges from processes of adaptation, but adaptation
call to invent a new theory of evolution which encom- operates under the constraints of current organization.
passes the marriage of selection and self-organization Organization and change of organization (transforma-
(Kauffman, 1992, p. 153; see also Varela et al., 1991). tional change) become the focus when inquiry is di-
Further, this group points out that evolutionary rected toward issues of emergent novelty, sequence, and
theoryas limited to random variation and natural se- irreversibility. Adaptation becomes focal as inquiry is
lectionhas become too sharply focused on the mainte- directed toward issues of activity, process, and varia-
nance of diversity (i.e., focused on the reversible, and tion. Structure and function are not independent split-
the cyclical) while ignoring the significance of the origin off either/or solutions to problems; structure and
and developmental paths of diverse forms (i.e., the trans- function, organization and activity, form and process,
formational, and the directional; Brooks, 1992; Lewon- are alternative perspectives on the same whole.
tin, 2000). In summary, the neo-Darwinian modern synthesis is
Finally, the revisionists argue that the concept of a split metatheory that has consequences for developmen-
adaptation to a split-off environment, as described by tal inquiry across a broad range of domains. As a narrative
the neo-Darwinian metatheory of natural selection, se- that speaks of variational change exclusively, it provides a
verely limits understanding. They argue for a healing of conceptual context for, and reinforces, other narratives
the dualism of a split-off internal and external through a that would claim development is about variational change
relational recognition that it is both the case that biolog- and only variational change, and that explanation is about
ical organisms construct their social-cultural world, and biological causes and/or social-cultural causes. It is only
that the social-cultural world constructs biological or- within a relational metatheory that variation and transfor-
ganisms (Edelman, 1992; Lewontin, 2000). mation become indissociable complementarities and only
Virtually all of the themes argued by contemporary within this metatheory do evolution and development re-
evolutionary revisionists assert the need for an under- turn to the same complementary position.
standing that is relational in nature; an understanding
where inside and outside, variation and transformation,
DEVELOPMENTALLY ORIENTED
biological and social-cultural as well as other fundamen-
EMBODIED ACTION METATHEORY
tal splits are viewed as analytic distinctions, not onto-
logical cuts in nature. This relational understanding
This section describes a metatheory that is consistent
yields distinctions that allow an investigator to stand at
with relational metatheory but operates at a midlevel
a particular line of sight and explore from that particular
between relational metatheory and developmental sys-
point of view without declaring that point of view to be
tem. This interrelated set of concepts is termed develop-
the real. An illustration of these themes in human on-
mentally oriented embodied action metatheory. It
togenesis is found in the contrast between the split-off
functions to extend relational metatheory and further
adaptationist story found, for example, in Skinnerian
grounds several important developmental and develop-
theory and the social learning theories discussed earlier,
mentally relevant concepts including the nature and
and the relational picture of adaptation found in the
function of the systems and subsystems that become the
work of Jean Piaget. Like Skinner (1984) and social
central domain of developmental analysis
learning theories, Piaget (1952) introduces adaptation as
a fundamental and central theoretical concept. However,
Embodiment
unlike these neo-Darwinian theorists, Piagets concept
of adaptation is always understood as the complement Several basic terms define a developmental oriented
of a second central theoretical concept, organization. embodied action approach. Each term is associated
As with the modern evolutionary revisionists, Piaget with relational principles. For the moment, embodiment
stresses time and time again that organization (the form) is the most central of these basic concepts, because
48 Developmental Psychology: Philosophy, Concepts, Methodology

embodiment is a concept of synthesis that bridges Person


and integrates biological, sociocultural, and person- Embodiment
centered approaches to psychological inquiry. Until re-
cently, the trend of developmental inquiry over the past
several decades had been moving toward ever increas-
ing fragmentation of the object of study. Beginning in
the early 1980s, the examination of human develop-
ment aggressively promoted split and foundational ap-
proaches to inquiry, including variable oriented,
discourse, modular, and domain specific inquiry. Each
of these was advanced with claims that it presented the
bedrock foundation from which scientific knowledge Biological Cultural
must grow. The result was that inquiry into human de- Embodiment Embodiment
velopment was increasingly split into biologically de- Figure 2.7 Embodied person, biology, culture.
termined, culturally determined, and bio-culturally
determined behavior, innate modules of mind, situated
cognitions, domain specific understandings, and com- we make sense of what we experience depend on the
municative and instrumental functioning. What be- kinds of bodies we have and on the ways we interact
came lost in the exclusivity of these projects was the with the various environments we inhabit (1999, p. 81).
psychological subject as a vital integrated embodied As a relational concept embodiment includes not
center of agency and action. This is the embodied per- merely the physical structures of the body but the body
sonfunctioning as a self-organizing dynamic action as a form of lived experience, actively engaged with the
systemexpressively projecting onto the world, and world of sociocultural and physical objects. The body as
instrumentally communicating with self and world, form references the biological line of sight, the body as
thoughts, feelings, wishes, beliefs, and desires. This is lived experience references the psychological subject
the embodied person who emerges from and transacts standpoint, and the body actively engaged with the world
with the relational biological-cultural world, thereby represents the sociocultural point of view. Within a rela-
developmentally transforming his or her own expres- tional perspective, embodiment is a concept that bridges
sive and adaptive functioning and the world itself. and joins in a unified whole these several research
Embodiment is the affirmation that the lived body points of synthesis without any appeal to splits, founda-
counts in our psychology. It is not a split-off disengaged tionalism, elements, atomism, and reductionism (see
agent that simply moves around peeking at a preformed Figure 2.7).
world and drawing meaning directly from that world. It
Biological Embodiment
is not a set of genes that causes behavior nor a brain nor a
culture. Behavior emerges from the embodied person ac- Contemporary neuroscience has increasingly endorsed
tively engaged in the world. The concept of embodiment the significance of embodiment as an essential feature of
was first fully articulated in psychology by Maurice the biological line of sight as it addresses psychological
Merleau-Ponty (1962, 1963) and it represents a rela- issues. For example, Antonio Damasio (1994, 1999)ex-
tional movement away from any split understanding of ploring the neurological dimension of emotionsand
behavior as an additive product of biological and socio- Gerald Edelman (1992; Edelman & Tononi, 2000)
cultural determinants. exploring the neurological dimensions of consciousness
Embodiment is the claim that perception, thinking, along with Joseph LeDoux (1996)exploring the neuro-
feelings, desiresthe way we behave, experience, and logical dimension of emotionsall support an embodied
live the worldis contextualized by our being active approach to biological-psychological inquiry and all
agents with this particular kind of body (Taylor, 1995). argue that the cognitive, affective, and motivational sys-
The kind of body we have is a precondition for our hav- tems and actions that constitute mind can no longer be
ing the kind of behaviors, experiences, and meanings thought of as the direct expression of genetic modulari-
that we have. As Johnson states, Human beings are ties (as nativists such as Steven Pinker, 1997, would
creatures of the flesh. What we can experience and how claim), nor can they be thought of as a functionalist piece
Developmentally Oriented Embodied Action Metatheory 49

of software, nor even as merely a function of brain our body that we both conceive and perform actions
processes. Rather, they argue, these meanings must be (p. 312, emphasis added).
considered in a fully embodied context (see also, Gallese,
2000a, 2000b). As Damasio says: Person-Centered Embodiment, Action,
and Development
Mind is probably not conceivable without some sort of em-
bodiment (1994, p. 234). And further, commenting on The person-centered or psychological subject point of
contemporary perspectives on mind, This is Descartes synthesis constitutes the standpoint that frames the
error: the abyssal separation between body and mind. major focus of any specifically psychological theory of
. . . The Cartesian idea of a disembodied mind may well development. This point of synthesis maintains a theoret-
have been the source, by the middle of the twentieth ical and empirical focus on the psychological processes
century, for the metaphor of mind as software pro- and patterns of psychological processes as these explain
gram . . . [and] there may be some Cartesian disembodi- the psychological subjects actions and the development
ment also behind the thinking of neuroscientists who insist of these actions in the world (see Figure 2.8A). This
that the mind can be fully explained in terms of brain
approach to developmental inquiry requires the descrip-
events [i.e., connectionism], leaving by the wayside the
tion of five critical interwoven conceptsperson, agent,
rest of the organism and the surrounding physical and so-
cial environmentand also leaving out the fact that part of
action, experience, and person-embodiment. Before de-
the environment is itself a product of the organisms pre- tailing these concepts this person-centered standpoint
ceding actions. (1994, pp. 249250) needs to be briefly contrasted with what have been
termed variable approaches.

Similarly, Edelman (1992) argues: Variable and Person-Centered Standpoints


Variable approaches focus inquiry on biological, cul-
The mind is embodied. It is necessarily the case that cer- tural, and individual variables as these are understood to
tain dictates of the body must be followed by the operate as predictors, correlates, risk factors, or an-
mind. . . . Symbols do not get assigned meanings by formal tecedent causes of behavior. The distinction between
means; instead it is assumed that symbolic structures are this and a person-centered or child-centered standpoint
meaningful to begin with. This is so because categories are is similar to that described some time ago by Block
determined by bodily structure and by adaptive use as a (1971), and more recently elaborated by Magnusson
result of evolution and behavior. (p. 239) (1998; Magnusson & Stattin, 1998) and others (e.g.,
Cairns, Bergman, and Kagan, 1998; Hart, Atkins, & Fe-
Sociocultural Embodiment gley, 2003; NICHD Early Child Care Research Net-
From the cultural point of synthesis, social construc- work, 2004; Robins & Tracy, 2003). As Magnusson has
tivists not committed to a split metatheoretical approach suggested, from a variable approach various individual
(e.g., Harre, 1995; Sampson, 1996) have come to em-
brace embodied action as a relational anchoring to the
relativism of split-off discourse analysis. Sampson Living Body
(1996) argues for embodied discourses as these refer Embodiment
Socio-
to the inherently embodied nature of all human en- Person-Level cultural
deavor, including talk, conversation and discourse it- Cognition (Knowing) and
Conation (Wishing) Physical
self (p. 609; see also, Csordas, 1999; Ingold, 2000; Emotion (Feeling) Instrumental Action World
Overton, 1997). Perhaps the most fully articulated con- Subperson-Level Expressive/
temporary employment of embodiment in a developmen- Agency Constitutive
Self-Organizing Action
tally oriented cultural psychology is found in Boesch Action Systems
Inquiry Focus
(1991). Boeschs presentation of The I and the body is a (Points-of-View)
discussion of the centrality of embodiment for a cultural A. Person-centered
Biological B. Sociocultural-centered
psychology. Thus, he states The body, obviously, is Systems C. Biology-centered
more than just an object with anatomical and physiolog-
ical properties: it is the medium of our actions, it is with Figure 2.8 Embodied action: A relational approach to inquiry.
50 Developmental Psychology: Philosophy, Concepts, Methodology

variables (i.e., child factors, child characteristics) biology, culture, discourse, narrative, or computer sci-
and contextual environmental and biological variables ence. Psyche initially referenced soul and later
are understood as the explanatory actors in the mind, and if psychology is not to again lose its mind
processes being studied (see Figure 2.9). From a person- as it did in the days of the hegemony of behaviorism
centered standpoint, self-organizing dynamic action keeping the psychological subject as the center of action
systemswhich identify psychological mechanisms is a necessary guard against explanatory reduction to bi-
operate as the main vehicles of explanation. Although ology, culture, discourse, and so on.
variable approaches often suggest a split-off exclusivity, The second benefit that accrues to maintaining, a
they can in fact be transformed into to yet another nec- person-centered approach as a necessary point of
essary point of view of relationally integrated inquiry. A view is that this perspective again highlights the fact
variable-centered approach inquiry, aiming at the pre- that any act can be profitably understoodin a comple-
diction of events, states, and movements, and a person- mentary bipolar fashionas both expressive-constitutive
centered approach, aiming at explaining psychological and as instrumental-adaptive. Split or dichotomous
processes and their transformation come into conflict approachesespecially split-off variable approaches
only in the reductionistic case where one or the other is lead to the illusion that acts exhibit only adaptive-
asserted as the exclusive foundational aim of inquiry. In instrumental-communicative functions. A person-
this context, it is important to recognize that the comple- centered approach argues that any act may also be
mentarity here is one of aim and not one suggesting that understood as an expression of an underlying dynamic
variable inquiry is oriented to research methods and organization of cognitive, affective, and conative mean-
person-centered inquiry is oriented to conceptual con- ings, and this expression operates to constitute the
text. Both approaches entail the translation of theory world as known, felt, and desired. Here, Blooms work
into the empirically assessable, and the translation of (Bloom & Tinker, 2001) on the development of lan-
the empirically assessable into theory. Perhaps the guage provides an excellent illustration of the power of
clearest example of an important contemporary develop- conceptualizing language acquisition in the context of
mental theory that grounds itself within a variable tradi- the expression of person-centered cognitive, affective,
tion is found in Bronfenbrenners bioecological model and conative-motivational meanings, rather than exclu-
(Bronfenbrenner & Morris, 1998). sively as an instrumental tool operating solely for com-
The single most important value of recognizing a municative ends.
person-centered standpoint as a necessary point of syn- A third benefit derived from a person-centered point
thesis, along with the biological (Figure 2.8B) and cul- of view is that it provides the necessary context for the
tural (Figure 2.8C) points of synthesis, is that it resolution of certain important problems related to our
rescues psychology generally, and developmental psy- general understanding of psychological meaning.
chology specifically, from becoming a mere adjunct to Specifically, a person-centered approach is a necessary
frame for solving the so-called symbol-grounding prob-
lem. This is the question of how to explain that represen-
tational items (i.e., a symbol, an image) come to have
Socio- psychological meaning (Bickhard, 1993). I return to this
cultural
Reflections of and problem in a more detailed fashion later.
Culture and Biology Cause Physical
(Conceptualized as (Correlate) With these examples of some of the benefits of a
(Risk Factor) World
Person Factors) Factors child- or person-centered approach to developmental in-
(Predictor)
Instrumental Behavior
quiry as background, it is possible to turn to a specific
description of this metatheoretical approach, which en-
Cause
(Correlate) tails the five critical interwoven concepts of person,
(Risk Factor)
(Predictor) agent, action, experience, and person-embodiment.
Inquiry Factors
Biological Person-Agent
Factors
Person and agent are complementary Escherian levels of
Figure 2.9 A variable approach to inquiry. analysis of the same whole (see Figure 2.8A). The person
Developmentally Oriented Embodied Action Metatheory 51

level is constituted by genuine psychological concepts identified solely with a symbolic level of reflection.
(e.g., thoughts, feelings, desires, wishes) that have inten- Following Brentano (1973/1874), all acts, even those
tional qualities, are open to interpretation, and are avail- occurring at the most sensory-motor level of function-
able to consciousness (Shanon, 1993), or in other words ing intend some object.
have psychological meaning. The agent levelcalled the Action is often distinguishable from behavior, as the
subpersonal level by some (Dennett, 1987; Russell, action of the person-agent implies a transformation in
1996)here refers to action systems or dynamic self- the intended object of action, while behavior often sim-
organizing systems. Schemes, operations, ego, at- ply implies movement and states (e.g., the classically de-
tachment behavioral system, and executive function fined response was understood as specific movement
are some of the concepts that describe these action sys- in space and timea behaviorsee von Wright, 1971,
tems. p. 199). As action, when the infant chews (act)some-
Taken as a whole, the person-agent forms the nucleus thing that from a sociocultural standpoint is called a
of a psychological metatheory of mind. And, in this con- basket the infant, from a person-centered stand-
text, mind is defined as a self-organizing dynamic point, is transforming this part of her known world into
system of cognitive ( knowings, beliefs), emotional (feel- a practical actionchewable. Piagets cognitive devel-
ings), and conative or motivational (wishes, desires) opmental theory is a good example of a child-centered
meanings or understandings, along with procedures for developmental action theory where the metatheoretical
maintaining, implementing, and changing these mean- action becomes translated into specific theoretical
ings. Importantly, it must be noted and underlined that a concepts. Thus, Piagets basic theoretical concepts of
person-centered metatheory of mind is not an encapsu- function, assimilation, accommodation, opera-
lated cognition but a theory that includes emotions, tion, reflective abstraction, all reference action. And
wishes, desires, and cognition. Further, there is no ques- Piaget (1967) repeatedly affirms the centrality of action
tion about where mind is located: Mind emerges from a throughout his writings: I think that human knowledge
relational bio-sociocultural activity matrix. In the pres- is essentially active. To know is to assimilate reality into
ent context, mind is a person-centered concept because systems of transformations. To know is to transform re-
the approach being described takes the person stand- ality. . . . To my way of thinking, knowing an object does
point. As a person-centered concept, mind bridges natu- not mean copying itit means acting upon it (p. 15).
rally to both the biological (Figure 2.8C) and the To know an object . . . is to act on it so as to transform
sociocultural (Figure 2.8B). it (1977, p. 30). Nothing is knowable unless the sub-
ject acts in one way or another on the surrounding
Action, Intention, Behavior
world (1980, p. 43).
Person-agency is the source of action and a person- Action serves at least three major functions in the
centered approach establishes the framework for what development of mind (see Figure 2.1). First, action ex-
has traditionally been termed an action theory (Brand- presses cognitive-af fective-conative meaning. It is impor-
stdter, 1998; Brandstdter & Lerner, 1999; Mueller & tant to recognize that meaning, like many other basic
Overton, 1998a). At the agent level, where it is not nec- concepts, has relational complementary definitions that
essary to limit a definition to the human organism, ac- are determined by the standpoint being taken (Overton,
tion is defined as the characteristic functioning of any 1994b). I mean and it means operate in a relational
dynamic self-organizing system. For example, a plant matrix. The former is concerned with person-centered
orients toward the sun. Weather systems form high and meanings, the latter with sociocultural meanings and
low pressure areas and move from west to east. Alterna- reference. From a person-centered standpoint, the focus
tively, human systems organize and adapt to their bio- of analysis is on I mean and secondarily on how I
logical and sociocultural worlds. At the person level, mean becomes associated with it means. Considered
action is defined as intentional activity (i.e., meaning in its expressive moment, action entails the projection of
giving activity). Intentionality, however, is not to be person-centered meanings, thus transforming the objec-
identified with consciousness: While all acts are inten- tive environmental world (i.e., an object point of view)
tional, only some intentions are conscious or self- into an actual world as known, felt, desired. World, here
conscious. In a similar fashion, intention is not to be is another relational bi-polar concept. The actual world
52 Developmental Psychology: Philosophy, Concepts, Methodology

