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The Use of Musical Percussion Instruments in

Ancient Eastern Warfare: the Parthian and


Middle Asian Evidence*
Valerii P. Nikonorov

The use of music by the military in the Ancient How did these Parthian percussion instru-
East has attracted little attention of scholars in ments look? In the Graeco-Roman world the term
general. The present paper aims to take notice of /tympanum was applied to instru-
this problem by adducing relevant data from the ments of the tambourine type, which played an
Parthian Arsacid realm as well as from the lands of important role in various cult festivals and myster-
Middle Asia,1 thereby shedding light on both the ies such as those of Bacchus and Cybela. However,
warfare and the music culture of those areas in their martial use is not attested (Avezou 559560;
Antiquity and the Early Middle Ages. The object Liddell/Scott 1883, 1589, s. v.; see also Gertsman
of my study are drum-type instruments, which are 1995: 39, 45, 6466, ills. 11, 12; Wegner 1986: 9, 36,
well-known from available sources to have been 52, figs. 15, 26), unless one considers the purely
played on the battlefield. fictitious story about the god Dionysus campaign
Music was employed in situations of warfare in India, during which he used the sounds of
with the aim, for instance, of giving signals in bat- in battle (Diodorus II,38,6). The other
tles and in actions of guarding and controlling, and term, , seems to have differed little from
also to inspire ones own soldiers as well as to the former in meaning (Avezou s.a., 560; Liddell/
frighten the enemy. All these features are charac- Scott 1983, 1366, s. v.).
teristic for the military music of the Parthian In addition to the aforementioned evidence
empire. We are told by Justin (XLI, 2,8), who had concerning Parthia, tympana as percussion instru-
epitomized the lost historical work of Pompeius ments employed in military actions are referred to
Trogus, that the Parthians gave signals in battle not in Classical narrative sources only in reference to
with the trumpet but with the tympanum. India, where judging from local literary and pic-
Plutarch also confirms that they roused themselves torial data various kinds of drum-type instru-
in battle by playing not horns or trumpets but ments of music were especially widespread (Kauf-
instead percussion instruments, which he desig- mann 1981, 27, 3133, figs. passim). According to
nated (plural form) in one place (Cras-
sus 23,9) and in the other (ibid. 26,4).
Later the Roman historian Herodian mentions
*
in his list of Parthian musical instru- I wish to express my sincere thanks to the following collea-
gues for their assistance in my work on the present article:
ments (IV,11,3). Prof. Dr. Vladimir A. Livshits, Prof. Dr. Veronika A. Mesh-
Of these Classical accounts most information keris, Dr. Alexander K. Nefiodkin, Mr. Artur A. Ambart-
about Parthian percussion instruments is gained sumyan (all from St. Petersburg), and Prof. Dr. Dieter
from Plutarchs detailed description of the great Metzler (Mnster). To be sure, none of these personalities
is responsible for the ideas suggested in my paper. I am
battle at Carrhae in 53 BC, in which the Arsacid particularly indebted to Dr. Sharof F. Kurbanov (Penji-
troops led by General Surenas routed the kent) for his kind permission to make use of unpublished
Roman legions of Marcus Crassus. According to materials from his excavations at Tali Khamtuda. My deep
gratitude is also addressed to Mr. Alexander S. Silnov (St.
our author (Crassus 23,89), the instruments
Petersburg) who in friendly service produced the drawings
under study here were hollow devices covered for the illustrations in the article.
with skin and hung with copper rattles or bells. 1 The geographical definition Middle Asia is applied by
When struck, they emitted deep, heavy sounds the author to the region embracing the former Soviet Cen-
tral Asian republics, now the independent states of Turk-
and a horrible roar resembling a mixture of menistan, Uzbekistan, Tajikistan, Kirghistan and the south-
beastly howls with peals of thunder. Heard over ern part of Kazakhstan as well; this area is also referred to
a long distance, this caused great fear in the foes. as western Central Asia.
72 Valerii P. Nikonorov

