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APPLICATION AND INSTALLATION GUIDE

EXHAUST SYSTEMS
Contents

Exhaust Systems ...................................................................1


System Components ......................................................... 2
Exhaust Manifold .......................................................... 2
Dry Manifolds........................................................... 2
Watercooled Manifolds .............................................. 2
Air Shielded Watercooled Manifolds ............................ 3
Heat Shielding .............................................................. 3
Blankets (Soft Manifold Shields) ................................. 3
Hard Wrap (Hard Manifold Shields).............................. 4
Guards and Shields ................................................... 4
Turbochargers .............................................................. 4
Wastegate ............................................................... 4
Flexible Exhaust Connections ......................................... 5
Flexible Metal Hose and Bellows ................................. 5
Slip Joints................................................................ 6
Silencer ....................................................................... 8
Silencer Rating ......................................................... 8
Silencer Selection ..................................................... 8
Exhaust System Piping .....................................................10
Exhaust System Design ................................................10
Exhaust Thimbles.....................................................12
Exhaust Pipe Insulation .............................................12
Water Ingress Prevention ..........................................13
Exhaust System Backpressure .......................................13
Measuring Backpressure ...........................................14
Calculating Backpressure ..........................................16
Equivalent Length of Straight Pipe..............................16
Combined Exhaust Systems ......................................16
Pipe Support Considerations..........................................17
Thermal Growth.......................................................17
Turbocharger Loading ...............................................17
Loading Calculations ................................................17
Vertical Exhaust.......................................................18
Horizontal Exhaust ...................................................18
Vibration Transmission .............................................20
Exhaust Discharge .......................................................20
Common Exhaust Stack............................................20
Power Module or Drop-Over Enclosure........................21
Cleanliness During Installation .......................................23
Slobber or Wet Stacking ...............................................23
Exhaust Systems for Specific Applications..........................24
Marine Dry Exhaust System ..........................................24
Marine Exhaust Ejector Automatic Ventilation System ......24
Duct Design Guidelines.................................................24
Marine Wet Exhaust System .........................................30
Exhaust Risers .........................................................31
Water Lift Silencers......................................................31
Wave Action and Wet Exhaust Systems .........................32
Surge Chamber........................................................33
Valve in Exhaust Discharge .......................................34
Hose vs. Rigid Exhaust Pipe ..........................................34
Location of Exhaust Discharge Opening ..........................34
Valves in Exhaust Water Cooling Lines .......................34
Foreword
This section of the Application and Installation Guide generally describes
wide-ranging requirements and options for the Exhaust System on Cat
engines listed on the cover of this section. Additional engine systems,
components and dynamics are addressed in other sections of this Application
and Installation Guide.
Engine-specific information and data are available from a variety of
sources. Refer to the Introduction section of this guide for additional
references.
Systems and components described in this guide may not be available or
applicable for every engine. The listing below indicates which exhaust
component designs are utilized by each Cat engine model. Refer to the Price
List for specific options and compatibility.

G3300/G3400
=Standard
C-10/C-12

C-15/C-16

=Optional
C11/C13

C15/C18

C27/C32

G3500

G3600
3126B

3406E

- =Not 3412E

C175
3500

3600
Available
C-9
C7

C9

Dry
Manifolds -
Watercooled
Manifolds - - - - - - - - - -
Air Shielded
Watercooled - - - - - - - - - - - - - - -
Manifolds
Soft
Shields - - - - - - - - - - - - - -
Hard
Shields - - - - - - - -
Exhaust
Silencers

Soft shield covers turbocharger but not manifolds.

Information contained in this publication may be considered confidential.


Discretion is recommended when distributing. Materials and specifications
are subject to change without notice.

CAT, CATERPILLAR, their respective logos, Caterpillar Yellow and the


POWER EDGE trade dress, as well as corporate and product identity used
herein, are trademarks of Caterpillar and may not be used without
permission.

2013 Caterpillar
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Application and Installation Guide Exhaust Systems

Exhaust Systems
Well-designed exhaust systems collect exhaust gases from engine cylinders
and discharge them as quickly and silently as possible. Primary system
design considerations include:
Minimizing resistance to gas flow (back pressure) and keeping it within
the limits specified for the particular engine model and rating to
provide maximum efficiency.
Reducing exhaust noise emission to meet local regulations and
application requirements.
Providing adequate clearance between exhaust system components
and engine components, machine structures, engine bays, enclosures
and building structures to reduce the impact of high exhaust
temperatures on such items.
Ensuring the system does not overstress engine components such as
turbochargers and manifolds with excess weight. Overstressing can
shorten the life of engine components.
Ensuring the exhaust system components are able to reject heat
energy as intended by the original design. Dry turbochargers and
manifolds should not be wrapped or shielded without Cat components
or Caterpillar approval.

SECTION CONTENTS

System Components ............ 2 Slobbering


Manifolds Exhaust Systems
Heat Shielding for Specific Applications ......23
Turbochargers Marine Dry Exhaust
Connections Ejector Automatic
Ventilation
Silencers
Duct Design
Exhaust System Piping ......... 9
System Design Marine Wet Exhaust
Pipe Support Considerations Water Lift Silencers
Exhaust Discharge Wave Action on Wet
Exhaust
Thimbles
Hose vs. Pipe
Water Ingress
Discharge Opening
Backpressure
Cleanliness

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Exhaust Systems Application and Installation Guide

System Components
The main components of an Dry Manifolds
exhaust system include, but are not Dry manifolds are the preferred
limited to, the exhaust manifold, manifold design. They are cost
turbocharger, wastegate, piping and effective and by providing the
the silencer. The individual maximum possible exhaust energy
components and their function are to the turbocharger, they offer the
explained below.
highest overall efficiency. Dry
Exhaust Manifold manifolds, however, also radiate the
Engine exhaust manifolds collect most heat and reach the highest
exhaust gases from each cylinder surface temperatures.
and channel them into an exhaust Some applications require low
outlet. The manifold is designed to manifold surface temperatures.
give minimum backpressure and For example, the Mining Safety
turbulence. Cat products utilize dry, and Health Agency (MSHA), the
watercooled and air shielded Atmospheres Explosibles (ATEX)
watercooled (ASWC) manifold directive and marine societies require
designs, based on application and that engine surface temperatures
design requirements. Refer to remain below 200C (400F) for
Figure 1 for manifold configurations. certain mines.
Heat shields and blankets are
available for some Cat products
to meet lower surface temperature
requirements. A few marine
products offer optional watercooled
manifolds.
Gas engines run with a higher
exhaust temperature compared to
diesel engines. Due to these high
exhaust temperatures, some models
utilize watercooled or air shielded
watercooled manifolds.
Watercooled Manifolds
Passages within watercooled
manifolds allow engine jacket
coolant to flow around the manifold
removing heat otherwise carried by
Figure 1
exhaust gases. Surface temperatures
of watercooled manifolds are
considerably lower than those of dry
manifolds, however heat rejection to