is the world of meanings constructed by the personthe from the person-agent or the objective environmental
known world; the environmental or objective world is the standpoint. From each perspective, experience is identi-
world of reference, examined from a sociocultural fied as the interaction of the act and the environment
standpoint. (i.e., acts intend objects), but each has a distinct empha-
The second function that action serves is the instru- sis regarding the locus of this interaction. From the
mental function of communicating and adjusting person- person-agent standpoint (Figure 2.8A), experience is
centered meanings. Communication, dialogue, discourse, the action of exploring, manipulating, and observing the
and problem solving all call attention to the relational to- world, while from an environmental standpoint (Figure
and-fro movement between the expression of the self- 2.8C), experience is an objective event or stimulus pres-
organizing system, and instrumental adaptive changes. ent in the context of the act. As understood from the per-
Completely adapted (i.e., successful) action entails only son-agent standpoint, when experience is described as a
the projection of meaning onto the world (e.g., If I intend feeling, the reference here is the person-centered felt
this object before me to hold water as a cup, and success- meaning of the observational, manipulative, and explo-
fully drink from it, no change occurs in my conceptual rational action.
system). Partially adapted (i.e., partially successful) ac- In the history of psychology, and especially develop-
tion results in exploratory action, or variations (e.g., If mental psychology, the complementarity of these usages
the intended cup leads to water leaking onto my shirt, I has often been lost in a world of split metatheory. As a
vary my actions such as putting my finger across a crack consequence, implicitly or explicitly, experience has
in the object). Exploratory action that is adaptive (e.g., frequently been identified with, and only with, the ob-
The finger placement permits successful drinking) jective stimulus. When this privileging of the stimulus
leads to reorganization of the system (transformational occurs it carries with it the split metatheoretical princi-
change) and new meanings (e.g., A cup is an object with- ple of investing the privileged concept with a causal
out open cracks). power. Consider, for example:

For Schneirla, experience referred to all stimulus influ-


Experience and Action. This general cycle of pro-
ences that act on the organism throughout the course of its
jected action, and exploratory variational action as the life. . . . Any stimulative influence, any stimulus that acts
accommodation to encountered resistances, constitutes on the organism in any way, is a part of experience.
the third and most general function of action: Action (Lerner, 2002, p. 152)
defines the general mechanism of all psychological de-
velopment. From a person-centered developmental ac- Here, experience is both defined exclusively by the stim-
tion standpoint all development is explained by the ulus and the stimulus is conceptualized as causally act-
action of the subject. However, this metatheoretical ing on. The consequence of such split understandings is
concept will be translated into specific theoretical con- that they again draw us back into a fruitless nature-
cepts at the level of theory itself (e.g., Piagets con- nurture debate in which experience become pitted
cepts of assimilation-accommodation and equilibration against innate or against biological maturation as
identify action mechanisms of development). one of two competing alternative explanation of behav-
In claiming that action is the general mechanism of ior; thus, empty questions such as Does experience in-
all development, it is necessary to recognize that within fluence behavior and change? How much does
an action based perspective action and experience are experience count in adolescence? rise to the fore. When,
identical concepts. As a consequence, the claim that ac- on the other hand, experience is conceptualized as the
tion is the mechanism of development is identical to the complementary act-environment, these and all other
claim that experience is the mechanism of development. nature-nurture questions disappear, being replaced by
All development occurs through experience. But in this empirical explorations that examine acts in relation to
definition it should be clear that experience as action their source (person-agent) or acts in relation to the en-
excludes neither the biological nor the sociocultural. In vironment (see Overton & Ennis, in press).
fact, experience understood as action of the person- When experience is understood as entailing the de-
agent represents a synthesis of these two. velopmental action cycle of projection-transformation
Experience is itself yet another concept that acquires (of the known world) exploration-transformation (of
alternative meanings depending on whether the focus is the system), experience also becomes the psychological
Developmentally Oriented Embodied Action Metatheory 53

bridge between biological and cultural systems. There ness that arise from the coordination of practical ac-
is no sense here of an isolated, cut off, solitary human tions; reflective and transreflective (reflective symbolic
psyche. Person-centered experience emerges from a understandings of reflective symbolic understandings)
bio-sociocultural relational activity matrix (see, for ex- meanings describe further developmental advances in
ample, Gallese 2000a, 2000b; Suomi, 2000) and this the coordination of action systems.
experience both transforms the matrix and is trans- In summary, to this point the nucleus of a relation-
formed by the matrix. Person development is not a split- ally informed person-centered developmental action
off nativism or environmentalism, or a split-off additive metatheory of mind has been described, where mind is
combination of the two. The neonate is a dynamic sys- conceptualized as a dynamic self-organizing system of
tem of practical action meanings. These meanings rep- cognitive ( knowings, beliefs), emotional (feelings), and
resent the outcome of 9 months of the interpenetrating conative or motivational (wishes, desires) meanings or
action of biology-environment, and this interpenetra- understandings, along with procedures for maintaining,
tion stretches all the way down to DNA (Gottlieb, 2002; implementing, and changing these meanings. Mind,
Lewontin, 2000). Finally, it cannot be repeated too fre- through expressive projectionstransforms the world
quently that to say that development is explained by ex- as known, andthrough adaptive explorationtrans-
perience does not deny that development is explained by forms itself (i.e., develops). However, this remains a nu-
biology and that development is explained by culture. cleus and only a nucleus, because it lacks the critical
What is denied is the absolute exclusivity of any of these necessary feature of embodiment.
standpoint explanations.
Person-Agent Embodied Actions
Development of Person-Agent
Person-agency is the source of action, and action is the
Psychological development of the person-agent entails source of meaning; but this action itself is embodied. As
the epigenetic stance that novel forms emerge through discussed earlier, embodiment is the claim that our per-
the interpenetrating actions of the target system, and the ception, thinking, feelings, desiresthe way we experi-
resistances the target system encounters in both the ac- ence or live the worldis contextualized by our being
tual and objective sociocultural and physical environ- active agents with this particular kind of body. At the
ment. It is through interpenetrating actions that the agent level, embodiment specifies the characteristic na-
system changes and becomes differentiated. But differ- ture of the activity of any living system (e.g., the actual
entiation of parts implies a novel coordination of parts world of the fly is necessarily shaped by the nature of
and this coordination itself identifies the emergence of the flys embodied acts). At the person level, embodi-
novelty (see Figure 2.2). Thus, as suggested earlier, the ment affirms thatfrom the beginningbodily acts
neurological action system becomes differentiated constrain and inform the nature of intentionality (Mar-
through the interpenetrating actions of neurological- golis, 1987). Intentionality is not limited to a symbolic,
environmental functioning. This differentiation leads to reflective, or transreflective system of psychological
a novel coordination or reorganization that eventually meanings. Intentionality also extends to a system of psy-
leads to the adapted level of conscious practical action chological meanings that characterize practical embod-
found in the neonate. Consciousness is a systemic prop- ied actions operating at the most minimum level of
erty of this emergent action system. The initial adapted consciousness. These most basic meanings and all others
practical consciousness is a minimum awareness of the come from having a body with particular perceptual
meaning entailed by an act (Zelazo, 1996). Conscious- and motor capabilities that are inseparably linked
ness cannot be reduced to or squeezed out of lower (Thelen, Schner, Scheier, & Smith, 2001, p. 1). They
stages, it is the result of a transformation. Similarly, fur- ariseas Piaget repeatedly insistedfrom the sensory-
ther developmental differentiations and coordinations of motor functioning that represents a concrete instantia-
actionsdescribed as higher levels of consciousness tion of embodied actions.
emerge through the interpenetrations of conscious ac- Varela et al. (1991) have sketched a general outline
tion and the sociocultural and physical worlds it for an embodied theory of cognition. Sheets-Johnstone
encounters (see Figure 2.2). Symbolic meaning and the (1990) provides an evolutionary anthropological per-
symbolic representational level of meanings (Mueller & spective on human embodiment and thought, and
Overton, 1998a, 1998b) describes forms of conscious- Santostefano (1995) has detailed the emotional and
54 Developmental Psychology: Philosophy, Concepts, Methodology

cognitive dimensions of practical, symbolic, and reflec- Overton and Jackson (1973) and more recently by Dick,
tive embodied meanings. Further, many who have stud- Overton, and Kovacs (2005) has demonstrated that bod-
ied psychopathology, from R. D. Laing (1960) to ily gestures support emerging symbolic representations
Donald Winnicott (1965) and Thomas Ogden (1986), at least until the level of reflective meanings.
argue that disruptions in the embodied actions of the At the level of symbolic, reflective, and transreflec-
person-agent are central to an understanding of the de- tive conceptual functioning (see Figure 2.2), the writ-
velopment of severe forms of psychopathology (see ings of Lakoff and Johnson (1999; see also, Lakoff,
Overton and Horowitz, 1991). 1987) are well known for their detailed exploration of
At the level of practical actions (see Figure 2.2), the significance of embodiment. For Lakoff and John-
Bermudezs (1998) work on the development of self- son, embodiment provides the fundamental metaphors
consciousness is central to an understanding of the that shape meanings at all levels of functioning. In a par-
impact of an embodied person conceptualization. allel but distinct approach, Kainz (1988) has described
Bermudezs fundamental argument is that late emerging how the basic laws of ordinary logic (i.e., the law of
forms of meaning found in symbolic and reflective con- identity, the law of contradictions, and the law of the ex-
sciousness develop fromand are constrained byem- cluded middle) can be understood as emerging from the
bodied self-organizing action systems available to the early embodied differentiation of self and other. Fi-
infant. Most important, these early systems entail nally, Libens (1999) work on the development of the
person-level somatic proprioception and exteroception. childs symbolic and reflective spatial understanding
As these person-centered processes interpenetrate the presents a strong argument for an understanding of this
physical and sociocultural worlds, proprioception oper- development in the context of an embodied child rather
ates as the differentiation mechanism for the emergence than in the context of the disembodied eye that tradi-
of a self-consciousness action system, and exteroception tionally has framed this domain.
operates as the differentiation mechanism for the emer-
gence of an object-consciousness system. Hence, over
the first several months of life a basic practical action EPISTEMOLOGICAL-ONTOLOGICAL ISSUES
associated with me and other develops, which in
turn becomes transformed into the symbolic me and In broad outline, to this point the chapter has explored
other of early toddlerhood. Thelens (2000) work on the nature of the concept of development and related
the role of movement generally, and specifically body concepts as they are grounded and sustained within a
memory, in infant cognitive functioning is another hierarchy of metatheories. The discussed metatheo-
closely related area that illustrates the importance of riessplit, relational, embodied action, developmental
embodiment at the level of practical actions. systemsare themselves contextualized by metatheo-
Langers (1994) empirical studies represent impor- retical concepts that operate at yet a higher level of dis-
tant demonstrations of the intercoordination of embod- course (see Figure 2.1). These are the epistemological
ied action systems as these intercoordinations move (i.e., issues of knowing) and ontological (i.e., issues of
development from the practical to the symbolic plane of reality) level of metatheory to which we turn next. The
meaning (see Figure 2.2). Earlier work by Held and his conceptual issues that are illustrated at these levels
colleagues (e.g., Held & Bossom, 1961; Held & Hein, have evolved across the course of history, and any clear
1958) illustrates the significance of voluntary embodied exposition of these issues itself necessitates an histori-
action at all levels of adaptation. Goodwyn, & Acredolo cal approach.
(1993) research on the use of bodily gestures as signs Metaphysics is the broad area of philosophical inquiry
expressing practical meanings in older infants suggests concerned with conceptual inquiry into the nature, ori-
the expressive and instrumental value of embodied prac- gin, and structure of the world or being. Ontology is
tical gesture. Other work has elaborated on the signifi- the domain of metaphysics concerned with question of
cance of bodily representations at the symbolic and what constitutes the Real with a capital R (Putnam,
reflective levels of meaning. For example, while the use 1987). Epistemology is about knowing, and its primary
of fingers for counting is well documented (Gelman & question concerns the validity of what and how we
Williams, 1998), Saxes (1981, 1995) research has know. Understood relationally, epistemology is a narra-
shown cross-culturally that other bodily representations tive about how we know what is Real, and ontology is a
enter into counting systems. Further, earlier research by narrative about the Real as we know it. Historically,
Epistemological-Ontological Issues 55

each domain has offered sets of alternatives in answer as neurons. Or, as a social example, community
to its fundamental question. The basic epistemological merely refers to the linear aggregate of individuals.
candidates for yielding valid knowledge have been rea- Choosing split-off form as the foundational Real would
son and observation. In the ontological domain, matter assert an idealist ontology. In this choice elements, indi-
and form have been primary candidates for the Real. viduals, and bits, would achieve an identity only in the
When matter is interpreted as bits, or elements, or uni- context of the pattern or form that would constitute the
form pieces, and form is taken as pattern, structure, or Real. Within this ontological context, system would
organization, then uniformity and organization, as the be the foundational Real, and matter, such as neurons, a
surrogates of matter and form respectively, are the can- mere reflection of this Real. Community in this case
didates for what constitutes the Real. A related set of would be foundational and individuals would be taken
candidates for the nature of the Real concerns the as- to be an expression of this form. When the narrative is
sumed activity status of matter and form. The Real may split, as in these cases, the Real becomes an absolute
be assumed to be fundamentally inactive and unchang- foundation and this is referred to as foundationalism or a
ing, or it may be assumed to be fundamentally active and foundationalist position.
changing. Thus, it is possible to conceptualize (a) an in-
active and unchanging mattera Newtonian favorite; Plato and Aristotle and the Relational
( b) an active and changing mattera pre-Newtonian un- Developmental Tradition
derstanding, as well as Einsteins post-Newtonian un-
derstanding of the nature of the physical world; (c) an For Plato and Aristotle, there were no radical splits be-
inactive and unchanging forma position often attrib- tween ontology and epistemology or between the alter-
uted to Plato; and (d) an active and changing form natives in each domain. Each took the problem of
Leibnizs monadology and Hegels dialectic. knowing as his focus. Both reason and observation, and
In discussing ontology and the Real, it cannot be too form and matter constituted an indissociable comple-
strongly emphasized that there is a critical distinction mentary matrix for understanding the world. Plato fa-
between the use of the term real in everyday common- vored an epistemological emphasis on reason; Aristotle
sense life and the ontological. No one argues that there articulated more precisely the dialectical balance of
is a lack of reality or realness in the experienced every- reason and observation. Platos point of view, or line of
day world. This is commonsense realism. Commonsense sight, began from the ontological significance of form or
realism accepts the material existence of a real, actual, pattern described in his doctrine of Ideas. However, he
or manifest world and all ontological-epistemological admitted another line of sight, which was matter as a
perspectives treat people, and animals, and physical ob- formless, indefinite, substrate of things (Stace, 1924).
jects as having such a real existence. The ontological Aristotle emphasized the significance of the relational
issue of the Real with a capital R (Putnam, 1987) is a nature of form and matter. Form and matter were under-
very different issue. It concerns the idea of having a stood as dialectically related, as in Eschers Drawing
base or foundation from which everything else emerges. Hands. Formless matter or matterless form were simply
In this limited sense, the Real is defined as that which is not possible. Aristotle maintained that only individual
not dependent on something else, or that which cannot things exist, but existence did not imply a simple split-
be reduced to something else. off matter. Existence implied matter in the context of
If we were to approach the issue from a split under- the categories (forms) of space and time. Thus, exis-
standing, then matter and form would become a di- tence was not the criterion of the Real; the relational
chotomy. In this case, the assertion of either matter or form /matter constituted the Real. As Ross (1959) points
form as the Real would privilege the former and margin- out, Matter is not for Aristotle a certain kind of thing
alize the latter as reducible Appearance. Asserting split as we speak of matter in opposition to mind. It is a
matter to be the Real yields a materialist ontology. purely relative termrelative to form (p. 76).
Within this ontological position, form, pattern, organi- Plato and Aristotle also held a relational view of in-
zation, and ideas are cast as appearances that ultimately activity-fixity (termed Being) and activity-change
are assumed to find their source or origin in the founda- (termed Becoming). Plato is most widely known for
tional Real (i.e., matter). For example, when the concept his postulation of a realm of timeless forms (i.e., a
system, is used within this split ontological frame, it realm of the unchanging). In modern times, this notion
simply references the individual elements of matter such has cast Plato as the father of the search for essences
56 Developmental Psychology: Philosophy, Concepts, Methodology