ancient Greek legendary tradition, the emergence Here I refer to objects such as those depicted on
of tympana in India occurred under Dionysus rhyta decorated in the Parthian style, which were
impact; thereafter the Indians entered battles play- found in Olbia (Karomatov/Meshkeris/Vyzgo
ing them, including battles against the army of 1987, 60, figs. 46, 47; Meshkeris 1997, 138, fig. 1);
Alexander the Great (Arrian, Indica 5,9; 7,8; 9; objects on terracottas depicting a drummer and
Strabo XV,1,8; 58). Although this account of the flutist pair from Arsacid sites in Mesopotamia
origin of the Indian tympana derives only from (Van Ingen 1939, 26, 176179, nos. 590603, pl.
Greek mythology, the instruments themselves XLI,297300; Van Buren 1930, XLVIIXLVIII,
were actually used by the military in ancient India. 242243, nos. 11931201, figs. 293295; Ziegler
Hence, the famous historian of Alexander the 1962: 107108, nos. 721722, pl. 29, figs. 395, 396);
Great, Curtius Rufus, informs us that tympa- and those in a musical frieze from Hatra (In-
num-players were in the army of Porus, the most vernizzi 1991, fig. 4). None of these percussion
powerful of the kings in northwestern India, at the instruments seems to have been used at Carrhae.
battle of the Hydaspes in 326 BC. And further- In the absence of any direct pictorial or actual
more, the sound of the tympana, customary for evidence from Parthia itself, it appears necessary
the war elephants especially trained with it, took to resort to relevant material from medieval Mid-
the place of trumpets in Indian warfare (VIII, 14, dle Asia and Iran. There one can observe plausible
10). Another authority, the noted geographer Stra- parallels to the Parthian and .
bo, adduces the fact that the Indians had the habit Among them are the well-known kettle drums
of signaling with the in war (XV, 1, 62; designated nagara in Persian (or naqara, the
cf. XV,1,8). He also mentions the presence of term being borrowed from the Arabic naqqara):
musicians with these instruments () one-sided membranophones with a cauldron- or
among the Indian forces under the monarch San- pot-shaped body usually made of clay and cov-
drocottus (Chandragupta Maurya, late 4th early ered tautly with a membrane of animal skin by
3rd centuries BC) (XV, 1, 52). Nevertheless, one means of crossing thongs. There were two types
cannot consider these Indian percussion instru- of nagara, viz. a set of two paired devices (Pl. I,
ments as identical with the Greek tambourines. An 14) and a single one (Pl. I, 5), both of varying
important source, the Byzantine 10th century dimensions from small and portable to very
Lexicon of Suidas (Suda), supplies more testi- large and transportable on pack animals. These
mony to the use of by the Indians in kettledrums are frequently present in miniature
battle as well as a very detailed description of its paintings of the High Middle Ages, figuring there
construction. It is reported to have been cylinder- in martial and competitive scenes (Vyzgo 1980:
shaped, hollowed out of the trunk of a fir- or pine- 110, 125126, fig. 58ab, ills. 54, 59; Gray 1977: 89,
tree. Bells made of yellow copper were inserted 135; Humble 1989, 102, 104) (Pl. I, 25). Further-
inside of it; the opening of the body was covered more, they have survived as actual musical instru-
with bull-skin. In order to create a loud noise or to ments into the 20th century (Pl. I, 1). As late as the
give a signal, the was inverted with the latter half of the 19th century kettledrums were
orifice facing downwards, and its wooden body widely employed by the troops, retinues and
was beaten. The bells inside, numerous and large, police forces of the emirs of Bukhara as well as the
resounded with a buzz resembling the howl of a khans of Khiva and Kokand. In particular, there
wild beast rather than the sound of a musical in- are eye-witness accounts by those who visited
strument (Suid. s.v . ; ibid. s.v. ; Bukhara and Tashkent at that time that huge ket-
see also Avezou s.a., 560). Such a percussive device tledrums, nagara, were set at prominent places
must have corresponded to the battle membra- and played by two men. When struck with special
nophone, found under the term dundubhi in sticks. They emitted hollow sounds at first, which
ancient Indian sources dating from Vedic times then turned into thunder-like peals that were
and onward (see Kaufmann 1981, 3132). How- heard over a distance of several kilometres
ever, in view of the description by Suidas and (Belyaev 1933, 1012; Masson 1955, 47, n. 1;
other available material (see below), the Indian Vyzgo 1980, 152, 155 ff.). The striking resem-
tympana evidently were not the same as those of blance between the sound effects of the percussion
the Parthians. instruments as described in these accounts and in
When we look at works of art from the territo- Plutarchs description of the battle of Carrhae,
ry of the Parthian empire, they prove to be of little mentioned above, is indeed noteworthy!
help in identifying the percussion instruments of Another well-known kind of late Medieval
Surenas army. In fact all objects which may be kettledrums used in warfare in Middle Asia are
interpreted as representations of drum-like instru- instruments with a metal body in the shape of a
ments are neither in a military context, nor do pointed helmet and covered with a skin-mem-
they appear capable of producing a loud noise. brane, that resounds when struck by two sticks,
The Use of Musical Percussion Instruments in Ancient Eastern Warfare 73

