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Matthew Feldman
And so we make a new beginning, each for himself and in himself, with the decision of
philosophers who begin radically: that at first we shall put out of action all the convictions
we have been accepting up to now, including all our sciences.
- Edmund Husserl (1859-1938)
A fictional technique always relates back to the novelists metaphysics. The critics task is to
define the latter before evaluating the former.
- Jean-Paul Sartre (1905-1980)1
I.
Curious, one might think, that the linking school of thought, or ism, for
these two versatile writers in the title above is not existentialism but
phenomenology; and more specifically, Husserlian phenomenology, as shall
presently become clear. Arguably, at the height of their respective notoriety
in the 1960s that decade when Sartre famously and authentically
declined the Nobel Prize for Literature in 1964, while Beckett accepted the
annual award quietly and by proxy five years later the two were often
viewed as novelist-philosophers par excellence, pioneers of a literature of
authenticity, perhaps even proponents of a theatre of the absurd. John
Cruickshank, for example, introducing his edited The Novelist as Philosopher in
1962, had already noted that
Dr Matthew Feldman is Senior Lecturer in History at the University of Northampton, Associate
Fellow of the Rothermere American Institute, University of Oxford, and an editor of Wiley-
Blackwells Compass: Political Religions (http://www.religion-compass.com). He has published
widely on Beckett, including essays in SBT/A and JOBS; the edited volumes Beckett and
Phenomenology (with Ulrika Maude) Becketts Literary Legacies and The International Reception of
Samuel Beckett (with Mark Nixon), Beckett and Death (with Steve Barfield and Phil Tew); as well as
the revised monograph, Becketts Books: A Cultural History of Samuel Becketts Interwar Notes
(Continuum, London: 2008)
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Yet the protagonist of this article, Samuel Beckett, did not expound
fundamental philosophical theories, did not work in pure philosophy, and
did not adhere to any readily recognizable form of philosophical strictness
his was a body of disjecta, of fatigue and disgust, as the Addenda to Watt
puts it. For Beckett wrote no explicitly philosophical treatises, made few
public statements which were anyway far more notable for their opacity
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Feldman | Beckett, Sartre and Phenomenology
than their didacticism and moreover, Beckett was an artist whose writing
can be easily seen as two long, sustained fingers to the systematizing and
logical processes intrinsic to Western philosophy. Taking one
contemporaneous example from Becketts short fiction, All Strange Away
begins Imagination dead imagine. Presumably, this is not the type of
imagination advocated by Sartres first freelance book of philosophy,
Gallimards 1940 L'imaginaire : psychologie phnomnologique de l'imagination
(translated as The Imaginary: A Phenomenological Psychology of the Imagination). And
far from presenting any interpretative foothold for a given philosophy let
alone existentialism Becketts text offers only uncertain statements in
neither first nor third person, offering no recognizable place nor time;
indeed, All Strange Away offers an extended description of a diagram that
seems to undermine its own status as prose literature:
No real image but say like red no grey say like something grey and
when again squeeze firm down five second say faint hiss then
silence then back loose two seconds and say faint pop and so arrive
though no true image at small grey punctured rubber ball or small
grey ordinary rubber bulb such as on earth attached to bottle of
scent or suchlike that when squeezed a jet of scent but here alone.
So little by little all strange away. Avalanche white lava mud seethe
lid over eye permitting return to face of which finally only that it
could be nothing else, all right. (Beckett 1995, 169)
Only a few years earlier, in the mid-1950s precisely when Beckett was
published as stating I cant see any trace of a system anywhere (Beckett to
Israel Shenker, qtd. in Graver, Lawrence and Federman, 149) Sartre was
already fitting Becketts literature into his own, now-politically
revolutionary, fundamental philosophical theories. In several interviews
translated and collected in the 1976 Sartre on Theater, he repeatedly coupled
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Beckett with Eugene Ionesco (alongside other writers of the absurd) in brief
references to Waiting for Godot as a form of bourgeois theater; that is, drama
which is profoundly, essentially, bourgeois in content:
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Feldman | Beckett, Sartre and Phenomenology
for an audience ought not to accept a play until after they have been
shocked to the core specifically, shocked into a relaxation of inhibitions.
Sartre, in this lecture, continues, I believe that Beckett was speaking for all
of them when he exclaimed as he heard the whole audience frantically
applauding the first night of Waiting for Godot, My God, there must be
something wrong, it isnt possible, theyre applauding it! (qtd. in Contat
and Rybalka, 135, 156)
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rigid thought systems as being alien to life and existence has equally
pointed toward a preference for poetry and fiction. (xiii)
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One cannot speak anymore of being, one must speak only of the
mess. When Heidegger and Sartre speak of a contrast between
being and existence, they may be right, I dont know, but their
language is too philosophical for me. I am not a philosopher. One
can only speak of what is in front of him, and that now is simply the
mess. (to Tom F. Driver, Summer 1961, qtd in Graver and
Federman, 219)
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at this point and at the very least in terms of the interviews cited above, as
insightfully noted by Rubin Rabinovitz long ago, it might be borne in mind
that Samuel Beckett says in interviews that he knows little about philosophy;
but his little could easily be another mans abundance (qtd. in Porter and
Brophy, 261).
