Beruflich Dokumente
Kultur Dokumente
b 19 Deferred revenue
I 20 Loan,lromolliun dlr,cton 1r111tu1,
andOllltrd11q111hll1d
penan1
I Mong-guand01ller110111
I 21 p1y111(111sell)
I Other hab1l1t1es(describe ..._ )
22
I
e -----------------
23 Total h1b1hties (edd Imes 17 through 22)
N Organ,ut,ons th1t follow SFAS117,check here .,.[x]
t 1nd complete lines 24 through 26 and hnu 30 .and31
A 24 Unres1r1cted 1. 493,624. 2,356.497.
25 Temporarilyrestricted
I 26 Permanently restricted
Organizations that do not follow SFAS 117,
or
F
u
checlr:here ind compJeta line, 21 through 31 ...o
n
27 Capnal stock. trust principal. or current funds
d 28 Pe1d-m or capnal surplus. or land, bldg, and equipment fund
8 29 11111/1111111r1111g1
1cc111111l1ttd
/1co11111ndow111enl,
or otherl11nd1 .
I 30 Total net assets or fund b1lnces (see page 16 of the
d
If gain,also enter in Part I, hne 7
z Capitalgarnnet incomeor (net capital loss) If (loss),enter -O- rn Part I, hne 7 z
'
3 Net short-term capital gain or (loss)as defined in sections 1222(5)and 16)
.
If gain,also enter 1nPart I. line 8, column(cl (see pages12 and 17 of the 1nstruct1ons)
If (loss).enter -0- in Part I, hne 8
} 3
Qual1ficat1on Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optionaluse by domestic private foundationssubIect to the section 4940Ia)tu on net rnvestmentrncome)
Was the orgamzat1onhable for the section 4942 tax on the d1smbutableamountof any year in the baseperiod? D Yes D No
If "Yes, the organ1zat1on
does not quahfr under section 4940le} Donot complete this part
1 Enter the appropriateamountin eachcolumn for eachyear, see page 17 of the instructions before makingany entries
4 Enter the net valueof noncharnable-useassets for 2002 from Part X, hne 5 4
s 5-4R245Cl5 4
.
Form99D-PF
(ZDDZJ 'l'UE MIL!=!TEIN F~VIT,V FOUNDATION
Excise Tex Based on Investment Income (Section 4940Tel. 4940(b), 4940 a , or 4948- ne p;
P111
17of the ,n,tr
1 a Exemptoperating foundationsdescribed m section 4940{d)(2).check here D and enter "N/A" on lme 1
Dateof ruling letter !attach copy of ruhng letter 1f necessary - see 1nstruct1ons)
----------------
b DomesticorganIzatIonsthat meet the section 4940(e) requirements m Par1V, check 1 2.303.
here ~D and enter 1% of Part I, line 27b
c All other domestic organIzatIonsenter 2% of lme 27b h1mpIlor11gn
orgnlntion1antar 4,.ol Pin 1,I1n112 col (bl
z Tax under section 511 (domesticsection 4947(a)(1)trusts andtaxable foundationsonly Othersenter -0-) 2
3 Add Imes 1 and 2 3 2.303.
4 Subtitle A !income)tax (domesticsection 4947(1111)
trusts andtaxable foundationsonly Othersenter -0-) 4
5 Tax based on investment income Subtract lme 4 from lme 3 If zero or less, enter -0- 5 2.303.
6 Credits/Payments
,1 2002 esumstedtax paymentsand 2001 overpaymentcredited to 2002 6a 1. 500.
b Exempt foreign org1mzatIons- tax wnhheld at source 6b
c Tax p11dwith 11pphcat1on
for extension of time to file (Form8868) 6c
d Backupwithholding erroneouslywithheld 6d
7 Total credits andpayments Add Imes 611through 6d) 7 1-500.
8 Enter any penalty for underpaymentof estimated tax Checkhere [i] of Form2220 ISattached 8
9 Tax due If the total of lines 5 and 8 Is more than line 7, enter amount owed ~ 9 803.
10 Overpayment If lme 7 Is more than the total of Imes 5 and 8. enter the amount overpaid ~ 10
IRefunded~
.
