Beruflich Dokumente
Kultur Dokumente
AMOS RAPOPORT
ABSTRACT
Rapoport, A., 1978. Culture and the subjective effects of stress. Urban Ecol., 3: 241-261.
INTRODUCTION
disliked are those which are felt to be stressful, while those liked are stress
reducing so as to allow people to achieve subjectively optimal levels of
stimulation which tend to be at the pacer frequency (Rapoport and Kantor,
1967; Nahemow and Lawton, 1973). This becomes even more significant in
developing countries and other situations of rapid culture change and other
forms of long-term environmental stress.
One could discuss the specific environments chosen, how and why they
reduce stress (Rapoport, 1977), but stress itself, as a concept, needs to be
discussed from this perspective. Although it has received much attention
recently, the importance of its subjective effects has been neglected, as has
the role of culture in this process. The models of stress commonly used tend
to consider two sets of variables - environmental stimuli and organismic
factors; in this paper the central role of cultural variables in the subjective
effects of stress will be emphasized, and the suggestion made that models of
stress should include three elements - environmental stimuli, organismic
factors and cultural variables.
STRESS
STRESSORS
There have been several attempts to classify stressors. One attempt, typical
of many others, classifies them as belonging either to the biochemical,
physical, psychological or sociocultural environments (Howard and Scott,
1965). The emphasis is frequently on relative deprivation or excess, whether
of social stimuli, economic resources, of freedom of choice, etc. However,
from the point of view of environmental design, potential stressors can include
244
MODELS OF STRESS
L- I
,ENIRCJNMENTAL ,RGANlSMlC
r ACTORSi FACTCIRS,
In a recent paper (House Form and Climate) in one of my classes Mrs. Donna Wade
demonstrated this variability for a large sample of extremely cold climates. The variability
of both evaluation and response is quite clear.
246
CULTURAL TEMPORAI
PERSONAL
MATCHED OR EVALUATED
AGAINST NORMS. VALUES,
EXPECTATIONS. CURRENT MAXIMUM
STATE, ADAPTATION LEVEL STRESS COPING RESPONSES
ETC OF PARTICVLAR
INDIVIDUALS& EG
GROUPS ENVIRONMENTAL DESIGN
,THlS MATCHING PROCESS MIGRATION
IS UNIVERSAL IN THE NO CHANGING BEHAVIOR
JUDGEMENT OF STRESS ACCEPTING SlTUAilON
ENVIRONMENTAL OUALITY CHANGING NORMS OR
GENERALLYi OTHER WAYS OF
THE MATCHING OR I REDVCING
EVALUATION IS IN TERMS COGNlTlVE
OF CONGRUENCE WiTH DISSONANCE
THE NORMS ETC
fit or congruence of the new situation with a number of core variables im-
portant to the particular culture. This may be evaluated in terms of the
conceptual distance between a given state and a new state, the desired state,
the rate of change or the degree of perceived control and choice (Rapoport,
1974).
This differential response may also be related to the extent to which a
new state is the result of compulsion or choice and, in the latter case, having
to choose without sufficient information. This can be generalized to a state
of uncertainty about a whole set of important variables, such as knowing ones
place in a system, family, kinship, environments, etc. (Madge, 1968). While
this will be discussed later (in a slightly different formulation), it seems likely
that certainty and uncertainty of new or existing situations is variable and
depends on the culturally defined baseline.
Not only may apparently similar situations have different effects and vice-
versa: apparently minor events may be stressful while apparently traumatic
ones may not - i.e., their salience is not immediately obvious. It follows that
apparently negative events may be less stressful than positive ones. A classic
example is that of the Y ir-Yiront (an Aboriginal group in Northern Australia)
who quickly forgot, and recovered from, an apparently traumatic near-ex-
termination at the hands of some white hunters, only to be destroyed by the
introduction of steel axes by missionaries -because the production and
distribution of stone axes was central to the cultural system, maintaining it
in a state of homeostasis in terms of social relations, roles, status and the
like (Sharp, 1952) - all of which suddenly became highly uncertain.
It follows that mobility, bad housing, slums, a hard life, high density
and so on may not necessarily be stressful just because researchers feel that
they are. These examples suggest the importance of considering elements such
as stressors emically as well as etically. In other words, they must be con-
sidered from the point of view, and as perceived by, the group in question as
well as externally from the perspective of an outside observer, although this
perception - and the matching process - are frequently beyond awareness.