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Application and Installation Guide Exhaust Systems

the jacket water is increased by 20 installation type, environment and


to 40 percent. This increase requires legislative requirements. Guards
a larger capacity cooling system. may also be an effective means of
Watercooled manifolds also reduce providing protection. Shields that are
exhaust heat energy delivered to the designed and supplied by Caterpillar
turbocharger. This requires the use are fit for this purpose. Any
of an appropriately matched customer fitted shields must be
turbocharger for maximum carefully designed and applied to
efficiency. The turbocharger used on ensure that damage to the engine
dry manifold applications may not be does not result. Wraps and shields,
suitable for use on watercooled especially those not provided by
applications. Caterpillar, must be cautious of
increasing component skin
Air Shielded Watercooled Manifolds temperature. Significant airflow
Air shielded watercooled manifolds around the shield can help reduce
(ASWC) make use of an insulating increases in component skin
air cavity between the exhaust temperature.
manifold and the water shield.
Engine water circulates around the Blankets (Soft Manifold Shields)
air shield but does not come into Blankets are made of an insulating
direct contact with the inner layer of material with a thermal cloth
manifold. This reduces the necessary outer layer. Most blankets will be
jacket water cooling load and held in place with stainless steel
maintains higher exhaust energy springs or wire which will be laced
available to the turbocharger. over the blankets. Blankets will
isolate both heat and noise.
Heat Shielding Caterpillar does not recommend
Note: Installing non-approved shields use of blankets on exhaust
or softwrap can cause exhaust manifolds, turbochargers or other
system damage. Damage from non- engine components. The use of
approved components will not be manifold blankets often results in
subject to Quality and Workmanship premature failure of exhaust
warranty without approval from manifold components. Exceptions
Caterpillar. If lower exhaust skin may be made if the insulation is
temperatures are necessary, further supplied and approved for a
evaluation of displacement and particular application by Caterpillar;
rating (A-E) choices should be for these products, Caterpillar uses
considered. exhaust and turbocharger
Heat shielding may be used as a components that are made from
means of shielding hot surfaces and materials capable of withstanding
protecting components or operators higher temperatures. Cat engines
from excessive heat. The use of that use wraps and shields are
heat shields depends on many developed to a lower exhaust gas
factors including, but not limited to, temperature limit.

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Exhaust Systems Application and Installation Guide

Hard Wrap (Hard Manifold Shields) output by converting some of the


Hard wrap is often used on the energy in the exhaust gas stream
engine itself, for example in the vee into energy in the inlet system in the
between cylinder banks. The hard form of raised inlet pressure (boost).
wrap consists of three layers; a This raised inlet pressure forces
thermal sheet, a blanket of fiberglass more air into the engine cylinders,
and sheet of bendable metal. It is allowing more fuel to be burned and
installed with the thermal sheet thus resulting in higher power
facing the hot surface but not output.
touching it. The air layer in between
works as an insulator. Holes for
bolts can be drilled in the metal
sheet, making it easy to install or
remove.
Guards and Shields
Guards and shields are usually
made using perforated sheet metal.
They are installed with an air gap
between the shield and the hot Figure 2
surface. With adequate airflow
around the engine, the heat transfer
from iron to air will lower the Refer to Figure 2. Hot exhaust
temperature of the shield gases exit the cylinder and enter the
considerably. turbine side of the turbocharger. The
CAUTION: All heat shielding, turbine blades and the compressor
whether blankets, hard wrap or blades share a common shaft.
guards and shields should be The exhaust gases drive the
designed in such a way that critical turbine blades which in turn drive
engine components, such as the compressor blades on the air
manifolds and turbochargers, do not intake side. This high speed rotation
reach critical temperatures, as this compresses the intake air to provide
may lead to premature failure. more oxygen for combustion.
Turbocharger turbine housings and
Wastegate
non-water cooled turbine housings
Turbochargers equipped with a
should not be wrapped. In some
wastegate can efficiently operate in
cases, Caterpillar designed and
a much broader range of altitudes
approved heat shielding/wrap is
and ambient conditions. The
available for specific engine models
wastegate opens at a predetermined
and ratings.
pressure and vents some of the
Turbochargers exhaust flow away from the
Turbochargers are employed to turbocharger. The reduced exhaust
achieve higher specific engine power flow slows the turbocharger to avoid

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Application and Installation Guide Exhaust Systems

overspeed and excessive boost Flexible connections should be


pressure. installed as close as possible to the
On some natural gas engines, the engine exhaust outlet. A flexible
wastegate may be manually adjusted exhaust connection has three
for site conditions to optimize the primary functions.
throttle position for efficiency or To isolate the weight of the
improved response. exhaust piping from the engine.
Note: The exhaust flow by-passing The amount of weight which
the two turbochargers of a G3600 the exhaust outlet for each
vee engine via the wastegate are engine model can withstand
plumbed together and exit on one varies.
exhaust outlet. Therefore, if To relieve exhaust components
measuring exhaust flow, you will of excessive vibrational fatigue
notice an uneven exhaust gas flow stresses.
through the two exhaust outlets To allow relative shifting of
when the wastegate is open. exhaust components. This has
Typically, the right side flow will be numerous causes. It may result
15% higher than the left side. from expansion and contraction
CAUTION: Tampering with the boost due to temperature changes, by
line to the wastegate will raise creep processes that take place
aftercooler heat rejection, increase throughout the life of any
turbocharger speed and peak engine structure, or by torque
cylinder pressure. This will reactions.
negatively affect engine reliability, The weight of the exhaust piping
durability, stability, emissions and and supports should not be
overall performance. supported by the engine block or
engine components. Never attach
Flexible Exhaust Connections
structures supporting the weight of
The exhaust piping system must
the exhaust piping directly to the
be isolated from the engine with
engine block or engine components.
flexible connections, designed for
The engines are not designed to
zero leakage and flexible in all
support his extra weight and engine
directions. Two types of flexible
vibrations will be transmitted to the
connections are normally used a
structure and piping.
flexible metal hose type and a
bellows type. A typical piping layout with flexible
connections is shown in Figure 3.
Flexible Metal Hose and Bellows
Flexible metal hose is commonly Flexible pipe connections, when
used for exhaust systems with a insulated, must expand and contract
diameter of 150 mm (6 in) and freely within the insulation. This
smaller. Bellows are typically used generally requires a soft material or
for exhaust systems with a diameter insulated sleeve to encase the
of 200 mm (8 in) and larger. connection.

