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FOR DEBATE doi:10.1111/j.1360-0443.2011.03581.

Beyond drug use: a systematic consideration of other


outcomes in evaluations of treatments for substance
use disorders add_3581 709..718

Stephen T. Tiffany1, Lawrence Friedman2, Shelly F. Greenfield3, Deborah S. Hasin4 &


Ron Jackson5
University at Buffalo,The State University of NewYork, Buffalo, NY, USA,1 Rockville, MD, USA,2 McLean Hospital, Belmont, MA and Harvard Medical School, Boston,
MA, USA,3 Columbia University, New York, NY, USA4 and Evergreen Treatment Services, Seattle, WA, USA5

ABSTRACT

Across the addictions field, the primary outcome in treatment research has been reduction in drug consumption. A
comprehensive view of the impact of substance use disorders on human functioning suggests that effective treatments
should address the many consequences and features of addiction beyond drug use, a recommendation forwarded by
multiple expert panels and review papers. Despite recurring proposals, and a compelling general rationale for moving
beyond drug use as the sole standard for evaluating addiction treatment, the field has yet to adopt any core set of other
measures that are routinely incorporated into treatment research. Among the many reasons for the limited impact
of previous proposals has been the absence of a clear set of guidelines for selecting candidate outcomes. This paper is
the result of the deliberations of a panel of substance abuse treatment and research experts convened by the National
Institute on Drug Abuse to discuss appropriate outcome measures for clinical trials of substance abuse treatments. This
paper provides an overview of previous recommendations and outlines specific guidelines for consideration of candi-
date outcomes. A list of outcomes meeting those guidelines is described and illustrated in detail with two outcomes:
craving and quality of life. The paper concludes with specific recommendations for moving beyond the outcome listing
offered in this paper to promote the programmatic incorporation of these outcomes into treatment research.

Keywords Addiction treatment, clinical outcomes, measures, recommendations.

Correspondence to: Stephen T. Tiffany, Department of Psychology, 228 Park, University at Buffalo, SUNY, Buffalo, NY 14260, USA.
E-mail: stiffany@buffalo.edu
Submitted 15 December 2010; initial review completed 10 March 2011; final version accepted 29 June 2011

INTRODUCTION health, wellbeing, psychological functioning, relation-


ships, productivity and criminality. Further, it is the
Most research on the effectiveness of treatments for impact of these consequences on the individual user, sig-
substance-use disorders focuses on the extent to which nificant others and society rather than drug use, per se,
interventions reduce drug consumption, with one or that drives personal and societal concerns about addic-
more indicators of substance use as the primary out- tion. Therefore, comprehensive evaluations of treatment
comes. A more comprehensive view of the appropriate outcomes for substance use disorders should address
targets of treatment evaluation extends beyond the quan- those consequences.
tity and frequency of drug use. Highly salient constructs Addiction treatments will be most effective to the
such as craving are experienced by the addicted indi- extent that they ameliorate or reduce the panoply of
vidual as aversive and disruptive to functioning, while negative consequences of drug use, but levels of drug
change self-efficacy is a common, important intermediate use are not necessarily tightly coupled to these conse-
target of treatment. In addition, the addictive process quences. Therefore, measures limited to drug use cannot
often affects functioning outside the immediate realm of represent all significant sequelae of drug dependence.
drug use. These include consequences in the domains of Instead, a comprehensive appraisal of the impact of a

