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Velopharyngeal incompetence: A guide for


clinical evaluation

Article in Plastic & Reconstructive Surgery January 2004


DOI: 10.1097/01.PRS.0000091245.32905.D5 Source: PubMed

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CME

Velopharyngeal Incompetence: A Guide for


Clinical Evaluation
Donnell F. Johns, Ph.D., Rod J. Rohrich, M.D., and Mariam Awada, M.D.
Dallas, Texas

Learning Objectives: After studying this article, the participant should be able to: 1. Understand the mechanism of speech
production. 2. Recognize the specific cause of a speech abnormality (structural deficit, neurogenic deficit, misarticulation,
or mechanical interference). 3. Perform a thorough clinical assessment using an intraoral examination and speech
production analysis. 4. Understand the advantages and disadvantages of various types of instrumental modalities and their
specific indications in diagnosing speech abnormalities.

Various causes of velopharyngeal disorders and the pose of this article is to describe the various
myriad of diagnostic methods used by speech-language causes of velopharyngeal disorders and the
pathologists and plastic surgeons for assessment are de-
scribed in this article. Velopharyngeal incompetence oc- myriad of diagnostic methods used by speech-
curs when the velum and lateral and posterior pharyngeal language pathologists and plastic surgeons for
walls fail to separate the oral cavity from the nasal cavity assessment. This will enable any member of the
during speech and deglutination. The functional goals of multidisciplinary cleft palate team to better as-
cleft palate operations are to facilitate normal speech and
hearing without interfering with the facial growth of a
sist in the differential diagnosis and manage-
child. Basic and helpful techniques are presented to help ment of patients with speech disorders.
the cleft palate team identify preoperative or postopera- Velopharyngeal closure refers to the normal
tive velopharyngeal incompetence. This information will apposition of the soft palate, or velum, with the
enable any member of the multidisciplinary cleft palate posterior and lateral pharyngeal walls.1218 It is
team to better assist in the differential diagnosis and man-
agement of patients with speech disorders. (Plast. Re- primarily a sphincteric mechanism consisting
constr. Surg. 112: 1890, 2003.) of a velar component and a pharyngeal com-
ponent. Movement of the velar component is
produced principally by the action of the leva-
The functional goals of cleft palate surgery tor veli palatini muscle. Movement of the pha-
are to facilitate normal speech and hearing ryngeal component is more dependent on the
without interfering with the facial growth of a contraction of the superior constrictor muscle
child. Unfortunately, after primary palato- and the palatopharyngeal muscles. The up-
plasty, up to 20 percent of patients have unsat- ward and backward movement of the velum,
isfactory speech results and require secondary coupled with the mesial movement of the lat-
management because of insufficient velopha- eral pharyngeal walls and the slight anterior
ryngeal closure.111 The speech-language pa- movement of the posterior pharyngeal walls (at
thologist plays a vital role in identifying this the level of the first cervical vertebra), sepa-
group of patients. With early recognition and rates the oral cavity from the nasal cavity dur-
intervention, the chances for development of ing deglutination and speech. Velopharyngeal
normal speech and hearing are increased. Fur- incompetence occurs when the velum and lat-
ther, the specific treatment plan and surgical eral and posterior pharyngeal walls fail to sep-
procedure will be based on the causes of the arate the oral cavity from the nasal cavity dur-
inadequate velopharyngeal closure. The pur- ing speech and deglutination.