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Exhaust Systems Application and Installation Guide

Typical Exhaust Piping With Flexible Connection

Figure 3

The flexible connections should be should be soft enough to prevent


pre-stretched during installation to transmission of vibration beyond
allow for expected thermal growth. the connection.
Four small straps can be tack-welded The installation limitations of
between the two end flanges to hold Caterpillar supplied flexible exhaust
the engine exhaust flexible fittings are shown in the table
connections or bellows in a rigid below. For maximum durability,
position during exhaust piping allow the bellows to operate as
installation. This will prevent the close as possible to its free state.
bellows from being installed in a
flexed condition. Attach a warning Slip Joints
tag to the bellows noting that the Slip joints are another method of
weld straps must be removed prior handling the expansion and
contraction of exhaust systems.
to starting the engine.
Slip joints are designed to have
Any flexible connector must have controlled leakage when the system
good fatigue resistance. It should is cold. When the engine starts and
give acceptable service life while the exhaust pipes warm up, the
withstanding vibratory stress and it joints will expand and make a gas-

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Application and Installation Guide Exhaust Systems

tight fit. The slip joints are flexible in joints due to disadvantages such
only one direction and require good as leaking exhaust fumes, exhaust
support on each side. slobber and the inability of the joint
to flex in more than one direction.
However, Caterpillar does not
normally recommend the use of slip

Installation Limits of Flexible Exhaust Fittings Flexible Metal Hose-Type

A B C
Hose Maximum Offset Maximum Compression Maximum Extension
Diameter Between Flanges From Free Length From Free Length
mm in. mm in. mm in.
4 & 5 in. 25.4 1.0 6.25 .25 6.25 2.5
6 in. 38.1 1.5 6.25 .25 6.25 2.5

Installation Limits of Flexible Exhaust Fittings - Bellows-Type

A B** C
Bellows Maximum Offset Minimum Acceptable Maximum Extension
Diameter Between Flanges Convolution Gap From Free Length
mm in. mm in. mm in.
6 in. 1.00 0.04 2.27 0.089 2.00 0.08
8 & 12 in. 19.05 0.75 3.07 0.121 25.40 1.00
10 in. 15.00 0.59 25.40/1.00*** 1.00/0.35***
14 in. 19.05 0.75 7.97 0.314 25.40 1.00

18 in. 22.86 0.90 7.87 0.310 44.45 1.75


** Critical Dimensions: DO NOT allow gaps in convolutions to be less than value indicated anywhere
on part!
*** Maximum allowable COMPRESSION from free length

Spring Rate for Flexible Fittings -


Bellows-Type
Spring Rate
Diameter
kN/m lb/in.
6 in. 140.0 799

8 in. 29.7 170

12 in. 33.9 194

14 in. 68.5 391


18 in. 19.3 110

Figure 4

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Exhaust Systems Application and Installation Guide

Silencer terms commonly used to describe


Exhaust noise is one of the the different ratings.
principal noise sources of any engine Level 1 Silencer System
installation. The purpose of the Residential Suitable for
silencer is to reduce the noise of the industrial areas where back-
exhaust before it is released to the ground noise level is relatively
atmosphere. high or for remote areas where
Exhaust noise arises from the partly muffled noise is
intermittent release of high pressure permissible.
exhaust gas from the engine Level 2 Silencer System
cylinders, causing strong gas Critical Reduces exhaust
pressure fluctuations in the exhaust noise to an acceptable level in
system. This leads not only to localities where moderately
discharge noise at the exhaust outlet, effective silencing is required
but also to noise radiation from such as semi-residential areas
exhaust pipe and silencer surfaces. A where moderate background
well designed and matched exhaust noise is always present.
system will significantly reduce noise
Level 3 Silencer System
from these sources. The silencer
Supercritical Provides
makes a major contribution to
maximum silencing for
exhaust noise reduction.
residential, hospital, school,
Excessive noise is objectionable in hotel, store, apartment building
most applications. The required and other areas where
degree of silencing depends on background noise level is low
factors such as the application type, and generator set noise must be
whether it is stationary or mobile and kept to a minimum.
whether there are any legal
Silencer Selection
regulations regarding noise emission.
The silencer is generally the largest
For example, excessive noise is
single contributor to exhaust back-
objectionable in a hospital or
pressure. Therefore, required noise
residential area but may well be
reduction and permissible back-
acceptable at an isolated pumping
pressure must be considered when
station.
selecting a silencer. Application type,
Silencer Rating available space, cost and appearance
Silencers are typically rated may also need to be taken into
according to their degree of account.
silencing. Industrial silencer (sound
To select a silencer, use silencer
reduction up to 12-18 dB),
supplier data, corrected for outlet
Residential silencer (sound reduction
temperature and velocity, to
up to 18-25 dB), Critical silencer
determine the silencer size and type
(sound reduction up to 25-35 dB),
that satisfies noise reduction criteria
and Hospital silencer (sound
reduction up to 32-42 dB) are the

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Application and Installation Guide Exhaust Systems

with an acceptable maximum


pressure drop.
After calculating pressure loss, it
may be necessary to check a second
silencer, or a different pipe size,
before an optimum combination is
achieved.
Silencer design is a highly
specialized art. Responsibility for the
details of design and construction
should be assigned to the silencer
manufacturer.

