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Abstract Wide-area damping controller (WADC) requires transfer capability (ATC) of the tie-lines between different
communication networks to transmit remote signals. The usage power control areas [1], [2]. The interarea oscillations often
of communication networks will introduce time delays into the suffer from poor damping since power systems generally
control loop of the WADC. Ignoring this time delay would
deteriorate the damping performance provided by the WADC operate closely to their maximum ATC under deregulated
or even cause the whole system instability. This paper employs electricity market environment [3]. Therefore, they should be
networked predictive control (NPC) to design a WADC for effectively damped. Traditionally, they are damped together
the generator exciter to enhance the damping of interarea with the local mode oscillations by tuning power system
oscillations in a large-scale power system. The NPC incorporates stabilizers (PSSs) installed on the excitation systems of
with a generalized predictive control (GPC) to generate optimal
control predictions, and a network delay compensator to detect the synchronous generators or designing decentralized local
and compensate both constant and random delays. Moreover, controllers [2], [4]. However, the effectiveness of such
model identification is used to obtain an equivalent reduced- controllers to damp interarea oscillations is limited because
order model of the large-scale power system and deal with interarea modes are not always controllable or observable
the model uncertainties and variation of operating conditions. or both from the local signals [5]. With the development
Case studies are based on the New England 10-machine 39-bus
system. Effectiveness of the proposed WADC is verified by of wide-area measurement system (WAMS) and deploy-
simulation studies and compared with a conventional WADC and ment of synchronized phasor measurement units, wide-area
a GPC-based WADC without delay compensation. damping controllers (WADCs) based on remote signals have
Index Terms Delay compensation, interarea oscillations, been proposed to enhance the damping of the interarea
model identification, networked predictive control (NPC), oscillations [5][8].
wide-area damping controller (WADC). The implementation of WADC requires communication
channels to transmit remote signals, which introduce time
I. I NTRODUCTION
delays into the control-loop of the WADC [9], [12]. These
where E{.} is the expectation operator, and y(t tsc + j |t tsc ) This method can measure both constant and random delays
is an optimal j -step ahead prediction of the system output at as it does not rely on the type and traffic condition of
time t tsc . N is the prediction horizon, u(t tsc + j 1| the communication networks. Note that GPC without delay
t tsc ) is an optimal j -step ahead prediction of the system compensation will use the first step of control from the current
input at time t tsc , Nu is the control horizon, and r j is control available control prediction, i.e., u(t) = u(ts |ts ).
weighting sequence and usually defined as a constant value,
r j = r , for j = 1, 2, . . . , Nu . C. Online Model Identification
By solving the Diophantine equations, y(t tsc + j |t tsc )
As a large-scale power system is a complex, nonlinear, and
is obtained as follows:
high-order dynamic system, it is difficult to obtain its full-
y(t tsc + j |t tsc) = G j (z 1 )u(t tsc + j 1|t tsc ) + f j (3)
scale detailed model. However, for the design of a damping
controller, a low-order equivalent linear model, whose struc-
where G j (z 1 ) is an unique polynomials of order j 1, ture is fixed and parameters vary with the operating conditions,
f j = F j (z 1 )y(t tsc ) + H j (z 1 )u(t tsc 1).
is accurate enough and can be estimated by a RLS algorithm
The N j-ahead predictions can be represented by the with a varying forgetting factor [35]. For CARMA model
following matrix equation:
shown in (1), the algorithm can be written as
Y = GU + f (4) (t) = y(t) T (t)
(t 1)
, G, U , and f are denoted in the Appendix in
Y K (t) = P(t 1)(t)/[1 + T (t)P(t 1)(t)]
detail.
(t) =
(t 1) + K (t)(t)
In practice, the constraints of the control signal should be
considered and can be expressed as follows: (t) = 1 [1 (t)T K (t)](t)2 /0
P(t) = [I K (t) T (t)]P(t 1)/(t) (11)
I Umin U I Umax (5)
where (t) = [a1 , . . . , ana , b0 , . . . , bnb ]T is the estimated
where Umin and Umax denote the lower and upper limits of parameter vector. (t) = [y(t tsc 1), . . . , y
the control signal. I denotes the Nu identity vector. (t tsc n a ), u(t tsc 1), . . . , u(t tsc n b 1)]T
According to (2), (4), and (5), the implementation of denotes the measurement vector. P(t) is the covariance
GPC with bounded signals can be represented as a quadratic matrix, I is an identity matrix, K (t) is the adjustment gains,
programming (QP) problem, which can be stated as 0 < < 1 is the forgetting factor used to progressively reduce
1 T the effects of old measurements, and 0 is the preselected
min J (U ) = U H U + bT U + f0 constant. In addition, moving boundaries are introduced for
2
s.t. AqpU bc (6) every parameter to protect the parameters from large modeling
errors, which are caused by a variety of sudden disturbances
where H = 2(G T G+ R), R = diag[ r1 , r2 , . . . r Nu ],
in the power system [34].
