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applications
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risk assessment and risk
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2010 PREPARED
The European Commission is funding the Collaborative project PREPARED Enabling Change (PREPARED,
project number 244232) within the context of the Seventh Framework Programme 'Environment'.All rights
reserved. No part of this book may be reproduced, stored in a database or retrieval system, or published, in any
form or in any way, electronically, mechanically, by print, photoprint, microfilm or any other means without
prior written permission from the publisher
COLOPHON
Title
Overview of GIS applications, risk assessment and risk management of climate change hazards
Report number
Prepared 2011.015
Deliverable number
D2.5.1
Author(s)
Ielizaveta Dunaieva (Crimean Scientific and Research Center)
Victor Popovych (Crimean Scientific and Research Center)
Elisa Traverso (Iren Acqua Gas)
Quality Assurance
Patrick Smeets (KWR Watercycle Research Institute)
Document history
Version Team member Status Date update Comments
02 Ielizaveta Dunaieva Draft 24-06-2011 Applications from cities Simferopol and Genoa
added
The first step to prepare for climate change effects on the water cycle is a risk
assessment for the observed system to be prepared and, if it is necessary,
protected. Risk assessment (RA) means the determination of qualitative and
quantitative value of risks, related to a certain situation and the recognized
hazards. Risk assessment is a certain phase in a risk management process.
Risk management (RM) focuses on identification of risk improvement
strategies. RM uses information from the risk assessment to identify
engineering, management and financial strategies to diminish those
consequences.
Risk assessment and risk management of climate change related risks to the
urban water cycle areaddressed in WA 2 of the PREPARED project
(PREPARED, 2009). RA and RM are the cross-cutting issues and will have an
ongoing two-way interaction with the technology development for
adaptation of drinking water supply and sanitation systems of cities in the
other WAs. Taking into account that climate change affects the entire water
cycle and all these processes have spatial distribution, GIS tools and
applications will form the basis for DSS development and will be used in the
monitoring systems for integrated water resources management.
This report presents the information about GIS software and applications
which may help to evaluate climate change impacts on drinking water supply
and sewerage systems, to predict possible changes and be prepared for the
consequences. The accent is on the products related to RA/RM for the urban
water cycle hazards. The descriptions of these products in this report were
based on available digital information (Web), a literature review and the
answers to the questionnaire, received from the project partners (both
research and utilities).
The following key subjects were used for identification of GIS software listed
in the review. The GIS applications can be directly used or adapted for
RA/RM under regional circumstances of:
o Drinking water supply
o Sewerage networks
o WWT
o Risk management
o Risk assessment
o Climate Change
o Urban water cycle
Summary 1
Contents 3
4 Summary of tools and GIS applications that have been or can be used
for RA/RM of urban water cycle related climate change hazards 43
6 Comments 53
7 References 54
GIS software includes a broad range of applications, all of which involve the
use of some combination of digital maps and geo-referenced data. GIS
software can be sorted into different categories. Below, there is a list of
notable GIS software applications, characterised by two main groups: open
source and commercial software (see table 1.1).
Open-source software is computer software that is available in source code
form for which the source code and certain other rights, normally reserved
for copyright holders, are provided under a software license that permits
users to study, change, and improve the software. Open source licenses often
meet the requirements of the Open Source Definition. Some open source
software is available within the public domain. Open source software is very
often developed in a public, collaborative manner [2]. Free open source
software is referred to as FOSS.
Public domain software is software that has been placed in the public
domain, in other words there is absolutely no ownership (such as copyright)
of the intellectual property that the software represents.
Commercial, off-the-shelf (COTS) or simply off the shelf (OTS) is a term
defining technology which is ready-made and available for sale, lease, or
license to the general public.
Freeware (from "free" and "software") is computer software that is available
for use at no cost or for an optional fee. Software referred to as freeware is
almost always proprietary. Commercial software is occasionally referred to
as payware. The principal difference is that free software can be used,
studied, and modified without restriction; free software embodies the concept
of freedom to use, while freeware is free-of-charge. Freeware is also different
from shareware; the latter obliges the user to pay after some trial period or to
gain additional functionality [1].
