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While it is true that one could go into a bookstore and potentially find books that promise
to reveal the mysteries of how every element of nature works, and while there is significant
research regarding our efforts to understand how hope works in humans, there are few biologists
who would state, unequivocally, whether things such as the spirit or the soul even exist, let alone
how they are produced in the body. In later chapters, we will take these questions up explicitly.
But, for the moment, we will focus on the nervous system, where there is reasonable consensus
that complicated states like hope and belief are produced. If one wishes to understand hope,
therefore, it is necessary to have a rudimentary understanding of the nervous system and what it
does. Chapters 3-5 will provide this background. And despite the fact that it requires some
specialized understanding of neurobiology, the goal is to keep the biology at a basic level and
provide just enough information to facilitate understanding of how hope and belief are produced.
An experiment conducted 30 years on an early prototype of the robot will be our starting
point. The robot was given a seemingly simple task: to roll across a small room and open a red
door (Figure 1). While the experiment seems like a simple logistical maneuver, it proved to be
astonishingly difficult. The robot (Figure 2.) began to move forward, which was a fairly simple
undertaking since it was equipped with wheels to roll on and a forward command button. The
robot was also endowed with sensors with which it could detect its orientation in space and other
elements of the surrounding environment. Thus provisioned, it seemed like a simple task for the
robot to move across the room and open a door. It was not, after all, rocket science. And yet it
was. Every time the robot inched forward, its orientation within the room changed. While that
change was all but imperceptible to human eyes, for the robot, it was dramatic. Thus, in order to
execute the simple command to move across the room, the robot required an hour of analysis for
each couple of inches it moved forward. Was it still upright? Was it still headed towards the
door? Was the door still red? All of these were questions that had to be checked and rechecked
No doubt the scientists involved in this experiment left the robot to its own devices, in the
meantime, so that they could go out for a beer or catch up on The Big Bang Theory. Eventually,
however, the industrious little robot made it to the other side of the room and, incredibly,
managed to open the door. But scientists never satisfied decided to give the robot a new task:
they returned the robot to its point of origin and asked it to move across the room and open the
door once more. This time, however, a large red X was placed on the door (Figure 3), which
completely flummoxed the robot (Figure 4.). Why? The answer is rather simple: the robot knew
nothing of Xs. Was the object adorned with the X still a door, or was it something completely
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different? Could a door with an X be opened? The new experiment baffled the robots
Figure 3 Figure 4.
Why is this? Unlike a human, the robots limited arsenal of skills left it deficient in two
marked ways. First, the robot couldnt generalize an experience (i.e. the robot could not
understand that a red door marked with an X was still a door that could be opened). Second, the
robot could not learn from experience. The robot could not incorporate information from the
success of the first trial into its database and apply the information to the second trial. The
disheartened robot literally turned away from the door unable to adjust to its new situation.
In the robots world, any change at all meant total change. And, as previously noted,
experience (even simple ones) did not produce meaningful information from which the robot
could evaluate new experiences. The robot, in short, was incapable of learning beyond its basic
that while there have been marked advances in robotic technology, even the most sophisticated
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machine is nowhere close to being able to perform routine tasks of which even toddlers are
The question, thus, becomes: how did living organisms become so incredible? Even the
simplest organism has to regularly perform some very complicated tasks that are far beyond a
robots ability to simulate. Our brains are processing an endless stream of sensory information
from the external environment whos knocking at the door?, where did I misplace my keys?,
who allowed Sean Hannity to keep speaking?, etc. Even without consciously thinking about it,
were absorbing this information, evaluating it, and deciding whether to act upon what we have
perceived. Our survival might depend on it or not. The point is, humans have an amazing
nervous system that helps us decide which things we should react to and which we can safely
ignore.
Thus, we see that monitoring and responding appropriately to external stimuli is one
major function of the nervous system. There is a second, general function that is equally
important: namely, the maintenance of the internal environment inside our bodies within
acceptable biological limits. These limits are well known to us even if we rarely think of them.
For example, we know that our body temperature needs to be around 98.6 degrees F. We know
that if it goes too high or too low, trouble ensues, and we must take corrective action. Similar
limits exist for many physiological functions like your level of hydration, heartbeat, breathing
rate, etc. There are prescribed limits for all of these functions, departure from which can be
harmful. Regulation of these functions is not something that one would want to bequeath unto
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conscious memory. If we had to remember to breath, for example, we would not would not be
alive today. At some point, it would have slipped our minds to draw breath and we would no
longer be counted amongst the living. Luckily, all of this is taken care of by our friend, the
nervous system.
Because humans are endowed with a nervous system, we are capable of incredible things.