b = 2 f T G, f 0 = f T f , Aqp = [T, T ]T , and bc =
[I Umax , I Umin ]T . T is the identity matrix.
III. D ESIGN P ROCEDURE OF THE NPC-WADC
The optimal future Nu steps control vector U can
be obtained by solving the above QP problem. Then, U are The selection of the wide-area stabilizing signals and con-
packed together with a time stamp t tsc and sent to the plant trol location plays an important role in the design of the
side. WADC [18], [41]. Modal controllability/observability-based
approaches have been often used to select location and a
suitable feedback signal for the WADC, such as residues
B. Network Delay Compensator
approach [5] and geometric approach [38]. As the comparison
The NDC determines the time delay and chooses the cor- results of this two approaches provided in [40] show that
responding control prediction. All time delays existing in the the damping controller using the signals recommended by the
closed-loop are defined as a round-trip time (RTT) delay in geometric approach can always obtain the best robustness and
the feedback loop as follows [32]: performances, the geometric approach is also adopted to select
tr = tsc + tc + tca (7) the wide-area stabilizing signals and control location for the
WADC in this paper.
where tr is the RTT delay, tsc is the delay of the feedback The configuration of a large-scale power system equipped
channel, tca the delay of the forward channel, and tc is the with an NPC-WADC is shown in Fig. 2. The selected wide-
processing time of the controller. By comparing the current area signals y(t) are measured via the WAMS and sent to
time t at the controller side with the time stamp ts at the the WADC installed at the selected generator as the input
latest control packet U (ts ), the RTT and current control u(t) signal through communication networks. The proposed WADC
can be obtained as adopts a structure similar with [5] and [33]. The conventional
PSS with the local rotor speed as the input and u l as the
tr = t ts (8)
output signal, is designed to provide damping for local mode
U (ts ) = [u(ts |ts ) u(ts + 1|ts ) u(ts + Nu 1|ts )] (9) oscillations, whereas the output signal u g of the WADC is
u(t) = u(ts + tr |ts ) = u(t|ts ) (10) added to the excitation system of the selected generator to
30 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 23, NO. 1, JANUARY 2015
WADC, using geometric approach [18], [38]. S YSTEM (W ITH PSS M EANS G1, G3, G4, G7, G8,
AND G9 E QUIPPED W ITH PSS)
Step 2: Determining the order of the reduced-order model
of the power system, excluding the WADC using the Schur
balanced truncation method, based on the frequency response
in the frequency range of interarea oscillation [14].
Step 3: Based on the model order determined in Step 2, the
low-order equivalent model is obtained via model identifica-
tion algorithm and used as the prediction model for the NPC.
Step 4: Design of NPC-WADC using the model obtained
in Step 3 as the prediction model and choosing the following
parameters: 1) the output prediction horizon N; 2) the control
horizon Nu , N > Nu ; 3) the weighting sequence r ; and
4) sampling period Ts . For effective compensation of the
time delays, Nu should be larger than the maximal RTT A. Modal Analysis
communication delays. The nonlinear model of the New England 39-bus power
Step 5: Simulation studies are carried out based on the system is linearized at a nominal operating condition [39].
detailed nonlinear model, under different faults and vari- The classification results of oscillation modes of this test
ous operating conditions, to verify the effectiveness of the system without PSS and with several PSSs are given in
NPC-WADC and compare it with the GPC-WADC without Table I. Since the test system without PSS has two modes with
delay compensation and the conventional lead-lag WADC. negative damping ratios, several PSSs are added to generators
to improve the stability of the system. It can be found that
IV. C ASE S TUDY this system with several PSSs still has several local and
interarea modes whose damping ratios are <0.1. Modes 13
To demonstrate the effectiveness of the NPC-WADC, case
are interarea modes, whereas Modes 49 are local ones.
