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R ES E A RC H | R E PO R TS
interspecific hybridization; yet, such reproduc- 26. R. D. Holt, Theor. Popul. Biol. 12, 19729 (1977). T.S.C., and J.B.L. designed the study; Y.E.S., T.S.C., P.A.H., L.J.R,
tive character displacement (4) seems an unlike- 27. G. A. Polis, C. A. Myers, R. D. Holt, Annu. Rev. Ecol. Syst. 20, and R.G.R. collected the data; Y.E.S., T.S.C., and P.A.H. analyzed
297330 (1989). the data; all authors contributed to the manuscript. Data are
ly explanation for our results, as A. carolinensis 28. R. Shine, Evol. Appl. 5, 107116 (2012). accessioned on datadryad.org: doi:10.5061/dryad.96g44.
and A. sagrei already differ markedly in species-
recognition characteristics, males of both species ACKN OWLED GMEN TS
SUPPLEMENTARY MATERIALS
nearly exclusively ignore heterospecific females in We thank A. Kamath, C. Gilman, A. Algar, J. Allen, E. Boates,
www.sciencemag.org/content/346/6208/463/suppl/DC1
staged encounters (25), and the species have never A. Echternacht, A. Harrison, H. Lyons-Galante, T. Max, J. McCrae,
Materials and Methods
J. Newman, J. Rifkin, M. Stimola, P. VanMiddlesworth, K. Winchell,
been reported to successfully produce hybrids. We C. Wiench, K. Wollenberg, and three reviewers; M. Legare and
Supplementary Acknowledgments
note, finally, that other mutually negative inter- Figs. S1 and S2
J. Lyon (Merritt Island National Wildlife Refuge), J. Stiner and
Tables S1 to S7
actions such as apparent competition (26) and in- C. Carter (Canaveral National Seashore); and Harvard University,
References (2945)
traguild predation (27) could also produce Museum of Comparative Zoology, University of Massachusetts
Boston, University of Tennessee Knoxville, University of Tampa, 5 June 2014; accepted 15 September 2014
divergence among overlapping species. These re- NSF (DEB-1110521), and NIH (P30GM103324) for funding. Y.E.S., 10.1126/science.1257008
main to be explored in this system, though some
evidence exists for at least the latter (17).
Here, we have provided evidence from a repli-
cated, natural system to support the long-held NEW WORLD ARCHAEOLOGY
idea (4) that interspecific interactions between
closely related species are an important force for
evolutionary diversification (2). Moreover, we show
that evolutionary hypotheses such as character
Paleoindian settlement of the
displacement can be rigorously tested in real
time following human-caused environmental high-altitude Peruvian Andes
change. Our results also demonstrate that native
species may be able to respond evolutionarily to Kurt Rademaker,1,2,8* Gregory Hodgins,3 Katherine Moore,4 Sonia Zarrillo,5
strong selective forces wrought by invaders. The Christopher Miller,6,7 Gordon R. M. Bromley,8 Peter Leach,9 David A. Reid,10
extent to which the costs of invasions can be mit- Willy Ypez lvarez,11 Daniel H. Sandweiss1,8
igated by evolutionary response remains to be
determined (28), but studies such as this demon- Study of human adaptation to extreme environments is important for understanding our
strate the ongoing relevance of evolutionary bi- cultural and genetic capacity for survival. The Pucuncho Basin in the southern Peruvian Andes
ology to contemporary environmental issues. contains the highest-altitude Pleistocene archaeological sites yet identified in the world,
about 900 meters above confidently dated contemporary sites. The Pucuncho workshop site
RE FE RENCES AND N OT ES
[4355 meters above sea level (masl)] includes two fishtail projectile points, which date to
1. W. L. Brown, E. O. Wilson, Syst. Zool. 5, 4964 (1956).
2. D. Schluter, The Ecology of Adaptive Radiation (Oxford Univ. about 12.8 to 11.5 thousand years ago (ka). Cuncaicha rock shelter (4480 masl) has a robust,
Press, Oxford, UK, 2000). well-preserved, and well-dated occupation sequence spanning the past 12.4 thousand years
3. T. Dayan, D. Simberloff, Ecol. Lett. 8, 875894 (2005). (ky), with 21 dates older than 11.5 ka. Our results demonstrate that despite cold temperatures
4. D. W. Pfennig, K. S. Pfennig, Evolution's Wedge (Univ. of
and low-oxygen conditions, hunter-gatherers colonized extreme high-altitude Andean environments
California Press, Berkeley, 2012).
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H
(2013).
6. P. R. Grant, B. R. Grant, Science 313, 224226 (2006). uman settlement of high-altitude moun- pecially prevalent in the treeless landscapes higher
7. J. G. Tyerman, M. Bertrand, C. C. Spencer, M. Doebeli, BMC tains and plateaus is among the most than 4000 meters above sea level (masl), with
Evol. Biol. 8, 34 (2008).