From the Department of Plastic Surgery, University of Texas Southwestern Medical Center. Received for publication April 24, 2003; revised
May 30, 2003.
DOI: 10.1097/01.PRS.0000091245.32905.D5
1890
Vol. 112, No. 7 / EVALUATING VELOPHARYNGEAL INCOMPETENCE 1891
ETIOLOGY sively wide pharyngeal flap may inhibit apposi-
Different nomenclature exists that attempts tion of the velum with the pharyngeal walls.
to describe subgroups of velopharyngeal disor- Misarticulations may present in a manner
ders based on etiology. We prefer the use of a similar to that seen in velopharyngeal incom-
petence.3133 Phoneme-specific misarticulations
single generic term, velopharyngeal incompe-
refer to the occurrence of nasal emission on
tence, to denote any type of abnormal velopha-
certain (but not all) pressure consonants in the
ryngeal function in which the velum and lat-
absence of any hypernasal resonance. Frica-
eral and posterior pharyngeal walls fail to tives (s, z) and affricates (ts, dz) are most vul-
separate the oral cavity from the nasal cavity. nerable to this type of misarticulation. Recog-
The etiology of velopharyngeal incompetence nizing this selective phoneme emission is
includes structural deficits, neurogenic impair- crucial in identifying the cause of articular im-
ment, and mechanical interference to velopha- pairment in patients with inconsistent nasal
ryngeal closure.19 30 emission, since a resonance disorder does not
Of particular concern to the craniofacial sur- exist.
geon is velopharyngeal incompetence occur-
ring in patients with cleft palate secondary to a VELOPHARYNGEAL FUNCTION
structural deficit of the velum or pharyngeal The ability to achieve properly articulated
walls at the level of the nasopharynx with in- speech pivots on the dynamic interaction of
sufficient tissue to accomplish closure. Struc- the palatal and pharyngeal wall musculature,
tural congenital defects include gross tissue which is driven by neural pathways to constrict
deficiency, submucous or overt unoperated the velopharyngeal portal. Because the entire
clefts, a short or immobile soft palate, a large vocal tract is a resonating cavity, coupling and
and deep nasopharynx, or a palatal fistula. uncoupling of the nasal and oral cavity are
Velopharyngeal incompetence may also be ac- necessary to produce various sounds and intel-
quired due to anatomic pathology as a result of ligible speech. The velum and pharynx act as a
cancer treatment or maxillofacial trauma. valve that selectively channels airflow and
Similarly, neurogenic impairment can result acoustic energy under different pressures into
in partial or total immobility of the soft palate the oral and nasal cavities. To produce nasal
and/or pharyngeal walls and lead to velopha- sounds (m, n, ng), the velopharyngeal valve
ryngeal incompetence. This neurogenic, im- channels airflow to the nasal cavity. Similarly,
paired velopharyngeal valve closure will pro- for the oral sounds (all vowels and remaining
duce dysarthric speech. Protective and consonants), the valve closes off the nasal cav-
reflexive acts such as gagging and swallowing ity and selectively transmits airflow and energy
may be impaired depending on the nature and through the oral cavity. Thus, for normal
the level of the lesion. Velopharyngeal incom- speech, one must have rapid and competent
petence secondary to a neurogenic deficit may velopharyngeal function in addition to being
able to produce appropriate airflow and ade-
be congenital, although it is most often ac-
quate pressure. With competent velopharyn-
quired after trauma. The disturbance in
geal valving, a pressure column of exhaled air
speech production is caused by a weakness,
is shared with the oral cavity, where interrelat-
paralysis, or a lack of coordination of speech ing tongue, palatine shelves, dentition, and lips
musculature. The injury may be localized to fashion the various sound waves. Combined
cranial nerves IX, X, or XI, lower motor nerves, intermittently with nasal resonance, these
upper motor nerves, and/or the cerebellum. sound waves characterize human speech.
The localization and severity of the impair- Abnormal resonance can result from previ-
ment will dictate whether speech intelligibility ously described structural, neurogenic, physio-
will improve with velopharyngeal valve logic, or mechanical impairment. When the
remediation. normal space relationship or coupling between
Velopharyngeal incompetence may also be the velum and nasopharynx is disturbed, velo-
present secondary to mechanical interference pharyngeal incompetence results. This pro-
