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Clinical evaluation of the association

between noncarious cervical lesions and


occlusal forces
Daniela Atili Brandini, DDS, PhD,a Carolina Lunardeli Trevisan, MS,b
Snia Regina Panzarini, DDS, PhD,c and Denise Pedrini, DDS, PhDd
School of Dentistry, So Paulo State University (UNESP),
Araatuba, Brazil

Statement of problem. Noncarious cervical lesions (NCCLs) are a frequent challenge in clinical dental practice, given
the variety of opinions regarding their etiology, diagnosis, and treatment.

Purpose. The purpose of this study was to assess the potential relationship between occlusal forces and the occur-
rence of NCCLs.

Material and methods. The participant population consisted of 111 volunteers (30 male and 81 female, mean age
23.6 years). General personal information was recorded, after which participants were examined for the presence and
location of NCCLs, gingival recession, fracture lines, dental and restoration fractures, presence and location of tooth
wear, type of occlusal guidance scheme for lateral mandibular movements, and existence of occlusal interference or
premature contacts. The participants were divided according to the presence or absence of NCCLs, and data were
statistically analyzed with the Independent t test, the Chi-square test, and the Fisher exact test (=.05).

Results. A significant association was found between the presence of NCCLs and age (P=.008), gingival recession
(P<.001), occlusal trauma (P<.001), presence (P<.001) and location of tooth wear, and group function as occlusal
guidance scheme in lateral excursive movements (P<.001).

Conclusions. A strong relationship between the presence of NCCLs and occlusal overload was found. (J Prosthet Dent
2012;108:298-303)

Clinical Implications
Knowledge of the characteristics and etiologic factors of NCCLs
assists dentists in selecting the appropriate treatment and improves
the prognosis. The strong relationship between NCCLs and occlu-
sal overload revealed by the results implies that the latter should be
investigated in patients presenting with NCCLs.

