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MIRRORS
IN
THE MIND
A special class of brain cells reects the outside world, revealing
a new avenue for human understanding, connecting and learning
By Giacomo Rizzolatti, Leonardo Fogassi and Vittorio Gallese
J
ohn watches Mary, who is grasping a ower. John knows
what Mary is doing she is picking up the ower and he
also knows why she is doing it. Mary is smiling at John, and
he guesses that she will give him the ower as a present. The
simple scene lasts just moments, and Johns grasp of what
C A R Y W O L I N S K Y ( p h o t o g r a p h) ; J E N C H R I S T I A N S E N ( p h o t o i l l u s t r a t i o n)
is happening is nearly instantaneous. But how exactly does he un-
derstand Marys action, as well as her intention, so effortlessly?
A decade ago most neuroscientists and psychologists would
have attributed an individuals understanding of someone elses
actions and, especially, intentions to a rapid reasoning process
not unlike that used to solve a logical problem: some sophisti-
cated cognitive apparatus in Johns brain elaborated on the in-
formation his senses took in and compared it with similar previ-
ously stored experiences, allowing John to arrive at a conclusion
about what Mary was up to and why.
Although such complex deductive operations probably do
occur in some situations, particularly when someones behavior ACTION PERFORMED by one person can
is difcult to decipher, the ease and speed with which we typi- activate motor pathways in anothers brain
responsible for performing the same action.
cally understand simple actions suggest a much more straightfor- The second understands viscerally what the
ward explanation. In the early 1990s our research group at the rst is doing because this mirror mechanism
University of Parma in Italy, which at the time included Luciano lets her experience it in own her mind.
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Fadiga, found that answer somewhat Instant Recognition in the brain of the act itself, regardless
accidentally in a surprising class of neu- ou r r e se a rc h grou p was not seek- of who was performing it.
rons in the monkey brain that re when ing to support or refute one philosophi- Often in biological research, the
an individual performs simple goal-di- cal position or another when we rst most direct way to establish the function
rected motor actions, such as grasping a noticed mirror neurons. We were study- of a gene, protein or group of cells is sim-
piece of fruit. The surprising part was ing the brains motor cortex, particu- ply to eliminate it and then look for def-
that these same neurons also re when larly an area called F5 associated with icits in the organisms health or behavior
the individual sees someone else per- hand and mouth movements, to learn afterward. We could not use this tech-
form the same act. Because this newly how commands to perform certain ac- nique to determine the role of mirror
discovered subset of cells seemed to di- tions are encoded by the ring patterns neurons, however, because we found
rectly reect acts performed by another of neurons. For this purpose, we were them spread across important regions on
in the observers brain, we named them recording the activity of individual neu- both sides of the brain, including the pre-
mirror neurons. rons in the brains of macaques. Our motor and parietal cortices. Destroying
Much as circuits of neurons are be- laboratory contained a rich repertoire of the entire mirror neuron system would
lieved to store specic memories within stimuli for the monkeys, and as they have produced such broad general cog-
the brain, sets of mirror neurons appear performed various actions, such as nitive decits in the monkeys that teasing
to encode templates for specic actions. grasping for a toy or a piece of food, we out specic effects of the missing cells
This property may allow an individual could see that distinct sets of neurons would have been impossible.
not only to perform basic motor proce- discharged during the execution of spe- So we adopted a different strategy. To
dures without thinking about them but cic motor acts. test whether mirror neurons play a role in
understanding an action rather than just
visually registering it, we assessed the
The pattern of activity was a true neurons responses when the monkeys
representation in the brain of the act itself, could comprehend the meaning of an ac-
tion without actually seeing it. If mirror
regardless of who was performing it. neurons truly mediate understanding,
we reasoned, their activity should reect
the meaning of the action rather than its
also to comprehend those acts when Then we began to notice something visual features. We therefore carried out
they are observed, without any need for strange: when one of us grasped a piece two series of experiments.
explicit reasoning about them. John of food, the monkeys neurons would First we tested whether the F5 mir-
grasps Marys action because even as it re in the same way as when the mon- ror neurons could recognize actions
is happening before his eyes, it is also keys themselves grasped the food. At merely from their sounds. We recorded
happening, in effect, inside his head. It rst we wondered whether this phenom- the mirror neurons while a monkey was
is interesting to note that philosophers enon could be the result of some trivial observing a hand motor act, such as rip-
in the phenomenological tradition long factor, such as the monkey performing ping a sheet of paper or breaking a pea-
ago posited that one had to experience an unnoticed movement while observ- nut shell, that is accompanied by a dis-
something within oneself to truly com- ing our actions. Once we managed to tinctive sound. Then we presented the
prehend it. But for neuroscientists, this rule out this possibility and others, in- monkey with the sound alone. We found
nding of a physical basis for that idea cluding food expectation by the mon- that many F5 mirror neurons that had
in the mirror neuron system represents keys, we realized that the pattern of responded to the visual observation of
a dramatic change in the way we under- neuron activity associated with the ob- acts accompanied by sounds also re-
stand the way we understand. served action was a true representation sponded to the sounds alone, and we
dubbed these cell subsets audiovisual
Overview/Meeting of Minds mirror neurons.