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Exhaust Systems Application and Installation Guide

Exhaust System Piping


The function of the exhaust piping however; the exhaust piping should
is to convey the exhaust gases from never be supported directly by the
the engine exhaust outlet to the engine block or engine components.
silencer and other exhaust system Allowances should be made for
components, terminating at the system movement and vibration
system outlet. Piping is a key feature isolation by using suitable flexible
in overall exhaust system layout. components such as rubber dampers
or springs.
Exhaust System Design
Piping must be designed with
The physical characteristics of the
engine service in mind. In many
engine room or engine bay will
cases, an overhead crane will be
determine the exhaust system
used to service the heavier engine
layout. Exhaust piping should be
components on the larger engines.
designed to minimize the exhaust
backpressure while keeping engine The following recommendations
serviceability in mind. The exhaust should be followed when designing
piping should be securely supported an exhaust piping system.

Typical Silencer Details

Figure 5

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Application and Installation Guide Exhaust Systems

The minimum requirements for the Install metal thimble guards for
design of the exhaust system should exhaust piping passing through
be to contain explosions that could be wooden walls or roofs. The
encountered during the operation of thimble guards should be
the engine. Caterpillar recommends 305 mm (12 in) greater in
the use of explosion relief valves on diameter than the exhaust pipes,
all gas engines, particularly for the see Figure 5.
larger size engines due to the high When exhaust stacks are used,
fuel volumes. Explosion relief valves extend them upward and away
should be located as close to the from the engine room to avoid
engine as possible (typically at piping heat, fumes and odors.
elbows) to minimize any potential
exhaust system damage in the event Locate the exhaust pipe outlets
of an exhaust explosion. Additional away from the air intake system.
pressure relief valves can be used Engine air cleaners, turbochargers
prior to the muffler, catalytic and aftercoolers contaminated
converter, or heat recovery equipment with exhaust products can induce
to add additional protection for these premature failures.
devices. Explosion relief valves are Avoid routing exhaust piping
fitted on the exhaust pipe to relieve close to fuel pumps, fuel lines,
pressure in a safe manner and must fuel filters, fuel tanks and other
be vented to a safe area. (Reference combustible materials.
local codes.) Explosion relief valves Exhaust pipe outlets cut at 30
can be purchased from aftermarket to 45 angles, rather than
suppliers. 90 angles, will reduce exhaust
All piping should be installed with gas turbulence and noise. Refer
a minimum clearance of 229 mm to Figure 6.
(9 in) from combustible materials. Exhaust outlets should be
The exhaust piping must be arranged to keep water from
properly supported, especially entering the piping system. Rain
adjacent to the engine, so that its caps forced open by exhaust
weight is not borne by the engine pressure will accomplish this;
or the turbocharger. This is however, they will also introduce
discussed in more detail later in additional backpressure into the
this section. system and should be carefully
Exhaust piping should be sized evaluated.
according to the maximum Paint or other materials should
backpressure limit for the engine. not be applied directly on or near
Where appropriate, heat radiation the engine exhaust system or
may be reduced by covering the installation exhaust piping unless
off-engine exhaust piping with rated for high temperature
suitable, high temperature applications.
insulation.

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Exhaust Systems Application and Installation Guide

Pipe Design Joining Two Turbochargers

Figure 6

The exhaust system can in order to provide mechanical and


accumulate a considerable amount thermal isolation. Single sleeve
of condensed moisture. For example, thimbles must have diameters at
gas engines burning natural gas least 305 mm (12 in) larger than the
create one pound of water for each exhaust pipe. Double thimbles
10 ft3 of natural gas burned. For this (inner and outer sleeve) should have
reason, long runs of exhaust piping outside diameters at least 152 mm
require traps to drain moisture. (6 in) larger than the exhaust pipe.
Traps should be installed at the Exhaust Pipe Insulation
lowest point of the line, near the No exposed parts of the exhaust
exhaust outlet, to prevent rain water system should be near wood or other
from reaching the engine. Exhaust combustible material. Exhaust piping
lines should be sloped away from inside the engine room or machinery
engine, toward the trap, so space (and the silencer, if mounted
condensation will properly drain, see inside) should be covered with suitable
Figure 3 in the previous section. insulation materials to protect
Exhaust Thimbles personnel and to reduce room
Exhaust thimbles, as illustrated in temperature. A sufficient layer of
Figure 5, are fabrications used for suitable insulating material surrounding
wall or ceiling penetrations. The the piping and silencer and retained by
thimble provides a separation of the a stainless steel or aluminum sheath
exhaust pipe from walls or ceilings, may substantially reduce heat radiation

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Application and Installation Guide Exhaust Systems

to the room from the exhaust system. Slots are cut into the exhaust
An additional benefit of the insulation pipe to allow rain/spray to drain
is that it provides sound attenuation to harmlessly. The edges of each
reduce noise in the room. slot are deformed as shown in the
previous graphic. The engine side
Water Ingress Prevention
of the slot is bent inward and the
Exhaust system outlets must be
downstream side of the slot is bent
provided with an appropriate means
outward. No more than a 60 arc
of preventing snow, rainwater or sea
of the pipe circumference should be
spray from entering the engine
slotted in this way.
through the exhaust piping. This
can be accomplished by several For applications where none of the
methods, but must be given careful above methods is possible, it may be
consideration. The selected method necessary to fit some form of rain
can impose significant restrictions cap to the end of the vertical pipe
that must be taken into account when section. This method can provide a
calculating system backpressure. positive means of water ingress
prevention, but not without imposing
One simple method, used primarily
a significant backpressure
with horizontal exhaust pipes, is to
restriction.
angle cut the end of the pipe as
shown in Figure 3, Figure 5 and Exhaust System Backpressure
Figure 7. Excessive exhaust restriction can
A common method used with adversely affect performance,
vertical exhaust pipes is to angle the resulting in reduced power and
pipe at 45 or 90 from vertical increased fuel consumption, exhaust
using an appropriate elbow, then temperatures and emissions. It will
angle cutting the pipe end as also reduce exhaust valve and
previously described. turbocharger life. It is imperative
Another feature that may be used that exhaust backpressure is kept
in conjunction with either of the within specified limits for those
above methods are Rain/Spray Slots engines subject to emissions
as shown in Figure 6. legislation. When designing an
exhaust system, the design target
for backpressure should be half the
maximum allowable system
backpressure. To ensure compliance,
exhaust system backpressure must
be verified to be within the
Caterpillar EPA declared maximum
value for the engine configuration
and rating. Values can be found in
Figure 7 the Systems Data listed in the Cat
Technical Marketing Information
(TMI) system.

