Beruflich Dokumente
Kultur Dokumente
nilpotent Jacobians
Dan Yan
Key Laboratory of HPCSIP,
College of Mathematics and Computer Science,
Hunan Normal University, Changsha 410081, China
E-mail: yan-dan-hi@163.com
Abstract
In the paper, we classify all polynomial maps of the form H = (H1 (x1 , x2 , . . . ,
xn ), H2 (x1 , x2 ), , Hn (x1 , x2 )) with JH nilpotent.
1 Introduction
Throughout this paper, we will write K for algebraically closed field with charac-
teristic zero and K[x] = K[x1 , x2 , . . . , xn ] for the polynomial algebra over K with
n indeterminates. Let F = (F1 , F2 , . . . , Fn ) : Kn Kn be a polynomial map,
Fi
that is, Fi K[x] for all 1 i n. Let JF = ( x j
)nn be the Jacobian matrix
of F .
The Jacobian Conjecture (JC) raised by O.H. Keller in 1939 in [12] states
that a polynomial map F : Kn Kn is invertible if the Jacobian determinant
det JF is a nonzero constant. This conjecture has been attacked by many people
from various research fields, but it is still open, even for n 2. Only the case
n = 1 is obvious. For more information about the wonderful 70-year history, see
[1], [8], and the references therein.
The author is supported by the Natural Science Foundation of Hunan Province (Grant
No.2016JJ3085), the National Natural Science Foundation of China (Grant No.11601146) and
the Construct Program of the Key Discipline in Hunan Province.
In 1980, S.S.S.Wang ([13]) showed that the JC holds for all polynomial maps
of degree 2 in all dimensions (up to an affine transformation). The most powerful
result is the reduction to degree 3, due to H.Bass, E.Connell and D.Wright ([1])
in 1982 and A.Yagzhev ([15]) in 1980, which asserts that the JC is true if the JC
holds for all polynomial maps x + H, where H is homogeneous of degree 3. Thus,
many authors study these maps and led to pose the following problem.
In section 2, we classify all polynomial maps of the form H = (u(x, y), v(x, y, z),
h(x, y)) in the case that JH is nilpotent and H(0) = 0. As an application, we
get the structure of the polynomial maps in dimension two with nilpotent Jaco-
bians. Then, in section 3, we first classify all polynomial maps of the form H =
(H1 (x1 , x2 , . . . , xn ), H2 (x1 , x2 ), , Hn (x1 , x2 )) in the case that JH is nilpotent,
the components of H are linearly independent and H(0) = 0. Then we classify all
polynomial maps of the form H = (H1 (x1 , x2 , . . . , xn ), H2 (x1 , x2 ), , Hn (x1 , x2 ))
with JH nilpotent. The main results in the paper are Theorem 2.5, Proposition
Q 2P
3.1 and Theorem 3.3. We define that Qxi = x i
, Pxi xj = xi x j
and degy f is the
highest degree of y in f .
2 Polynomial maps of the form H = (u(x, y), v(x,
y, z), h(x, y))
In the section, we classify all polynomial maps of the form H = (u(x, y), v(x, y, z),
h(x, y)) in the case that JH is nilpotent and H(0) = 0.
for c0 (x), c1 (x) K[x]. That is, Qr (x)y r + Qr1 (x)y r1 + + Q1 (x)y + Q0 (x) =
(c1 (x)y + c0 (x))(rQr (x)y r1 + (r 1)Qr1 (x)y r2 + + Q1 (x)) (2.2)
r
Comparing the coefficients of y of the above equation, we have that
Qr (x)y r + +Q1 (x)y+Q0 (x)+c = (d1 (x)y+d0 (x))(rQr (x)y r1+ +Q1 (x)) (2.4)
1
Comparing the coefficients of y r and y r1 of equation (2.4), we have that d1 (x) = r
r1 (x)
and d0 (x) = Q
r 2 Qr (x)
. Then equation (2.4) has the following form:
1 Qr1(x)
Qr (x)y r + +Q1 (x)y+Q0 (x)+c = ( y+ 2 )(rQr (x)y r1 + +Q1 (x)) (2.5)
Qri (x) r!
Claim: Qi (x) = Cri rriQr1
ri1
(x)
for 1 i r 2, Cri = i!(ri)! .
r
r2
Comparing the coefficients of y of equation (2.5), we have the following equa-
tion:
Q2 (x)
Qr2 (x) = Crr2 2r1 .
r Qr (x)
Qrk1 (x)
Suppose Qk+1 (x) = Crk+1 rrk1
r1
Qrk2 (x)
. Then comparing the coefficients of y k of
r
equation (2.5), we have the following equation:
1 Qr1 (x)
Qk (x) = kQk (x) + 2 (k + 1)Qk+1 (x).
r r Qr (x)
That is,
rk
Qr1 (x)
Qk (x) = Crk .
r rk Qrrk1(x)
Qri (x)
Thus, we have that Qi (x) = Cri rri Qr1
ri1
(x)
for 1 i r 2. Then equation (2.5)
r
has the following form:
Qr1 (x)
Q0 (x) + c = Q1 (x) .
r 2 Qr (x)
That is,
Qrr1 (x)
Q0 (x) = c.
r r Qrr1 (x)
Qr1 (x) r1 Qrr1 (x)
Thus, we have Q(x, y) = Qr (x)(y r + Qr (x)
y ++ r r Qrr (x)
) c = Qr (x)(y +
Qr1 (x) r
rQr (x)
) c. Clearly, Qr (x)|Q + c. Since Qr (x), Q + c are coprime, we have that
r1 (x) r1 (x)
Qr (x) K . Therefore, we have Q K[y + QrQ r (x)
]. Let a(x) = QrQ r (x)
. Then the
conclusion follows.