Noncarious cervical lesions (NC- an absence of caries.3,7,8 The appear- surface2,12,13 and have been observed
CLs) are a frequent challenge in clini- ance of NCCLs varies from shallow below the gingiva.14
cal dental practice, given the variety depressions with a large disk form Presently, NCCLs are considered
of opinions regarding their etiology, to broad, cone-shaped defects.9 to have a multifactorial etiology, and
diagnosis, and treatment. In many The cavity floor can be flat, smooth, various mechanisms such as abra-
patients NCCLs are the chief cause of bright, or sharply angled.10 NCCLs are sion, erosion, and abfraction can be
the dental sensitivity and discomfort predominantly found in premolars associated with their origin and pro-
that result from dentinal exposure.1-6 and molars, with decreasing occur- gression.7,8,10,16,17 Abrasion is defined
NCCLs are characterized by the rence in the anterior teeth.11 They are as the loss of dental tissue caused by
loss of cervical dental tissue but with most frequently located on the buccal mechanical wear, which commonly
a
Professor, Integrated Clinic, Department of Surgery and Integrated Clinic, School of Dentistry.
b
Postgraduate student, School of Dentistry.
c
Professor, Integrated Clinic, Department of Surgery and Integrated Clinic, School of Dentistry.
d
Professor, Integrated Clinic, Department of Surgery and Integrated Clinic, School of Dentistry.
The Journal of Prosthetic Dentistry Brandini et al
November 2012 299
results from incorrect tooth brushing
Buccal
practices.18 Erosion is the loss of den-
tal tissue by means of chemical disso-
lution and is caused by gastric reflux
unrelated to caries3,13 or exogenous
factors such as excessive consump-
tion of acidic foods and beverages.1
Abfraction is the loss of dental tissue
caused by dental flexure, mainly oc-
clusal overload and/or eccentric oc-
clusal forces, in the cervical region.11,12
Studies have demonstrated that
occlusal trauma, defined as a tis-
sue alteration caused by masticatory
forces of a significant magnitude and
direction originating from malocclu- Lingual/Palatal
sion and/or parafunctional habits, is 1 Division of occlusal surface of teeth in 5 parts on buccolingual axis.
the primary etiological factor of NC-
CLs.2,3,14 Masticatory forces applied study was to assess the potential rela- diagnoses, calibration was done by
outside the longitudinal dental axis tionship between occlusal forces and comparing examinations of the same
normally generate lateral forces that the occurrence of NCCLs. The null hy- participant by different examiners and
are dissipated primarily in the cemen- pothesis tested was that the intensity by having the examiner perform the
toenamel junction. Consequently, and direction of the occlusal forces same examination at different times.
the tooth is deformed, and discon- would not be affected significantly by For the intraoral examination, a
nections between hydroxyapatite the presence of NCCLs. sterile mirror, an explorer, and a mil-
crystals in the area of tension occur, limeter probe were used to detect the
resulting in microruptures.1 The rup- MATERIAL AND METHODS presence and location of NCCLs and
turing creates spaces filled with water tooth wear, the presence of dental/
molecules that impede the formation This cross-sectional study consist- restoration fracture, the enamel frac-
of new chemical connections be- ed of a clinical survey of NCCLs and ture line, and gingival recession. The
tween the crystals, thereby rendering occlusal forces. A convenience sample loss of dental tissue near the cemen-
the crystalline structures vulnerable was drawn from students, employ- toenamel junction in the absence of
to the chemical action and physical ees, and patients of the Department caries was considered as an NCCL.
forces generated by physiological or of Integrated Clinic, UNESP. Before For these variables, the control group
mechanical processes.11 This region the study began, all participants pro- was represented by participants who
is vulnerable to abrasives, erosive vided informed consent for the study did not have an NCCL. To classify the
agents, and occlusal overload be- protocol, which was approved by the location of identified NCCLs, the oc-
cause the enamel layer is thinner and Human Ethics Committee of the Ara- clusal surface of the teeth with NCCLs
the connection between the enamel atuba School of Dentistry (Process (171) was imaginarily divided into 5
and dentin is weaker because of the FOA-2007/00814). parts on the buccolingual axis (Fig.
smoothness of the enamel-dentin Of the 130 volunteers examined, 1). The incisal portion of the anterior
junction and the absence of crystals.2 111 individuals (30 male, mean (SD) age teeth was also considered.
Knowledge of the characteristics 23.6 (3.00) years; and 81 female, mean Functional analysis of the occlusal
and etiologies of NCCLs is helpful in (SD) age 23.7 (4.39) years) participated forces was conducted only in the 46
selecting appropriate treatment and in the study. The selection of partici- individuals with NCCLs. The presence
improves the ability to make a prog- pants was based on the criteria of com- of premature contacts or dental inter-
nosis. However, it is important to ver- plete dentition, not necessarily with the ferences in the teeth with NCCLs was
ify the clinical relationship between presence of third molars, and absence verified with articulating paper (Ac-
NCCLs and occlusal forces to create of caries or cervical restorations. cuFilm II, double side .0008; Parkell
a better understanding of the mecha- The clinical assessment consisted Inc, Edgewood, NY) in centric occlu-
nisms involved. of a form on which general personal sion (CO), maximum intercuspation
This study is based on the hypoth- data were registered and a clinical (MI), right (RL) and left (LL) lateral
esis that occlusal overload is the pri- intraoral examination conducted by mandibular movement, and protru-
mary cause of dental tissue loss in the 1 calibrated dentist. To minimize dis- sion (P). Furthermore, the occlusal
cervical region. The purpose of this crepancies in the interpretation of the guidance scheme for lateral mandibu-
Brandini et al
300 Volume 108 Issue 5
lar movement (canine protective ar-
ticulation or group function) on the Table I. Baseline characteristics of participants and NCCL presence
right and left side was assessed. For
Without
these variables, the control group was
Characteristics NCCL NCCL Total P
represented by those teeth free of NC-
CLs in individuals with NCCLs.
Number of Participants 65 46 111
After the clinical examination, the
participants were divided into 2 groups Age (years)
according to the presence or absence Mean 22.78 24.97
of NCCLs: a control group (no NCCL SD 3.32 4.71 .008
presence) and a test group (NCCL Gender
presence). The data were analyzed by Female 50 31 81
using statistical software (SPSS, v16.0;
Male 15 15 30 .265
SPSS, Chicago, Ill) with the alpha
value for statistical significance set at P<.05 indicates significant difference.
.05. The analysis of group differences P values are for comparison between 2 groups. Independent t tests were used for
continuous variables and t test, 2, or Fisher exact test for appropriate categorical variables.
between test and control subjects was
performed with the Chi-square test for Table II. Teeth affected by NCCL and occurence of other dental problems
predominantly quantitative variables,
the Fisher exact test for categorical Without NCCL Total
variables, and Independent t tests for Characteristics NCCL (n) (n) (n) P
continuous variables.
Gingival recession
RESULTS No 2828 20 2848
Yes 106 151 257 .001
NCCLs were observed in 46 indi- Tooth wear
viduals (41.4%) in a population of No 1500 2 1502
111. Ages ranged from 19 years to
Yes 1432 169 1601 .001
38 years, with a mean (SD) age of
24.9 years (4.7) in the NCCL group Dental/Restoration fracture
and from 20 years to 41 years, with a No 2846 171 3017
mean (SD) age of 22.7 years (3.32) in Yes 86 0 86 .014
the control group. A significant asso- Fracture line
ciation was found between the pres- No 1847 64 1911
ence of NCCL and age (P=.008). Pro-
Yes 1087 107 1194 .001
portionally, NCCLs were significantly
more prevalent in men (50%) than in P<.05 indicates statistically significant result. P values are for comparison between 2 groups.
Independent t tests were used for continuous variables and t test, 2, or Fisher exact test
women (36.3%) (Table I). The data for appropriate categorical variables.
showed that NCCLs were more preva-
lent in the first maxillary premolars on tion in the middle third of the func- tric occlusion (34.5%) (P<.001), lateral
both sides, right 24 (23.1%) and left tional surfaces of buccal cusps (Fig. working side (46.8%) (P<.001), lateral
21 (20%), a tendency which was also 1, part 2), but it appeared predomi- nonworking side (14%) (P<.001), and
observed, although less pronounced, nantly in combination with other protrusion (8.2%) (P=.002) (Table V).
in the mandibular arch. parts of the occlusal table in the pos-
Of the 171 teeth with NCCLs, terior teeth (Table III). DISCUSSION
gingival recession was observed in The majority of the teeth affected
88.3% (P<.001), wear facets in 98.8% by NCCLs had group function guid- The null hypothesis that the pres-
(P<.001), and enamel fracture lines in ance for lateral mandibular move- ence of NCCLs would not be affected
62.6% (P<.001). None of the teeth with ment to the right (63.2%) and left side significantly by the intensity and direc-
NCCLs appeared to have dental or re- (54.4%) (P<.001) (Table IV). Compar- tion of the occlusal forces was reject-
storative material fractures (P=.014) ison between teeth with and without ed. The hypothesis that occlusal force
(Table II). NCCLs in the NCCL group revealed may be a cause of NCCL development
Tooth wear in the buccal cusps significant differences in the presence was investigated, and an analysis of
was observed in 65% of the NCCL of occlusal interference in maximum the prevalence and localization of
teeth. It sometimes appeared in isola- intercuspation (35.7%) (P<.001), cen- NCCLs, aimed at understanding and
The Journal of Prosthetic Dentistry Brandini et al
November 2012 301