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Exhaust Systems Application and Installation Guide

Backpressure includes restrictions Some engine installations are


due to pipe size, silencer, system already equipped with a fitting in the
configuration, rain cap and other exhaust discharge for measuring
exhaust-related components. backpressure. If the system is not
Excessive backpressure is commonly equipped with such a fitting, use the
caused by one or more of the following guidelines, Figure 8 and
following factors: Figure 9 to locate and install a
Exhaust pipe diameter too pressure tap.
small. Locate the pressure tap in a
Excessive number of sharp straight length of exhaust pipe
bends in the system. as close to the turbocharger
Exhaust pipe too long. as possible.
Silencer resistance too high. Locate the tap three pipe
Engines with a vee cylinder diameters from any upstream
configuration should be designed pipe transition.
so the exhaust piping gives equal
Locate the tap two pipe
backpressure to each bank.
diameters from any
Measuring Backpressure downstream pipe transition.
Exhaust backpressure is measured For example, in a 100 mm (4 in)
as the engine is operating under full diameter pipe, the tapping would be
rated load and speed conditions. placed no closer than 300 mm
Either a water manometer or a (12 in) downstream of a bend or
gauge measuring inches of water section change.
may be used.

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Application and Installation Guide Exhaust Systems

Preferred Pressure Tap Location & Installation

Figure 8
The pressure tapping can be made
by using a 1/8 NPT half coupling
welded or brazed to the desired
location on the exhaust pipe. After
the coupling is attached, a 3.05 mm
(0.12 in) diameter hole is drilled
through the exhaust pipe wall. Any
burrs on the inside of the pipe wall
should be removed so that the gas
flow is not disturbed. The gauge or
gauge hose can then be attached to
the half coupling. The tip of the
probe should be cut parallel to the
exhaust gas flow.
Figure 9

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Exhaust Systems Application and Installation Guide

Calculating Backpressure Equivalent Length of Straight Pipe


Backpressure is calculated by: To obtain equivalent length of
straight pipe for various elbows:
L x S x Q2 x 3.6 x 106
P (kPa) = + PS
D5 33D Standard Elbow
L=
X elbow radius = pipe diameter
L x S x Q2
P (in. H2O) = + PS
187 x D5 20D Long Elbow
L=
X radius = 1.5 diameter
Where:
15D
P= Back pressure (kPa), (in. H2O) L= 45 elbow
X
psi = 0.0361 x in. water column
kPa =0.00981 x mm water column 66D
L= square elbow
X
L= Total Equivalent Length of
pipe (m) (ft)
Where X = 1000 mm or 12 in.
Q = Exhaust gas flow (m3/min),
(cfm) As shown by the equations, if
90 elbows are required, long radius
D = Inside diameter of pipe (mm),
elbows with a radius of 1.5 times
(in.)
the pipe diameter helps to lower
S= Density of gas (kg/m3), (lb/ft3) resistance.
Ps = Pressure drop of
Combined Exhaust Systems
silencer/raincap (kPa),
Although economically tempting, a
(in. H2O)
common exhaust system for multiple
Useful conversion factors: installations is not acceptable.
psi = 0.0361 x in. of water column Combined exhaust systems with
psi = 0.00142 x mm of water boilers or other engines allow
column exhaust gases to be forced into
engines not operating. Water vapor
psi = 0.491 x in. of mercury
created during combustion will
column
condense in cold engines and quickly
kPa =0.0098 x mm of water causes engine damage. Duct valves
column separating engine exhausts is also
kPa =0.25 x in. of water column discouraged. High temperatures
kPa =3.386 x in. of mercury warp valve seats causing leakage.
column Exhaust draft fans have been
kPa =0.145 psi applied successfully in combined
exhaust ducts, but most operate
only whenever exhaust is present.
To prevent turbocharger windmilling
(without lubrication), draft fans

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Application and Installation Guide Exhaust Systems

should not be operable when the Supports should also be located to


engine is shut down. The exhaust allow expansion away from the
system of non-running engines must engine. Supports can reduce strains
be closed and vented. or distortions to connected
3600 vee engines have two equipment and can allow component
exhaust outlets, one for each bank. removal without additional support.
Combining these together with a Flexible pipe connection, when
Y-type fabrication, while possible, insulated, must expand and contract
may result in unequal thermal freely within the insulation. This
growth and backpressure from one generally requires a soft material
bank to the other. This unequal or insulated sleeve to encase the
growth can put unwanted loading connection.
onto the turbocharger mounting or Turbocharger Loading
the flex bellows. The unequal Careful consideration must be
backpressure can adversely affect
given to the load external piping may
the operation and performance of
induce on the turbocharger. To
the engine. If the exhaust outlets are
minimize the load carried by the
joined, these problems can be turbocharger housing, a bellows
minimized by providing a flexible
should be placed as close as
connection on each leg and by
possible to the turbocharger outlet
keeping each leg equal in length.
and downstream exhaust piping
Pipe Support Considerations should be self supporting. The
thermal growth of horizontal piping
Thermal Growth connected to the turbocharger
Thermal growth of exhaust piping exhaust must also be accounted for
must be taken into account in order in the design.
to avoid excessive load on
Maximum allowable vertical load
supporting structures.
and bending moment limits are
Steel exhaust pipe expands provided for each engine model.
1.13 mm/m (0.0076 in/ft) for each Consult the Technical Information
100C (100F) rise of exhaust Appendix for the appropriate
temperature. This amounts to information.
16.5 mm (0.65 in) expansion for
For 3600/G3600 series engines,
each 3.05 m (10 ft) of pipe from
the Caterpillar supplied bellows and
35 to 510C (100 to 950F).
adapter, or elbow and bellows
Piping systems must be designed options, account for the maximum
so thermal growth expands away allowable loading on the
from the engine. turbocharger. All other external
A restraint member may be used to piping must be self-supporting.
keep the ends of a long pipe run Loading Calculations
fixed in place, forcing all thermal The following example illustrates
growth towards the expansion the type of calculation used to
joints.