(2) We always view that the polynomials are in K[y][x] with coefficients in
K[y] when comparing the coefficients of xi . By following the arguments of (1),
the conclusion follows.
f0 f1 fk |w (2.7)
and
fk+1 ft |qx (2.8)
after suitable changing the position of fi and fj , where k {0, 1, . . . , t} and
f0 = 1, ft+1 = 1. Since w is a polynomial of q, so, by the Fundamental Theorem
of Algebra, we have
That is,
(1) s 1 (1)
fjy Mj (x, y) = fj (f1s1 fj j ftst Mjy (x, y)).
If fjy = 0, then fj K[x]/K and fj |qy . This is a contradiction! Thus, we have
(1)
fjy 6= 0 for 1 j k. Since fj is irreducible, so we have fj |Mj (x, y). Thus, we
(1) (2) (2)
have Mj (x, y) = fj Mj (x, y) for some Mj (x, y) K[x, y]. That is,
(2)
q + cij = fj2 Mj (x, y).
qx = fisi Li (x, y)
(s +1) (s +1)
for 1 i t, where Li (x, y) = (si + 1)Mi i (x, y)fix + fi Mix i (x, y) for
(s )
1 i k, Li (x, y) = Ni i (x, y) for k + 1 i t. Since f1 , , ft are irreducible,
s
so fisi , fj j are coprime for i 6= j. Thus, we have qx = f1s1 ftst L(x, y) for some
L(x, y) K[x, y]. That is,
qx = qy L(x, y).
Thus, we have qy |qx . If there exists a coefficient of y i0 in q is a non-zero constant
with i0 1, then p(x) qy for any p(x) K[x]/K because the coefficient of y i01
in qy is a non-zero constant. Then the conclusion follows.
(2) Let qx = g11 gm
m
, where g1 , , gm are different irreducible polynomi-
als with degree no less than 1. Then we have the conclusions by following the
arguments of (1).
Remark 2.4. In Lemma 2.3, we mean that the coefficients are in K[x] when
mentioning the coefficients of y i0 and the coefficients are in K[y] when mentioning
the coefficients of xj0
Theorem 2.5. Let H = (u(x, y), v(x, y, z), h(x, y)) be a polynomial map with
H(0) = 0. Assume that the components of H are linearly independent over K. If
JH is nilpotent, then u = g(ay + b(x)), v = v1 z a1 b (x)g(ay + b(x)) v1 l2 x,
h = c0 u2 + l2 u, where b(x) = v1 c0 ax2 + l1 x + l2 , v1 , c0 , a K , l1 , l2 , l2 K,
g(t) K[t] and g(0) = 0, deg g(t) 1.
ux = v0y (2.17)
It follows from Lemma 3.1 in [18] and equation (2.16) that there exists a polyno-
mial q(x, y) K[x, y] such that
Substituting equations (2.17) and (2.18) to equation (2.15), we have the following
equation:
qy [u (q)v0x + v1 h (q)] = (u (q))2 qx2 (2.19)
If degy q = 0, then it is easy to check that u, v, h are linearly dependent. This
is a contradiction!
If degy q 1, then it follows from equation (2.19) that qy |(u(q))2 qx2 . Let
h(x, y) = hn (x)y n + + h1 (x)y + h0 (x) with hi (x) K[x], 1 i n, hn (x) 6= 0.
It follows from Lemma 3.4 in [18] that hn (x) K . Let q(x, y) = qm (x)y m +
+ q1 (x)y + q0 (x) with qm (x) 6= 0, qj (x) K[x], 0 j m. It follows from
equation (2.18) that h = h(q) = hn (x)y n + + h1 (x)y + h0 (x). Thus, we have
qm (x) K . Since u (q) is a polynomial of q, so it follows from Lemma 2.3(1) that
qy |qx . Then it follows from Lemma 2.1(1) that q is a polynomial of y + a(x) for
some a(x) K[x]. Thus, it follows from equation (2.18) that u, h K[y + a(x)].
Then the conclusion follows from the proof of Theorem 2.8 in [17].
Remark 2.6. We can remove the restrictions on the degree of y of u(x, y), h(x, y),
h(x, y, v), h(x, y, z), u(x, y, z), v(x, y, z) in all the Theorems, Corollaries in [17],
[18], [19].
Corollary 2.7. Let H = (u(x, y, z), v(x, y), h(x, y)) be a polynomial map with
H(0) = 0. Assume that the components of H are linearly independent over K. If
JH is nilpotent, then u = u1 z a1 b (y)g(ax + b(y)) u1 l2 y, v = g(ax + b(y)),
h = c0 v 2 + l2 v, where b(y) = u1 c0 ay 2 + l1 y + l2 , u1 , c0 , a K , l1 , l2 , l2 K,
g(t) K[t] and g(0) = 0, deg g(t) 1.
Proof. Let
0 1 0
1 0 0 .
