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2015 International Conference on Computing, Networking and Communications (ICNC), Workshop on Computing, Networking

and Communications (CNC)

A Novel Application of Massive MIMO:


Massive Antenna Systems for Wireless Entrance
(MAS-WE)
Kazuki Maruta, Atsushi Ohta, Satoshi Kurosaki, Takuto Arai and Masataka Iizuka
NTT Access Network Service Systems Laboratories, NTT Corporation
1-1 Hikari-no-oka, Yokosuka-Shi, Kanagawa, 239-0847, Japan
Emails: {maruta.kazuki, ohta.atsushi, kurosaki.satoshi, arai.takuto, iizuka.masataka}@lab.ntt.co.jp

Abstract This paper proposes a practical application of Radius: ~3km


Relay Station (RS)
Massive MIMO technology, Massive Antenna Systems for High order spatial with Wi-Fi AP function
Wireless Entrance (MAS-WE), and its related inter-user division multiplexing
interference (IUI) cancellation and scheduling techniques. MAS-
WE, on which the entrance base station (EBS) employs a large
number of antennas, can effectively provide high capacity
wireless entrance links to a large number of Wi-Fi access points
(APs) distributed in wide coverage area. The proposed Entrance
techniques have been ultimately simplified to be less impact for Base Station (EBS)
with massive antennas Wi-Fi access
their practical implementation in order to spatially multiplex
more than 16 signal streams with around 100 antenna elements at
EBS side. SIR performance was evaluated by system level Fig. 1. Concept of MAS-WE.
simulation considering imperfect channel state information (CSI)
and the results showed that the proposed MAS-WE with
peacetime as well as emergency. In order to make the MAS-
simplified techniques can achieve high spectral efficiency with
WE attractive and effective, the total capacity should be larger
high level space division multiplexing.
as much as possible. We introduce some new ideas to
Keywords Massive MIMO; Multiuser MIMO; Inter-user maximize the gain of the Massive Multiple-Input Multiple-
interference cancellation; Scheduling; Spatial correlation; Output (Massive MIMO) [2]-[4] technologies. First feature is
Sectorization that the systems can work on nearly static channel condition
by focusing limited application. In addition, we propose its
I. INTRODUCTION related two simplified techniques; inter-user interference (IUI)
In recent years, the traffic on wireless access networks such cancellation scheme and scheduling method. The former can
as WiMAX and LTE is explosively increasing with the be realized by recursive signal processing and the latter can
surprising diffusion of smart-phones. As a result, the reduce spatial correlation (inter-user correlation) utilizing
exhaustion of frequency resource, especially on micro-wave angular difference between users. These proposed techniques
band, is quite critical and it is one of the most important issues exploit features of MAS-WE. This paper shows the
on wireless communication. The offload approach to Wireless effectiveness of the proposed techniques and MAS-WE can be
LAN is an immediate solution for directly accommodating a practical application of massive MIMO.
such large traffic into our optical networks and save the The rest of this paper is organized as follows. Section II
frequency resources for the cellular systems. On the other presents the features of MAS-WE. Section III describes the
hand, after the Great East Japan Earthquake, robust networks, proposed IUI cancellation scheme and user scheduling method,
which can work continuously during very long interruption of respectively. Computer simulation results are shown in
the power supply against huge disaster, is strongly desired for Section IV. Finally, the paper is concluded in Section V. In
safe and secure society. this paper, normal letters represent scalar quantities, bold
As one of the solutions to such demand, we have proposed lowercase letters indicate vectors and uppercase letters
Massive Antenna Systems for Wireless Entrance (MAS-WE). indicate matrices. |.|, (.)T and (.)* represents absolute value,
MAS-WE provides easy Wi-Fi access through Relay Stations transpose and conjugate transpose, respectively. It is noted
(RSs) equipped with Access Point (AP) functions, as shown in that "user" means RS hereafter.
Fig. 1. The basic concept of MAS-WE is the self-sufficient II. FEATURES OF MAS-WE
network infrastructures which do not require both wired power
supply and wired links. If RSs can be driven by solar cell and The Entrance Base Station (EBS) equips a large number of
battery, their installation becomes flexible and MAS-WE also antennas and effectively provides wireless entrance links to
could contribute to solve the global environment problems. RSs spread in the wide service area via Multiuser MIMO
Therefore, we believe that MAS-WE is quite effective in (MU-MIMO) [1]. The RS has only single antenna and it also

