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62 SCIENTIFIC A MERIC A N NOV EMBER 2006

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SPECIAL SECTION: NEUROSCIENCE

BROKEN
MIRRORS Studies of the mirror neuron system may reveal clues
to the causes of autism and help researchers develop
A THEORY
OF AUTISM

new ways to diagnose and treat the disorder


By Vilayanur S. Ramachandran and Lindsay M. Oberman

A
t rst glance you might not no- order, which aficts about 0.5 percent of
tice anything odd on meeting a American children. Neither researcher
young boy with autism. But if had any knowledge of the others work,
you try to talk to him, it will and yet by an uncanny coincidence each
quickly become obvious that gave the syndrome the same name: autism,
C A R Y W O L I N S K Y ( p h o t o g r a p h) ; J E N C H R I S T I A N S E N ( p h o t o i l l u s t r a t i o n)

something is seriously wrong. He may not which derives from the Greek word autos,
make eye contact with you; instead he may meaning self. The name is apt, because
avoid your gaze and dget, rock his body the most conspicuous feature of the disor-
to and fro, or bang his head against the der is a withdrawal from social interac-
wall. More disconcerting, he may not be tion. More recently, doctors have adopted
able to conduct anything remotely resem- the term autism spectrum disorder to
bling a normal conversation. Even though make it clear that the illness has many re-
he can experience emotions such as fear, lated variants that range widely in severity
rage and pleasure, he may lack genuine but share some characteristic symptoms.
empathy for other people and be oblivious Ever since autism was identied, re-
to subtle social cues that most children searchers have struggled to determine
would pick up effortlessly. what causes it. Scientists know that sus-
In the 1940s two physicians Ameri- ceptibility to autism is inherited, although
CHILDREN WITH AUTISM may
struggle with social interaction can psychiatrist Leo Kanner and Austrian environmental risk factors also seem to
because their mirror neuron systems pediatrician Hans Asperger indepen- play a role [see The Early Origins of Au-
are not functioning properly. dently discovered this developmental dis- tism, by Patricia M. Rodier; Scientic

