Beruflich Dokumente
Kultur Dokumente
82
64. J. L. Singer, The Inner World of Daydreaming, Harper & Row, New York,
1975.
65. 1. Janis and L. Mann, Decision-Making, Free Press, New York, 1977.
MAPPING CONSCIOUSNESS:
DEVELOPMENT OF AN EMPIRICAL-
Direct reprint requests to:
PHENOMENOLOGICAL APPROACH*
Jerome L. Singer, Ph.D.
Department of Psychology
Yale University
Box IIA, Yale Station RONALD J. PEKALA
New Haven, Connecticut 06520 University Drive V. A. Medical Center, Pittsburgh
RALPHL. LEVINE
Michigan State University
ABSTRACT
..."
A methodology for mapping the structure and organization of subjective experience
via the retrospective completion of a self-report inventory, the Phenomenology of
Consciousness Questionnaire (PCQ), is presented. The development of the
questionnaire is discussed along with its refinement by cluster and factor analyses.
...
The usefulness of this approach for mapping subjective experience associated with
various stimulus conditions is offered as an unobtrusive and reliable means to
quantify states of consciousness phenomenologically.
INTRODUCTION ,..
n
"1
TIle last twenty years have seen a tremendous growth in the theorizing on the ~;
,
nature of consciousness [1-5] and its various altered [6] or alternate [7] states
as induced by meditation [8], drugs [9, 10], hypnosis [11], EEG-biofeedback .<,,
[12] , and many other altered state induction procedures. Since consciousness, "
by definition, is "awareness, especially of something within oneself' [13], it
would seem that introspection or phenomenological observation [14] might be
J very useful means to map subjective experience.
Yet, despite a great deal of theorizing on the enumeration [15, 16] , nature
[I 7, 18] , and organization of states of consciousness [19-21] , with the
exception of studies that have focused upon a particular state of consciousness
This paper is based on the first author's dissertation that was completed in partial
lulllllrnent for a degree of Doctor of Philosophy in Clinical Psychology at Michigan State
L'lll,ersity.
29
C 1981, Baywood PUblishing Co.; Inc.
'3D I R. J. PEKALA AND R, L. LEVINE MAPPING CONSCIOUSNESS I 31
[22-24] , there has been relatively little systematic research into the structure of into question [29] , a phenomenological or introspective approach may be the
consciousness and its various states via the observation of subjective experience. unly means to adequately and comprehensively investigate the structure of
There has also been little research that compares the phenomenological conscious experience.
parameters of altered states of consciousness against normal, nonaltered states. If a phenomenological methodology for assessing and mapping the structure
Such comparisons may be crucial, especially since evidence suggests that altered of consciousness is found to be reliable and valid, then it can be used to deter-
states may not be that different phenomenologically from ordinary, nonaltered mine the particular phenomenological parameters associated with a specific
states of consciousness [25]. In short, although much theorizing exists on the stimulus condition. Such parameters could then be used to quantify the
nature of consciousness and its various states, there is less than adequate phenomenological state associated with a particular stimulus condition. This
phenomenological research to evaluate the validity of that theorizing. would provide a means by which states of consciousness [3, 7] associated with
One of the reasons for the lack of phenomenological research is related to the stimulus conditions or induction procedures used to produce altered states of
expectation that neurophysiological methods, especially electroencephalography, consciousness [6] could be empirically compared to one another.
could be used to map the structure and organization of consciousness [26, 27]. It appears that a phenomenological methodology for unobtrusively and
But the use of such an approach has not led to great advances in our under- reliably mapping the structure of subjective experience need not be that difficult
standing of states of consciousness, besides the association of particular EEG to develop.
rhythms to general states of awareness, such as sleeping, dreaming, and waking
[28].
I
METHOD I
Moreover, recent evidence on the lack of a relationship between the I
occurrence of the "alpha experience" [27] and the strength or density of the .;"
Development of a Phenomenological Methodology
EEG alpha activity "calls into question the entire enterprise of 'maping
consciousness' neurophysiologically." [29] This suggests that neurophysiological Klinger suggests that there are five procedures currently is use for assessing
methods may not be able to comprehensively map subjective experience. the phenomenology of experience [37]. These include: self-report ..,
A second reason for the lack of systematic phenomenological research into questionnaires, thinking out loud, narrative thought sampling, thought sampling
states of consciousness concerns the difficulty involved in trying to devise a
phenomenological methodology to adequately and unobtrusively map the
usingratings, and event tabulation. With self-report questionnaires, subjects
retrospectively evaluate aspects of their subjective experience via an inventory.
,,....