2011 The Authors, Addiction 2011 Society for the Study of Addiction Addiction, 107, 709718
710 Stephen T. Tiffany et al.

treatment on functioning will have to address outcomes composite scores reflecting problem severity across seven
beyond use. areas of functioning, should be incorporated routinely
There are additional reasons to incorporate a broader into treatment assessments.
array of outcome measures into research on addictions Over the years, several expert review groups have also
treatment. Importantly, outcomes other than drug use identified a variety of domains that should be assessed
can provide crucial information about the mechanisms routinely in addictions treatment research. In 1992, the
responsible for treatment efficacy and effectiveness. These Clinical Decision Network of Cocaine Addiction Pharma-
outcomes might also be used as critical markers in cotherapy, sponsored by the National Institute on Drug
adaptive treatment strategies in which interventions Abuse [8], discussed the possible use of psychiatric out-
are altered systematically as a function of the persons comes, craving, subjective drug effects, and retention
response to treatment (e.g. [1]) Moreover, measures of in treatments as important adjunct outcomes that might
other outcomes can address critical questions about be used to evaluate outcomes from clinical efficacy trials
treatment safety and cost, issues that cannot be assessed in cocaine addiction pharmacotherapy. Six years later,
simply through considerations of levels of drug use. Fur- a meeting co-sponsored by NIDA and the College on
thermore, researchers interested in harm reduction as a Problems of Drug Dependence [9] recommended that
treatment goal would target a wider range of outcomes measures of drug-related problems/problem severity,
than drug use (e.g. [2]). Finally, many empirically vali- craving, withdrawal, psychosocial functioning and clini-
dated interventions have not been widely adopted in the cian ratings of global improvement be included as im-
treatment community [3]. Although there are multiple portant secondary outcomes in treatment trials. More
obstacles to dissemination of evidence-based practices, a recently, a clinical consensus statement generated by an
concern for many providers is that the efficacy and effec- expert panel convened by the European College of Neu-
tiveness of evidence-based treatments have often been ropsychopharmacology [10] suggested that assessments
marketed solely on the basis of reductions in substance of clinically relevant reduction in drug-related harm,
use. Treatments with demonstrable impact on other clini- craving, and clinical global assessments be incorporated
cally and socially relevant consequences of addictive dis- into studies of treatment efficacy. The most recent set of
orders would probably make those interventions more recommendations regarding the assessment of clinically
appealing to a wider array of critical stakeholders and meaningful outcomes in drug use treatments comes from
advance their diffusion across the treatment community. a task force sponsored by NIDAs Clinical Trials Network
A panel of substance abuse treatment and research (2010) [11]. This group recommended that the Addic-
experts was convened by the National Institute on Drug tion Severity Index and a measure of quality of life be
Abuse (NIDA) in December of 2009 to discuss appropri- included across CTN trails.
ate outcome measures for clinical trials of substance
abuse treatments. One of the subgroups formed for that
IMPACT OF PREVIOUS
meeting (comprised of the authors of this paper) was
RECOMMENDATIONS
charged with formulating recommendations for assess-
ments of treatment outcomes beyond the conventional Certainly, there are numerous examples of treatment
drug-use measures used in treatment studies. This paper, studies that have targeted outcomes other than drug use
which is the result of the deliberations of that group, (such as social functioning, work, and criminal behav-
provides an overview of previous recommendations, out- ior), but there has not been any consistency in ancillary
lines specific guidelines for consideration of candidate measures across treatment studies, and researchers do
outcomes, describes the application of those guidelines to not universally include other measures in their studies.
select outcome domains, and offers explicit recommenda- Moreover, even when included in treatment research,
tions for systematic incorporation of these outcomes into there is no expectation for actually reporting the results of
treatment research. these measures. That is, despite the recommendations
produced by expert committees and comprehensive
reviews over the past two decades, the field has yet to
CONSIDERATION OF PREVIOUS
adopt any core set of other measures that are incorpo-
RECOMMENDATIONS
rated routinely into treatment research. The limited
The idea that measures of treatment effectiveness should impact of these recommendations probably derives from
include assessments of factors that go beyond evaluations several sources. First, although there is overlap, various
of drug-use measures has long been advocated in the committees have forwarded somewhat different sets of
literature (e.g. [4,5]) For example, a highly cited review by suggested domains of measurement. This lack of consen-
Wells, Hawkins & Catalano (1988) [6] recommended sus does not promote sustained momentum for the adop-
that the Addiction Severity Index [7], which generates tion of a standard battery of assessments. Secondly, in