the hands or a whip. Such military membra- 216217, fig. 58; Pugachenkova 1982, 145, ills. 150
nophones, called chin-daul in Uzbek, were and 160). Depicted here are two groups of people
transportable on foot; those especially intended who are making music. Judging from their ethnical
for use on horseback were fastened to the saddle appearances, garments and musical instruments,
by means of leather straps. They are preserved as one can ascertain that they are not Indians, but
actual objects (Pl. I, 10) and depicted in miniature mainly foreigners. According to J. M. Rosenfield
paintings as well (Pl. I, 11) (Vyzgo 1980, 152, ills. (1967, 216217), the men wearing a headdress
9394; Belyaev 1933, 12; Gray 1977, 134). The resembling Phrygian caps on the one relief are
same instruments appear in a drawing from the Central Asians. In the opinion of B. Goldman
book of the famous traveler A. Vmbry, who in (1978), the musical troups on the Buner monu-
1863 observed the entry of the emir of Bukhara ments reflect the influence of the Parthian culture
into the city of Samarkand. In this picture three in Gandhara, and their dress, instruments and prac-
horsemen of the emirs retinue beat kettle drums tice of performing dance-dramas came from Parthi-
attached to the saddle close to their knees with an western Asia. On the other hand, G. A.
sticks (Belyaev 1933, 12; Sadokov 1970, 2224; Pugachenkova (1982, 145) perceives obvious fea-
idem 1971, 161162, ill. before p. 97). The wide- tures from eastern Parthia. Nonetheless, the main
spread use of similar percussive devices in battle in point here is that two male persons in the reliefs in
earlier times is attested by the Ottoman and Tartar question are shown playing kettle drums, which
mounted troops, who in turn inspired late they hold between their legs (Pl. I, 6, 7), and that
Medieval European cavalry forces (Polish, Hun- these percussion instruments are quite different
garian, etc.) to adopt them (Boeheim 1983, from those used in ancient India. Both performers
211212, 514515). seem to represent itinerant musicians who had
Following the correct opinion of M. Ye. Mas- arrived from somewhere within the Parthian realm.
son (1955, 47), it can be proposed that the membra- Hence, assuming the availability of portable, hand-
nophones of the Parthians, which produced such a playable kettledrums of the Buner type in Parthia,2
terrible noise at the battle of Carrhae and instilled one may surmise their use not only in musical per-
great fear in the Roman legionaries, were distant formances, but also in accompaniment of military
precursors of the late Medieval kettledrums of actions, for instance the battle of Carrhae.
Central Asia and Iran. Moreover, considering that It must be presumed that the Parthians already
the sound of the Parthian was not only ter- made use of both single and paired kettledrums in
rifying but also extremely loud, one may suppose warfare, especially since the origin of the latter is
that the instrument itself was large enough to pro- believed to have been connected with the employ-
duce it. In order to be moved, these devices for per- ment of pack animals (Dzhumaev 1992, 48). Fur-
cussion music had to be transported on pack ani- ther, in view of the fact that Plutarch refers to the
mals, as in the medieval Middle East where camels Parthian percussion instruments using the two
and even elephants served as bearers (Vyzgo 1980, Greek terms and (Crassus 23,9
110, ill. 54; Gray 1977, 135; Humble 1989, 102, 104) and 26,4 respectively), it seems permissible to con-
(Pl. I, 4, 5). We are informed by Plutarch (Crassus sider the former term as designating the large ket-
21,7; 25,1) that in Carrhae General Surenas had a tledrums carried on camels, and the latter term for
special train at his disposal, consisting of one thou- the portable drums beaten while on horseback in a
sand camels to carry various supplies, including manner as demonstrated, for instance, by the ter-
arrows for the noted Parthian mounted archers. racotta representation of a mounted kettledrum-
Thus it seems quite plausible that the cumbersome player. The terracotta is reportedly from the Wei
kettle drums were transported by the camels of empire (AD 386534) in northern China (Ausstel-
Surenas train. At the same time, some of his men lung 1929, 125, no. 277) (Pl. I, 9). The contexts of
on horseback could have held smaller drums, simi- both passages are supportive of this supposition
lar to the later chin-daul. And although I have (see below). Although the position of kettledrum-
already affirmed the lack of any relevant evidence mers within the organizational structure of the
from the territory of the Parthian empire proper, whole Parthian army is not known in detail, they
further important argument for the plausible pres- may have formed a specialized force intended sole-
ence of such portable instruments among the ly for making percussive accompaniment in fight-
Arsacid troops comes from the famous works of ing actions. At least this concerns those performers
art in Gandhara (northwestern India). Two finely
carved reliefs (now in the Cleveland Museum) are
2 For Middle Asia proper, the presence of such kettledrums is
reported to have been found in the district of
attested on a mural fragment from Room I:10A in the site of
Buner; their date lies within the late 1st to 2nd cen-
Penjikent in Sogdia (Dyakonov 1954, 107, pl. XIV; Bele-
turies AD (Goldman 1978, figs. 1 and 3; Kaufmann nitskii 1953, 48, fig. 18) (Pl. I, 8), it dating from the 6th cen-
1981, 136, 138, figs. 91 and 93; Rosenfield 1967, tury AD (Belenitskii/Marshak/Raspopova 1979, 286 289).
74 Valerii P. Nikonorov