II
structure of conscious experience. Ever since the turn-of-the-century TIle experience assessed may be the nature of subjective experiences in general
structuralists, such as Wundt [30] and Titchener [31] were attacked for their or the quality of a given experience in particular. In thinking out loud, the
obtrusive methods of introspection [32] and the uselessness of mapping the subjects verbally report what they are experiencing while they are experiencing
structure of subjective experience through introspection [33] , psychologists it.
have been hesitant to assess the nature of phenomenological experience. The third method, narrative thought sampling, consists of the subjects going
When Titchener attempted to investigate the structures of consciousness by about their everyday business and being interrupted intermittently and asked ,
')
retrospection upon a few seconds of subjective experience, such a method was about their experience just before the interruption. With the fourth method,
ridiculed for "freezing" and hence destroying the most fundamental property of instead of being asked to spontaneously report their experiences, subjects rate
consciousness, its evanescent and fleeting quality [34]. More recently, due to their subjective experience according to particular items. This procedure allows
behaviorism's hegemony during the twentieth century [35] and the acceptance for the flexibility and unobtrusiveness of narrative thought sampling and yet
by psychologists of behaviorism's philosophical and methodological assumptions, allows as many aspects of subjective experience to be assessed as there are items.
the mind or consciousness has been seen to be of dubious epistemological status In the last method, event tabulation, the subjects report the number of times
[36]. As a result, introspection was seen as an inherently flawed tool for the subjective events occurred during a particular time period.
investigation of consciousness. Three of these approaches appear to have serious drawbacks for
However, modern functionalists, like Klinger [37] and Singer [38], are comprehensively and adequately monitoring subjective experience. A content
reliably mapping the stream of consciousness or the nature of the daydreaming analysis of the subjects' verbalizations during either thinking out loud or
experience without stopping and hence destroying the nature of that experience. narrative thought sampling, may not yield data comprehensive enough to cover
This strongly suggests that similar methodological approaches may be used to themany dimensions of phenomenological experience. On the other hand,
systematically and unobtrusively map the structure of conscious experience. having subjects report the number of times many different subjective events
Since neurophysiological approaches for mapping consciousness are being called c~curred could be tedious and overwhelming.
32 I R. J. PEKALA AND R. L. LEVINE MAPPING CONSCIOUSNESS I 33
Retrospective phenomenological observation - The Imaginal Process [3, 19] ,Krippner's [15] and Ludwig's [16] altered states of consciousness, and
Inventory, which assesses the nature of the daydreaming experience [39] , and Silverman's dimensions of attention [1] , the following dimensions or content
other self-report questionnaires, such as those concerning imagery vividness areas of consciousness were identified: self-awareness, body integrity, (altered)
[40,41] have been found to be reliable and valid. Similarly, a self-report state of awareness, alertness, attention, volition, space/time, perception, affect,
inventory assessing the various aspects of subjective experience might yield an imagery, internal dialogue, memory, rationality, meaning, and a miscellaneous
appropriate and reliable assessment of the nature of phenomenological category.
experience. If subjects could use the questionnaire in order to rate their Items were constructed for each of these content areas. The form of these
subjective experience for an immediately-preceding time period, the act of items was patterned after the Post-Session Questionnaire (PSQ) items developed
observation would be retrospective and hence not as obtrusive as reporting on by Osis, Bokert, and Carlson to assess phenomenological experience during
subjective experience as it was occurring. This approach is thus a combination meditation [42]. Each item consisted of extreme statements that anchored a
of the self-report questionnaire and the thought sampling method using ratings. seven-point Likert scale. The items were randomly ordered, yielding an initial
Such an inventory would rely on subjects remembering the nature of their questionnaire of sixty items. Several pilot studies were completed on this initial
experience during the criterion time interval and accurately rating it on the questionnaire, during which time items were added, deleted, and modified.
items of the questionnaire. The time interval to be assessed would have to be
short enough so that memory loss would not severely affect the material First and second pilot studies - For the first pilot study twenty subjects
reported, and yet long enough to allow for any stable properties of conscious- experienced the baseline condition of sitting quietly with their eyes open for
ness to demonstrate themselves without interference from the stream of thought. four minutes and then completed the questionnaire. They were also asked to
Since a time period of only several seconds may be associated with a disruption write down their impressions of how appropriately the questionniare assessed
of the stream of consciousness [32] , and it was not known how accurate what they had experienced and any areas of experience they felt the
subjects would be in retrospecting upon an assessment period of ten minutes or questionnaire did not assess adequately. Based on their feedback, many of the
more, it was decided to use a time interval of only several minutes. items of the questionnaire were modified and ten more items dealing more
For this purpose, a time period of four minutes was chosen. Such a time specifically with the aforementioned content areas were added to the original
period seemed long enough for any stable and relatively intransient properties of sixty.
consciousness to be assessed without disrupting ones stream of consciousness and For the second pilot study, fifteen subjects completed the expanded
yet it seemed short enough so that remembering the general nature of that questionnaire after experiencing an identical baseline condition. Since the .
