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Received 19 June 2017 The main challenge for the identication and differentiation of lipsticks for forensic purposes is the fact
Received in revised form 2 September 2017 that they have a similar chemical composition in particular, samples of the same hue. The objective of
Accepted 25 September 2017 the presented research was to solve this problem using a nondestructive analytical technique
Available online 6 October 2017 attenuated total reection spectroscopy (ATR). 38 red lipsticks produced by 20 different manufacturers
were examined in optimized experimental conditions. To facilitate discrimination and provide more
Keywords: extensive analyses of the obtained data, two chemometric techniques: principal component analysis and
Red lipsticks cluster analysis were used. Ultimately, nine groups of investigated lipstick samples with comparable
Differentiation
chemical compositions were differentiated. Moreover, lipstick smears on six different interfering
Attenuated total reection
surfaces were analyzed and spectral subtraction was performed in order to identify individual samples.
Principal component analysis
Cluster analysis The established approach succeeded in identifying the index number and the manufacturer of the
samples by using an in-lab built ATR spectra library. The developed method demonstrates a great
potential for the differentiation and identication of red lipsticks with a very similar hue. It also seems to
have good prospects for future application in forensic science investigations.
2017 Elsevier B.V. All rights reserved.
https://doi.org/10.1016/j.forsciint.2017.09.019
0379-0738/ 2017 Elsevier B.V. All rights reserved.
M. Gadysz et al. / Forensic Science International 280 (2017) 130138 131
Another technique described in the literature used to differentiate combined. This procedure is accomplished repeatedly until all
lipstick is TLC [1,4,25]. However, although the information samples are arranged into one cluster. It is worth pointing out
obtained by the TLC analytical methods was usually sufcient that several methods for measuring similarity and combining
for lipstick differentiation from the forensic point of view, these clusters are available. Their choice depends on the investigated
methods have the important drawback of destructive sample samples and this should be evaluated experimentally [31]. In this
preparation. study, Euclidean distances were calculated and Wards method
One of the techniques, which to the best of our knowledge was employed. Furthermore, in the literature, over 20 different
has not yet been applied to lipstick examination is attenuated total rules for stopping an obtained dendrogram are known. In this
reection spectroscopy (ATR). Two signicant advantages of ATR, article, Mojenas stopping rule was considered to be the most
namely that the sample is not destroyed and no sample efcient.
preparation is required, have led to this technique being widely According to Mojenas stopping rule, one should select the
employed in forensic science investigations [2629]. Consequent- number of groups where the following inequality (Eq. (1)) is
ly, the aim of the presented research was to develop the rst ATR- fullled
based procedure enabling differentiation of red lipsticks. Addi-
tionally, chemometric methods such as principal component di1 > d ksd 1
analysis (PCA) and cluster analysis (CA) were applied in order to where d0,dn, dn1 are distances corresponding to n, n 1, . . .
facilitate discrimination and provide more extensive analyses of
1 clusters. The terms d, sd, and k are the mean, the standard
the obtained data. Lastly, the in-lab built ATR spectra library, deviation of the d values, and a constant, respectively [32]. As
enabling identication of all investigated samples, was tested by
stated by Milligan and Cooper [33], the value of k should be 1.25.
analyzing traces of random lipsticks on six different, potentially
interfering surfaces.
3.3. Correlation method
2. Experimental
Correlation coefcients (CC) were computed as Pearson
The solutions (isopropanol and methanol) used throughout the correlation coefcients by means of Thermo Scientic OMNIC
experiments were supplied by Sigma-Aldrich (Germany). 38 red software. It seems important to note that the used algorithm
lipsticks (for 5 randomly selected 5 items of the same index additionally included elimination of the effects of baseline
number were bought) of a very similar hue representing variation.
20 different manufacturers were either purchased in local shops
or donated by Inglot Sp. z o.o. (cosmetics company). Detailed 4. Results and discussion
information about all of them is presented in Table 1.