8. L. M. Bono, C. L. Gensel, D. W. Pfennig, C. L. Burch, Biol. Lett.
recent of our species biogeographic expan- little fuel for campfires, twice the sea-level caloric
9, 20120616 (2013). sions. Earths highest-altitude lands, located intake needed to maintain normal metabolic
9. M. L. Taper, in Bruchids and Legumes: Economics, Ecology, and in the Tibetan and Andean regions, pose function (2), and O2 partial pressure less than
Coevolution, K. Fujii, A. Gatehouse, C. D. Johnson, R. Mitchel, numerous physiological challenges, including 60% that at sea level (1). Current archaeological
T. Yoshida, Eds. (Kluwer, Dordrecht, Netherlands, 1990),
pp. 289301.
hypoxia (low-oxygen conditions), high solar ra- models (3) emphasize these challenges to explain
10. J. R. Edwards, S. P. Lailvaux, Biol. J. Linn. Soc. Lond. 110, diation, cold temperatures, and high energetic a lack of pre-Holocene [>11.5 thousand years ago
843851 (2013). costs of subsistence (1). These conditions are es- (ka)] (4) archaeological evidence above 4000 masl
11. J. B. Losos, Lizards in an Evolutionary Tree: Ecology and on the Tibetan (5) and Andean (6) Plateaus.
Adaptive Radiation of Anoles (Univ. of California Press,
Berkeley, 2009).
In the Andes, human biogeographic expansion
12. Information on materials and methods is available on Science 1
Department of Anthropology, South Stevens Hall, University to high-altitude lands likely stemmed from adja-
Online. of Maine, Orono, ME 04469-5773, USA. 2Department of Early cent areas in Peru (6), Chile (7), and Argentina (8)
13. T. W. Schoener, Ecol. Monogr. 45, 233258 (1975). Prehistory and Quaternary Ecology, Schlo Hohentbingen, (Fig. 1A). By ~13.5 to 12.1 ka or earlier, foragers
14. B. B. Collette, Bull. Mus. Comp. Zool. 125, 137162 (1961). Burgsteige 11, 72070 Tbingen, Germany. 3Accelerator Mass
15. L. R. Schettino et al., Breviora 520, 122 (2010). Spectrometry Laboratory, Department of Physics and School of
had settled the Pacific Coast (913) and the South-
16. J. R. Edwards, S. P. Lailvaux, Ethology 118, 494502 (2012). Anthropology, University of Arizona, Tucson, AZ 85721, USA. ern Cone (14), and by ~12.7 to 11.3 ka groups oc-
17. T. S. Campbell, thesis, University of Tennessee, Knoxville 4
University of Pennsylvania Museum, 3260 South Street, cupied caves at ~2600 masl in central Peru (15, 16)
(2000). Philadelphia, PA 19104, USA. 5Department of Anthropology and up to 3300 masl in the Atacama Desert of
18. D. Glossip, J. B. Losos, Herpetologica 53, 192199 (1997). and Archaeology, Earth Sciences Building, Room 806, 844
19. T. E. Macrini, D. J. Irschick, J. B. Losos, J. Herpetol. 37, 5258 Campus Place Northwest, Calgary, British Columbia, Canada.
northern Chile (17, 18). In northwest Argentina,
(2003). 6
Institute for Archaeological Sciences, University of Tbingen, multiple sites at 3400 to 3800 masl date to ~12.0 ka,
20. J. Elstrott, D. J. Irschick, Biol. J. Linn. Soc. Lond. 83, 389398 Rmelinstrasse 23, 72070 Tbingen, Germany. 7Senckenberg possibly as early as ~12.8 ka (8), although most pre-
(2004). Centre for Human Evolution and Paleoenvironment, University of Holocene occupations have only single, unrepli-
21. A. P. Hendry, M. T. Kinnison, Evolution 53, 16371653 Tbingen, Rmelinstrasse 23, 72070 Tbingen, Germany.
(1999). 8
Climate Change Institute, Bryand Global Sciences Center,
cated radiocarbon ages. Above 4000 masl, the
22. S. P. Carroll, C. Boyd, Evolution 46, 10521069 (1992). University of Maine, Orono, ME 04469, USA. 9Department of earliest known Andean sites (table S1) date from
23. D. N. Reznick, F. H. Shaw, F. H. Rodd, R. G. Shaw, Science 275, Anthropology, 354 Mansfield Road, University of Connecticut, the first millennium of the Holocene (19), with
19341937 (1997). Storrs, CT 06269-1176, USA. 10Department of Anthropology, widespread occupation after ~9 ka (68) and
24. S. Meiri, D. Simberloff, T. Dayan, J. Anim. Ecol. 80, 824834 University of Illinois at Chicago, Behavioral Sciences Building,
(2011). 1007 West Harrison Street, Chicago, IL 60607-7139, USA.
earliest year-round settlement after ~7.1 ka (20).
25. R. R. Tokarz, J. W. Beck Jr., Anim. Behav. 35, 722734 11
Arequipa, Peru. Whether genetic adaptations or environmen-
(1987). *Corresponding author. E-mail: kurt.rademaker@umit.maine.edu tal amelioration were necessary for high-altitude
human settlement remains poorly understood. sites yet identified anywhere in the world. These We discovered the Pucuncho and Cuncaicha
High-altitude regions are among the most remote sites extend the residence time of humans above archaeological sites (Fig. 1B and fig. S1) after map-
and least archaeologically studied lands on the 4000 masl by nearly a millennium, implying more ping of the Alca obsidian source (21), predictive
planet. Here, we report initial data from Terminal moderate late-glacial Andean environments and modeling (22), and systematic reconnaissance of
Pleistocene archaeological sites at nearly 4500 masl greater physiological capabilities for Pleistocene the volcanic plateau bounded by the Cotahuasi
in the Peruvian Andes, the highest Pleistocene humans than previously assumed. and Colca canyons of southern Peru (23). In the
heart of this plateau, the 132-km2 Pucuncho Ba-
sin contains grassland and wetland habitats and
thousands of domesticated camelids. The mod-
ern annual mean temperature at Pucuncho is 3C,
and prevailing easterly airflow maintains a semi-
arid climate, with 600 to 800 mm of annual pre-
cipitation primarily during the December to March
wet season (24).