M =
0 0 1
Then M 1 HM = (v(y, x), u(y, x, z), h(y, x)). Since JH is nilpotent, so we have
that J(M 1 HM) = M 1 JHM is nilpotent. It follows from Theorem 2.5 that
v(y, x) = g(ay + b(x)), u(y, x, z) = u1 z a1 b (x)g(ay + b(x)) u1 l2 x, h(y, x) =
c0 v 2 (y, x) + l2 v(y, x), where b(x) = v1 c0 ax2 + l1 x + l2 , v1 , c0 , a K , l1 , l2 , l2 K,
g(t) K[t] and g(0) = 0, deg g(t) 1. Then the conclusion follows.
Remark 2.8. It follows from Corollary 2.7 that u, v, h are linearly dependent in
the case that H = (u(x, y, z), v(h(x, y)), h(x, y)) and JH is nilpotent, H(0) = 0,
which is the Theorem 2.1 in [18].
H
1x1 H2x2 H1x2 H2x1 = 0 (2.21)
It follows from equation (2.20) that H1x1 = H2x2 . Thus, there exists P
K[x1 , . . . , xn ] such that H1 = Px2 , H2 = Px1 . It follows from equation (2.21)
that Px21 x2 + Px1 x1 Px2 x2 = 0. That is,
Remark 2.11. In Lemma 2.9, we mean that the coefficients are in K[x2 , . . . , xn ]
when mentioning the coefficients of xi10 and the coefficients are in K[x1 , x3 , . . . , xn ]
when mentioning the coefficients of xj20 .
H
1x1 H2x2 H1x2 H2x1 = 0 (2.27)
It follows from equation (2.27) and Lemma 3.1 in [18] that there exists q
K[x1 , x2 ] such that H1 , H2 K[q]. Thus, it follows from equation (2.26) that
H1q qx1 + H2q qx2 = 0. That is,
If qx1 = 0, then H1x1 = 0 = H2x1 . It follows from equation (2.26) that H2x2 = 0.
Since H(0) = 0, so we have f = x1 + H1 (x2 ), g = x2 with H1 (x2 ) K[x2 ].
If qx1 6= 0, then it follows from equation (2.28) that qx1 |H2q qx2 . It follows from
Corollary 2.10 that the coefficients of the highest degree of x1 in H1 , H2 are non-
zero constants. Since H1 , H2 K[q], so the coefficients of the highest degree of
x1 in q is a non-zero constant. Since H2q K[q], so it follows from Lemma 2.3(2)
that qx1 |qx2 . It follows from Lemma 2.1(2) that q K[x1 + b(x2 )] for some b(x2 )
K[x2 ]. That is, H1 , H2 K[x1 + b(x2 )]. Let = x1 + b(x2 ). Then we can assume
that H1 = an n + an1 n1 + + a1 + a0 , H2 = bm m + bm1 m1 + + b1 + b0
with ai , bj K, 0 i n, 0 j m. It follows from equation (2.26) that
H
10x1 H2x2 H11 (Px(i)
3
H3x1 + Px(i)
4
H4x1 + + Px(i)
n
Hnx1 ) = 0 (3.9)
for 2 i n.
If H1i = 0, then H1 doesnt contain the term P (i) (x3 , . . . , xn ). Thus, equation
(3.8) doesnt exist in the case H1i = 0. It follows from equation (3.3) that
(n) (n1) (1) (n) (n1)
H2x2 [(H1n Px3 + H1(n1) Px3 + + H11 Px3 )H3x1 + (H1n Px4 + H1(n1) Px4 +
(1) (n) (n1) (1)
+ H11 Px4 )H4x1 + + (H1n Pxn + H1(n1) Pxn + + H11 Pxn )Hnx1 ] = 0
(3.10)
It follows from equation (3.10) that
H2x2 (Px(j)
3
H3x1 + Px(j)
4
H4x1 + + Px(j)
n
Hnx1 ) = 0
(j) (j) (j)
for 1 j n. That is, H2x2 = 0 or Px3 H3x1 + Px4 H4x1 + + Pxn Hnx1 = 0 for
1 j n.
(j) (j) (j)
If Px3 H3x1 + Px4 H4x1 + + Pxn Hnx1 = 0 for 1 j n, then it follows from
equations (3.5) and (3.9) that
H10x1 = H2x2 = 0.
H1(n1)x H2x1 P (n1) H1n H3x1 P (n) H1n Hnx1 P (n) = 0 (3.11)
It follows from equation (3.3) that
(n) (n1) (1) (n)
(H1n Px3 +H1(n1) (x2 )Px3 + +H11 (x2 )Px3 )(H2x1 H3x2 H2x2 H3x1 )+(H1n Px4 +
(n1) (1) (n)
H1(n1) (x2 )Px4 + + H11 (x2 )Px4 )(H2x1 H4x2 H2x2 H4x1 ) + + (H1n Pxn +
(n1) (1)
H1(n1) (x2 )Pxn + + H11 (x2 )Pxn )(H2x1 Hnx2 H2x2 Hnx1 ) = 0 (3.12)
It follows from equation (3.12) that
for 1 j n. If H1i = 0, then H1 doesnt contain the term P (i) (x3 , . . . , xn ). Thus,
equation (3.13) doesnt exist in the case H1i = 0. Since P (j) 6= 0 for 1 j n,
(n) (n) (n)
so at least one of Px3 , Px4 , . . . , Pxn is non-zero. Comparing the coefficients of
xj33 xjnn with j3 + + jn = n 1 of equation (3.11), we have the following
equation:
e1 H3x2 +e2 H4x2 + +en2 Hnx2 = eH1(n1)x2 x2 H2 +eH1(n1)x2 H2x2 +g (x2 ) (3.16)
Comparing the coefficients of xj33 xjnn of equation (3.13)(j = m), we have the
following equation:
H2x1 (e1 H3x2 +e2 H4x2 + +en2 Hnx2 ) = H2x2 (e1 H3x1 +e2 H4x1 + +en2 Hnx1 ) (3.17)
eH1(n1)x2 H2 + e1 H3 + e2 H4 + + en2 Hn = 0.