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II.
The short answer is Edmund Husserl, founder of phenomenology. Both
existential humanism and poststructuralism, those two dominant readings of
Becketts uvre, are themselves part of what Paul Ricoeur has called the
heretical legacies of Husserlian phenomenology.6 By way of example,
Jacques Derridas 1954 dissertation was entitled The Problem of Genesis in
Husserls Philosophy, while his first book, in 1962, introduced and translated
Husserls Origin of Geometry. Already twenty years earlier, Sartre had been
introduced to Husserls ideas by Raymond Aron, just back from studying
abroad in Berlin during 1933. Aron had reported: this glass, this table []
phenomenologists spoke of them philosophically. That was evidently
enough to make Sartre blanche, for he had been looking for a philosophy of
the everyday to structure his as-yet untitled novel (Cohen-Solal, 91).
Thereafter, Sartre directed four years of intensive study to exhaust Husserl
(1984, 84), culminating in his breakthrough work, Nausea, published in April
1937. Moving backward critically, as it were, may therefore offer a
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the course of this first, extended Parisian sojourn, Beckett met Sartre,
Beaufret, MacGreevy and even Suzanne, his later partner; he moved into
the Joyce circle (if only briefly at this point, due to Lucia Joyces unfolding
illness); and importantly for present purposes, he produced his first
published work in 1929, DanteBruno.Vico..Joyce. Here, Becketts
homage to what became Joyces Finnegans Wake makes the earliest statement
of the problem which was to vex Beckett over the next decade: the subject-
object relationship:
Here form is content, content is form. You complain that this stuff
is not written in English. It is not written at all. It is not to be read
or rather it is not only to be read. It is to be looked at and listened
to. (1984, 27)
Indeed, it is this fence, this window, between form and content, between
subjectivity and objectivity or more technically, between individual
perception and intersubjective reality which phenomenology sought to
overcome, as Sartre was to find over the mid-1930s. And during these same
years, a strikingly similar subject-object preoccupation was right at the
forefront of Becketts artistic mind. As Mark Nixon and Erik Tonning have
fruitfully shown, the very interplay of form and content which Beckett
praised in Joyces Work in Progress was also something of a thrown artistic
gauntlet for Becketts own experimental poetics during the mid-1930s. In
Tonnings summation,
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Thus over nearly a ten-year period, the problematical issue of this subject-
object dissonance, or to employ Mark Nixons important description, veil
between word and world, was a central challenge to Becketts artistic
experimentation at the outset of his writing career.7
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between subject and object; indeed arguably, these notes represent his final
struggle with philosophy full stop. By mid-1938, it would seem Western
philosophy had fully served its didactic purpose. Henceforth, while
continuing to draw upon substantial notes already accumulated over the
past decade, in future only those thinkers with whom Beckett felt a personal
affinity appear to be revisited (like Samuel Johnson and Arthur
Schopenhauer). My point here is that Beckett stopped seeking answers
through philosophy, especially regarding subject-object relations so
demonstrably exercising him previously, and thereafter only went back to
the notes he had already compiled, or instead reread those philosophical
authors he admired. In this sense, Becketts philosophical influences
culminate with Husserlian phenomenology, or better, Husserl as channeled
by Sartre in both fictional and critical form. Yet philosophy is by no means
abandoned, as Rabinovitz also observed, in this case regarding Becketts
Watt (written 1940-45): It is not that he is reluctant to use philosophical
themes, rather, he is unwilling to permit them to undermine the aesthetic
integrity of his works (1984, 140). In aesthetic terms, in fact, Beckett may be
seen to be writing the very no-mans-land between subject and object
announced in his 1934 review, Recent Irish Poetry, a void precipitated by
the modernist breakdown of the object (1984, 70-1). Recalling that review
fully a generation later to his friend, the art critic Duthuit, Beckett explicitly
linked his no mans land concept to that vanished object given such
iconoclastic voice by B in Becketts interview-cum-manifesto from the same
period, the 1949 Three Dialogues:
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III.
Over several preceding chapters that critique Western philosophys tradition
of smuggling in metaphysical assumptions about the perceptual image,
Sartre concludes Imagination, his first major publication, with the chapter
The Phenomenology of Husserl. This specifically addresses the great event
of pre-World-War-I philosophy, Husserls 1913 Ideas, destined to
revolutionize psychology no less than philosophy (127). Mired in both
Husserl and his as-yet unpublished Nausea, for Sartre in the mid-1930s it was
Husserlian bracketing that phenomenological reduction to pure
consciousness that opened new paths for a modern philosophy of life as
lived in the here and now. And this, for Sartre, was a sort of secular
revelation: The notion of intentionality gives a new conception of images,
considering that an image, too, is an image of something. In a critical
passage, Sartre argues:
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Hymeneal still it lay, the thing so soon to be changed, between me and all
the forgotten horrors of joy, recounts Arsene, attempting to explain
existence off the ladder to the eponymous newcomer, despite his recent
costiveness and want of stomach. But in what did the change consist? (41-2).
