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Behavioural Bra#l Research.

59 (1993) 1-9
1993 Elsevier Science B.V. All rights reserved. 0166-4328/93/$06.00

BBR 01501

Review article

The pharmacology of the nootropics; new insights and new questions

Cesare Mondadori*
CIBA-GEIGY Limited, Pharmaceutical Research DivMon, Basel (Switzerland)

(Received 7 May 1993)


(Revised version received 29 July 1993)
(Accepted 30 July 1993)

K<v words: Nootropics; Review; Memory: Mechanism of action; Steroid; Clinical implication

Up to now, the memory-enhancing effect of the nootropics has chiefly been investigated in the context of effects on energy metabolism and
on cholinergic and glutamatergic neurotransmission. Recent studies have also shown that the effect on memory is steroid-sensitive. The present
review article summarizes the available results and discusses them in the context of a new hypothesis on the mechanism of action and with respect
to clinical implications.

INTRODUCTION 17), by manipulations of D N A / R N A metabolism (cf.


ref. 47), by administration of steroids 32'49'67, and by
Well to the fore among the objectives of modern modulation of enzyme functions 3'55~8, etc.
brain research is the elucidation of the mechanisms One still almost untapped source of possibly impor-
underlying memory. Spurred on by the desire to under- tant information on the physiological bases of memory
stand these processes and so discover ways of enhanc- or the control of memory processing is provided by the
ing memory and treating disturbances, researchers have nootropics of the piracetam type. In some respects,
studied countless series of psychoactive and neuro- these preparations occupy a special position in the
active substances for signs of potential pharmacologi- pharmacology of the central nervous system. They have
cal effects or therapeutic properties. Surprisingly definitely positive effects on the retention performance
enough, impartial observers browsing through the of laboratory animals in various experimental situa-
reams of published findings hardly get the impression tions (see below), and they have some positive effects
that each new experiment marks one step closer to the in patients with memory problems 2"~2"13, or other cog-
substrate of memory. All that can safely be said is that nitive disturbances 37"76"s7. On the other hand, in all
practically every pharmacological intervention in the tests belonging to the standard armamentarium of the
workings of the brain affects some form or other of psychopharmacological laboratory they are practically
learning and memory. Interactions with cholinergic<>, inert, and in both humans and animals practically free
dopaminergic TM, noradrenergic 4'84, and serotonergic4 of toxic effects. Opinions about these preparations are
neurotransmission modify the retention performance of highly divergent. For some, the absence of toxicity in-
man and laboratory animals, as also do pharmacologi- dicates a lack of any pharmacological action; others see
cal modulation of peptide-sensitive neurons (see e.g. it as pointing to a new therapeutic approach. Depend-
refs. 48, 94) and interactions with excitatory and in- ing on the observer's standpoint, either the non-
hibitory amino acids 6'62'8s. Nor does influencing neu- responders in clinical trials testify to the inefficacy of
rotransmission by any means exhaust the possibilities these agents, or the responders bear out their activity.
of modulating memory: there are studies showing that The highly reproducible memory-enhancing effects
interventions in other physiological processes and in- demonstrable in our experiments in animals made it
terference with other biochemical parameters can also possible to perform interaction studies, which opened
affect memory storage: retention performance is altered up new prospects of gaining insights into the mode of
by inhibitors of protein synthesis (for a review, see ref. action of the nootropics and perhaps also the memory-
storage processes involved. Another, more remote ob-
*For all correspondence. jective of our work was to find an explanation for the
fact mentioned above, that in clinical studies there is underlying mechanism to be shifted primarily in the
always only a limited proportion of the patients that direction of energy metabolism. For a long time. the
respond well to treatment (see e.g. ref. 16). increase in adenylate kinase acuvtty induced by plrac-
This review presents the results of our research over etam that had been observed by Nickolson and Wolth-
the past six years and discusses them in the general u i s '4 remained the only biochentical effect detected.