2011 The Authors, Addiction 2011 Society for the Study of Addiction Addiction, 107, 709718
Beyond drug use 711

most reports and summaries, arguments for assessments Table 1 Listing of potential outcome domains considered by
of selected other outcomes have not been consistently work group.
well developed. In the absence of a compelling rationale, Arrests/incarceration
treatment researchers have not been persuaded that Change self-efficacy
any particular set of additional outcome assessments Clinically relevant reduction in drug-related harm
is definitive. Thirdly, previous recommendations rarely Composite indices of problem severity
identify specific measures for selected outcomes. This Coping
Craving
issue is particularly critical, as some of the concepts (e.g.
Days in stable housing
quality of life, psychosocial functioning) are variously
Days worked/employed or in school
defined and can be approached in myriad ways. Without Days/time in treatment
clear guidance on a specific set of measures to address key Decreased days in the hospital or emergency room
domains, researchers have been forced make decisions on Drug withdrawal (acute and protracted)
a study-by-study basis, sometimes using ad hoc measures Global assessment of function
with unknown psychometric properties. Finally, treat- Health
ment research designed to address systematically other Intensions and plans to abstain from drug
Psychiatric outcomes
outcomes may require larger and more expensive studies,
Psychosocial functioning
with the implication that such studies would require Quality of life
long-term approaches to prevention and treatment. To Readiness to change/stage of change
date, neither researchers nor funding agencies have been Social network/social support
convinced that the clinical yield of these extra efforts Stress
would offset their cost. Subjective drug effects
Successful treatment completion

GENERAL GUIDELINES FOR The five domains indicated by bold typeface met guidelines for inclusion
CONSIDERATION OF (see text) and were recommended as outcomes in treatment studies.

CANDIDATE OUTCOMES

The potential deleterious consequences of substance are associated with substantial distress among users
use are broad, representing multiple domains across all and/or create considerable societal concern. Con-
major areas of human functioning. Table 1 lists the 22 versely, chronic drug use can produce outcomes
domains that were considered initially by the panel as that generate limited clinical or public attention. For
possible candidates for inclusion in treatment studies. instance, drug tolerance, an indisputable consequence
However, the routine assessment of all possible outcomes of repeated drug exposure and a core feature of drug
in every study is not viableso choices had to be made. dependence [16,17], is rarely cited as a major clinical
We believe the following guidelines offer a principled, rea- issue for the recovering addict. Accordingly, there
sonable approach for selection of candidate variables: would be little compelling reason to track tolerance as
1 The outcome must be a consequence or a strong, concurrent a routine outcome in treatment trials.
correlate of excessive drug use. The point of this standard 3 The outcome is common across abused substances and
is to distinguish variables that are consequences of widespread among people dependent on those substances.
drug use or are common features of drug dependence In general, the case for routinely including a conse-
from risk factors that may be causal or clearly ante- quence in treatment research becomes compelling if
cedent to substance-use disorders (e.g. [12]). As an the outcome is pervasive across people and drugs.
example of the latter, attention deficit hyperactivity In contrast, an outcome unique to a particular drug
disorder (ADHD) is a well-documented risk factor for (e.g. drug-specific withdrawal) or restricted to a select
substance-use disorders [13], yet there is little evidence group of users (e.g. medical complications from intra-
that this condition arises as a consequence of sub- venous drug use [18]) would have limited utility as an
stance use. Certainly, some variables might serve outcome variable across all treatment studies.
as both causes and consequences of substance-use 4 Practical measures with documented, strong psychometric
disordersas one example, impulsivity may be both a properties are available to assess the outcome. This stan-
risk factor for drug dependence as well as further exac- dard encompasses two critical elements: first, the
erbated by chronic exposure to drugs of abuse [14,15]. measure must be feasible within the context of a treat-
In this case, impulsivity as a consequence of drug use ment studythat is, reasonably brief, easy to imple-
might warrant attention in treatment studies. ment, and applicable across a wide range of drug
2 The outcome has broad clinical or societal salience and users. Secondly, the measure must have psycho-
relevance. Numerous outcomes of chronic drug use metric qualities expected of any modern scientific

