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FORUM: Pathophysiology of depression: do we have any solid evidence

of interest to clinicians?

Pathophysiology of depression: do we have any solid


evidence of interest to clinicians?
Gregor Hasler
Psychiatric University Hospital, University of Berne, Bolligenstrasse 111, 3000 Berne 60, Switzerland

Due to the clinical and etiological heterogeneity of major depressive disorder, it has been difficult to elucidate its pathophysiology.
Current neurobiological theories with the most valid empirical foundation and the highest clinical relevance are reviewed with respect
to their strengths and weaknesses. The selected theories are based on studies investigating psychosocial stress and stress hormones,
neurotransmitters such as serotonin, norepinephrine, dopamine, glutamate and gamma-aminobutyric acid (GABA), neurocircuitry,
neurotrophic factors, and circadian rhythms. Because all theories of depression apply to only some types of depressed patients but not others,
and because depressive pathophysiology may vary considerably across the course of illness, the current extant knowledge argues against
a unified hypothesis of depression. As a consequence, antidepressant treatments, including psychological and biological approaches,
should be tailored for individual patients and disease states. Individual depression hypotheses based on neurobiological knowledge are
discussed in terms of their interest to both clinicians in daily practice and clinical researchers developing novel therapies.

Key words: Depression, pathophysiology, genetics, stress, serotonin, norepinephrine, dopamine, neuroimaging, glutamate, GABA

(World Psychiatry 2010;9:155-161)

Major depressive disorder (MDD) is the major focus of the treatment of the Stress sensitivity in depression is
a common and costly disorder which is disorder. partly gender-specific. While men and
usually associated with severe and per- The above-mentioned studies consis- women are, in general, equally sensitive
sistent symptoms leading to important tently show that the influence of genetic to the depressogenic effects of stressful
social role impairment and increased factors is around 30-40% (4). Non-ge- life events, their responses vary depend-
mortality (1,2). It is one of the most im- netic factors, explaining the remaining ing upon the type of stressor. Specifically,
portant causes of disability worldwide 60-70% of the variance in susceptibility men are more likely to have depressive
(3). The high rate of inadequate treat- to MDD, are individual-specific environ- episodes following divorce, separation,
ment of the disorder remains a serious mental effects (including measurement and work difficulties, whereas women are
concern (1). error effects and gene-environment inter- more sensitive to events in their proximal
This review is aimed at summarizing actions). These effects are mostly adverse social network, such as difficulty getting
the solid evidence on the etiology and events in childhood and ongoing or re- along with an individual, serious illness,
pathophysiology of MDD that is likely cent stress due to interpersonal adversi- or death (10). These findings point to the
relevant for clinical psychiatry. Neuro- ties, including childhood sexual abuse, importance of gender-sensitive psycho-
biological findings are regarded as solid other lifetime trauma, low social support, social approaches in the prevention and
when they are consistent and conver- marital problems, and divorce (5,6). treatment of MDD.
gent, i.e., they have been confirmed by These results suggest that there is In contrast to the very solid evidence
several studies using the same method a huge potential in the prevention of from epidemiological studies on broad
and fit into results from studies using MDD by means of psychosocial in- risk factor domains, there is no solid
different methodological approaches. terventions (e.g., in schools, at work- evidence for specific genes and specific
place). In addition, these results mirror gene-by-environment interactions in the
the clinical practice of empirically vali- pathogenesis of MDD. Genome-wide
Genes and psychosocial stress dated psychotherapies to treat depres- association studies have indicated that
sion (7-9), including interpersonal, psy- many genes with small effects are in-
Family, twin, and adoption studies chodynamic and cognitive behavioral volved in complex diseases, increasing
provide very solid and consistent evi- psychotherapies and cognitive behav- the difficulty in identifying such genes
dence that MDD is a familial disorder ioural analysis system of psychotherapy, (11). While there has been progress in
and that this familiality is mostly or which all focus directly or indirectly on the search for risk genes for several com-
entirely due to genetic factors (4). This interpersonal difficulties and skills. This plex diseases despite this methodologi-
important finding suggests that parental does not exclude the fact that unidenti- cal problem (12), psychiatric conditions
social behavior and other familial en- fied non-genetic, non-psychosocial risk have turned out to be very resistant to
vironmental risk factors are not as im- factors may also play important roles robust gene identification. For example,
portant in the pathogenesis of MDD as in some patients (e.g., climatic change, based on a community-based prospec-
previously assumed and should not be medical conditions). tive study, it has been proposed that a