context of the findings so far available. Woelk 89 then showed that piracetam augmented the
uptake of ~2p in phosphatidyl inositol and phosphati-
dyl chloride in glial cells and neurons. Grau et al.'"
THE B E H A V I O U R A L EFFECTS OF T H E N O O T R O P I C S found an increase in glucose utilization under hypoxlc
conditions and accelerated recovery in the EEG.
Although the first observed effect of piracetam on the Piercey et al. TM observed no increase in glucose utiliza-
CNS was inhibition of central nystagmus in the rab- tion in response to piracetam, but a reversa[ of the
bit 34, the further findings made during the last 25 years scopolamine-induced depression of glucose utilization.
showed that its main action consists in the improve- The lack of psychopharmacological effects in the above
ment of cognitive functions. The earliest studies were sense was then apparently substantiated, insofar as a
concerned with pharmacological modulation of the am- series of biochemical investigations of effects on trans-
nesiogenic effects of cerebral electroshock. Giurgea and mitters gave negative or contradictory results. Thus.
Mouravieff Lesuisse ss demonstrated that piracetam re- Poschel at a l 7 4 showed that neither piracetam nor
duced the disturbing influence of an electroshock on the pramiracetam binds to the muscarinic cholinerg~c re-
orientation of rats in a water maze. Many other authors ceptors, and no binding was detectable either in a
also reported similar anti-amnesic effects of both pi- dopamine assay with haloperidol. Both piracetam and
racetam and various chemically related compounds. pramiracetam were devoid of effects on the uptake of
Studies by Cumin et al. ~5 with aniracetam and pirac- GABA and serotonln. Pugsley et al. v-s found no ew-
etam, by Mondadori et al. 5~ with oxiracetam and pi- dence of any effect in traditional pharmacological as-
racetam, and by Sara TM with etiracetam all showed a says, Besides that. no effects could be found on nora-
distinct protective action against the effect of elec- drenaline, dopamine. 5-HT or 5-HIAA concentrations
troshock. Butler et al. ~~ also described anti-amnesic ef- in the rat cortex or midbrain. At very high doses (2000
fects of a whole series of piracetam analogues, includ- mg/kg i.p.), piracetam raised striatal HVA without a f
ing pramiracetam. There have been numerous reports fecting DA levels, indicating increased DA turnover.
of direct positive effects of nootropics on learning and No comparable increase in DA turnover was seen in
memory: thus, aniracetam and piracetam 9'92, etirac- response to preumracetam. Receptor assays showed
etam TM, and oxiracetam 5~'53 were found to exert direct that neither piracetam nor pramiracetam displayed any
effects on the acquisition and retention performance of affinity for DA. muscarinic, alpha 1.2-, and beta-l.2-
rats and mice in both passive- and active-avoidance adrenergic, 5-ItT~, 5-HT2, GABA, adenosine, and ben-
paradigms. Pramiracetam improved the acquisition rate zodiazepine receptors.
in a 16-arm radial maze 6s and in a place-navigation
task TM, and aniracetam likewise displayed positive ef-
fects in a radial m a z e 46 and a matching-to-sample test v3. DO N O O T R O P I C S ACT VIA C H O L I N E R G I C MECHANISMS'?
Ennaceur found that piracetam and pramiracetam im-
proved performance in an object-recognition test 3, The second category of findings derived from stud-
while Perio e t al. 69 observed positive effects of anirac- ies based on the hypothesis that the memory-enhancing
etam in a social-recognition test. action of the nootropics could be mediated by cholin-
ergic effects. The intensive search for some connection
with cholinergic mechanisms was evidently prompted
E F F E C T S ON E N E R G Y METABOLISM'? by the findings of Deutsch ~2-~~, Bartus 7, and Drach-
man 2~'26, who showed that chotinergic mechanisms
The available findings on the mode of action of the were involved in learning and memory processes, and
preparations can be grouped in four categories: (1) ef- by the reports of a cholinergic lesion in Atzheimer pa-
fects on energy metabolism; (2) effects on cholinergic tients ~9,7o. The discovery that pramiracetam increases
mechanisms; (3) effects on excitatory amino-acid- high-affinity choline uptake 75 came as a relief and
receptor-mediated functions; (4) steroid sensitivity. The sparked off a whole series of similar investigations with
absence of effects in traditional (transmitter-sensitive) other nootropics 6s'82"s3"ss that produced similar results.
psychopharmacological tests caused the search for the Schindler 7'~ gives a table showing effects of nootropics