2011 The Authors, Addiction 2011 Society for the Study of Addiction Addiction, 107, 709718
712 Stephen T. Tiffany et al.

instrumentstrong reliability, ample sensitivity and there are several validated instruments for self-efficacy
selectivity and excellent construct validity. In the assessment across major drugs of abuse [2427], and
absence of a measure with these features, no outcome, there is considerable evidence that self-efficacy can
regardless of its salience, relevance, or pervasiveness, increase as a consequence of substance-use treatments
can be plausibly assessed in any treatment study. (e.g. [28,29]). Impaired psychosocial functioning is a
5 There is replicable evidence that the outcome can be altered hallmark of psychiatric conditions in DSM, including
following treatment for addictive behaviors. A treatment substance-use disorders [16]. Problems with functioning
that produces sustained reductions in drug-use behav- in occupational, educational, marital, parental, family
iors should eventually yield corresponding changes in and community roles, which collectively define impaired
the deleterious consequences of excessive drug use. psychosocial functioning, are associated with a range of
However, changes in other outcomes may lag reduc- substance-use disorders in the general population as well
tions in drug use, so studies may have to use a time- as in clinical samples [3034]. There are several validated
frame capable of documenting any delayed changes. measures of psychosocial functioning [3537]. Impair-
Moreover, some outcomes are more proximal to the ment in this domain predicts treatment outcomes, and
putative effect of a treatment program whereas others treatments of substance-use disorders can enhance psy-
are more distal. For example, many treatments explic- chosocial functioning [38]. Social networks and social
itly target drug use, and those treatments would prob- support are related concepts, with the former describing
ably have a greater impact on that variable than on a persons constellation of social relationships and the
more distal outcomes such as quality of life or psycho- latter referring to the degree to which a persons social
social functioning. This proximaldistal distinction needs are met through interaction with others [3941].
suggests that the beneficial consequences of effective Both are important correlates of substance-use disorders
addiction treatment may not only take longer to with evidence that drug users are prone to associate with
accrue for non-substance abuse outcomes, they may other drug users, and social support for substance use or
be smaller as well, as those outcomes can be influenced substance desistence influences levels of drug consump-
by a broad range of factors. Regardless, without per- tion and abstinence attempts [39]. Social support and
suasive evidence that a variable is capable of changing social networks can be assessed with a variety of instru-
as a function of treatments that target substance ments suitable for the drug-abuse field [42,43], and both
dependence, there would be little reason to assess that constructs may be influenced positively by treatments for
outcome routinely across treatment studies. Ideally, substance-use disorders [44,45].
the evidence would indicate a causal relationship We will describe two domains in greater detail
between a treatment and a candidate outcome, but the craving and quality of lifeto demonstrate the applica-
literature might not be developed to the point where tion of the selection guidelines listed in the preceding
causality is established definitively. In that case, repli- section. These two outcomes, which reflect very different
cable evidence of associations between a candidate dimensions and levels of functioning, are particularly
outcome and other, clearly established addiction treat- illustrative of the range of variables that will enrich our
ment outcomes would suffice. understanding of the impact of treatment on substance-
use disorders. Moreover, these outcomes provide clear
examples of the consequences of addiction that contrib-
PRIMARY DOMAINS CONSIDERED
ute directly to the impairment and distress associated
FOR INCLUSION
with substance-use disorders.
After consideration of the extant treatment litera-
Craving
ture, review of previous recommendations, discussion
among addictions experts and application of the criteria Craving is ubiquitous across all abused substances [46].
described above, we identified five candidates for inclusion In most contemporary conceptualizations of drug disor-
as primary outcomes in treatment studies. These were ders, craving plays a central role in addictive processes,
change self-efficacy, psychosocial functioning, network serving as both a cause and consequence of chronic drug
support/social support, craving and quality of life. There use (e.g. [4750]). There have been multiple recommen-
is a long history of research on self-efficacy in the addic- dations that craving be included as a standard outcome
tions field with considerable evidence that people with across treatment studies (e.g. [810,51]), and even a
substance-use disorders have relatively low self-efficacy cursory review of the literature shows that craving is
beliefs with regard to their ability to restrict or control dug one of the more commonly assessed other outcomes in
use in high-risk situations [19]. Self-efficacy beliefs have treatment research (e.g. [5265]).
emerged as consistent predictors of drug-use outcomes Clinically, craving has substantial diagnostic and pre-
across multiple treatment studies [2023]. Moreover, dictive relevance. It is included in the ICD, 10th edition