On the low-end of the scale, we possess the requisite skills to avoid being eaten by large
carnivores. On the high-end, we are capable of performing complex tasks such as playing a
musical instrument, riding a bicycle and using symbolic reasoning. Compared to the tasks asked
of the robot, these tasks are immensely more difficult. But even with that degree of comparative
difficulty simple organisms, like bacteria, can detect and avoid predators while more complex
organisms such as elephants and birds have a repertoire of basic survival skills and and are also
So what do living things have that robots do not, at least at the present time? High-
functioning living organisms have a nervous system. Yes, it is true that plants do a very
respectable job of earning a living and certainly have the capacity for regulation of the internal
environment, but in plants it is not done with a nervous system. Also, plants lack higher-level
processes like consciousness. Humans, and more advanced vertebrates, have a nervous system
that allows much more complicated methods of processing. These include transducing and
understanding cues from the environment, comparing new signals to previous ones, evaluating
possible responses and choosing one of several possible responses. All of this is possible
because complex vertebrates have a nervous system composed of billions of neurons shaped by
natural selection over geological time. The possible permutations of the basic nervous system
are vast. Luckily, however, all organisms with a nervous system operate on the same basic
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model, i.e., the neuron (Figure 5.). The largest difference in functionality between organisms is
derived from the number of neurons they possess the more complicated the organism, the high
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All organisms with a nervous system operate using a specialized cell called a neuron
(Figure 5.). There is, of course, the cell body or soma (labelled 6 on Figure 5.) which contains
all of the usual organelles found in eukaryotic cells, such as the nucleus, mitochondria, golgi
There are 3 basic types of neurons. First are the sensory neurons that carry information
from the sense organs (eyes, ear mouth, nose, etc.) to the spinal cord and brain. This is how
organisms perceive what is going on in the environment around them. The brain processes and
evaluates signals and threats posed to the organism, should they exist , and prepares the organism
to take appropriate action if a threat is perceived. Second, motor neurons carry messages from
the brain and spinal cord to the muscles and glands around the body. This is the pathway by
which an organism will respond to information the brain has processed from external stimuli.
One major potential action is to tell the glands to release hormones that induce the organism to
flee. Additional signals will then be sent to the muscles to carry out that action. Finally,
interneurons carry messages from sensory neurons to motor neurons, completing the circuit and
We know that neurons are relatively standard from organism to organism, without much
variance in the way they look or how they perform. However, there are huge variations among
organisms in terms of the number of neurons they possess. Simple organisms like worms will
have a relatively small number of neurons. Complicated organisms like parakeets, pandas, or
people, however, will have billions of neurons. Thus, as the number of neurons increases, the
number of responses available to that organism in any given situation also increase. For
instance, if a worm perceives that it is about to get eaten, its main defense is to try and escape
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from the predator by fleeing. If a human perceives a similarly mortal threat, on the other hand,
the human will have many more potential remedies, beginning with prevention. A human might
simply avoid areas where he or she is likely to face danger, or he or she could make a pre-
emptive plan to help mitigate the threat should it arise. If all else fails, the human might try to
run away, like the worm, or turn and face the threat directly.
Given this information, it is not difficult to understand that part of evolutionary history
of living organisms, particularly animals, has been to increase the number of neurons, thus,
evolutionary process, our understanding of this phenomenon is that those individuals which were
endowed with more neurons had a greater prospect for survival and would have left more
offspring. Over time, and through continuous selection, the proportion of individuals having
more neurons increased. Similarly, as the number of neurons increased, so did the complexity of
the nervous system and its structure. Indeed, in humans, there are so many neurons that they
become clustered into units to permit advanced, efficient processing. In addition, the number of
connections between neurons and other structures is increased in complex nervous systems to
allow efficiently distributed processing, multilayered perceptions and an increased ability for
response. Finally, as the number of neurons increased, experiences themselves can be stored as
Humans, therefore, are the pinnacles of neuronal processing as far as we know. Our
large brain helps us execute basic survival functions, but that is just the beginning. We can do
amazing things, like anticipate a future and then undertake actions to secure that future. We
might share our goals with others in advance of achieving them and get input from those who
have more experience or resources. When were finished with our plan, we might reflect on its
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utility or beauty. We might choose to share our accomplishment with others and allow them to
use the resources weve just acquired because it is the right and moral thing to do. Then, in our
free time, we might compose a piece of music to commemorate our success and encourage others
to do the same. We all have inner Einsteins and Mozarts; it is just a matter of finding the time
and giving the requisite effort to create great things. Its also a matter of how many neurons we
have.
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Chapter 4
Structure of the Nervous System
To most average humans, the nervous system and how it works is basically like rocket
science and thermodynamics. Most of us dont know anything about them and are content to
remain that way. They are all really complicated ideas with a surfeit of terminology that are
completely beyond comprehension of mere mortals. Certainly, these are not matters that one
brings up at a party ---even if it is well stocked with alcohol and other mind-altering substances.