;L
experience would not be extremely difficult.
(j
~,
,
'
'J'
subjective experience should be representative of a usual, ordinary state of at doingit, it would be easier for them to retrospectively rate their subjective ()
consciousness, a baseline period was needed that would be similar to ones experience. ~.
')
ordinary waking state of consciousness, i.e., unstructured ongoing thought [18].
Ones ordinary waking state has been described as that in which a person is alert Thirdpilot study - For this purpose an initial practice period was instituted
and conscious, engaged in the perception of external or internal events, involved before the baseline condition for a third pilot study and a means was devised
in some verbal thinking, and maintaining a satisfactory self-image [21]. that monitored the subjects' consistency at completing the questionnaire. Five
Since structuring the session to engage in some specific type of activity would Hems of the questionnaire (those dealing with awareness, attention, affect,
bias the state of consciousness assessed in terms of that activity, only a more internal dialogue, and imagery) were duplicated with synonyms substituted for a
open-ended instructional set was needed. For this reason, sitting quietly with few of the words in each of the items. Thus there were two sets of five items
ones eyes open was chosen as the baseline measure. It meets the criteria ....ith nearly identical wording. Five items of the previous 70-item questionnaire
proposed by both Singer [18] and Fishkin and Jones [21] and is a procedure that seemed rather ambiguous were eliminated and the set of duplicate items
that most people should be able to do without difficulty. were included in their place.
At the beginning of the third pilot study, twenty-seven subjects were given a
The Phenomenology of Consciousness Questionnaire (PCQ) short explanation of the nature of introspection and what that might involve.
After sitting quietly for one minute with their eyes closed, the subjects
Construction of the questionnaire - Based upon Battista's eight elements of
completed a ten-item practice question very similar to the longer inventory.
phenomenological experience [14], Tart's eleven subsystems of consciousness
34 I R. J. PEKALA AND R. L. LEVINE
MAPPING CONSCIOUSNESS I 35
subjects to do that seemed quite appropriate for assessing ordinary, waking :h,oefhclCntalpha (.72) less than one of its subclusters, direction of attention (.76). Since
.1\ seemed due to the much lower alpha for the absorption subcluster (.58) both sub-
consciousness. clustCfI were still combined, especially since the correlation between subclusters was high
II = .63).
MAPPING CONSCIOUSNESS / 37
36 I R. J. PEKALA AND R. L. LEVINE
the distinctions between clusters arrived at via the multiple groups cluster
Table 1. Dimensions of Consciousness and Corresponding analytic approach, it "will usually find those dimensions which are completely
Coefficient Alphas for the Final Cluster Analysis outside the investigator's frame of reference." [43]
Number of Coefficient The analysis consisted of a principal components factor analysis that was
Dimensions Items Alphas followed by Varimax rotation. Orthogonal factors were extracted for factors
with eigenvalues of greater than one. Nine factors were generated, accounting
1. Internal dialogue (2) .91 for 43 per cent of the variance. As can be seen from Table 2, except for the
collapsingof attention and memory, the clusters arrived at by this blind
2. Awareness (5) .86
empirical analysis were exactly the same as the clusters arrived at by
a. Self awareness (2) .81
confirmatory cluster analysis .
b. State of awareness (3) .79
Another exploratory factor analysis was also performed, but with only the
3. Imagery (4) .84 thirty-nine items of the final confirmatory cluster analysis. Seven factors were
a. Imagery amount (2) .78 generated which accounted for 46 per cent of the variance. As can be seen from
b. Imagery vividness (2) .77 Table 3, almost invariably, the factors were composed of items that were
grouped together according to the clusters or subclusters arrived at by
4. Positive affect (4) .77 confirmatory cluster analysis."
The results of these exploratory factor analyses strongly suggest tha t there
5. Volition (4) .74
were no other dimensions of consciousness tapped by the PCQ besides those
(9) .73 already mentioned. Table 4 lists the thirty-seven items of the final cluster
6. Altered experience
(3) .63 analysis, excluding the alertness items, according to the dimensions to which
a. Meaning
(2) .54 they belonged.?
b. Perception
c. Time (2) .53
d. Body image (2) .49 DISCUSSION
7. Attention (4) .72 The PCQ and its method of administration were developed to unobtrusively
a. Attention direction (2) .76 and reliably assess the structure of subjective experience. A search of the
b. Absorption (2) .58 literature identified the major areas of phenomenological experience and the use
of confirmatory cluster analysis collapsed and refined these areas into nine
8. Negative affect (3) .65
major dimensions of consciousness that were internally consistent, i.e., had a
(2) .61 coefficient alpha of .60 or greater.