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Exhaust Systems Application and Installation Guide

determine vertical load and bending Horizontal Exhaust


moment at the engine exhaust outlet W = Adapter Weight
due to the weight of the adapter J= Elbow Adapter Weight
mounted directly to the exhaust
outlet. I= Bellows Weight
Figure 10 shows measurement With Cat Hardware:
points for the various distances W = 2.9 kg (6.4 lb)
when calculating the forces and I= 0.6 kg (1.4 lb)
moments on the turbocharger. J= 4.8 kg (10.7 lb)
This example assumes a Gas h1 = 0
3516 with single exhaust outlet.
h2 = 100 mm (3.9 in)
Vertical Exhaust
h3 = 580 mm (22.8 in)
W = Adapter Weight
I= 1/2 Bellows Weight Forces:
FW = 28 N (6.4 lb)
g= gravity = 9.82 m/s (32.2 ft)
FI = 6 N (1.4 lb)
With Cat Hardware:
FJ = F x g = 4.8 x 9.82 =
W = 2.9 kg (6.4 lb)
47 N (10.7 lb)
I= 0.6 kg (1.4 lb)
Sum of Vertical Forces
Forces: FV = FW + FI + FJ =
FW = W x g = 2.9 x 9.82 = 28 + 6 + 47 =
28 N (6.4 lb) 81 N (18.5 lb)
FI= I x g = 0.6 x 9.82 = Sum of Moments
6 N (1.4 lb) M = (h1 x FW) + (h2 x FI) + (h3 x FJ) =
Sum of Vertical Forces: (0 x 28) + (.100 x 6) + (.580 x 47) =
FV = FW + FI = 28 + 6 = 27.9 Nm (20.8 ft-lb)
34 N (7.8 lb) Since for this particular engine
Sum of Moments: model FV < 111 N (25 lb) and M <
M = (h1 x FW) + (h2 x FI) = 120 Nm (89.5 ft-lb), the exhaust
(0 x 28) + (0 x b) = system meets the load and moment
0 Nm (ft-lb) requirements.
Since for this particular engine
model FV < 111 N (25 lb) and M <
120 Nm (89.5 ft-lb), the exhaust
system meets the load and moment
requirements.

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Application and Installation Guide Exhaust Systems

Vertical and Horizontal Exhaust

Figure 10

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Exhaust Systems Application and Installation Guide

Vibration Transmission This can occur when air,


Piping connected to stationary significantly above ambient, is
engines requires isolation, drawn through radiator equipped
particularly when resilient mounts cooling systems. Figure 12 through
are used. Without isolation, pipes Figure 16 show typical exhaust
can transmit vibrations long piping systems that are arranged to
distances. Isolator pipe supports avoid recirculation.
should have springs to attenuate low
frequencies and rubber or cork to Common Exhaust Stack
minimize high frequency The exhaust can be directed into a
transmissions. special stack that also serves as the
outlet for radiator discharge air and
may be sound-insulated. In such
instances the radiator discharge air
enters below the exhaust gas inlet
so that the rising radiator air tends
to cool exhaust system components
within the stack. Refer to the
following two graphics.
Figure 11 The silencer may be located within
the stack or in the room with its tail
pipe extending through the stack
To prevent build up of resonant and then outward. Air guide vanes
pipe vibrations, support long piping should be installed in the stack to
runs at unequal distances as shown turn radiator discharge airflow
in Figure 11. upward and to reduce radiator fan
air flow restriction. Alternatively the
Exhaust Discharge sound insulation lining may have a
Exhaust outlets, whether via an curved contour to direct air flow
exhaust pipe or stack, must be upward.
designed to ensure that engine
exhaust is discharged in such a An exhaust stack will remain
manner that exhaust gas will not cooler and cleaner if the engine
recirculate and be drawn back into exhaust is contained within the
the engines environment. Engine air exhaust piping throughout its run
cleaners, turbochargers and through the stack. If the exhaust
aftercoolers may become pipe terminates short of the stack
contaminated with spent combustion outlet, the discharged ventilation air
products such as hydrocarbons and will tend to cool the exhaust stack
soot. This contamination can lead to downstream of the point where it
various modes of failure. mixes with the exhaust gases.

Recirculation of hot exhaust gas


can also adversely affect the
ambient capability of the installation.

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Application and Installation Guide Exhaust Systems

Power Module or Drop-Over


Enclosure
For a generator set enclosed in a
power module or drop-over
enclosure, the exhaust and radiator
discharges should flow together,
either above or below the enclosure
without a stack.
This arrangement, as shown in
Figure 14 and Figure 15, will prevent
the recirculation of exhaust gases
Figure 12 back into the module or enclosure.
Sometimes, for this purpose, the
radiator can be mounted horizontally
Figure 12 is an example of a and the fan driven by an electric
horizontally mounted exhaust motor to discharge air vertically.
silencer with the exhaust pipe and
Note that the suction fan
radiator air utilizing a common stack.
arrangement in Figure 16 does not
provide adequate cooling air to the
generator. A separate source of
generator cooling air is required for
this configuration.

Figure 13

Figure 13 is an example of a
vertically mounted exhaust silencer
with the exhaust pipe and radiator
air utilizing a common stack.

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Exhaust Systems Application and Installation Guide

Typical Power Module or Drop-Over Enclosure Exhaust System


with Internal Silencer

Figure 14

Typical Power Module or Drop-Over Enclosure Exhaust System


with External Silencer

Figure 15

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Application and Installation Guide Exhaust Systems

Cleanliness During Installation Engines are designed to operate at


During exhaust system assembly, loaded conditions. Extended engine
all openings on the turbocharger operation at no load or lightly loaded
should be covered with an conditions (less than 15% load)
identifiable blanking plate to prevent reduce the sealing capability of some
debris from falling into the integral engine components, even
turbocharger. The Cat shipping when the engine is new.
cover can be used for this purpose. If slobber occurs, external signs of
This can be installed directly onto slobber will be evident, unless the
the turbine housing outlet. A exhaust system is completely
warning tag should also be attached sealed.
to the plate or cover indicating that Exhaust slobber is not usually
it must be removed prior to engine harmful to the engine, but the
starting. Refer to Caterpillar Flushing results can be unsightly and
and Pickling Guidelines for pipe objectionable.
cleanliness.
If extended idle or light load
Slobber or Wet Stacking periods of engine operation are
Exhaust slobber is the black oily mandatory, the objectionable effect
fluid that can leak from exhaust of the engine slobber can be avoided
system joints. It consists of fuel by loading the engine to at least
and/or oil mixed with soot from the 30% load for approximately ten
inside of the exhaust system. minutes every four hours. This will
Oil leakage may be a result of remove any fluids that have
worn valve guides, piston rings or accumulated in the exhaust
turbocharger seals. Fuel leakage manifold. To minimize exhaust
usually occurs with combustion slobber, it is important that the
problems. engine is correctly sized for each
application.