Let H1 (x1 , x2 , . . . , xn ) = H1n (x1 , x2 )P (n) (x3 , . . . , xn ) + H1(n1) (x1 , x2 )P (n1) (x3 ,
. . . , xn ) + + H11 (x1 , x2 )P (1) (x3 , . . . , xn ) + H10 (x1 , x2 ), where H1n (x1 , x2 ) 6= 0
and P (j) is homogeneous of degree j of x3 , . . . , xn for 1 j n.
(I) If n = 0, then H1 (x1 , x2 , . . . , xn ) = H10 (x1 , x2 ) K[x1 , x2 ]. It follows from
equations (3.1), (3.2), (3.3) that
H1x + H2x = 0
1 2
H
1x1 H2x2 H1x2 H2x1 = 0
That is, Jx1 ,x2 (H1 , H2 ) is nilpotent. It follows from Corollary 2.12 or Theorem
7.2.25 in [8] that H1 = a2 P (a1 x1 + a2 x2 ), H2 = a1 P (a1 x1 + a2 x2 ), where a1 , a2
K, P (t) K[t]. Consequently, we have
H1 = a2 P (a1 x1 + a2 x2 )
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
and
H10x1 + H2x2 = 0 (3.5)
It follows from equations (3.2) and (3.4) that H10x1 H2x2 (H1nx2 P (n) +H1(n1)x2 P (n1)
(n) (n1) (1)
+ + H11x2 P (1) + H10x2 )H2x1 (H1n Px3 + H1(n1) Px3 + + H11 Px3 )H3x1
(n) (n1) (1)
(H1n Pxn + H1(n1) Pxn + + H11 Pxn )Hnx1 = 0 (3.6)
We always view that the polynomials are in K[x1 , x2 ][x3 , . . . , xn ] with coefficients
in K[x1 , x2 ] when comparing the coefficients of xi33 xinn . Comparing the coeffi-
cients of P (n) of equation (3.6), we have the following equation:
H
10x1 H2x2 H11 (Px(i)
3
H3x1 + Px(i)
4
H4x1 + + Px(i)
n
Hnx1 ) = 0 (3.9)
for 2 i n.
If H1i = 0, then H1 doesnt contain the term P (i) (x3 , . . . , xn ). Thus, equation
(3.8) doesnt exist in the case H1i = 0. It follows from equation (3.3) that
(n) (n1) (1) (n) (n1)
H2x2 [(H1n Px3 + H1(n1) Px3 + + H11 Px3 )H3x1 + (H1n Px4 + H1(n1) Px4 +
(1) (n) (n1) (1)
+ H11 Px4 )H4x1 + + (H1n Pxn + H1(n1) Pxn + + H11 Pxn )Hnx1 ] = 0
(3.10)
It follows from equation (3.10) that
H2x2 (Px(j)
3
H3x1 + Px(j)
4
H4x1 + + Px(j)
n
Hnx1 ) = 0
(j) (j) (j)
for 1 j n. That is, H2x2 = 0 or Px3 H3x1 + Px4 H4x1 + + Pxn Hnx1 = 0 for
1 j n.
(j) (j) (j)
If Px3 H3x1 + Px4 H4x1 + + Pxn Hnx1 = 0 for 1 j n, then it follows from
equations (3.5) and (3.9) that
H10x1 = H2x2 = 0.
for ts K, 1 t m, 1 s n 2. Let
12 1(n2)
11
22 2(n2)
21
A= . = (ts )m(n2) .
.. .. .. ..
. . .
m1 m2 m(n2)
It is easy to see that m 1. Suppose rank(A) = k.
(1) Without loss of generality, we can assume that H3t 6= 0 for 1 t m
(If H3t0 = 0 for some t0 {1, 2, . . . , m}, then we can replace H3 by a linear
(j)
combination of H3 , . . . , Hn ). It follows from equation (3.24) that H31 (11 Px3 +
(j) (j) (j) (j) (j)
12 Px4 + + 1(n2) Pxn ) + H32 (21 Px3 + 22 Px4 + + 2(n2) Pxn ) + +
(j) (j) (j)
H3m (m1 Px3 + m2 Px4 + + m(n2) Pxn ) = 0. Since m is the minimal integer
that satisfies the conditions, so H31 , . . . , H3m are linearly independent. Thus, we
have the following equations:
11 Px(j)3
+ 12 Px(j)
4
+ + 1(n2) Px(j)
n
=0
21 Px(j) + 22 Px(j) + + 2(n2) Px(j) = 0
3 4 n
.
..
m1 Px(j) + m2 Px(j) + + m(n2) Px(j)
=0
3 4 n
(j)
for 1 j n. If k n 2, then it follows from the above equations that Px3 =
(j) (j)
Px4 = = Pxn = 0 for 1 j n. That is, H1x3 = H1x4 = = H1xn = 0.
Thus, we have n = 0. It reduces to (I).