2011 The Authors, Addiction 2011 Society for the Study of Addiction Addiction, 107, 709718
Beyond drug use 713

[66] as a major component of drug dependence and has outcomes by the FDA [92]: Health-related quality of life
been proposed for DSM-V as a defining feature of addic- [is a] multi-domain concept that represents the patients
tion [67]. Although craving and drug use are not neces- general perception of the effect of illness and treatment
sarily tightly coupled, in the sense that not all instances of on physical, psychological, and social aspects of life (p.
drug use or relapse are always preceded by craving [46], 32). Contained within this definition are three impor-
there is evidence that craving can be predictive of relapse tant considerations for addiction treatments. First, the
(e.g. [6870]). To the user, craving is highly salient construct is assessed subjectively by the individual; in
addicts often describe craving as an obstacle to quitting essence, it is a quintessential patient-reported outcome
drug use [71], and craving itself is frequently depicted as that is not well captured by proxy reports or other modes
distressing and disruptive to functioning [50]. of measurement. Secondly, quality of life refers to a
There are psychometrically validated craving mea- persons appraisal of the impact of both addiction and
sures for all major drugs of abuse including alcohol [72], addiction treatment on functioning. Presumably, addic-
cocaine [73], heroin [74, Tiffany et al. (unpublished)], tive disorders attenuate quality of life, and treatments, to
marijuana [75] and nicotine [76,77]. Short forms of the extent they are successful, should enhance quality of
these instruments have been developed and are suitable life; but treatments could have iatrogenic effects that
for rapid, valid assessment of general craving levels could diminish quality of life, even though the same
[72,74,75,76,78]. Finally, there is considerable evidence treatment might reduce drug use. Finally, as quality of life
that treatments for drug use can affect levels of craving reflects appraisals across multiple domains of function-
[59]. For example, craving is reduced by Food and Drug ing, a comprehensive assessment of the construct will
Administration (FDA)-approved medications for various have to address these various domains.
forms of drug dependence, including buprenorphine and Quality of life, as affected by substance use disorders,
methadone for opioid dependence (e.g. [79,80]), acamp- is highly salient clinically [89], a fact recognized by the
rosate and naltrexone for alcohol dependence (e.g. DSM-IV [16] description of substance dependence as
[5254,81]) and bupropion, nicotine patches and vareni- a maladaptive pattern of substance use, leading to
cline for tobacco dependence [55,56,61]. In sum, the clinically significant impairment or distress. Attenuated
domain of craving meets all the guidelines outlined above quality of life has been associated with a range of
and should be included routinely as an outcome in substance-use disorders including alcohol dependence
studies of treatments for substance abuse. (e.g. [93,94]), heroin dependence [95], cocaine depen-
dence [96] and cigarette smoking [97]. There is mount-
ing evidence that quality of life can be enhanced
Quality of life
following treatments that generate reductions in drug
Many researchers have argued that studies of biomedical use across a range of substance-use disorders (e.g.
treatments must move beyond a limited focus on disease- [93,94,98101]).
specific pathology to a broader appraisal of an indi- There is no shortage of assessments of quality of
viduals quality of life when assessing the impact of inter- lifereviews of this literature typically identify scores
ventions for almost any disorder [8284]. Indeed, clinical of disease-specific and general measures of this construct
trials across many areas of medicine characteristically (e.g. [102105]). Some of the more commonly deployed
include quality of life as an outcome variable [8588]. instruments, which assess general, multi-dimensional
The construct of quality of life has received considerable aspects of quality of life include the SF-36 [106] and the
research attentiona Medline search of the term appear- World Health Organization Quality of Life-BREF [107].
ing in abstracts from 2001 to the present generated more Both of these instruments have reasonable reliability for
than 65 000 citations. Although there are exceptions, each of several aspects of quality of life and evidence of
addiction research clearly lags other biomedical fields construct-related validity. A comprehensive evaluation
for inclusion of quality of life evaluations in treatment of the psychometric properties and validities of these or
research [89]. Several researchers have recommended any other questionnaires is well beyond the scope of the
that quality of life be part of any outcome evaluation of present paper. Nevertheless, there is a large literature
substance-use treatment [90,91], a recommendation external to the addictions field that has reviewed psycho-
echoed in the conclusions of many of the expert panels metric and methodological issues relevant to the evalua-
and workshop reviews cited above. tion of quality of life (e.g. [108110]). The addictions field
Although it has been defined in multiple ways, quality would do well to systematically exploit findings from those
of life generally refers to an individuals perception of studies to incorporate validated instruments and sophisti-
wellbeing or satisfaction across diverse areas of function- cated analyses of quality of life outcomes in evaluations of
ing. The definition adopted for this paper is the one for- addiction treatment and to assess the relative strengths
warded in a recent set of guidelines for patient-reported and weaknesses of these instruments as outcome