The Pucuncho open-air workshop site (4355 masl)
on the basins west edge was situated to exploit
Alca-1 and Alca-5 obsidian pyroclasts eroding
from an alluvial fan. The workshop includes
debitage and 260 formal tools, including projec-
tile points and nondiagnostic bifaces, unifacial
scrapers, and other tools. Two fluted fishtail pro-
jectile point bases made of local fine-grained
andesite and Alca-5 obsidian (Fig. 2A) are diag-
nostic to ~12.8 to 11.5 ka (25); the Pucuncho fish-
tails are the highest fluted points yet discovered
in the Americas. Pucuncho likely provided the
Alca-1 obsidian in contexts dated ~13.4 to 10.2 ka
at Quebrada Jaguay, a Terminal Pleistocene fish-
ing settlement ~150 km south on the Pacific Coast
Fig. 1. Project area maps. (A) Andes showing Terminal Pleistocene and Early Holocene sites >2500 masl
(9) (Fig. 1B). Because no geologic mechanism can
and >4000 masl (also see table S1). (B) Study area.
transport Alca-1 obsidian to the coast, Quebrada
Jaguays inhabitants either visited the source or
obtained obsidian via exchange.
Seven km east of the Pucuncho site, the
Cuncaicha workshop site (4445 masl) occupies
an alluvial fan where Alca-5 and Alca-7 obsidian
pyroclasts crop out. This surface palimpsest con-
tains debitage and more than 500 projectile points
and nondiagnostic bifaces, scrapers, and other
unifacial tools, representing thousands of years
of episodic occupation. Above the alluvial fan is
Cuncaicha rock shelter (4480 masl), comprising
two north-facing alcoves formed by slab exfolia-
tion of the andesite bedrock. Both alcoves exhibit
sooted ceilings, rock art, and anthropogenic floor
sediments, indicating use as campsites. The rock
shelter is protected from westerly winds and of-
fers a commanding view of wetland and grass-
land habitats.
Our investigations at Cuncaicha rock shelter
sampled the minimum volume needed to docu-
ment the stratigraphy and establish a precise
absolute chronology of occupation. Ground-
penetrating radar revealed collapsed roof slabs
and depth of sediments to bedrock, allowing tar-
geted excavations. Sediments are ~1.2 m deep, both
within the shelter and outside the drip line over
~150 m2. We excavated 5.5 m2 (<4%) of these de-
posits in 2010 and 2012 (fig. S2).
We dated the Cuncaicha sequence using large-
mammal bone specimens in direct association
with abundant, unequivocal artifacts. Faunal and
other organic remains exhibit outstanding pres-
ervation in this cold, dry setting. Moreover, dating
Fig. 2. Terminal Pleistocene lithic artifacts. From (A) Pucuncho workshop (1 and 2) and (B and C) large bone specimens avoided the risk of sampling
Cuncaicha rock shelter (3 to 24) (also see table S4). (B) Projectile points (3 to 13) illustrated in strati- remains vertically translocated by rodent bio-
graphic order. (C) Selected tools and debitage (14 to 24) illustrating diverse forms and raw materials. turbation, a process shown to affect Andean rock
shelters elsewhere (15). Geoarchaeological analy- We recovered small, fragmented charred plant the quantity and diversity of early tool types; the
sis indicates only small-scale cryo- and bioturba- remains from sediments (26). Most abundant are emphasis on local lithic materials, animals, and
tion of deposits (26) (fig. S4). woody twigs, stems, and root wood, consistent combustible fuel; the presence of starchy roots
We obtained 35 accelerator mass spectrometry with burning small shrubs and Azorella compacta. and/or tubers; and the location in the heart of the
(AMS) ages at three laboratories using distinct Also present are charred fragments of parenchymous plateau suggest that Cuncaicha was a base camp.
pretreatment protocols on bone collagen (26) storage tissue (fig. S6). Their vitreous appearance The Pucuncho Basin constituted a high-altitude
(table S2). Dates on split samples at multiple indicates that these are starchy roots and/or oasis ideal for a specialized hunting (and later,
laboratories are statistically indistinguishable. tubers (30), likely gathered from lower elevations herding) adaptation. Vicua births coinciding with
The AMS-dated bone specimens are in correct and brought to the site for consumption (26). the end of the wet season and maintenance of
stratigraphic order, without reversals. Cuncaicha Cuncaicha is ~40 to 50 km from elevations permanent territories by vicua bands (29) would
rock shelter contains occupation components 2500 masl, so it is unlikely that the site was have permitted predictable scheduling of subsist-
corresponding with five distinct strata (fig. S3). merely a logistical station for the collection and ence activities and year-round plateau residence
Hiatuses correspond with clear stratigraphic sig- processing of lithic material, meat, and hides for (31). However, wet-season storms and the risk of
natures and are well constrained with AMS ages transport to low-elevation base camps. Together, hypothermia, as well as maintenance of extended
(Table 1 and table S2).