The reality is that in order to understand hope and religion as biological phenomena, we have
to know something about the nervous system and how it functions. In chapter 3, we looked at
what the nervous system is how it underscores all human endeavors in ways that range from the
mundane (like getting out bed in the morning) to the near miraculous (like writing a symphony
or understanding thermodynamics). In this chapter we will look at the gross structure of the
nervous system and its component parts. We will also talk, in more depth, about the structure of
the brain and its subunits so that you will be able to understand their roles in really sophisticated
phenomena like hope and belief. I will keep the offending terminology to a minimum and
connect specific structures to processes of interest that we will study in subsequent chapters. In
short, I will be mindful of the fact that you are not aspiring neurosurgeons but people who
merely need enough information to understand the biology of hope and belief.
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In Chapter 3, you learned that the basic subunit of the nervous system, regardless of size, is the
neuron. You further learned that there are 3 general types of neurons: sensory, motor and
interneurons. A very large animal like a human will have billions of neurons in his nervous
system. Importantly, these neurons are further organized and bundled into functional units, of
which there are two major divisions in the human body: first, the central nervous system (CNS),
composed of the brain and spinal cord (Fig. 1) whose basic function is to receive and process
information coming in from the sensory organs, analyze that data and help the organism respond
appropriately. The brain is also the center of higher level thought processes such as cognition
and analysis. It sounds simple when reduced to two sentences, but it is important to remember
the previously mentioned robot experiment, and how difficult it was for the robot to simply move
across a room without constantly stopping to recalculate its spatial orientation. Our nervous
system is bombarded with a constant stream of information from which it must parse out what is
potentially important and what is not. As one could imagine, it is absolutely critical to the
survival of our species that this nontrivial undertaking is executed efficiently and accurately.
This is a major reason that the neurons are organized into units.
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Figure 1. The Central Nervous System
Brain
Spinal Cord
The second major division of the nervous system is the peripheral nervous system (PNS),
which receives information from the organisms internal and external environments, and helps
information travel from sensory organs to the spinal cord and the brain and back again. In
addition, the PNS is the mechanism by which homeostasis is maintained in the body.
Homeostasis
It is important for the body to maintain critical body functions within certain defined limits,
the idea being that these physiological functions must occur and take place within a certain range
so that the rest of the body can function properly. This is what is meant by homeostasis, or
steady state. For example, in most homes or apartments there is a thermostat that measures the
ambient temperature. A typical range for the thermostat to be set is around 68-70 degrees F.
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When the room temperature drops below 68, the thermostat tells the furnace to kick on and
produce heat. The furnace will continue to do so until the room temperature climbs above 70 at
which point the thermostat will tell the furnace to shut off. As long as all the equipment is
working properly, the room should maintain a comfortable temperature that averages 68-70
degrees.
The human body works in roughly the same way. Internal detectors measure when the
body is too hot and executes processes that will reduce body heat when the temperature exceeds
98.6 degrees F. Sometimes, it is something as simple and voluntary as taking a rest from activity
or something involuntary, like sweating. In either case, both actions will reduce heat. Similarly,
if the body temperature is too low, the brain will send a signal to the body to engage in what
physiologists refer to as futile cycling. In this process, glucose, an energy rich sugar is
simultaneously produced and subsequently destroyed, the net result of which is the generation of
heat, and the external sign that this is happening is a chattering sound often referred to as
shivering.
many processes depend on body temperature being maintained within a specific rage. But, of
course, its not just body temperature that requires constant supervision and adjustment to assure
physiologically appropriate limits, or steady state. Several other processes require this sort of
control, making it all the more amazing that this can go on in the human body without the owner
of that body even being aware that it is occurring. The job is assigned to the PNS, and it will
take care of many of these things without our being consciously aware of it.
The Brain
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As was previously mentioned, the basic components of the CNS are the brain and the
spinal cord. The brain, as it turns out, is a most amazing organ. It consists of, roughly, 100
billion neurons in the average human. Yes, thats billion with a B. The importance of the brain
and the spinal cord are revealed in the lengths the body has gone to protect them. The skull and
the vertebral column are the first lines of defense for the brain and the spinal cord, respectively.
The brain is also covered with thick layers of tissue called meninges, which provide additional
security. Finally, the brain and spinal cord are bathed in a special fluid whose job is to absorb
shock such that the underlying structures are not jostled excessively in a collision. Collectively,
these protections keep the CNS safe from many kinds of trauma.