of nature and, thus, what has been called essentialism journey. The story of modernity is defined both by a
(see Mayr, 1982). Conceived in this split fashion, the quest for absolute certainty of knowledge (Toulmin,
fixed forms of essentialism constitute the conceptual 1990) and by an effort to expand individual freedom, es-
grounding for contemporary nativist positions that in- pecially freedom of thought. Building knowledge on ra-
terpret structure and organization as fixed and un- tional and reasoned grounds, rather than on the grounds
changing. It is unlikely, however, that Plato intended this of authority and dogma, was understood as the key to
split interpretation (Cornford, 1937; Lovejoy, 1936; each of these goals. The early protagonists who devel-
Nisbet, 1969), as Plato himself specifically stated, that oped the basic story line were Galileo Galilei, and his
only the divine is changeless; that the world of man and physics of a natural world disconnected from mind; Rene
society is an incessant process of development and of be- Descartes, whose epistemology elevated disconnection
coming (Nisbet, 1969, p. 308). or splitting to a first principle; and Thomas Hobbes,
Aristotles relational understanding of the nature of who saw both mind and nature in a vision of atomistic
being (static, fixed, inactive, unchanging) and becoming materialism. Of the three, Descartes was to have the
(active, changing) is expressed in his concepts of the greatest and most lasting impact on the formation of
potentiality and actuality of individual things. The split metatheory.
actuality of an object of inquiry (i.e., what the object is Descartes major contributions entailed the introduc-
at a given moment) points to its being. The passage from tion and articulation of splitting and foundationalism as
potentiality to actuality points to the becoming of the core interrelated epistemological themes. As described
object (Ross, 1959, p. 176; Wartofsky, 1968). Coming earlier splitting is the formation of a dichotomyof an
into being (i.e., becoming) constituted Aristotles con- exclusive either/or relationshipand foundationalism is
ceptualization of developmental change andas in the claim that one or the other elements of the formed
unified definition of development elaborated earlier in dichotomy constitutes the ultimate Real. Nature and
this chapterhe emphasized both the transformational nurture, idealism and materialism (form and matter),
and variational nature of change as critical relational reason and observation, subject and object, constancy
features of becoming. Aristotle referred to transforma- and change, biology and culture, and so on all can be
tional change as generation and destruction, and vari- and under the influence of Cartesian epistemology
ational change alteration (Ross, 1959, p. 101102). arethought of as split-off competing alternatives.
Despite the centrality of development (i.e., becoming) to Privilege the one as the Realas the foundationand it
his system, it is often suggested that Aristotles ideas follows under a split interpretation that the other is mar-
promoted an understanding of nature as a hierarchical ginalized as mere appearance or epiphenomenal.
organization of unchanging forms that later became cel- The foundation here is the final achievement of ab-
ebrated as the scala naturae or The Great Chain of solute certainty and the end of doubt. The foundation is
Being (Lovejoy, 1936). The attribution of this nonevo- not a vantage point, standpoint, or point of view, and
lutionary and, hence, nondevelopmental view of nature certainty and doubt are not dialectically related as an
to Aristotle confuses his ontological-epistemological identity of opposites. Descartess foundationalism de-
stance with the proposal of a single possible biological scribes the final fixed secure base. It constitutes an ab-
classificatory system (Lovejoy, 1936, p. 58). Aristotle solute, fixed, unchanging bedrock; a final Archimedes
was the champion of a logic of classification, but the point (Descartes, 1969).
other side of the story is that he also recognized With splitting and foundationalism in place, the theme
the dangers and limitations of any specific system of of reductionism was firmly planted in the history of this
classification. Today, to characterize Aristotle as an tradition, and virtually all change to the present day rep-
antievolutionist who promotes a static conception of hi- resents elaboration and variation of the idea that Appear-
erarchical forms (see Mayr, 1982) misses the relational ance will ultimately be reduced to (i.e., explained
character of Aristotles work. by) the Real. Eliminative reductionism, ontological-
reductionism, property ontological-reductionism,
theoretical-reductionism, definitional-reductionism,
Modernity and the Rise of the Split Tradition
causal reductionism, (Searle, 1992) radical or leveling
In the seventeenth century with the dawn of the modern reductionism, microreductionism, smooth reduction-
age or modernity, split metatheory began its historical ism, semantic reductionism (Shanon, 1993), and
Epistemological-Ontological Issues 57

biosociological reductionsim (Bunge & Ardila, dent of mind or knower (Searle, 1992). This constituted,
1987)while each making interesting and valuable dis- as Putnam (1990) has said, an epistemological Gods
criminations to the plot lineadd little to the theme eye view.
(Overton, 2002). Objectivist matter thus came to constitute the onto-
Having literally invented dualism by splitting the Real logical Real to which the manifold of commonsense ex-
into a Subject piece and an Object piece, Descartesand perience would be reduced to arrive at the goal of
all others who have since accepted the Cartesian cate- science; a systematized body of certain empirical knowl-
gorieswas faced with the problem of how to put the in- edge. Support for the materialist foundation arose and
dividual pieces back together again. If there is an was further defined by Newtons contributions. Central
absolute bedrock to nature and this bedrock is composed among these was the redefinition of the nature of matter
of individual elements, there must be a glue that can join in a way that conceived of all bodies as fundamentally
the pieces into the appearance of wholeness. Descartes inactive. Prior to Newton, matter was understood as in-
favored the solution called interactionism, a solution not herently active. Matter had been conceived in terms of
unlike some of the conventional interactionist posi- the relation of being (static, fixed) and becoming (ac-
tions discussed earlier with respect to the nature-nurture tive, changing). Newton, however, through his concept of
issue. According to conventional interactionism any be- inertia, split activity ( becoming) and matter ( being) and
havior is explained as the additive outcome of pure forms redefined matter as inactivity (Prosch, 1964).
of fixed elements labeled nature and pure forms of fixed The redefinition of bodies as inert matter, and the as-
elements labeled nurture. sumption of the atomicity of matter (i.e., bodies are ul-
timately aggregates of elemental matter that is uniform
Empiricism, Materialism, and Objectivism in nature, and in combination, yields the things of the
Cartesian splitting and foundationalism came to operate world), were basic for Newtons formulation of his laws
as a permanent background frame for modernitys split of motion. However, they were also ideas that a later
tradition. However, the specification of the nature of the generation generalized into a metaphysical worldview
ultimate foundation remained at issue. It was left to that identified the nature of the Real as fixed inert mat-
Hobbes and later empiricists to operate within the frame ter and only fixed inert matter. This billiard ball
of subject split from object, mind split from body, ideas or mechanistic worldview entailed the notion that
split from matter, and to build into this frame the materi- basically everything . . . was made up of small, solid
alist identification of atomistic matter as the ultimate particles, in themselves inert, but always in motion and
ontological foundationthe Real. In the eighteenth cen- elasticitly [sic] rebounding from each other, . . . and op-
turya period called the EnlightenmentBritish em- erating mechanically (Prosch, 1964, p. 66). Within this
piricism arose as a protest against the rational and split worldview, all human psychological processes, in-
subjective elements found in Descartesagainst both cluding the cognitive (perception, thought, reasoning,
the I and the think of the famous I think, therefore memory, language), the affective (emotions), and the
I am. In the epistemological writings of John Locke, conative (motivation, wishes, desires), were necessarily
George Berkeley, and David Hume, reason became split reduced to a bedrock of sensations. Associations were
off from observation and empiricism arose as the doc- used as the glue designed to explain how from these sim-
trine that all knowledge originates in the senses (obser- ple sensations it would be possible to have the complex
vation) and only the senses and, hence, all knowledge ideas, emotions, and desires that are apparent in com-
must ultimately be reducible to sense information (see monsense understanding.
Overton, 1998 for an extended discussion). This empiri- With these themes at handsplitting, foundational-
cist line of modernity continued to pursue the goal of ism, materialism, objectivismit was a short epistemo-
building knowledge on rational and reasoned grounds, logical step to the formulation of a complete scientific
but the rational and reason came to be considered acqui- methodology termed mechanical explanation that
sitions, which in turn needed to be explained as arising with relatively minor modifications has extended to the
from the senses and only from the senses. This forced present day as the basic methodology of neopositivism
monism operated to marginalize subjectivity, mind, or and later instrumentalism, conventionalism, and func-
ideas, thereby creating objectivism; the belief that the ul- tionalism. This notion of explanation is discussed in a
timate material Reality exists as an absoluteindepen- later section on methodology.
58 Developmental Psychology: Philosophy, Concepts, Methodology

While the eighteenth century empiricists focused of Leibnizs philosophy is therefore to be looked for nei-
their enquiry primarily on cognitive issues (complex ther in the concept of individuality nor in that of univer-
ideas) in the nineteenth century, the Utilitarian philos- sality. These concepts are explicable only in mutual
ophy of Jeremy Bentham, passed down through James relationship; they reflect one another (p. 33).
and John Stuart Mill, and Alexander Baine, sought an
Leibniz
extension of the empiricist doctrine by applying the
Newtonian paradigm to the explanation of actions, val- With ontology as the line of sight, Leibniz, a contempo-
ues, morals, and politics (Halevy, 1955). The experi- rary of Locke, refused to split off being from becoming.
mental psychologies of Wundt and Titchener grew from Activity and ceaseless change were fundamental to the
this ground, followed by the functionalist perspectives nature of the Real. In his concept of substance, Leibniz
of Angell, Carr, Woodworth, and, ultimately, behavior- substituted a pluralistic universe in place of
ism and multiple forms of neobehaviorism, including Descartess dualism and Lockes materialist monism.
learning theories and social learning theories of devel- Leibnizs monad is the fundamental unit of this uni-
opment. With behaviorism, stimuli and responses verse. The monad is only in so far as it is active, and
came to replace the earlier sensations as bedrock ex- its activity consists in a continuous transition from one
planatory concepts. new state to another as it produces these states out of it-
In the twentieth century, the split tradition continued self in unceasing succession. . . . Never is one of these
operating as a metatheory for various domains of in- elements just like another; never can it be resolved into
quiry, including developmental inquiry. In philosophy, the same sum of purely static qualities (Cassirer,
the tradition extended its influence in the articulation of 1951, p. 29). In Leibnizs philosophy an inalienable
Anglo-American analytic philosophy. As the name sug- prerogative is first gained for the individual entity. The
gests, analytic philosophy has continued to maintain the individual no longer functions as a special case, as an
Cartesian split categories and to the present day, in vari- example; it now expresses something essential in it-
ous surrogate forms, pursue the analytic ideal of finding self. . . . Every individual substance is not only a frag-
the atoms, or absolute bedrock foundational elements ment of the universe, it is the universe itself seen from
of knowing (Rorty, 1979). The British line of this ap- a particular viewpoint. And only the totality of these
proach located its foundationalism in the analysis of unique points of view gives us the truth of reality
ordinary language. The American line pursued the (Cassirer, 1951, pp. 3233).
same goal in the neutral data language and observa- From an epistemological line of sight, if substance is
tion sentences of neopositivism, elaborated in the writ- in continuous transition from one state to another,
ings of Moritz Schlick, Roudolf Carnap, Gustav then understanding entails the rational discovery of the
Bergmann, Herbert Feigl, Carl Hempel, A. J. Ayer, and rule of this transition and the laws according to which it
the earlier Ludwig Wittgenstein (of the Tractatus occurs. This is Leibnizs rationalism. It differs signifi-
Logico-Philosophicus). cantly from Descartess in that there is no return to God
as the imprinter of these universal ideas, nor is reason
split from observation. Universal ideas as rules and
Modernity and the Elaboration of
laws, and particular experiences as observations, are re-
Relational Metatheory
lational or co-relational. Knowing may begin in observa-
As British empiricism followed its route of splitting and tion, but observation proceeds in the context of some
foundationalism, the German modern period continued system, idea, or form. Analysis is not suppressed in
to elaborate relational epistemological and ontological Leibnizs system; it occupies a significant place in his
issue. At the forefront of the German Enlightenment thought. However, analysis is not privileged over synthe-
stands Leibnizs grand synthesis of a universal mathe- sis; all analysis implies a whole or synthetic aspect ac-
matics and a metaphysics of individuality (Gadamer, cording to which the analysis proceeds. Cassirer (1951)
1993). For Leibniz, epistemology as the universal, the points out that, for Leibniz, the concept of the whole
knowing of the Subject, was joined in a relational matrix has gained a different and deeper significance. For the
with ontology as the particular, the being of the Object. universal whole, which is to be grasped can no longer be
The twentieth-century philosopher, Ernst Cassirer reduced to a mere sum of its parts. The new whole is or-
(1951) captures this fundamental relational quality of ganic, not mechanical; its nature does not consist in the
Leibnizs work when he asserts that the central thought sum of its parts but is presupposed by its parts and con-
Epistemological-Ontological Issues 59