with the velopharyngeal valve closure. For ex- duces three common speech characteristics
ample, severely hypertrophied tonsils can secondary to increased transmission through
cause a mechanical interference resulting in the nasal cavity: hypernasality, nasal emission,
incomplete valve closure. Similarly, an exces- and reduced aspiration and frication. Hyper-
1892 PLASTIC AND RECONSTRUCTIVE SURGERY, December 2003
nasality is secondary to excess nasal resonance be carefully inspected. The symmetry of the
(particularly with vowel production) just as tur- velum, tonsils, and nasopharynx is noted. Sub-
bulent airflow through the nasal cavity is re- mucous clefts are revealed through palpation
sponsible for nasal emission. On the other of a notch in the hard palate, identification of
hand, stop plosives and fricatives are secondary a zona pellucida in the soft palate, or a bifid
to a leak, which prohibits the accumulation of uvula. The presence of an oral nasal fistula
sufficient oral pressures. should be sought. A rhinoscopic examination
should be included to check for hypertrophied
EVALUATION OF VELOPHARYNGEAL ACTIVITY turbinates, septal deviation, and nasal
Two types of evaluation are used to obtain a obstruction.
thorough assessment of velopharyngeal func- The second step in the intraoral examina-
tion: a clinical evaluation and an instrumental tion is to assess reflexive and voluntary behav-
evaluation. An understanding of the various ior. Reflexive behavior assists in determining
subjective and objective techniques of each the overall dysarthric status. This assessment is
type of evaluation that are available to assess performed by repetitive stimulation of a gag
velopharyngeal function will enable the practi- reflex at different loci. Delay, fatigue, asymme-
tioner to identify the exact cause and deter- try, or lack of response is noted. The presence
mine the specific management of any velopha- or absence of nasal regurgitation during swal-
ryngeal disorder. As no single modality is lowing of liquids should also be determined.
adequate for complete appraisal of velopharyn- Unlike reflexive behavior, a voluntary behav-
geal function, a variety of techniques should be ioral assessment is limited to competent, coop-
used for evaluation. Utilizing different modal- erative patients. Visual intraoral assessment
ities will reveal the presence, size, location, and during sustained phonation of a assists in
contour of an opening between the oral and determining velar motion (elevation, length,
nasal cavities during speech and delineate the asymmetry, amplitude, fatigue, and speed).
nature of the velar and pharyngeal wall move-
ments and interactions. The following is a de- Speech Production Characteristics
scription of the methods available, with partic- Upon completion of a thorough intraoral
ular focus on the approaches used most often examination, the clinical examination pro-
at our institution in the diagnosis and treat- ceeds with an assessment of speech production
ment of velopharyngeal incompetence. characteristics. Four specific characteristics are
assessed: resonance quality, airflow, air pres-
Clinical Assessment of Velopharyngeal Activity
sure, and compensatory articulation. Devia-
The clinicians eyes and ears are used as the tions in the normal movement of a pressurized
first and primary diagnostic tools. As the most airstream through the resonating vocal tract
valid measure of adequate velopharyngeal will cause specific alterations in these four
function is sound produced during normal characteristics. The recognition of these alter-
speech, by simply listening, one can judge ations will assist in obtaining the correct
whether further investigation is warranted. diagnosis.
When a patients speech deviates from normal, The first characteristic, resonance quality, is
a complete clinical evaluation is performed. assessed by checking for the presence of nasal
After a thorough history is obtained, the clini- vibration during vowel production (i, u, and e).
cal examination proceeds with an intraoral ex- With an incomplete velopharyngeal seal, the
amination to assess structural integrity, reflex- nasal cavity becomes coupled with the oral cav-
ive behavior, and voluntary phonetic behavior. ity and the airstream escapes through the open
The speech production characteristics are then velopharyngeal port, causing hypernasal reso-
assessed. Particular focus is paid to resonance nance. This resonance can be detected clini-
quality, airflow, air pressure, and whether com- cally by comparing occluded and unoccluded