(2) If 1 k n 3, then without loss of generality, we can assume that
d = | |kk 6= 0. Since rank(A) = k, so it follows from the arguments of (i)(1)
that equation (3.24) is equivalent to the following equations
11 Px(j)
3
+ 12 Px(j)
4
+ + 1(n2) Px(j)
n
=0
21 Px(j) + 22 Px(j) + + 2(n2) Px(j) = 0
3 4 n
.
..
k1 Px(j) + k2 Px(j) + + k(n2) Px(j)
=0
3 4 n
(j) (j)
(j) d1 (j) d2 (j)
for 1 j n. By Cramers rule, we have that Px3 = d
, Px 4 = d
,. . . ,Pxk+2 =
(j)
dk
d
, where
(j) (j)
11 1(k+1) Pxk+3 ++ 1(n2) Pxn 1(t+1) 1k
(j) (j)
(j)
21 2(k+1) Pxk+3 ++ 2(n2) Pxn 2(t+1) 2k
dt =
.. .. .. .. .. ..
. . . . . .
(j) (j)
k1 k(k+1) Pxk+3 + + k(n2) Pxn k(t+1) kk
for 1 t k, 1 j n. Let
11 1l 1(t+1) 1k
21 2l
2(t+1) 2k
dtl = .
.. . .
. . .. .
.. . .. ..
.
k1 kl k(t+1) kk
for 1 t k, k + 1 l n 2. Then
dt(k+1) (j) dt(k+2) (j) dt(n2) (j)
Px(j) = ( Pxk+3 + Pxk+4 + + Px n ) (3.26)
t+2
d d d
for 1 t k, 1 j n. Let x1 = x1 , x2 = x2 , x3 = x3 ,. . . , xk+2 = xk+2 ,
xl+2 = xl+2 dd1l x3 dd2l x4 ddkl xk+2 for k + 1 l n 2. It follows from
equation (3.26) that P (j) K[xk+3 , . . . , xn ] for 1 j n. Since at least one of
t1 , t2 , . . . , t(n2) is non-zero, so without loss of generality, we can assume that
t1 6= 0 for 1 t m. Then it follows from equation (3.25) that
t
H(+2)t = H3t (3.27)
t1
for 2 n, 1 t m. Thus, we have
for 1 t m, k + 1 l n 2.
If 1 t k, then
t2 tk
tl t1
1l 11 12 1k
2l 21 22 2k = 0
. .. .. .. ..
.. . . . .
kl kl k2 kk
for k + 1 l n 2.
If k + 1 t m, then
t2 tk 11 12 1k 1l
tl t1
1l 11 12 1k 21 22 2k 2l
.. .. .. .
..
2l 21 22 2k = . . . . ..
. .. .. .. ..
.. . . . . kl k2 kk kl
kl kl k2 kk t1 t2 tk tl
for k + 1 l n 2, which is a (k + 1) (k + 1)-subdeterminant of A. Since
rank(A) = k, so we have
t1 t2 tk
tl
1l 11 12 1k
2l 21 22 2k = 0
. .. .. .. ..
.. . . . .
kl kl k2 kk
where Hl+2 dd1l H3 dd2l H4 ddkl Hk+2 = glk (x2 ) K[x2 ], H1 K[x2 , xk+3 ,
. . . , xn ], xl+2 = xl+2 dd1l x3 dd2l x4 ddkl xk+2 for k+1 l n2, 1 k n3.
(ii) If H2x1 6= 0, then H1nx2 = 0. It follows from equation (3.4) that H1nx1 = 0.
That is, H1n K . It follows from equation (3.6) that
H1(n1)x2 H2x1 P (n1) H1n (Px(n)
3
H3x1 + + Px(n)
n
Hnx1 ) = 0 (1 )
H1(n2)x2 H2x1 P (n2) H1(n1) (Px(n1) H3x1 + + Px(n1)
3 n
Hnx1 ) = 0 (2 )
.. ..
. .
H11x2 H2x1 P (1) H12 (Px(2) H3x1 + + Px(2)
Hnx1 ) = 0 (n1 )
3 n
H10x H2x H10x H2x H11 (P (1) H3x + + P (1) Hnx ) = 0 (n )
It follows from equation (3.3) that
(n) (n1) (1) (n)
(H1n Px3 + H1(n1) )Px3 + + H11 Px3 )(H2x1 H3x2 H2x2 H3x1 ) + (H1n Px4 +
(n1) (1) (n) (n1)
H1(n1) )Px4 + +H11 Px4 )(H2x1 H4x2 H2x2 H4x1 )+ +(H1n Pxn +H1(n1) )Pxn
(1)
+ + H11 Pxn )(H2x1 Hnx2 H2x2 Hnx1 ) = 0 (3.29)
It follows from equation (3.29) that
H1(i1)x2 (i1)
Px(i) H3x1 + Px(i) H4x1 + + Px(i) Hnx1 = P H2x1 (3.31)
3 4 n
H1i
H1(i1)x2 (i1)
Px(i) H3 + Px(i) H4 + + Px(i) Hn = P H2 + gi (x2 ) (3.32)
3 4 n
H1i
H1(i1)x2 (i1)
Px(i) H3x2 + + Px(i) Hnx2 = P H2x2 (3.34)
3 n
H1i
H1(i1)x2
Substituting equation (3.34) to equation (3.33), we have ( H1i
) = 0 and
H1(i1)x2
gi (x2 ) = 0. That is, H1i
K and gi (x2 ) K. Since H(0) = 0, so it follows
from equation (3.32) that gi (x2 ) = 0 for 2 i n. It follows from equations
(3.5), (n ), (3.30), (3.32) that
H10x1 + H2x2 = 0 (3.5)
H10x1 H2x2 H10x2 H2x1 H11 (Px(1) H3x1 + + Px(1)
Hnx1 ) = 0 (n )
3 n
H2x1 (H3x2 Px(1)
3
+ + Hnx2 Px(1)
n
) = H2x2 (H3x1 Px(1)
3
+ + Hnx1 Px(1)
n
) (3.35)
H1(i1)x2 (i1)
Px(i) H3 + Px(i) H4 + + Px(i)
Hn = P H2 (3.36)
3 4 n
H1i
H H1(i1)x2
where 1(i1)x
H1i
2
K, 2 i n. Let ci = H1i
for 2 i n. Then equation
(3.36) has the following form:
H2 : H3 : : Hn = 1 : 2 : : (n1) (3.38)
for K, 1 r, 1 n 1. Let
1(n1)
11 12
21 22 2(n1)
B= . = ( )r(n1) .