stitutes the condition of the possibility of their nature vantage point, we foreground, and, thus, acquire the
and being (p. 31). horizon of two faces turned toward each other. The two
The Leibnizian tradition is a relational tradition, and faces become a legitimate object of inquiry, moving to-
it emerged, as Cassirer suggests, from an organic under- ward a full achievement of this horizon. From another
standing of the nature of events and the nature of know- vantage point, a vase is foregrounded and a different
ing. Thus, it was within an emerging organic worldview horizon is acquired. Both horizons yield legitimate ob-
that specific features of the relational ontological- jects of study; yet, both are parts of the one whole, and
epistemological ground came to be articulated. The sig- that whole constitutes the fusion of horizons.
nificance of the legacy of the Leibnizian relational Other developmental implications of the Leibnizian
tradition for developmental inquiry islike the signifi- relational tradition follow from the principle that activ-
cance of the legacy of the Newtonian split tradition ity, change, and organization are as fundamental as
severalfold. First, it established a distinct rationale for stability, fixity, and uniformity. Activity-stability,
the proposal that knowing necessarily proceeds from a change-fixity, and organization-uniformity compose the
point of view or line of sight. The importance of per- bipolarities, or relative moments, of the ontological-
spective or point of view is traceable to Plato (Kainz, epistemological relational matrix. This became the prin-
1988), but Leibniz gave it a central significance by em- ciple of Becoming in philosophical and developmental
bedding it in the relational context of parts to whole. inquiry (Overton, 1991b). As suggested earlier, it con-
Point of view does not imply an unrestrained relativism trasts directly with the Newtonian-Humean tradition of
as it sometimes seems to suggest in contemporary usage. split off Being, where activity, change (other than ran-
A point of view within the Leibnizian tradition, only dom variation), and organization are treated as ulti-
becomes a point of view as it is embedded with other mately reducible Appearances.
points of view within a broader context. For example, The principle of Becoming, whose origins are trace-
Subject and Object become points of view only within able to the pre-Socratic works of Anaximander and Her-
a broader organic unity that joins the two within a rela- aclitus (Wartofsky, 1968), takes, as its line of sight,
tional matrix. Without this unity, they are simply iso- activity, change, and organization as necessary and
lated elements and the application of the phrase point nonreducible features of the cosmos (Allport, 1955; Nis-
of view is quite meaningless. bet, 1969). In the eighteenth century, Becoming was
In the postmodern era of contemporary Continental generalized from Leibnizs ontology to an understand-
philosophy, point of view continues to exert a strong in- ing of man, society, and nature.
fluence through the concept of horizon of understand- In 1725, Giambattista Vico attacked the static view
ing or inquiry. The notion of horizon appears in the of human nature and proposed that changes of society
works of Nietzsche and Husserl, but it has been most are the reflection of the imminent and necessary devel-
fully developed in the hermeneutics of Hans-Georg opment of the human mind. In 1755, Kant, in his Gen-
Gadamer (1989). A horizon is the entire range of under- eral History of Nature and Theory of the Heavens,
standing that can be generated from a particular vantage applied the notion of Becoming to the material world,
point. Achieving a horizon entails placing something in and maintained that this world continuously evolves in a
the foreground or what is termed the process of fore- systematic and ordered fashion. And from 1784 on, in a
grounding, a methodological principle that is inherently series of four volumes, Johann Gottfried Herder ex-
relational in nature. Whatever is foregrounded must be tended the idea of Becoming to include nature, living
foregrounded from something else. Consequently, fore- species, and human society alike (Toulmin & Good-
grounding makes visible this other that is joined with it field, 1965).
in a relational matrix. With respect to developmental in-
Hegel
quiry, for example, to foreground the subject is to rec-
ognize the object; to foreground the expressive is to In the late eighteenth and early nineteenth centuries, the
recognize the instrumental, or to foreground the trans- most influential figure to advance the principle of Be-
formational is to recognize the variational. It is the rec- coming was G. W. F. Hegel (17701831). For Hegel, his-
iprocity of horizons, or what is termed the fusion of tory was a necessary dynamic process of growth, defined
horizons that ultimately constitutes truth in such a as expressive-transformational change. The nature of this
relational system. The situation here is similar to the fa- change was defined by the dialectic (see earlier discus-
miliar reversible figure of the vase-person. From one sion), a process through which concepts or fundamental
60 Developmental Psychology: Philosophy, Concepts, Methodology

features of a system dif ferentiate and move toward inte- characterized by periodicity, unevenness in the develop-
gration. This process, suggests a grounding for under- ment of different functions, metamorphosis or qualita-
standing change as directional. In split understandings, tive transformation of one form into another (p. 73).
there must always be a controversy over whether change It is significant also that these three major develop-
is best characterized as either cyclical (variational) or di- mentalists of the last half of the twentieth centuryPi-
rectional (transformational). Within the dialectical con- aget (Piaget & Garcia, 1991, p. 8), Werner (Werner &
text, this dichotomy is resolved through recognition that Kaplan, 1963, p. 11) and Vygotsky (1978) all considered
the polarities of thesis-antithesis constitute the cyclical development to be change entailing a spirality that
dimension of change. However, such cycles are never emerges from cycles and yields direction (see Figure
closed, as they would be in a circle. When a circle is 2.6). As Vygotsky noted specifically with respect to
opened a bit, it does not return precisely to its starting higher psychological functions, Development, as often
point. As a consequence, with the continuation of activ- happens, proceeds here not in a circle but in a spiral,
ity, the open cycle forms a spiral (the synthesis or inte- passing through the same point at each new revolution
gration). With the repetition of spirals, a direction is while advancing to a higher level (p. 56).
formed (see Overton 1994a, 1994c). Along with classical developmental theorists like
In the nineteenth century, the principle of Becoming Werner, Piaget, and Vygotsky, dynamic theorists, both
was extended in the works of social theorists such as from the British object-relations (e.g., Fairbairn, 1952;
Comte, Marx, and Spencer and in the writings of biolo- Winnicott, 1965) and the ego psychology schools (Erik-
gists such as Wolff, Goethe, and von Baer. And James son, 1968) have found the core dialectical Becoming no-
Mark Baldwin (1895, 1897/1973) first formulated a de- tions of activity, differentiation, and integration
velopmental psychology specifically in terms of dialec- central for understanding both normal and pathological
tical categories. As Broughton (1981) points out, his human ontogenesis (Overton & Horowitz, 1991).
[Baldwins] . . . orientation came to be tempered with a This discussion has focused on the historical impact
Hegelian view of dialectical progress through qualita- of the Leibnizian-Hegelian tradition as it advanced and
tively distinct levels of consciousness (p. 399; see also, articulated the principle of Becoming. More broadly, the
Freeman-Moir, 1982). philosophical grounding of the relational developmental
In the twentieth century, Heinz Werner (1948, 1957) tradition was progressively elaborated from Leibniz to
drew his own theoretical approach from the dialectical Kant to Hegel, and it was Kants own contribution that
feature of the principle of Becoming. In this context, he simultaneously both advanced and retarded this pro-
proposed the orthogenetic (normal development) princi- cess. Kants line of sight was epistemological, and be-
ple as a universal explanatory principle, or law, of trans- cause knowing is a human activity, his focus was on the
formational change. The orthogenetic principle asserts human conditions necessary for knowledge. Hume, after
that whenever there is development it proceeds from an splitting reason (mind) from observation, had come to
initial state of relative globality and lack of differentia- argue that valid (universal and necessary) knowledge
tion to a state of increasing differentiation, articulation, cannot be found in the observational world, which yields
and hierarchic integration (1957, p. 126). But Werner only the particular and the contingent. Kant agreed, but
was not alone among twentieth-century developmental- adopting a relational stance, he argued that this fact
ists in constructing metatheoretical and theoretical un- does not lead to the dismissal of valid knowledge.
derstandings framed by the dialectic of Becoming. Rather, it simply demonstrates that if contingent knowl-
Piaget, for example, draws from the same image in laying edge is a feature of the observational world, then valid
out the metatheoretical grounding for his equilibration knowledge must be a feature of thought, of mind.
explanation of human transformational development:
Kant
These global transformations . . . gradually denote a
sort of law of evolution which can be phrased as follows: Arguing from the relational perspective, Kant main-
assimilation and accommodation proceed from a state of tained that both valid and contingent knowledge are
chaotic undifferentiation to a state of differentiation essential aspects of human experience (i.e., both
with correlative coordination (Piaget, 1954, p. 352). the universal and the particular, the necessary and the
Similarly, Vygotsky (1978) maintains that development contingent are features of human experience). Conse-
is best characterized as a complex dialectical process quently, the question was notas assumed in the
Epistemological-Ontological Issues 61

Newtonian-Humean split traditionwhether it was edge and the accessing and application of that knowl-
possible to have valid knowledge. The central question edge became the background for a later cognitive devel-
became the conditions of mind that had to be assumed opmental distinction between the development of a
to produce the experienced valid knowledge. Kant cognitive competence and the development of proce-
began the description of these conditions with the pre- dures for accessing and applying that competence
supposition that reason-thought-concepts form a rela- (Chandler & Chapman, 1994; Overton 1990, 1991a;
tional matrix with observation-intuitions-perceptions. Overton & Dick, in press).
This affirmation of the Leibnizian relational tradi-
Kant and the Phenomena-Noumena Split
tionitself often described as Kants (1781/1966) at-
tempt to reconcile rationalism and empiricismis Although this sketch of human cognition is grounded in
nowhere better articulated than in the famous rela- the relational, two additional features of Kants position
tional aphorism ascribed to him: Concepts without are inconsistent with the relational developmental tradi-
percepts are empty, percepts without concepts are tion: Kants Cartesian split of phenomena and noumena,
blind. This often repeated aphorism is a variant of and that Kant considered the categories and forms of intu-
Kants actual Thoughts without contents are empty, ition to be fundamentally unchanging. Noumena were de-
intuitions without concepts are blind. . . . The under- scribed as things-in-themselves, or objects and events
standing cannot see, the senses cannot think. By their independent of any representation of the object or event.
union only can knowledge be produced (p. 45). Phenomena were described as representations of objects
From this overarching relational commitment, Kant and events as they are known by the knower. For Kant,
presented a philosophical sketch of human cognition these spheres were split. The thing-in-itself was discon-
that further affirmed both the activity and organization nected from knowing, and knowing was disconnected
features of the Becoming tradition. Kants description from the thing-in-itself. A direct consequence of this split
of mind basically entailed three interrelated dynamic is that the (person) point of view became a privileged po-
system components. Because Kant did not split structure sition, in the same way that the Newtonian-Humean tradi-
and function, these dynamic systems are sometimes ex- tion had made the point of view a privileged position.
amined from the structural perspective and are called One broad impact of this Kantian split for develop-
faculties and forms. At other times, they are exam- mental inquiry is that it came to form the background
ined from the functional perspective and called pow- logic for the nativist side of the nature-nurture debate,
ers or activities: First, sense data or content is just as the Newtonian-Humean split formed the back-
transformed into a priori categories of space and time ground logic for the nurture side. This nativism
according to the forms of intuition or forms of percep- whether with respect to Chomskyian (1975) explanations
tion. Second, perceptions become synthesized in terms of language (see Jackendoff, 1994; Overton, 1994b;
of a priori categories of understanding. The categories of Pinker, 1997), or with respect to other contemporary
understanding (e.g., existence, reality, causality, neces- forms of neo-nativism (e.g., Astuti, Solomon, Carey,
sity) operate as a base level rule system that orders per- 2004; Baillargeon, 1993; Karmiloff-Smith, 1991; J. M.
cepts according to the very features that Hume had Mandler, 1992; Spelke & Newport, 1998)presents a
dismissed (e.g., necessity, causality, reality, existence). picture of the human mind as a set of innate rules, un-
Third, the imaginative faculty characterizes the activity touched by history and culture; an inversion of the em-
of mind as it functions to synthesize perceptions and piricist tradition, which presents a picture of history and
categories into objects of knowledge; There exists culture, untouched by the human mind.
therefore in us an active power for the synthesis of the
Hegels Relational Developmental Reconciliation
manifold which we call imagination. . . . This imagina-
of Mind and Nature
tion is meant to change the manifold of intuition into an
image (1781/1966, p. 112). Hegel resolved Kants split and moved his static cate-
In addition to these three basic components of mind, gories back into a more fully coherent relational devel-
Kant described a faculty of judgment. Judgment is the opmental context. Hegel (1807, Introduction) began his
active process that applies knowledgegained through work from the position that there could be no detached
intuition, understanding, and imaginationto the prac- thing-in-itself, just as there could be no detached
tical world. This scheme of the relation between knowl- knowing-in-itself. Rather, the world of knowing and
62 Developmental Psychology: Philosophy, Concepts, Methodology

the world of actual objects operated within the same as necessary as the other; and this mutual necessity alone
dialectical relational matrix as other fundamental cate- constitutes the life of the whole. (Hegel, 1807, p. 2)
gories. This is the meaning of his well-known rela-
tional aphorism: What is reasonable [the known] is The Hegelian image of growth according to active
actual [the object] and what is actual is reasonable processes of system differentiation and integration con-
(Hegel, 1830, p. 9). Like Kant and others who held this trasts sharply with the Kantian image of fixed, a priori
line of thought, Hegel took the a subject, person cen- given active systems. A number of contemporary do-
tered, or phenomenological point of view. However, for mains of developmental inquiry reflect the legacy of
Hegel, the world of actual objects and events became a these traditions. For example, the Kantian metaphor of
dialectical feature of this perspective. mind as a fixed steel filing cabinet provides back-
In his phenomenology (i.e., the study of experience) ground support for contemporary approaches to devel-
of mind (i.e., of the subject), Hegel distinguished two opmental inquiry that offer the digital computer as their
features or moments of consciousness: (1) the moment guiding model of the nature of mind. The computer
of knowledge (i.e., knowing, thinking, notion) and image itself fixes an understanding of the nature of
(2) the moment of truth (i.e., the actual or object). At cognitive-affective processes, change, and persons. The
any point, these moments may not stand in a harmonious reality that emerges from this metaphor portrays cogni-
relationship, as when what one thinks to be the case tive development as either a simple increase in represen-
(moment of knowledge) turns out to be in error with re- tational content (Scholnick & Cookson, 1994), which
spect to the actual world (moment of truth). In this di- this machine processes, through various linear causal
alectic history comes to play a central role, and mechanisms, or as an increase in the efficiency of the
knowledge becomes developmental, as when there is a computational machinery itself (Siegler, 1989, 1996;
lack of correspondence between these two moments Sternberg, 1984). In this picture, there is no room for
then consciousness must alter its knowledge to make it the expressive-transformational change found in the
conform to the object (Hegel, 1807, p. 54). Thus, while works of Hegelian oriented investigators such as Piaget,
Kant maintained that knowing is action that remains Werner, Erikson, Bowlby, and others
static in its form, Hegel held knowing to be action that The Kantian-Hegelian contrast also grounds and sus-
transforms itself across time. tains an important debate in the domain of affective de-
In Hegel, the Kantian stable and fixed features of velopment among those who begin from a shared
mind became fluid and changing, or as Hundert (1989) understanding that emotions are not stimuli or re-
points out, Kants metaphor of mind as a steel filing sponses but central, organizing features of personality
cabinet became replaced by a metaphor of organic and behavior (Malatesta, Culver, Tesman, & Shepard,
growth. This metaphor of organic growth then assumes 1989, p. 5). Moving from this shared subject or person
the position as background that sustains and promotes centered point of view that takes expressive change as
future thinking from a relational-developmental per- the domain of developmental inquiry, a Kantian group
spective. The metaphor is evident in the relational con- (e.g., Ekman, 1984; Izard, 1977; Izard and Malatesta,
cepts of differentiation and integration that emerge 1987) and a Hegelian group (e.g., Lewis 1993; Sroufe,
from the dialectic, and Hegels description of the devel- 1979) set off on different paths concerning how best to
opment of knowledge that he presents in the first pages characterize the affective development of the child. The
of his Phenomenology, stands as a prototype for the de- Kantians argue for the adequacy of models that describe
velopmental organic vision: the infant as having a number of discrete basic emo-
tions innately available. The Hegelians argue that a
The bud disappears in the bursting-forth of the blossom,
more adequate description suggests that the infant be-
and one might say that the former is refuted by the latter;
gins affective lifeas well as social and cognitive
similarly, when the fruit appears, the blossom is shown up
in its turn as a false manifestation of the plant, and the
lifeas a relatively undifferentiated action system that
fruit now emerges as the truth instead. These forms are not becomes differentiated and reintegrated through operat-
just distinguished from one another, they also supplant one ing on the actual world. Malatesta et al. (1989) capture
another as mutually incompatible. Yet at the same time the psychological translation of the Hegelian framework
their fluid nature makes them moments of an organic unity with respect to Sroufes work: Affects begin as undif-
in which they not only do not conflict, but in which each is ferentiated precursor states of distress and nondistress
Epistemological-Ontological Issues 63