Despite the endowment of the CNS with protective features, there are other dangers to its
integrity. Disease and specific behaviors can also kill brain cells leading to particular conditions
as the neurons die. For instance, diseases such as Alzheimers or Parkinsons, are degenerative
(i.e. there is progressive death of brain cells) meaning that the condition will worsen as more
brain cells die. A humans behavior can also be the source of its own undoing. It was a long
held axiom that excessive consumption of alcohol kills brain cells, potentially leading to loss of
function among those who drink to excess. It was a biological axiom that mature brain cells do
not reproduce themselves. Therefore, if you drink too much and kill a lot of neurons in your
brain, they will not be replaced by new ones. But biologists are now learning that under certain
circumstances, neurons can be created anew in a fully formed adult. Thus, at some point,
humans may be able to overcome the loss of brain cells. Until that time, it is wise to do
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Functions and Structure of the Brain
The brain is the site of executive function, high-level decision-making, cognition, and
consciousness. It may also be the location of religious feeling, the spirit, and the soul. The jury
is still out on the later, and may always be a matter of faith rather than science. Nevertheless, the
3.5 pounds of human brain cells can do some pretty amazing things even if mechanisms by
One thing that scientists have gotten pretty good at, however, is describing and understanding
the structure of the brain. We know that the brain is attached to the skull with small ligaments
another of those protective structures that prevents damage to the brain. We also know that the
brain, itself, is highly structured and were aware that different cognitive and regulatory
functions are assigned to different parts of the brain. We suspect that the capacity for hope and
religion reside somewhere in the brain, although the specifics are still pretty fuzzy. Nonetheless,
it is important to have a basic understanding of the structure of the brain in order to later discuss
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Figure 2. The Brain and its Major Subunits. Four lobes of the cerebrum on the left. The right
shows functional units of the brain.
The cerebrum is the most prominent part of the human brain. It is the large, mass that
occupies the top part of the brain when seen from a lateral viewpoint. In Figure 2., you see that
the cerebrum is further subdivided into its constituent lobes which are the frontal lobe (shown in
lavender), the parietal lobe (purple), the temporal lobe (green) and the occipital lobe (tan). In
higher mammals (like humans), further structures can be identified within the cerebrum. The
main part of the cerebrum is called the cortex; however, higher mammals have an additional
piece that developed later in evolutionary time, and is referred to as the neocortex or the
development because it is the site of both voluntary and conscious action. It is also the site
where high cognitive functions, loosely referred to as intelligence, the ability to learn, to make
advanced judgments, and the creation of a sense of self resides. Structurally, the cerebrum can
be divided into two halves or hemispheres (Fig. 3), , connected to one another through a series of
neurons collectively called the corpus callosum (Fig. 4 ). This structure allows for information
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to pass back and forth between the two hemispheres, which are otherwise physically separated
Figure 3. The Human Brain Divided into Right and Left Hemispheres
The left hemisphere receives and analyzes information coming from sensory neurons located
on the right side of the body, and is responsible for motor activity, language, and math skills. By
contrast, the right hemisphere receives information coming from the left side of the body, and
creates a holistic, integrated view of the world, which includes visual-spatial understanding of
the physical world as well as the ability to perceive and express emotions. It would not be
unreasonable to wonder how, if the right and left hemispheres are doing entirely different things,
humans are able to function at all. The answer is the corpus callosum, which allows information
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Figure 4. Top View of Brain Showing the Corpus Callosum (red arrow) Joining the Two
Hemispheres
Humans often enjoy assigning different characteristics to either side of the brain. If one is
left brained, they are viewed as analytical and rational. If one is right brained, they might be
considered creative or artistic. Right brain vs. left brain characteristics are summarized in Figure
5. That seems to be the prevailing prejudice, at least. Regardless, there is at least one author
who has taken this idea very serious. In a recent book entitled Master and the Emissary, author
Ian Gilchrist, who is both a psychologist and philosopher, attributes the mindset of western
culture to left-brain dominance. He also asserts that in the historical record of western
civilizations, many of their excesses and problems arise due to the fact that western cultures are
not properly in touch with our creative, nonrational Master side, which acts as a regulator for
our excesses. It is an interesting idea which, if nothing else, brings considerable attention to the
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Figure 5. Characteristics of the Right and Left Brains
Another way to look at the cerebrum, other than as the sum of two hemispheres, is to
understand that each individual hemisphere is itself divisible into 4 different areas called lobes.
Each lobes name is derived from the part of the skull that covers it. The front part of the
cerebrum is the aptly named frontal lobe. If you go back to figure 2 image on left side,
look for the portions of the brain highlighted in different colors. Please connect each lobe with
its proper name. We will use these names and locations many times in the rest of the book.
also, highlight the amazing ability of the brain to make sense of the world. Take, for example, a
student listening to a lecture on their favorite electronic device. The sound of the lecturer enters
both ears and an electrical message in which the sound is encoded and will be sent via the
auditory nerve to the brain. In the brain, the sound of the lecturer will be sent to the main
language center in the temporal lobe, situated above the left ear. The student has heard the
sound, but the process is not nearly completed; the student must make sense of the message, and
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it is here that all sorts of ambiguities and nuances become relevant. Suppose, for instance, that
the lecturer says the word, write. The word is spelled out here to serve as a placeholder. But,
if this were a completely sound-based experience, as speech often is, the student might not know
if the lecture meant write, right, or rite. Here, the analytical left-brain kicks in and
analyzes the sentence in terms of context and syntax to determine which spelling of write is the
intended meaning.