Feature 12-4 (an organic-rich pit containing ar-
tifacts) yielded the oldest reproduced ages, ~12.4 Table 1. Average AMS ages from Cuncaicha rock shelter. Component abbreviations: LMH, Late-Middle
to 11.8 ka (n = 2 AMS ages). Stratum 5 is com- Holocene; EH, Early Holocene; TP, Terminal Pleistocene. Two Late Holocene AMS ages were not averaged
posed largely of carbonates, likely derived from and are reported in table S2. Stratigraphic abbreviations: L, Level; F, Feature. CALIB 7.0.0 (39) reports the
anthropogenic burning of plants, including the test statistic T for a series of uncalibrated 14C ages from the same stratigraphic context (n) having a X2
local, resinous Azorella compacta (26) (fig. S5). distribution with n 1 degrees of freedom (df) under the null hypothesis of no difference with respect to a
Terminal Pleistocene-age deposits lack visible strat- threshold of a = 0.05 (40). Weighted means were calculated for statistically indistinguishable groups of
igraphic divisions. We grouped and averaged stratigraphically equivalent ages and calibrated using SHCal13 (41). 14C yr B.P., radiocarbon years before
AMS ages by excavation level (Table 1). The pos- the present. 68%/95% cal B.P., 68% and 95% probability age range in calendar years before the present.
itive age-depth relationship (Fig. 3) suggests epi-
sodic deposition ~12.4 to 11.4 ka (n = 19 AMS Component Context n df T 0.05 14
C yr B.P. 68% cal B.P. 95% cal B.P.
ages). The upper contact of stratum 5 is sharp LMH-II 3033 cm 3 2 1.2 6.0 4614 T 36 54465302 54665088
and distinct, likely formed during an occupation LMH-I 4045 cm 3 2 0.8 6.0 4867 T 37 56445586 56605484
hiatus ~11.4 to 9.5 ka. Stratum 4 corresponds to a EH 5062 cm 6 5 2.0 11.1 8420 T 34 94869432 95259324
brief, robust Early Holocene occupation ~9.5 to TP L.8-8b, 7779 cm 3 2 0.5 6.0 10,074 T 57 11,76411,406 11,96411,346
9.3 ka (n = 6 AMS ages), followed by a ~3.6 TP L.9, 7983 cm 3 2 0.2 6.0 10,073 T 49 11,76011,408 11,95811,357
thousand year (ky) mid-Holocene hiatus. Stra- TP L.11, 9098 cm 2 1 0.1 3.8 10,182 T 50 11,98211,769 12,06711,641
tum 3 includes distinct late-Middle Holocene oc-
TP L.12, 98108 cm 2 1 0.8 3.8 10,191 T 32 11,98011,822 12,03611,761
cupations dated ~5.7 to 5.5 ka (n = 3 AMS ages)
TP L.13, 108115 cm 7 6 7.8 12.6 10,228 T 18 11,95311,809 12,00411,759
and ~5.5 to 5.1 ka (n = 3 AMS ages). Strata 1 and
TP F.12-4 base 2 1 0.2 3.8 10,345 T 71 12,38611,953 12,41111,822
2 represent brief, episodic uses of the shelter
within the past ~2.2 ky (n = 2 AMS ages) (table S2).
Cuncaicha contains a rich assemblage of ceram- Fig. 3. Nevado
ics; chipped-stone tools, cores, and debitage; Coropuna 3He ages
faunal material; bone beads and quartz crystals; from C-II moraines
and fragments of red ochre (table S3). Ceramics, and average AMS
which locally date <4 ka (27), were found only in ages from Cuncaicha
Late Holocene strata 1 and 2. Temporal affilia- rock shelter Terminal
tions for the 153 projectile points found through- Pleistocene levels.
out the stratigraphy (23, 28) are consistent with Blue bar shows 95%
the AMS chronology. A complete lithic opera- range of C-II weighted
tional chain is present at Cuncaicha shelter and mean age.
the workshop below. Most lithic tools and debi-
tage at Cuncaicha are made from locally avail-
able Alca-1, -5, and -7 obsidian, andesite, and
jasper. Lithic tools indicate hunting and butchering
activities, consistent with the limited subsistence
options on the plateau.
The inhabitants of Cuncaicha hunted vicua
(Vicugna vicugna mensalis), guanaco (Lama
guanaco), and taruka (Hippocamelus antisensis)
(tables S5 and S6). Preliminary analysis of camelid
age profiles suggests predation at the end of the
rainy season when vicua are born (March and
April) and possibly during the dry season (May
to November) when vicua bands aggregate (29).
The even representation of mammal fore- and hind-
limb elements indicates dismembering of whole
carcasses at the shelter. First and second phalanges
are abundant, and the skinning of animals to the
toes attests to careful processing of all animal
foods, including meat and fat within the bone.
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Quebrada Jaguay on the Pacific Coast contain Pachamachay, Telarmachay, and PAn 12-58 are problematic Field work was supported by the Churchill Exploration Fund,
Alca-1, -4, and -5 obsidian tools and debitage (9, 23); (6) and generally rejected by the investigators; therefore, they National Geographic Society Waitt Foundation, Foundation for
the only source of these three obsidians is the are not included in this discussion. Exploration and Research on Cultural Origins, American
20. J. W. Rick, K. M. Moore, Boletn de Arqueologa 3, 263296 (1999). Philosophical Society, and Lambda Alpha. B. Robinson and B. Hall
Pucuncho Basin and surrounding plateau (21). The 21. K. Rademaker et al., Geology 41, 779782 (2013). funded pilot AMS dates. National Science Foundation Dissertation
oldest dates at Quebrada Jaguay and Cuncaicha 22. K. Rademaker, D. A. Reid, G. R. M. Bromley, in Least Cost Grant no. 1208748 funded the AMS chronology. Pucuncho Basin
overlap at two standard deviations. These sites Analysis of Social Landscapes: Archaeological Case Studies. pastoralists graciously allowed field work on their lands. A. Chu,
likely constitute end members in a coast-highland D. A. White, S. Surface-Evans, Eds. (University of Utah Press, R. Hintz, C. Mauricio, A. Ramos, A. Saenz, and E. Zuiga
Salt Lake City, UT, 2012), pp. 3244. provided invaluable logistical support. We thank field assistants
Paleoindian settlement system. 23. K. Rademaker, thesis, University of Maine, Orono (2012). W. Beckwith, K. Gardella, M. Koehler, T. Labanowski, O. McGlamery,
Pleistocene glaciers did not present a barrier to 24. U. Dornbusch, Erdkunde 52, 4154 (1998). E. Olson, and J. Wertheim and the staff of the Arizona AMS
human migration and settlement of the Pucuncho 25. L. J. Jackson, in Paleoindian Archaeology: A Hemispheric Laboratory. E. Cooper created Fig. 2. T. Koffman and P. Strand
Basin. Glacial-geologic records from adjacent Perspective. J. E. Morrow, C. Gnecco, Eds. (University of Florida calibrated C-II 3He ages for Fig. 3. Two anonymous reviewers
Press, Gainesville, 2006), pp. 105122. provided helpful comments on the manuscript. Additional data are
Nevado Coropuna (32) suggest that local glaciers 26. Materials and methods are available as supporting materials available in the supplementary materials. Artifact collections are
reached their late-Pleistocene maxima ~25 to 20 ka on Science Online. curated at the Ministry of Culture in Arequipa, Peru.