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specific genetic variation in the promot- hormone secretion appeared to be most symptoms of major depression, includ-
er region of the serotonin transporter (a prominent in depressed subjects with ing decreased appetite, disrupted sleep,
target of antidepressant drugs) interacts a history of childhood trauma (21). El- decreased libido, and psychomotor al-
with stressful life events in the patho- evated cortisol may act as a mediator be- terations (34). There is also preliminary
genesis of depression (13). Although tween major depression and its physical evidence that CRH1 receptor antago-
there is high clinical and neurobiological long-term consequences such as coro- nists reduce symptoms of depression
plausibility of this interaction, a recent nary heart disease, type II diabetes, and and anxiety (35).
meta-analysis yielded no evidence that osteoporosis (22). Sickness behavior as a result of an
the serotonin transporter gene alone or The importance of HPA axis dysfunc- activation of the inflammatory response
in interaction with psychological stress tion for the efficacy of antidepressants is system shares many symptoms with de-
was associated with the risk of depres- a matter of debate (23). This axis is regu- pression, including fatigue, anhedonia,
sion (14). lated through a dual system of mineralo- psychomotor retardation, and cogni-
The limited success of genetic studies corticoid (MR) and glucocorticoid (GR) tive impairment. Sickness is mediated
of depression has been related to use of receptors. Decreased limbic GR receptor by pro-inflammatory cytokines such as
current classification schemas includ- function (24,25) and increased function- interleukin-1, tumor necrosis factor-,
ing ICD-10 and DSM-IV. These diag- al activity of the MR system (26) suggest and interleukin-6, which activate the
nostic manuals are based on clusters of an imbalance in the MR/GR ratio in HPA axis and impair the central sero-
symptoms and characteristics of clinical stress-related conditions such as MDD. tonin system (36). The prevalence of de-
course that do not necessarily describe Epigenetic regulation of the glucocorti- pression as an unwanted effect of recom-
homogenous disorders but instead re- coid receptors has been associated with binant interferons is around 30% (37).
flect common final pathways of differ- childhood abuse (27). Such environ- In animals, blocking pro-inflammatory
ent pathophysiolgical processes (15,16). mental programming of gene expression cytokine-mediated signaling produces
The clinician should be aware that fam- may represent one possible mechanism antidepressant-like effects (38). Clinical
ily history will continue to be the most that links early life stress to abnormal data suggest that cytokines may play a
solid source of information to estimate HPA axis function and increased risk of role in the pathophysiology of a sub-
the genetic risk of MDD. MDD in adults. group of depressed subjects, particularly
While the CRH stimulation test (dex/ those with comorbid physical conditions
CRH test) (28) is a sensitive measure of (36). The antidepressant enhancing ef-
Stress hormones and the HPA axis dysfunction in depression, fect of acetylsalicylic acid (39) points to
cytokines the specificity of this test for MDD is the possible clinical relevance of psy-
low. However, non-suppression in the choneuroimmunology in clinical depres-
Corticotropin-releasing hormone (CRH) dex/CRH test has consistently predicted sion research.
is released from the hypothalamus in increased risk for depressive relapse dur- Taken together, the laboratory tests
response to the perception of psycho- ing clinical remission (23). Additionally, with the highest potential to be clini-
logical stress by cortical brain regions. the measurement of waking salivary cor- cally useful in the care of depressed in-
This hormone induces the secretion of tisol concentration has been shown to be dividuals are based on abnormalities of
pituitary corticotropin, which stimulates a simple and sensitive test for HPA axis the neuroendocrine and neuroimmune
the adrenal gland to release cortisol into hyperactivity in depression (29). Hyper- systems. Despite the large amount of
the plasma. The physiologic response to cortisolemia is almost exclusively found basic science data suggesting that the
stress is partly gender-specific: women in subjects with severe and psychotic HPA axis is importantly involved in the
show generally greater stress responsive- depression, in whom glucocorticoid an- pathophysiology of depression, the ef-
ness than men, which is consistent with tagonists may have some therapeutic ef- fect of pharmacological modulation of
the greater incidence of major depression fect (30). this neuroendocrine system as antide-
in women (17). Moreover, men show There is convergent evidence for pressant therapy has been disappoint-
greater cortisol responses to achieve- CRH to play a major role in the patho- ing. The link between childhood trauma
ment challenges, whereas women show genesis of certain types of depression. and a permanently altered physiologic
greater cortisol responses to social rejec- Levels of CRH in the cerebrospinal fluid stress system points to the use of specific
tion challenges (18). are elevated in some depressed subjects psychotherapies in the treatment of de-
Although MDD is considered as a (31). Post-mortem studies reported an pressed patients with a history of early
stress disorder, most subjects treated for increased number of CRH secreting life trauma (40).
MDD have no evidence of dysfunctions neurons in limbic brain regions in de-
of the hypothalamic-pituitary-adrenal pression (32), likely reflecting a com-
axis (HPA) (19). However, some sub- pensatory response to increased CRH The mediating role
jects with MDD do show abnormalities concentrations (33). In addition, CRH of monoamines
of that axis and of the extrahypotha- produces a number of physiological and
lamic CRH system (20). Altered stress behavioral alterations that resemble the Most of the serotonergic, noradren-