The experiments were carried out using a Thermo Nicolet Firstly, the parameters of the experiments were optimized. It is
iS50 FTIR (Thermo Fisher Scientic Co, Waltham, MA, USA) with a known that increasing the number of scans reduces the signal-to-
Smart Orbit micro-ATR accessory. All spectra were collected from noise level of data, and enables one to distinguish small peaks from
650 to 4000 cm1 by putting small amounts of a sample noise, and that lower resolution can have an effect on the
(approximately 10 mg) on the ZnSe crystal and carefully pressing differentiation of peaks. Therefore, 16, 20 and 60 scans, and
it with an ATR pressure tower. After each measurement, the surface resolutions of 4 and 2 cm1 were tested. Despite the fact that only
of the crystal was cleaned with 50% v/v isopropanol and then with slight differences were observed between registered spectra,
methanol in order to avoid contamination. A new background was 20 scans per second with 4 cm1 spectral resolution for both
collected prior to the analysis of each new sample. background and samples were considered to be optimal.
Processing of the obtained spectra was carried out using The homogeneity (intra-variability) of lipsticks was investigat-
Thermo Electrons OMNIC 9 software. All statistical analyses were ed by analyzing spectra obtained from three different parts of
performed using Statistica 12.5 PL software (StatSoft, Tulsa, OK, several randomly selected lipstick samples (L3, L10, L14, L21, L31,
USA) and OriginPro 2017 software (OriginLab Corporation, North- L32, L34 and L36) during one day. As demonstrated in exemplary
ampton, MA, USA). Fig. 1a presenting the results obtained for three lipsticks, no visual
differences were found on the spectra. Consequently, it was
3. Applied chemometric/computational methods considered that the samples were homogeneous and their
composition was stable during one day.
3.1. Principal component analysis Additionally, during three days the inter-variability of lipstick
was examined using 5 of the previously selected lipsticks. The
PCA is a well-known multivariate statistical method enabling similarity of the spectra was calculated as correlation coefcient
reduction of the dimensionality of the original dataset by creating a (L10: 99.90 0.04; L31: 99.91 0.04; L32: 99.94 0.01; L34:
linear combination of variables called principal components (PCs). 99.83 0.06; L36: 99.92 006). The presented results provided
However, the determination of the optimal number of components the basis for claiming that the analyzed samples of the lipstick
that should be chosen is a crucial step. Inappropriate estimation of exhibited almost unchanged chemical composition also within a
PCs could lead to loss of information. The Scree test, Kaisers few days. Moreover, both above-mentioned experiments proved
stopping rule and the percentage of cumulative variance are the the high intra- and inter-repeatability of the proposed ATR-FTIR
most frequently used strategies [30], and these were applied in this method.
study. Furthermore, PCs are a very useful tool for demonstrating Finally, the variation of chemical composition of lipstick
the relationships between analyzed samples. samples within the same series was also investigated during
one day by analyzing ve items (ae) of ve samples (L10, L31, L32,
3.2. Cluster analysis L34 and L36) from the same manufacturer with the same index
number. As it can be seen in exemplary Fig. 1b the obtained
In CA, samples are assembled in high dimensional space. At spectra for samples L36 ae almost completely overlapped.
the beginning, each sample constitutes its own separate cluster, Therefore, it was ascertained that the chemical composition of
and then two objects, which are the closest to each other, are analyzed lipsticks that were both produced by the same
132 M. Gadysz et al. / Forensic Science International 280 (2017) 130138
Table 1
List of lipsticks examined during the present study.
manufacturer and had the same index number were characterized asymmetric (2916 cm1) C H stretching vibrations and asym-
by very good repeatability. metric CH3 stretching vibrations (2954 cm1). The last range
(below 1800 cm1) contains many peaks. CO stretching vibra-
4.1. Visual inspection of spectra tions (1730 cm1), CH2 scissor deformation (1465 cm1), CO
stretching and CH bending vibrations (1172 cm1), and CH2
As seen in Fig. 2, a typical spectrum of a lipstick sample can be rocking mode (712 cm1) are just some of them. All of the
divided into three main ranges. Generally, the rst range (between mentioned peaks could be attributed to various oils and waxes,
3740 and 3100 cm1) includes one broad band, which is attributed especially castor oil and beeswax two common ingredients in
to water and hydroxyl groups. The second range (from 3050 to lipsticks [3]. Therefore, it can be supposed that the most
2775 cm1) takes account of symmetric (2850 cm1) and informative and distinguishing range is below 1800 cm1.