and even then did not encroach into the basin. 27. L. Perry et al., Nature 440, 7679 (2006).
After a relatively minor readvance ~13.4 ka (26) 28. C. J. Klink, M. S. Aldenderfer, in Advances in Titicaca Basin
Archaeology, vol. 1. C. Stanish, A. B. Cohen, M. S. Aldenderfer, SUPPLEMENTARY MATERIALS
(Fig. 3 and table S7), glaciers again receded. Eds. (Cotsen Institute of Archaeology at UCLA, Los Angeles,
Southward displacement of the intertropical con- www.sciencemag.org/content/346/6208/466/suppl/DC1
2005), pp. 2554.
Materials and Methods
vergence zone ~13.0 to 11.5 ka (33) probably re- 29. W. L. Franklin, in Mammalian Biology in South America,
Figs. S1 to S6
sulted in increased wet-season precipitation. The M. A. Mares, H. H. Genoways, Eds. (Volume 6, Special
Tables S1 to S7
Publication Series, Pymatuning Laboratory of Ecology,
arrival of humans to the Pucuncho Basin coincided University of Pittsburgh, Pittsburgh, 1981), pp. 457489.
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identify potential genetic signatures of high- Miyako Ueguchi-Tanaka,1 Makoto Matsuoka1
altitude adaptation in modern Andean popula-
tions, comparative genomic, physiologic, and Some ferns possess the ability to control their sex ratio to maintain genetic variation in
archaeological research will be needed to under- their colony with the aid of antheridiogen pheromones, antheridium (male organ)inducing
stand when and how these adaptations evolved. compounds that are related to gibberellin. We determined that ferns have evolved an
antheridiogen-mediated communication system to produce males by modifying the
RE FE RENCES AND N OT ES
gibberellin biosynthetic pathway, which is split between two individuals of different
1. P. T. Baker, M. A. Little, Man in the Andes: Multidisciplinary
developmental stages in the colony. Antheridiogen acts as a bridge between them because
Study of High-Altitude Quechua (Dowden, Hutchinson, and
Ross, Stroudsberg, PA, 1976). it is more readily taken up by prothalli than bioactive gibberellin. The pathway initiates in
2. B. M. Marriot, S. J. Carlson-Newberry, Eds., Nutritional Needs in early-maturing prothalli (gametophytes) within a colony, which produce antheridiogens
Cold and High-Altitude Environments: Applications for Military and secrete them into the environment. After the secreted antheridiogen is absorbed by
Personnel in Field Operations (National Academy Press,
neighboring late-maturing prothalli, it is modified in to bioactive gibberellin to trigger male
Washington, DC, 1996).
3. M. S. Aldenderfer, World Archaeol. 38, 357370 (2006). organ formation.
G
4. All ages and ranges are two-sigma calibrated (2-s cal).
5. P. J. Brantingham et al., Geoarchaeol. 28, 413431 (2013). enetic diversity affords a competitive ad- within the population with the aid of antheridi-
6. K. Rademaker, G. R. M. Bromley, D. H. Sandweiss, Quat. Int. vantage to a particular species. Homo- ogens. Antheridiogens are pheromones released
301, 3445 (2013).
7. C. Mndez Melgar, Quat. Int. 301, 6073 (2013).
sporous ferns have evolved a mechanism to in the aqueous environment by early-maturing
8. L. Prates, G. Politis, J. Steele, Quat. Int. 301, 104122 (2013). favor cross-fertilization by controlling the fern prothalli in a colony, and they cause neigh-
9. D. H. Sandweiss et al., Science 281, 18301832 (1998). sex ratio among individuals or prothalli boring late-maturing prothalli in the colony to
Approximately 500 mg of bone was crushed with a mortar and pestle and sieved to
recover a 0.5 mm to 1 mm diameter fraction. This material was loaded into a continuous flow
cell through which deionized water, 0.1 N HCl, 0.1 N NaOH, and 0.01 N HCl were pumped in a
programmed sequence that included both static incubation and flow. The recovered
demineralized collagen was then gelatinized at 70C for 20 hours in approximately 10 mls of pH
3.0 water, and then filtered through prewashed Whatman 0.45 micron glass microfiber Autovial
filters. This gelatin solution was then loaded into prewashed Sartorius Stedim Vivaspin 20,
30,000 dalton molecular weight cut-off ultrafilters and centrifuged at 900 x g for 15 minutes or
until the volume of the retained fraction was reduced to 0.5 to 1 ml. The retained fraction was
lyophilized to recover the ultrafiltered collagen for subsequent combustion, offline stable
isotope and C/N ratio analysis, followed by graphitization and AMS measurement by standard
methods.
and collected samples for micromorphological analysis. Micromorphology is the study of intact,
oriented blocks of sediment using microscopic techniques. This method allows us to not only
identify sedimentary components but also examine their structural relationships with each other.