study is based on the New England 10-machine 39-bus system,
Compared with the Mode 1, Modes 29 have relatively higher
as shown in Fig. 3. This test system consists of 10 machines,
frequencies and larger damping ratios, thus it is not necessary
39 buses, and 46 lines, and its detailed parameters are given
to provide supplementary damping to these modes [28]. There-
in [39]. It has been widely used as a test benchmark for
fore, the WADC should be designed to provide damping for
studying the low-frequency oscillations as it performs several
the critical Mode 1, as it has smallest damping ratio 0.0442
interarea modes under disturbances or faults. Each of the gen-
and lowest oscillation frequency 0.6273 Hz.
erators is represented by a fourth-order model and equipped
with an IEEE ST1A excitation system. The transmission
B. Location of WADC and Selection of Wide-Area Signals
system is modeled as a passive circuit, whereas the loads
are considered as constant impedances. The output of the To determine controller location and wide-area feed-
mechanical power of each generator is treated as a constant back signals, geometric measures of modal controllabil-
value for simplicity. ity/observability are used to evaluate the relative strength
YAO et al.: WADC FOR POWER SYSTEM INTERAREA OSCILLATIONS 31
Fig. 4. Geometric controllability/observability associated with Modes 13. Fig. 5. Responses to fault Scenario I, without communication delay.
of candidate signals and the performance of controllers at compared with the GPC-WADC [33] and the conventional
different locations with respect to a given interarea mode WADC (CWADC) [5]. The GPC-WADC and NPC-WADC
[18]. The geometric controllability/observability associated use same parameters for the GPC part. The main difference
with different interarea modes is shown in Fig. 4. Note that between them is the NPC-WADC uses the N-step forward
the number of transmission lines is given in [39]. The WADC control prediction to compensate the communication delay
should be located on the generator, which has larger geometric existing in the control-loop, whereas the GPC-WADC only
controllability with respect to the mode concerned, whereas uses the first step control prediction. In addition, the transfer
smaller geometric controllability with respect to other modes function of the CWADC is given as follows:
in order to reduce the effect on other modes. Therefore, G4 is
selected as controller location. Similarly, it can be found that 10s 1 + 0.6280s 3
HWADC(s) = 0.01 (12)
active power of the transmission line 7 (P318 , line between 1 + 10s 1 + 0.1025s
bus 3 and bus 18) has the largest geometric observability with Simulation studies are carried out based on the detailed
respect to Mode 1 and smaller geometric observability with nonlinear model to verify the effectiveness of the proposed
respect to Modes 2 and 3. Hence, deviation of P318 is chosen NPC-WADC under a wide range of operating conditions
as the wide-area feedback signal for the proposed WADC. and different constant and random communication delays.
The following two scenarios are considered.
C. Design of NPC-WADC Scenario I: A three-phase-to-ground fault (fault F1 shown
Using the model reduction techniques given in [14], the in Fig. 3) occurs at the end terminal of line between bus 3
order of the equivalent model is chosen to be n a = 7 and and 4 near bus 3 at t = 0.5 s, followed by switching off the
n b = 7 since this model is enough accurate for design faulty transmission line at t = 0.6 s.
of WADC. Based on the general guidelines given in [35], Scenario II: A three-phase-to-ground fault (fault F2 shown
parameters of the online identifier are chosen as: 1) 0 = 0.2; in Fig. 3) occurs at the end terminal of tie-line between bus
2) T = 10; and 3) = 0.02. The wide-area signal P318 15 and 16 near bus 15 at t = 0.5 s, followed by switching off
(p.u.) is scaled to 0.1P318 . A washout filter is added to the faulty tie-line at t = 0.6 s.
eliminate constant deviation of P318 when the operating Note that the test system operates at a new operating point
condition of the system is changed. during the postfault period because of the outage of the faulty
For the NPC-WADC, the sampling period Ts = 100 ms is transmission line, and the Scenario II represents a larger
obtained based on the frequency range of the critical interarea change of operating conditions.
mode. As the range of the communication delays introduced
from WAMS vary from tens to several hundreds milliseconds,
Nu = 12 is chosen to compensate the delays less than D. Without Communication Delays
Nu Ts = 1.2 s. As prediction horizon N is usually larger System responses to fault Scenario I without communication
than Nu , N = 25 is used. The desired response can be delays are shown in Fig. 5. Responses of active power of
achieved by setting weighting sequence r = 0.3. To avoid the transmission line P318 and P1718 are presented as they
excessive interference of the local control mode, the output of illustrate the oscillation behavior of the Mode 1. It reveals
the WADC is limited to 0.1 p.u. [34]. that the NPC-WADC provides slightly better damping perfor-
Effectiveness of the proposed NPC-WADC is verified by mance than the CWADC. Note that the GPC-WADC provides
simulation studies based on MATLAB/SIMULINK software, the same damping performance with NPC-WADC, because
32 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 23, NO. 1, JANUARY 2015
G. Delay Margin of NPC-WADC Fig. 12. Responses to fault Scenario I, with 200600 ms random delays.
Fig. 13. Delay margin of NPC-WADC with Nu = 12, under fault Scenario I. Fig. 15. Responses to fault Scenario II, without communication delays.