Next we theorized that if mirror neu-
Subsets of neurons in human and monkey brains respond when an individual rons are truly involved in understanding
performs certain actions and also when the subject observes others an action, they should also discharge
performing the same movements. when the monkey does not actually see
These mirror neurons provide a direct internal experience, and therefore the action but has sufcient clues to cre-
understanding, of another persons act, intention or emotion. ate a mental representation of it. Thus,
Mirror neurons may also underlie the ability to imitate anothers action, and we first showed a monkey an experi-
thereby learn, making the mirror mechanism a bridge between individual menter reaching for and grasping a piece
brains for communication and connection on multiple levels. of food. Next, a screen was positioned in
front of the monkey so that it could not
UNDERSTANDING ACTION 1 2
In early tests, a neuron in the premotor area F5,
associated with hand and mouth acts, became
highly active when the monkey grasped a raisin on
Activation Intensity
a plate (1). The same neuron also responded
intensely when an experimenter grasped the raisin
as the monkey watched (2).
Monkey Mirror
Neuron Responses
1 2
Moment of grasp
Opaque screen
3
3 4
4
LUC Y RE ADING-IKK ANDA
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GRASPING INTENTION
Understanding the intentions of others is fundamental to
human social behavior, and human mirror neurons appeared
to confer that ability in an experiment designed to test their ACTION
intention recognition. Volunteers were shown lm clips (below
left) depicting two similar cup-grasping actions without
-
ACTION CONTEXT INTENTION
-
-
-
Signal Increase
-
-
Before Tea Drinking
-
0-
-
-
-
B Y M . I A C O B O N I E T A L . , I N P L O S B I O L O G Y, V O L . 3 , N O . 3 ; 2 0 0 5 ; L U C Y R E A D I N G - I K K A N D A ( g r a p h i l l u s t r a t i o n)
After Tea Cleaning Up Action Context: Context: Intention: Intention:
Before Tea After Tea Drinking Cleaning
see the experimenters hand grasping the served an experimenter grasping objects human volunteers as they watched grasp-
SOURCE: GR A SPING THE INTENTIONS OF OTHERS WITH ONES OWN MIRROR NEURON S YS TEM,
food but could only guess the actions or performing meaningless arm ges- ing actions performed with different
conclusion. Nevertheless, more than half tures, for example, increased neural ac- hand grips and then, as a control, looked
the F5 mirror neurons also discharged tivation in their hand and arm muscles at stationary objects. In these situations,
when the monkey could just imagine that would be involved in the same seeing actions performed by others acti-
what was happening behind the screen. movements suggested a mirror neuron vated three main areas of the brains cor-
These experiments conrmed, there- response in the motor areas of their tex. One of these, the superior temporal
fore, that the activity of mirror neurons brains. Further investigations using dif- sulcus (STS), is known to contain neu-
underpins understanding of motor acts: ferent external measures of cortical ac- rons that respond to observations of
when comprehension of an action is tivity, such as electroencephalography, moving body parts. The other two the
possible on a nonvisual basis, such as also supported the existence of a mirror inferior parietal lobule (IPL) and the in-
sound or mental representation, mirror neuron system in humans. But none of ferior frontal gyrus (IFG) correspond,
neurons do still discharge to signal the the technologies we had used up to this respectively, to the monkey IPL and the
acts meaning. point allowed us to identify the exact monkey ventral premotor cortex, includ-
Following these discoveries in the brain areas activated when the volun- ing F5, the areas where we had previ-
monkey brain, we naturally wondered teers observed motor acts, so we set out ously recorded mirror neurons.
whether a mirror neuron system also to explore this question with direct These encouraging results suggested
exists in humans. We first obtained brain-imaging techniques. a mirror mechanism at work in the hu-
strong evidence that it does through a In those experiments, carried out at man brain as well but still did not fully
series of experiments that employed var- San Raffaele Hospital in Milan, we used reveal its scope. If mirror neurons per-
ious techniques for detecting changes in positron-emission tomography (PET) to mit an observed act to be directly under-
motor cortex activity. As volunteers ob- observe neuronal activity in the brains of stood by experiencing it, for example,
monkey observe an experimenter per- University of Parma in Italy, where Rizzolatti is director of the neurosciences department
forming the tasks the monkey itself had and Fogassi and Gallese are associate professors. In the early 1990s their studies of mo-
done earlier [see box on page 57]. In tor systems in the brains of monkeys and humans rst revealed the existence of neurons
each instance, most of the mirror neu- with mirror properties. They have since continued to investigate those mirror neurons in
rons were activated differently, depend- both species as well as the role of the motor system in general cognition. They frequently
ing on whether the experimenter collaborate with the many other research groups in Europe and the U.S. now also studying
brought the food to his mouth or put it the breadth and functions of the mirror neuron system in humans and animals.