978-1-4799-6959-3/15/$31.00 2015 IEEE 331


2015 International Conference on Computing, Networking and Communications (ICNC), Workshop on Computing, Networking
and Communications (CNC)

has a function of Wi-Fi Access Points (APs) for easy access where hij denotes the CSI from the j-th EBS antenna to the i-th
by widely prevalent Wi-Fi terminals. When MAS-WE, for RS and hi=(h11, h12, , h1L) 1L represents channel vector of
example, covers 3km in radius while coverage of Wi-Fi AP is the i-th RS. First, we propose IUI cancellation scheme based
100m one, the EBS should accommodate about 900 of Wi-Fi on Equal Gain Transmission (EGT) weight. In the DL, EGT
cells. A large capacity for the entrance links is required and it has better applicability than MRT since the transmission
should be achieved by higher order space division power is restricted for each amplifier of transceiver antenna
multiplexing (SDM) due to the limitation of the frequency elements. In the UL, MRC is suitable for maximizing
resources. reception performance. EGT weight matrix, W, is simply
obtained from phase inversion of H;
In the last few years, massive MIMO emerges and has been
investigated because of its attractiveness in scalability and h11* *
h21 hM* 1
hM 1

energy efficiency [2]-[4]. Since a large number of CSIs are h h21
* 11
required to be estimated, they have been mainly discussed h12 
from viewpoints of pilot contamination and channel h12
1
reciprocity calibration based on time division duplex (TDD). W h *ji
LM  
MAS-WE can eliminate these problems because the EBS and h ji
RSs are fixedly installed in a height and almost line of site 
(LOS) environment is assumed. It yields stable channel state h1*L *
hML

composed of strong direct path and feeble reflected paths.
h1L hML
Therefore, once Channel State Information (CSI) is obtained w11 w12  w1M
and calibrated, it can be utilized over the long period for the w 
downlink (DL) or the uplink (UL) SDM. In other words, 21

 wij 
assuming CSI estimation is carried out before the
communication service starts, frequent estimation procedure 
w wLM
can be omitted during ordinary operation. Thus pilot L1 
contamination problems can be avoided by scheduled CSI w1 w 2  wM . (2)
estimation for RSs in wide area. wi=(w11, w21, , wL1)T L1 is EGT weight vector for the i-th
Other considerable problem of massive MIMO is a huge RS. The transmission signal vector is T=(t1, t2, , tM)T M1
computational complexity for SDM. Complexity to calculate and the reception signal vector R=(r1, r2, , rM)T M1 is
the transmission or reception weight for (MU-)MIMO, e.g. then given by,
Zero Forcing (ZF) [1], generally increases with the number of R HWT  N
transmission antennas, L, and squared number of reception h1 t1 n1
antennas, M2, i.e. O(LM2). Such weight calculation including h
CSI acquisition must be performed whenever the combination 2 w1 w 2  w M t 2  n2
of users is changed. Exploiting excess degree of freedom,   
h t n
Maximal Ratio Transmission (MRT) and Maximal Ratio M M M
Combining (MRC) can be applied in reasonable complexity h1 w1 h1 w 2  h1 w M t1 n1
but its multiplexing gain is limited compared to ZF approach h w h n
2 1   2 w M t 2 2
since MRT/MRC does not suppress IUI. Multiuser scheduling  hi w j 
[5] is generally incorporated to appropriately obtain    
multiplexing gain, however, its computational load is also too h w h w
M 1 M 2  hM w M t M n
M


impractical to search an optimal combination from a large
number of users. The impact of such computational load (U  V )T  N , (3)
becomes exponentially larger with increasing the number of h1 w1 0  0 0
antennas and multiplexed signal streams. In order to increase 0  0
multiplexing gain with simplified approach on MAS-WE, we
U  h w
i i  , (4)
propose two techniques explained in following section.
0  0
0 0  0 hM w M
III. SIMPLIFIED TECHNIQUES FOR MAS-WE
A. Novel Inter-user Interference cancellation 0 h1 w 2  h1 w M
h w h
When L EBS antennas and M RSs are spatially multiplexed 2 1  2wM
V  (5)
to communicate simultaneously via the same frequency 0 .
channel, the DL channel matrix H ML is represented as;  
h w h w  0
M 1 M 2
h11 h12  h1L h1 N=(n1, n2, , nM)T M1 denotes an additive white Gaussian
h  h
21 2 noise (AWGN) vector. HW=U+V is an MM matrix where U
H  hij   , (1) is defined as diagonal matrix composed of desired components
 and V is defined as a non-diagonal matrix composed of
h  hML h interference ones. Here, we introduce IUI cancellation signals
M1 M
in order to eliminate interference signal term, VT, in (3).