We collected a total of nine block samples from Cuncaicha from all strata at the site,
focusing on the stratigraphic contacts. The samples were transported back to the
micromorphology laboratory at the University of Tbingen where they were dried and then
2
indurated with a mixture of unpromoted polyester resin, styrene, and Methyethylketone peroxide
under vacuum. Once the samples had achieved a gel-like consistency, they were heated
overnight at 60o C until completely hardened. The samples were then sliced with a rock saw and
made into thin sections measuring 70 mm x 90 mm and 30 m in thickness. The samples were
In the field, five distinct stratigraphic units were observed, including Stratum 1, which
reddish/chestnut brown in color with isolated combustion features; Stratum 3, a dark, organic-
rich layer; Stratum 4, a homogenous, reddish-brown layer, and Stratum 5, which consisted of
greyish-colored sediments (see Fig. S3). The contacts between the units were clear but generally
diffuse, except for the contact between Strata 4 and 5, which was clear and sharp.
In thin section, the material from Strata 2, 3, and 4 exhibits a microgranular to granular
microstructure with chitonic c/f-related distribution; i.e., the grains are coated with isotropic
clays and finely comminuted organic material (Fig. S4). The coated grains are likely indicative
of cryoturbation resulting from repeated freeze and thaw of deposits (44). The microgranular
microstructure likely results from bioturbation by mesofauna; however, the clear macroscopic
preservation of strata suggests that bioturbation did not extensively homogenize the deposits.
Rather, movement of materials was likely limited to just a few centimeters (45). The centimeter-
scale movement of material is obvious at the contact between Stratum 4 and Stratum 5. In the
field this contact appeared clear and sharp. In thin section, this contact appeared diffuse over 2-3
Stratum 5, which dates to the Pleistocene, is calcareous, unlike Strata 2, 3, and 4, which
are non-calcareous. Much of the calcite in Stratum 5 appears spherulitic, similar to the calcareous
3
ashes found in Stratum 1 (Fig. S5). Spherulitic calcite was also found in ashes produced by
experimentally burning Azorella compacta (llareta). Based on the comparison with ashes from
Stratum 1 and comparison with the morphology of experimentally produced ashes, it seems
likely that a significant portion of the calcareous deposits in Stratum 5 derive from the
During the 2010 excavations, botanical remains were recovered from the 3 mm screen.
During the 2012 excavation, in order to test what may be missed in sediments that did not pass
through the 3 mm screen, the first four 10-liter buckets from each excavated context of a single
1.0 m x 0.5 m unit - Unit 7 - and for a few selected contexts from Units 3, 4 and 6 - were set
aside. We screened these ~40-liter samples using 3 mm screens as normal but also retained
everything remaining in the 3 mm screens. This typically resulted in a bagged sample of 1-2
liters per ~10-cm level, but in some cases these bagged samples were up to 10 liters.
These samples were then processed by water flotation to recover light and heavy
fractions. The dried heavy fractions were screened with standard USGS screens of >4mm, 2-4
mm, 0.5-2 mm, <0.5 mm and retained. The dried light fractions were weighed, sieved through a
2 mm geological screen and then manually sorted under low-power microscopy to recover
charred plant remains, lithic microdebitage, and faunal remains. The <2 mm splits were also
examined under microscopy, with these mostly consisting of fine sediments with very small
amounts of charred plant material too small to be identified. All of the >2 mm charred plant
remains were then examined further under higher magnification, separated into different classes,
and weighed.
4
Due to the different recovery methods employed during the 2010 and 2012 field season,
quantification and comparison across samples is not possible. The 2012 water flotation tests
fragments recovered from Terminal Pleistocene contexts. Their tapered cylindrical shape, high
proportion of parenchyma tissue, and vitreous appearance are consistent with starchy roots
and/or tubers, i.e., underground storage organs (30, 46). More definitive identifications require a
broader assemblage of local and regional comparative taxa, as well as scanning electron
microscopy.
We believe that it is most likely that edible plant resources were obtained from lower
altitudes and brought to Cuncaicha because of the current flora and extreme conditions of the
Pucuncho Basin today, and the likelihood that similar or cooler conditions were present during
the Terminal Pleistocene occupation of the site. Starch-rich vegetative storage organs were and
are important dietary staples in the Andes today, especially at high altitudes where metabolic
requirements are extreme. As such, it is not surprising that Terminal Pleistocene people would
have collected plant resources at lower altitudes where they are most abundant and brought them
to the site for consumption. The fact that Terminal Pleistocene peoples in South America were
familiar with underground storage organs is evidenced by the recovery and identification of
Solanum maglia, a wild potato, from the Monte Verde site (47, 48).
changes primarily in temperature (49), leaving a physical record of these fluctuations in the form
5
of moraines. The moraine record from Coropuna is based on late-Pleistocene deposits on the
mountain's northern and western flanks and is resolved with cosmogenic 3He surface-exposure
dates (see 50 for a detailed description). The late-glacial moraine complex providing dates
Of relevance to the present study is the late-glacial advance of Coropuna's glaciers that
interrupted gradual deglaciation during the last glacial-interglacial transition. This event, termed
the C-II advance (50), is represented in all valleys investigated on the mountain, as well as other
peaks in the Pucuncho region, and has been dated to ~12.9 ka. Since publication of that dataset,
however, further refinement of the scaling schemes used to calculate surface-exposure ages (51)
suggests that the scheme employed in that initial publication ('Lm' scaling; see 52) is less
accurate at these latitudes and altitudes than the 'St' scheme (52).