pensatory articulatory productions exist. nares for the presence of a nasal vibration dur-
ing vowel production.
Intraoral Examination The presence or absence of nasal emission of
The first step in the intraoral examination is the airstream is the second speech production
the direct visual assessment of structural integ- characteristic to assess. Nasal emission may be
rity. The lips, teeth, tongue, tonsils, hard and audible or inaudible. In addition to the noise
soft palate, uvula, and pharyngeal walls should that may be produced, the occurrence of nasal
Vol. 112, No. 7 / EVALUATING VELOPHARYNGEAL INCOMPETENCE 1893
flaring assists in identification. Other methods be used to complement objective structural
helpful in diagnosing inaudible nasal emission data obtained from an instrumental assess-
include a mirror that fogs when placed under ment. The goal of the instrumental assessment
the nares during vowel production and the is to obtain anatomic data regarding the ade-
deflection of tissue paper. quacy of velar length, palatal elevation, velo-
The third characteristic is the adequacy of pharyngeal gap, excursion of the lateral and
intraoral air pressure build-up. The average posterior pharyngeal walls, nasopharyngeal
adult requires 5 to 7 cm of water pressure depth, pattern, and level of attempted closure.
build-up in the oral cavity behind the site of Two subgroups of techniques are used in the
constriction to produce most oral consonants, diagnostic process: direct and indirect. Direct
particularly plosives (p) and fricatives (f). instrumental techniques are those that enable
When velopharyngeal insufficiency is present, the investigator to observe activity at the velo-
an inadequate amount of pressure is accrued pharyngeal port. Examples of direct tech-
in the oral cavity secondary to incomplete clo- niques include lateral cephalogram, cinera-
sure of the velopharyngeal valve. The phrase diography, multiview videofluoroscopy, oral-
used frequently at our institution to test air nasal panendoscopy, and magnetic resonance
pressure is I pet puppies. imaging. Indirect instrumental techniques pro-
To complete the speech production assess- vide information about vocal tract behavior,
ment, the presence or absence of compensa- and gathered data are used to make relative
tory articulation productions should be sought. inferences. Phototransduction, electromyogra-
Patients with cleft palate will derive compensa- phy, and movement transduction are a few
tory articulation in a different anatomic area examples of indirect instrumental techniques.
that will compensate for a poor or absent velo-
pharyngeal valve. Specific types of compensa-
tory articulations used by these patients in- Direct Instrumental Techniques
clude glottal stops, pharyngeal fricatives, Lateral cephalometric radiography. The lateral
pharyngeal stops, velar fricatives, posterior na- cephalometric radiograph continues to be a
sal fricatives, and middorsal palatal stops (Ta- mainstay of the evaluation process at our insti-
ble I). In other words, the patient substitutes a tution as well as many others. It is the primary
functioning glottis or pharynx or uses the mid direct method of assessing structures of the
dorsum and the back of the tongue to valve the velopharynx and the surrounding tissues. Ob-
airflow. The neurogenic patient, however, will tained at a constant magnification factor both at
have compensatory productions occurring at rest and during a sustained -ee production,
the same anatomic level but deviating in the lateral cephalogram views permit visualization
manner of speech production. Thus, glottal of soft palate elevation and its contact with the
and pharyngeal productions are absent. posterior pharyngeal wall. The addition of bar-
Rather, labial substitution is performed for ium allows for enhanced visualization of the
tongue inadequacy. Regardless of the deriva- margins of the velum and pharyngeal wall. Us-
tion of compensatory productions, they are all ing this technique, we have had a greater than
learned behaviors, which frequently persist 90 percent rate of accurate prediction of the
even after adequate surgical or prosthetic need for a pharyngeal flap based solely on this
management. radiographic study.
Obvious advantages include the ability to as-
Instrumental Assessment of Velopharyngeal Activity sess structural features and velopharyngeal re-
The subjective yet invaluable information lationships in a simple, reliable, and quantifi-
gathered from the clinical examination should able method. The length of a pharyngeal flap is
TABLE I
The Phonetic Alphabet: Consonants

