Beruflich Dokumente
Kultur Dokumente
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European Journal of Philosophy : ISSN 0966-8373 pp. 2017 John Wiley & Sons Ltd
2 Ursula Renz
The Educational Project of Part One of the Leviathan and the Role of the First
Person
Comparing the anthropology of the Elementa with the rst part of the Leviathan,
one will soon notice that, in comparison with De Corpore and De Homine, the
anthropology of the Leviathan omits any farther-reaching physical discussion,
including all optics. In particular, the Leviathan offers no detailed causal analysis
of the psychological properties of man. This is not to say that physical causation
plays no role anymore in the latter text, for there are several passages in which
Hobbes writes about the mechanistic principles driving or even constituting our
psychological properties. In chapter one, for instance, he discusses how sensation
arises when a moving external body impinges on the sense organs.11 Similarly,
chapter two shows that imagination is due to the continuation of the internal
motion by which some former sense impression is retained.12 Furthermore,
accounts of physical causation are present implicitly in many of Hobbes
denitions of phenomena usually related to rationality, as, for instance, when
he equates the will with the last Appetite in Deliberating.13 Nonetheless, these
passages provide no complete causal explanations of mental phenomena, and it
thus seems as if Hobbes mechanistic physics is assumed as background, but is
not intended to serve or furnish a complete or systematic mechanistic account
of the human mind.
How can we account for this difference of approach between the Leviathan and
the other texts mentioned? It certainly does not indicate a fundamental change in
Hobbes doctrines. To be sure, there are crucial differences with respect to certain
problems and issues, such as the problem of authorization, which I am going to
address in the third section. But these are rather variations on a common theme
and do not express a fundamental change in the basic doctrine. Still, the mentioned
differences suggest that the Leviathan aspires to a different purpose.
At this point, it is worth taking a closer look at a peculiarity of the philosophical
method practiced in the Elementa. In the beginning of the second part of De Corpore,
at which point Hobbes is initiating a discussion of his natural philosophy, he
famously introduces his annihilation hypothesis, i.e. the methodological ction
that everything besides our ideas is annihilated. This ction, which requires, in
the form of a methodological proviso, that we consider all our ideas either as
internal accidents of our mind or as species of external things, not as really
existing, but appearing only to exist (DCo;1841: 93f.),14 lays the ground for the
subsequent derivation of all further claims from a causal analysis of the phantasms
provided by the senses. We can conclude that in the Elementa, Hobbes eventually
aims at giving a more-or-less complete causal account of his views on all nature,
mankind and political institutions.15
The case is different in the Leviathan. Here, by contrast, Hobbes dispenses with
farther-reaching causal analysis, and he does so quite deliberately; as he says in
the beginning of the rst chapter, [t]o know the natural cause of Sense is not very
necessary to the business in hand.16 He obviously thinks that there is no need for
detailed causal analysis in this text. Yet, as becomes clear just after the quoted
passage, he nonetheless wants to make sure that sensation, or more generally
mental states, are understood as the effect of some motion caused by external
bodies. This indicates that Hobbes wishes us to presuppose some of the details
of his mechanistic account of the mind, although his main project here is not to
provide a complete or denitive explanation of the mind in those terms. Rather, as
I shall now attempt to show, his project in the Leviathan is of a markedly pedagogical
nature: It does not seek merely to defend in an abstract manner the theoretical
validity of the causal-mechanistic account, even though, of course, he presupposes
its truth. What he is doing here is to pitch or tailor some premises and results of this
account to an audience interested in politics rather than in science.17
This does not entail that the Leviathan must be committed to a different theory
on mankind, nor does Hobbes, as some have alleged, employ another, humanist,
method of inquiry; rather, he is concerned with another kind of purpose, namely,
convincing a certain audience of his anthropological views. Note that we have to
distinguish three different levels of analysis here to get things right: The level of
theory, the level of method, and the level of purpose or the particular aim of the
text. While on the level of theory the Leviathan is consistent with the Elementa, there
is, I think, a marked difference on the level of purpose. This result, in turn, has a
negative impact on any decision of the question of method; given that there is a
difference of purpose, no conclusions can be drawn with regard to the method
employed, as only the Elementa are engaged in inquiring systematically into human
nature, whereas in the Leviathan, method is merely a matter of exposing certain
insights.
This analysis can be conrmed if we take a closer look at the contents of the rst
lesson Hobbes wishes his readers to appreciate. As he writes in the introduction to
the Leviathan, the rst part is to consider man as the Matter and the Articer of
the commonwealth. Hobbes rst lesson must thus provide the reader with a view
on mankind that allows her to understand both how man is the matter of the
commonwealth and how he can be the maker of the state.
Now, one might say that in order to acquire this understanding causal knowl-
edge is necessary. How does this t with the above observation that, unlike the
Elementa, the Leviathan is not concerned with causal analysis? It is true, some causal
knowledge is indeed required for the Leviathan, too, and this is quite obvious with
regard to the notion of mans constituting the matter of the state. Understanding
man as such requires that one conceive of the faculties and limitations of man as
causally determining his social life. This presupposes much causal knowledge. But
it is not necessary that the reader have detailed knowledge of the complete causal
history determining mans behavior. Rather than investigating all the particular
causes of mans mind and behavior, the reader has simply to acknowledge the idea
of motion as the general principle of mental causation.18
But how does causality matter to the readers notion of mans being the articer
of the state? The answer to this question is more complicated and requires rst
considering what it means to say that someone is the articer of something. For
a person to be the articer of something, it is necessary that she play a crucial role
in its causation. The thing in question must, in some sense or other, be effectuated
by the person we consider as its articer. Yet that there is a causal relation between
the person and the object is not sufcient for someones being the latters articer.