on high-affinity choline uptake. Further indications of ropics is feeble. By contrast, there is abundant evidence
cholinergic effects emerged from the observations by suggesting that any plausible explanantion indicating
Spignoli and Pepeu 86, who showed that oxiracetam some tenuous concordance between Alzheimer pathol-
prevented the decrease in the acetylcholine content of ogy, the therapeutic concept, and the theoretical mode
the cortex and hippocampus resulting from cerebral of action, tends to dim the perception of contradictions
electroshock treatment. Pilch and Muller's findings 72 and unanswered questions.
that piracetam increases the density of the muscarinic
cholinergic receptor in the frontal cortex of aged rats
also pointed to the involvement of cholinergic effects. EFFECTS ON G L U T A M A T E RECEPTORS?
A long succession of studies was devoted to the effects
of nootropics on scopolamine-induced amnesia. It was In the recent publications, a new line of research
found that both pre-trial and post-trial administration appears to be blossoming forth. The sudden deluge of
of nootropics in this model elicited anti-amnesic effects literature on a possible common basis of long-term po-
(see ref. 79 for a tabulated overview). When this selec- tentiation (LTP) and memory 1'9 has set off a growing
tion of findings on the effects of piracetam-like sub- trend to associate the effects of nootropics with some
stances is viewed against the background of the already interaction or other involving glutamate and aspartate
available evidence for the involvement of cholinergic transmission. Paoli et al. 66 showed that oxiracetam can
mechanisms in learning and memory, the obvious con- partially antagonize the behavioural disturbance in-
clusion is that these substances act by way of cholin- duced by AP5. Belfiore et al. a reported similar obser-
ergic mechanisms. Seen in the context of the existing vations. Marchi et al. 44 showed that oxiracetam in-
information, however, this revelation could hardly be creases glutamate release in hippocampal slices. In an
described as a milestone in the progress of memory oocyte expression system it has been shown that anirac-
research. etam amplifies currents mediated by the AMPA recep-
Upon closer scrutiny of the available results, how- tors 39. Xiao et al. 91 confirmed this observation at hip-
ever, it can be noted that there is hardly a single study pocampal AMPA receptors. The modulation of AMPA
in which several piracetam-like nootropics actually dis- receptors by aniracetam was of interest above all in
played similar effects in parallel tests. Pugsley et a175 view of the fact that LTP also amplifies receptor-
and Shih and Pugsley s3 observed effects on high-affinity mediated currents. In the meantime, however, doubts
choline uptake into hippocampal synaptosomes after have arisen about the validity of the assumption that the
administration of pramiracetam in doses of 44 and 88 receptor changes induced by LTP and aniracetam are
mg/kg i.p. Neither higher nor lower doses were effec- the same 5. Regardless of how the controversy may ul-
tive. Surprisingly, piracetam in doses of 100 and 300 timately be settled, it seems probable that, for a variety
mg/kg, and aniracetam in the range from 10 to 200 of reasons, the results now available will be of very little
mg/kg were inactive. The discrepancy by comparison help in clarifying the central problem of the mode of
with the positive influence on memory is astonishing: action of the nootropics: (1) there is still too much
first, pramiracetam also exerts memory-enhancing ef- uncertainty about the connection between ETP and
fects at doses over 88 mg/kg or under 44 mg/kg, and learning1; (2)considering one single receptor in isola-
secondly, piracetam and aniracetam likewise improve tion places various aspects of the action of a substance
the memory at the "inactive" doses. Then again, the in a highly artificial light. It is therefore quite possible
absence of effects of piracetam on choline uptake noted that the changes observed have nothing whatever to do
by Pugsley et al. contradicts the observations reported with the envisaged effect on memory. (3) As yet, no
by Pedata et al/'~, showing that both piracetam and comparative studies with different nootropics have been
oxiracetam had positive effects on high-affinity choline published. Since Xiao etal. 91 point out that the
uptake in rat cortex and hippocampus. Spignoli and response-enhancing properties of aniracetam are not
Pepeu's finding s6 that oxiracetam prevents the decrease common to all nootropics, because other drugs in this