11 Enter the amountof lme 10 to be Credited to 2003 estimated tax ...
' Statements Regarding Activ1t1es
11
No
1 a Ourmg the tax year. did the org1mz1tIonattempt to influence any national,state, or local legislation or did
It pertIcIpateor intervene m eny political campaign?
,. Yes
X
b Did II spendmore than S100 during the veer (either directly or indirectly) for polnIcal purposes(see page
18 of the instructions for def1mt1on)? lb X
If the answer Is '"Yes" to 1a or 1b, attach a detailed description of the 11ctIv1t1es
andcopies of any materials
publishedor distributed by the organIzatIonm connectionwith the actIvnIes
c 01dthe organIz1tIonfile Form 1120-POL for this year? 1, X
d Enter the amount(If any)of tax on political expenditures(section 4955) imposedduring the year
11)Onthe org11nizatIon... S 0. 121Onorg11niz11tIon
managers S 0.
e Enter the reimbursement(1f any)p111d
by the organizationdurmg the veer for political expenditure tax imposed
on organIz1tIonmanagers ~$ 0. '
z Hasthe organizationengagedmany 11ctIvItIesthat havenot previously been reported to the IRS? 2 X
If '"Yes... attach II detailed description of the 1ctIvIt1es
3 Hasthe organizationmadeany changes,not previously reported to the IRS,m Its governinginstrument,
articles of mcorporatIon.or bylaws, or other sImIlar instruments?If "Yes," attachII conformed copy of the changes 3 X
4 01dthe org11nIz111onhaveunrelatedbusinessgross mcomeof $1,000 or more durmg the year? 4 X
b If "Yes," hesn filed a tax return on Form 990-T for this year? N/A 4b
5 Was there a hqu1dat1on, termmauon.d1ssolut1on or substantialcontraction during the year? N/A 5 X
If 'Yes, attach the statementrequired by GeneralInstruction T
6 Are the requirements of section 508(e)(relating to sections 4941 through4945) satisfied either
By state leg1slat1on
that effectively amendsthe governinginstrument so that no mandatoryd1rectrons
6 X
that conflict with the state law remam m the governinginstrument?
7 Did the org1nizetIonhaveat least $5,000 m assetsat any time durmgthe year? If '"Yes." complete Part II, col le). end Port XV 7 X
8 Enter the states to which the foundationreports or with which It Is registered !see page 19 of the
mstrucuons)....
- -CALIFORNIA
- - - - --- ---- - - - - - - - -- ----- - - - - - - - - - - -- - ----- - - - - - - - - - ------ - - - - - - - - -- --- --
b If the answer Is Yes to line 7, hasthe organizationfurnished a copy of Form 990-PF to the Attorney
General!or designate)of eachstate as required by GeneralInstruction G? If "No," attach explanation Sb X
9 Is the organIzatIonclaiming status as a private operating foundationwIthm the meaningof section 4942(J)(3)
or 4942(J)(5)for calendaryear 2002 or the taxable year begmnmgm 2002 (see mstructIons for Part XIV on
page25)7 If "Yes," complete Part XIV 9 X
0 Did any personsbecomesubstantialcontributors during the tax year? If 'Yes," attacha schedulehstmg their namesandaddress 10 X
1 01dthe organizationcomplywith the public mspectIonrequirements for ns annualreturns andexemption 1pphcat1on? 11 X
Web site address _______________________________________________________________________ ____________ _
12 Thcbooksoreoncareof~ BARAK, RICHTER AND DROR, CPA'S Telephoneno ~--p~_~)~~~::~~-q~---
13
~:::::~
:~~i,iir~!~1;e:~;-~-h!1~~:}t~~tI~s-o~f~{
~ 9-q~~--------~o ZIP+
4
- - - -~
andenter the amountof tax-exempt interest received or accruedduring the year NA 13
ZFDPF4OZF O1/23/03 Form 990-PF (2002)
5
5 ,. 5
Statements Regarding Activ1t1es for Which Form 4720 May Be Required
file Form 4720 1f 1ny item II checked 1n the "Yes column, unl111 an exception 1pphe1 Yes No
11 Ourrng the year did the org1mzat1on(either directly or rnd1rectly)
(11 Engagem the sale or exchange,or leasrngof property with II d1squahf1ed
person? ov .. 00No
(21 Borrowmoneyfrom, lendmonevto, or otherwiseextend credit to (or accept It from)