who played the large kettledrums on the camels. lightly equipped archers. These tactics proved to
The soldiers themselves, not all but many of them be very effective in fighting against the heavily
mounted in battle, could have both beat the small armed infantry forces of the Graeco-Roman
instruments and fought with weapons, yet only by world (Nikonorov 1995; idem 1997, vol. 1, 2223,
alternating the two actions in order to keep their 5051). In turn, these warfare peculiarities derived
hands free to strike the enemy at a distance or in a from those of the founders of the Arsacid Parthian
hand-to-hand combat. As a close model there was empire, viz. a Scythian people referred to in Clas-
the battle practice of the Ottoman Turks, whose sical sources as Dahae, who had settled in the
cavalrymen in the 16th century (or even earlier) steppe areas of northwestern Middle Asia in
had small kettledrums, which they beat when ancient times. Migrating southwards from their
approaching to the enemy, and thereupon, just homeland, some of the Dahae, a tribal branch
before clashing, pulled out their sabres (Boeheim known under the Greek name as
1983, 514515). (), invaded the northeastern extremity of
The use of striking kettledrums was a very the Iranian plateau during the mid-3rd century
important element of Parthian battle tactics, first BC, establishing there a kingdom that subsequent-
of all providing them with a psychological influ- ly widened to the Euphrates river in the west and
ence on the enemy just before and in the course of the Indo-Iranian borderlands in the east, and
fighting. Accordingly, Plutarch informs us that became a very powerful state, one of the world
Surenas, preparing for battle at Carrhae, withdrew empires of late Antiquity (see Olbrycht 1998,
the bulk of his troops to behind the advanced 51 ff.). The rise of the Arsacides to power was
detachment to lend the impression upon the ensured mainly by the military might of the
Romans that his army was not large; Surenas also Parthians, which emerged in turn on the basis of
ordered his soldiers to conceal the brightness of radical changes in Iranian warfare which had been
their armour with covers of cloth and skin. With made by the Parnoi-Dahae.
the approach of the army of Marcus Crassus, the Most probably, the use of kettledrums in battle
Parthian leader gave signal to beat the , and was among the military innovations brought by
the whole plain was filled with the horrible noise. the steppe progenitors of the Parthian empire as
Thereby our author notes that the Parthians well well. Indeed, it seems very plausible that the caul-
understood the greater significance of hearing, in dron-like percussion instruments purposeful also
comparison with the other organs of sense, that is in warfare first came into existence in the midst of
in regard to throwing human souls into confusion. the ancient nomadic tribes inhabiting the Eurasian
In other words, they proved to be very good psy- steppes. The fact is that the kettledrums (the shape
chologists! Having frightened the foes with such of which, by the way, was inspired by the com-
sounds, the mounted warriors of Surena, the so- mon cooking utensil of nomads) were especially
called cataphracts, threw down the covers from suitable for accompanying the cavalry in warfare,
their armour and appeared before the Romans, since their sound not only frightened the adver-
who in turn were taken aback by the sight of the saries while inspiring the warriors using them, but
warriors encased in full armour made of shining also the horses were easily accustomed to the
steel from Margiana. Then they launched a frontal sound after special training. To strengthen this
charge on the Roman army (Crassus 23,724,2). supposition, for lack of any direct extant evidence
Later on, after the defeat of the detachment headed dating from antiquity, it seems reasonable to draw
by Publius Crassus, who had been sent by his forth relevant materials from later times. The most
father to drive away the Parthians, Surenas troops interesting of such evidence is the terracotta,
resumed to attack the main Roman force under the referred to above, on which a horseman playing a
accompaniment of the , in addition to kettledrum is represented (Pl. I, 9); it stems from
both the war-cry and triumphal hymn (ibid. 26,4). the northern Wei empire in northern China, which
Discerning attention is the fact that the Parthi- was established by foreign nomads from eastern
ans used only percussive instruments in warfare, Asia. Thus, the mounted kettledrummer appears
unlike the armies of ancient Greece and Rome, to reflect a purely nomadic tradition in the usage
which, consisting basically of infantry forces, of the instrument in question.3 In this respect it
entered battle with the sounds of wind-instru- should be noted further that the famous Italian
ments (see Gertsman 1995, 233247; Krentz 1991; traveler of the 13th century, Marco Polo, affirms in
Feugre 1993, 6972). In my opinion, the explana- his writings that the Mongols, i.e. nomads from
tion lies in the nature of the Parthian military sys-
tem which was exclusively founded on the
3 However, the real introduction of kettledrums and drums
employment of mounted troops. Their tactics on
into ancient Chinese warfare must have taken place even ear-
the battlefield were a strict co-operation between lier, during the Han epoch, yet under the manifest influence
the heavily armoured lancers (cataphracts) and of nomadic neighbours all the same (Altheim 1959, 219).
The Use of Musical Percussion Instruments in Ancient Eastern Warfare 75