Operating system
Open Source
Mac OS X
Windows
Web
Unix
Free open source desktop GIS projects are listed below. Examples of the
interface of some FOSS have shown on figure 1.1. The following descriptions
were provided by the developers and do not reflect the opinion of the authors
or the PREPARED project.
gvSIG is an open source GIS written in Java. gvSIG is a GIS that is, a
desktop application designed for capturing, storing, handling, analyzing and
deploying any kind of referenced geographic information in order to solve
complex management and planning problems. It is easy to learn, yet versatile
and efficient enough for demanding GIS tasks (see figure 1.1).
ILWIS (Integrated Land and Water Information System) integrates
image, vector and thematic data. ILWIS was initially developed and
distributed by ITC Enschede (International Institute for Geo-Information
Science and Earth Observation) in the Netherlands for use by its researchers
WebMap Server:
FutureServer is an implementation of a RESTful Geographic Feature
Service;
GeoServer is an open source software server written in Java that
allows users to share and edit geospatial data;
Mapnik C++/Python library for rendering used by
OpenStreetMap. Mapnik is an open source mapping toolkit, written in
C++ and useful for both desktop and server based map rendering;
MapGuide Open Source is a web-based platform that enables users
to develop and deploy web mapping applications and geospatial web
services;
MapServer is an open source development environment for building
spatially-enabled internet applications. It can run as a CGI program or
via Mapscript, which supports several programming languages. Web-
based mapping server, developed by the University of Minnesota;
Spatial Database Management Systems:
PostGIS Spatial extensions for the open source PostgreSQL database,
allowing geospatial queries by Refractions Research;
MySQL Spatial;
TerraLib is a GIS classes and functions library, available from the
Internet as open source, allowing a collaborative environment and its
use for the development of multiple GIS tools. TerraLib is more than a
spatial DBMS as it provides also advanced functions for GIS analysis.
Its main aim is to enable the development of a new generation of GIS
Almost all of the companies below offer Desktop GIS and WebMap Server
products. Some offer Spatial DBMS products as well. So, product user groups
i.e. application fields are mentioned below.
Many companies also provide trial versions for testing their software. For
instance, ESRI provides this service for extensions and an evaluation disk of
ArcEditor for the period of 60 days. This is very useful principle to taste,
evaluate and compare possibilities of different applications.
The following descriptions were provided by the developers and do not
reflect the opinion of the authors or the PREPARED project.
In May 2010 a questionnaire on GIS was sent to all PREPARED partners. The
information, below was based on the answers of the PREPARED partners
(both research and utilities) to the questionnaire. The questionnaire included
a number of questions about currently used systems software and GIS
applications, which have been, or can be, used for RA/RM, associated with
climate change hazards.