Consequently, we have recalculated the C-II moraine ages (50) using the 'St' scaling in
order to provide a more realistic age for the late-glacial advance on Nevado Coropuna (Table
S6). All other input data remain the same as in the original publication. Ten samples collected
from erratics located on the moraine crests in Quebrada Santiago (50) give recalculated ages
ranging from 12.0 to 13.9 ka, with a weighted mean age of 13.2 ka (Fig. 3). Plotted as an age-
probability curve, the dataset gives a peak (i.e., highest probability) age of 13.4 ka, in close
As in the original publication (50), we interpret the peak age as a close age for the C-II
moraines. Moreover, we reiterate that that this age represents the last time the glacier terminus
stood at this limit, rather than a date for the climate event that drove the glacial readvance. Thus,
we interpret the newly recalculated peak age of the C-II moraines as indicating retreat, and
6
therefore climatic amelioration, after ~13.4 ka. Based on this interpretation, we conclude that
initial human settlement of the Pucuncho Basin and Cuncaicha shelter occurred during a period
of resumed deglaciation.
Coropuna moraine record and other paleoclimate data from the southern Peruvian Andes is as
follows. First, as indicated by glacier reconstructions (32, 53), ice did not present a barrier to
human migration and settlement of the Pucuncho Basin. Indeed, local glaciers did not encroach
upon the plateau even at the height of the last ice age (~25-20 ka). Second, at the time of human
entry, glaciers in the Pucuncho region were retreating upslope in response to atmospheric
warming (50), a process that also would have reduced the areal extent of regional permafrost.
Third, between approximately 13 and 11.5 ka the inter-tropical convergence zone was displaced
to the south of its late-glacial position by cold stadial conditions in northern latitudes (54-58). As
a result, annual precipitation increased over much of the southern tropical Andes, as indicated by
elevated lake levels (e.g., 33, 58, 59). Therefore, it is highly likely that at the time of human
settlement, the Pucuncho Basin was experiencing relatively elevated wet-season precipitation,
7
Fig. S1.
Photograph of Pucuncho Basin, facing west, showing Terminal Pleistocene sites Cuncaicha
8
Fig. S2
Planview of Cuncaicha shelter with 2010 and 2012 excavations.
9
Fig. S3
Photograph of Cuncaicha rockshelter Unit 7 and 8 south profile showing stratigraphy and AMS
10
Fig. S4
Microphotograph of thin section (CUN-12-01) from Stratum 3, plane polarized light. The
microgranular microstructure and coated grains are clearly seen here. The microstructure and
coatings suggest that the deposits were subjected to limited bioturbation and cryoturbation.
11
Fig. S5
(A) Microphotograph of spherulitic ashes, produced by experimentally burning Azorella
compacta (llareta). The ashes were smeared onto a glass slide and photographed under cross-
polarized light (XPL). (B) Photomicrograph of thin section (CUN-12-09) from Stratum 5, XPL.
The spherulitic calcite strongly resembles that produced from the combustion of llareta. (C)
combustion features. The ashy deposits from this stratum are composed of similar calcitic
12
Fig. S6
Examples of parenchymous storage tissue from Cuncaicha rockshelter Terminal Pleistocene
contexts. (A) and (C) from Unit 2, Level 8b, (B) from Unit 2, Level 10, (D) from Unit 7, Level
10a. (A), (B), and (D) are transverse sections; (C) is tangential/longitudinal. Scale bars = 5 mm.
13
Table S1.
3500-4000 masl
Pintoscayoc-1 3650 10,720 150 1 12,725-12,431 12,838-12,057 64
Inca Cueva-4 3730 10,620 140 1 12,698-12,178 12,723-12,041 65
Penas de las Trampas 3610 10,118 67 2 11,765-11,405 11,957-11,321 66
Tres Ventanas 3810 10,030 170 1 11,764-11,238 12,364-10,877 67
Quiqche-1 3600 9940 200 1 11,770-11,108 12,044-10,720 67
Huachichocana 3800 9340 120 1 10,650-10,295 11,063-10,220 68
3000-3500 masl
Cueva de Yavi 3430 10,450 55 1 12,419-12,106 12,541-12,021 69
Alero el Pescador 3300 10,310 130 1 12,390-11,765 12,543-11,405 70
Tuina-1 3160 10,220 117 2 12,050-11,414 12,390-11,325 71, 72
Tuina-5 3200 10,060 70 1 11,696-11,332 11,803-11,254 73
Quebrada Seca-3 3350 9790 50 1 11,232-11,147 11,254-10,877 74
Asana 3435 9683 98 2 11,181-10,791 11,226-10,710 75
Chulqui-1a 3280 9550 55 2 11,068-10,683 11,089-10,589 76
Lauricocha-2 3930 9525 260 1 11,173-10,439 11,616-9964 77
Jaywamachay 3400 9502 110 2 11,069-10,563 11,156-10,423 78
2500-3000 masl
Tulan-109 2950 10,700 94 2 12,701-12,455 12,737-12,418 73, 79
Salar de Punta Negra-1 2976 10,465 35 2 12,423-12,122 12,510-12,052 17
San Lorenzo-1 2950 10,281 88 2 12,362-11,754 12,407-11,509 80, 81
Guitarrero Cave 2580 10,262 43 2 11,994-11,824 12,057-11,753 15, 16
Salar de Punta Negra-6 2976 10,260 60 1 12,020-11,804 12,362-11,620 17
Agua de la Cueva 2906 10,248 58 2 11,998-11,773 12,251-11,618 82
Toquepala 2800 9490 140 1 11,070-10,513 11,171-10,299 83
14
* Oldest C ages are single, non-replicated ages (n=1) or weighted means of oldest statistically indistinguishable
ages (n=2).