Inner Asia by origin, never joined battle until the appears to be a late Sasanian version of a Parthian-
nakar (nagara) of their leader gave a signal age epic narrative (Russell 1987, 432, n. 91;
(Minaev 1902, 111, 312313, [chs. LXXIX and Ambartsumyan 1998: esp. 71).4
CXCVIII]).
In addition to kettledrums, there is evidence of Middle Asia also provides us with actual mate-
the use of other drums by the indigenous inhabi- rial on the theme. Of particular interest is a recent
tants of the eastern Eurasian steppe. In particular, find, a ceramic goblet-shaped drum, that was dis-
small one-sided drums made of ox-horn have been covered in the ancient site Tali Khamtuda, situated
discovered, which form part of the equipment of in the district of Penjikent, northern Sogdia (Kur-
mounted warriors in the noted chieftain burials of banov 1990) (Pl. II, 23). The very small, one-
the Pazyryk culture (5th to 3rd centuries BC) in the sided instrument had a hole in the bottom for
Altai region (Rudenko 1970, 277278, fig. 138; acoustics (as is normal for single-membraned
Karomatov/Meshkeris/Vyzgo 1987, 52, figs. 36, drums). Its outer surface was originally painted
37) (Pl. II, 1). It is also known that battle drums with red colour (angob). The drum was found in
were in widespread use among the early Turkish a burial, which in the opinion of its discoverer
tribes of Central Asia (see below). Sh. Kurbanov belonged to the deceased warrior-
But let us return to Iran, where one may ascer- drummer. The archaeological context, although
tain that after the fall of the Arsacid dynasty, their unclear, may testify to a date for the burial within
conquerors and successors, the Sasanians, inherit- the period from the 3rd to 5th centuries AD. The
ed a great deal from the Parthian warfare, includ- form of the ancient instrument under study resem-
ing an instrument for military music such as the bles that of the modern Tajik drum, called
kettledrum. It is referred to with the Greek term tablak. It must be added that H.G. Farmer
, already familiar to us, in the historical defined goblet-like drums under the term tum-
work of the Byzantine writer Agathias (6th centu- bak (in Middle Persian) and dunbak, tunbak,
ry). In his description of the Persian siege of the tanbk, tanbk (in New Persian) (1938, 410).
fortress of Phasis (in the 550s) Agathias mentions If so, one may suppose that the aforementioned
the Persians use of kettledrums and war-cries to tumbag (in the Ayadgar Zareran) would have
instill fear (III, 25). Depictions of kettledrums are had the similar shape.
recognisable on one of the Sasanian hunting reliefs In addition, there are several terracottas from
of the early 7th century at Taq-i Bustan, in which the area under review, that date to early Medieval