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ergic and dopaminergic neurons are although this abnormality is not highly ing and dopamine uptake were reduced
located in midbrain and brainstem nu- specific for MDD and has been found in MDD, consistent with a reduction
clei and project to large areas of the en- in patients with panic disorder (44) and in dopamine neurotransmission (53).
tire brain. This anatomy suggests that temporal lobe epilepsy (45), possibly con- Degeneration of dopamine projections
monoaminergic systems are involved in tributing to the considerable comorbidity to the striatum in Parkinsons disease
the regulation of a broad range of brain among these conditions. However, there was associated with a major depressive
functions, including mood, attention, is no explanation for the mechanism of syndrome in about one half of cases,
reward processing, sleep, appetite, and serotonin loss in depressed patients, and which usually preceded the appearance
cognition. Almost every compound that studies of serotonin metabolites in plas- of motor signs (54). Experimentally re-
inhibits monoamine reuptake, leading ma, urine and cerebrospinal fluid, as well duced dopaminergic transmission into
to an increased concentration of mono- as post-mortem research on the seroton- the accumbens has been associated with
amines in the synaptic cleft, has been ergic system in depression, have yielded anhedonic symptoms and performance
proven to be a clinically effective anti- inconsistent results. There is preliminary deficits on a reward processing task in
depressant (19). Inhibiting the enzyme evidence that an increased availability subjects at increased risk of depression
monoamine oxidase, which induces an of the brain monoamine oxidase, which (55,56). These findings are consistent
increased availability of monoamines metabolizes serotonin, may cause sero- with the clinical observation that de-
in presynaptic neurons, also has antide- tonin deficiency (46). In addition, loss- pressed patients have a blunted reaction
pressant effects. These observations led of-function mutations in the gene coding to positive reinforcers and an abnormal
to the pharmacologically most relevant for the brain-specific enzyme tryptophan response to negative feedback (57).
theory of depression, referred to as the hydroxylase-2 may explain the loss of se- Almost all established antidepressants
monoamine-deficiency hypothesis. rotonin production as a rare risk factor target the monoamine systems (58). How-
The monoamine-deficiency theory for depression (47). ever, full and partial resistance to these
posits that the underlying pathophysio- Dysfunction of the central noradren- drugs and their delayed onset of action
logical basis of depression is a depletion ergic system has been hypothesized suggest that dysfunctions of monoamin-
of the neurotransmitters serotonin, nor- to play a role in the pathophysiology ergic neurotransmitter systems found in
epinephrine or dopamine in the central of MDD, based upon evidence of de- MDD represent the downstream effects
nervous system. creased norepinephrine metabolism, in- of other, more primary abnormalities.
Serotonin is the most extensively stud- creased activity of tyrosine hydroxylase, Despite this limitation, the monoamine-
ied neurotransmitter in depression. The and decreased density of norepineph- deficiency hypothesis has proved to be
most direct evidence for an abnormally rine transporter in the locus coeruleus the most clinically relevant neurobiologi-
reduced function of central serotonergic in depressed patients (48). In addition, cal theory of depression. New findings
system comes from studies using trypto- decreased neuronal counts in the locus on the role of dopamine in depression
phan depletion, which reduces central coeruleus, increased alpha-2 adrenergic emphasize the scientific potential of this
serotonin synthesis. Such a reduction receptor density, and decreased alpha-1 theory, and promising reports of antide-
leads to the development of depressive adrenergic receptor density have been pressant effects of drugs that modulate the
symptoms in subjects at increased risk found in the brains of depressed suicide dopaminergic system (e.g., pramipexole,
of depression (subjects with MDD in full victims post-mortem (49). Since there is modafinil) in difficult-to-treat depression
remission, healthy subjects with a family no method to selectively deplete central underline its clinical relevance (51,59).
history of depression) (41,42), possibly norepinephrine and no imaging tool to
mediated by increased brain metabolism study the central norepinephrine system,
in the ventromedial prefrontal cortex solid evidence for abnormalities of this The neuroimaging
and subcortical brain regions (42). Ex- system in depression is lacking. of depression
perimentally reduced central serotonin While the classical theories of the
has been associated with mood congru- neurobiology of depression mainly fo- Although many historical attempts
ent memory bias, altered reward-related cused on serotonin and norepinephrine, to localize mental functions have failed,
behaviors, and disruption of inhibitory there is increasing interest in the role they have considerably contributed to a
affective processing (16), all of which of dopamine (50). Dopamine reuptake modern neuroscientific understanding of
add to the clinical plausibility of the sero- inhibitors (e.g., nomifensine) and dop- mental disorders (60). The development
tonin deficiency hypothesis. There is also amine receptor agonists (e.g., pramipex- of neuroimaging techniques has opened
evidence for abnormalities of serotonin ole) had antidepressant effects in place- up the potential to investigate structural
receptors in depression, with the most bo-controlled studies of MDD (51). In and functional abnormalities in living
solid evidence pointing to the serotonin- the cerebrospinal fluid and jugular vein depressed patients. Unfortunately, the
1A receptor, which regulates serotonin plasma, levels of dopamine metabolites diversity of imaging techniques used, the
function. Decreased availability of this were consistently reduced in depression, relatively small and heterogeneous study
receptor has been found in multiple suggesting decreased dopamine turnover samples studied, and the limited over-
brain areas of patients with MDD (43), (52). Striatal dopamine transporter bind- lap of results across imaging paradigms