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American, February 2000]. Starting in ings. Equally puzzling is the fact that they Frith of University College London and
the late 1990s, investigators in our labo- frequently show an extreme aversion to Simon Baron-Cohen of the University of
ratory at the University of California, certain sounds that, for no obvious rea- Cambridge, who posit that the main ab-
San Diego, set out to explore whether son, set off alarm bells in their minds. normality in autism is a decit in the
there was a connection between autism The theories that have been proposed ability to construct a theory of other
and a newly discovered class of nerve to explain autism can be divided into two minds. Frith and Baron-Cohen argue
cells in the brain called mirror neurons. groups: anatomical and psychological. that specialized neural circuitry in the
Because these neurons appeared to be (Researchers have rejected a third group brain allows us to create sophisticated
involved in abilities such as empathy and of theories such as the refrigerator hypotheses about the inner workings of
the perception of another individuals in- mother hypothesis that blame the dis- other peoples minds. These hypotheses,
tentions, it seemed logical to hypothesize order on poor upbringing.) Eric Cour- in turn, enable us to make useful predic-
that a dysfunction of the mirror neuron chesne of U.C.S.D. and other anatomists tions about others behavior. Frith and
system could result in some of the symp- have shown elegantly that children with Baron-Cohen are obviously on the right
toms of autism. Over the past decade, autism have characteristic abnormalities track, but their theory does not provide
several studies have provided evidence in the cerebellum, the brain structure re- a complete explanation for the constel-
for this theory. Further investigations of sponsible for coordinating complex vol- lation of seemingly unrelated symptoms
of autism. Indeed, saying that people
with autism cannot interact socially be-
Mirror neurons appear to be cause they lack a theory of other
minds does not go very far beyond re-
performing precisely the same functions stating the symptoms. What researchers
that are disrupted in autism. need to identify are the brain mecha-
nisms whose known functions match
those that are disrupted in autism.
mirror neurons may explain how autism untary muscle movements. Although One clue comes from the work of
arises, and in the process physicians may these observations must be taken into ac- Giacomo Rizzolatti and his colleagues at
develop better ways to diagnose and suc- count in any nal explanation of autism, the University of Parma in Italy, who in
cessfully treat the disorder. it would be premature to conclude that the 1990s studied neural activity in the
damage to the cerebellum is the sole brains of macaque monkeys while the
Explaining the Symptoms cause of the disorder. Cerebellar damage animals were performing goal-directed
a lt h o u g h t h e c h i e f diagnostic inicted by a stroke in a child usually actions [see Mirrors in the Mind, by
signs of autism are social isolation, lack produces tremors, swaying gait and ab- Giacomo Rizzolatti, Leonardo Fogassi
of eye contact, poor language capacity normal eye movements symptoms rare- and Vittorio Gallese, on page 54]. Re-
and absence of empathy, other less well ly seen in autism. Conversely, one does searchers have known for decades that
known symptoms are commonly evi- not see any of the symptoms typical of certain neurons in the premotor cortex
dent. Many people with autism have autism in patients with cerebellar dis- part of the brains frontal lobe are in-
problems understanding metaphors, ease. It is possible that the cerebellar volved in controlling voluntary move-
sometimes interpreting them literally. changes observed in children with autism ments. For instance, one neuron will re
They also have difculty miming other may be unrelated side effects of abnor- when the monkey reaches for a peanut,
peoples actions. Often they display an mal genes whose other effects are the another will re when the animal pulls a
eccentric preoccupation with tries yet true causes of the disorder. lever, and so on. These brain cells are
ignore important aspects of their envi- Perhaps the most ingenious of the often referred to as motor command
ronment, especially their social surround- psychological theories is that of Uta neurons. (Bear in mind that the neuron
whose activity is recorded does not con-
Overview/Mirror Neurons and Autism trol the arm by itself; it is part of a circuit
that can be monitored by observing the
Because mirror neurons appear to be involved in social interaction, signals in the constituent neurons.)
dysfunctions of this neural system could explain some of the primary What surprised Rizzolatti and his co-
symptoms of autism, including isolation and absence of empathy. workers was that a subset of the motor
Studies of people with autism show a lack of mirror neuron activity in several command neurons also red when the
regions of the brain. Researchers speculate that treatments designed to monkey watched another monkey or a
restore this activity could alleviate some of autisms symptoms. researcher perform the same action. For
A complementary hypothesis, the salience landscape theory, could account example, a neuron involved in control-
for secondary symptoms of autism such as hypersensitivity. ling the reach-for-the-peanut action red
when the monkey saw one of his fellows