2.1 Software, GIS and tools, related with water, sanitation and climate change
aspects, which are used by PREPARED partners
Windows Vista
Windows XP
Windows 7
Name of the partner Other
Linux
Country/town
Table 2.2 GIS, which are being used by PREPARED partners for support of
spatial tasks
NORISC - HUMAN
HEALTH RISK
ASSESSMENT
Pentium III or
SOFTWARE MODULE
higher
Visual MODFLOW
RAM 1GB
Storm Water
Management Model
(SWMM)
ELCOM (Estuary and
Lake Computer Model)
The Computational
Aquatic Ecosystem
Dynamics Model
(CAEDYM)
HEC-RAS
HEC-HMS
Spain, CETaqua ESRI Spatial Analyst Windows XP
Barcelona SP2, SP3;
Windows Server
2008; Intel Core
Duo, Pentium 4
or Xeon
Processors; RAM
1 GB minimum,
2 GB recomm. or
more
CLABSA Infoworks
Spatial Analyst
ET GeoWizards
Turkey, ISKI ISKABIS: Windows XP,
Istanbul Water Loss Monitoring Oracle Spatial
and Control database,
ISKABIS: Internet Explorer
Industrial Pollution 8, Intel Core 2
Monitoring and Control Duo RAM 2GB
DDR2 800
Turkey TUBITAK ESRI ArcHydro tools:
MARMARA Watershed protection
RESEARCH and planning
CENTER
Ukraine, CSRC ArcSWAT, ESRI ArcGIS
Simferopol Spatial Analyst
ArcHydro. ESRI has developed models for Water Resources and has
focused on surface water with input from key state, national, and
international contributors [6]. The ArcGIS Hydro model is available for
review and download. Arc Hydro is an ArcGIS-based system geared to
support water resources applications. It consists of two key components: Arc
Hydro Data Model and Arc Hydro Tools. The Arc Hydro tools are a set of
public domain utilities developed jointly by the Center for Research in Water
Resources (http:// www.crwr.utexas.edu) of the University of Texas at
Austin, and the Environmental Systems Research Institute, Inc. These tools
provide functionalities for terrain processing, watershed delineation and
attribute management. They operate on top of the Arc Hydro data model in
the ArcGIS 8.3, 9.0, 9.1, 9.2 and 9.3 environments. For more detailed
information visit the website of the developer
[http://resources.arcgis.com/content/hydro-data-model]. This model is
being used for building and analyzing GIS based infrastructure for watershed
protection and planning in Turkey.
DHI (the Danish Hydraulic Institute, DHI, Denmark) and DHI WASY
group of software products. We combined these products in one group,
because by using this software the entire water cycle can be modeled. Widely
known products are DHI MIKE SHE, MIKE 11, MIKE 21, MIKE FLOOD
(www.mikebydhi.com) and MIKE URBAN as well as DHI WASY FEFLOW,
WBalMo, WGEO, HQ-EX, and WISYS Geof.
MIKE BASIN is a multi-purpose, GIS-based river basin simulation
package and designed for analyzing water sharing problems and
environmental issues at international, national and project scale. MIKE
BASIN is powerful, yet simple to use, with lots of analysis capabilities
for water resources engineering, including the following tasks: solve multi-
sector water allocation problems; improve reservoir and hydropower
operations; conduct transparent water resources assessments; irrigation
scheme performance and crop yield; assess nutrient loads from non-point and
point sources; compare measures for water quality compliance; store, analyze
and visualize temporal data in GIS. For more detailed information visit the
website of the developer [http://www.mikebydhi.com/Products/
WaterResources /MIKEBASIN.aspx]
MIKE FLOOD is a computer program that simulates inundation for
rivers, flood plains and urban drainage systems. It dynamically couples 1D
(MIKE 11 and MOUSE DHI) and 2D (MIKE 21) modeling techniques into one
single tool. MIKE FLOOD is accepted by US Federal Emergency Management
Agency (FEMA) for use in the National Flood Insurance Program (NFIP).
This software can be expanded with a range of modules and methods
including a flexible mesh overland flow solver, MIKE URBAN, Rainfall-
runoff modeling and dynamic operation of structures. MIKE FLOOD can be
used for river-flood plain interaction, integrated urban drainage and river
modeling, urban flood analysis and detailed dam break studies.
MIKE SHE is an integrated hydrological modeling system. It simulates
water flow in the entire land based phase of the hydrological cycle from
rainfall to river flow, via various flow processes such as, overland flow,
infiltration into soils, evapotranspiration from vegetation, and groundwater
flow. This product has been applied in a large number of studies world-wide
focusing on e.g. conjunctive use of surface water and ground water for
domestic and industrial consumption and irrigation, dynamics in wetlands,
and water quality studies in connection with point and non-point pollution. It
is used in regional studies covering entire river basins as well as in local
studies focusing on specific problems on small scale. For more detailed
information visit the website of the developer [www.crwr.utexas.edu/].