a d1squahf1ed
person? ov .. 00 No
131 Furnishgoods.services, or f1c1l1t1esto (or accept them from)a d1squ1hf1edperson? 0Yes 00 No
141 Paycompens1t1onto, or payor reimbursethe expenses of. a d1squal1f1ed
person? ov .. 00 No
151 Transfer any rncomeor assetsto a d1squ1hf1edperson (or makeany of either available
for the benefit or use of a d1squahf1ed
person)? ov .. 00 No
161 Agree to paymoneyor property to II governmentoff1c1111?
!Exception Check."No"
1f the org1mzat1on
agreedto make a grant to or to employ the off1c11Ifor a period
of governmentservice, If term1natmgwnhm 90 days)
after termm11t1on ov .. 00 No
b If anyanswer 1s"YesHto 11(1)-(6), did any of the acts fail to qualify under the exceptions described m
Regulationssection 53 4941(d)-3 or ma current notice regardmgdisaster assistance(see page 19 of the mstruct1ons)? N/ A lb
Orgamzat1ons
relymg on a current notice regardingdisaster assistancecheck.here ..,. D
c 01dthe orgamzat1on engagema prior year many of the acts described m la, other than excepted acts.
that were not corrected before the first dayof the tax year beg1nnmgm 20027 le X
2 Taxes on failure to d1str1butemcome(section 4942) (doesnot apply for years the org1mzat1on
was a private operatingfoundationdefined 1nsection 4942(1)(3)or 4942(J)(5))
a At the end of the tax year 2002, did the organizationhaveany und1str1buted
mcome(Imes 6d 0Y11 00 No
and 6e, Part XIII) for tax yeads) begmmngbefore 20021
If "Yes," hst the years..,.
b Are there any years listed m 2; f;r-.,;h~Ch- no,-
the Or-g8n1z1t10-n-,S OiSictro; 4942(1)(2)-- - - - - - - - - - -
;ppiy;ng-the provisio-nS
(relating to incorrect valuationof assets)to the year's undistributedmcome?(If applyingsection 4942(1)(2)
to all years listed, answer "No" andattach statement - see page 19 of the mstruct1ons) N/A 2b
c If the prov1s1ons
of section 4942(1)(2)are bemgappliedto any of the years hsted m 211,hst the years here
... ------------- ------------- ------------- -------------
3 a 01dthe organ1zat1on
hold more thana 2% direct or 1nd1rectinterest m eny business
enterprise at any time during the yeer7 Ovas 00 No
b If "Yes," did It haveexcess businessholdingsm 2002 as a result of 10 any purchaseby the organ1z11t1on
or d1squahf1ed
personsafter May 26. 1969. 121the lapseof the 5-year period (or longer period approved
by the Commissionerunder section 4943(c)l7))to disposeof holdingsacquired by gift or bequest.or (31
the lapseof the 10-, 15-, or 20-year first phaseholdingperiod? (UseScheduleC, Form 4720. to determine
If the org1mz1t1on
hadexcess businessholdingsm 20021 N/A 3b
4 1 01dthe organizationmvest durmg the year anyamountma the mannerthat would 1eop1rd1ze
Its charitable purposes? 41 X
b 01dthe org1mzat1on
make any investment ma prior year (but after December31, 1969) that could 1eop1rd1ze
1tscharitable
purposethat hadnot been removed from Jeopardybefore the first dayof the tax year begmnmgm 20027 4b X
