Ultra-Colonialism
Perry Anderson
Portugal: Economy*
Lying on the Western sea-board on the Iberian peninsula, Portugal
is some 350 miles long and 100 miles wide. The north is mountainous:
most of the centre and the south consists of high plateaux which pro-
long the Central Spanish Meseta down to the Atlantic. The climate is
Mediterranean, with a rainfall of 29 inches and an average tempera-
ture that varies between 70 and 50 F. The population (1960) is
9,100,000. A break-down of the economically active proportion of
this shows:
Society
Social structures reflect and reinforce the retardation of the
economy. More than two-thirds of the population live in communities
of less than 2,000 people. The peasantry is thus by far the most
numerous class. This class suffers under two opposite, but equally
oppressive tenurial regimes. The South is dominated by the vast
latifundia of a feudal aristocracy; the North by myriads of tiny
peasant holdings. The disproportions of wealth have few comparisons
anywhere in the world. Ninety per cent of the farms in the north are
miniscule plots averaging 2.4 acres of field crops. In the south the
average size is 2,500 times as large5,878 acres. Of all Portuguese
farms 94.9% are less than 24 acres in size: 0.3% are over 494 acres.
Yet the first account for only 28.7% of the countrys total cultivated
areathe second for 39%.
In the north, through generations of divided inheritances, the
innumerable small holdings are steadily becoming ever smaller and
less viable. Even within this system landlordism is rampant: a recent
observer reported that it is not unknown for a five-acre farm to be
owned by no less than 15 different landlords. The immense southern
latifundia are devoted to extensive cultivation and livestock breeding.
In the north, the small peasant proprietor has no capital to improve
his yield. In the south the absentee latifundista, as in much of Latin
America, is content with his aggregate profit, and will not invest to
raise productivity. The net result is chronic unemployment in the
countryside, and the cereal deficit.
The average agricultural wage is 5/7d. a day for men, and 3/1d. for
women. The urban working class is little better off. The average wage
in the cities is 6/7d. a daysome 2 a week. There is no question of
Portugal and the End of Ultra-Colonialism
Political Regime
The logic of economic archaism, brutal exploitation and omni-
present foreign capital is a political regime of permanent violence.
Only a massive machinery of repression could keep the whole in-
tolerable structure in place. The Salazar dictatorship is precisely this.
Born in 1926 out of an army revolt, it was, like its Spanish and Latin-
American homologues, the creation of a military and ecclesiastical
alliance. The beneficiaries of the regime are the feudal landowners of
the latifundia and the oligarchy which controls the cartels. Church and
Army in turn are institutional formations of these groups. The social
character of the Salazar regime is thus unambiguous, but its identity
is not simply to be absorbed into its class of origin and its range of
beneficiaries. In its 35 years of existence, the political apparatus of
Salazarism has, by now a classic sociological process, worked itself
to a certain extent free from its social base, gaining a margin of
autonomy vis--vis the groups which brought it to power and whose
interests it factually serves. It has developed an extensive para-
military and ideological armature of its own. There are at least five
different armed political and police corps: the secret police (PIDE);
the riot police (PSP); the Republican guard (GNR); and the volunteer
Legio Portuguesa, a green-shirted shock and vigilante organisation.
There is also an armed customs police (Guardia Fiscal). The Legio
has some 87,000 members and is an important military and political
reserve force for the regime. The GNR in 1958 numbered some 7,675
men, and is capable of deploying fully armoured and motorized units
instantly against strikes or demonstrations. Parallel to these bodies
is the civilian organisation of the regime, the Unio Nacional,
Portugals single political party. Founded in 1930, this has never
been very important in the constellation of power within the regime,
and is today confined mainly to an ideological and publicity role.
The Portuguese regime is commonly described as fascist, and the
apparatus of repression and exploitation outlined above clearly meets
this classification. The ideology of Salazarismcorporativismgives
the term a precise historical reference. Corporativism conceives the
nation as a series of conflicting interest groups, between whom the
State should act as arbiter, organising all groups into corporations
Portugal and the End of Ultra-Colonialism
REFLEX-COLONIZATION
The anomaly of Portuguese imperialism has to be seen in the
perspective of its history. How did Portugal ever come to possess its
vast African colonies? Their origins lie at the very opening of
European overseas expansion in the 15th century.
I. Asia
Portugal, favoured by a geographical position along the Atlantic
sea-board and just off the extreme western edge of North Africa,
began sending ships southwards along the African Atlantic coast at
the beginning of the 15th century. Cape Bojador was passed in 1434,
Senegal reached in 1444, the Cape Verde Islands colonised in 1456.
In 1485 Diego Co reached the mouth of the Congo. In 1487 Dias
sailed beyond the cape of Good Hope. And in 1498 da Gama landed
in India.