Bilabial Labiodental Dentoalveolar Palatoalveolar Velar

Nasals m n ng (sing)
Plosives p-b (pat-bat) t-d (tot-dot) k-g (coat-goat)
Fricatives f-v (fat-vat) th-th (thank-than) sh-zh (ash-azure)
Sibilants s-z (sue-zoo) sh-z (ash-azure)
Affricates ts-dz (cheap-jeep) ts-dz (cheap-jeep)
1894 PLASTIC AND RECONSTRUCTIVE SURGERY, December 2003
determined by assessing the relationships pro-
vided.34,35 Because the velopharyngeal mecha-
nism is three-dimensional and dynamic, the
disadvantages of a lateral still radiograph are
obvious: it is a two-dimensional study represen-
tative of structural features only in the sagittal
plane. Hence, the width of a pharyngeal flap
cannot be determined by this method. Further,
because it is a static study, the events occurring
between the two extremes of movement (be-
tween the resting state and the -ee produc-
tion) are not visualized. Despite its limitations,
it continues to be a vital part of the diagnostic
battery at multidisciplinary cleft palate centers.
Multiview videofluoroscopy. In response to the
limitations of the lateral still radiograph, lateral
view motion picture radiography was intro-
duced to study velopharyngeal function in mo-
tion. With advances in technology, this evolved
from cine (motion picture films) to multiview
videofluoroscopy. Multiview videofluoroscopy
has distinct advantages, such as less radiation
exposure (10 times less than cinefluoroscopy),
the ability to record and replay immediately,
assessment of velopharyngeal function in three
FIG. 1. Diagrammatic frontal view of the oropharynx
planes (sagittal, coronal, and transverse), and a demonstrates gradations of mesial motion of the lateral pha-
dynamic view during connected speech from ryngeal walls. Zero represents no motion during quiet res-
beginning to end.36 42 The lateral views depict piration, and 5 depicts maximal motion of each lateral pha-
movements of the velum and posterior pharyn- ryngeal wall to the midline. Reprinted from Johns, D. F.,
geal walls. The frontal view of the oropharynx Cannito, M. P., Rohrich, R. J., and Tebbetts, J. B. The self-
lined superiorly based pull-through velopharyngoplasty: Plas-
demonstrates gradations of mesial motion of tic surgery-speech pathology interaction in the management
the lateral pharyngeal walls, which ultimately of velopharyngeal insufficiency. Plast. Reconstr. Surg. 94: 436,
determines the width of a proposed pharyngeal 1994.
flap. Although its primary limitation is the in-
ability to provide an absolute measurement of copy provides a substantial amount of informa-
structural relationships, the width of a proposed tion through visualization of the velum and
pharyngeal flap is easily determined by a rela- pharyngeal walls, it is difficult to obtain stan-
tive scale. The degree of lateral pharyngeal wall dardized views or infer relative dimensions.
motion ranges from zero (no motion during Other limitations include the inability to iden-
quiet respiration) to five (maximal motion to tify small velopharyngeal gaps or pinpoint the
the midline; Fig. 1). This ability to obtain an exact anatomical location of the gap. Patient
accurate preoperative assessment of lateral pha- cooperation becomes a critical factor that fur-
ryngeal wall motion appears to be a prime de- ther limits the use of nasopharyngoscopy in the
terminant of postoperative success after a pha- pediatric population unless the patient is anes-
ryngeal flap operation. In addition to being thetized. DAntonio et al.43,44 have described the
excellent in depicting necessary information on criteria, indications, and impact of nasal endos-
velopharyngeal function and dictating surgical copy on tailoring pharyngeal flaps, flap revi-
management, compared with other techniques, sions, and the fitting of palatal prostheses. Sim-
it has the least variability and is most reflective ilarly, Pigott finds the 70-degree endoscope to
of actual speech pattern. be indispensable and complementary to multi-
Nasopharyngoscopy. The limitations of naso- view videofluoroscopy in the evaluation of the
pharyngoscopy are similar to those of video- velopharyngeal sphincter.45,46
fluoroscopy. The information obtained to as- Magnetic resonance imaging. Magnetic reso-
sess gap size is in the form of a ratio than an nance imaging uses the resonant absorption and
absolute number. Although nasopharyngos- remission of radio waves by hydrogen nuclei to
Vol. 112, No. 7 / EVALUATING VELOPHARYNGEAL INCOMPETENCE 1895
obtain images. It has a number of advantages over trical devices to transduce velopharyngeal