5 1 Ourmgthe year did the org11mz1t1onpay or mcur anyamountto
111 Carry on propaganda,or otherwise attempt to influence leg1sl11t1on
(section 4945(ell? ov .. 00 No
121 Influence the outcomeof any spec1f1cpubhcelection (see section 4955), or to carry on.
directly or md1rectly,any voter reg1str1t1on drive? 0Yas 00 No
131 Providea grant to an 1nd1v1dualfor travel. study, or other s1m1larpurposes? 0Yes 00 No
141 Providea grant to an orgamzattonother thana charitable, etc, org11mz1t1on
described
,n section509(all1I.111.or 131,ar section4940ldll117 0Yes [xJ No
151 Provide for any purposeother than rehg1ous.charitable, sc1ent1f1c.
literary, or
educationalpurposes,or for the preventionof cruelty to children or animals? 0Yes 00 No
b If anyenswer 1s"Yes" to 51(1)-(51.did any of the transactionsfail to qualify under the exceptions described 1n
Regulationssection 53 4945 or ma current notice regardmgdisaster assistance(see page20 of the 1nstruct1ons)? N/A Sb
Org1mzat1ons
relymg on a current notice regardmgdisaster assistancecheck.here ...o
c If the answer 1s"'Yes'"to question 5a(4),doesthe orgamzattonclaim exemption from the tax
because1tmamtamedexpenditure respons1b1hty for the grant? Dves 0No
If' Yes, attach the statementrequired by Regulationssection 53 4945-S(d) N/A
6 a Cid the org1mz11t1on,
durmg the year, receive any funds, directly or md1rectly,to pay
premiumson a personalbenefit contract? D Yes [x] No
b 01dthe organ1z1t1on.
during the year, pay premiums,directly or md1rectly,on a personalbenefit contract? 6b X
If b I f1I F rm 7
Farm 990-PF 110011
2FDPF6 Dlf 01/26/02
6
,,,. THE MILSTEIN
990PFl20021 FAMILY FOUNDATION 95-4824595 Page &
l:fiil!JIIIInformation About Officers, Directors. Trustees, Foundation Managers, Highly Paid Employees,
---- and Contractors
1 .
List 111officers directors trustees foundation managers and their compenuhon f11e page 20 of the 1nstruct1onsJ
(bl Title and average (cl Compens11t1on (di Conulbullons10
(1) Nameandaddress hours per week llf not paid, enter 1111ploy11
bl111ll1pl111
(el Expenseaccount,
devotedto n0s1t10n :o-i and d1!1ud comp111111laa other allowances
SEE SCHEDULE 1
2 Compensation of five h1ghest-p11demployees lather than those included on hne 1 - see page 20 of the 1n1truction1)
If none, enter '"NONE..
lb) Title andaverage Id) Conlrlbollons10 fel Expenseaccount,
Iii N1m111111
1ddr111 of 11ch 1raploy11 p1id more than S60 DOD hours per week le) Compensat1on 1mployH b1nefll pl1n1
other allowances
devotedto [10sItIon 1nll ll1f1rrd c:omp1.as11lan
NONE
over $50.000
Total numberof other employeesp111d ... 1
3 Five h1ghest-p11d1ndepandentcontractors for professional services - (see page 20 of the 1n1tructionsl If none, enter
NONE.
111Nameandaddressof eachpersonpaidmore than$50,000 lbl Typeof service lcl Compensation
NONE
SEE SCHEDULE 6
b List any managersof the foundationwho own 10% or more of the stock of a corporationfor an equally large portion of the ownershrp
of II partnershipor other entity) of which the found1111on
hasa TO%or greater interest
NONE
2 Information Aagard1ngContnbution, Grant, Gift, loan, Scholar1h1p,etc, Programs
Checkhere ., [xJ 1f the organIz11tIon only makes contributions to preselected charitable organn:atIonsand does not accept unsol1cnedrequests for funds
If the organizationmakes g1hs, grants, etc. (see page 25 of the mstruct1ons)to indIvIdu11ls
or org11mzatIons under other cond1tIons,complete items 211.b, c. and d
a The name,address,and telephone numberof the person to whom 11pphc11t1ons
shouldbe addressed
c Any subm1ss1on
deadlines
Total .. 31 55.600 .
b Approved for future payment
Total .. 3b
Form 990-PF (2002)
d
e
I
g Feesandcontracts from governmentagencies
2 Membershipduesandassessments
3 Interest on savingsandtemporary cashinvestments
4 D1v1dends
andinterest from securities 90000 115-142.