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making that movement. Brain-imaging cortex of awake human subjects, investi- also requires a remapping of sorts be-
techniques subsequently showed that gators found that certain neurons that tween brain areas. To imitate the moth-
these so-called mirror neurons also exist typically re in response to pain also red ers or fathers words, the childs brain
in the corresponding regions of the hu- when the person saw someone else in must transform auditory signals in the
man cortex. These observations implied pain. Mirror neurons may also be in- hearing centers of the brains temporal
that mirror neurons or, more accurate- volved in imitation, an ability that ap- lobes into verbal output from the motor
ly, the networks they are part of not pears to exist in rudimentary form in the cortex. Whether mirror neurons are
only send motor commands but also en- great apes but is most pronounced in hu- directly involved in this skill is not known,
able both monkeys and humans to deter- mans. The propensity to imitate must be but clearly some analogous process must
mine the intentions of other individuals at least partly innate: Andrew Meltzoff of be going on. Last, mirror neurons may
by mentally simulating their actions. In the University of Washington has shown enable humans to see themselves as others
monkeys, the role of the neurons may be that if you stick your tongue out at a new- see them, which may be an essential abil-
limited to predicting simple goal-direct- born baby, the infant will do the same. ity for self-awareness and introspection.
ed actions, but in humans the mirror Because the baby cannot see its own
neuron system may have evolved the abil- tongue, it cannot use visual feedback and Suppressing Mu Waves
ity to interpret more complex intentions. error correction to learn the skill. Instead w h at h a s a l l t h is to do with au-
Later research showed that mirror there must be a hardwired mechanism in tism? In the late 1990s our group at
neurons are located in other parts of the the childs brain for mapping the mothers U.C.S.D. noted that mirror neurons ap-
human brain, such as the cingulate and visual appearance whether it be a pear to be performing precisely the same
insular cortices, and that they may play a tongue sticking out or a smile onto the functions that seem to be disrupted in
role in empathetic emotional responses. motor command neurons. autism. If the mirror neuron system is
While studying the anterior cingulate Language development in childhood indeed involved in the interpretation of
complex intentions, then a breakdown
THE ANATOMY OF AUTISM of this neural circuitry could explain the
most striking decit in people with au-
People with autism show reduced mirror neuron activity in the inferior frontal tism, their lack of social skills. The other
gyrus, a part of the brains premotor cortex, perhaps explaining their inability to cardinal signs of the disorder absence
assess the intentions of others. Dysfunctions of mirror neurons in the insula and of empathy, language decits, poor imi-
anterior cingulate cortex may cause related symptoms, such as the absence of tation, and so on are also the kinds of
empathy, and decits in the angular gyrus may result in language difculties. things you would expect to see if mirror
People with autism also have structural changes in the cerebellum and brain stem. neurons were dysfunctional. Andrew
ANTERIOR CINGULATE CORTEX
Whittens group at the University of St.
Regulation of empathy and Andrews in Scotland made this proposal
INFERIOR FRONTAL GYRUS other emotions
Guidance of movement at about the same time we did, but the
and assessment rst experimental evidence for the hy-
of intentions ANGULAR GYRUS
Comprehension of pothesis came from our lab, working in
word meanings collaboration with Eric L. Altschuler
and combining
sensory and Jaime A. Pineda of U.C.S.D.
information To demonstrate mirror neuron dys-
function in children with autism, we
needed to nd a way to monitor the ac-
tivity of their nerve cells without putting
electrodes in their brains (as Rizzolatti
and his colleagues did with their mon-
keys). We realized that we could do so
using an electroencephalogram (EEG)
measurement of the childrens brain
INSULA
Involved in pain waves. For more than half a century, sci-
and disgust entists have known that an EEG compo-
responses
nent called the mu wave is blocked any-
LUC Y RE ADING-IKK ANDA

time a person makes a voluntary muscle


Brain stem Cerebellum movement, such as opening and closing
ones hands. Interestingly, this compo-
nent is also blocked when a person
watches someone else perform the same

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FOCUSING ON MU WAVES
To study the mirror neuron system in people with autism, of the brains activity. (Mu waves range from eight to 13 hertz.)
researchers relied on the observation that the ring of Investigators monitored the mu waves of children with autism
neurons in the premotor cortex suppresses the mu wave, a and control subjects as they made voluntary muscle
component of the electroencephalogram (EEG) measurement movements and then watched the same actions on video.

TAKING ACTION
Motor command neurons re whenever a person makes
a voluntary muscle movement. Researchers asked all the
subjects to open and close their right hands. In the children
with autism and the control subjects, this action suppressed
the amplitude of their mu waves, as expected.

Before muscle movement

Opening and
closing hand
Relative Amplitude

During muscle movement

0 10 20 30 40 50
Frequency of Brain Waves (hertz)

SIMULATING ACTION

Children with autism


Relative Amplitude

Video of hand
Control subjects opening and closing

0 10 20 30 40 50
Frequency of Brain Waves (hertz)

Mirror neurons in the premotor cortex also re when a person


observes someone else performing an action. The investigators
LUC Y RE ADING-IKK ANDA

took EEG measurements of brain activity while the subjects


observed a video of a hand opening and closing. The mu waves of the
control subjects plummeted (red), but those of the children with
autism showed no suppression (blue). This nding suggests that
the mirror neuron systems of the children with autism are decient.