332
2015 International Conference on Computing, Networking and Communications (ICNC), Workshop on Computing, Networking
and Communications (CNC)

Weight matrix to generate IUI cancellation signals, W, can be K


defined as follows, T (K ) T
k 0
(k )
. (11)
h1 w 2 h1 w 3 h1 w M
0     With the proposed method, IUI cancellation can be
h1 w1 h1 w1 h1 w1 practiced by symbol-by-symbol operation which superposes
 h2 w1 0
hw
 2 3
hw
  2 M
h2 w 2 the IUI cancelation signals to the initial transmission signal as
h2 w 2 h2 w 2
W U 1V hw h3 w 2 . (6) well as exploiting simple EGT weight. Its computational
 3 1  0   complexity can be estimated as O(KM2) from (10). With
h3 w 3 h3 w 3 regarding required value of K is around 4 (see results below)
    
hM w1 hM w 2 hM w 3 while conventional ZF requires O(LM2) for large number of
    0 antennas, e.g. L>100. In addition, the calculation on the
hM w M hM w M hM w M proposed scheme in (10) which comprises only multiplication
IUI cancellation signals are generated as WT and superposed of the matrix and the vector is quite simple. It is suitable for
on the initial transmission signal, T. The new reception signal iterative signal processing and can reduce the hardware impact
vector, R(1), is now expressed as; for the practical implementation. On the contrary, the signal
R (1) HW T  WT  N processing on such as ZF, MMSE, or SVD are complex and
they have difficulties for hardware implementation in case of
U  V T  WT  N large scale channel matrix. Moreover, CSI and weight vectors
U  V  U W  V W T  N can be available for a long period since MAS-WE assumes
U  V W T  N . (7) stable channel environment as explained in the section 1. Once
The proposed method replaces the IUI term VT in (3) with the EBS calculates wi and -hiwj/hiwi for all combination of RSs
VWT in (7). Each absolute element of W is expected to be beforehand, W and W can be easily constructed by reading
much smaller than one because the denominator is a result of corresponding values of multiplexing RSs from the memory
EGT intensifying desired signal strength L-fold whereas the without any calculation. These features can significantly
numerator indicates a randomly added complex value of IUI reduce computational complexity and improve flexibility of
increasing L-fold. In order to make IUI cancellation effective, scheduling. Similarly, the proposed scheme can be applied to
the EGT gain is required to be larger than the sum of the UL. Note that MRC weight is applied for the UL reception
interference intensity as follows; instead of EGT weight.
M
B. Low Correlation User Scheduling
hi w i ! hi w j . (8)
j zi
MAS-WE assumes accommodating hundreds of RSs in
Though EGT itself cannot reduce IUI power, introducing IUI LOS wide area coverage and a few dozen of RSs are to be
cancelation signals, WT, can further reduce IUI components. spatially multiplexed. Spatial correlation between RSs, that is,
If elements of hi have the same amplitude because of LOS the inner product between channel vector of the i-th RS hi and
channel, wi=hi*/|hi|. Thus the element of W can be rewritten that of the j-th RS hj, is an important factor in SDM. In
as -hiwj/hiwi=-hihj*/(|hi||hj|). It indicates normalized spatial general, the expected value of the inner product between two
correlation between the i-th and the j-th RSs. IUI cancellation general vectors with random value decreases as the dimension
performance of the proposed scheme can be improved by of the vector grows. Massive antenna provides the large
incorporating scheduling method to reduce the spatial dimension of channel vector and thereby the lower channel
correlation. VWT, called residual IUI shown in (7) can be vector correlation between RSs is expected. However, in the
further reduced by introducing second order IUI cancelation LOS case that RSs exist in the same direction from the EBS,
signals, W2T. Similarly, applying K-th order IUI cancellation spatial correlation may increase. Fig. 2 shows the normalized
signals yields reception signal vector of general expression, absolute value of spatial correlation between the i-th and the j-
R(K), as indicated by, th RSs with azimuth angular difference, . This rough
evaluation considers only LOS channel model, EBS equips
R(K ) HW T  WT  W 2T    W K T  N 128 antennas and two RSs are located at a radius of 3km.
K Spatial correlation is obtained by following inner product
(U  V ) W k T  N calculation;
i 0
K K 1 f (T ) hi h*j hi h j . (12)
UT  V W
i 1
k
T V W
i 0
k
T  V W K T  N
From Fig. 2, spatial correlation value decreases as increase of
K
K and exhibits the lower value than 0.2 when =5~30.
U  U W  V W  V W T  N
k 1