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Exhaust Systems Application and Installation Guide

Exhaust Systems for Specific Applications


Some engine applications face minimize vibration
more installation challenges than transmission.
others. Marine installations, for The exhaust pipe is provided
instance, are afforded very little with a drainage system to
space and require considerable collect and remove any water
protection from water entering that may get into the piping.
the exhaust system.
The information that follows Marine Exhaust Ejector
addresses some of these challenges Automatic Ventilation System
and can be applicable to marine- A relatively simple system utilizing
based as well as some land based an engines exhaust for ventilating
installations. an engine room can be arranged
with most dry exhaust systems.
Marine Dry Exhaust System Ductwork can be installed around
The marine dry exhaust system, in the engine exhaust piping in such a
general, is similar to a typical land- way that the exhaust flow creates a
based exhaust system and will be vacuum that is utilized to draw the
subject to the same exhaust system hot air out of the upper part of the
design considerations as already engine room. This method has been
discussed in this section. used successfully in marine
Figure 16 shows a typical marine applications with small engine rooms
exhaust system installation that and minimal ventilation
addresses these design requirements.
considerations: An exhaust ejector system may
The exhaust piping is draw out a quantity of ventilating air
supported directly above the approximately equal to the flow of
engine exhaust outlet, so that exhaust gas. Figure 17, Figure 18
the weight of the exhaust and Figure 19 show variations of
piping is not directly this design.
supported by the engine or Note: To make an exhaust ejector
turbocharger. system successful, air must be
The exhaust piping is run in allowed to enter the engine room
a simple and direct manner, freely.
with a minimum number of
bends, in order to minimize Duct Design Guidelines
system backpressure. To determine duct area, a useful
rule of thumb is:
Intermediate section of piping
is supported with a spring Use 10 cm2 of duct cross sectional
hanger to allow for movement area per engine kilowatt and not
due to thermal growth and to more than three right angle bends.

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Application and Installation Guide Exhaust Systems

Use 1.25 in2 of duct cross exhaust stack following the mixture
sectional area per engine can seriously affect the systems
horsepower and no more than performance.
three right angle bends. Furthermore, the exhaust stack will
If more right angle bends are remain cooler and cleaner if the
required, increase the pipe diameter engine exhaust is contained within
by one pipe size. the exhaust piping throughout its run
For best results, the intake air through the stack. The discharged
openings should discharge cool air ventilation air will tend to cool the
into the engine room near the floor exhaust stack upstream of the point
level. After the intake air has been where it is mixed with the exhaust
heated by contact with hot surfaces gases.
in the engine room, draw the Exhaust ejectors are most effective
ventilating air out from a point on vessels with only one propulsion
directly over the engines, near the engine. On multiple engine
engine room overhead. installations, if one engine is
Place the ejector in the exhaust operated at reduced load, the ejector
system just prior to the exhausts air flow for the engine with reduced
discharge to atmosphere to avoid load may reverse, pulling exhaust
backpressure on the mixture of gas from the more heavily loaded
exhaust gas and hot air through any engine into the engine room.
length of stack. Any bends in the

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Exhaust Systems Application and Installation Guide

Typical Marine Dry Exhaust System

Figure 16

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Application and Installation Guide Exhaust Systems

Sample Exhaust Ejector System

Figure 17

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Exhaust Systems Application and Installation Guide

Sample Exhaust Ejector System

Figure 18

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Application and Installation Guide Exhaust Systems

Sample Exhaust Ejector System

Figure 19

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Exhaust Systems Application and Installation Guide

Marine Wet Exhaust System boat at or slightly below the vessels


Wet exhaust systems mix the waterline.
exhaust gases with the sea water With a relatively small elevation
discharged from the sea water side difference between the engines
of the engines jacket water heat exhaust discharge elbow and the
exchanger. See Figure 20 for an vessels waterline, it is difficult to
example of a wet exhaust system. design a system which will always
Wet exhaust piping may be cool prevent water from entering the
enough to be made of uninsulated engine through the exhaust system.
fiberglass reinforced plastic (FRP) or While a number of proprietary
rubber. exhaust components are available
to help avoid this problem, the most
Moisture of exhaust gases and
common generic methods are
seawater is discharged from the
exhaust risers and water lift
silencers.

Wet Exhaust System using Dry Exhaust Elbows at Engine Exhaust Discharge

Figure 20

1. Turbocharger Heat Shield 6. Exhaust Hose


2. Flexible Pipe Connection 7. Connecting Exhaust Pipe
3. Elbow (Centerline bend radius must be greater 8. Discharge Pipe
than or equal to the diameter of the pipe) 9. Surge Pipe
4. Insulation (Must not restrict flexibility of flexible 10. Raw Water Discharge Connection
pipe connection)
11. Support from overhead structure
5. Elbow (Minimum 15 with water discharge ring)

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Application and Installation Guide Exhaust Systems

Do not attempt to carry the weight


Exhaust Risers
of the risers from the boats
One way to minimize the
overhead or deck structure. The
possibility of water entering the
risers will vibrate and move with the
engine from backflow in the wet
engine-transmission. The risers must
exhaust system is to have a steep
be supported independently from the
downward slope on the exhaust
hull to avoid transmitting those
piping, downstream of the engine.
Refer to Figure 21. vibrations into the boats structure
and passenger compartments. A
flexible connection must be used
between the riser and the hull
mounted exhaust pipe to allow for
the engine transmission movement
during operation.
Except for a few small engines,
exhaust risers are not available
from Caterpillar. See fabricators of
custom exhaust components for
exhaust risers.
Figure 21
Water Lift Silencers
Exhaust risers are pipes that Another way to minimize the
elevate the exhaust gases, allowing possibility of water entering the
a steeper slope in the downstream engine from backflow in the wet
piping. exhaust system is by using a water
lift silencer. See Figure 22 for an
The risers must be insulated or example of a water lift silencer.
water-jacketed to protect personnel
in the engine compartment from the Water lift silencers are small,
high temperatures of the exhaust sealed tanks, mounted to the deck
gas in the riser. The seawater is not in the engine compartment. The
injected into the exhaust gases until tanks have two connections, an inlet
downstream of the top of the riser, connection and an outlet connection.
so the upward-sloping portion of the An additional small drain connection
riser is dangerously hot if not in the bottom is often provided. The
insulated or water-jacketed. inlet enters the tank through the top
or side.
The weight of locally fabricated
risers (not provided by Caterpillar) The tubing of the inlet connection
must be supported from the engine does not extend past the tank walls.
and marine transmission. Refer to The tubing of the outlet connection
the Technical Data Sheet for max enters the tank walls through the
static bending moment on the top and extends to the bottom of
exhaust connection. the tank, where it terminates on an
angle.