.. .. .. ..
. . .
r1 r2 r(n1)
r(n1)
.
..
ci r1 P (i1) + r2 Px(i) + r3 Px(i) + + r(n1) Px(i)
=0
3 4 n
..
.
ci k1P (i1) + k2 Px(i) + k3 Px(i) + + k(n1) Px(i)
=0
3 4 n
(i) (i)
D1 (i) D2
for 2 i n. By Cramers rule, we have that P (i1) = ci D
, Px 3 = D
, ...,
(i)
(i) Dk
Pxk+1 = D
for 2 i n, where
(i) (i)
11 1(k+1) Pxk+2 + + 1(n1) Pxn 1(+1) 1k
(i) (i)
21
2(k+1) Pxk+2 + + 2(n1) Pxn 2(+1) 2k
(i)
D = .
.. .. .. .. .. ..
. . . . .
(i) (i)
k1 k(k+1) Pxk+2 + + k(n1) Pxn k(+1) kk
for 1 k, 2 i n. Let
11 1 1(+1) 1k
21 2
2(+1) 2k
D = .
.. . .. .
.. .. .. ..
. . .
k1 k k(+1) kk
for 1 k, k + 1 n 1. Then
D1(k+1) (i) D1(k+2) (i) D1(n1) (i)
P (i1) = ( Pxk+2 + Pxk+3 + + Px n ) (3.39)
ci D ci D ci D
and
D(k+1) D(k+2) D(n1)
Px(i) = ( Px(i) + Px(i) ++ Px(i) ) (3.40)
+1 D k+2
D k+3
D n
for 1 r, k + 1 n 1.
If 1 k, then
1 2 k
1 11 12 1k
2 21 22 2k = 0
. .. .. .. ..
.. . . . .
k k1 k2 kk
for k + 1 n 1.
If k + 1 r, then
1 2 k 11 12 1k 1
1 11 12 1k 21 22 2k 2
.. .. .. ..
2 21 22 2k = ..
. . . . .
. .. .. .. ..
.. . . . . k1 k2 kk k
k k1 k2 kk 1 2 k
H
1x1 H2x2 H1x2 H2x1 = 0
Let H = (H1 , H2 ). The above equations implies that Jx1 ,x2 H is nilpotent. It fol-
lows from Theorem 7.2.25 in [8] that H1 = a2 P (a1 x1 +a2 x2 )+d1 (xk+2 , xk+3 , . . . ,
xn ), H2 = a1 P (a1 x1 + a2 x2 ), where P (t) K[t], d1 (xk+2 , xk+3 , . . . , xn ) K[xk+2 ,
xk+3 , . . . , xn ] and a1 , a2 K. Consequently, we have
H1 = a2 P (a1 x1 + a2 x2 ) + d1 (xk+2 , xk+3 , . . . , xn )
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
for 3 i1 j0 and
ci2 11 P (i2 1) + 12 Px(i32 ) + 13 Px(i42 ) + + 1(n1) Px(in2 ) = 0
ci2 21 P (i2 1) + 22 Px(i2 ) + 23 Px(i2 ) + + 2(n1) Px(i2 ) = 0
3 4 n
.
..
(B2)
ci2 r1 P (i2 1) + r2Px(i32 ) + r3 Px(i42 ) + + r(n1) Px(in2 ) = 0
for i2 = 2, j0 + 1, . . . , n
(i)
(b.1) If k n 1, then it follows from equations (B1) and (B2) that Px3 =
(i) (i)
Px4 = = Pxn = 0 for 2 i n and P (1) = 0. That is, H1x3 = H1x4 = =
H1xn = 0. Thus, we have n = 0. It reduces to (I).
(b.2) If 1 k n 2, then let rank(B) = k, where
1(n1)
12 13
22 23
2(n1)
B = . .
.. .. .. ..
. . .
r2 r3 r(n1)
(i )
for 3 i1 j0 . It follows from equations (B3) and Cramers rule that Px31 =
(i ) (i1 ) (i )
D1 1 (i ) D (i ) Dk 1
D
, Px41 = D 2 1
, . . . , Pxk+2 = D
for 3 i1 j0 , where
(i1 ) (i )
12 1(k+2) Pxk+3 ++ 1(n1) Pxn1 1(+2) 1(k+1)
(i1 ) (i )
(i1 )
22 2(k+2) Pxk+3 ++ 2(n1) Pxn1 2(+2) 2(k+1)
D = .