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ly important. Indeed, emotion is often a the observer. Thus, when people use the that enables a form of direct experiential
key contextual element that signals the expression I feel your pain to indicate understanding.
intent of an action. That is why we and both comprehension and empathy, they Tania Singer and her colleagues at
other research groups have also been ex- may not realize just how literally true University College London found similar
ploring whether the mirror system al- their statement could be. matches between experienced and ob-
lows us to understand what others feel A paradigmatic example is the emo- served emotions in the context of pain. In
in addition to what they do. tion of disgust, a basic reaction whose that experiment, the participants felt
expression has important survival value pain produced by electrodes placed on
Connect and Learn for fellow members of a species. In its their hands and then watched electrodes
a s w i t h a c t i o n s , humans un- most primitive form, disgust indicates placed on a test partners hand followed
R E P R I N T E D W I T H P E R M I S S I O N F R O M E L S E V I E R : B O T H O F U S D I S G U S T E D I N M Y I N S U L A , B Y G I A C O M O R I Z Z O L A T T I E T A L . , I N N E U R O N , V O L . 4 0 , P A G E S 6 5 5 6 6 4 ; 2 0 0 3 ( m a n e x p r e s s i n g d i s g u s t) A N D
doubtedly understand emotions in more that something the individual tastes or by a cue for painful stimulation. Both
than one way. Observing another per- smells is bad and, most likely, danger- situations activated the same regions of
son experiencing emotion can trigger a ous. Once again using fMRI studies, we the anterior insula and the anterior cin-
cognitive elaboration of that sensory in- collaborated with French neuroscien- gulate cortex in the subjects.
formation, which ultimately results in a tists to show that experiencing disgust Taken together, such data strongly
logical conclusion about what the other as a result of inhaling foul odorants and suggest that humans may comprehend
is feeling. It may also, however, result in witnessing disgust on the face of some- emotions, or at least powerful negative
direct mapping of that sensory informa- one else activate the same neural struc- emotions, through a direct mapping
A U N I F Y I N G V I E W O F T H E B A S I S O F S O C I A L C O G N I T I O N , B Y G I A C O M O R I Z Z O L A T T I E T A L . , I N T R E N D S I N C O G N I T I V E S C I E N C E S , V O L . 8 , P A G E S 3 9 6 4 0 3 ; 2 0 0 4 ( b r a i n)
tion onto the motor structures that ture the anterior insula at some of the mechanism involving parts of the brain
would produce the experience of that very same locations within that struc- that generate visceral motor responses.
emotion in the observer. These two ture [see box below]. These results indi- Such a mirror mechanism for under-
means of recognizing emotions are pro- cate that populations of mirror neurons standing emotions cannot, of course,
foundly different: with the rst, the ob- in the insula become active both when fully explain all social cognition, but it
server deduces the emotion but does not the test participants experience the emo- does provide for the rst time a func-
feel it; via the second, recognition is tion and when they see it expressed by tional neural basis for some of the inter-
firsthand because the mirror mecha- others. In other words, the observer and personal relations on which more com-
nism elicits the same emotional state in the observed share a neural mechanism plex social behaviors are built. It may be
a substrate that allows us to empathize
EMOTIONAL MIRRORS with others, for example. Dysfunction
in this mirroring system may also be im-
Feeling disgust activated similar parts of the brain when human volunteers plicated in empathy deficits, such as
experienced the emotion while smelling a disgusting odor or when the same subjects
those seen in children with autism [see
watched a lm clip (left) of someone else disgusted. In this brain cross section,
neuron populations activated by the experience of disgust are outlined in red, and Broken Mirrors: A Theory of Autism,
those activated by seeing disgust are circled in yellow. (Blue outlines the region of by Vilayanur S. Ramachandran and
investigation, and green indicates areas examined in a previous study.) These over- Lindsay M. Oberman, on page 62].
lapping neuron groups may represent a physical neural mechanism for human empa- Many laboratories, including our
thy that permits understanding the emotions of others. own, are continuing to explore these
questions, both for their inherent inter-
est and their potential therapeutic ap-
plications. If the mirror neuron template
of a motor action is partly inscribed in
the brain by experience, for instance,
then it should theoretically be possible
to alleviate motor impairments, such as
those suffered following a stroke, by po-
tentiating undamaged action templates.
Recent evidence indicates, in fact, that
the mirror mechanism also plays a role
in the way we initially learn new skills.
Although the word ape is often
used to denote mimicry, imitation is not
an especially well developed ability
among nonhuman primates. It is rare in
monkeys and limited in the great apes,
including chimpanzees and gorillas. For
Grasping the Intentions of Others with Ones Own Mirror Neuron System. Marco Iacoboni et al.
the participants were programming their in PLoS Biology, Vol. 3, Issue 3, pages 529535; March 2005.
own imitation of the guitar chords, an Parietal Lobe: From Action Organization to Intention Understanding. Leonardo Fogassi et al.
additional brain region became active. in Science, Vol. 302, pages 662667; April 29, 2005.
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