in the cortical and hippocampal acetylcholine contents class exert either weaker effects or none at all, it is
caused by a cerebral electroshock treatment is possibly highly improbable that these experiments could help to
invalidated by the fact that piracetam was inactive clarify the mechanisms underlying the memory-improv-
under the same conditions. Moreover, it would be un- ing effects of the nootropics. The similarity of the effects
scientific to conclude that the compounds must act via of the piracetam-like nootropics on memory and their
cholinergic mechanisms because they diminish scopo- very close structural relationship nevertheless strongly
lamine-induced amnesia. All in all, the evidence so far suggest that they all improve the memory by way of the
adduced in favour of a cholinergic effect of the noot- same mechanism. There is consequently ample reason
to continue searching for a mechanism shared by all the ment with epoxymexrenon, a potent mineralocorticoid
representatives of this class of substances. antagonist TM produced a similar result: the memory-
enhancing effect of the noou'opics was completely
blocked. Again, the steroid blocker per se had no effect
DO STEROIDS PLAY A ROLE IN MEDIATING THE on learning capacity 5. This was a first indication that
EFFECTS OF NOOTROPICS'? the mineralocorticoid receptors (Type I) were somehow
involved in bringing about the nootropic effect. A fur-
Two aspects in particular led us to consider the pos- ther series of experiments then furnished first of all
sibility that steroids might somehow be involved in the proof that substitution therapy with aldosterone or cor-
effects of the nootropics. One was the possible exist- ticosterone in adrenalectomized animals can restore
ence of internal memory-boosting mechanisms, which, sensitivity to the effect of the nootropics, and secondly
usually in conjunction with highly emotional states, can a further indication that the mineTalocorticoid recep-
evoke "flashbulb memories ''~ i.e. unusually vivid rec- tors play an important part in mediating the effects of
ollections. The other was the observation that autora- nootropics: substitution with corticosterone or aldos-
diographs taken after the administration of radiola- terone was ineffective in adrenatectomized animals if at
belled oxiracetam showed practically no activity in the the same time the Type-I receptors were blocked by
brain sg. The fact that emotional states, ACTH 2~, and epoxymexrenon57. The results of these substitution ex-
steroids 49 can augment memory storage prompted us periments additionally suggested that higher doses of
look for indications linking the effects of nootropics to the hormone produced weaker effects. Logically, that
adrenal function. Surprisingly, it turned out that ox- posed the question whether elevated plasma concen-
iracetam, piracetam, pramiracetam and aniracetam no trations of steroids could likewise suppress the
longer exerted any memory-enhancing effects in adrena- memory-enhancing effects of the nootropics. The ex-
lectomized animals s9, although the animals' general periments carried out to explore this possibility showed
learning capacity was not impaired by adrenalectomy. that pretreatment with corncosterone or aldosterone
A further series of experiments revealed that the loss of not only raised the hormone levels but also suppressed
effect was not simply a matter of the dosage of the the memory-improving effects of all the nootropics 5-~.
nootropics; even much higher doses were likewise in- The parallel control expenments with arecoline, phys-
active after adrenalectomy54. ostigmine, and tacrin (THAI yielded the totally unex-
The next question was whether it was medullary or pected finding that an increase in the steroid levels
cortical products of the adrenals that were critically likewise suppressed the memory-enhancing effect of
involved in the effects of the nootropics. To clarify this these cholinomimetics This opened up the possibility
point, the animals were pretreated with aminoglute- that any form of pharmacologically induced memory
thimide, which, in effect, produces a chemical blockade improvement might be blocked by steroids In the
of the adrenal cortex. Aminoglutethimide is an inhibi- course of another study 56 it was demonstrated that the
tor of several cytochrome-P450-mediated hydroxyla- memory-enhancing effects of the gtycine antagonist
tion steps involved in steroid biosynthesis: e.g., 18- strychnine, the ACE inhibitor captopril, the Ca antago-
hydroxylation of corticosterone (i.e. aldosterone nist nimodopine, and the N M D A receptor blocker
biosynthesis), side-chain cleavage (i.e. conversion of CGP 37 849 can. in fact. also be completely suppressed