MIKE 11 is an engineering software tool for the simulation of
hydrology, hydraulics, water quality and sediment transport in estuaries,
rivers, irrigation systems and other inland waters. The main features of the
software are: fast and robust numerical scheme; wide range of hydrologic
modules; advanced cohesive and non-cohesive sediment transport modules;
IQQM (Integrated Quantity and Quality Model, the New South Wales
Department of Land and Water Conservation and Queensland Department of
Natural Resources, Australia) is calibrated by two methods. Firstly, model
estimation of runoff is compared with actual observation in the river and
drain system. Secondly, model estimation of groundwater recharge provides
Mouse DHI - MOUSE is the short name of MOdel for Urban SEwers, a
computer program that models collection system for urban wastewater and
storm water. MOUSE was the first micro-computer based software in DHI
Water Environment Health and it was developed in 1983. MOUSE can be
used for analyzing CSOs and SSOs, evaluating Rainfall Dependent
Inflow/Infiltration, network capacity and bottlenecks, predicting local
flooding, estimating sediment build-up and transport, optimization and
design of Real-Time Control solutions, analyzing water quality and sediment
problems, and real-time modeling embedded in RTC solutions [14]. For more
detailed information visit the website of the developer
[http://www.dhigroup.com].
MOUSE consists of the following modules: HD Pipe Flow, computing
unsteady flows in pipe and channel networks; RDII Rainfall Dependent
Inflow/Infiltration, continuous modeling of the runoff process; RTC Real-
Time Control, defines and simulates real-time control schemes for urban
drainage and sewer systems; PD - Pipe Design, automatically calculates pipe
SWIM (Soil and Water Integrated Model) was derived from the SWAT
(Soil and Water Assessment Tool) model [34,35]. SWIM is a semi-distributed
The draft list of applications which have been or can be used for RA/RM of
urban water cycle climate change hazards and communication between
stakeholders is presented at the table 4.1. The list was based on the projects
goals and issues addressed by the Cities/utilities in the framework of the
project (PREPARED, 2009).
Problems
tation systems
Surface water
Surface water
GIS application
Groundwater
Vulnerability
availability
availability
and risks
Flooding
Remarks
ArcHydro + +
ArcSWAT + +
BASINS + +
BlueM + +
CAEDYM +
CASS WORKS + +
CATS +
Cityworks + +
ELCOM +
EPANET + + +
Geomedia GRID + EPAL module,
with EPAL used in
module Portugal
GInterAqua +
H2OMAP Water, + + +
Protector
HEC- (RAS, HMS, + + + + Including
ResSim) other HEC
family
products
Hydroplan + +
InfoWater + + +
InfoWork (RS, + + + + +
ICM, WS, CS)
ISIS Professional + +
SKABSpatial + + Developed for
Istanbul
IQQM +
Kalypso + +
KureCAD +
MIKE BASIN, 11, + + + + + DHI software
21, FLOOD, SHE,
Urban
As we can see in Table 4.1, some of the products have an integrated approach
and can be used for a number of tasks listed above. Here we should take into
account that in framework of the previous (TECHNEAU, NOAH (FLIWAS
system), CARE-W, CARE-S) and current (AWARE-P) projects integrated
models and softwares surrounding to reach projects goals and find
solutions for drinking water, flooding or sewer system problems have been
created. For example, during the CARE-S EU project [38] MOUSE, InfoWorks,
SWMM and FLUENT software were used for all aspects of sewer and storm
water networks rehabilitation (besides, an additional tool or subroutine was
written in Visual Basic 6.0 to make output hydraulic results data available for
the other CARE-S tasks /WPs in .TXT format).
OpenMI standard development creates new basis for software integration in
framework of the projects, and some of the products listed in table 4.1 are
already OpenMI-compliant (InfoWorks, Mike, SWAT etc.) [39]. Compliance
to this standard allows time-dependent models to exchange data at run-time
and make model integration feasible at the operational level.