i 1 Otherwise, it fluctuates irregularly regardless of . It indicates


U  V W K T  N . (9) that selecting RSs located in the similar direction may
(k)
deteriorate multiplexing gain because strong correlation
Assuming T (k=1, ..., K) as a transmission signal at k-th breaks relationship in (8). In MAS-WE, RSs are assumed to be
order, it can be expressed by using recursive formula; fixedly arranged and their positional information, i.e. direction
T ( k ) WT ( k 1) , where T ( 0) T . (10) from the EBS, is available on the scheduling process. Utilizing
this directional information, we propose the simplified
Resultant transmission signal applied IUI cancellation up to K- scheduling method to reduce the spatial correlation between
th order, T(K), is derived as follows, RSs.

333
2015 International Conference on Computing, Networking and Communications (ICNC), Workshop on Computing, Networking
and Communications (CNC)

1.0 TABLE I
Normalized spatial correlation SIMULATION PARAMETERS
0.8 Parameters Values
Carrier frequency 5.2 GHz
0.6 Propagation model Free space propagation
CSI estimation error 2 = -16 dB
0.4 EBS / RS height 30 / 10 m
Number of EBS / RS antenna 128 / 1
0.2 12 dBm /antenna
EBS Transmission power (total 33.1 dBm)
Omni-directional antenna,
0 EBS antenna configuration Circular array with
0 20 40 60 80 100 120 140 160 180 2 wavelength spacing
5 EBS / RS antenna gain 5 / 14 dBi
Azimuth angle difference [degree]
Fig. 2. Spatial correlation with angular difference. Radius of service area 3 km
Number of RS 900, uniformly distributed
Number of sector MS

In each sector, RS is selected at random. The switchover of the


sector group and the selection of RSs are assumed to be
(a) S=1 (b) S=2 (c) S=4
carried out every time slot. This evaluation takes into account
Fig. 3. User scheduling by sectorization.
the CSI estimation error due to the time varying channel. CSI
including estimation error is given by,
~
The basic principle of the method is cell sectorization as hij hij  H , (14)
shown in Fig. 3, and the EBS selects up to one RS per one where represents the CSI estimation error modeled as zero-
sector so as to avoid selecting RSs in the same direction. mean complex Gaussian random variables with variance of 2.
However, the EBS still may select close RSs locating around In this evaluation, value of is assumed 15% for the ideal
boundary of sectors as shown in Fig. 3 (a). In order to avoid channel gain of hij, and it corresponds to 2=-16dB to the
such high-correlated situation, cell is divided into S groups and power value of CSI, |hij|2. Since MAS-WE is assumed to
M RSs are alternately selected from grouped sectors. When provide an interference-limited environment, following
S=2 or 4, angular difference corresponding to S-1 sector(s) can evaluations observe SIR on the DL as an evaluation metric.
be guaranteed as seen by Fig. 3 (b) and (c). It stably provides SIR can be calculated from square absolute element of
reduced spatial correlation. Though the proposed scheduling U+VWK in (9), regarding diagonal element as desired signal
method assumes LOS channel environment, the practical power and column-wise summation of non-diagonal elements
environment faces stable reflected paths and they may affect to as interference signal power. MATLAB is used as a
the behavior of the sectorization approach. Since effects from simulation tool.
reflected waves are expected to be independent, spatial
correlation is also expected to be decreased with increasing the B. Simulation results
number of antennas, i.e. channel vector dimension. Therefore, Fig. 4 shows SIR performance for Cumulative Distribution
the proposed scheduling method is still effective to reduce the Function (CDF) =50% and 1% with IUI cancellation order, K,
spatial correlation even in a pessimistic condition such as LOS when the number of multiplexing, M, is 16. K=0 indicates the
channel environment. case without the proposed IUI cancellation scheme, i.e. only
EGT. SIR value increases as K increases and it tends to
IV. SYSTEM LEVEL SIMULATION saturate. Since the simulation considers imperfect CSI, IUI
A. Simulation Parameters cannot be completely suppressed even if large K is applied.
Nevertheless, SIR at CDF=50% can be greatly improved by
System level performance on wireless entrance links is
evaluated. Simulation parameters are summerized in Table I. 30
Assuming free space propagation in LOS environment, CSI M=16 CDF=50%
from the j-th EBS antenna to the i-th RS, hij, is represented as,
2S d ij 20
O j
O
hij e , (13)
SIR [dB]