and differentiate into specific emotions only gradually. characterizes Piagets (1992) writings, as he suggests
Differentiation occurs in a stage-like way as a function when he declares himself, neither empiricist nor a pri-
of major developmental reorganizations (p. 11). orist but rather constructivist or partisan of dialectic as
The debate over the form of emotional development a source of novelties (p. 215).
is paralleled by a debate about the nature of the rela- Object relations as a family of theories of human de-
tionship between cognitive and emotional develop- velopment, along with Eriksons ego theory and the
ment. This debate is also framed by split and relational cognitive-affective theories of Piaget and Werner, all
positions. The split positions assert that conceptual focus their inquiry on the psychological development of
boundaries are cuts of nature. The relational develop- the individual or the person. However, phenomenological
mental position understands them as moments of func- constructivist inquiry may take as its point of view
tioning. As Santostefano (1995) points out, Cognition either this constructive process or the correlation be-
and emotion will remain segregated as long as investi- tween this process and cultural-biological objects. Thus,
gators view the boundary as real and the domains as within phenomenological constructivism, as within the
opposites, either independent of each other (e.g., Za- broader relational framework, theories of intrapsychic
jonc, Pietromonaco, & Bargh, 1982), parallel and inter- development and theories of interpersonal development
acting with one another (e.g., Leventhal, 1982) or with do not necessarily conflict. Consider, Piagetian in-
one dominating the other (e.g., Izard, 1982; G. Man- trapsychic and Vygotskyian interpersonal approaches to
dler, 1982) (p. 63). development. The development of individual intrapsy-
chic dynamic organizations has been the Piagetian focus
Phenomenological Constructivism and Realism
of inquiry, but a good deal of Piagets own investigations
The Hegelian reconciliation of mind and nature estab- concerned the role of the interpersonal-cultural context
lished the conceptual base for a particular type of (Carpendale & Mueller, 2004; Overton, 2004b; Piaget,
constructivism that is probably best referred to as 1995; Youniss & Damon, 1992). The sociocultural inter-
phenomenological constructivism. Constructivism is personal process has been the Vygotskian focus; yet,
broadly the position that the activity of mind necessar- Vygotskys writings demonstrate a significant interest
ily participates in the construction of the known world. in intrapsychic dynamic organizations of the person. van
Constructivism is an epistemological position that af- der Veer and Valsiner (1994) argue that it is inaccurate
firms the necessity of the constitutive dimension of the to depict Piaget and Vygotsky as irreconcilable oppo-
person in all knowing. Constructivism is usually con- nents, as Piaget and Vygotsky did not differ about the
trasted with Realism, which is the epistemological claim development of personal-cognitive (and affective)
that the world as known is a direct reflection of a mind- structures (p. 6) and there is an actual closeness of
independent world. For the realist, perception of this the basic personalistic (i.e., person centered) stand-
world is direct, without the mediating activity of mind points of both . . . [that] has gone without attention
(see, for example, Gibson, 1966, 1979). Phenomenologi- (p. 6). As a consequence of both their reciprocal inter-
cal constructivism is the position that the mind con- ests and their metatheoretical closeness, Piaget and Vy-
structs the world as known, but the known world is a gotsky can reasonably be offered as alternative poles of
co-actor in the process of construction. Following Hegel, a broadly unified approach to developmental inquiry: Pi-
there are alternative object worlds, and it is important to agets intrapsychic inquiry functions in the context of
be explicit about whether inquiry is focusing on the sub- the Vygotskian interpersonal action, as Vygotskys in-
jects object worldinquiry explores phenomenological terpersonal inquiry functions in the context of the Pi-
constructivismor the physical-cultural object world agetian intrapsychic action.
inquiry explores implications of the settings within
which phenomenological constructivism occurs. Hilary Hermeneutics: Gadamer and the Relational
Putnam (1987) clearly captures the sense of phenomeno- Developmental Tradition
logical constructivism: My view is not a view in Hans-Georg Gadamer (1976, 1989, 1993) in Europe,
which the mind makes up the world. . . . If one must use along Charles Taylor (1979, 1985, 1991, 1995) in
metaphorical language, then let the metaphor be this: the North America, illustrate contemporary forms of the
mind and the world jointly make up the mind and the Leibnizian-Hegelian relational developmental philo-
world (p. 1). Phenomenological constructivism best sophical tradition. Although both Gadamer and Taylor
64 Developmental Psychology: Philosophy, Concepts, Methodology

reject features of the Hegelian system (e.g., the source of further projections of meaning. Through this
dogmatic notion that history must proceed according to circle of projection and correction understanding ad-
the dialectic), each draws from and extends Hegels no- vances, and the notion of an advance or progression is ap-
tions of the relational, the developmental, and the cen- propriate here because the hermeneutic circle is never a
trality of action as both expressive-constitutive and closed circle, and representsfollowing Hegels dialec-
instrumental-communicative. Both also contributed to ticthe open cycle whose action creates a continuing di-
an understanding of the centrality of embodiment; rectional spirality to knowing. The circle is constantly
Gadamer in his existential grounding of the hermeneutic expanding, since the concept of the whole is relative, and
and Taylor in his explicit discussions of embodiment. being integrated in ever larger contexts always affects the
Broadly, hermeneutics is the theory or philosophy of understanding of the individual part (Gadamer, 1989,
the interpretation of meaning. Its heritage goes back to a p. 190).
classical period when the hermeneutic task involved the The hermeneutic circle has formed the conceptual
discovery of the meaning of sacred texts. Schleierma- context for several features of developmental inquiry.
cher made important formative contributions during the When inquiry is focused on the transformational nature
Romantic period. Vico and Droysen later added a histor- of ontogenetic change, the hermeneutic circle becomes
ical dimension to the problem of interpretation, and the conceptual context for the Piagetian theory of
Dilthey, in his Critique of Historical Reason at the turn assimilation-accommodation, as the action mechanism
of the twentieth century developed the method of verste- of change. Assimilation constitutes the projection of ex-
hen (understanding) as a methodology for the human pressive meanings (i.e., affects, perceptions, cognitions)
sciences (Bleicher, 1980). onto a world being constituted. Accommodation consti-
Gadamers hermeneutic approach has been labeled tutes the action of correction, as assimilation yields par-
universal hermeneutics or philosophical hermeneu- tial success-partial failure. Psychological development
tics (as distinct from Habermass critical hermeneu- necessarily proceeds from some organization (sensory
tics to be discussed in a later section). As heir of the motor, representational, reflective) that constitutes pre-
hermeneutic tradition, Gadamer (1989) elaborates upon understanding, and this is projected to constitute the
the method of verstehen (see the relational developmen- world as experienced. But this projection meets the de-
tal methodology section of this chapter), but it goes be- mands of a world with its own structure, and action cor-
yond a methodology to present a broad philosophical rects itself in anticipation of further projection.
position that seeks to answer the question: How is un- When inquiry is focused on defining the scientific
derstanding possible? nature of developmental inquiry, then the hermeneutic
circle articulates the relational scientific logic called
The Hermeneutic Circle: Transformational abduction or retroduction. This concept and its
Change. The hermeneutic circlea reaffirmation of place in a relational metamethod will be detailed in the
the Leibnizian-Hegelian holism of the unity of parts to methodology section of this chapter.
wholeconstitutes the fundamental background condi- In claiming the hermeneutic circle as the core pre-
tion for all understanding from a hermeneutic point of condition for understanding, Gadamer follows Heideg-
view. Understanding moves forward from preunderstand- ger, by grounding the concept in the existential world
ing to understanding in a circular movement. The (1989, p. 293). Through this grounding (a) epistemology
wholewhether a text that requires understanding, or and ontology are joined as relative moments in the whole
some general phenomenon of inquiry, such as human de- of understanding, and ( b) understanding is identified as
velopmentis initially approached with the meanings, or both relational (the reciprocity of the interpreter and
prejudices that constitute common sense. These are the tradition) and variational-transformational (the oscillat-
initial meanings of what hermeneutics terms the preun- ing movement of part and whole leads to changes in the
derstanding. These anticipatory meaningscalled the form of the individual and tradition).
horizon of a particular present (Gadamer, 1989, p. 306) The hermeneutic circle, as the precondition for un-
are projected onto the phenomenon of inquiry. As a con- derstanding, owes an obvious debt to the Leibnizian-
sequent, they form an early stage in understanding. Hegelian holistic tradition. Gadamer acknowledges this
However, the object of inquiry is not merely a figment of debt, and identifies himself as an heir of Hegel. How-
projection but is itself an internally coherent whole; thus, ever, this kinship is defined most significantly when
the object of inquiry reciprocally operates as a corrective Gadamer articulates the specific conditions for under-
Epistemological-Ontological Issues 65

standing; for here he endorses the Hegelian dialectic of Piagetbetween the interpersonal and the intrapsychic.
the universal and concrete as the summation of the When located in this frame, his work becomes more
whole of metaphysics (Gadamer, 1993, p. 51). closely aligned with the Gibsonian (Gibson, 1966, 1979)
The preservation and renewal of the dialectic of realist ecological position. In this context, the persons
universal and concretethe transcendental and the intentions become reduced to instrumental acts that
immanentdefines the core of Gadamers approach. change through a Darwinian-like selection process in
Here universal and concrete stand in a dialectic rela- accordance with the affordances of the environment for
tionship, an identity of opposites. Each is granted an action (Reed, 1993; Rogoff, 1993).
ontological reality. Social constructivism, as a split position, tends to not
even address phenomenological constructivism. Instead,
social constructivism places itself in a dichotomous,
The Marxist Split Tradition
either/or relationship with yet a third variety of con-
Karl Marx was an early admirer of Hegel and an heir to structivism, biological constructivism. Biological con-
the Leibnizian-Hegelian tradition. His work affirmed the structivism emerges from the Kantian split. It involves
centrality of both activity and the dialectic. However, and the claim that the person cognitively-affectively con-
most importantly, Marx elevated the material world to an structs the world as known, but that genetic endowment
absolute privileged position as the source of thought. In determines the fundamental nature of the person who
this move, Marx reasserted a split tradition. Marxs di- does the constructing. Scarr (1992) nicely illustrates bi-
alectical materialism thus became another foundationalist ological constructivism. She maintains, on the one hand,
position similar to the Newtonian-Humean tradition in that reality is constructed by experience, and thus, it
that both appeal to a mind-independent material world as is not a property of a physical world (p. 50). On the
the absolute bedrock of the Real. other hand, she asserts that genotypes drive experi-
ences. . . . In this model, parental genes determine their
Social and Biological Constructivism
phenotypes, the childs genes determine his or her phe-
The Marxist split tradition became the ground for a sec- notype, and the childs environment is merely a reflec-
ond type of constructivism, social constructivism. If the tion of the characteristics of both parents and child
material world is elevated to a privileged ontological (p. 54). The biological and social constructivist con-
status, then this world of instrumental-communicative frontation, as it turns out, is yet another manifestation
social relations, and only this world, provides the base of the split nature-nurture dichotomy.
for building the categories of thought. Once the cate- The Marxist split tradition has continued to exert a
gories of thought are acquired from the split-off social strong contextual influence over both the interpretation
world, the person projects these socially instilled cate- of Vygotskys approach, and, more broadly, the inter-
gories back onto the world, and, in this sense, constructs pretation of the relationship between the intrapsychic
the known world. Hence, social constructivism is the and the interpersonal. The Marxist tradition has been
constructing of the known world from an instrumental- elaborated, and these elaborations often function as the
communicative social relations foundation and only epistemological-ontological ground for conceptualizing
from this foundation. This position was later elaborated the interpersonal and social-cultural features of devel-
by the pragmatist George Herbert Mead under the rubric opment. Jurgen Habermass critical theory represents
of social behaviorism (Mead, 1934). Vygotsky, who the most carefully and fully articulated contemporary
was writing at about the same time as Mead, has come elaboration of the Marxist split tradition.
to be viewed as the father of the social constructivist
movementprobably because Vygotskys writings were Habermas and the Marxist Split Tradition
initially discovered and propagated by small groups of In a negative sense, the core of Habermass work is
progressive young Marxists who saw his work as pro- the denial of any possible centrality of the expressive-
viding, among other things, a foundation for a criticism constitutive subject as a point of reference. As
of the prevailing tendency to attribute individual failure McCarthy points out, the key to Habermass approach
and success to genetic endowment (van der Veer & is his rejection of the paradigm of consciousness and
Valsiner, 1994, p. 5). its associated philosophy of the subject in favor of
When Vygotsky is placed in a social constructivist the through-and-through intersubjectivist paradigm of
framework, there is no rapprochement between he and communicative action (1993, p. x). Habermas himself
66 Developmental Psychology: Philosophy, Concepts, Methodology

considers this move to an exclusive privileging of means [instrumental activity] originated in social life. As
the instrumental-communicative to be a paradigm- stated by Luria (1981), in order to explain the highly
change, which leaves behind any vestige of Cartesian complex forms of human consciousness one must go be-
subjectivism or metaphysics of subjectivity (Haber- yond the human organism. One must seek the origins of
mas, 1993b, p. 296). From this position, Habermas conscious activity and categorical behavior not in the re-
cesses of the human brain or in the depths of the spirit, but
(1991, 1992) analyzes favorably George Herbert Meads
in the external conditions of life. Above all, this means
social behaviorism as furthering the same paradigm
that one must seek these origins in the external processes
shift, and he attacks the moral point of view taken by of social life, in the social and historical forms of human
expressive-constitutive oriented developmental investi- existence (p. 25). (Wertsch, 1991, p. 3334)
gators such as Kohlberg because here issues of moral
cognition take precedence over questions of practical The Marxist split tradition then becomes the bridge
orientation (1993a, p. 121). between Vygotsky and M. M. Bakhtin (1986) whose
In a more positive vein, Habermas attempts to locate contribution was a conception of meaning and language
all the traditional dialectical tensions between subject- that is thoroughly external to the expressive-constitutive
object, self-other, and reason- observation within the do- subject (Kent, 1991), as follows:
main of communication and social practice (McCarthy,
Both Vygotsky and Bakhtin believed that human commu-
1991). If this conceptualization functioned as a point of nicative practices give rise to mental functioning in the
view thereby allowing another point of view that located individual. . . . They were convinced that the social di-
the same tensions within the expressive-constitutive sub- mension of consciousness is primary in time and in fact. The
ject, it would constitute a powerful perspective from individual dimension of consciousness is derivative and
which to explore the instrumental-communicative fea- secondary (Vygotsky, 1979, p. 30). (Wertsch, 1991, p. 13)
tures of development. However, Habermas insists that the
dialectical tensions must be located in the instrumental- However, in Wertschs estimation Vygotsky failed to
communicative realm, and only in the instrumental- sufficiently pursue the Marxist tradition, for given that
communicative realm. This insistence on exclusivity, un- Vygotsky was interested in formulating a Marxist psy-
dercuts the potential of the position by perpetuating a chology, he made precious little mention of broader his-
split that ultimately unnecessarily constrains develop- torical, institutional, or cultural processes (1991,
mental inquiry. p. 46). Consequently, Wertsch draws on Habermass
(1984) account of instrumental-communicative action,
and moves beyond Vygotsky to Bahktins contribution,
to pursue the general claim that mediational means
Culture and Development in Split and
emerge in response to a wide range of social forces
Relational Metatheories
(1991, p. 34).
The Marxist split tradition has, in recent times, been an Shweders (1990) approach to culture and develop-
influential background for the study of culture and de- ment is another contemporary illustration of the back-
velopment. Wertsch (1991) highlights this in his cul- ground influence of the Marxist split tradition (see also
tural approach to development. He begins his broadly Cole, 1995, 1996; Miller, 1996; Rogoff, 1990, 1993).
synthetic account by setting a contrast between develop- However, in proposing an outline for a cultural psychol-
mental inquiry that focuses on the universals of mental ogy, he follows a more Habermas-like strategy by lo-
functioning and his own focus on sociocultural cating the dialectic tension of subject and culture
specifics. However, rather than continuing this contrast necessarily in the realm of instrumental, thereby deny-
of the universal and the particularthe transcendent and ing any reality to the fully embodied expressive subject.
the immanentin a relational context, Wertsch explic- In Shweders presentation, the universal, the transcen-
itly establishes the Marxist ontological agenda, and casts dent, the ideal, and the fixed are explicitly denied any
Vygotsky and Luria solidly in this tradition, by stating: fundamental reality (1990, p. 25); thus, a dichotomy is
established that privileges the particular, the immanent,
In pursuing a line of reasoning that reflected their concern the practical, and the relative. As a result, when
with Marxist claims about the primacy of social forces Shweder (Shweder & Sullivan, 1990) identifies the sub-
[emphasis added], Vygotsky and his colleagues . . . con- ject or person of his subject-culture inquiry, it explicitly
tended that many of the design features of mediational is not, nor could it be, the universal or ideal subject
Epistemological-Ontological Issues 67