M. Gadysz et al. / Forensic Science International 280 (2017) 130138 133
Fig. 4. Cluster analysis of lipsticks from G6, taking into account ATR spectra registered in the range from 1800 cm1 to 650 cm1.
L26}, G6c {L2, L3, L6, L11, L14, L16, L18, L23, L24} and G6d {L7, L9, G6 b. Besides, strong absorption in the range from 1100 to
L12, L19}. Ultimately, as a result of chemometric analysis, nine 1000 cm1 is characteristic for G6 a, b and, as was mentioned
groups of red lipstick samples with comparable chemical before, these bands are connected with phosphates and ether/
compositions were created: G1G5 and G6 ad. alcoholethers [34]. It is noteworthy that there are also three
It is worth noting that according to chemometric classication, unique bands for G6 d at approximately 1387, 1376 and
all the investigated lipstick samples manufactured by Manhattan 1363 cm1.
were classied into one group (G6 a). On the other hand, the Summarizing, visual comparison of the obtained spectra led to
lipstick samples from Sephora were categorized into various conrmation of the classication ascertained according to the
groups (G6 b, c, G5), while some of lipstick samples manufactured chemometric results.
by Inglot were placed in group G6 a and some in G1G3.
4.2.3. Correlation method
4.2.2. Visual classication In order to make the analysis more objective as well as to verify
A visual comparison of the analyzed spectra was also the existence of an unequivocal dependence between the
performed. In the rst step of differentiation between lipstick composition of the lipstick samples and the manufacturer (or
samples, one should look at both the relative intensities and the series), the correlation method was applied.
degree of resolution of bands from 3050 to 2775 cm1. As can be At rst, the variability of the same lipstick sample, s, was
seen in Fig. 5, this region enables differentiation between all ascertained as the mean CC (correlation coefcient) value
groups, except between G2 and G6, and between G4 and G5. calculated for ve items (a-e) of the ve samples (L10, L31, L32,
Further distinction between groups was based on the bands L34 and L36) of lipsticks of the same index number, the same series
occurring below 1800 cm1. As is evident in Fig. 6a, the most and the same manufacturer. The mentioned samples were
characteristic feature for G5 is a lack of band at 1745 cm1 representatives of different PCA groups so they characterized by
corresponding to the carbonyl group. Moreover, in G4 one can see different chemical composition. It is worth pointing out that the
a weak doublet at 1375 and 1363 cm1, whereas in G5 there is CCs value were evaluated by analyzing samples on three successive
only a band at 1363 cm1. Both of these bands are due to CH3 days and they ranged between 0.04% and 0.33%. On this basis the
deformation [34]. following assumptions related to ATR spectra of each examined
The differentiation of G2 from G6 is presented in Fig. 6b. On the pair of lipstick samples have been made:
face of it, spectra obtained for these groups are completely unlike
each other in the range from 1800 to 650 cm1. The most if CC 100% 3s, it is highly possible that the spectra
noteworthy difference is strong absorption near 1000 and correspond to the same lipsticks,
1100 cm1 in G2. It is highly possible that these peaks correspond if CC < 100% 3s, the spectra are considered as coming from
to phosphates and ethers or alcoholethers, respectively, which different lipsticks.
are found in many plasticizers [34].
Moreover, the differences between G6 ad are selected in Fig. 6c In short, the similarity limit in the case of the present study is a
only representative spectra of lipstick samples from the groups value of 99.01%.
have been presented. As far as one can see, the region where Comparing the spectra of lipsticks produced by different
differences are most clearly visible is from 1400 to 800 cm1. In this manufacturers, it was ascertained that they are usually characterized
region, a little broad band (especially in G6 ac) at 1150 cm1 by CCs considerably less than 99.00% (see Table II in ESM), e.g., for L15
characteristic for CO stretch in nonaromatic ethers is observable. (Sephora) and L3 (Misslyn), the CC = 55.81% or for L6 (p2) and L20
Moreover, the existence of a siloxane group is most likely due to a (Wibo), the CC = 92.58%. There were a few cases where the
band occurring at 1108 cm1, which is most visible in spectra from compositions of two lipsticks originating from different
M. Gadysz et al. / Forensic Science International 280 (2017) 130138 135
Fig. 5. Differentiation between groups based on the range from 3050 cm1 to 2775 cm1.