In this connection the notion of subliminal perception may be useful (Dixon,
1971; Smith, 1972) so that, for example, noise, particular work patterns or
social situations may be stressful without people being aware of it. Such
stressors cannot, therefore, be identified without considering cognitive media-
tion, subjective definition, matching against some set of (cultural) norms
(Spradley and Phillips, 1972; Rapoport, 1974, 197513). It should also be
remembered that stressors are not unitary, and vary in magnitude and the
ways in which they act together, and that adaptation level, competence and
criticality influence the effects of potential stressors. We are dealing with
subjective effects of potential stressors and both their nature and intensity
is a matter of meaning, cognitive mediation and definition: these, as well as
defenses available, are related to culture.
Consider an example. It has recently been suggested that social stress is
controlled by buffering but that the amount of buffering required is a result
248
ENVlRONMENTALPRESS
MATERIALENVIRONMENT
PHYSICAL
CHEMICAL 5 ORGANISMIC
BIOTIC CULTURAL FACTORS.
- - OUTCOME, OR
FACTORS
BIOTIC STATE,
PSYCHO-SOCIAL ENVIRONMENT / B GENOTYPE
- ONE OF WHICH
PHYLOGENIC MAY BE STRESS
CULTURAL ENVIRONMENT I- INDlVlDUAL -
INCREASE IN REDUCTION IN
POSSIBLE POSSIBLE
RESPONSES RESPONSES
specific), while others may be culturally variable (i.e., there may be both pan-
human and variable stressors) (Spradley and Phillips, 1972). It is the variable
aspects of the magnitude of events, their evaluation and matching coping
styles and so on, which have been neglected and which help explain stress.
The amount of stress is also related to the degree of incongruence between
the perceived situation and the evaluative standards and norms, the sudden-
ness of the change, the degree of perceived control, and so on. The degree of
stress may then be a result of perceived threat to individual integrity and
identity, of sensory or cognitive overload due to the need to relearn and
restructure culturally defined cognitive schemata, rules, skills or defenses, to
the secondary effects of changes in the social system, etc. (Rapoport, 1974).
All of these involve a matching and evaluation process. Since personal filters
and the elements and norms used in the matching and evaluation process are
also affected by culture, its influence may be even more pervasive than might
appear at first glance.
It might be pointed out that while most of the discussion so far has been
in terms of certain groups (although stress is always experienced by individuals)
there is some evidence (although certainly not universally accepted) that the
personality and needs of the individual may be at least partly related to
culture (Aronoff, 1967; Aronoff, 1970; R. Levine, 1973) and previous exper-
ience and adaptation levels certainly are - as are the evaluative standards
used to judge situations.
The consequence of this approach is that all stages of the process need to
be studied cross-culturally, partly at least in order to determine constancies
and regularities as well as variability (Rapoport, 1975a). It is also necessary
to consider the central, core or salient elements in any cultural system in
order to be able to predict whether certain events or situations are likely to
be stressful. This, in effect, becomes a question of the degree of incongruence
between a perceived situation and some baseline state or set of norms. This
is an approach which relates the discussion in this paper with some recent
discussions on the sedentarization of nomads (Rapoport, 1974) and the sub-
jective definition of density (Rapoport, 1975b) which can be seen as specific
examples of the more general model being developed here.
Given the homeostatic nature of most stress models (Horvath, 1959; Dubos,
1965, p. 164) it follows that the system tries to maintain dynamic homeostasis
- whether physiological, psychological or cultural; it is the subjectively exper-
ienced degree of perturbation which leads to stress. This is why even positive
change may be stressful; it is also why it becomes important to elaborate on
conceptual distance, voluntary vs involuntary change, degree of control, rate
of change, the salience of the elements affected, etc. It is these which deter-
mine whether changes which are not stressful in themselves become stressful
in the cultural realm, whether they are significant enough to be called culture
shock.
Such changes tend to be stressful because they greatly depart from
homeostasis and are perceived as threats, and also because they often lead to
251
indicate the range available, their diversity and also to imply the variable
utility of some of these mechanisms under different conditions.2
A sense of control
At the most general level, it appears that a sense of control over the en-
vironment reduces stress effects. Conversely, the effects of stressors are
heightened by the unpredictability due to lack of perceived control (Glass
and Singer, 1972).