.. .. .. .. .. ..
. . . . .
1 (i ) (i )
k2 k(k+2) Pxk+3 + + k(n1) Pxn1 k(+2) k(k+1)
for 1 k, 3 i1 j0 . Let
12 1 1(+2) 1(k+1)
22 2 2(+2) 2(k+1)
D = .
.. .. .. .. .. ..
. . . . .
k2 k k(+2) k(k+1)
D1 D D1 2 D2 3 Dk (k+1)
H(+1) H3 k H(k+2) = ( )H2
D D 1 D1 1 D 1 D
1
= ( D 2 D1 (k+1) Dk )H2
1 D
2 3 (k+1)
1 12 13 1(k+1)
1
= 2 22 23 2(k+1) H2
1 D
.. .. .. .. ..
. . . . .
k k2 k3 k(k+1)
for 1 r, k + 2 n 1.
If 1 k, then
2 3 (k+1)
1 12 13 1(k+1)
2 22 23 2(k+1) = 0
.. .. .. .. ..
. . . . .
k k2 k3 k(k+1)
for k + 2 n 1.
If k + 1 r, then
2 3 (k+1) 12 13 1(k+1) 1
1 12 13 1(k+1) 22 23 2(k+1) 2
.. .. .. ..
2 22 23 2(k+1) = ..
.
. . . .
.. .. .. .. ..
. . . . .
k2 k3 k(k+1) k
k k2 k3 k(k+1) 2 3 (k+1)
D1 Dk
Thus, we have H(+1) D
H3 D
H(k+2) = 0 for 1 r, k + 2
n 1. That is,
D1 D
H+1 H3 k Hk+2 = 0 (3.43)
D D
H
for k +2 n1. Since ci = 1(i1)x H1i
2
for 2 i n, so we have H1(i1 1)x2 = 0
for 3 i1 j0 . That is, H12 , H13 , . . . , H1(j0 1) K. Let
where D = |beta
|kk , i2 = 2, j0 + 1, . . . , n. It follows from equations (B2)
(i2 ) (i2 ) (i )
D (i ) D (i ) Dk 2
and Cramers rule that P (i2 1) = ci1 D , Px32 = D 2
, 2
. . . , Pxk+1 = D
for
2
i2 = 2, j0 + 1, . . . , n, where
(i2 ) (i )
11 1(k+1) Pxk+2 + + 1(n1) Pxn2 1(+1) 1k
(i2 ) (i2 )
21
(i2 ) 2(k+1) Pxk+2 + + 2(n1) Pxn 2(+1) 2k
D = .
.. .. .. .. .. ..
. . . . .
k1 k(k+1) Pxk+2 + + k(n1) Px(in2 )
(i2 )
k(+1) kk
for 1 k, i2 = 2, j0 + 1, . . . , n. Let
11 1 1(+1) 1k
21 2
2(+1) 2k
D = .
.. . .. .
.. .. .. ..
. . .
k1 k k(+1) kk
for 1 k, k + 1 n 1. Then
D1 Dk D1 D2 2 Dk k
H(+1) H2 H(k+1) = ( )H2
D D 1 D 1 D 1 D
1
= ( D 1 D1 k Dk )H2
1 D
1 2 k
1 11 12 1k
1
= 2 21 22 2k H2
1 D
.. .. .. .. ..
. . . . .
k k1 k2 kk
D1 Dk
H+1 H2 Hk+1 = 0 (3.41)
for k+1 n1. Let x1 = x1 , x2 = x2 , . . . , xk+1 = xk+1 , x+1 = x+1 DD1 x2
D2
D 3
x DDk xk+1 for k + 1 n 1. It follows from equation (3.44) that
H1 K[x1 , x2 , xk+2 , . . . , xn ] = K[x1 , x2 , xk+2 , . . . , xn ], so we have H1x3 = =
H1xk+1 = 0. It follows from equation (3.44) that H1x1 = H1x1 , H1x2 = H1x2 and
H1 = H1 + H , where H =H (j0 1)
+ +H13 P (3) K[xk+3 , x
k+4 , . . . , xn ].
1 1 1(j0 1) P
Thus, we have H = = H = 0. Then it follows from equations (3.1),
1x3 1xk+2
(3.2), (3.41), (3.43)(See Appendix (2) for exact computation) that
H1x + H2x = 0
1 2
H
1x1 H2x2 H1x2 H2x1 = 0
Let H = (H1 , H2 ). The above equations implies that Jx1 ,x2 H is nilpotent. It fol-
lows from Theorem 7.2.25 in [8] that H1 = a2 P (a1 x1 +a2 x2 )+d1 (xk+2 , xk+3 , . . . ,
xn ), H2 = a1 P (a1 x1 + a2 x2 ), where P (t) K[t], d1 (xk+2 , xk+3 , . . . , xn ) K[xk+2 ,
. Then we have
xk+3 , . . . , xn ] and a1 , a2 K. Let d2 (xk+3 , . . . , xn ) = H 1
H1 = a2 P (a1 x1 + a2 x2 ) + d1 (xk+2 , xk+3 , . . . , xn ) + d2 (xk+3 , . . . , xn )
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
(c) If there exists at least one of c2 , . . . , cn is zero and c2 = 0, then without loss
of generality, we can assume c2 = = ci0 = 0, ci0 +1 cn 6= 0 for 2 i0 n.