Fig. 14. Delay margin of NPC-WADC with Nu = 17, under fault Scenario I. Fig. 16. Responses to fault Scenario II, with different communication delays.
tie-line between bus 15 and 16, and without communication effort to achieve better performance than the CWADC even
delays are considered, is shown in Fig. 15. It is observed without the time delays.
that the NPC-WADC effectively damps the power oscillations,
whereas the CWADC cannot maintain the whole system sta- V. C ONCLUSION
bility due to the large change of operation condition caused
by the outage of tie-line between bus 15 and 16. Furthermore, A WADC has been proposed based on NPC and model
system responses to fault Scenario II with 300- and 500-ms identification technique for enhancing the damping of power
constant communication delays are also given in Fig. 16. system interarea oscillations and improving power system
It reveals that the oscillations are well damped because stability. The proposed NPC-WADC can effectively damp
the NPC-WADC compensates the communication delays interarea oscillations and actively compensate time delays in
effectively. the wide-area feedback signals. Moreover, model identifica-
tion has been applied to deal with model uncertainties of
the large-scale power systems and obtain a reduced-order
I. Comments equivalent prediction model for the NPC-WADC. Detailed
Simulation results show that the NPC-WADC can provide design procedures of the NPC-WADC have been given and
better damping performance than the CWADC. However, it is demonstrated via case studies based on the New England
worth pointing out that the NPC-WADC has a more complex 10-machine 39-bus system, comparing with the GPC-WADC
structure and thus requires more computation time than the without delay compensation, conventional lead-lag WADC
CWADC. Moreover, the NPC-WADC requires more control and only local PSSs without WADC. Simulation results
YAO et al.: WADC FOR POWER SYSTEM INTERAREA OSCILLATIONS 35
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considering communication time delays, IEEE Trans. Power Syst., and 1987, respectively.
vol. 29, no. 1, pp. 318329, Jan. 2014. He was a Lecturer in Electrical Engineering at
HUST from 1981 to 1984, a Research Fellow and
Senior Research Fellow at QUB from 1987 to 1991,
and a Lecturer and Senior Lecturer with the Depart-
ment of Mathematical Sciences, Loughborough Uni-
versity of Technology, Leicestershire, U.K., from 1991 to 1995. Since 1995, he
has been the Chair of Electrical Engineering with the Department of Electrical
Engineering and Electronics, University of Liverpool, Liverpool, U.K., as the
Head of the Intelligence Engineering and Automation Group. His current
research interests include adaptive control, mathematical morphology, neural
networks, learning systems, evolutionary computation, and power system
control and operation.
Wei Yao (M13) received the B.Sc. and Ph.D. Shijie Cheng (M86SM87F11) received the
degrees in electrical engineering from the Huazhong B.S. degree from Xian Jiaotong University, Xian,
University of Science and Technology (HUST), China, the M.Sc.degree from the Huazhong Univer-
Wuhan, China, in 2004 and 2010, respectively. sity of Science and Technology (HUST), Wuhan,
He was a Post-Doctoral Researcher with the China, and the Ph.D. degree from the University
Department of Power Engineering, HUST, from of Calgary, Calgary, AB, Canada, all in electrical
2010 to 2012, where he is currently a Lecturer with engineering, in 1967, 1981, and 1986, respectively.
the School of Electrical and Electronics Engineering. He has been a Professor with the School of Electri-
Since 2012, he has been a Post-Doctoral Research cal and Electronics Engineering, HUST, since 1991.
Associate with the Department of Electrical Engi- His current research interests include power system
neering and Electronics, University of Liverpool, control and stability analysis, application of artificial
Liverpool, U.K. His current research interests include power system stability intelligence, and energy storage.
analysis and control, and renewable energy. Prof. Cheng is a fellow of the Chinese Academy of Sciences.