The means of control can be of very different types. At the largest scale
it is a matter of choice, of events being voluntary and in a direction desired.
Thus environments such as suburbs, central cities or slums will have differ-
ent effects depending on whether they are selected or imposed. At a small
scale, once again using the example of privacy, it can be shown that at the
very least there are five major control mechanisms - space and space organiza-
tion, physical devices (walls, boundaries, doors - barriers generally), organiza-
tion of time (scheduling), rules of behavior (etiquette, manners, avoidance),
psychological withdrawal (trance and the like) (Rapoport, 197313, 1976a).
These control mechanisms can be substituted one for the other, but only up
to a point, because they are often closely integrated with the cultural system.
Beyond that point substitution becomes stressful; for example, when attempts
are made in Western culture to substitute the organization of time for that of
space (Harrington, 1965). Much more work is needed on cultural variability
in the sense of control (or even the extent of this need), but generally the
absence of any sense of control, however defined, heightens stress. The level
of analysis selected may be significant in any comparisons. Thus, avoidance
can be discussed at a large scale in terms of rules of avoidance of specific
groups or individuals under specified conditions or population homogeneity;
at a micro-scale, considerable numbers of very specific mechanisms including
behavior, physical devices, seating patterns and so on used to avoid eye
contact (Coss, 1973).
Predictability
The rules for avoidance of specific groups and individuals under specified
conditions, and other mechanisms discussed above, have the effect of increasing
predictability (or reducing unpredictability). More generally the presence or
absence of control seems also to be related to predictability. Both in physical
and social environments predictability - knowing the cues, and hence knowing
what to expect -tends to reduce stress. A major way of achieving such
predictability is through homogeneity in important settings. The nature of
this homogeneity varies since it is, in effect, perceived homogeneity and,
*In a different context (the geographic literature on hazard perception) there is also
discussion of various styles of coping and their effects.
254
Physical environment
It has been pointed out that in the absence of certain physical devices (such
as spacing) relative hierarchies are replaced by absolute ones (Leyhausen,
1971). This suggests the importance of the physical environment as a coping
mechanism - which is also one of the few elements over which designers have
some control.
Restoring homeostasis
all the mechanisms being discussed have this objective. Some specific ones
will receive separate attention (e.g., defensive structuring) but generally
equilibrium can be restored in different ways. For example one can change
behavior, one can change the macro-environment - i.e., move, one can
modify the meso- or micro-environment (King, 1976). One can also change
norms and expectations, distort information and so on. All of these impose
some stress - some greater, some less - and the stress of migration (or
sedentarization) is well known (Brody, 1970; Rapoport, 1974). The most
difficult way of restoring homeostasis may be to change norms or expectations
particularly if they are of high salience in the system and thus highly resistant
to change. The purpose of changing these, or distorting information, is to
reduce the incongruity or inconsistency, whether in terms of a cognitive
dissonance model (Festinger, 1957) or some other model (Rosenberg, 1970).
Such incongruity may occur at the level of culture change, sedentarization,
urbanization (Watson, 1973) or at smaller scales. More generally, it is likely
to occur whenever reality and ideals fail to match. Since, as I have argued
elsewhere, all design (in the sense of creating environments) can be seen in
terms of a choice from among alternatives attempting to match some ideal
(Rapoport, 1973a, 1977) this may be a very common mechanism. One may
also hypothesize that different cultures will tend to use different methods of
reducing cognitive incongruity or inconsistence in terms of their particular
cognitive styles.
Defensive structuring
ever - or physical environment, which may also relate to some of the others.
This may suggest the importance of meaning aspects of the physical environ-
ment in coping with stress, particularly when such stress results from un-
familiarity (a possible interpretation of Royses (1969) paper) or its function
as an indicator of group identity (Duncan, 1973; Rapoport, 1975a, 1977)
and even more when this function is central in the cultural system (Rapoport,
1974).