While this seems like a lot in itself, the process is still not done. The student cannot yet
fully understand the statement by the lecturer. At this point, the corpus callosum engages, taking
the partially digested message from the left temporal lobe language center and sends it to the
secondary language center in the right hemisphere. The right brain, which is better at gauging
subjective things like emotional content, goes to work to decode potential meaning in tone of
voice (loud or soft), emotional content (happy, angry, sad, etc.), and even highly nuanced verbal
inflections (did the speaker hold on to certain syllables too long and, if so, what did it mean?).
Do these things communicate something different than the understanding generated on the left
side of the brain? With all of these considerations addressed, the whole brain agrees on a
meaning.
Generally, scientists dont perform invasive experiments on human subjects at least, not
without a lot of paperwork. So, it might be reasonable to ask, then, how we know so much about
the brain? One major source of information about how the brain is supposed to work comes
from people who have suffered some sort of brain injury. A lot of our information regarding the
corpus callosum, for instance, comes from people who have had epilepsy and, to control the
seizures, the corpus callosum was severed. Such a patient is said to have split brain cognition.
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He or she could be shown a spoon, and the image of the spoon in an experimental system that
only permitted the left eye to see the image. The information encoded in the picture would be
taken to the right side of the brain for processing. Thus, the patient would know that he saw was
a spoon. However, because the corpus callosum is no longer intact, the patient couldnt say the
word spoon, since the information cant be shunted from the visual center of the right
hemisphere to the language center of the left. From such studies as these, scientists have learned
Focusing now on the brain and the issues of hope and religion, we can report some of the
established functions of different regions of the brain. Hope and religion are the result of
sensory information that is further refined by specific processing in association centers in the
brain. It is, in a way, the one-stop shopping plan for understanding very sophisticated ideas.
There are four such centers that neurologists currently believe are relevant to hope and religion:
the visual association center (ViAC), which adds information from other senses such as
emotion and memory after visual images are processed; the orientation center (OC), which
receives information about touch, vision, and hearing to create 3d images of the body in space
and defines the self relative to other objects (in certain mental states, such as religious reverie,
the OC may behave strangely or become less active); the attention association center (AAC),
whose main job is to form intentions and act upon them and, if damaged, causes a loss of
concentration and an inability to plan the future or carry out complex conceptual tasks; and the
verbal association center (VeAC), which generates abstract concepts and relates those concepts
to words. To operate properly, the VeAC requires (at minimum) an understanding of language,
an ability to compare concepts, and to categorize and properly use grammatical and logical
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functions. Without this center, consciousness is impaired, as is the expression of consciousness
through language.
What are the potential actions the brain might tell one to take once the information has
been processed and understood? There are four general potential outcomes. First, some sort of
emotional reaction that involves the production of an internal state that we would call a feeling
might be created. Second, there might be a motor response. If the brain signals that danger is
present, one might decide to get the heck out of dodge by having the brain send a message to the
muscles to run away as quickly as possible. Third, there might be a verbal response one might
shout for joy if they perceive a happy thought or they might yell or scream at someone they think
is a threat. Finally, if the event is significant, one might record it, along with a record of how it
made them feel in their memory. And since these responses are not the sole province of the
brain and central nervous system, we may logically move to a discussion of the peripheral
nervous system.
The PNS basically consists of all the neurons that are not contained within the brain or
the spinal column. The PNS innervates all of the diverse parts of the body outside the CNS, and
connects to the CNS so that information can be traded back and forth. This includes motor
neurons which are nerves connected to muscles; here, information from the CNS might result in
motor neurons sending messages to muscles and glands or sensory neurons which then send
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signals from sensory organs to the CNS. Many of the functions of the peripheral nervous system
emanate from the other structural components of the brain, i.e., the cerebellum, medulla and
into several parts: namely, the somatic nervous system, which controls voluntary muscle
movement (e.g. I want to flee from the bear, therefore I will make my legs move quickly), and
the autonomic nervous system, which controls involuntary responses that are executed through
organs, glands, and smooth muscles. Just to make life a little more fun, the autonomic nervous
system is further subdivided into the sympathetic and parasympathetic nervous systems. The
sympathetic part of the autonomic nervous system contains the suite of functions that respond
quickly to stress and helps us take appropriate action. The collection of responses by the
sympathetic nervous system effectively prepares the body for a stressful event by heightening
energy levels, increasing the heartbeat, elevating respiration levels, and increasing metabolism.
If one encountered a large predatory mammal, this collection of responses would help you
escape from it by inducing the running from the bear functions just described. Assuming that
youve successfully escaped from the predator, and are now resting comfortably in your favorite
Barca lounger (forgive the mixing of metaphors), the parasympathetic nervous system will kick
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in to reverse what the sympathetic nervous system has done in times of crisis, thus restoring
functions to their normal level. In this way, the sympathetic and parasympathetic nervous
systems are the very model of homeostasis by acting in opposition to one another.
With the cerebrum thoroughly examined, it is time to move on to other parts of the brain.