something like the kings band is represented times (6th to 8th centuries), that represent men
(Fukai/Horiuchi 1969, pls. LXXXVII, XCI; playing two-sided, waisted drums. It seems possi-
Farmer 1938, 404405, figs. 8, 10; Kishibe 1984, ble that they are shown in a more or less military
189). Most likely, it was the kettledrums from context. Similar figurines were found at Penjikent
Sasanian Iran that the Byzantine troops adopted. (Terenozhkin 1950, 92, pl. 44,2; Isakov 1977,
These can be securely dated to the 10th century 99100, fig. 26; Zeimal 1985, 197, cat. no. 486;
based on Leo Diaconus History, in which the Karomatov/Meshkeris/Vyzgo 1987, 100) (Pl. II, 4,
are often mentioned as accompanying 5), at Afrasiab (Samarkand), the greatest Sogdian
cavalry actions (III, 1; VI, 13; VIII,4; IX,9). city (Meshkeris 1989, 210, 223224, figs. 108, 119;
Karomatov/Meshkeris/Vyzgo 1987, 100, figs. 124
The important role of percussion instruments 126) (Pl. II, 79), and at Kanka in the region of
in the military music of pre-Islamic Iran and Cen- modern Tashkent or ancient Chach (Bogomolov
tral Asia as well is confirmed in the extant works 1989) (Pl. II, 6). The instruments depicted deserve
of medieval Persian literature. In the well-known
epic Shahnameh by the great poet Firdowsi
completed in c. AD 1010 but containing a great 4 Another term, tanbur (tambur), usually thought to
amount of data from the historical and legendary mean the lute (Farmer 1938, 406), is found (true, not in
past of the Iranians, frequent reference is made to martial contexts) in such Middle Persian texts of the 6th
century A.D. as the Karnamag Ardax r Pabagan
playing the kettledrum (kus) and the drum (III,2 see Chunakova 1987, 42), the Husraw Kawadan
(tabra) in martial scenes (Vyzgo 1980, 9899, cf. ud redag-e ( 13 and 62; Unvala s. a., 15, 2728) and the
110111; Farmer 1938, 404, 405). Kettledrums and Draxt asurg (101; unpubl. ed. by A. A. Ambartsumy-
drums figure in the same context in the poem Vs an), and, judging by contents of these passages, it might
designate instruments of percussion, perhaps a drum or
u Ramn written by Gurgani in c. AD 1050 (Gur- kettledrum (verbal suggestion of Ambartsumyan). On the
gani 1963, 7375, 79), which must derive from a other hand, there is the opinion that the word under
Parthian original (Minorsky 1964, 151199). Espe- review inscribed in manuscripts of the Karnamag must
be read not as tanbur, but as tubul (tu?ul), i. e. in
cially interesting is the fact that a battle drum des-
such a case it would be similar to the Arabic tabl, the
ignated with tumbag is met in the Middle Per- kettledrum (Altheim 1959, 219). However, this reading
sian text entitled Ayadgar Zareran ( 26), which does not seem to be supported by Iranists.
76 Valerii P. Nikonorov