cholesterol to pregnenolone), and ll-hydroxilation (i.e. by pretreatment with corticosterone and aldosterone.
glucocorticoid biosynthesis, for a review see ref. 77). An overall evaluation of the findings made with the
Exactly like adrenalectomy, this pretreatment rendered four nootroplcs, the three cholinomimetics, and the
the four piracetam-type nootropics inactive s. Amino- other four memory-enhancing substances strengthened
glutethimide itself had no effects on the retention per- the hypothesis that every ph arnlacological improvement
formance of the mice at the dose used. These findings of memory is mediated by some steroid-sensitive path-
were the first indication that adrenocorticat products way. Although this conclusion strictly speaking ortlv
played a part in mediating the effects of the piracetam- holds for the passive-avoidance situation tested, initial
like nootropics. In this context it must be conceded that experiments have already shown that blockade of al-
aminoglutethimide is not entirely devoid of effects on dosterone biosynthesis by a specific inhibitor. CGS 20
the adrenal medulla: some elevations of catecholamine 287. suppresses the memory-enhancing effect normally
levels have been observed 29. induced by oxiracetam in a social recognition test in
In a second series of experiments, we studied the rats. Moreover. an extensive series of control experi-
influence of a mineralocorticoid antagonist on the ments had revealed that the memory-disturbing effects
memory-enhancing effect of the nootropics. Pretreat- of scopolamine, phenobarbitone, diazepam, and CGP
37 849 were not impaired by steroidal pretreatment 5~'. follows that the memory-enhancing effect will only come
Particularly interesting results were obtained with the into evidence after a certain time-lag. Differences be-
N M D A receptor blocker C G P 37 849: the same dose tween treated and untreated animals would only be-
of 3 mg/kg improved retention performance in the step- come manifest from that moment on when memory is
down passive-avoidance test and impaired it in the based on the products of the processes modulated by
step-through passive-avoidance test. Whereas pretreat- the nootropics.
ment with aldosterone or corticosterone completely In a large series of experiments, we found that the
suppressed the memory-improving effect in the step- effects of nootropics only became measurable about
down situation, the memory-disturbing effect in the 16-20 h after the learning trial, regardless of whether
step-through test situation was insensitive to the ste- the drugs were given before it or afterwards; not until
roids 56x'1. The results accunmlated so far do in fact then was the retention performance of the treated ani-
appear to favour the hypothesis that steroids selectively mals appreciably better than the controls 'Ss. Since a
block pharmacologically induced improvements of me- stable drug effect is still in evidence at all later intervals
mory. investigated {up to 16 days), it seems reasonable to
suppose that the memory emanates from the same
source throughout the entire recorded retention interval
NEW INSIGHTS AND A NEW HYPOTHESIS of 16 days. Oxiracetam must therefore have reinforced
the formation of a substrate necessary for the formation
The fact that drugs belonging to such diverse catego- of the long-term memory. The fact that the animals also
ries as nootropics, cholinomimetics, Ca-channel block- show some retention after shorter intervals is a clear
ers, glycine-antagonists, ACE-inhibitors, and N M D A indication that recollection during these intervals oc-
receptor blockers were all capable of improving reten- curs by way of different mechanisms.
tion performance in our series of experiments clearly If the action of the nootropics facilitates the forma-
illustrates that the mere categorization of a substance tion of the long-term memory trace, and if this effect
as, say, cholinergic cannot be taken to mean that its actually does come about through a modulation ofgene
mode of action on memory is any nearer to being fully transcription, then there is hope that insights into the
understood. The finding that the memory-enhancing time-course of protein synthesis could well also furnish
effects of all these agents can be blocked by a slight indications of the level at which nootropics might in-
increase in corticosterone or aldosterone levels signifies tervene. Current views postulate that the neuronal sig-
that somewhere in the chain of events ultimately lead- nals can activate immediate early genes (IEG's) and
ing to improvement of retention there are intermediate thus lead to the formation of proteins with signal-