the methodologies currently used to study the movement. The second maxillary molar acts as
vocal tract and velopharyngeal mechanism.47,48 an anchor, with placement of a bar/spring at-
Magnetic resonance imaging technology allows tachment along the oral midline. With velar
noninvasive visualization of the vocal tract without motion, the spring sensor converts motion into
exposure to radiation or any known biohazards an electrical output along the strain gauge re-
and provides better soft-tissue resolution. Func- sistor. Although this technique is not currently
tional images at any chosen level can be obtained used as an evaluation tool, it has been helpful
in the sagittal, frontal, and transaxial views with- as a biofeedback device.
out changing the position of the patient. The Aerodynamics. The study of pressure and
current limitations of this method for imaging flow provides significant information that al-
include the potential distortion of the velopha- lows a distinction to be made between velopha-
ryngeal mechanism by gravitational forces in the ryngeal insufficiency and dysfunction second-
supine position, the need for patient cooperation, ary to other anatomic valve abnormalities. In
and cost. It is hoped that further technological addition, it helps determine the presence and
developments will result in nearreal-time func- magnitude of velopharyngeal incompetence
tional imaging that will soon reach its full poten- and obstruction (nasal or pharyngeal). Specific
tial and provide unique full-range vocal tract con- information details the relative contributions of
figuration data. velopharyngeal components and nasal compo-
nents to total airway resistance. In a complex
Indirect Instrumental Techniques case, this technique may be useful before sur-
Indirect techniques used to study the velo- gical intervention to isolate and determine var-
pharyngeal mechanism are those that provide ious contributions to insufficiency. Similarly, it
inferences through data about the structure is helpful after surgical intervention to deter-
and kinematics of the velopharyngeal mecha- mine whether a pharyngeal flap is the cause of
nism. Examples include phototransduction, a patients difficulty with nasal respiration.
electromyography, and movement transduc- Acoustics. Quantitative changes in nasal res-
tion. Other types of indirect measures study onance that occur with different degrees of cou-
the effects of velopharyngeal function on other pling (the nasal and oral cavities) provide in-
physiologic parameters. Aerodynamics, acous- formation about the presence and degree of
tics, sound pressure, and spectrography fall un- velopharyngeal incompetence. In these pa-
der this category. Although indirect measures tients, excessive acoustic energy in the nasal
provide objective information, they do not nec- cavity is observed during reading from passages
essarily dictate the decision-making process. with oral sounds. In children with velopharyn-
Phototransduction. Photoelectric technology geal obstruction, lack of acoustic energy in the
uses light transmission to obtain relative infor- nasal cavity is observed during reading from
mation on the velopharyngeal port. A fiberoptic passages containing many nasal sounds. In ad-
device couples a light source to an electronic dition to deciphering the location and degree
detector. The two fibers are introduced of abnormal resonance, the information is pro-
through the nasal cavity until the light source is vided instantaneously. Therefore, the acoustic
below the velopharyngeal port and the detector assessment is a helpful method used for
fiber is above the velopharyngeal port. Quan- biofeedback during treatment sessions. Fur-
tifiable data are produced that provide infor- ther, acoustic analyses with a sound spectro-
mation regarding the opening and closing graph will identify subtle changes in the acous-
movements of the velopharyngeal port. tic signal and can be used to monitor speech
Electromyography. Electromyography studies characteristics objectively. These acoustic find-
the electrical activity produced by muscle con- ings should validate the more subjective per-
traction using hooked wire electrodes. The lim- ceptual ratings.
itations of electromyography are intuitive, such
as discomfort from placement of needle elec- DISCUSSION
trodes, small and malpositioned muscles in cleft The multidisciplinary cleft palate team is in-
patients, and multiple passive and active forces dispensable in coordinating evaluation, diag-
acting on the velopharynx. nosis, and management of velopharyngeal in-