Grappling with this question over his twenty page short speech, Arsene sets
out his own struggles with meaning in Mr. Knotts sanctuary, thereby also
summarizing Watts ensuing struggle with the subject-object relation:
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Additional parallels in the novels are striking, from structural affinities like
the explicit editorial interventions across both works; e.g. Watts climactic
(Hiatus in MS.) and (MS. Illegible) (238, 240) and Nauseas Word left out
and Word is illegible (125) to concluding scenes at a railway station
and all manner of events in between.8 Indeed, the two texts complement
each other in the most intimate of ways, especially if extending to
psychological readings of madness, notably schizophrenia.9 Roquentin
laments to his diary in a manner immediately redolent of Watts finding
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As noted earlier, Edith Kern is one of the few Anglophone critics to have
appreciated this philosophical congruence, noting
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Despite this early and impressive critical linking of Beckett and Sartre,
however, I want to conclude by suggesting that it was the
phenomenological Sartre of the later 1930s of real interest to Beckett, and
far less the existential Sartre made famous by the wartime No Exit (1942)
and Being and Nothingness (1943). In the first instance, this sense is captured by
Becketts response, discussing Sartrean philosophy, to Knowlsons arguing
that, from my own perspective, we were too firmly en situation (too limited by
our situation) for the existentialists emphasis on human freedom to have a
lot of meaning, constraints largely glossed over by existentialist philosophy.
Beckett agreed enthusiastically with this objection, Knowlson reports,
saying that he found the actual limitations on mans freedom of action (his
genes, his upbringing, his social circumstances) far more compelling than the
theoretical freedom on which Sartre had laid so much stress (Knowlson and
Haynes, 16-18). This corresponds with letters linking Sartres Nausea to
Albert Camus The Stranger in the mid-1950s; and more importantly, in a
letter of October 1945, some six months after the completion of Watt,
through a comment by Beckett on Morris Sinclairs request for academic
advice regarding a PhD. researching Sartre: His German adhesions would
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real and fictional images need not be seen as an unbridgeable chasm, but
as a void to be fruitfully explored. And if Watt can be considered the
workbook for Becketts later fictions, of a last, stumbling exercise in writing
direct experience prior to the postwar frenzy of writing, then it was in this
novel that subject and object first ceased to be viewed as two holes [that]
had been independently burst in the fence separating image and world.
Instead, through the synthesis of subject and object offered especially to
Beckett by Sartres rendering of Husserl in both fiction and non-fiction, an
alternative conclusion first comes into view in Watt: was it not after all just
possible [] the two fences were but one? (159-60)
1 The epigraphs are taken from Edmund Husserls 1929 Cartesian Meditations, trans. D.
Carins (Martinus Nijhoff, The Hague: 1977), and Jean-Paul Sartre, cited in Edith Kerns
Existential Thought and Fictional Technique: Kierkegaard, Sartre, Beckett (Yale University Press,
London: 1970), pp. 7 and vii, respectively. In preparing this chapter, I am grateful for
relevant conversations with John Pilling and Erik Tonning; I also thankfully acknowledge
translations from German provided by Christian Engners and the late Detlef Mhlberger.
Sections of this article also appear in my chapter, But What Was This Pursuit of Meaning,
in This Indifference to Meaning?: Beckett, Husserl, Sartre and Meaning Creation, in
Maude, Ulrika and Matthew Feldman, eds., Beckett and Phenomenology (Continuum, London:
2009). This volume represents the first study in English of Samuel Becketts relationship to
Phenomenology, save perhaps Eugene Kaelins The Unhappy Consciousness The Poetic Plight of
Samuel Beckett: An Inquiry at the Intersection of Phenomenology and Literature (Kluwer, Dordrecht:
1981).
2 See Feldman 2005.
3 See Feldman 2002.
4 See, for example, Nixon and Feldman (eds.), 2009.
5 Examples of manuscripts in print that can be obtained and studied include:
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of Fair to Middling Women edited by John Pilling, Becketts Dream Notebook; annotated
volumes including Chris Ackerleys Demented Particulars and Obscure Locks, Simple
Keys;
- Bilingual Variorum editions of How It Is by Edouard Magessa OReilly, as well as
Charles Krances Ill Seen Ill Said, Company and A Piece of Monologue;
- Numerous interviews with Beckett, like the recent Beckett Remembering / Remembering
Beckett, edited by Elizabeth and James Knowlson, and biographical accounts like
John Pillings A Samuel Beckett Chronology (See bibliography for bibliographical
details)
6 In Paul Ricouers words, phenomenology is the story of the deviations from Husserl; the
the attentive reader, as with Watts editorial warning on the numbers given for the Lynch
family (The figures given here are incorrect. The consequent calculations are therefore
doubly erroneous, [101, 211]); or Nauseas the text of the undated pages ends here (3).
9 The only Anglophone work treating this intimacy in any detail is found in Sass.
10 In a work published the year previously, Michael Robinson noted that Watts
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-, Obscure Locks, Simple Keys: The Annotated Watt (Journal of Beckett Studies
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Porter, Raymond J., and James D. Brophy eds., Modern Irish Literature: Essays
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