We are the causes of many things of which we are not the articer. Man is assumed
to have caused climate change, but he is not considered the articer of the climate
change. As a second requirement for a persons being the articer of a thing,
therefore, we can discern the idea that the artifact in question has to be effectuated
deliberately by the articer, rather than unintentionally. Or more precisely, to bring
about the artifact must be the very goal of some intentional action of the agent.
We can conclude that understanding man as the articer of the state is not to be
reductively accounted for by mere causal knowledge of mans behavior. The
second aspect of Hobbes programto understand man as the articer of the
statethus exhibits an additional requirement: To think of man as the articer of
the state requires that one conceive of the state as the intended product of mans
deliberate actions, and this involves conceiving of man as an agent. Clearly, given
the mechanist framework of the Hobbesian anthropology, man has no free will.
Human agency cannot therefore consist in a free and self-determined choice
among options. But Hobbes nonetheless assumes that it makes a difference
whether we think of man (i) as being some kind of agent or (ii) only passively, as
matter, and we may presume that Hobbes also wants his reader to see this
difference. Otherwise, he would not have distinguished mans being the articer
explicitly from his being the matter of the state in the rst place. It thus seems crucial
for Hobbes educational project that the reader see how man, notwithstanding his
behavior being caused by mere matter and motion, can be understood as a cause in
his own right, that is, in the more active and practically efcacious manner that
seems implied in the notion of man as the articer of the state.
It is against this background that I suggest interpreting the second half of the
introduction to the Leviathan. In aligning his approach with the tradition of
appealing to the Delphic injunction, Hobbes indicates, as I will argue below, that
he expects the reader to acknowledge the proposed anthropological views on
mankind from a rst-personal perspective.
But why is it necessary to adopt a rst-personal perspective, in order to get a
grasp of mans being the articer of the state? Admittedly, if Hobbes aim was only
to convey an understanding of mans being the matter of the state, our adopting a
rst-personal perspective would not be essential. It is possible to conceive of ants
as the matter of ant colonies without reecting on the ants life from a rst-personal
perspective. The situation is different, however, with regard to the second aspect of
Hobbes anthropological lesson. As I have argued above, to understand how man
is the articer of the state requires that one conceive of the state in terms of an
intended result of mans deliberate actions; yet to think of the effects of mans behavior
in these terms presupposes some knowledge of his aims and intentions. Now, as
Elizabeth Anscombe showed a few decades ago, intentions, goals, or aims belong
to the things that are known without observation, and this suggests that knowl-
edge of an agents intentions involves some irreducible rst-personal perspec-
tive.19 Now, contrary to what one might infer from the widespread image of
Hobbes as the arch-naturalist, he apparently shares this insight, for he claims that
we cannot discover the design of mans actions in a safe way without comparing
them with our own.20 This indicates that Hobbes considers it a prerequisite of the
readers understanding of mans being the articer of the state that she adopts a
rst-personal point of view.
But this is not the whole story, for this requirement also changes the way in
which the reader is to think of mans being the matter of the state. One has to
take into account here that one cannot take these two sides of Hobbes
educational program apart without changing the essence of its lesson.21 We
may and should of course distinguish features describing man as the matter from
those yielding the understanding of man being the articer of the state. These two
aspects of Hobbes anthropology can be separated for analytical purposes, but it
is by taking them together that his educational program derives its peculiar
motivation. For whereas understanding man as the articer of the state requires
the adoption of a rst-personal perspective, understanding man as matter
demands that one come to think of human desires and intentions as conditioned
by the causal principles of mechanist physics. Following Hobbes naturalism,
these are just two sides of the same coin, and this is a matter of particular urgency
for him, as we are easily led astray by our imagination to think of ourselves as
exceptional. To acquire the right understanding of man as being both the matter
and the articer of the state therefore requires that we accept the Hobbesian
anthropology as a description of our own condition and that we learn to think
of our own intentions, which we know from a rst-personal perspective, in terms
of this third-personal description.
To summarize the results of this section, we can say that the goal of the rst part
of the Leviathan is not to demonstrate the truth of Hobbes anthropology, even
though, of course, its truth is presupposed; rather, it primarily aims at educating
the reader to think of herself in terms of Hobbes views. Thus the reader is not
expected solely to afrm the truth of Hobbes anthropology, but to relate its
particular tenets to the mental properties she knows from a rst-personal perspective
and to reect on what she desires, feels, and intends in light of the third-personal
views she is presented with when reading Hobbes anthropology. Ideally, she will
thus have already improved her self-conception when she starts thinking about the
need for a social contract and tries to understand how man can also be the articer
of the state.
I argued in the last section that Hobbes pursues an educational program that is
grounded in the expectation that the reader relate the Hobbesian anthropology
to her rst-personal knowledge of her mental life, so that she both improves her
self-conception and gets into the position to see how man can be the articer of
the state. The question arises how this expectation is defended epistemologically.