Next is the medulla, or the reptile brain. The medulla is a very primitive part of the brain
found even in animals like reptiles; it also looks, basically, like an extension of the spinal cord
(See figure 2). The primitive nature of the medulla is brought home when we compare the
medulla of a shark to that of a human being. In humans, the telencephalon (or cerebrum)
dominates and is highly visible, whereas in sharks the telencephalon is much smaller as a
percentage of total brain mass (Figure 7). So, a shark could be expected to be less analytical than
a human, and certainly not interested in spiritual matters. In the shark, the medulla is the largest
part of the brain; whereas, in the human, the medulla is much smaller. Thus, shark life is
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Structurally, the medulla consists of a collection of nerve cells with cell bodies at the center of
the organ. Its nerve cells are surrounded by a protective layer of myelin. The main function of
the medulla is the control of autonomic functions like breathing, blood pressure, pulse, etc. The
shark has these covered with little issue. Humans, however, can do this and all of the things that
The other undiscussed section of the brain is the cerebellum, which literally means little
brain (appears in red in Figure 7). It plays a significant role in coordinating body movements,
sending signals from the brain to position sensors in the muscles and joints and, by comparing
information coming from these sources, correctly orients the body in space. The cerebellum,
therefore, has the potential for involvement in spiritual endeavors, which will be discussed later.
Finally, the cerebellum is the source of muscle memory, working in conjunction with the
cerebrum. That is, the cerebrum makes decisions and the cerebellum stores information about
Finally, we must acknowledge the so-called organs of emotion which comprise the
limbic system shown in the diagram on the right side of Figure 2 and are sometimes referred to
as the emotional brain. These discrete organs are found buried underneath the cerebrum. Like
the cerebellum and the medulla, the limbic organs are considered primitive and are very old in an
evolutionary sense. The main organs comprising the limbic system are the thalamus,
hypothalamus, amygdala, and hippocampus. Each organ within the limbic system performs
multiple functions, but the ones of potential consequence to the biology of hope and belief are as
follows: the thalamus is a relay station that sends information from all senses except olfaction
to the cerebral cortex; the hypothalamus contains groups of neurons, some of which can
release neurohormones when stimulated (other functions are the maintenance of homeostasis in
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processes that involve water balance [e.g. blood pressure]); the amygdala produces a sense of
pleasure in response to a variety of stimulants (sex, chocolate, cocaine, music, et al.), channels
fearful stimuli, and is required to recognize faces; and the hippocampus, which is involved in
long term memory storage, especially in recalling those functions that involve learning. In
migratory birds, the hippocampus is known to be involved in place learning. Similarly, London
taxi drivers are reputed to have very well developed hippocampi as the streets of London require
an excellent place memory to negotiate streets that are not intuitively laid out.
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Chapter 5
How Neurons Work
Now it is time to get somewhat reductionist and consider how the individual units of the
nervous system, the neurons, act to make possible all the amazing things the nervous system can
do. As previously mentioned, all neurons are basically the same structurally, and they do
basically the same thing regardless of whether theyre sensory, motor, or interneurons. This is a
good thing, because humans have over 100 billion neurons in our brain alone, and it would be a
real pain if we had to deal with multiple modalities. There are changes in the technical details of
precisely how different neurons work, but they are similar enough that those details can be safely
ignored. At its most basic, the job of a neuron is to receive information in the form of an
electrical impulse from somewhere and to send it somewhere else. Along the way, the
neurological message will change form and, in the last part of the process, special chemicals
called neurotransmitters are involved. We will go over all of that in this chapter.
The quickest way to get a grasp of how neurons work is to consider whats going on
when nothing at all is happening. That is, we will first consider whats going on when a given
neuron is at rest, or is between receiving and conducting electrical messages. When a neuron is
at rest, we say that it is in its resting state. Indeed, neurobiologists are very clever with
terminology. The events that take place at the neuronal level to achieve this resting state set the
neuron up to do its job of receiving and conducting electrical signals. And, best of all, once we
understand the resting state, the bulk of understanding what the neuron does is simply a variation
on that theme.
Each of the 100 billion neurons in your brain is connected to approximately 1000 other
neurons, which is a fairly impressive thing and gives us some idea of the complexity of the
nervous system. At this point, we need to consider in a bit more detail the structure of an
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individual neuron so that we can understand how these connections are established. Each neuron
contains 3 basic parts: a cell body that contains all of the organelles that are familiar to those who
have taken a basic biology course (things like the nucleus, mitochondria, ribosomes, etc.), and
two processes or long extensions of the cell that branch off from the cell body (Figure 1). The
first process is called the axon, and is basically a straight-line projection with branches only at
the end of the axon. The second process is highly branched, as its name dendrite implies.
Dendrology is the study of trees, so it follows that dendrites are branched like trees.