There are, in fact, examples of the use of ritual and architectural settings
appropriate to it (both symbolic elements) used by particular groups as a form
of defensive structuring. (It is interesting that among animals also one can
find examples of the use of rituals in situations of stress which seem to cor-
respond, at least superficially, to defensive structuring (Huxley, 1966).) One
is the case of the Fang in Africa where new religious buildings, dances, etc.
are used to recreate traditional cultural patterns in miniature (Fernandez,
1977); the other - the Mayo Indians of Mexico - where the house cross is
the major symbol of ethnic identity (Crumrine, 1964). One can interpret
particular settlement patterns, forms of clustering and environmental choices
in such terms (Rapoport, 1977).
Many of the specific mechanisms and defenses discussed, and some not
discussed, can be seen, in the broadest sense, as being attempts to impose
meaning on the world by structuring it into schemata, i.e., by classifying and
coding it in some way. This is a fundamental property of cognition and the
cultural variability of such schemata is an important aspect of its study in
cognitive anthropology (Rapoport, 1976b). This is related to stress because
an environment the organization or meaning of which cannot be read is stress-
ful. Also, when there are many elements in the environment which do not fit
into schemata, because they are totally alien, the environment is seen as
meaningless, hence disorienting and potentially stressful.
The notion of coding can occur at several levels.
(a) Reducing the amount of information by chunking, using symbols, and
other devices. (For a summary, see Rapoport (1977).)
(b) Reducing the amount of information by ignoring those elements which
do not fit into schemata, thus reducing the impact of large numbers (e.g.,
in cities), for example, by defining people as us or them and acting
accordingly.
(c) Reducing the amount of information due to large numbers of people and
the consequently large potential numbers of relationships not only by the
method described in (b) but also by schematizing a city into smaller areas
and limiting ones knowledge of it as well as by other means. Among these
are: changing the time allocated to each stimulus or interaction, dis-
regarding low priority inputs (a matter of definition), blocking reception
of stimuli, filtering stimuli, developing specialized institutions, limiting
257
AN EXAMPLE
CONCLUSION
I have argued that a large number of elements in both the social and physical
environments are potential stressors. They only become stressors when filtered
and in this process culture plays a major role. I have further argued that such
perceived stressors are then matched against certain criteria and evaluated,
which may then lead to stress or its absence for apparently identical situa-
tions. After discussing some of the situations which may lead to stress given
this homeostatic/congruence approach some mechanisms available for coping
with stress were discussed, which are in themselves variable.
At each stage of the argument two major points were made. Firstly the
importance of subjective cognitive factors and secondly, and intimately
linked with the first, the central role of culture in the subjective effects of
stress. In fact the major suggestion made was the need to replace the com-
monly used model of stress, with its two elements of environment and
organism, with a rather more complex model.
It seems, on the face of it, that this latter model is more sophisticated,
truer to the evidence, suggests new kinds of questions and is hence potentially
more useful. Initially, however, as is often the case, the result may be reduced
utility. So many questions are raised, so much work needs to be done (as just
three examples: cross-cultural studies of stress; the nature of the groups which
are significant in such comparisons; the relative significance of various ele-
ments in creating stress) that one may feel rather helpless.
However, in the long run, asking questions about existing models, and the
suggestion for more complete conceptualizations, can only have positive
results. For one thing the discussion generated may possibly make the
suggested approach unnecessary. If it should, however, prove valid then the
sooner such an approach is taken the better. For one thing, the implications
for design and planning in the developing countries as well as in relation to
changing lifestyles demanded in developed countries by energy shortages are
extraordinarily important - as are the implications of particular governmental
policies based on other considerations.
Also, if stress is a major and fairly widespread problem, as seems likely,
then an important function of habitats and settings is to reduce stress to
desired and acceptable levels, to provide places to recover - backstage
regions, secure and predictable. An important aspect of environmental quality,
particularly in large urban areas and rapidly changing situations (which may
be becoming maladaptive for human evolution-based characteristics) is their
success as stress reducers. This is not the place to deal with this, but many
characteristics of preferred environments - suburbs, low density areas,
natural environments, population homogeneity - can easily be interpreted
in this way. Similarly, cultural preferences for apparently different environ-
ments can be seen all fulfilling this need (Rapoport, 1977), for example,
environments as diverse as courtyard cities (inside-out cities), low density,
green residential areas and urban villages (homogeneous neighborhoods)
become structurally equivalent in terms of this model - which is most useful.
259
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