5 Net rental incomeor (loss) from real estate
I Debt-frnanced property
b Not debt-financed property
6 Net rental incomeor (loss) from personalproperty
7 Other investment rncome
8 61/0 or Uon) lrom uln ol 11111101h1r1h11lnuntory
9 Net rncomeor (loss) from special events
10 Grossprofit or (loss) from sales of inventory
11 Other revenue I
b
C
d
e
12 Subtotal Addcolumnslb).Id),and le) 115.142.
13 Total Addline 12, columnslb), Id),end lei .. 13----=1..,_1.,._5.._
..,_14....:-2.._
(Seeworksheet in hne 13 rnstruct1onson page26 to verify calculations)
2 a Is the orgamz1t1on
directly or indirectly al f 1l1ated
with, or related to, one or more tax-exempt org11mzat1ons
described m section 501(c) of the Code(other than section 501(c)(J))or m section 5271 Ores [x]No
b If 'Yes " complete the following schedule
la) Nameof ora11mz11t1on lbl T....e of orn11mzat1on (cl OescrcDt1on
of rel11t10nsh10
NIA
p
Under penal ofpequry, I declare~~xammed thlS return, including accompanyingschedules and s10tements,and to 1he beS1of my knowledge
andbeh , It 1strue. correct, enc complete l11ratIon
of preparer (other thantaxpayer or fiduciary) 1sbasedon all information of which preparer has
I
~any kno
I
ledge
;,(,._
- _
-,
.\i
\01 03 ~ ..v..
l>Z1'2.
~
re5',cAe,.d::::
I
Signatureof officer or trust e Date Tttle
Preparer's SSNor PTIN
Sign
Date Check If self- (SH s,..-. on p1g1 ZB
H
Paud Preparer's
Pre- signature
~ BEN BARAK -vz_~~ ) )-4:..p ~
employed ~ D of lh1 ln11ruc1lon1I
P00369353
r parar's
~ BARAK. RICHTER & DRQR. CPAS EIN~ 95-4809947
a Use firm I nam1 (or youn
Only II 11ll-1mploy1d) 5967 w 3RD ST., SUITE 102 Phoneno
1dll1111,ind ZIP code
L'"' ANGEL"'" - CA cion">6 1323l0'>3-9306
Form 990-PF 120021
Filers of Section
D 527 pol1t1cal
org11n1zat1on
Check1fyour orgamzauon1scovered by the Gener.alRule or a Spacial Rule !Note Onlya section 501lc)(7),(8),or (10)
can check bodes) for both the GeneralRuleand a SpecialRule - see instructions)
0rg11mzat1on
Gener11Rule -
[xJ For organizationsf1hngForm990. 990-EZ, or 990-PF that received. duringthe tax year. $5.000 or more hn moneyor property)from any
one contributor (CompleteParts I and II)
Special Rules -
D For a section 501(c)(3)organizationf1hngForm990, or Form 990-EZ. that met the 33 1/3% supporttest of the regulationsunder
509(a)(1)/170(b)(1)(A)(v1)
and received from any one contributor.duringthe year, a contr1but1on
of the greater of $5,000 or 2% of the amounton line
1 of these forms (CompleteParts I and II)
Caution Orgamzauansthat are not covered by the GeneralRuleand/or the SpecialRulesdo not file ScheduleB (Form990, 990-EZ, or 990-PF), but they must
check the box in the headingof their Form 990, Farm 990-EZ. or on hne 1 of their Form990-PF, ta certify that they do not meet the f1hngrequirementsof
ScheduleB (Form990, 990-EZ, or 990-PFI
ltiill Contributors
11) (bl lei (di
No Name, address, and ZIP + 4 Aggregate contribut1on1 Type of contnbution
-- Person D
Payroll D
s Nonc11h D
(CompletePart II If a
noncashcontribut10n)
-- Ptuon D
Payroll D
s Nonc11h D
(CompletePart II 1fa
noncashcontr1but1on)
-- Penon D
Payroll D
s Nonush D
(CompletePart /l 1f a
noncashcontr1but1on)
OUNDATION
FORM 990-PF PART VIII - OFFICERS, DIRECTORS, TRUSTEES, KEY EMP'S SCHEDULE 1
0 0 0
0 0 0
2ATTSC Oli/14/01
8
Federal Attachments 2002
N1m1(slu shownon r11urn ldenllllc11lonN11mb1r
CONTRIBUTION
CASH CONTRIBUTION:
CASH CONTRIBUTION:
CASH CONTRIBUTION:
MISC 20. 0. o. o.