How do we have to think of this process of improving ones self-conception by
reading the Leviathan? What conceptions, in other words, of self-reection and
self-knowledge underlie Hobbes educational program?
Hobbes neither addresses this question at length nor proposes a theory of self-
knowledge elsewhere. But right after the exposition of the organization of the
book, he makes a few remarks on his understanding of the Delphic injunction that
contain a couple of interesting insights that illuminate the nature of the kind of self-
knowledge he appears to have in mind. Unfortunately, these insights are extremely
under-theorized, and are thus easily missed. Before addressing them, therefore, let
us consider the underlying structure of the passage.
Roughly, the text can be divided into four steps:
(a) Voicing his anthropological account. In a rst step, Hobbes justies the anthropo-
logical point of departure by reminding the reader of two sayings on human
nature, both current in early modern philosophy. The rst consists in the
commonplace that Wisedome is acquired, not by reading of Books, but of
Men, which is likely a reference to Galileo Galileis famous metaphor of the
book of nature22; the second is the Latin version of the Delphic inscription,
Nosce teipsum, which is translated, remarkably, by Read thy self and not,
as one might expect, by Know thy self.
(b) Specication of the target of self-knowledge. In the next step, Hobbes opposes his
interpretation of the Delphic injunction to other interpretations current at the
time. In particular he emphasizes the following two points: (1) Self-knowledge,
as conceived by the ancients, aims at the acknowledgment of universal truths
may know the intentions of at least those people with which we are already
well acquainted. Nor does he doubt the possibility of introspection or address
the question of the special authority of the rst person with regard to ones
own mental properties. None of these issues discussed in contemporary
debates about self-knowledge is addressed here. The problem Hobbes is
struggling with is rather this: If the knowledge we gain by looking into
ourselves or by the acquaintance with others mental lives is so restricted, as
he seems to think, how, then, can we ever afrm universal claims about
mankind on the basis of it? The problem is clear: Unless Hobbes nds a way
to negotiate this difculty, he will have to give up the ambition to provide
us with universal truths about mankind, rather than a restricted account of
the goings-on in a given individuals mind.
(d) Addressing the reader. It is against this background that in the fourth and nal
passage of the introduction, Hobbes addresses the sovereign as the ideal
reader of his tract. This move contains several steps. First, Hobbes explains
that the ambition to seek universal truths about mankind is particularly
important for future governors. He that is to govern a whole Nation, he
writes, must read in himself, not this, or that particular man; but mankind.24
Hobbes then afrms how difcult it is to accomplish this task, for knowledge
of mankind is harder [to achieve] than to learn any language. Yet, he adds,
when I shall have set down my own reading orderly, and perspicuously, the
pains left another, will be only to consider, if he also nd not the same in
himself. In sum, Hobbes suggests tackling the problem raised before by
advising the reader to compare what she is reading in the Leviathan with what
she is reading in herself.
In which sense does this move indicate a way out of Hobbes problem?
Clearly, one might still wonder how Hobbes, as the author whose task it is to
expose the results of his own self-reading, has got the knowledge in question.
However, for that reader who follows Hobbes advice, the problem becomes
manageable, for she is in a position from which she can compare the contents
of the reading proposed by Hobbes with the results of her self-scrutiny. And
that is also how she can read mankind in herself. This might appear
unsatisfying, and indeed I think that this is a less-than-ideal solution. But there
is no other solution according to Hobbes, since, as he explicitly says in the
closing sentence, this kind of Doctrine, admitteth no other Demonstration.25
of view, even if this is not the very goal of the inquiry; but otherwise we never get
any knowledge of mankind at all. To observe the actions of others, without
comparing them with our own is, Hobbes contends, nothing but a vain attempt
to decipher [them] without a key.
On the other hand, Hobbes is also emphasizing the inuence of individual
constitution and education on the things desired, feared, hoped, &c., and it is
hard to see how one could account for these inuences unless we rely on some
external knowledge. Against this background, we can assume that by calling for
a process of self-reading, Hobbes is not simply appealing to the readers
introspective self-reection. To understand ourselves as subject to the inuence
of some condition, introspective knowledge of our intentions or of the objects of
our desires is necessary, but not sufcient; it does not provide us with any further
insight into the causes that shape our mental states. What Hobbes requires, then, is
that the reader engages in a process of self-scrutiny that involves introspection,
while it relates it to external knowledge.
But how is such a relating of introspection to external knowledge to be
conceived? I have already indicated how Hobbes thinks of solving this problem
in my exposition of the fourth step: He addresses the reader and advises her
how to relate his views to herself. Hobbes thus introduces the idea of a systematic
cooperation between the author and the readers of the Leviathan, a cooperation that
presupposes some special kind of division of labor. While his task as the author
consists in the explication of his own reading of mankind, it is the readers duty
to compare the results of the authors self-scrutinizing reading with the things
she sees in introspection. What Hobbes calls for is sort of a guided self-reading,
where the reader deciphers her introspective self-awareness by means of the
description of man proposed by the text.