9. Memory
An average coefficient alpha of.76 for these nine dimensions of conscious-
10. Alertness (2) .50 ness attests to the relatively good internal consistency for these dimensions.
These results indicate that the PCQ is a reasonably reliable instrument for
assessing nine major dimensions of subjective experience. The other measure of
This process of confirmatory cluster analysis yielded ten major clusters or
reliability used, Pearson r for the five pair of duplicate items, indicated that the
dimensions of consciousness that were composed of only thirty-nine of the
subjects were being fairly consistent in completing the items of the questionnaire.
original sixty items of the PCQ. Of these ten, four clusters were composed of
These reliabilities can be defined as being above the lower limit of adequate
two or more subc1usters. Table 1 shows the clusters and subclusters, the number
reliability and are high enough for introspective data to be adequately evaluated.
of items in each, and their corresponding coefficient alphas. Of the fifteen
They indicate that retrospective introspection by means of a self-report
dimensions found in the third pilot study, only rationality failed to find
empirical support as a cluster or subcluster of phenomenological experience,
, The consistently lower coefficient alphas for the alertness dimension in both the
although a coefficient alpha of only .50 for alertness makes its inclusion as a cluster and factor analyses makes its inclusion as a reliable major dimension of conscious-
major dimension questionable. ness questionable. For this reason, it was not included as a major dimension of conscious-
ness in the discussion section.
As a check upon the above dimensions, an exploratory factor analysis was
, A CQPY of the sixty-item PCQ is available from the author upon request.
done on all sixty items of the PCQ. Although this type of analysis tends to blur
38 I R. J. PEKALA AND R. L. LEVINE
,.
MAPPING CONSCIOUSNESS I 39
,
Table 2. Exploratory Factor Analysis for All Sixty Items of the Table 2. (Cont'd.)
Factor
Item
Phenomenology of Consciousness Questionnaire
Number
General Nature of
Item Content
Factor
Loading
Factor
Item
Number
General Nature of
Item Content
Factor
Loading
I
#65 direction of attention .46 ,\
[
I
control over attention .36
#55 change in body perspective .52 #41 memory .36
#67 dizzy and disoriented .51 #26 understanding of experience .34
#70 strange and dream-like state .50 I
#68
#56
#66
#39
sacredness or deep meaning
ineffability
change in objects of world
profound and enlightening ideas
.49
.47
.44
.44
5. Negative Affect
#38
#31
#71
(Alpha = .79; Variance = 4%)
feelings of irritation
feelings of anger
.69
.62
, -.
!i
4. Attention/Memory (Alpha = .76; Variance = 5%) questionnaire is a viable means for assessing subjective experience. A subsequent
#44 focus of attention .70 paper [46) will further evaluate the reliability of this approach and will also
#43 logical/illogical thinking .68 aJd'ess itself to its validity since the usefulness of retrospective
#51 distraction/absorption .50 phenome~olOgical observation will ultimately depend on its ability to validly
#58 involvement/detachment .46
help predict future behavior and add to our understanding of that behavior [36J.
I
Table 3. Exploratory Factor Analysis for the Thirty-Nine Items of the PCO
Dimensions
I
I
Factors
1.
Variance
(10%)
Item
#57
(Sub)Dimension
state of awareness
state of awareness
Loading
.72
.72
Alpha
#62 positive affect .39 unusual state of consciousness. any different or unusual from what -"''/
'./...
j
(J
.71 .79 it ordinarily is. .., f '
3. (7%) #50 volition ',..
,<,
#42 volition .70 I I,.:
#19 volition .56 3. Imagery )
( J
Table 4. (Cont'd.)
Table 4. (Cont'd.)
Dimensions
Dimensions 4
Right Dipole Left Dipole Right Dipole
Left Dipole
I experienced no strong feelings of c. Time
I experienced very strong feelings I felt no sense of timelessness; time Time stood still; there was no
love.
of love. flowed as I usually experience it. movement of time at all.
I experienced no joy or bliss
I felt extreme joy and bliss. My perception of the flow of time I noticed no changes in my per-
beyond my usual feelings.
changed drastically. ception of the flow of time.
I experienced no intense sexual
* I became aware of very intense d. Body Image
~
feelings.
sexual feelings. My body ended at the boundary I felt my body greatly expanded
between my skin and the world. beyond the boundaries of my skin.
5. Volition I had no control over what I was I continually maintained a very I experienced an intense unity with
I had complete control over what Ir
paying attention to. strong sense of separation between the world; the boundaries between
{
1
I was paying attention to.
I was actively involved in deter-
I was able to "let go" and passively myself and the environment. me and the environment dissolved I I
\
experience what was happening to away.
!
44 I R. J. PEKALA AND R. L. LEVINE
II 41',I
MAPPING CONSCIOUSNESS I 45
The nine major dimensions of the PCQ were derived by cluster analysis and
supported by exploratory factor analysis. Since the items that composed them
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