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action. One of us (Ramachandran) and prefrontal cortices of individuals with inator from supercially dissimilar enti-
Altschuler suggested that mu-wave sup- autism. And Hugo Thoret of the Uni- ties. Consider the bouba/kiki effect,
pression might provide a simple, nonin- versity of Montreal and his co-workers which was discovered by German-Amer-
vasive probe for monitoring mirror neu- used transcranial magnetic stimulation, ican psychologist Wolfgang Khler more
ron activity. a technique that induces electric cur- than 60 years ago. In this test, a re-
We decided to focus our rst experi- rents in the motor cortex to generate searcher displays two crudely drawn
ments on a high-functioning child with muscle movements, to study mirror neu- shapes, one jagged and one curvy, to an
autism that is, a child without severe ron activity in subjects with autism. In audience and asks, Which of these
cognitive impairments. (Very young, low- the control subjects, induced hand shapes is bouba and which is kiki? No
functioning children did not participate movements became more pronounced matter what languages the respondents
in this study because we wanted to con- when the subjects watched videos of the speak, 98 percent will pick the curvy
rm that any differences we found were same movements; this effect was much shape as bouba and the jagged one as
not a result of problems in attention, un- weaker in the subjects with autism. kiki. This result suggests that the human
derstanding instructions or the general Taken together, these ndings pro- brain is somehow able to extract ab-
effects of mental retardation.) The EEG
showed that the child had an observable
mu wave that was suppressed when he These ndings provide compelling evidence
made a simple, voluntary movement, just
as in normal children. But when the child
that people with autism have
watched someone else perform the ac- dysfunctional mirror neuron systems.
tion, the suppression did not occur. We
concluded that the childs motor com-
mand system was intact but that his mir- vide compelling evidence that people with stract properties from the shapes and
ror neuron system was decient. This autism have dysfunctional mirror neuron sounds for example, the property of
observation, which we presented at the systems. Scientists do not yet know which jaggedness embodied in both the pointy
annual meeting of the Society for Neuro- genetic and environmental risk factors drawing and the harsh sound of kiki. We
science in 2000, provided a striking vin- can prevent the development of mirror conjectured that this type of cross-do-
dication of our hypothesis. neurons or alter their function, but many main mapping is analogous to metaphors
One has to be careful, however, of research groups are now actively pursu- and must surely involve neural circuits
generalizing from a single case, so our ing the hypothesis because it predicts similar to those in the mirror neuron sys-
lab group later conducted a more system- symptoms that are unique to autism. In tem. Consistent with this speculation, we
atic series of experiments in 10 high- addition to explaining the primary signs discovered that children with autism per-
functioning individuals with autism spec- of autism, deciencies in the mirror neu- form poorly at the bouba/kiki test, pair-
trum disorder and 10 age- and gender- ron system can also account for some of ing the shapes and sounds incorrectly.
matched control subjects. We saw the the less well known symptoms. For in- But which part of the human brain is
expected suppression of mu waves when stance, researchers have long known that involved in this skill? The angular gyrus,
the control subjects moved their hands children with autism often have problems which sits at the crossroads of the brains
and watched videos of a moving hand, interpreting proverbs and metaphors. vision, hearing and touch centers,
but the EEGs of the subjects with autism When we told one of our subjects to get seemed to be a likely candidate not
showed mu suppression only when they a grip on yourself, he took the message only because of its strategic location but
moved their own hands. literally and started grabbing his own because nerve cells with mirror neuron
Other researchers have conrmed body. Though seen in only a subset of like properties have been identied there.
our results using different techniques children with autism, this difculty with When we studied nonautistic subjects
for monitoring neural activity. A group metaphors cries out for an explanation. with damage to this area of the brain, we
led by Riitta Hari of the Helsinki Uni- Understanding metaphors requires found that many of them fail the bouba/
versity of Technology found mirror neu- the ability to extract a common denom- kiki test and have a disproportionate dif-
ron decits in children with autism by
employing magnetoencephalography, VILAYANUR S. RAMACHANDRAN and LINDSAY M. OBERMAN have investigated the links
THE AUTHORS

which measures the magnetic elds pro- between autism and the mirror neuron system at the Center for Brain and Cognition at
duced by electric currents in the brain. the University of California, San Diego. Ramachandran, director of the center, earned his
More recently, Mirella Dapretto of the Ph.D. in neuroscience from the University of Cambridge. A renowned expert on brain
University of California, Los Angeles, abnormalities, he has also studied the phenomena of phantom limbs and synesthesia,
and her colleagues used functional mag- for which he won the 2005 Henry Dale Prize and a lifetime fellowship from the Royal In-
netic resonance imaging to show a re- stitution of Great Britain. Oberman is a graduate student in Ramachandrans laboratory
duction in mirror neuron activity in the at U.C.S.D., joining the group in 2002.