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(61) make it difficult to reliably identify tex produced clinical benefits in patients pression and treat depressed patients as
neuronal regions or networks with con- with treatment-resistant depression (68). early and effectively as possible.
sistently abnormal structure or function In summary, despite the considerable
in MDD. heterogeneity of findings from neuroim-
Functional imaging studies have pro- aging studies, there is convergent evi- Altered glutamatergic and
vided the most limited overlap of findings. dence for the presence of abnormalities GABAergic neurotransmission
This may be due to methodological limi- in the subgenual prefrontal cortex in
tations and/or the complexity of neurocir- some patients with MDD. Neuroana- A series of magnetic resonance spec-
cuitry involved in MDD. A recent meta- tomical research in depression is of great troscopy studies consistently showed
analytic study found the best evidence for clinical interest, since novel antidepres- reductions in total gamma-aminobutyric
abnormal brain activity in MDD in lateral sant treatments such as deep brain stim- acid (GABA) concentrations in the pre-
frontal and temporal cortices, insula, and ulation can target specific brain regions. frontal and occipital cortex in acute de-
cerebellum. In these brain regions activity In addition, there are promising leads pression (75). This may reflect acute stress
was decreased at rest, they showed a rela- for neuroimaging findings to predict the effects, since psychological stress seems
tive lack of activation during induction of likelihood of responses to specific treat- to induce presynaptic down-regulation
negative emotions, and an increase in ac- ments (69). of prefrontal GABAergic neurotransmis-
tivity following treatment with serotonin sion (76). Alternatively, low total GABA
reuptake inhibitors. Opposite changes concentration may reflect reduction in the
may exist in ventromedial frontal areas, The neurotrophic hypothesis density and size of GABAergic interneu-
striatum and possibly other subcortical of depression rons (77). In addition, chronic stress may
brain regions (61). reduce GABA-A receptor function, possi-
More solid evidence has been pro- Risk factors for depressive episodes bly through changes in neuroactive steroid
vided by structural imaging and post- change during the course of the illness. synthesis (78). Contradictory evidence of
mortem studies. A recent meta-analytic The first depressive episode is usually the GABA hypothesis of depression in-
study on brain volume abnormalities in reactive, i.e., triggered by important cludes the lack of effects of GABAergic
MDD revealed relatively large volume psychosocial stressors, while subsequent drugs on core depressive symptoms (79)
reductions in the ventromedial prefron- episodes become increasingly endog- and normal prefrontal GABA concentra-
tal cortex, particularly in the left anterior enous, i.e., triggered by minor stressors tion in subjects with remitted MDD (80).
cingulate and in the orbitofrontal cor- or occurring spontaneously (70). There Several lines of evidence suggest a dys-
tex. Moderate volume reductions were is consistent evidence that the volume function of the glutamate neurotransmit-
found in the lateral prefrontal cortex, loss of the hippocampus and other brain ter system in MDD: a single dose of the
hippocampus and striatum (62). Post- regions is related to the duration of de- glutamate N-methyl-D-aspartate (NMDA)
mortem studies consistently identified pression (71), suggesting that untreated receptor antagonist ketamine produced
a reduction in glia cell density in dorsal, depression leads to hippocampal vol- rapid and large antidepressant effects in
orbital and subgenual prefrontal corti- ume loss, possibly resulting in increased patients with treatment-resistant MDD
ces, as well as in the amygdala (63,64). stress sensitivity (72) and increased risk (81); inhibitors of glutamate release (e.g.,
Overall, functional, structural and of recurrence (73). lamotrigine, riluzole) demonstrated an-
post-mortem studies suggest that struc- Glucocorticoid neurotoxicity, gluta- tidepressant properties (82); abnormal
tural and functional abnormalities in the matergic toxicity, decreased neurotrophic glutamate levels were found in depressed
left subgenual cingulate cortex are the factors, and decreased neurogenesis subjects as determined by magnetic res-
most solid neuroanatomical finding in have been proposed as possible mecha- onance spectroscopy (75); and there is
MDD. Volume reduction in this region nisms explaining brain volume loss in evidence for abnormal NMDA signaling
was found early in illness and in young depression. There is no solid evidence in post-mortem tissue preparations (83).
adults at high familial risk for MDD (65), on any of these mechanisms, since there Since glutamate is the major excitatory
suggesting a primary neurobiological ab- are no imaging tools to directly examine neurotransmitter involved in almost ev-
normality associated with the etiology neurotoxic and neurotrophic processes ery brain activity, the characterization of
of the illness. Humans with lesions that in vivo. Brain derived neurotrophic fac- the specific role of glutamate in depres-
include the subgenual prefrontal cortex tor (BDNF) has attracted considerable sion deserves further investigation (e.g.,
showed abnormal autonomic responses interest. Specifically, preclinical studies there are promising leads that the me-
to social stimuli (66), and rats with left- have shown correlations between stress- tabotropic glutamate receptor 5 is spe-
sided lesions in this region had increased induced depressive-like behaviors and cifically involved in MDD (84)).
sympathetic arousal and corticosterone decreases in hippocampal BDNF levels,
responses to restraint stress (67). Most as well as enhanced expression of BDNF
importantly, chronic deep brain stimu- following antidepressant treatment (74). Circadian rhythms
lation to reduce the potentially elevated The clinician should be aware of the
activity in the subgenual cingulated cor- potentially brain-damaging effect of de- Sleep disturbances and daytime fa-