When it comes time for the neuron to do its job, the basic task of the neuron can be
described as signal transduction. What the neuron will do is receive a message from another
neuron in an electrical form and change the signal to a chemical form. This change allows
the neuron to communicate with other neurons by sending a chemical message to the next
neuron, which is then transduced back into an electrical signal, thus completing the
communication loop. This is the basic mechanism by which one neuron communicates with
another neuron.
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In order for this process to occur, that is, for messages to change from an electrical signal,
to a chemical signal, and then back to an electrical signal in the next neuron, electrical currents
must be generated. This, in turn, is done by setting up a charge differential across the
membrane that covers the axon (the long, relatively unbranched process that comes off the cell
body). The charge differential is created by the neurons ability to move charged atoms and
Armed with even a cursory knowledge of biology, we can recall that biological
membranes are both complicated and useful things. The membrane consists of two layers, and
its basic job is to regulate what goes into and out of the cell. It would be a very bad situation if
things could enter and exit the cell at will; there might be poisons in the environment that could
cavalierly enter the cell and kill it if there were no way to regulate what gets in and out.
Fortunately, cells are well endowed with things like receptors that bind to things the cell needs
Neurons are in the business of regulating how salts or charged ions get across the
membrane that covers the axon. The traffic of substances like sodium (Na+), chloride (Cl-), and
potassium (K+), is highly regulated and, when the neuron is in the resting state, there will be a
specific distribution of these ions across the axonal membrane. At rest, there will be much more
sodium (Na) outside the cell than inside because, when the neuron is in its resting state, the
axonal membranes wont let sodium in. Also, when the axon is in its resting state, there will be
much more potassium (K) inside the neuron than outside. Again, this is because the axonal
membrane will not allow potassium to leave the axon when the membrane is at rest. Both
sodium and potassium are positively charged, so this arrangement wont create the charge
differential that is needed to generate an electrical current. However, theres another ion that
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now becomes important: chloride, which is somewhat more abundant inside the resting axonal
membrane than it is outside. Additional negative charges accrue on the inside of the axon are
there are more negative charges inside the resting axon than there are outside, and more positive
charges outside the axon when it is at rest (Figure 2). The resting potential is maintained by the
axonal membrane, which wont allow these big ions to freely move across the cell membrane. It
is the difference in ion distribution across the axonal membrane that creates the charge
differential that the resting axon needs to conduct and transduce electrical signals. That
difference amounts to about -70 mV in the resting neuron, which is simply a way of quantifying
how much more negative the inside of the axon is relative to the outside.
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
---------------------------------------------------------------
-------------------------------------------------------------- Axonal Membrane
++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
Figure 2. Distribution of ions across the axonal membrane during the resting state. The preponderance of positive outside the axon is
indicated by the (+)charges and the preponderance of negative charges inside the axon is indicated by the ( )signs.
When a resting neuron receives an electrical signal from another neuron, everything just
discussed regarding the resting neuron will change. Under normal circumstances, the axonal
membrane wont allow free passage of ions across the membrane. However, when the axon
receives an electrical signal from another neuron, major changes will take place in the axonal
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Receipt of the electrical signal by the axon causes a change in the axonal membranes
permeability to sodium. There are sodium gates in the axonal membrane whose job is to regulate
the traffic of sodium in an out of the cell. While in the resting state, the sodium gates are closed.
In this state, sodium can neither leave nor enter the axon (Figure 3.).However, the receipt of an
electrical impulse from another neuron causes the sodium gates in the axon to open and sodium
begins to move from the outside to the inside of the axon. In fact, a rush of sodium enters the
axon and, with it, a flush of positive charges enters the inside of the axon.
Figure 3. Ion gates in axonal membrane. The blue gate is embedded in the amber axonal
membrane. The small pink hexagonal shapes represent the ions. The gates open and close to
allow specific ions to travel into or out of the axon depending on what is needed by the cell to
conduct a neurological message.
As sodium moves into the axon, a strange thing happens. In fact, this is a rare example of
positive feedback in biology. Here, the initial influx of sodium further increases the rate at
which sodium will enter the cell. As a result, the charge differential of -70 mV established in the
resting state begins to move towards zero as more and more positive charges enter the cell.
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When the charge reversal reaches a critical threshold, an action potential will be triggered. This
is the mechanism by which depolarization will sweep down the length of the entire axon.
Figure 4. Top: as sodium enters the axon through the membrane gates, the voltage
across the membrane climbs towards 0 as a result of positive charges entering the axon triggering
an action potential. Bottom: Current flow between adjacent areas of axon with reversed charges
propagates the action potential down the length of the axon.
For the record, and just to keep an accountants hold on the ions, it turns out that the
following the influx of sodium, the axonal membrane will become more permeable to potassium
as well. When this happens, potassium starts to move out of the axon down a concentration
gradient. For a finite period of time, however, massive entry of sodium into the axon causes a
localized reversal of charge across the axonal membrane resulting in the depolarization of that
part of the axon. Depolarization means that in that localized area, there is a reversal of charge
across the axon with more positive charges inside an more negative charges outside.