found in some domains of cognitive-affective and to reach a goal. For example, one takes a hammer to drive
personality research. Shweder explicitly excludes this a nail into the wall. There is, however, a second aspect in
subject, and instead offers the semiotic subject char- any action, which Boesch calls the subjective-functional
acterized by instrumental rationality and instrumental aspect [the expressive-constitutive]. Here, the driving of
intentionality only. The final result is little different the nail may have the subjective-functional meaning that
one feels proud of being able to do so, one may also enjoy
than a straight forward Skinnerian (1971) position or
it, or it may even be related to feelings of rage. In any
frame in which it is permissible to consider higher
case, the action of nailing receives a meaning beyond its
mental processes only to the extent that they are under- instrumental purpose. (p. 30)
stood as being defined by a specific repertoire of instru-
mental responses correlated with specific stimuli. From this base, Boesch (1980, 1991, 1992) and Eck-
Similarly, for Shweder, rationality and intentions ensberger (1989, 1990, 1996) formulate the beginnings of
are defined as instrumental problem solving behaviors a developmentally oriented cultural psychology that is
that are correlated with cultural contexts. more inclusive than those founded in the Marxist tradi-
When the Marxist tradition is the ground for develop- tion. Boeschs system and Eckensbergers extension of
mental inquiry, as in these illustrative examples, this system draw from Piagetwhom Boesch calls the
activity is centralas action is central in the Leibnizian- first action theoristas well as from Janets dynamic
Hegelian relational tradition. However, it is important to theory, psychodynamic theory, and Kurt Lewins field-
keep in focus the fact that activity, in the Marxist theory. Elaborating on the relational theme of expressive-
tradition, is necessarily restricted to the instrumental- constitutive/instrumental-communicative action they
communicative. When Rogoff (1993) discusses cogni- argue for a cultural psychology that aims at an integration
tionas Sweder discusses intentions or Bakhtin of cultural and individual change . . . individual and col-
discusses language and meaningit becomes restric- lective meaning systems . . . [and one that] should try to
tively defined as the active process of solving mental bridge the gap between objectivism and subjectivism
and other problems (p. 124). The Leibnizian-Hegelian (Eckensberger, 1990).
tradition accepts both this instrumental action, and ex- Inclusive relational developmental models of the in-
pressive mental action as relational moments. But when dividual and culture are not limited to the European
Rogoff addresses the expressive, she first reframes it as a continent. For example, as described earlier, Damon
static formulation and then rejects it as a cognition as a (1988, 1991; Damon & Hart, 1988), presents the outline
collection of mental possessions (p. 124). The result of of just such an approach in his discussion of two com-
splitting off the expressive subject, is that Rogoff s plementary developmental functions, . . . the social and
own relational approach is a relation between the the personality functions of social development (1988,
instrumental-communicative subject and cultural con- p. 3). Moving within the broader Leibnizian-Hegelian
texts. This she presents as an approach, which permits concepts of differentiation and integration, Damon
the consideration of individual thinking or cultural presents the interpenetration of the two functions as an
functioning as foreground without assuming that they are identity of opposites. Furth (1969), also explicitly pre-
actually separate elements (p. 124). This is correct, but sented a relational view of social development in which
the assumption of separate elements has already been self and other as isolated entities are denied in favor of
made in the background, and the unwanted element of relations (Youniss, 1978, p. 245), and this perspective
this assumption has already been suppressed. has been the continuing focus of Youniss and his col-
The expressive-instrumental Leibnizian-Hegelian leagues (e.g., Davidson & Youniss, 1995; Youniss &
tradition of the centrality of action is illustrated in a Damon, 1992). This relational perspective has most re-
number of action theories that focus on the role of cul- cently been expanded in the literature on infant develop-
ture in human development (see Oppenheimer, 1991 for ment (Mueller & Carpendale, 2004; Hobson, 2002)
a review). However, a particularly rich account is found through a focus on the contrast between individualist
in the work of E. E. Boesch (1991). As Eckensberger (split) and relational approaches to the origin and nature
(1989) points out: of social development:
Bosech begins with the notion that any action and any goal The basic tenet of the relational framework is that the self
has two dimensions or aspects: one . . . is the instrumental always already lives within a social world and is always al-
aspect, that an action is carried out instrumentally in order ready immersed in relations with other. These relations
68 Developmental Psychology: Philosophy, Concepts, Methodology

are not established in the mind of the individual, but in James terms a double-barrelled (1912, p. 10) concept.
common space through interaction and dialogue. . . . Nei- It recognizes in its primary integrity no division be-
ther self nor other are primary. Rather self and other are tween act and material, subject and object, but contains
sustained by particular interactive relations, and it is them both in an unanalyzed totality (Dewey, 1925,
within and through these relations that concepts of self pp. 1011). Experience refers to both the action of the
and other evolve. (Mueller & Carpendale, 2004, p. 219)
subject (i.e., the subjects embodied active exploration,
active manipulation, and active observation of the ob-
ject world) and the object worlds active impingement
Pragmatism
on the subject. It includes what men do and suffer,
A final epistemological-ontological tradition that re- what they strive for . . . and endure, and also how men
quires a brief exploration to establish a grounding for an act and are acted upon (p. 10). For purposes of empiri-
inclusive understanding of development is the American cal investigation, analysis separates this integrity into
pragmatism of Pierce, James, and Dewey. Pragmatisms two points of view, and hence two different analytic
fundamental postulates cohere as a contextualist world- meanings. However, the empirical question is not
view (Pepper, 1942) that draws on many Leibnizian- whether experience is truly one or the other. The ques-
Hegelian themes, including holism, action, change, and tion is how each form of experience contributes to the
the dialectic. The focus of these themes is located on the understanding of human development.
instrumental rather than the expressive pole of the rela- Change and novelty are also basic to the pragmatists
tional dialectic. If Gadamer and Taylor (see also position. However, the focus of change in pragmatism is
Ricoeur, 1991) can be said to represent the phenomeno- on the variational rather than transformational. Simi-
logical perspective of the relational developmental larly, novelty is the new variant rather than the emergent
philosophical grounding, then pragmatism, particularly level of organization found in transformational change.
the work of James and Dewey, can be read as represent- This focus is due in part to pragmatisms Darwinian
ing the instrumental perspective. evolutionary commitment (Darwin opened our minds
Putnam (1995) describes holism as one of the chief to the power of chance-happenings to bring forth fit re-
characteristics of James philosophy. This holistic com- sults if only they have time to add themselves together,
mitment leads to an obvious if implicit rejection of James, 1975, p. 57) along with the commitment to the
many familiar dualisms: fact, value, and theory are all joint relation of the instrumental and adaptation.
seen by James as interpenetrating and interdependent Pragmatisms focus on variational change and varia-
(p. 7). James (1975) addresses virtually all the tradi- tional novelty, also follow from a preference for plural-
tional dichotomies of split-off traditions, and he, along ism and diversity over unity (James, 1975, p. 79). In the
with Dewey (1925), argue for a relational interpenetrat- discourse of pragmatism, and especially in James writ-
ing understanding of universal-particular, inner-outer, ings, concepts of unity, order, form, and pat-
subject-object, theory-practice, monism-pluralism, and tern tend to be interpreted as denoting the fixed and
unity-diversity. Although affirming the ontological real- unchanging, in the sense of an Absolute Transcendental-
ity of the dialectic of interpenetration, the stress and the ism (James, 1975, p. 280) or an essentialism. When this
focus of pragmatism is, however, on the particular, the is the horizon of understanding, change in fact necessar-
outer, object, practice, pluralism, and diversity. ily becomes restricted to the sphere of diversity. If it is
Epistemologically, pragmatism repudiates the foun- only in the sphere of diversity and pluralism that there is
dationalism of an ultimate fixed object of knowledge, some separation among things, . . . some free play of
and insists on the connection of knowledge and action. parts on one another, some real novelty or chance
Knowledge arises out of action, out of particular prac- (p. 78), then change must be restricted to this sphere. For
tices or praxis. In this respect, James and Dewey differ pragmatism, it is in the sphere of pluralism and diversity
little from Habermas, Gadamer, Bahktin, and Taylor. that the world is still in process of making (p. 289).
Rather than specifically elaborating the notion of dia- The suggestion, that pragmatism can be read as repre-
logue as the mediator of knowing (expressive and instru- senting the instrumental perspective of the relational de-
mental), the concept of experience carries this function velopmental philosophical grounding falters upon this
in pragmatism. Experience manifests its relational di- restrictive identification of unity with the static and
alectical as well as its embodied character in being what fixed, and of diversity with the active and changing. In
Epistemological-Ontological Issues 69

the broad relational developmental tradition, activity cance of integration in contextualism. He argues rela-
and change are not split off and thus encapsulated. Unity tionally that the integration the pragmatist should stress
and synonyms of unityincluding the universal, the is an integration of conflicts (1979, p. 411); hence, a
transcendent, order, system, form, pattern, dialectical integration. He also warns the contextualist
organization, and structurehave been understood against the danger of an overemphasis on the contingent,
throughout the Leibnizian-Hegelian tradition as ontolog- the accidental, and the variable. For Pepper, the contex-
ically active and changing. As emphasized throughout tualist has been so impressed with evidences of histori-
this chapter, the Leibnizian-Hegelian tradition grants cal change and cultural influences and the shifting
the same ontological reality to diversity and synonyms of contexts of value that he cannot easily bring himself to
diversityincluding the concrete, the immanent, accept any degree of permanence (p. 414). Pepper
disorder, plurality, content, and function. From chides the constricted contextualist by arguing that
the expressive and transformational point of view within there is much more permanence in the world than the
this tradition, structures function (act) and change and contextualist admits (p. 414). Similarly, Hilary Putnam
self-organizing systems operate (act) and change. From has elaborated an extensive contemporary relational
the instrumental and variational point of view within reading of pragmatism. Putnam sometimes refers to
this tradition, action is variational (diversity, plurality, this reading as internal realism and sometimes as
and individual differences) and changing. pragmatic realism (1987, 1990, 1995). In either case,
A related problem concerns the ambivalent posture therealism is the commonsense realism discussed
that pragmatism takes toward the notion of order or earlierneither the Realism of mind (idealism), nor the
unity itself. If implicit, in the writing of the pragmatists, Realism of world (materialism). The internal and
it is clear, and explicit, in Stephen Peppers (1942) pragmatic features of his system assert the position of
distillation of the presuppositions of the pragmatists a pragmatism that includes both the expressive and the
that disorder or diversity is a fundamental category of instrumental.
pragmatism-contextualism. However, because pragma- Finally, that pragmatism need not be read as a split
tism offers itself as not denying any category that has a tradition, which suppresses order and change of form,
practical value (I call pragmatism a mediator and rec- can even be gleaned from the writings of one of the
onciler. . . . She has in fact no prejudices whatever, founders of pragmatism:
James, 1975, p. 43), it cannot deny order, unity, organi-
zation, pattern, or structure. Pragmatism does, however, There is in nature . . . something more than mere flux and
approach these concepts from a certain distance and change. Form is arrived at whenever a stable, even though
moving, equilibrium is reached. Changes interlock and
distrust. Most important, in some readings pragmatism
sustain one another. Whenever there is this coherence
tends to interpret order and unity as an end to be at-
there is endurance. Order is not imposed from without but
tained, rather than as a legitimate ontological real. In is made out of the relations of harmonious interactions
this case, order is treated, if not directly conceptualized, that energies bear to one another. Because it is ac-
as Appearance. Such a reading of pragmatism splits the tive . . . order itself develops. It comes to include within
dialectical relation between the transcendent and the its balanced movement a greater variety of changes.
immanent or unity and diversity found in both Gadamer (Dewey, 1934, p. 14)
and Taylor. When this split occurs, pragmatism takes on
the flattened character suggested in the postmodern ap- If pragmatism is read as joining order to disorder, and
proach of Richard Rorty. As the philosopher Thomas joining activity and change to both structure and func-
McCarthy (1991) points out, Rortys epistemological tion as this quote from Dewey and the work of Putnam
behaviorism is a variant of the contextualism common to and others suggest, then pragmatism enlarges the philo-
most postmodernist thinkers (p. 20). It entails a radi- sophical grounding of the relational developmental
cally contextualist account [that] . . . amounts to flatten- tradition, and it enlarges the field of developmental in-
ing out our notions of reason and truth by removing any quiry. Illustrations of the impact of this expanded
air of transcendence from them (p. 1415). grounding of pragmatism are found, for example, in
This split reading of pragmatism is not necessarily Damon and Hart (1988) with respect to social develop-
canonical however. Pepper, in a work following his well- ment, Nucci (1996) on moral development, and in the
known World Hypotheses, acknowledges the signifi- works of Varela et al. (1991) and Wapner and Demick
70 Developmental Psychology: Philosophy, Concepts, Methodology

(1998) for cognitive development. Piaget (1985)con- an empirical science. The historical dialogue has ar-
sidering the relation between his earlier investigations rived at a common agreement that whatever else it may
of operational knowing (expressive-transformational) be, any empirical science is a human activityan epis-
and contemporary explorations of procedural knowing temological activitywith certain broad orientations
(instrumental-variational)found in this new arena a and aims. The historical dialogue has further led to
possible synthesis of genetic structuralism, the focus of common agreement that the most general aim and orien-
all of our previous work, with the functionalism found in tation of empirical science is the establishment of a sys-
the work of J. Dewey and of E. Claparede (p. 68). tematic body of knowledge that is tied to observational
The aim of this section has been to establish a broad evidence (Lakatos 1978b; Laudan 1977; Nagel, 1979;
epistemological-ontological grounding for an inclusive Wartofsky, 1968). Any empirical science aims at build-
understanding of development as formal (transforma- ing a system of knowledge that represents patterns of
tional) and functional (variational) changes in the relations among phenomena and processes of the expe-
expressive-constitutive and instrumental-communicative rienced world. These patterns constitute explanations
features of behavior. This has been done by following the of the phenomena and processes under consideration.
historical thread of the Leibnizian-Hegelian tradition Further, to be properly empirical, the explanations must
and noting the locations where this thread splits-off to- have implications that are in some sense open to obser-
ward exclusivity. Ultimately, the illustrations given do vational-experimental assessment.
not aim to categorize particular writings. Rather, they If science aims toward order, it begins in the flux
suggest the consequences that follow for the domain of and chaos of the everyday experience that is often
developmental inquiry when a particular path is taken. In termed common sense (see earlier discussion of
the concluding section, the epistemological-ontological commonsense level of observation, Figure 2.1, and see
grounding, the relational developmental metatheory, de- also, Nagel, 1967, 1979; Overton, 1991c; Pepper, 1942;
velopmental systems, developmentally oriented embod- Wartofsky, 1968). As the philosopher Ernst Nagel
ied action metatheory and the integrative concept of (1967) has described it, All scientific inquiry takes its
development become the interwoven context for a discus- departure from commonsense beliefs and distinctions,
sion of the nature of the scientific understanding and ex- and eventually supports its findings by falling back
planation of developmental phenomena. This section on common sense (p. 6). This commonsense base is
centers on issues of methodology, where methodology is what Gadamer refers to as the anticipatory meanings
understood broadly as metamethods for empirical scien- of preunderstanding (see earlier discussion of the
tific inquiry. Methods, in the narrow sense of specific hermeneutic circle).
techniques for designing, conducting, and evaluating em- For the science of developmental psychology, this
pirical research, are considered within the context of al- starting point includes actions that are commonly
ternative methodologies. referred to as perceiving, thinking, feeling, relating, re-
In an important sense, the discussion to the present membering, valuing, intending, playing, creating, lan-
point has constructed our developmental landscape, and guaging, comparing, reasoning, wishing, willing,
populated it with certain types of psychological sub- judging, and so on. These actions, and the change of
jects (expressive-instrumental), who change in certain these actions, as understood on a commonsense level of
ways (transformationally-variationally), and act in a experience or discourse (see Figure 2.1), constitute the
biological-cultural world that both creates and is cre- problems of developmental psychology. They are prob-
ated by them. Now, the task is to inquire into how best lems because, although they represent the stability of
to investigate the changing character of these persons practical everyday life, even the most meager reflection
and this world. This is the task of methodology. reveals they appear as inconsistent, contradictory, and
muddled. Refined, critically reflective theories and
METHODOLOGY: EXPLANATION metatheories, including systems, embodiment, cultural,
AND UNDERSTANDING biological, information processing, Piagetian, Gibson-
ian, Vygotskian, Eriksonian, Chomskyian and the rest,
The focus to this point has been developmental inquiry all represent attempts to explain (i.e., to bring order
as a broad-based knowledge-building activity. Now, we into) the contradictory, inconsistent, muddled features
turn more specifically to developmental psychology as of these various domains of inquiry.
Methodology: Explanation and Understanding 71

There is little disagreement among scientists, histori- TABLE 2.1 Scientific Methodologies
ans of science, and philosophers of science about where
Split Tradition Relational Tradition
science beginsin common sense and the contradictions
Aristotle
that show up when we begin to examine common sense Newton-Humean Leibniz-Hegel
and where it leadsto refined theories and laws that ex-
plain. Science is a human knowledge building activity Positivism Instrumentalism Research Programs
Conventionalism Research Traditions
designed to bring order and organization into the f lux of
everyday experience. Disagreement emerges only when Context of Discovery
the question is raised of exactly how, or by what route,
Metatheories Metatheories
science moves from common sense to refined knowledge.