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Exhaust Systems Application and Installation Guide

Typical Water Lift Silencer the highest system elevation must


allow for a 25.4 m/sec (5000 ft/min)
flow velocity of the exhaust-gas-
and-water droplet mixture, with the
engine running at rated load and
speed.
If this velocity is not maintained,
the water droplets will not remain in
suspension. The water will be forced
out of the reservoir of the water lift
muffler as a solid slug of water. This
Figure 22 will cause the exhaust back pressure
to be the same as a column of water
As the mixture of seawater and the height of the upward sloping
exhaust gas enters the tank from the muffler discharge piping.
inlet connection, the water level
rises in the tank. As the water level If the velocity in the upward
rises, the water surface gradually sloping muffler discharge piping
reduces the gas flow area entering is kept above 25.4 m/sec
the discharge pipe. The reduced area (5000 ft/min), then the exhaust
for gas flow causes a great increase backpressure will be much lower.
in gas velocity. The high speed of Wave Action and Wet Exhaust
the gases, entering the outlet pipe,
finely divides the water. The finely
Systems
While the previously discussed
divided water is transported to the
methods will help prevent water
highest elevation of the exhaust
piping as a mist of water droplets. from entering the engine through the
exhaust system in normal
If good design practice is not circumstances, wave action can
followed, the engines exhaust pose additional problems. Waves,
backpressure limit is easily striking the hulls exhaust opening,
exceeded. can force water up into the exhaust
The vertical (upward sloping) system. If the waves are severe, or
portion of piping immediately if the exhaust system design allows,
downstream of a water lift muffler the water can reach the engine.
must be designed as a pneumatic Early turbocharger failure or piston
conveyer, using high exhaust gas seizure may result.
velocities to lift finely divided There are a number of ways the
droplets of the sea water to a point kinetic energy of waves entering the
from which the gas/water mixture engines exhaust system can be
can be safely allowed to drain to the harmlessly dissipated.
thru-hull fitting.
The traditional method of
The diameter of the piping preventing water from entering an
between the water lift muffler and idle engine is to locate the engine far

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Application and Installation Guide Exhaust Systems

enough above the water line that of wave energy dissipation, the
breaking waves do not reach the lower the elevation difference
height of the exhaust elbow. While required.
the relative elevation of the engine In no case should the elevation
to the water line is fixed and difference between the water
unchangeable, it is possible to line and the highest point in the
design an exhaust system that exhaust piping be less than
protects the engine from ingesting 560 mm (22 in.).
water.
Surge Chamber
Features of such an exhaust
A surge chamber is a branch of the
system include:
exhaust piping, near the engine that
Sufficient elevation difference has one end closed off, as shown as
between the water line and the Item 3 in Figure 23. When a wave of
highest point in the exhaust water enters the exhaust pipe and
piping to prevent even small moves toward the engine, the air
amounts of water from reaching trapped in front of the wave will be
the engine. compressed into the surge chamber.
Some method of dissipating the The cushion of compressed air in the
kinetic energy of the waves as surge chamber will force almost all
they enter the exhaust piping. waves back out.
The more effective the method

Typical Wet Exhaust System with Engine Mounted Above Water Line

Figure 23

1. Water-cooled Exhaust Elbow sea water cools 3. Backwater Surge Chamber prevents sea water
elbow, then discharges into exhaust pipe through surging into engine exhaust from oncoming waves
peripheral slot at end of elbow. when vessel is at rest.
2. Rubber Exhaust Hose Flexible Connection must 4. Exhaust Pipe - should have slight downward
be oil and heat resistant. gradient toward discharge end.
5. End Cover Plate removable for inspection and
cleanout purposes.

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Exhaust Systems Application and Installation Guide

Valve in Exhaust Discharge and deck area exposed to the


A valve located where the exhaust eventual discoloration.
piping exits the hull can keep waves The best exhaust system to
from entering the exhaust piping minimize smoke and noise is to
when the engine is not running. locate the exhaust exit under the
The valve mechanism should not water. These systems must also
include any components that rely on have a small above the water line
sliding contact to maintain flexibility. path for the exhaust for when the
This type of action has proven boat is not moving. Care must be
troublesome in an atmosphere of salt taken when designing underwater
water and exhaust gas. A flexible exhaust systems to keep the
strip of one of the chemically inert backpressure within limits.
plastics can provide hinge action.
Valves in Exhaust Water Cooling
Hose vs. Rigid Exhaust Pipe Lines
The weight and heat of the water Never use shutoffs or valves of
and exhaust gases can cause non- any kind in the lines supplying
rigid exhaust piping to sag or cooling water to the water-cooled
deform, leaving low spots between exhaust fittings.
pipe supports. The cooling water that is injected
If the slope of the piping is too into the exhaust gas stream must
shallow, water will collect in the not be interrupted, for any reason,
low spots and reduce the flow of while the engine is running. Without
exhaust gas. This will lead to a dependable supply of cooling
excessive exhaust backpressure, water, the high temperature of the
smoke, high exhaust temperatures, exhaust gases will cause severe and
and in severe cases, premature rapid deterioration of plastic or
engine failures. rubber exhaust pipe, with potentially
disastrous consequences.
Hose and other non-rigid piping
must be evenly supported over its
entire length.

Location of Exhaust Discharge


Opening
All diesel engines will eventually
discharge some smoke through their
exhaust systems. Perhaps not when
they are new, but certainly near the
end of their useful time before
overhaul. Locating exhaust discharge
openings as far aft as possible and
on the sides of the vessel, if above
the water line, will minimize the hull

2013 Caterpillar
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LEBW4970-07 2013 Caterpillar Printed in U.S.A.
All rights reserved.

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