attention. They all belong to the type of the so- It is interesting to note that if not all at least
called hour-glass drums. Such membranophones, some of the terracotta drummers, viz. those from
portable and beaten with both hands, seem to have Kanka and Afrasiab (Pl. II, 69), must have origi-
appeared in India no later than the 2nd1st centuries nally been depicted on horseback, because their
B.C., as indicated by pictorial data (Kaufmann 1981, legs poorly preserved in the picture seem to be
33, 48, 50, figs. 8 and 9) and then in Central Asia apart in order to sit astride a horse (Meshkeris
during the Kushan epoch, in the 1st3rd centuries 1989, 210, 223). The drums could be carried by
AD. In addition to those just referred to, representa- their bearers either suspended on a waist belt or a
tions are known in works of art dated to Late Antiq- shoulder-strap. When giving martial signals both
uity and the Early Middle Ages from the Hissar val- membranes of the drum were struck at once usual-
ley (Zabelina 1952: 26, figs. 23) and Zar-Tepe ly with the hands; in concert performances the
(Meshkeris 1994, 114115, figs. I.2 and II) in north- rhythm was carried by striking only one mem-
ern Bactria-Tokharistan, from Toprak-Kala in brane, as pictured in Toprak-Kala.
Chorasmia (see below), and from the distant Khotan It seems quite probable that the terracotta fig-
oasis in Chinese Turkestan (Karomatov/Meshk- urines under consideration (perhaps something
eris/Vyzgo 1987, 144, 150, figs. 179, 199, 202204). like symbolic personifications of good protectors
Drums of the type in question were definitely in use against wicked spirits, summoned to scare away
in Sasanian Iran, because such an instrument is clear- the latter by beating the drum; see Bogomolov
ly pictured on the hunting relief from Taq-i Bustan 1989, 36) illustrate in fact the presence of drum-
mentioned above (Farmer 1938. 405, fig. 13; Kishibe mers in the armies of Middle Asian rulers during
1984, 190). Moreover, similar devices of music can early Medieval times. Their employment precisely
also be seen on objects of early Medieval silver ware, in that period was especially stimulated by the
either made in Iran itself or elsewhere in the Middle emergence of the Turks, who since the 6th century
East (Harper 1978, 7476, cat. no. 25; Marshak 1986, AD had begun to penetrate the area under study
figs. 16, 34, 174; Karomatov/ Meshkeris/Vyzgo from Inner Asia and to conquer its lands. Battle
1987, 62, 88, figs. 50, 51, 91, 92). In Farmers opinion drums were very honourable amongst the Turkish
(1938, 405), the waisted drum is probably called tribes before the arrival of Islam (Dzhumaev 1992,
tabr or tabra in the Shahnameh. 49). The most striking examples of this are reports
Of especial importance among all the depic- of Arab historians concerning the invasion of the
tions of the Middle Asian hour-glass drums is the Muslim General Ahnaf b. Qays into Tokharistan
fragment of a wall-painting discovered in the so- in the mid 7th century. Accordingly, during the
called Harpists Hall of the High Palace at course of action against an army of local coalition
Toprak-Kala in Chorasmia (Sadokov 1970, probably headed by the Turks in the person of the
103107; idem 1971, 119123; Rapoport and Ner- ruler of Chaghaniyan (a district in the Termez
azik 1984, 184185, fig. 81; Karomatov/Mesh- region), the Arab leader is told by Tabari to have
keris/Vyzgo 1987, 68). The instrument shown here charged and killed three Turkish horsemen, one
(Pl. II, 10) is not only the earliest evidence from after another, who, following their native custom
the whole area of Middle Asia (the date of this of starting a battle, had challenged him with beat-
mural must be placed within the first period of ing the tabl, a drum or rather a kettledrum
occupation in the Palace, i. e. in the latter half of (Belyaev 1987, 20; Altheim 1959, 219). The other
the 2nd and the 3rd centuries AD, s. Rapoport and writer, Baladhuri, writes more generally of the
Nerazik 1984, 1617), it also provides us with an same episode with less detail: Ahnaf had attacked
idea about the instruments structure by supplying the enemy and slain in person three of those who
sufficient details for a reconstruction (Pl. II, 11). It beat very strongly the drum(Goibov 1987, 15).
apparently consists of two hollow, truncated Certainly, the Turkish custom in question went
cones, one being larger in diameter but shorter in back to the common tradition of playing drum-
length than the other. The cones are joined by a type instruments on battlefields, a tradition which
grip, and their open end covered by a membrane had originated among the ancient nomadic peo-
stretched tautly with thongs or laces. ples of the eastern Eurasian steppe.
The Use of Musical Percussion Instruments in Ancient Eastern Warfare 77