2011 The Authors, Addiction 2011 Society for the Study of Addiction Addiction, 107, 709718
714 Stephen T. Tiffany et al.

measures for addiction treatment. More generally, quality established to focus on individual outcome domains.
of life clearly meets the guidelines proposed in this paper These committees, which could be supported by
and should be included as a standard outcome in studies of funding agencies and consortia of professional societ-
treatments for substance use disorders. ies, should articulate a coherent, scientifically based
rationale for the inclusion of the outcome in treatment
research, identify obstacles to adoption of measures,
PRACTICAL CONSIDERATIONS
provide a standardized definition of the outcome
We recognize that all studies cannot be powered to be domain, propose relevant instruments, generate
comparably sensitive to changes in all recommended explicit assessment strategies, suggest comprehensive
outcome domains. Practically, measures of these out- data-analytic plans, identify the most pressing research
comes might be included with the research powered questions, publish reports with detailed recommenda-
to address changes in only a targeted domain. Other tions and establish a follow-up process to monitor adop-
domains could be assessed as secondary or exploratory tion of recommendations. The most important product
targets. At the least, however, major clinical trials (e.g. of these committees would be the explicit identifica-
Phase III studies) should include assessments of at least tion of instruments that directly target the outcome
one major domain other than drug use with adequate domain. In the absence of specific outcome measures,
power to detect meaningful changes in that domain. we understand that the field is unlikely to add any
We also recognize that some of the outcome domains outcome domain to a standard assessment protocol for
recommended in this paper are controversial, and there is treatment research. It is essential that the membership
likely to be considerable dispute regarding the best way to of these committees be inclusive and broadly repre-
assess any of these outcomes explicitly. The complexity of sentative of the scientific and clinical community.
these issues cannot be addressed fully, much less resolved, Ideally, committee representation should cross national
in this paper. We do, however, offer a proposal in the next boundaries. It may be impractical to tackle simulta-
section regarding procedures for evaluation of candidate neously all of the outcome domains forwarded in this
outcome domains and implementation of specific assess- paperbut one or two domains could be addressed as
ment plans. demonstrations of the feasibility this approach. There
are clear precedents for the utility of this strategy
in other scientific fields. For example, the European
CONCLUSIONS AND
Organization for Research and Treatment of Cancer
RECOMMENDATIONS
(EORTC) created the Quality of Life Group in 1980 to
A compelling case can be made for routinely including promote the design, implementation and analysis of
domains of functioning beyond drug use as primary out- quality of life studies within selected Phase III clinical
comes in treatment studies. However, these recommen- trials. One of the products of this group was the EORTC
dations are not particularly new, as similar proposals Quality of Life Questionnaire-Core 36 [111], an instru-
have been advanced multiple times over the past 20 ment that has been widely used in the oncology field.
years, yet the momentum for these recommendations Finally, for this proposal to succeed it is crucial that the
typically dissipates with the publication of the proposals. sponsors of these expert committees provide continued
We believe the recommendations described in this paper assistance for sustained operation of the committees
are an important step in the process necessary for moving and a commitment to act on recommendations gener-
the field forward. However, in order to go beyond this ated by the committees.
point, we suggest explicit action steps that will promote The programmatic incorporation of broader outcome
the programmatic incorporation of these outcomes into measurements into addiction treatment requires sus-
treatment research. Specifically: tained support from funding agencies for psychometric
We urge greater attention from journal editors, journal development and evaluation of relevant instruments.
reviewers, funding agencies, grant reviewers and Too often, the real costs of measures research, particu-
leaders of professional societies to the issue of inclusion larly programs that focus on development of self-report
of outcomes beyond drug-use measures. Any outcome instruments, are not given adequate attention, which
or set of outcomes cannot and should not be imposed unnecessarily compromises the quality of the assess-
on the scientific community by fiat, but a broadened ment instruments. Moreover, measurement methods
perspective on treatment outcomes cannot be estab- within some of these outcome domains are ripe for
lished if critical gatekeepers in the scientific process are adoption of innovative assessment approaches, which
not sensitized to the salient issues. will demand more resources, especially in their devel-
Given the putative importance and complexity of these opment phase, than required by traditional paper
outcomes, we recommend that expert committees be and pencil instruments. For example, computerized

2011 The Authors, Addiction 2011 Society for the Study of Addiction Addiction, 107, 709718
Beyond drug use 715

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