Movement transduction. Movement transduc- sufficiency, as is the speech pathologist. The
tion combines the use of mechanical and elec- focus of this article is to present basic and
1896 PLASTIC AND RECONSTRUCTIVE SURGERY, December 2003
helpful techniques to improve the capabilities 6. Rohrich, R. J., Rowsell, A. R., Johns, D. F., et al. Timing
of any member of the cleft palate team in of hard palatal closure: A critical long-term analysis.
Plast. Reconstr. Surg. 98: 236, 1996.
identifying preoperative or postoperative velo- 7. Owsley, J. Poor speech following the pharyngeal flap
pharyngeal incompetence. Through improve- operation. Cleft Palate J. 9: 32, 1972.
ments in preoperative diagnostic techniques, 8. Hollier, L. Cleft palate and velopharyngeal incompe-
improvements in outcomes are sure to follow. tence. Selected Readings Plast. Surg. 8: 1, 1997.
Similarly, the ability to critique a speech out- 9. Spriestersbach, D. C. Clinical research in cleft lip and
cleft palate. Cleft Palate J. 10: 113, 1973.
come after surgical intervention and to identify 10. Johns, D., Tebbetts, J. B., and Cannito, M. Cleft Lip and
factors in patients with poor outcomes that Palate: Long-Term Results and Future Prospects. Manches-
may be avoided or modified in the future will ter, United Kingdom: Manchester University Press,
lead to an improvement in outcomes. A thor- 1990.
ough understanding of the mechanism of velo- 11. DAntonio, L., and Marsh, J. L. Evaluation and man-
agement of velopharyngeal dysfunction. Probl. Plast.
pharyngeal function and the instrumental Reconstr. Surg. 2: 86, 1992.
techniques used for evaluation may inspire 12. Trost, J. E. Articulatory additions to the classical de-
new treatment modalities or improve those scriptions of speech in patients with cleft palate. Cleft
that currently exist. It is hoped that the multi- Palate J. 18: 193, 1981.
disciplinary team will use the thorough clinical 13. Johns, D. Anatomy and Physiology of the Velopharyngeal
Valving Mechanism. Dallas, Texas: Department of Plas-
assessment and data obtained from instrumen- tic Surgery, University of Texas Southwestern Medical
tal techniques discussed in this article to deter- Center Grand Rounds, 2001.
mine the most appropriate intervention for a 14. Warren, D. Aerodynamics of speech production. In
given patient. Clearly, without an armamentar- N. J. Lass, L. V. McReynolds, J. L. Northern, and D. E.
ium of several surgical techniques, the surgeon Yoder (Eds.), Speech, Language, and Hearing. Philadel-
phia: Saunders, 1982.
will be limited to applying a single treatment 15. Brooks, A., and Shelton, R. Compensatory tongue-pal-
modality to a problem with varied physiological ate-posterior pharyngeal wall relationships in cleft pal-
and structural causes. ate. J. Speech Hear. Disord. 30: 166, 1965.
Rod J. Rohrich, M.D. 16. Locke, J. The explanation and treatment of sound dis-
Department of Plastic Surgery orders. J. Speech Hear. Disord. 48: 339, 1983.
17. Oller, D. K. The emergence of sounds of speech in
University of Texas Southwestern Medical Center infancy. In G. H. Yeni-Komshian, J. F. Kavanagh, and
5323 Harry Hines Boulevard, E7.212 C. A. Ferguson (Eds.), Child Phonology, Vol. 1. New
Dallas, Texas 75390-9132 York: Academic Press, 1980.
rod.rohrich@utsouthwestern.edu 18. Iglesisas, A., and Morris, H. Simultaneous assessment of
pharyngeal wall and velar displacement for selected
ACKNOWLEDGMENT speech sounds. J. Speech Hear. Res. 23: 429, 1980.
19. Morris, H. L. Communicative Disorders Related to Cleft Pal-
This is the last paper written by Dr. Donnell F. Johns before ate, 2nd Ed. Boston: Little, Brown, 1979.
his untimely death. He left it on his desk, almost completed. 20. Bernthal, J. Articulation and Phonological Disorders. Engle-
The last time I spoke with him, he reminded me that he wood Cliffs, N. J.: Prentice Hall, 1988.
needed to finish it. His dedication to the correction of neu- 21. Bzoch, K. Articulatory proficiency and error patterns of
rogenic velopharyngeal insufficiency, particularly in under- preschool cleft and normal children. Cleft Palate J. 2:
privileged children, demonstrated his humanity. His dedica- 340, 1965.
tion exemplified who he was as an individual. He was a 22. Johns, D. Clinical Management of Neurogenic Communica-
tremendous asset to us and to our profession. We miss him. tive Disorders. Boston: Little, Brown, 1985.
23. Lewin, M. L., Croft, C. B., and Shprintzen, R. J. Velo-
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Self-Assessment Examination follows on