At rst, this might look like a cheap rhetorical trick simply employed to prevent
further discussion. It has to be admitted that Hobbes does not get rid of any of the
difculties connected to the issue of rst-person authority, for which he has not
provided a solution yet. But this is not what this passage is about. The problem
at stake here is that it is not clear how one can get universal knowledge of
mankind, given that introspection is fundamentally limited in its reach. Yet if it
is this problem that Hobbes is concerned with, his calling for the readers
cooperation is a pretty clever move. To see why, one has to be clear on the
requirement that any account seeking to solve this problem has to meet: It has to
show what a cognitive process might look like that systematically mediates
between external and internal perspectives on human mental life. I think that, even
though Hobbes account is unsatisfying in many respects, his suggestion that the
reader should take the anthropological tenets maintained in the Leviathan and
consider if he nd not the same in himself does meet this requirement.
One might object here that the mentioned hermeneutical division of labor does
not answer the basic epistemological question of how universal claims about
mankind can be justied by ones looking into oneself. He has only shown how
some universal claim about mankind can be comprehended and afrmed by the
reader as holding for her, too.
At this point, it is important to see that Hobbes does not really face this problem,
for given his methodological nominalism there is no principled distinction
between the validity of universal claims and individual statements. As he is going
to develop his view in chapter four of the Leviathan, it is possible for him to reason
about the properties of a type of thing by considering the property of an individual
belonging to this type. Nothing prevents him from making a case for some
anthropological view by examining himself, as long as he avoids appealing to
those very features that distinguish him from other men.26 Furthermore, one has
to be aware that, if the ambition of the rst book of the Leviathan is educational
in spirit, Hobbes has not to worry as much about the scientic validity of his
approach as about the way in which the reader takes his views in.
The epistemological problem to be addressed here is, therefore, this: How is it
possible for someone to afrm certain existing claims about human nature by
looking into her own mind? This problem is indeed tackled by the mentioned
hermeneutic division of labor. Yet, to see why, it is important to explicate a
theoretical commitment involved in Hobbes usage of the notion of reading. This
notion is not only employed as a metaphor to describe the process of introspective
self-scrutiny, nor is it, as Skinner has suggested, an indication of the difculties
involved in the process of acquiring anthropological knowledge through
self-scrutiny.27 Rather, I think, it points to a structural peculiarity underlying the
concept of reading, the understanding of which also allows us to get a better grasp
of the kind of process Hobbes has in mind here.
As is well known, it is constitutive for any process of reading that the signs to be
looked at are distinct from the contents read. The act of reading implies, in other
words, the supposition of the semiotic distinction between sign and designated
thing. This distinction is crucial for Hobbes metaphorical use of the word
reading, as can be proven by the fact that in his description of the process of
self-reection he draws on an analogous distinction.28 There he says:
[W]hosoever looketh into himself, and considereth what he does, when he
does think, opine, reason, hope, feare, [and so on he] shall thereby read
and know what are the thoughts, and Passions of all other men, upon the
like occasions.29
Note that, just as we distinguish the signs looked at from the contents read,
Hobbes wants us to distinguish between the activity of looking into ourselves
and the very act of knowing or reading. And that is indeed crucial if the rst is
to become an instrument for the second, as is indicated by the adverb thereby.
One might think that this is trivial, but it is not, as can be seen from a
comparison with contemporary discussion. Self-knowledge as it is conceived
today is typically denied such a distinction. To acquire self-knowledge, it is often
assumed, no special activity such as observation or drawing inferences is required.
Further, many deny that self-knowledge consists in a kind of higher-order
knowledge. This is considered problematic for two reasons. First, it is taken to be
hard to account for the very special role of the rst-person in self-knowledge, if
it is conceived in terms of some higher-order knowledge; second, it is notoriously
I have argued that in the rst part of the Leviathan, Hobbes aims at improving the
readers self-conception rather than demonstrating the truth of his anthropological
views. The previous section has shown, moreover, that he is quite aware of the
difculties that an epistemological defense of this educational approach raises. I
will now examine some instances of Hobbes educational practice. What do his
views on mankind tell us about the art of enhancing others self-knowledge?
Before getting to the details, we have to appreciate the psychological difculty
that Hobbes educational project faces. Besides the fact that his mechanistic
account of mankind was quite novel at the time and was therefore, presumably,
not easily accepted, the account poses also an enormous challenge to the reader.
Famously, the Hobbesian outlook on human nature is, to say the least, rather
negative. It is difcult or unappealing to identify with such an unattering picture.
Indeed, many of Hobbes anthropological views are such as to pose a serious
obstacle to the realization of his educational project. For whereas his tenets may
appear acceptable, if considered abstractly as general anthropological truths, they
are not easily applied at the personal level as providing insight into ones own
psychological dispositions.
Yet, as we have seen, it is the latter kind of insight with which Hobbes is
concerned. According to my interpretation, his intention is not just to provide
the reader with anthropological knowledge; rather, he primarily expects her to
consider, if [s]he nds not the same in [her]self.31 As a reader, I am supposed to
check whether I can nd what I am reading in the Leviathan in my own mind,
and I am not simply to deliberate whether I generally agree with Hobbes views.
In the end, I should acknowledge that certain truths about mankind describe
appropriately my condition. Hence, what I acquire, as the ideal reader, is knowledge
of mankind as applied to my mind, or knowledge of myself as being subject to the
conditions described in part one of the book. Taken seriously, Hobbes aim is that
the third-personal views he expounds will shape our rst-personal self-conception.