Relativism and Dogmatism


Models and Theories Models and Theories
This issuethe route from common sense to science (Heuristic Devices)
(Deduction,
constitutes the methodology of science. Historically, two a heuristic
device)
routes have been proposed, and traveled. One emerges Context of
Justification
from the Newtonian-Humean split epistemological-
ontological tradition. Those who follow this route are di- Laws Laws Laws
rected to avoid interpretation, and to carefully walk the Generalization Generalization
path of observation and only observation. On this path,
reason enters only as an analytic heuristic; a tool for
(Induction) (Induction) Abduction
overcoming conflicts by generating ever more pristine Hermeneutic Circle
observations, free from interpretation. The second route Transcendental Argument
emerges from the Leibnizian-Hegelian relational tradi- Observation Observation
tion. Those who follow this route are directed toward a Experiment Experiment
Assessment Assessment
relational dialectical path on which interpretation and (Reduction (Reduction Observation
observation interpenetrate and form an identity of oppo- and Causality) and Causality) Experiment/Assessment
sites. On this path, interpretation and observation, be-
come co-equal complementary partners in conflict
resolution. the absolute material, objective, fixed, unchanging,
The following discussion discusses these two path- foundational elements or atoms, that are, in principle,
ways (see Overton 1998 for a more extensive historical directly observable. Terms like reductionism, atomism,
discussion). We begin from the Newtonian split tradition elementarism, and analytic attitude, all identify this
of mechanical explanation and move to a contemporary step. In psychology, for many years the atoms were
relational methodology. This evolution of these scien- stimuli and responses. Today, they tend to be neu-
tific methodologies including the empiricist variants of rons and behaviors or contextual factors and be-
positivism, neopositivism, instrumentalism, and con- haviors or inputs and outputsthe story line
ventionalism as well as relational metamethod is out- changes, but the themes remain the same within this
lined in Table 2.1. metamethod. In keeping with the framework of empiri-
cism and materialism, the broad stricture here is to ulti-
mately reduce all phenomena to the visible.
Split Mechanical Explanation Briefly, consider one impact of this first step on de-
velopmental inquiry. Immediately, transformational
Mechanical explanation continues the splitting process change, stages of development, and the mental or-
by dichotomizing science into two airtight compart- ganizations, or dynamic systems that change during
ments, description and explanation. There are three steps development become suspect as being somehow deriva-
to mechanical explanation. The first is considered de- tive because they are not directly observable. At best
scriptive and the second two are considered explanatory. under this storyline, transformations, stages, and mental
organization can only function as summary statements
Step 1: Reduction Description
for an underlying more molecular really Real. The drive
The first step of mechanical explanation entails address- throughout this step is toward the ever more molecular
ing the commonsense object of inquiry and reducing it to in the belief that it is only in the realm of the molecular
72 Developmental Psychology: Philosophy, Concepts, Methodology

that the Real is directly observed. This is particularly of the object of inquiry) explanations were explanations
well illustrated in the recent enthusiasm for a microge- that made the object of inquiry intelligible and gave rea-
netic method (e.g., D. Kuhn et al., 1995; Siegler, 1996) sons for the nature and functioning of the object (Ran-
as a method that offers a direct means for studying cog- dall, 1960; Taylor, 1995). Today, the structure of
nitive development (Siegler & Crowley, 1991, p. 606, the atom, the structure of DNA, the structure of the
emphasis added). In this approach an intensive trial- solar system, and the structure of the universe are all
by-trial analysis reduces the very notion of develop- familiar examples of formal pattern principles drawn
ment to a molecular bedrock of visible behavioral from the natural sciences. Kinship structures, mental
dif ferences as they appear across learning trials. structures, mental organization, dynamic systems, at-
It is important to recognize that the aim of Step 1 is tachment behavior system, structures of language, ego
to drive out interpretations from the commonsense and superego, dynamisms, schemes, operations, and
phenomena under investigation. Under the objectivist cognitive structures are familiar examples of formal
theme, commonsense observation is error laden, and it is pattern principles drawn from the human sciences. Sim-
only through ever more careful neutral observation that ilarly, reference to the sequence and directionality
science can eliminate this error, and ultimately arrive at found in the Second Law of Thermodynamics, self-
the elementary bedrock that constitutes the level of organizing systems, the equilibration process or reflec-
facts or data (i.e., invariable observations). tive abstraction, the orthogenetic principle, or a
probabilistic epigenetic principle, are all examples of
Step 2: Causal Explanation final pattern principles (Overton, 1994a).
Step 2 of mechanical explanation begins to move inquiry Both formal and final pattern principles entail inter-
into the second compartment of compartmentalized sci- pretations that make the phenomena under investigation
enceexplanation. Step 2 consists of the instruction to intelligible. Both, within the Aristotelian relational
find the invariant relations among the elements de- scheme, constitute legitimate explanations. However,
scribed in Step 1. More specifically, given our objects of within the split story of mechanical explanation, as
study in developmental psychologybehavior and be- guided by reductionism and objectivism, formal and
havior changethis step directs inquiry to locate an- final principles completely lose any explanatory status;
tecedents. These antecedents, when they meet certain explanation is limited to nothing but observable effi-
criteria of necessity and sufficiency, are termed cient (i.e., the force that moves the object) and material
causes and the discovery of cause defines explanation (i.e., the material composition of the object) causes. At
within this metamethod. The antecedents are also often best, within the mechanical story, formal and final prin-
referred to as mechanisms, but the meaning is identical. ciples may reappear in the descriptive compartment as
This is another point at which to pause and notice an mere summary statements of the underlying molecular
important impact of metatheory. Because of the particu- descriptive Real discussed in Step 1. In this way,
lar metatheoretical principles involved, the word transformational change and dynamic psychological sys-
explanation comes to be defined as an antecedent- tems become eliminated or marginalized as necessary
consequent relation, or the efficient-material proximal features of developmental inquiry.
cause of the object of inquiry. Further, science itself
Step 3: Induction of Interpretation-Free
comes to be defined as the (causal) explanation of natu-
Hypotheses, Theories, Laws
ral phenomena. It is critically important to remember
here that Aristotle had earlier produced a very different Step 3 of mechanical explanation installs induction as
metatheoretical story of scientific explanation. Aristo- the foundational logic of science. Step 3 instructs the in-
tles schema entailed complementary relations among vestigator that ultimate explanations in science must be
four types of explanation rather than a splitting. Two of found in fixed unchanging laws, and these must be induc-
Aristotles explanations were causal in nature (i.e., an- tively derived as empirical generalizations from the re-
tecedent material and efficient causes). Two, however, peated pristine observations of cause-effect relations
were explanations according to the pattern, organiza- found in Step 2. Weak generalizations from Step 2 regu-
tion, or form of the object of inquiry. Aristotles for- larities constitute interpretation-free hypotheses.
mal (i.e., the momentary pattern, form or organization Stronger generalizations constitute interpretation-free
of the object of inquiry) and final (i.e., the end or goal theoretical propositions. Theoretical propositions joined
Methodology: Explanation and Understanding 73

as logical conjunctions (and connections) constitute doubt against certainty as competing alternatives rather
interpretation-free theories. Laws represent the strongest than understanding doubt and certainty as a dialectical
and final inductions. relation, framed by the concept of plausibility.
Deduction reenters this story of empirical science as
Positivism and Neopositivism
a split-off heuristic method of moving from inductively
derived hypotheses and theoretical propositions to Since its origin in the eighteenth century, mechanical
further empirical observations. In twentieth-century explanation has been codified in several forms as spe-
neopositivism, a hypothetico-deductive method was cific methodologies or metamethods. Each of these rep-
introduced into the Newtonian empiricist metamethod resents a variation on the theme, but none of them have
but this it was simply another variation on the same changed the basic theme itself. In the middle of the
theme. The hypothesis of hypothetico has nothing to nineteenth century, mechanical explanation began to be
do with interpretation, but is simply an empirical gener- formalized into a general strategy designed to demar-
alization driven by pristine data that then served as a cate empirical science from nonscience. It was at this
major premise in a formal deductive argument. Simi- time that the age of metaphysics came to an end. The
larly, when the mechanical explanation termed instru- ending was defined by philosophys turning away from
mentalism moved away from the hypothetico-deductive imperialistic dogmatic applications of broad philosophi-
stance to the employment of models, models themselves cal systems, and directing its reflections toward what
functioned merely as the same type of interpretation- were called the positive sciences. Auguste Comte,
free heuristic devices (see Table 2.1). writing a history of philosophy at the time, coined the
Another important variation on this same theme was term positivism when he described a division of three
the so-called covering law model of scientific explana- ages of thought: an early theological age, a metaphysical
tion. This was introduced as a part of neopositivism by age that was just passing, and an age of positive science
Carl Hempel (1942) and became the prototype of all (see Gadamer, 1993; Schlick, 1991). The positive sci-
later explanations formulated within this metatheory. ences were understood as those that located inquiry in
According to the covering law model, scientific expla- the given or positive. This positive sphere was iden-
nation takes a deductive (i.e., formal) logical form; tified as the sphere of experience rather than a sphere
particular events are explained when they are logically of the transcendental a priori. However, under the con-
subsumed under a universal law or law-like statement tinuing influence of the silent metaphysics of the
(i.e., a highly confirmed inductive empirical general- Newtonian-Humean tradition of empiricism and materi-
ization; Ayer, 1970; Hempel, 1942). The covering law alism, the given of experience became defined, not as
model was particularly important for developmental commonsense observations or a commonsense level of
inquiry because it treated historical events as analo- discourse, but as observations that had been purified
gous to physical events in the sense that earlier events (i.e., reduced) of all interpretative features (i.e., re-
were considered the causal antecedents of later events duced to data and more specifically, a type of data
(Ricoeur, 1984). termed sense data). Thus, the positive sciences came
Here, then, is the basic outline of the quest for ab- to be those that were grounded in the Newtonian
solute certainty according to the Newtonian and later methodology, and positivism came to consist of the rules
empiricist stories of scientific methodology: Step 1, re- that further codified that methodology (see Table 2.1).
duce to the objective (interpretation-free) observable Following Comte, positivism was articulated across
foundation. Step 2, find the causes. Step 3, induce the the remainder of the nineteenth century and into the
law. As noted, variations appear throughout history. In early twentieth century by John Stuart Mill, Richard
fact, it would be misleading not to acknowledge that Avenarius, and Ernst Mach. In the 1920s and 1930s,
probability has replaced certainty as the favored what came to be termed neopositivism assumed a new
lexical item in the story as it is told today. Induction is it- posture in the philosophical work of the Vienna Circle,
self statistical and probabilistic in nature; however, this composed of such principal figures as Moritz Schlick,
change represents a change in style more than substance, Rudolf Carnap, Herbert Feigl, Gustav Bergmann, Otto
as the aim remains to move toward 100% probability, Neurath, Kurt Godel, and A. J. Ayer (see Smith, 1986).
thereby arriving at certainty or its closest approxima- This logical positivismwhich Schlick preferred to
tion. This type of fallibilistic stance continues to pit call consistent empiricism (1991, p. 54)grew in the
74 Developmental Psychology: Philosophy, Concepts, Methodology

context of the legacy of the Newtonian-Humean tradi- scientific meaning, but also identifying the specific na-
tion that was now coming to be called analytic philoso- ture of this meaning: Within operationalism, the mean-
phy. At this point, analytic philosophy was taking its ing of a scientific concept resides in the application of
linguistic turn away from traditional epistemological the concept (i.e., in the definition of the concept in op-
questions of how the Real is known and replacing these erational or application terms).
with questions of what it means to make the language Neopositivism reached its zenith in the 1940s and
claim that the Real is known. In this context, logical 1950s, but ultimately both the friends and the foes of
positivism concerned itself not with knowing the Real positivism recognized its failure as a broad demarca-
but with the nature of statements that claim to know the tionist strategy. It failed for several reasons:
Real (Schlick, 1991, p. 40).
Logical positivism focused on the reductionist and 1. It became clear, as demonstrated in the work of
inductive features of Newtonian mechanical methodol- Quine (1953) and others (e.g., Lakatos, 1978b; Pop-
ogy. These were presented as the descriptive features of per, 1959; Putnam, 1983), that rich theories are not
science, and as they go hand in hand with (causal) expla- reducible to a neutral observational language.
nation as formulated in the covering law model, science
2. There was a demonstrated inadequacy of induction as
from a positivist point of view is often characterized as
the method for arriving at theoretical propositions
the description and explanation of phenomena. This re-
(Hanson 1958, 1970; Lakatos, 1978a; Popper, 1959).
ductionistic focus ultimately led to the articulation of
3. It became evident that the covering law model that it
two complementary criteria for the demarcation of sci-
introduced was highly restricted in its application
ence from nonscience (Lakatos, 1978a, 1978b; Overton,
(Ricoeur, 1984) and faulty in its logic (Popper, 1959).
1984). First, a proposition (e.g., a hypothesis, a theoret-
ical statement, a law) was acceptable as scientifically 4. It was recognized that there are theories that warrant
meaningful if, and only if, it could be reduced to words the attribution scientific despite the fact that they
whose meaning could be directly observed and pointed lead to no testable predictions (Putnam, 1983; Toul-
to. The meaning of the word must ultimately be shown, min, 1961).
it has to be given. This takes place through an act of
Instrumentalism-Conventionalism
pointing or showing (Schlick, 1991, p. 40). The words
whose meaning could be directly observed consti- With the failure of neopositivism, there arose out of the
tuted a neutral observation languagecompletely objec- Newtonian-Humean tradition a revised methodology
tive and free from subjective or mind-dependent called instrumentalism or conventionalism (Lakatos,
interpretation. Thus, all theoretical language required 1978b; Laudan, 1984; Kaplan 1964; Overton, 1984; Pep-
reduction to pristine observations and a neutral observa- per, 1942; Popper, 1959). This demarcationist strategy
tional language. Second, a statement was acceptable as accepted the failure of reductive-inductive features of
scientifically meaningful if, and only if, it could be positivism and admitted the introduction of theoretical
shown to be a strictly inductive generalization, drawn interpretation as an irreducible dimension of science
directly from the pristine observations. Thus, to be sci- (see Table 2.1). However, metatheories, theories, and
entifically meaningful, any universal propositions (e.g., models were treated as mere convenient or instrumental
hypotheses, theories, laws) had to be demonstrably noth- heuristic devices for making predictions. Thus, theories
ing more than summary statements of the pristine obser- in instrumentalism were restricted to the same predic-
vations themselves (see Table 2.1). tive function that formal deductive systems (the cover-
Although logical positivism was formulated primar- ing law model) performed in neopositivism. Popper
ily within the natural sciences, its tenets were exported (1959) added a unique dimension to instrumentalism
into behavioral science through Bridgmans (1927) op- through the claim that theories and models should be-
erationalism. The reductionism of positivism culmi- come acceptable in the body of science, if and only if,
nated in A. J. Ayers (1946) Principle of Verifiability. they specify observational results that, if found, would
According to this principle, a statement is scientifically disprove or falsify a theory.
meaningful to the extent that, in principle, there is the Instrumentalism opened the door for interpretation to
possibility of direct experience (pristine observation) reenter science but hesitated in allowing it to become a
that will verify or falsify it. Bridgmans operationalism full partner in the scientific process of building a sys-
extended this principle by not only setting the criteria of tematic body of knowledge. The movement to a dialecti-
Methodology: Explanation and Understanding 75