Now were ready for some real action. The rapid influx of sodium through the sodium
gates has resulted in a reversal of charge across a localized area of the axonal membrane. Since
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the depolarized region of the axon now is oppositely charged relative to the area adjacent to it, it
is possible to generate current flow between the depolarized area and the next small area of the
axon which is still at the resting state (Bottom half of Figure 4).
To reiterate what we just discussed above, once the depolarization of the local action
reaches a threshold, an action potential will be triggered. That is, as sodium rushes in and, prior
to the exodus of potassium from inside to out, the charge differential starts to climb from -70mV
towards 0 as positive charges enter the axon. Eventually, the charge differential will overshoot
0 and become positive. This, in turn, causes an action potential to spike and it will carry the
neurological message down the length of the axon. This is critical because the electrical message
received by the axon and resulting in depolarization has to reach the end of the exon in order to
set in motion the final sequence of events that will result in the message being sent to the next
neuron.
Propagation of the action potential down the length of the axon is also a process of
reversing charges. When the action potential is spiked, a small part of the axon is depolarized,
but the rest of the axon is still at the resting state. However, it is possible for current flow to take
place between oppositely charged areas of the depolarized axon and the adjacent part of the
axonal membrane which is still at the resting state (Figure 4bottom half.). The receipt of
electrical current in the new area of the axonal membrane causes the membrane to become more
permeable to sodium; Na gates open and sodium begins to rush into the next part of the
membrane, causing depolarization in a localized area. This process sets up current flow between
the newly depolarized area and the next section of the membrane at resting potential. By this
mechanism, the action potential sweeps down the entire length of the axon.
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To summarize, the membrane begins at a resting potential of -70mV. At some point, an
electrical stimulus from another neuron is received, causing Na channels to open. The voltage
differential decreases in a localized area, first moving towards and then eventually surpassing 0
mv. At this point, an action potential will be spiked and through a series of successive
depolarizations, the action potential will move down the length of the entire axon.
The charge reversal leading to localized depolarization reaches a maximum of +30 mV,
at which point the sodium channels close and the potassium channels begin to open, allowing
potassium to move outside the axonal membrane. After a few milliseconds, the potassium
channels also close. Finally, once the action potential has reached the end of the axon, the cell
enters a refractory phase in which it uses Na/K ATPases to exchange Na for K and restore the
resting potential. At this point, the neuron is ready to receive and conduct a new neurological
message.
The final task at hand, at least in terms of the neuron, is to explain how the neurological
message gets from the end of the axon that has spiked and propagated an action potential to the
next neuron that must receive and process the message. This is also the process by which an
electrical message becomes a chemical one. The chemical signal is called a neurotransmitter,
and the name gives a fairly good idea of its function. The neurotransmitter will transmit the
neurological message that was just sent down the length of the axon to the next neuron. This
message, thus, needs to get from the first axon to the next neuron in the sequence in order to
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Photo Credit: CK-12 Foundation
Figure5. The membrane of vesicles filled with neurotransmitter molecules (see circular inset at top) fuses with the axonal membrane
in the presynaptic neuron. This results in the release of neurotransmitter molecules into the synaptic cleft or space between two neurons. The
neurotransmitter molecules move across the synaptic space by diffusion and will bind to specific receptors on the dendrite of the post synaptic
neuron to initiate an axon potential in the second neuron.
Enter, the synapse. The synapse is the place where the axon of the neuron that has just
spiked the action potential comes in proximity with the dendrite of the next neuron to which the
neurological message must be sent. This is a process that will be taking place between an axon
and a dendrite, essentially. The receipt of the action potential at the end of the first neuron
causes the membranes of small vesicles filled with neurotransmitter chemicals to fuse with the
axonal membrane. Once the vesicle fuses with the axonal membrane, the neurotransmitter
molecules held within the vesicle are released into the synapse between the axon of the first
neuron and the dendrite of the second neuron. The neurotransmitter molecules move across the
synaptic space by diffusion, and eventually will reach the dendrite of the second neuron where
the neurotransmitter will bind to specific receptors on the receiving dendrite. When that binding
takes place, electrical changes occur in the dendrite that will eventually result in an electrical
message reaching the axon of the second neuron, and the processes described previously will
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After the message has been successfully transmitted to the second neuron, the first neuron
must be reset so that it can receive and communicate further neurological messages. It must take
its depolarized axon and repolarize it to restore the resting potential. Na and K must be
exchanged so that the resting potential can be re-established, which then completes the process
of sending a neurological message. As previously noted, the exchange of sodium and potassium
takes place courtesy of an enzyme called a Na/K ATPase that is lodged in the axonal membrane.
After the exchange takes place, there is once again more sodium outside the membrane, more
potassium inside the membrane and a voltage differential of -7-mV across the axonal membrane.
And now, you have enough information to learn about the BIOLOGY of hope and belief.
We will be using the concepts discussed in chapters 3-5 throughout the rest of the book, so
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