links susceptible to the influence of steroids. It was transduction functions. These proteins can then act as
therefore conceivable that our results contained indi- regulators for late, or effector, genes (see e.g. refs. 35,
cations pointing to events that happen after neurotrans- 38). It is known that immediate early genes (e.g. c-los)
mission. This possibility served as a beacon for our can be activated readily, in a matter of minutes, by
further studies. We had already demonstrated that all neuronal activity 14y'2s, or by lesions ~s. The activation
the tested substances were also active when adminis- of late response genes, e.g. the N G F gene, on the other
tered after the learning trial 5-~. That these drugs still hand, takes several h o u r s 3s. Since the effects of the
improve memory even if they are given several hours nootropics are known to be steroid-sensitive, the N G F
after the learning trial can only be interpreted in terms gene may be a particularly apt example, because its
of some modulatory influence on processes still ongo- transcription is likewise steroid-sensitive 4142. Theoreti-
ing for some considerable time after the end of the cally, substances selectively affecting the transcription
learning trial. Since steroids are potent modulators of of immediate early genes would only need to remain
gene transcription s~'93, and the the nootropics appar- capable of exerting a "retroactive" influence on the
ently interact with a process long outlasting the dura- storage of a previously experienced situation over the
tion of the experiment, it would be unreasonable to time period during which elevated mRNA levels indi-
reject the hypothesis that the effect of the latter com- cate gene activation. In lesion-induced elevations of
pounds on memory might be brought about by modu- c-fi)s, m R N A level is already past its peak effect after
lation of gene transcription or protein synthesis 52. two hours, but even after 12 h it remains elevated~s. In
Granting the possibility that a learning experience may the N G F gene, a cqos controlled late response gene, an
lead to the activation of genes, it is obvious that such elevation of m R N A becomes detectable 3 h after the
processes take time. If the nootropics do, in fact, exert lesion and reaches its maximum in about 12 h, but even
an influence on sequential processes of this nature, it after 24 h it has not reverted to the initial levels 3'~. We
have already shown that the nootropics can improve results of such inadequate studies is consequently futile,
retention performance if they are administered within above all while many really relevant problems of clini-
up to 12 h after the learning process s2. Accordingly, on cal research still remain unresolved: e.g,, whether pa-
the basis of the time-course of protein synthesis in tients responding to cholinomimetics also respond to
known genes no inferences can be drawn regarding the nimodipine, plracetam, etc.. or which special physi-
levels at which the nootropics might intervene; the in- ological or pathological characteristics separate re-
formation so far available indicates that both the IEG's sponders from non-responders, Our experimental find-
and the late genes are activated within that space of ings concerning the association between effects on
time. memory and endogenous steroid levels could provide a
What already seems quite certain is that the retarded first clinically verifiable approach in the right direction.
appearance of the drug-induced effect on memory ap- Several studies have already shown that a large pre-
plies only to memory improvement: our control experi- centage of Alzheimer patients have very significantly
ments with memory-impairing substances showed elevated plasma cortisol levels (see e.g. ref. 45). Should
clearly that negative effects are immediately perceptible, it prove that treatment with nootropics or cholinomi-
i.e., after a retention interval of only one hour. That metics is less effective in patients with very high or very
makes it extremely unlikely that memory facilitation low plasma concentrations of cortisol (or aldosterone),
and memory impairment are both induced by modula- then there might be possibilities of identifying potential
tion of the same process. responders in advance and improving the therapeutic
No matter whether this whole series of experiments prospects by treating them with inhibitors of steroido-
does or does not really open up intriguing new perspec- genesis or steroid antagontsts.
tives in the above sense, it should not be forgotten that
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