Keeping this in mind, it becomes clear that the accomplishment of Hobbes
educational task depends largely on how precisely certain views on mankind are
presented to the reader. They must be introduced to her such that she can embrace
them as describing her own condition. It is against this background that I now
suggest examining some particular instances of Hobbes educational practice.
(a) Knowing our real interests. As a rst example, I would like to take a closer look
at the educational relevance of Hobbes naturalism. As mentioned in section
one, the Leviathan only briey sketches the mechanistic principles at the
bottom of the anthropology expounded. But why, if the ambition of this part of
the text is educational rather than analytical, does he at all refer to this
background? Why should the reader know the physical basis of the Hobbesian
views on mankind, if the ultimate educational goal is to become a better citizen
or sovereign?
I have already pointed out the general idea of why knowledge of the
mechanistic basis is crucial for Hobbes educational program: If the reader is
to understand how man is the matter of the state, then she must know the
causal mechanisms determining her social life. Having a rudimentary
understanding of mechanist physics is, I have further argued, a necessary
prerequisite for her getting the right conception of her being the articer of
the state. Still, one might wonder what precisely the reader learns about herself
when she reads those passages of book one of the Leviathan in which Hobbes
digresses into physics. We must thus be able to specify what outcome this
digression is supposed to have for the reader.
Fortunately, there is a very concrete result. It is well known that Hobbes was
worried by the fact that we do not always act according to our own interests,
but instead make decisions on the ground of either superstitious beliefs or
fancies of glory.32 We are living, he alleges, in the shadows of self-deceptive
images of ourselves, even if this means that we act against our real interests.
That is why, according to Hobbes, we tend to adhere to false understandings
of our own good, and he is afraid, therefore, that this may eventually prevent
us from accepting a conception of state that, he thinks, provides us with the
best conditions for pursuing our true interests. It is thus a vital concern of
his that we get rid of these self-deceiving images that prevent us from under-
standing our own true interests. But how is this possible, if we already adhere
to these false views?
It is to meet this challenge, I think, that the rst chapter of the Leviathan
contains a short exposition of Hobbes mechanistic principles. The idea seems
to be that by taking this as a point of departure, the reader may learn from
scratch to think of her mind in a new way. Thereby, hopefully, she naturally
grows into the position from which she can conceive of her desires and
endeavors as the effects of some contingent motion in the organs and interiour
parts of mans body, caused [originally] by the action of things we See, Heare,
&c. and retained in our imagination.33 This might ultimately allow her to get a
better understanding of her true interests.34
We can thus conclude that it is an essential application of Hobbes
educational practice that he provides the reader with an alternative theoretical
description of her psychological dispositions. The didactic aim of this is that
the reader learns to think of her interests in terms of naturally determined
needs.
The question might arise whether this is a successful strategy. Does not
Hobbes miss a crucial point here? After all, given that the reader already has
a self-deceptive image of herself, she may just resist the Hobbesian account
and deny that it appropriately describes her mind.
(b) The treatment of glory. As just indicated, the success of Hobbes educational
project essentially depends on whether or not the reader comes to recognize
her susceptibility to the charms of glory.
To some, this might be surprising. It has recently been argued that, in
contrast to what has often been claimed in the wake of Leo Strauss
interpretation,36 glory does not play as important a role in the Leviathan as it
does in his previous works, De Cive and The Elements of Law.37 It is true: Glory
is less present in the Leviathan. But it is wrong to conclude that Hobbes no
longer considered glory as playing a very dangerous role in human society.38
After all, glory is still considered as one of the principal causes of the war of
every man against every man in the Leviathan.39 Remarkably, it is with respect
to the passion of pride or glory that the title of the book is explained. We can
presume that Hobbes still regarded it as crucial that the reader come to see
the dangers of peoples seeking glory.
But why, one might wonder, did Hobbes no longer point out these dangers
as vividly as he did in the earlier texts?
I think there is a deep psychological insight behind his restrained depiction.
Given how ridiculous most of mans behavior is when undertaken in the
search for glory, it is rather difcult to bring others to acknowledge in a more
than general and noncommittal way that they themselves are seducible by
the promises of glory. It is hard to bear explicit confrontation with the
ridiculous effects of ones own vanity and glory-seeking, and the more a
person is susceptible to the temptations of glory the harder it is. Glory-seekers
tend not to see that they are vain and behave ridiculously, while others will
easily see it.