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culty understanding metaphors, just THE SALIENCE LANDSCAPE THEORY
like people with autism. These results
suggest that cross-domain mapping may To account for some of the secondary symptoms of autism hypersensitivity,
have originally developed to aid primates avoidance of eye contact, aversion to certain sounds, and so on researchers
in complex motor tasks such as grasping have developed the salience landscape theory. In a typical child, sensory
tree branches (which requires the rapid information is relayed to the amygdala, the gateway to the emotion-regulating
assimilation of visual, auditory and touch limbic system. Using input from stored knowledge, the amygdala determines how
the child should respond emotionally to each stimulus, creating a salience
information) but eventually evolved into
landscape of the childs environment. In children with autism, though, the
an ability to create metaphors. Mirror connections between the sensory areas and the amygdala may be altered,
neurons allowed humans to reach for the resulting in extreme emotional responses to trivial events and objects.
stars, instead of mere peanuts.
TYPICAL CHILD CHILD WITH AUTISM
Can the Mirrors Be
Repaired? Amygdala
t h e disc ov e ry of mirror neuron de-
ciencies in people with autism opens Visual 1 Altered
cortex
up new approaches to diagnosing and connection
1 Sensory between visual
treating the disorder. For example, phy- cortex and
information
sicians could use the lack of mu-wave is relayed to amygdala
amygdala distorts childs
suppression (or perhaps the failure to response
mimic a mother sticking out her tongue) 2 Child exhibits
as a diagnostic tool to identify children appropriate
emotional 2 Amygdala triggers
with autism in early infancy, so that the response autonomous
currently available behavioral therapies nervous system,
raising heart rate
can be started as quickly as possible.
Timely intervention is critical; the be-
havioral therapies are much less effec- 3 Child looks
Heart Heart
tive if begun after autisms main symp- pumping pumping away to reduce
normally fast distress
toms appear (typically between ages
two and four).
An even more intriguing possibility
would be to use biofeedback to treat au-
tism or at least alleviate its symptoms.
Doctors could monitor the mu waves of
a child with autism and display them on
a screen in front of the patient. If the
childs mirror neuron functions are dor-
mant rather than completely lost, it may
be possible for him or her to revive this
ability by learning through trial and er- in emotional responses. According to Such treatments, however, may offer
ror and visual feedback how to suppress this hypothesis, the partial depletion of only partial relief, because other symp-
the mu waves on the screen. Our col- such chemicals could explain the lack of toms of autism cannot be explained by
league Pineda is pursuing this approach, emotional empathy seen in autism, and the mirror neuron hypothesis for ex-
and his preliminary results look promis- therefore researchers should look for ample, repetitive motions such as rock-
ing. Such therapies, though, should sup- compounds that stimulate the release of ing to and fro, avoidance of eye contact,
plement rather than replace the tradi- the neuromodulators or mimic their hypersensitivity, and aversion to certain
tional behavioral-training techniques. effects on mirror neurons. One candi- sounds. In an attempt to determine how
Another novel therapeutic approach date for investigation is MDMA, better these secondary symptoms might arise,
might rely on correcting chemical im- known as ecstasy, which has been shown our lab group (in collaboration with
balances that disable the mirror neurons to foster emotional closeness and com- William Hirstein of Elmhurst College
LUC Y RE ADING-IKK ANDA

in individuals with autism. Our group munication. It is possible that research- and Portia Iversen of Cure Autism Now,
(including students Mikhi Horvath and ers may be able to modify the compound a nonprot foundation based in Los An-
Mary Vertinsky) has suggested that spe- to develop a safe, effective treatment geles) has developed what we call the
cialized neuromodulators may enhance that could alleviate at least some of au- salience landscape theory.
the activity of mirror neurons involved tisms symptoms. When a person looks at the world, he