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Plate I

Fig. 1 Actual paired kettledrum (nagara) from Middle Asia, 19th20th century (after Vyzgo 1980, ill. 95).
Fig. 2, 3 Depictions of nagara players on an Iranian miniature, 17th century (after Vyzgo, fig. 58b).
Fig. 4, 5 Battle kettledrummers on camels, represented on miniatures of the 16th century (after Humble 1989: ill. at
p. 104, and Vyzgo 1980, ill. 54 respectively).
Fig. 6, 7 Musicians on the reliefs from Buner, late 1st2nd century AD (after Goldman 1978, figs. 1 and 3).
Fig. 8 Performer on the kettledrum, pictured on the wall-painting from Penjikent, Room I:10A, 6th century (after
Belenitskii 1953, fig. 18).
Fig. 9 Figurine of a mounted kettledrummer from northern Wei China, AD 386534 (after Ausstellung 1929, no.
277).
Fig. 10 chin-daul from the Museum in Angren (Uzbekistan), 19th (?) century (after Vyzgo 1980, ills. 9394).
Fig. 11 Mounted musician in battle, with a small kettle drum of chin-daul type, attached to the saddle from the
horses right side; depicted on a 16th century Persian miniature (after Gray 1977, ill. p. 134).
The Use of Musical Percussion Instruments in Ancient Eastern Warfare 79

Plate 1
80 Valerii P. Nikonorov

Plate II

Fig. 1 One-sided drum composed of two halves of horn, from Barrow 2 at Pazyryk, 5th3rd century BC (after
Rudenko 1970, fig. 138).
Fig. 2, 3 Ceramic one-sided drum from Tali Khamtuda (in Northern Sogdia), 3rd to 5th century AD (drawings of
material kindly presented by Dr. Sharof F. Kurbanov).
Fig. 4, 5 Terracotta figurines of drummers from the citadel of Penjikent, 6th century AD (after Isakov 1977, fig. 26,
and Terenozhkin 1950, pl. 44,2 respectively).
Fig. 6 Terracotta figurine of a drummer from Kanka (in the Chach/Tashkent region), 7th century AD (after Bogo-
molov 1989, fig. 1,1).
Fig. 79 Terracotta figurines of drummers from Afrasiab (Samarkand), 6th8th century AD (after Meshkeris 1989,
figs. 108,1 and 119).
Fig. 10 Drawing of a two-sided drum on the mural from Toprak-Kala (in Chorasmia), given with its dimensions in
millimetres; late 2nd3rd century AD (after Sadokov 1970, fig. p. 106).
Fig. 11 Reconstruction of the drum from Toprak-Kala (after Sadokov 1970, fig. p. 105).
The Use of Musical Percussion Instruments in Ancient Eastern Warfare 81

Plate 2

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