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Table 1 Clinically relevant neurobiological hypotheses of major depressive disorder (MDD)

Hypothesis Main strength Main weakness

Genetic vulnerability Solid evidence from twin studies that 30-40% of MDD risk No specific MDD risk gene or gene-environment interaction
is genetic has been reliably identified

Altered HPA axis activity Plausible explanation for early and recent stress as MDD No consistent antidepressant effects of drugs targeting the
risk factor HPA axis

Deficiency of monoamines Almost every drug that inhibits monoamine reuptake has Monoamine deficiency is likely a secondary downstream
antidepressant properties effect of other, more primary abnormalities

Dysfunction of specific brain Stimulation of specific brain regions can produce Neuroimaging literature in MDD provides limited overlap
regions antidepressant effects of results

Neurotoxic and neurotrophic Plausible explanation of kindling and brain volume loss No evidence in humans for specific neurobiological
processes during the course of depressive illness mechanisms

Reduced GABAergic activity Converging evidence from magnetic resonance spectroscopy No consistent antidepressant effect of drugs targeting the
and post-mortem studies GABA system

Dysregulation of glutamate Potentially rapid and robust effects of drugs targeting the Questionable specificity, since glutamate is involved in
system glutamate system almost every brain activity

Impaired circadian rhythms Manipulation of circadian rhythms (e.g., sleep deprivation) No molecular understanding of the link between circadian
can have antidepressant efficacy rhythm disturbances and MDD

HPA hypothalamic-pituitary-adrenal; GABA gamma-aminobutyric acid

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