manufacturers were very similar, e.g., for L3 (Misslyn) and L22 they may differ to a very limited extent, e.g. only slightly in the
(Eveline Cosmetics) CC = 99.45%, for L29 (Inglot) and L4 (Misslyn) concentration of colour additives. However, further data are
CC = 99.55%. needed in order to conrm this assumption. It has not escaped our
If the investigated samples were from the same manufacturer notice that there were also lipsticks produced by the same
but from different series, most of them could also be easily manufacturer in the same series with an index number differing
distinguished. It can be seen in Table 2 that CCs between spectra of only by one, e.g., L1 Ingrid no. 289 and L2 Ingrid no. 288, which
lipstick samples produced by Inglot, Manhattan and Sephora were revealed, without any doubt, two different spectra (CC = 98.52%).
not higher than 98.50%. Moreover, it is evident that lipsticks It seems important to reiterate that samples from the same
manufactured by Inglot are characterized by the most variable manufacturer, the same series and having the same index number
composition (CC from 96% to 24%). (for instance L36 ae), as was mentioned before, were considered
The obtained results conrmed the theoretical assumption that to be indistinguishable. The CC between spectra was much higher
lipstick samples from the same manufacturer and from the same than 99.01%.
series are more similar to each other than lipstick samples from
different series (see CC for L28 and L29 from Inglot, or L36 and 4.3. Analysis of lipsticks traces on various surfaces preliminary
L37 from Manhattan). On the other hand, some exceptions can be examination
observed: sample L35 from the Xtreme last & shine series is
undistinguished (CC between 99.11% and 99.49%) from the samples Due to the fact that lipstick samples can be found left on various
from the Perfect creamy & care series. Moreover, the data suggest surfaces, it is justied to investigate the possibility of identifying
that a comparison of samples with a similar index number (from lipstick traces in the form of such smears.
the same manufacturer and from the same series) can cause Firstly, one of the samples (L28) was left as a lipstick mark on
problems. In these cases, the CCs between samples were calculated various surfaces in order to assess which surfaces caused
to be greater than 99.01%, and in consequence, they were not interfering bands. The surfaces studied included: envelope, paper
differentiable with the use of the presented method. The (80 g/m2), tissue (100% cellulose), cigarette butts, and a transparent
discrimination of such lipsticks samples can be problematic and plastic cup, as well as the white collar of a shirt. As can be seen in
136 M. Gadysz et al. / Forensic Science International 280 (2017) 130138
Table 2
Spectra correlation coefcients between samples from the same manufacturer: a)
Inglot; b) Manhattan; c) Sephora. Lipsticks samples from the same series are bolded.
a)
L28 100.0
L29 99.57 100.0
L30 96.44 96.70 100.0
L31 91.67 91.50 87.83 100.0
L32 90.24 90.90 95.44 83.29 100.0
L33 79.95 79.48 74.51 88.50 65.70 100.0
L34 27.11 25.90 24.67 40.22 17.65 53.76 100.0
L28 L29 L30 L31 L32 L33 L34
b)
L27 100.0
L35 98.46 100.0
L36a 97.79 99.11 100.0
L37 98.24 99.49 99.65 100.0
L38 97.93 99.26 99.83 99.78 100.0
L27 L35 L36a L37 L38
c)
L12 100.0
L13 94.87 100.0
L14 95.95 96.69 100.0
L15 62.50 57.46 55.17 100.0
L12 L13 L14 L15
5. Conclusions
Table 3
A comparison of the two approaches for the identication of lipsticks in the form of lipstick marks smudged on interfering surfaces. Correct identication of lipsticks is
indicated by +.
Cigarette butts Envelope Paper Tissue White collar of shirt Cigarette butts Envelope Paper Tissue White collar of shirt
L7 + + + + +
L12 + + + + +
L18 + + + + +
L23 + + + + +
L28 + + + + +
L35 + + + + +
Table 4
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