cally defined full partnership of interpretation and ob- features by focusing primarily on some of the major
servation required a radical change; one that would (a) contributions of several of these central figures. These
abandon the splitting and foundationalism that had es- include Wittgenstein (1958) and Philosophical Investiga-
tablished pristine observation as the exclusive final ar- tions, Gadamer (1989) and Truth and Method, Hanson
biter of truth and ( b) free up the notion of scientific (1958) and Patterns of Discovery, von Wright (1971) and
explanation that was fossilized by this splitting and Explanation and Understanding, and Ricoeur (1984)
foundationalism. This move to a Libnizian-Hegelian re- and Time and Narrative.
lational alternative path from common sense to refined Wittgenstein and Gadamer provide the basic scaf-
scientific knowledge emerged in the 1950s and it contin- folding for the construction of this relational methodol-
ues to be articulated today. ogy. Wittgensteins fundamental contribution entailed
The concepts that constitute this relational methodol- opening the door to the recognition that it is a profound
ogy arose from diverse narrative streams including ana- error to treat the activities of science as providing
lytic philosophy, the history and philosophy of the veridical descriptions of a foundational Real. More pos-
natural sciences, the philosophy of behavioral and social itively, Wittgensteins contribution lies in his sugges-
sciences, and hermeneutics. Despite their often comple- tion that science is the product of some of the same
mentary and reciprocally supportive nature these narra- human actions that underlie the conceptual construc-
tives have frequently failed to connect or enter into a tions of our form of life or our lebenswelt. Gadamers
common dialogue. Yet, their cumulative effect has been contribution was a systematic demonstration that this
to forge at least the outline of an integrated story of move beyond objectivism and foundationalism did not
scientific methodology that moves beyond the split necessitate a slide into relativism.
Cartesian dichotomies of natural science versus social Hansons (1958) analysis of the history of the physi-
science and explanation versus understanding, observa- cal sciences was significantly influenced by Toulmin
tion versus interpretation, and theory versus data. and by the Wittgenstein of Philosophical Investigations.
Here briefly are some of the central characters in In this work, Hanson drew three conclusions about the
the 1950s emergence of this new metamethod: The later actual practice of the physical sciences as distinct from
Ludwig Wittgenstein (1958)whose seminal book the classical rules described by neopositivism and in-
Philosophical Investigations was first published in strumentalism. Hansons conclusions themselves articu-
1953represented analytic philosophy, and he was fol- late a blueprint for the new relational methodology. The
lowed by his pupil Georg Henrik von Wright and later conclusions were: (a) There is no absolute demarcation
Hilary Putnam. Hans-Georg Gadamer (1989)whose between interpretation and observation, or between
Truth and Method was first published in 1960repre- theory and facts or data. This was captured in his now
sented the hermeneutic tradition and later came Jurgen famous aphorism all data are theory laden. ( b) Scien-
Habermas, Richard Bernstein, and Paul Ricoeur. Steven tific explanation consists of the discovery of patterns, as
Toulmin (1953)whose Philosophy of Science was pub- well as the discovery of causes (see also Toulmin, 1953,
lished in 1953and N. R. Hanson (1958)whose Pat- 1961). (c) The logic of science is neither a split-off de-
terns of Discovery was published in 1958represented ductive logic, nor a split-off inductive logic, but rather,
the natural sciences. They were later followed by the logic of science is abductive (retroductive) in nature.
Thomas Kuhn, Imre Lakatos, Larry Laudan, and, most
Interpretation and Observation
recently, Bruno Latour. Elizabeth Anscombe (1957)
whose Intention was published in 1957, as were William Hansons first conclusion, that all data are theory-
Drays (1957) Laws and Explanation in History, and laden, became the core principle of the new relational
Charles Frankels (1957) Explanation and Interpreta- methodology: If there is a relational reciprocity between
tion in History, represented the social sciences as did observation and interpretation, then the analytic idea of
Peter Winch (1958) and Charles Taylor (1964). reducing interpretation to a foundational observational
level makes no sense. In place of the analytic reduction-
ism described in Step 1 of mechanical explanation, rela-
Relational Scientific Methodology
tional methodology substitutes a complementarity of
The story of the development of an integrated relational analysis and synthesis. Analysis and the analytic tools of
methodology of the sciences is obviously detailed and empirical science are reaffirmed in this principle, but
complex (see Overton, 1998, 2002). I outline its main there is a proviso that it simultaneously be recognized
76 Developmental Psychology: Philosophy, Concepts, Methodology

that the analytic moment always occurs in the context of trality of ontological and epistemological background
a moment of synthesis, and that the analysis can neither presuppositions in any research program or research tra-
eliminate nor marginalize synthesis. dition (see Table 2.1).
This feature of the new relational methodology was
further supported and extended by two features of
Causality and Action Patterns
Gadamers philosophical hermeneutics. The first was
his insistence that the alternating to-and-fro motion ex- Hansons second conclusionthat pattern and cause
hibited in play presents a favorable ontological alterna- have always operated as explanations in the physical sci-
tive to Cartesian foundationalism. It is this ontological encessubverts the split stories of a clear-cut line of
theme of to-and-fro movement that grounds and sustains demarcation between the natural and social sciences. If
the relational methodology. As a consequence, scientific natural science inquiry hasthroughout the modern pe-
activityregardless of whether that activity is in the riodcentrally involved both pattern and causal expla-
natural or the behavioral or the social sciencesbe- nation, then understanding and explanation need not be
comes grounded in the to-and-fro (Escherian left hand- dichotomous competing alternatives. Pattern or action-
right hand) movement of interpretation-observation. pattern explanation (Aristotles formal and final expla-
Gadamers second contribution consists of his articu- nation), which entails intention and reasons, and, causal
lationfollowing Heideggerof the hermeneutic circle explanation (Aristotles material and efficient explana-
described earlier. In this articulation, the hermeneutic tion), which entails necessary and sufficient conditions,
circle comes to describe the basic form of how interpre- here become relational concepts (Escherian left hand-
tation and observation move to and fro; that is, the cycle right hand). Explanation thendefined as intelligible
that opens to a spiral describes the basic structure of the ordering (Hanson, 1958)becomes the superordinate
new scientific methodology. concept that joins dynamic patterns and cause. In place
Inquiry moves in a circular movement from phenome- of detached causes described in Step 2 of mechanical
nological commonsense understanding of an object explanation, relational methodology thus substitutes this
of inquiry to the highly reflective and organized concept of intelligible ordering.
knowledge that constitutes scientific knowledge. The The challenge within this relational methodology is to
wholethe general field of inquiry, such as human devel- establish a justifiable coordination of the two modes of
opmentis initially approached with the meanings or explanation. Von Wright (1971) presents a richly detailed
prejudices that constitute both commonsense observa- and complex effort in this direction, and Ricoeur (1984)
tions and background presuppositions including metathe- later builds upon and expands this effort. Both focus on
oretical assumptions. These anticipatory meanings are explanation in the behavioral and social sciences. Von
projected onto the phenomenon of inquiry. As a conse- Wright and Ricoeur each suggest that the coordination be
quent, they form an early stage in inquiry. However, the made along the lines of an internal-external dimension.
object of inquiry is not merely a figment of projection, but Internal here refers to the domain of the psychological
is itself an internally coherent whole; the object of in- person-agent or psychological action system. External
quiry reciprocally operates as a corrective source of fur- refers to movements or states. Following from a critical
ther projections of meaning. In this circle, interpretation distinction made earlier by Anscombe (1957), any given
identifies what will ultimately count as observations, and behavior can be considered internal under one description
observations determine what will count as interpretation. and external under another description. Thus, any spe-
To paraphrase Kant, interpretation without observations cific behavior may be, to quote von Wright (1971) inten-
is empty; observation without interpretation is blind. tionalistically understood as being an action or otherwise
Through this circle of projection (interpretation) and aiming at an achievement, or . . . as a purely natural
correction (observation; Escherian left hand-right hand) event, i.e. in the last resort, muscular activity (p. 128).
inquiry advances; the circle remains open and consti- Within this framework, causal explanationsunder-
tutes a spiral. It was the dialectic cycle of interpretation stood as Humean causes defined by the logical inde-
and observation that later grounded Thomas Kuhns pendence or contingency relationship between cause and
(1962, 1977) notion of interpretative paradigms in the effectaccount for external movements and states.
natural sciences and Lakatoss (1978a, 1978b) and Lau- Action-pattern explanation (i.e., action, action systems,
dans (1977, 1984, 1996) later discussions of the cen- intention, reason) accounts for the meaning of an act.
Methodology: Explanation and Understanding 77

On a moments reflection, the situation described temological subject ), action, embodiment, and
here is quite clear. Imagine the following behavior of intention are core concepts that identify Piagets
two figures: Figure A moves across a space and a part of focus on development. Piaget implicitly recognized the
Figure A comes into contact with Figure B. In this situ- coordination of explanatory types and focused his ef-
ation, we have states and movements, and causal expla- forts on explanation via formal action-pattern (schemes,
nation is quite appropriate. The intervening states that operations) and final action-pattern (the equilibration
identify the movement can readily be considered a series process, reflective abstraction). Many, if not all, of the
of sufficient and necessary conditions leading to the last misunderstandings of Piagetian theory that Loreno and
state in the series. This can be easily demonstrated via Machado (1996) have articulated are derived from the
various experimental designs. fact that attacks on Piaget theory have invariably come
While this explanation could be satisfactory if the fig- from those who remain locked into the neopositivist
ures were inorganic objects, the situation changes when story of exclusive causal explanation.
the figures are identified as persons. In this latter case, it There are other implications to be drawn from a rela-
is unlikely that you will be satisfied with the causal expla- tional coordination of explanatory types, but a most im-
nation because you have been given no real psychological portant question that arises is that of exactly how action
sense of the meaning of these movements. If, however, pattern explanation is operationalized. Students from
after identifying the figures as people you further learn their first science courses are trained in experimental
that the movement of Figure A to B is the action of a man methods designed to sort out the causal status of variables.
who walks across the room and caresses his wifes cheek, When it can be shown, under controlled conditions, that
explanation begins to operate in the context of action, in- an added variable (antecedent, independent variable) reli-
tention, reasons, and broadly meaning. The two moments ably leads to the behavior of interest (consequent, depend-
of explanationcausal explanation, on the one hand, and ent variable), this demonstrates that the variable is the
action-pattern explanation, on the otherexplain differ- sufficient cause of the event. This provides the rationale
ent phenomena. They have distinct referents; movement for training and enrichment experiments often found in
and states in causal explanation and meaning in action- developmental psychology. If it can be shown, under con-
pattern explanation. Because they have different refer- trolled conditions, that when a variable is subtracted or
entsdifferent explanandathey are compatible. removed and the event does not occur, the variable is the
However, they dont replace each other. Action isnt a necessary cause of the event. This provides the rationale
cause of movement, it is a part of movement. Cause cannot for deprivation experiments. Correlations are also dis-
explain action, action is required to initiate movement. cussed in this context, and while it is made explicit that
There are a number of implications that can be drawn correlation isnt causation, the same message treats corre-
from this analysis of the coordination of explanatory lation as a step in the direction of causal explanation.
types. One is that it demonstrates that, in principle, it is But inductees into scientific methods receive little
not possible to explain phenomena of consciousness via instruction concerning action-pattern forms of explana-
brain or neurobiological explanations. Consciousness is tion, except perhaps to be told from an implicit neoposi-
internal as defined above; consciousness is about psy- tivist or instrumentalist perspective that it would be
chological meaning and must be explained by actions- inappropriate speculation. To understand how action-
pattern explanation. The brain is external, it is about pattern explanations can be made in a legitimate scien-
states and movements, not psychological meaning. tific fashion, it is necessary to turn to Hansons third
Neurobiological causal explanation complements action- conclusion about the actual operation of science.
pattern explanation, but can never present the mecha-
Abduction-Transcendental Argument
nism of consciousness.
A second important implication is that when one Hanson concluded that neither split-off induction nor
again considers the distinction between person-centered split-off deduction constitutes the logic of science. Each
and variable inquiry, it becomes clear that action- of these enters the operation of science, but Hanson ar-
pattern explanations are the focus of the former and gued that the overarching logic of scientific activity is ab-
causal-explanations the focus of the latter. Piagets the- duction. Abduction (also called retroduction) was
ory, for example, represents a person-centered theory. originally described by the pragmatist philosopher
Person (child-adult), agent (system, i.e., the epis- Charles Sanders Pierce (1992). In a contemporary version
78 Developmental Psychology: Philosophy, Concepts, Methodology

Abductive Abductive
Hypothesis Hypothesis

Background Observation Background Observation


Figure 2.10 The abductive process.

this logic is termed inference to the best explanation


(Fumerton, 1993; Harman, 1965). Abduction operates by Becomes
arranging the observation under consideration and all
background ideas (including all metatheoretical princi- Abductive
ples and theoretical models) as two Escherian hands (Fig- Hypothesis
ure 2.10). The possible coordination of the two is explored
by asking the question of what, given the background
ideas, must necessarily be assumed to have that observa-
tion. The inference toor interpretation ofwhat must,
in the context of background ideas, necessarily be as-
sumed, then constitutes the explanation of the phenome-
non. This explanation can then be assessed empirically to
ensure its empirical validity (i.e., its empirical support
and scope of application). An important relational feature
of this logic is that it assumes the form of the familiar
hermeneutic circle by moving from the phenomenological Background Observation
level (the commonsense object) to explanation and back in
an ever-widening cycle that marks scientific progress (see
Figure 2.11). The difference between this and the earlier
described hypothetical-deductive explanation is that in Becomes
abduction all background ideas, including metatheoretical
assumptions, form a necessary feature of the process, and Abductive
the abductive explanations themselves become a part of Hypothesis
the ever widening corpus of background ideas.
The basic logic of abduction operates as follows:

1. Step 1 entails the description of some highly reliable


phenomenological observation (O is the case).
2. For step 2, with O as the explanandum, an inference
or interpretation is made to an action-pattern expla-
nation (E). This results in the conditional proposition
If E is the case, then O is expected.
3. Step 3 entails the conclusion that E is indeed the case.
Background Observation
Examples of this abductive action-pattern explanation
or more specifically the one I describe nextare found Figure 2.11 Scientific progress through abduction.
Methodology: Explanation and Understanding 79

in virtually any psychological work that assumes a cen- (1995; see also Grayling, 1993; Hundert, 1989) and used
trality of emotional, motivational, or cognitive mental in the arena of cognitive development by Russell (1996).
organization. Piagets work is particularly rich in ab- This is the transcendental argument and its form is:
ductive explanation. Consider the following example: 1. (We) have a (reliable) phenomenological experience
with characteristic A.
There is the phenomenal observation (O) that it is the case
that certain persons (i.e., children generally beyond the 2. (We) could not have an experience with characteris-
approximate age of 7 years) understand that concepts re- tic A unless mind has feature B.
main quantitatively invariant despite changes in qualita- 3. Therefore, mind necessarily has feature B.
tive appearances (conservation).
Piaget then infers (E) a certain type of action system The transcendental argument is designed to answer the
having specified features including reversibility (concrete how possible questions (von Wright, 1971) with respect
operations). Thus, the conditional If (E) concrete opera- to consciousness or the organization of mind. Given some
tions, then (O) conservation, is what would be expected. highly reliable phenomenological observation or phe-
And the conclusion, given the O, Therefore, concrete nomenological experience, like conservation, what must
operations explains the understanding of conservation. we necessarily assume (i.e., what kind of action-pattern
explanation) about the nature of our consciousness or the
As Fumerton (1993) points out, it is obvious that if the nature of mind? What are the necessary conditions of in-
conditional in Step 2 is read as material implication, the telligibility? Again, we begin with the explanandum,
argument would be hopeless as it would then describe make a regressive argument to the effect that a stronger
the fallacy of the affirmed consequent (i.e., the circle conclusion must be so if the observation about experi-
would be closed and it would represent a form of vicious ence is to be possible (and being so, it must be possible).
circularity). Quite correctly, Fumerton recognizes that And this then leads to the stronger conclusion.
the If . . . then relation asserts some other sort of con- This then is the answer to the question of how one does
nection. Specifically, the connection is one of meaning pattern explanation in the behavioral and social sciences.
relevance between E & O, where relevance is defined The procedure for doing action-pattern explanation is
in terms of the intelligibility of the relation between E found in abduction and the rules of the transcendental ar-
and O (Overton, 1990). gument, and in the criteria that establish a particular
There must also be criteria established that would abductive-transcendental explanation as the best or most
allow us to choose among alternative Es, the best E. plausible of alternative explanations. Rozeboom (1997)
But this is no major hurdle because many of the tradi- provides a richly detailed operational analysis of this
tional criteria for theory or explanation selection that process along with practical advice on statistical and re-
have been available can, with profit, be used here. These search strategies associated with the process.
criteria include scope of the explanation; the explana- In conclusion, there is much more to the story of the
tions depth, coherence, logical consistency; the extent new relational methodology. Much of this story is detailed
to which the explanation reduces the proportion of un- in the elaboration of research methods and measurement
solved to solved conceptual and/or empirical problems in models as the specific techniques for designing, conduct-
a domain (Laudan, 1977); and the explanations empiri- ing, and evaluating the empirical inquiry that adjudicates
cal support and empirical fruitfulness. Note here that the best explanations, where these explanations may as-
scope, empirical support, and fruitfulness themselves sume the various shapes of transformational, variational,
bring the circle back to the observational world and thus expressive, instrumental, normative, and individual dif-
keeps the cycle open. Action-pattern explanation or the- ference features of developmental change. The work of
ory, in fact, determines what will count as further obser- Rozeboom (1997) is an example, but there are a number of
vations and the empirical task is to go into the world to others who have been active in pursuing new tools for
discover whether we can find these observations. Thus, modeling and assessment of these diverse features of de-
the cycle continually moves from commonsense obser- velopment. Even beginning to list these would be the work
vations and background presuppositions to action- of a new chapter and, consequently, I mention only an ex-
pattern explanations, returning then to more highly re- cellent summary discussion of some of these new tools
fined observations and back again to explanation. found in the work of Fischer and Dawson (2002).
A form of abduction was brought to prominence by Within this relational context, where interpretation
Kant and has recently been elaborated by Charles Taylor and observation function as a complementary identity of
80 Developmental Psychology: Philosophy, Concepts, Methodology

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