Yet it is not the ridiculousness of others glory-seeking that Hobbes wants
the reader to see in the Leviathan.40 Instead, he wants her to learn that behind
these outwardly ludicrous phenomena is a passion which, considered as such,
is not at all outrageous, but an instance of a natural disposition, a disposition
that the reader may also recognize in herself. So rather than a changed opinion
concerning the potential harm caused by the passion of glory, it is tact and the
desire not to alienate the reader which is behind Hobbes milder treatment of
glory in the Leviathan: He tries to present glory such that it can be excused,
even if it can never be justied.41 This is why he denes glory as a species of
joy,42 and neither of opinion nor of desire.43 This is also why glory appears as
an occurrent state rather than an inclination.44 A person occurrently
experiencing glory cannot be faulted for her being in this transient emotional
state, whereas harboring an inclination to seek glory may be regarded as more
problematic. Finally, this is also why, in chapter 13 of the Leviathan, the danger
of glory is explained by describing it as a disposition to overreact to small but
real mortications.45
Hobbes thus painstakingly avoids any satirizing of the readers vanity, and
it is in virtue of this that the Leviathan is sharply contrasted from the moralist
treatments of some of his contemporaries.46 This, I think, has to do with the
danger of glory-seeking. The mere afrmation that striving for glory is a
widespread human property does not make the world a safer place, whereas
any exposure of others vanity may even cause violent overreactions on their
side. Merely third-personal knowledge of mans susceptibility to glory can be
harmful; it may undermine any serious concern with securing peace. If,
however, the reader comes to acknowledge her own susceptibility for the
charms of glory, she will not simply have a less ambivalent attitude toward
herself, but will also be more successful in not provoking others overreactions.
As a second instance of Hobbes educational practice, we may thus discern
his attempt to point out to the reader how an instance of her felt experience is
related to a property of mankind she typically observes in others. One might
again wonder whether this strategy is likely to succeed in improving the
readers self-conception. Unfortunately, I cannot answer this question here, for
in order to decide it, I would rst have to examine how precisely the
rst-personal acquaintance with the feeling of glory is recognized by the reader
as an aspect belonging to the psychological disposition of glory-seeking she is
attributing to others. This requires much more epistemological work than can
be done in this paper. It is, however, fascinating that one can nd such nuanced
phenomenological insight in the Leviathan. Considering the importance the
problem of glory has for Hobbes political theory, this cannot be a pure
coincidence.
of her own condition is also crucial, if the sovereign is installed by natural force
rather than by agreement48; otherwise, she is always tempted to deny the
legitimacy of the actual government. Any lack of personal acknowledgment
of the sovereign on the part of the reader may thus undermine the strength
of the state.49 Given, therefore, that the features of stability and of providing
security are most essential to Hobbes conception of the ideal state, we may
say that the readers rst-personal commitment is vital to the whole project.50It
hence turns out to be necessary for Hobbes account that the natural condition
of mankind is without any exemption taken to be a condition of being in war
against each other. This involves the readers coming to see the doctrine of
the war of all as it indirectly describes her own social passions too.51 Unless
she is willing to afrm that her relations to others are such as to give as much
reason for distrusting others as for trusting them, she cannot grasp the practical
necessity of the covenant, not to mention the necessity of accepting a sovereign
installed by natural force as the legitimate ruler of the state she inhabits.
As in the case of glory, this poses an enormous psychological challenge. For
why should one, rather than just disclaiming Hobbes disenchanting outlook
on interpersonal relationships as wrong and outrageous, accept it as
describing ones own social ties? As in the case of glory, moreover, Hobbes
seems to be aware of the problem. To conclude from his presentation, he tries
his best to persuade the reader to afrm his tenets on a rst-personal level. Yet
the strategy he now chooses differs essentially from the one employed with
respect to the phenomenon of glory. This time, Hobbes seeks to convince the
reader by a fairly rationalized analysis of the phenomenon of mutual fear. To
show this, let us compare how the idea of a war of all against all is argued
for in different texts of his.
In all versions, mutual fear or difdence plays the central role; there is thus no
substantial difference in the doctrine itself. The texts differ, however, in how
they account for the origin of peoples mutual fear of others. In the Elements of
Laws, fear or difdence is the result of the tensions arising from mans
glory-seeking nature and everybodys right to everything.52 In De Cive, it results
partly from the natural equality of man, partly from mans will of hurting,
which is in turn explained partly by competition,53 and partly by mans merely
egoistic reasons for socializing.54 In the Leviathan, while natural competition and
glory-seeking are still considered as belonging to the three principall causes of
quarrel, difdence or mutual fear is considered mainly as the effect of natural
equality.55 Given that men are not just equal in their faculties of body, but also
in their mental abilities, they are equals in their hope for attaining what they
want. Once they want the same thing, therefore, they naturally generate enemies.
Let him consider with himself, when taking a journey, he armes himself,
and seeks to go well accompanied; when going to sleep, he locks his
dores; when even in his house he locks his chests; and this when he
knows there bee Lawes, and publike Ofcers, armed to revenge all
injuries shall be done him; what opinion he has of his fellow subjects,
when he rides armed; of his fellow Citizens, when he locks his dores;
and of his children, and servants, when he looks his chests. Does he
not there as much accuse mankind by his actions, as I do by my
words?57
It is pretty clear how this is meant to persuade the reader: If she admits that
she sometimes behaves in this way, she will have to afrm that she, too, is sub-
ject to what is regarded as the very cause of such a behavior: fear.58 By drawing
the inference from the observed effects to the assumed cause, Hobbes seeks to
guide the reader to the passion constituting the origin of her attitude.
The reader may of course still disagree with Hobbes description. It has to
be emphasized, however, that the costs of such a disagreement are pretty high.