the next page.
Self Assessment Examination

Velopharyngeal Incompetence: A Guide for Clinical Evaluation


by Donnell F. Johns, Ph.D., Rod J. Rohrich, M.D., and Mariam Awada, M.D.

1. WHICH OF THE FOLLOWING IS THE MOST COMMON CAUSE OF VELOPHARYNGEAL INCOMPETENCE?


A) Undiagnosed submucous cleft palate
B) Short or immobile palate following primary cleft repair
C) Mechanical obstruction
D) Neurologic deficit
E) Palatal fistula

2. DURING VELOPHARYNGEAL CLOSURE, MOVEMENT OF SOFT PALATE IS PRINCIPALLY DUE TO ACTION


OF WHICH MUSCLE?
A) Tensor veli palatini
B) Levator veli palatini
C) Pharyngopalatinus
D) Palatoglossus
E) Superior constrictor

3. SINCE THE ENTIRE VOCAL TRACT IS A RESONATING CAVITY, NORMAL SPEECH PRODUCTION REQUIRES
THE VELOPHARYNGEAL PORT COUPLING AND UNCOUPLING OF THE NASAL AND ORAL CAVITIES.
A) True
B) False

4. SURGICAL CORRECTION OF VELOPHARYNGEAL INCOMPETENCE WILL IMPROVE EACH OF THE


FOLLOWING EXCEPT:
A) Resonance quality
B) Nasal airflow
C) Intraoral air pressure
D) Articulation errors
E) Nasal regurgitation

5. ACCORDING TO THE AUTHORS, THE BEST METHOD TO ASSESS SOFT-PALATE ELEVATION AND
CONTACT WITH THE POSTERIOR PHARYNGEAL WALL IS:
A) Lateral cephalometric radiography
B) Magnetic resonance imaging
C) Multiview videofluoroscopy
D) Nasopharyngoscopy
E) Aerodynamics

6. ACCORDING TO THE AUTHORS, THE DEGREE OF LATERAL WALL MOTION USED TO DETERMINE THE
WIDTH OF A PLANNED PHARYNGEAL FLAP IS BEST DETERMINED USING:
A) Lateral cephalometric radiography
B) Magnetic resonance imaging
C) Multiview videofluoroscopy
D) Nasopharyngoscopy
E) Movement transduction

To complete the examination for CME credit, turn to page 1982 for instructions and the response form.

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