TOTAL TO FORM 990PF PART I, LINE 23 20. o. o. o.
NAMES OF FOUNDATIONMANAGERS:
TUVIA MILSTEIN
GILA MILSTEIN
ZATTSC 0&/14101
Federal Attachments 200~
lhm1(1) n ,hownan r1tur11 i,,nullutloo Numbar
FORM 990-PF PART XV - GRANTS AND CONTRIBUTIONS PAID DURING YEAR SCHEDULE 7
AMOUNT
GENERAL USE
GENERAL USE
GENERAL USE
GENERAL USE
2ATISC 0!t/14/01
0
Federal Attachments 200~
N1m11b)
H sllawnoa re1urn lll1n1lllc11lanNumbtr
FORM 990-PF PART XV - GRANTS AND CONTRIBUTIONS PAID DURING YEAR CONTINUE 7
AMOUNT
GENERAL USE
GENERAL USE
GENERAL USE
GENERAL USE
GENERAL USE
2ATISC 0S/14/01
Ml
lnve~lmcnl Socur111cs
ML Stern & Co., Corporole Heodquarler,
8\'iO Wilshire Boulevard, Be\uly I hlh, CA 9021 I (323) 65H-440Uor {HOU)
76'l-22UO www 1111,ILI II u1111
Q~
1~
~+ ,o~~e,
c;-o,...,.u...,
Account Number
55786926
For the Period
09/01/2003 to 09/30/2003
Page
4 of 11 I I MILSTEIN FAMILY FOUNDATION
Account Executive: EZRA SASSON
MONEYMARKEiFUNDS
- - - - - - -
26.666860 '
- - - --- - - - ---
1 see .
- - - - - - -
$2666686
Portfolio
406
-
=
.
:..__..,;;;
SHORTTERM1Nc-R:JN&r-MM-et"A
/7-f}A'f 'flELDl o-50%-
MUNICIPALBONDS -=
=
CASHACCOUNTTYPE 01
KERNCNTYCALIFPENSION
OBLIG 492279AS3 08/01/02 40,000 33 933 38 762 $1550480 2 36 Nol Available
--
CAPAPPRECBOOKENTRY
O"lo08/15/19
AAA/ Aaa
==
-==
TOTAL MUNICIPALBONDS 40.000.000 $15,50480 $0.00
CORPORATEBONDS
CASHACCOUNT TYPE01
HOUSEHOLD FINANCE
CORP 441812GDO 11/26/02 50,000 100ODO 113521 $56.76050 865 $3 25000
NOTESBOOKENTRY
6 5% 11/15/08
A / A1 "
HOUSEHOLD FINANCE
CORP 44181ELLO 09/16/02 25.000 100ODD 103085 $25.77125 393 $185000
SENIORNOTESBOOKENTRY
7 4% 09/15/12
A / Al
PACIFICGAS& ELECCO 694308DV6 0.1/22/03 50.000 97 000 102000 $51.00000 7 77 $4 40000
1ST& REFMTG91AREGISTERED
aB%os,01124
CCC /83
a.,111c=n ae CONSIOE;nr-o
THIS STATEf..1EtlT SHAll
-
FINAL AS TO ALL SECURITIES POSITIONS SECURITIES MOVEMENTS MONEY AEC(IVED 01c;mmsco
- .....