It is necessary to stress that on the one hand at this moment software
products, which are directly oriented on RA/RM of urban water cycle climate
change hazard aspects, are practically absent. On the other hand, the software
programs listed in chapter 3, cover (from a technological point of view) a
wide range of topics. This includes the topics in the list of main problems
which will be considered in the PREPARED project, such as: surface and
The examples have given below show only small part of the possibilities of
GIS based applications, which can be realized as tools for risk assessment and
risk management of climate change hazards, and will be adapted/extended
during the project.
The SWAT model can be run under the different GIS platforms:
ArcSWAT was developed at Texas A&M and uses ArcGIS platform for runs.
OpenSWAT is a similar tool but uses an open source GIS platform
MapWindow GIS. This product is developed at Geospatial Software
Laboratory, Idaho State University, Idaho.
BASINS 4 (Better Assessment Science Integrating point and Nonpoint
Sources, the U.S.- Environmental Protection Agency, USA) is a multipurpose
environmental analysis system designed for use by regional, state, and local
agencies to perform watershed and water quality-based studies. It includes
OpenSWAT as one of the built-in models (also HSPF, PLOAD, SWMM,
AQUATOX, WASP)
Watershed
Sub-basins
Settlements
Road
River
The SWAT model can calculate erosion in the watershed through modeling
surface flow with the use of daily precipitations. For the Simferopol
catchment area the value is 1.5 t/ha.
Availability of hours precipitation data gives the possibility for erosion and
maximum flow modeling.
Soil types
The HSPF model is built-in in the BASINS 4 package as well and can be used
for simulation of hydrologic and associated water quality processes on
pervious and impervious land surfaces, in streams, and in well-mixed
impoundments. HSPF incorporates the watershed-scale Agricultural Runoff
Model (ARM) and Non-Point Source (NPS) models into a basin-scale analysis
framework that includes fate and transport in one-dimensional stream
channels, and this model can be applied in mixed agricultural and urban
watersheds.
Besides, SWMM (see also chapter 3.1) is a dynamic rainfall-runoff simulation
model used for single event or long-term (continuous) simulation of runoff
quantity and quality from primarily urban areas.
The following diagram shows different types of land use in Salgir river
watershed upstream of the Simferopol reservoir.
Tillage
Orchard
Pasture
Forest
Brush
Urban territory
Forest belt
Water
Open lands
In the framework of the PREPARED project Iren Acqua Gas is going to apply
a procedure to map the quality of Genoa water pipes. It consists of
extrapolating the average of anomalies values obtained from the sampling
points, to the rest of the influence areas. This process will be performed by
generating a spatial join layer from polygons (influence areas) to points
(sampling points). These influence areas are dynamic, and are modelled each
three months depending on the water source. The sampling points data must
be manipulated to generate the average and the anomalies table. The
mathematical analysis will be performed by using a SQL code. According to
this background, the final software choice has been based on the advantages
it will provide to the project and procedures. Interoperability of data, quantity
and quality of the analyses tools, editing and layout tools, and the facilities to
connect the DBMS with the desktop GIS have been considered.
Figure 5.6 View of the QGIS interface with the Genoa water pipes map.
GIS software products, tools and applications developed for use in GIS
surrounding included in this report, represent different groups or categories
of software, open source as well as commercial. Special attention should be
given to the applications which can be used for support of Water Safety Plans
and Water urban Cycle development support, and can be adapted for usage
with climate change hazards related tasks. First of all, extended applications
should provide tools for risk assessment for integrated system, including
drinking water supply, sewerage and waster water treatment. GIS
technologies together with analytical models and hazards database will create
a foundation for future risk management and adaptive technologies
development. Using these tools in the final stage of the project
implementation will help to select the right decisions for the specific situation.
This will address issues such as increasing of growth of pathogenic micro
organisms in distribution networks, flood events or managing the drought
periods in the pilot cities.