Table III. Teeth affected by NCCL and tooth Table IV. Number of teeth with NCCL and occlusal
wear localization (Parts defined in Figure 1) guidance scheme for lateral mandibular movement

Tooth Wear Number (n) Percent (%) Without NCCL Total


Characteristics NCCL (n) (n) (n) P
Part 1 2 1.2
Part 2 11 6.4 Type guide to
Part 3 2 1.2 lateral movement
Part 4 8 4.7 Right side
Part 5 4 2.3 Canine guidance 678 63 741
Incisal 14 8.2 Group function 450 108 558 <.001
Part 1+2 58 33.9 Left side
Part 1+5 1 0.6 Canine guidance 742 78 820
Part 2+3 3 1.8 Group function 386 93 479 <.001
Part 2+4 4 2.3 P<.05 indicates statistically significant difference.
Part 2+5 2 1.2 P values are for comparison between 2 groups. Independent t tests were used for
continuous variables and 2 test for categorical variables.
Part 4+5 32 18.7
Part 1+2+4 8 4.7
Part 1+4+5 2 1.2
Part 1+2+4+5 13 7.6
TOTAL 171 100

Descriptive distribution of tooth wear in 5 schematic parts


of the teeth with NCCL, in number and percentage.

Table V. Teeth affected by NCCL and jaw position where


occlusal trauma occurred
Jaw Position and
Movement with Without NCCL Total
Occlusal Interference NCCL (n) (n) (n) P

Maximum intercuspation
No 1050 110 1160
Yes 75 61 136 <.001
Central occlusion
No 1039 112 1151
Yes 86 59 145 <.001
Lateral working side
No 1006 91 1097
Yes 119 80 199 <.001
Lateral nonworking side
No 1075 147 1222
Yes 50 24 74 <.001
Protrusion
No 1088 157 1245
Yes 37 14 51 .002

P<.05 indicates statistically significant difference.


P values are for comparison between 2 groups. Independent t tests were used for
continuous variables and 2 test for categorical variables.