, I" n,r-rnrMt 1rv ltl Wf"tllll 1r; TO Tf 1r nnM./f'H ~f \fJ,Vif~ WIT!l!tJ 10 DAYS AF Trl"l AE('(IPT
OR JOIJRl~AL tNTRIF.S
Sit>('
Account Number For the Period Page MILSTEIN FAMILY FOUNDATION
55786926 09/01/2003 to 09/30/2003 5 of 11 Account Executive: EZRA SASSON
-- -
.;
PRINCIPAL
FEDERAL
REMAININGS28.298.34
HMLN MTGCORPMULTICL 31393R4W7 09/17/03 110,000 97 951 98 250 $10612579 16 16 $5.94088 - --
=
CTFSGTDSER2617CL CBBOOKE
5 5%05/15/20
PRINCIPAL REMAINING5108.01608
=-=
=
FEDERALNATLMTGASSNRF.MIC
CTFSGTDSER2003-99CLBGBOO
6%06/25/33
PA 31393TRE8 09/24/03 85.000 100000 98 750 $83.93750 1279 $510000 -
-
=
PRINCIPALREMAININGSBS.000
00
GOVERNMENT NATLMTGASSNREMIC 38373SYB7 03/26/03 25.000 10050 100233 $7 86930 1 20 $43180
CTFSGTDSER2003-19CLGCBOO
5 5% 12/16131
AAA/AAA
PRINCIPAL REMAININGS7.851.01
TOTALMORTGAGE
BACKED 645,000.000 ~:,r.fl;r 'I' $428,969 43 $24,216 17
Asselswitha valuelesslhanzeroarenotusedto delerrmne
% of Enl1re
Portfolio
'Est1111ated
AnnualIncomeon MunicipalLeasesandMortgageBackedSecuritiesIs basedon currentpnnc1pal
remaining
andwillbe loweras pnnc1pal
Is
returned ~ /"
(A-c,t: 3 i;-.!--f
S'll)(
NASD THIS STATEMENT SHALL BE CONSIDERED FINAL AS TO ALL SECURITIES POSITIONS SECURITICS MOVEMENTS MONEY RECEIVED CJISBUASEO OR JOUArJAL Nlfl1CS
UNLESS YOU REPORT ANY DISCREPANCY IN WRITING TO THE BRANCH MANAGER WITHIM 10 DAYS AFlEll REC[IPT
. I <
,
Account Name MILSTEIN
Statement Date 09/01/2003 to 09/30/2003
----
INVESTMENT
SERVICES, INC .
Celebrating 20 Year,,
PORTFOLIO VALUE
Al a dfaull for opn and mutual funds NFS d1lermlnu cost bas11 using Iha avuao cost singl1 cat,gory (ACSC) m1thod How1V11r if th mutual fund poslllon's cost basis tracking mathod Is
idanllrid cosl (10 COST) Chat Identification Is raflactad For all other ucurltlu NFS dalermlnH cost basil u1Jng the ID Cos! mathod NFS' coil basis lnlormallon may not corrupond to a
customar's cost basl1 lnform111on records If a customer used Iha s~c1f1c share ldanhricallon method prior lo Iha tlm1 Iha! such method tracking was made available by NFS Such cosl bu11
associated gain/Ion and holdlng penod lnlormallon may not raflecl all adjustm1nts n1c1uary for ta)( rapor1lng purposu Cosl basis mformahon for debl secunUes has nol been adJuSled ,~
amor1Izallon or accrellon
Secunt11!s available through UBOC lnveslmanl Services Inc Unless lhey are cer11ficales of deposII within applicable insurance hm1h are nol bank deposits are not obhgat10ns of, or
guaranlHd by UDOC lnwslmenl Services Inc, any bank, or any subsidiary or alnllala thereof, are not insured or guaranlHd by lhe FDIC or unless lhey are gcrwrnmenl sacurllIes by any
other governmanl agency; lnvolw lnvestmenl risk lncludlng the posslbte loss of prtnclpal
HIGHMARK OIVERS~IEDMMKT
CLA HMVXX 24,10347 St 00 $24,10347 $2321527 $16372
7 OAYAVGNETYIELD 37% CASH
Es11mated
Yield O67%
Dividend
OpuonReinvest
Tow Cash and Cash Eqwvalcnu $24,103 47 $163 72
EQUITIES 22.14%
Symbol/Cu sip Pnce on Current Prior EsI1mat1d Total Unrealized
Oascn'1;11on Accounl T:z:2! guanlllx 09130/03 Markel Valye f.Aarl<:IValue Annual Income Cost Basis Gain {Lon}
&Jw1y
BACCAPITAL TRICAPSECSNEW BACPRW 2000 $26 438 $52,87600 152 78000 SJ 50000 J l,oro.
ISSUE PFO7~, 12/15n031 CASH
Es11rnatedY1eld
661"11
H & Q HEALTHCARE FOSHBENINT HOH 4 160 $17 66 $73,46560 $73 499 60 16015748 $13 308 12
Dividend
OptionCash CASH
FINrn1731s,.