14
Table S2. 14C AMS ages from Cuncaicha rockshelter bone samples.
15
Table S3.
Component Faunal Projectile Bifaces Scrapers Other Debitage Cores Beads, Ceramic
remains points n= n= tools wt (kg), n= n= Crystals wt (g), n=
(kg) n= n= n=
LH I-II 16.99 47 68 9 2 2.22, n=3655 0 4, 0 2347, n=454
LMH I-II 8.92 22 46 28 4 2.02, n=3041 0 4, 1 0, n=0
EH 23.69 54 45 78 1 2.47, n=3225 1 1, 1 0, n=0
TP 13.64 30 18 21 5 1.03, n=1570 2 8, 0 0, n=0
Total 63.24 153 177 136 12 7.74, n=11,491 3 17, 2 2347, n=454
Component abbreviations: LHLate Holocene, LMH-Late-Middle Holocene, EHEarly Holocene, TP Terminal Pleistocene.
Materials recovered from 5.5 m2 (4.5 m2 sampled Early Holocene deposits and 3.0 m2 sampled Terminal Pleistocene deposits).
16
Table S4.
Contexts and associated AMS ages for Cuncaicha rockshelter Terminal Pleistocene artifacts illustrated in
Figure 2.
Number Site Context Depth Tool type Raw AMS ages 95% ka
(cm) material (n=) range
A-1 Pucuncho surface 0 projectile point andesite
A-2 Pucuncho surface 0 projectile point obsidian
B-3 Cuncaicha U.2 L.8b 69-79 projectile point obsidian 2 12.0-11.3
B-4 Cuncaicha U.2 L.8b 69-79 projectile point obsidian 2 12.0-11.3
B-5 Cuncaicha U.7 L. 9 89 projectile point obsidian
B-6 Cuncaicha U.2 L.9 79-83 projectile point obsidian 3 12.0-11.4
B-7 Cuncaicha U.2 L.9 79-83 projectile point obsidian 3 12.0-11.4
B-8 Cuncaicha U.2 L.10 83-90 projectile point obsidian
B-9 Cuncaicha U.2 L.10 81 projectile point obsidian
B-10 Cuncaicha U.2 L.10 83-90 projectile point obsidian
B-11 Cuncaicha U.2 L.11 90-98 projectile point obsidian 2 12.1-11.6
B-12 Cuncaicha U.2 L.11 90-98 projectile point obsidian 2 12.1-11.6
B-13 Cuncaicha U.2 L.11 90-98 projectile point obsidian 2 12.1-11.6
C-14 Cuncaicha U.7 L.9 80-91 side scraper yellow chert
C-15 Cuncaicha U.7 L.10 103 heavy core tool red jasper
C-16 Cuncaicha U.8 L.10b 80-85 scraper/graver andesite
C-17 Cuncaicha U.2 L.8b 69-79 end scraper burned chert 2 12.0-11.3
C-18 Cuncaicha U.7 L.9 80-91 cortical flake green fine-grained
ign eous
C-19 Cuncaicha U.8 L.11 87-96 side scraper gray chert
C-20 Cuncaicha U.7 L.10a 91-114 end scraper white chalcedony
C-21 Cuncaicha U.6 L.8 66-87 flake fragment red-pink chert
C-22 Cuncaicha U.6 L.8 66-87 flake blue chalcedony
C-23 Cuncaicha U.2 L.10 87 end scraper obsidian
C-24 Cuncaicha U.5 L.11a 86-99 uniface andesite
17
Table S5.
18
Table S6.
Component Elements Camelid Cervid Large Camelid NISP Camelid in Dental indicators
sampled (NISP) (NISP) Mammal % of identified vicua size
(NISP) (NISP) large mammal range
(n vicua)
vicua incisors
LH I-II 37 33 0 4 100.0% 50.0% (1)
present
LMH I-II 105 95 5 5 95.0% 61.1% (11)
non-vicua
EH 197 172 3 22 97.7% 73.3% (11) incisors present
(guanaco form)
TP 56 23 8 25 74.2% 50.0% (1)
Total 395 323 16 56
Component abbreviations: LHLate Holocene, LMH-Late-Middle Holocene, EHEarly Holocene, TPTerminal Pleistocene.
NISP: Number of identified specimens. Camelids and cervids were identified using the collections at the Zooarchaeology
Laboratory, University of Pennsylvania Museum. The camelid/cervid ratio is calculated based on all elements identifiable to
vertebrate family level. Camelid size range is determined for most abundant skeletal element (distal 1st phalanx) using
dimensions 4 (distal breadth) and 5 (distal depth), fore and hind limbs combined, based on (86, Tables 1 and 2). Dental
indicators for vicuna teeth following 87 and 88.
19
Table S7.
Cosmogenic 3He surface-exposure ages of ten glacial erratics located on Nevado Coropuna C-II moraines.
3
Sample ID He exposure age 1- 2- range
20
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