Brandini et al
302 Volume 108 Issue 5
relating NCCLs with occlusion, was functional and parafunctional forc- ence22,24,25,29 confirms the theory that
performed. es.2,26 The first premolars are almost in a less than ideal occlusion, traction
In this study, NCCLs were present in perpendicular in the alveolar bone, forces are generated that break the
41.4% of the individuals. The prevalence but the cusps of the premolars gener- chemical connections between hy-
of NCCLs has been reported over a wide ate an inclined force in contact with droxyapatite crystals, thereby creat-
range (2% to 90%).19 This wide variation the antagonist teeth. This effect tends ing microruptures. As a result, dental
can be explained by the difficulty of as- to cause the cusps to incline towards structures possess a limited capacity
signing a single etiological mechanism the buccal side during lateral mandib- to withstand these forces.30
to NCCL and by the fact that different ular movements with teeth in contact, However, Michael et al16 indicated
studies have analyzed populations with thereby causing cervical stress and that the relation between NCCLs and
different characteristics. contributing to the development of parafunctional habits cannot be mea-
Although not the cause of NCCLs, abfractions.27 In finite element analy- sured by occlusal alterations because
age is an important factor because sis, it was observed that overloads the occlusal relationship can undergo
it represents the cumulative effects applied at an oblique angle produce alterations over time and might not
of NCCLs. Thus, age influences the more cervical stress (185 MPa to 286 show the actual situation; wear facets
prevalence (number)1,20,21 and severity MPa) than axially applied loads (71 can be caused by other factors such
(size)2,22 of these lesions. The mecha- MPa to 83 MPa).9 as malocclusion, erosion, diet, and
nism of abfraction and the higher fra- The importance of occlusal over- attrition; and bruxism involves tooth
gility of enamel with increasing age can load for NCCL development can be clenching and grinding, and although
explain the greater occurrence of NC- verified through the presence of frac- clenching alone does not result in the
CLs in older populations. ture lines in the enamel (62.6%) and formation of wear facets, it still pro-
It has been found that the maxil- wear facets, confirming results in the vokes tensile forces on teeth.
lary teeth are the most affected by literature.6,11,13,17,24,25,27-30 Wear facets The primary etiological factors
NCCLs,20,23,24 with the greatest num- are defined as wear resulting from causing gingival recession are per-
ber on the buccal surface,2,11-13 al- attrition or tooth to tooth contact sonal oral hygiene and traumatic
though NCCLs can also be located through functional or parafunctional habits, unfavorably positioned teeth,
on the lingual surface.1 The high- movements such as mastication or high insertion of muscles and frenula,
est concentrations of NCCLs were bruxism. These can only occur on the bone dehiscence, periodontal dis-
found in the first premolars (21.6%), incisal, proximal, or occlusal surfaces ease, and iatrogenic factors, including
which confirms findings in other of the teeth unless an abnormal oc- restorative and periodontal proce-
studies.1,2,4,5,23,25 This is probably be- clusal relation exists or when the at- dures. Gingival recession was common
cause premolars possess less capac- trition is related to the aging of the in- (88.3%) in teeth affected by NCCLs.8,25
ity than canines to absorb the lateral dividual.13 As shown by Takehara et al,31 Occlusal overload is a common etio-
and oblique forces that occur dur- the area of occlusal contact is directly logical factor of NCCLs and gingival
ing clenching and lateral movement associated with the presence of NCCLs. recession. This indicates that exposure
guided by group function.26 When The authors demonstrated that 58.5% of the cementoenamel junction may
the lateral movements are guided by of teeth with NCCLs have wear facets in facilitate abrasion caused by tooth
group function, an increased num- 2 of the 5 parts of the occlusal surfaces brushing in the cervical region.32
ber of occlusal contacts between the analyzed in this study (Fig. 1), and that A limitation of the study is that the
posterior teeth are made; these are 13.5% have wear facets in 3 or more of case-control study design falls in the
also subjected to greater force. This the 5 parts. The wear facets found in mid-level of the hierarchy of Evidence
makes the posterior teeth, and pre- this study sometimes appeared to be Based Medicine. Future studies need
molars in particular, more susceptible confined to the middle third of the func- to distinguish the etiological factors
to dental tissue loss in the cervical re- tional slopes of the buccal cusps (Fig. 1, of NCCLs and whether occlusal over-
gion.1,5,9,13,17,27,28 Lateral movements of part 2) but were predominantly in com- load preceded the loss of dental tissue
the cusps caused by nonaxial loading bination with other parts of the occlusal in the cervical region.
generate considerable stress on the facet in the posterior teeth.
cervical enamel.29 This can explain the The evaluation of functional oc- CONCLUSION
positive association between the pres- clusion revealed that premature con-
ence of NCCL and a group function tacts, such as in centric occlusion, Although the etiology of NCCLs is
occlusal guidance scheme (in the man- maximum intercuspation, and pro- considered to be multifactorial, the
dibular lateral movement to the right trusion, can occur in various positions findings of this study indicate that the
(63%) and to the left (54%) side). related to the presence of NCCLs. The direction and intensity of the forces
The position of the teeth in the strong association between the pres- applied on teeth are important con-
arch also has an important effect on ence of NCCLs and occlusal interfer- tributors to the occurrence of NCCLs.
The Journal of Prosthetic Dentistry Brandini et al
November 2012 303
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Brandini et al

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