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or she is confronted with an overwhelm- children with autism had a higher over- lated by the same neural pathways, per-
ing amount of sensory information all level of autonomic arousal. Although haps the former can mitigate the latter.
sights, sounds, smells, and so on. After they became agitated when exposed to The salience landscape theory could
being processed in the brains sensory trivial objects and events, they often ig- also provide an explanation for the re-
areas, the information is relayed to the nored stimuli that triggered expected petitive motions and head banging seen
amygdala, which acts as a portal to the responses in the control group. in children with autism: this behavior,
emotion-regulating limbic system. Using But how could a childs salience land- called self-stimulation, may somehow
input from the individuals stored knowl- scape become so distorted? Investigators damp the childs autonomic storms. Our
edge, the amygdala determines how the have found that nearly one third of chil- studies found that self-stimulation not
person should respond emotionally for dren with autism have had temporal lobe only had a calming effect but also led to
example, with fear (at the sight of a bur- epilepsy in infancy, and the proportion a measurable reduction in skin conduc-
glar), lust (on seeing a lover) or indiffer- may be much higher given that many tance. This result suggests a possible
ence (when facing something trivial).
Messages cascade from the amygdala to
the rest of the limbic system and eventu- If the childs mirror neuron functions
ally reach the autonomic nervous sys-
tem, which prepares the body for action.
are dormant rather than lost,
If the person is confronting a burglar, for it may be possible to revive this ability.
example, his heart rate will rise and his
body will sweat to dissipate the heat
from muscular exertion. The autonomic epileptic seizures go undetected. Caused symptomatic therapy for autism. Hir-
arousal, in turn, feeds back into the by repeated random volleys of nerve im- stein is now developing a portable device
brain, amplifying the emotional re- pulses traversing the limbic system, these that could monitor an autistic childs skin
sponse. Over time, the amygdala creates seizures could eventually scramble the conductance; when the device detects
a salience landscape, a map that details connections between the visual cortex autonomic arousal, it could turn on an-
the emotional signicance of everything and the amygdala, indiscriminately en- other device, called a squeeze vest, that
in the individuals environment. hancing some links and diminishing provides a comforting pressure by gently
Our group decided to explore the others. In adults, temporal lobe epilepsy tightening around the childs body.
possibility that children with autism have results in orid emotional disturbances Our two candidate theories for ex-
a distorted salience landscape, perhaps but does not radically affect cognition; plaining the symptoms of autism mir-
because of altered connections between in infants, however, the seizures may ror neuron dysfunction and distorted
the cortical areas that process sensory lead to a more profound disability. And, salience landscape are not necessarily
input and the amygdala or between the like autism, the risk of temporal lobe contradictory. It is possible that the
limbic structures and the frontal lobes epilepsy in infancy appears to be inu- same event that distorts a childs sa-
that regulate the resulting behavior. As enced by both genetic and environmen- lience landscape the scrambled con-
a result of these abnormal connections, tal factors. Some genes, for example, nections between the limbic system and
any trivial event or object could set off an could make a child more susceptible to the rest of the brain also damages the
extreme emotional response an auto- viral infections, which could in turn pre- mirror neurons. Alternatively, the al-
nomic stormin the childs mind. This dispose the child to seizures. tered limbic connections could be a side
hypothesis would explain why children Our ndings on autonomic respons- effect of the same genes that trigger the
with autism tend to avoid eye contact es may help explain the old clinical ob- dysfunctions in the mirror neuron sys-
and any other novel sensation that might servation that high fever sometimes tem- tem. Further experiments are needed to
trigger an upheaval. The distorted per- porarily alleviates the symptoms of au- rigorously test these conjectures. The
ceptions of emotional signicance might tism. The autonomic nervous system is ultimate cause of autism remains to be
also explain why many children with au- involved in controlling body tempera- discovered. In the meantime, our specu-
tism become intensely preoccupied with ture; because fever and the emotional lations may provide a useful framework
tries such as train schedules while ex- upheavals of autism appear to be regu- for future research.
pressing no interest at all in things that
most children nd fascinating. MORE TO EXPLORE
We found some support for our hy- Autonomic Responses of Autistic Children to People and Objects. William Hirstein, Portia
pothesis when we monitored autonomic Iversen and Vilayanur S. Ramachandran in Proceedings of the Royal Society of London B, Vol. 268,
pages 18831888; 2001.
responses in a group of 37 children with
EEG Evidence for Mirror Neuron Dysfunction in Autism Spectrum Disorders. Lindsay M. Oberman,
autism by measuring the increase in their Edward M. Hubbard, Joseph P. McCleery, Eric L. Altschuler, Jaime A. Pineda and Vilayanur S.
skin conductance caused by sweating. In Ramachandran in Cognitive Brain Research, Vol. 24, pages 190198; 2005.
contrast with the control subjects, the A Brief Tour of Human Consciousness. New edition. Vilayanur S. Ramachandran. Pi Press, 2005.

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