Thus, it follows from equation (3.37) and the arguments of (i)(1) that
12 Px(j31 ) + 13 Px(j41 ) + + 1(n1) Px(jn1 ) = 0
22 Px(j1 ) + 23 Px(j1 ) + + 2(n1) Px(j1 ) = 0
3 4 n
.
..
(C1)
r2 P (j1 ) + r3 P (j1 ) + + r(n1) P (j1 ) = 0
for 2 j1 i0 and
cj2 11 P (j2 1) + 12 Px(j32 ) + 13 Px(j42 ) + + 1(n1) Px(jn2 ) = 0
cj2 21 P (j2 1) + 22 Px(j2 ) + 23 Px(j2 ) + + 2(n1) Px(j2 ) = 0
3 4 n
..
. (C2)
cj2 r1 P (j2 1) + r2 Px(j32 ) + r3 Px(j42 ) + + r(n1) Px(jn2 ) = 0
for i0 + 1 j2 n
(c.0) Since c2 = 0, so we have H11x2 = 0. It follows from equation (3.4) that
H11 K. It follows from equations (3.5), (n ), (3.35) that
H10x1 + H2x2 = 0
H10x1 H2x2 H10x2 H2x1 H11 (Px(1)
3
H3x1 + + Px(1)
n
Hnx1 ) = 0
H (P (1) H + + P (1) H ) = H (P (1) H + + P (1) H
2x1 x3 3x2 xn nx2 2x2 x3 3x1 xn nx1 )
H
10x1 H2x2 (H10x2 + H11 )H2x1 = 0
Let H10 = H10 + H11 x2 . Then the above equations imply that
H10x + H2x = 0
1 2
H
10x1 H2x2 H10x2 H2x1 = 0
That is, Jx1 ,x2 (H10 , H2 ) is nilpotent. It follows from Corollary 2.12 or Theorem
7.2.25 in [8] that H10 = a2 P (a1 x1 + a2 x2 ), H2 = a1 P (a1 x1 + a2 x2 ), where
a1 , a2 K, P (t) K[t]. Thus, we have H = (a2 P (a1 x1 + a2 x2 ) + H11 (z
x2 ), a1 P (a1 x1 + a2 x2 ), a1 P (a1 x1 + a2 x2 )), where , a11 , a2 K and P (t) K[t].
Thus, we have
H1 H1n P (n) H12 P (2) = H11 (z x2 ) a2 P (a1 x1 + a2 x2 )
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
where z := 1 x3 + 2 x4 + + n2 xn , 1 H3 + 2 H4 + + n2 Hn H2 = 0,
H11 K , , a1, a2 , 1 , 2 , . . . , n2 K, P (t) K[t].
If H11 = 0, then it follows from equations (3.5), (n ) that
H10x + H2x = 0
1 2
H
10x1 H2x2 H10x2 H2x1 = 0
H1 = H11 z a1 b (x2 )g(ax1 + b(x2 )) H11 l2 x2
H2 = g(ax1 + b(x2 ))
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
where z := 1 x3 + 2 x4 + + n2 xn , 1 H3 + 2 H4 + + n2 Hn = c0 H22 + l2 H2 ,
b(x2 ) = H11 c0 ax22 + l1 x2 + l2 , H11 , c0 , a K , l1 , l2 , l2 K, 1 , 2 , . . . , n2 K,
g(t) K[t], and g(0) = 0, deg g(t) 1.
or
H1 = H11 (z x2 ) a2 P (a1 x1 + a2 x2 )
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
D1 D
H+1 H3 k Hk+2 = 0 (3.43)
D D
for k + 2 n 1, where k, x k+3 , x
k+4 , . . . , xn are defined as in (b.2).
P (j2 1) , P (j2 ) K[xk+2 , . . . , xn ] for i0 + 1 j2 n. That is, P (i0 ) , . . . , P (n)
K[xk+2 , . . . , xn ] and
D1 D2 Dk
H+1 H2 H3 Hk+1 = 0 (3.41)
D D D
for k + 1 n 1, where xk+2 , . . . , xn are defined as in (b.2). Let
L1 (x2 , xk+2 , . . . , xn ) = H1n P (n) + H1(n1) (x2 )P (n1) + + H1i0 (x2 )P (i0 ) (3.47)
H
Since ci = 1(i1)x
H1i
2
for 2 i n, so we have H1(j1 1)x2 = 0 for 2 j1 i0 .
That is, H11 , H12 , . . . , H1(i0 1) K. Let
H11 l2 x2
H2 = g(ax1 + b(x2 ))
H3 = H3 (x1 , x2 )
..
.
= Hn (x1 , x2 )
n
n ) + H11 (z x2 ) a2 P (a1 x1 + a2 x2 )
H1 = L1 (x2 , xk+2 , . . . , xn ) + L2 (xk+3 , . . . , x
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
H11 l2 x2
H2 = g(ax1 + b(x2 ))
H3 = H3 (x1 , x2 )
..
.
= Hn (x1 , x2 )
n
n ) + H11 (z x2 ) a2 P (a1 x1 + a2 x2 )
H1 = L1 (xk+2 , . . . , xn ) + L2 (xk+3 , . . . , x
H2 = a1 P (a1 x1 + a2 x2 )
H3 = H3 (x1 , x2 )
..
.
Hn = Hn (x1 , x2 )
Proof. Let
0 1 0 0
1 0 0 0
T = 0 0 1 0
.. .. .. . . ..
. . . . .
0 0 0 1
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