UNIONBANCAL UBI 10000 12545 12>450000 $25360000 $1843750 2JT:'.r.c:o.:,
05/l5no19 CASH
Estimated
Yield 7 24%
To1al Equ11y $380 841 60 $21,937 50 $60.157 48 $13 308 12
Total Eqwucs $380,841 60 $21,937 50 SiU,til 111 $13,308 12
Q
3 t r.tJ7
rAGe LJ oF A'
I I I I
Account Number. DBP-003930 Ut:iUL
Account Name MILSTEIN
S1a1emenl Date 09/01/2003 to 09/30/2003 INVESTMENT
SERVICES,INC .
Cele6rat1'ng20 Year<1
,,
OOOIX
guanhlj'.
12,369389
09/J0/OJ
$1292
M'arkef Va/1J11
$289,012
51
Market Value
128303452
Annual Income
$13,86902
Cost BISII
.,
'.l.J',,-5.;,;~
Gain jLossj
Es11mated
Yield 4 79% CASH
01Vldend
Op11onRemvest
VANGUARD GNMAADMIRAL VFUX 31426385 $1056 $331,862
63 $324,93319 $1691447 1326,44432 15,41831
EsumatedYield 5 09% CASH
Or.11dend
OptionReinvest
VANGUAnO SHOnrTERMFEDERAL VSGOX 37 167766 $1066 $39620839 139167500 11285845 138829902 SI 90937
ADMIRAL CASH
Estimated
Yield 3 24%
Dividend
OpuonRainvest
To1al F1:uJ Income SI D17003 53 $43,64194 $71043 34 $13,32768
Toial Mutual Funds $1,017,08353 $43,64194 $714,74334 $13 327 68
1(;1;111
Reasonsfor F1hng- Checkthe boxes below that applyto the corpor11t1on If any boxes are checked. the corpor111I0n
must
file Form 2220, even 1f It doesnot owe the penalty If the box on lme 1 or lme 2 applies.the corporationmay be able to
lower or ehmmatethe penalty
.' . F111urin11
the UnderDavment
8 Enter thesmaller of lme 6 or lme 7 If the corporation Is required to skip hne 7, enter the amountfrom lme 6 8 2-303.
9 Installment due dates Enter m columns(a) through(d) the la) lb) lei ldl
15thdayof the 4th (Form990-PF !,Ion Use5th
month),6th, 9th. and 12th monthsof the corporat1on's
tax year 9 02/17/03 03/17/03 06/16103 09115103
10 Required 1nstallmenta If the box on lme 1 and/or
hne 2 aboveIs checked. enter the amountsfrom
ScheduleA, line 40 If the box on lme 3 (but not 1
or 21Is checked, see instructions for the amounts
to enter If noneof these boxes are checked,
enter 25% of lme 8 abovem eachcolumn 10 576 571 57' 576
11 Estimatedtax paidor credited for eachperiod !see
mstruct1ons)For column(a)only, enter the amount
from hne 11 on lme 15 11 1-500
Complete lines 12 through 18 of one column
I
before going to the ned column
12 EnI1r1moun1,
11any,fromlln1 1Bol th1pr1cldlngcolumn -
12 !' 92A 341
13 AddImes 11 and 12 13 ' 92A 34!
Add amountson Imes 16 and 17 of the precedingcol
- 14 r r 227
14
15 Subtract hne 14 from lme 13 11mo or less enter-o- 15 1.500 92A 341 0
16 If the amounton hne 15 Is zero, subtract hne 13 from !
lme 14 Otherwise, enter -0- 16
17 Underpayment If hne 15 Is less than or equalto hne
10, subtract lme 15 from line 10 Then go to line 12
of the next column Otherwise. go to hne 18 17 227 576
18 Overpayment If line 10 Is less than hne 15, subtract
lme 10 from line 15 Thengo to lme12 of the next col 'l24 341
18
Complete Part Ill on page 2 to figure the penalty If there are no 11ntr111
on hne 17, no penalty 11 owed
For Paperwork Reduction Act Notice, 111 separate instructions Form 2220 12002)
222201 OlF 12/19/02
14
Form2220 (20021 Page 2
Form2220 12002)
DATE DUE PAYMENTBALANCE DAYS RATE PENALTY
TOTAL 12
222202 01 F 12118/02