For if she wants to justify her continuing resistance, she would either have to
deny that fear is a good candidate for the cause of the invoked behavior; or
she would have to adopt a Humean stance that denies all necessary correla-
tions between types of effects and the causes leading to them. So denial of fear
is possible, but it would either call for another account of the described
phenomena, or require that one adopt skepticism toward to the explanatory
force of psychology and, ultimately, even of mechanist physics.
To conclude, we can thus say that the anthropology of the rst part of the Levi-
athan is in many ways shaped by Hobbes educational ambition. He tries whatever
he can to convince the reader not simply of the truth of his views on mankind, but
also of her being subject to it, and he does so in a pretty artful way. If he fails in
supporting the reader to embrace the presented views on a rst-personal level, this
need not automatically be a problem either for his views or for his strategies. It is
rather symptomatic of a restriction inherent in the kind of educational project
Hobbes pursues. When philosophers seek to enhance another persons self-knowl-
edge, they are always in a weak position, for they necessarily depend on the coop-
eration of the other.
Concluding Remarks
I have argued in this paper that in the rst part of the Leviathan, Hobbes pursues an
educational, rather than an analytical, project. His aim there is not to demonstrate
the theoretical validity of his anthropological views, but to teach them to the reader
interested in politics, in a way that invites her to acknowledge them from a rst-
personal perspective. I have discussed this reading in three steps. After having
defended it on a very general interpretive level, I have examined, in the second
section, how the reading is supported by the epistemological implications
harbored in the metaphor of self-reading Hobbes employs in the introduction to
the book. In the third section, nally, my view was corroborated by several striking
observations related to Hobbes way of presenting certain of his anthropological
tenets. I have argued in detail that many of the peculiarities of the text, as well
as many of the differences between the rst part of the Leviathan and other texts of
Hobbes, can be accounted for if we consider them as instances of Hobbes
educational practice.
Some might think that the proposed reading is still not very convincing, for at
least two reasons. One might question, on the one hand, whether the emphasis I
have put on the readers improving self-conception does not amount to some kind
of individualist perfectionism that is in strong tension with the rather instrumental
spirit of Hobbes political science. I agree that one has to abstain from taking the
concern with self-knowledge as constituting a main and self-standing motive of
Hobbes philosophy. His appeal to the Delphic injunction is meant to specify the
means by which he seeks to realize his project in the Leviathan; it surely does not
exhibit a particular interest of Hobbes in problems related to the rst person. This
is, however, not to preclude that self-knowledge is indeed crucial for Hobbes. On
the contrary, if considered as an argumentative means or strategy, the improve-
ment of the readers self-knowledge is crucial to Hobbes educational program
and his concern with it in the Leviathan is quite consistent with the overall intention
of his philosophy.
On the other hand, one may object that the educational practice described in
section three is hardly supported by Hobbes philosophy of mind and cognitive
psychology as expounded in part one. In answering this objection, I cannot but
concede it. There is indeed a puzzling gap between Hobbes mechanist views on
the human mind and his educational ambition pursued in the Leviathan. His
philosophy of mind neither offers an explanation of how the adoption of a
rst-personal perspective is possible, nor accounts for the cognitive processes by
which we may improve our rst-personal self-conception. However, this need
not be a loss. For the rst part of the Leviathan is arguably a more interesting and
rich text, if not all its insights can be derived from mechanist physics.59
Ursula Renz
Alpen-Adria-Universitt Klagenfurt
Austria
ursula.renz@aau.at
ENDNOTES
1
Missner 1977: 607 writes that this passage has received a great deal of critical
scrutiny. I do not share this opinion. The appeal to the Delphic inscription is strikingly
little-mentioned in the literature. With the exception of the analysis developed by Missner
himself, I cannot see any thorough scrutiny of the passage following this appeal.
2
EW I: 74.
3
Gauthier 1969: 3, and Esfeld 1995: 284, read this passage thus. Mc Neilly 1968:
151155 does not cite this passage, but reads the method of the Leviathan in a similar way.
4
Strauss 1952: 7 and 9 famously mentions Hobbes reference to the Delphic
inscription in order to reject the dependence of Hobbes political philosophy on his natural
philosophy and to refute the inuence of the naturalism suggested by De Corpore. See also
Missner 1977 and Nerney 1985 for readings along these lines. Independently of the concern
with the Straussian reading, Ludwig 1998 posits a great difference between the Elementa and
the Leviathan.
5
For the discussion of the role of rhetoric in the Leviathan, cf. Johnston 1986, Barnouw
1988, Sorell 1990, and Skinner 1996. It has been argued that in the Leviathan Hobbes is both
considering rhetoric in a better light (cf. Skinner 1996: 32775), and also employing rhetoric
to a higher degree (Johnston 1986: 69; Skinner 1996: 376425). For a critique of Skinners
approach, see Slomp 2000: 24 and Martel 2007: 26. I agree with the idea that rhetoric is
quite important for Hobbes. By calling Hobbes project educational, I additionally want to
accentuate the role he is assigning to the readers acquiring self-knowledge. This has not
yet been examined.
6
This has recently been emphasized by Apeldoorn 2015.
7
See also Gert 1996, 165, for a similar point. He emphasizes how little Hobbes
materialism restricts his views about human nature. Although he does not question that
Hobbes was a naturalist, or, in his terms, a materialist, he does challenge the view that
Hobbes was a psychological egoist.