4S d ij CDF=1%
10 14.4dB
dB
B
where dij represents the distance from the j-th EBS antenna to
the i-th RS and indicates the wave length. Since EGT with w/ scheduling, S=2
w/o scheduling
excess degree of freedom can reduce the influence of inter-cell 0
interference for the cell-edge RSs, evaluation assumes single-
cell model and focuses on IUI suppression performance. 900
RSs are uniformly distributed in area of 3km radius and they -10
are served by the single EBS. Coverage area is divided into 02 4 6 8 10
MS sectors. When M=16 and S=2, the number of sector is 32 Interference cancellation order K
and 16 RSs are alternately selected from the same sector group. Fig. 4. SIR performance with cancellation order (M=16).

334
2015 International Conference on Computing, Networking and Communications (ICNC), Workshop on Computing, Networking
and Communications (CNC)

40 100
S=2 w/o Scheduling
Proposed, K=4 S=1
30 ZF S=2
EGT S=4
10-1
20
SIR [dB]

CDF
10 CDF=50%
10-2
0
CDF=1% M=16, K=4
-10 10-3
-10 -5 0 5 10 15 20 25 30
0 10 20 30 40 50 60 SIR [dB]
Number of multiplexing M
Fig. 6. CDFs of SIR (M=16, K=4).
Fig. 5. SIR performance with number of multiplexing.

14.4dB when increasing K from 0 to 4. Fig 4 also shows the of the scheduling method. Simulation was conducted with
effectiveness of the proposed scheduling method. In the case M=16 and K=4. SIR performances are shown for each
without scheduling, spatially high correlated RSs are sectorization group, S. The proposed scheduling is effective
sometimes selected at the same time. The requirement (8) especially in lower CDF region. It can be seen that good SIR
cannot be satisfied on such situation and the IUI cannot be is stably obtained for all S even though selection constraint is
appropriately suppressed. This results in the characteristic that quite simplified. While SIR performances can be further
SIR at CDF=1% becomes poor. Since the proposed scheduling improved by arranging the redundant number of sectors,
(S=2) can select low correlated RSs and stably provide higher increase of S degrades flexibility of RS selection. Therefore, S
SIR at K=0, IUI cancellation can effectively work on it. As a should be determined considering required SIR and scheduling
result, when M=16, CDF=50% and 1% value of SIR can flexibility.
achieve 23.0dB and 16.7dB, respectively by the proposed V. CONCLUSION
techniques.
This paper newly proposed a practical solution of massive
Fig. 5 shows the relationship between SIR for CDF=50% MIMO technology, Massive Antenna Systems for Wireless
and 1% and the number of multiplexing RSs, M. Here, the SIR Entrance (MAS-WE). Additionally, its related two techniques
performances of three cases below are compared; are presented; inter-user interference cancellation which can
- The proposed IUI cancellation (K=4) be simply realized by recursive signal processing utilizing
- ZF (with total transmission power constraint) EGT weight (on DL, MRC is utilized on UL), and simplified
- EGT (K=0 in the proposed scheme) scheduling which can reduce spatial correlation exploiting
Scheduling based on the sectorization is applied for all three angular difference between users. SIR performance was
cases. With comparing SIR at CDF=50%, ZF achieves the best evaluated by computer simulations with considering the effect
performance since it directly remove IUI. However, it is of imperfect CSI as a practical channel fluctuation. Simulation
notable that SIR at CDF=1% of the proposed scheme results showed that more than 16 signal streams multiplexing
outperforms that of ZF when M<32. This is because ZF can be achieved with around 100 antenna elements at EBS
enhance IUI in low CDF region while the proposed scheme side. The potential of the proposed techniques achieving high
additionally cancels residual IUI upon obtaining sufficient spectral efficiency in wide coverage was exhibited. Feasibility
desired signal power by EGT. Therefore, the proposed scheme of MAS-WE will be experimentally investigated via CSI
is more tolerant to CSI estimation error than ZF. measurement.

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