8
I hence do not follow those who take the appeal to the Delphic injunction as an
indication that Hobbes is following another scientic method in the Leviathan; my point is
that Hobbes primarily applies another mode of argumentation. For the claim that Hobbes
is employing a double method, see Ludwig 1996, Leijenhorst 2007, and in particular, Strauss
1952: x; for a critique of this view see van Apeldoorn 2015.
9
See Gertler 2011 for the usage of this term in contemporary philosophy, and Garrett
2012: 234, for the ideal of Socratic self-knowledge in early modern philosophy.
10
A signicant exemption is Quassim Cassams recent book Self-knowledge for
Humans, see Cassam 2014.
11
L: 13.
12
L: 15.
13
L: 45.
14
As Malcolm 1996: 31 and 41, n. 70 has argued, there is good evidence that Hobbes
originally wanted to place this hypothesis at the very beginning of De Corpore.
15
Missner 1977: 61316 and Nerney 1985: 405 draw on a similar contrast, but provide
different interpretations of it. Missner compares the method of the Leviathan with Hobbes
notion of prudence (1977: 61316), thus relying on the controversial presumption that
science and prudence can be used for the same topics (614). I do not think that this
corresponds Hobbes views; see also Jesseph 2010: 124, who argues that science has a
restricted scope and can only be applied to the disciplines of geometry and politics. Nerney
1985: 406 interprets it in light of the alleged distinction between esoteric and exoteric
aims. To my mind, the terminology of esoteric aims is just misplaced with respect to the
Elementa.
16
Ludwig 1998: 218 refers to this passage in his argument that the anthropological
part need not be taken as a consequence of, but only as methodologically coherent with, the
materialist approach of his physics. I think this claim is too weak; the reader must at the very
least assume some substantial coherence too.
17
See Johnston 1986: 7077 and Skinner 1996: 426f. for the question of the audience of
Hobbes works.
18
This acknowledgment is important; otherwise, the omission of detailed causal
analysis would leave us in a state of credulity, which Hobbes denes as ignorance of natural
causes (L: 74); surely, to enable credulity is the last thing Hobbes would have wanted.
19
Anscombe 1957: 13 and in particular 49f.
20
L: 10.
given the relation between author and agent, this should not be taken as a renouncement of
ones right, but rather as an allowance that the sovereign may make use of ones right.
52
EL: 80.
53
EW II: 8.
54
EW II: 4f.
55
L: 88.
56
See Moran 2001: 58f.
57
This passage is quite unusual for Hobbes. First, he is discussing exemplary cases,
which contrast sharply with the abstract way in which he deals with the passions in chapter
vi. Second, he is drawing on remembered behavior of the reader, not on his passions,
thereby reversing the direction of inference. I disagree therefore with Missner 1977: 617,
who takes it as exemplary for what he calls the method of qualied introspection. I think
this passage serves only to back up Hobbes more general argument against remaining
doubts of the kind sketched above, but it is by no means exemplary.
58
In this context, it is illuminating to see how Hobbes explains the passion of fear in
chapter six of the Leviathan. There, fear is not dened in terms of a particular feeling, but in
terms of an aversion, or motion of retiring (L: 38), which is combined with some opinion of
being hurt by the object (L: 41).
59
This paper is part of the research project A-Posteriori Self-Knowledge and Wisdom
in 17th century Philosophy, funded by the Alexander-von-Humboldt-Stiftung. I have
greatly beneted greatly from conversations I had during my stay at Harvard with
Catherine Elgin, Richard Moran, Amelie Rorty, and Alison Simmons, and from correspon-
dence with Douglas Jesseph. I thank to audiences at Mainz, Yale, Groningen, and UCSD,
particularly Richard Arneson, Stephen Darwall, Michael Della Rocca, Martin Lenz, Samuel
Rickless, Donald Rutherford, Andrea Sangiacomo, Eric Schlieer, Udo Thiel, Eric Watkins,
Kenneth Winkler and Falk Wunderlich.
LITERATURE
WORKS BY HOBBES
DCo Thomas Hobbes (1841), Elements of Philosophy, in W. Molesworth (ed.) The English
Works of Thomas Hobbes, Vol. I. London.
EL Thomas Hobbes (1989), in J. C. A. Gaskin (ed.) The Elements of Law: Natural and Politic.
Oxford.
EW Thomas Hobbes (1839 ff), in W. Molesworth (ed.) The English Works of Thomas Hobbes of
Malmesbury, Vol. 11. London.
L Thomas Hobbes (1991), Leviathan. Cambridge: Ed. R. Tuck.
SECONDARY LITERATURE
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The Elements of Law, De Cive und den englischen und lateinischen Fassungen des Leviathan.
Berlin/New York: De Gruyter.
Esfeld, M. (1995), Mechanismus und Subjektivitt in der Philosophie von Thomas Hobbes,
Stuttgart-Bad Cannstatt: frommann-holzboog.
Garrett, A. (2012), Seventeenth-Century Moral Philosophy: Self-Help, Self-Knowledge, and
the Devils Mountain, in R. Crisp (ed.) The Oxford Handbook on the History of Ethics. Ox-
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Hobbess Leviathan. Cambridge: Cambridge University Press.
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Companion to Thomas Hobbes. Cambridge: Cambridge University Press.
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