What was the economic content of this expansion? Two stages
need to be distinguished. In the first half of the century, Portuguese
expeditions to West Africa aimed primarily at the acquisition of
Guinean gold. Caravels left loaded with tin and brass-ware, linen,
trinkets, coral (and later beads on the East coat of Africa), and
bartered these for gold and slaves. The gold thus accumulated
probably helped to substitute for the increasingly scarce Sudanese
source which had up till about 1440 financed deficit European trade
in the Levant.
Once da Gama had landed in India, the whole basis of Portuguese
commercial expansion changed. The object was now spices (pepper,
nutmegs, cinnamon, cloves), not gold. Direct access to India allowed
the Portuguese to eliminate the Arab and Levantine middlemen who
had controlled the European export market to that date from Cairo
and Alexandria.
The profits from the spice trade were initially colossal. Da Gamas
shipment of pepper (not a large one) paid for his voyage 60 times over.
The spices were bought with Guinean gold and the German silver
for which it was sold in Europe. After the first voyages, pepper prices
slumped in Europe, but were later stabilised at 30 cruzados a quintal,
while their procurement price in India remained at about 2 cruzados.
Venice, the former entrept of the spice trade in Europe, suffered a
severe crisis and joined with Arab Red Sea traders in attempting to
oust the Portuguese from their Indian vantage-points by force. But
in 1509, a combined Venetian-Arab-Indian fleet was destroyed by
Almeida off Diu, and Portuguese control of Middle-Eastern shipping
was assured.
Portugal and the End of Ultra-Colonialism
2. America
Towards the middle of the 16th century, sugar plantations were
started on the sparse Portuguese settlements in north-eastern Brazil.
Production expanded, and by the end of the century was making a
major contribution to the domestic economy. From 1580 to 1640
Portugal was incorporated in the Spanish Kingdom and thus drawn
into war with England and Holland. Dutch attacks on Portuguese
positions in the East began almost immediately. In 1602 the Dutch
East India Company was founded: Amboina fell in 1605, Ternate
and Tidore in 1607, Ormuz in 1622. Expulsion from Japan came in
1639, Malacca was taken in 1641, Ceylon and the Malabar coast in
165563, when peace was finally made.
By the early 17th century, the spice empire was lost. At this
critical juncture, Brazilian sugar saved Portuguese prosperity and
preserved its structure almost intact. In 1612, eight of the eleven
Brazilian captaincies were together exporting some 7,000 to 8,500
tons of sugar a year. The market value of this crop was enormous: as
early as 1627 it was calculated at 400,000 cruzados a year. The
Portuguese empire was not merely transferred from a basis of one
primary product to another. In both cases, the product concerned
was the most lucrative single commodity of the century: spices in
the 16th, and sugar in the 17th century. Sugar was the most important
bulk export from the tropical world to Europe in the 17th century,
and Brazilian sugar dominated world supply.
The Brazilian plantations completed the conversion of the Portu-
guese empires basic mode of exploitation from exchange to extrac-
tion, and attracted the first real wave of colonization. Technological
innovation began to impinge on the economic process per sesugar
was an imported crop, and it was processed in refineries on the spot.
Large areas of north-eastern Brazil were penetrated and cleared, al-
though development was still mainly concentrated close to the littoral.
But in all major respects, little was changed; sugar simply replaced
spices, and the orientation of Portuguese imperialism shifted from Asia
to South America. The home economy grew no stronger; indeed, the
leading authority on colonial Brazil can write: It is not too much to say
that the existence of Portugal as an independent nation depended
mainly on the resources which she derived from the Brazil trade.*
At the end of the 17th century, French and British West Indian
sugar production was beginning to overtake Brazilian output. At this
second moment of crisis, the imperial economy was rescued and
relayed once again. In 1694 gold was discovered in Brazil. In 1718
further deposits were found inland: in 1728 diamonds were discovered
in the original gold-bearing area. The revenue from this new colonial
wealth equalled or exceeded the profits from sugar. For 100 years,
the mines of Minas Gerais and Cuiab assured the continuity of
Portugals imperial prosperity. But despite marginal re-investments
in Portugal, it also preserved the continuity of Portuguese economic
infantilism.
*C. R. Boxer, Salvador de S and the Struggle for Brazil and Angola, London,
1952.
Portugal and the End of Ultra-Colonialism
3. Africa
Then, as the century was coming to an end, the Portuguese empire
was revived and transformed once again. Its final metamorphosis
came in Africa.
In 1505, on his voyage to India, Almeida had set up a factory at Sofala
on the east coast, and a fortress at Kilwa. Two years later a fortress
and factory were built on Mozambique island. In 1531 Sena was
founded, in 1544 Quelimane. The purpose of these enclaves was to
act as supply and protection ports for the traffic to India and
Indonesia. They were technically administered from the Goan
viceroyalty. At the same time, the Portuguese hoped to discover
important sources of silver and gold in the African interior; limited
amounts were finding their way down to the coast from Manica and
Mashona at this period, raising great expectations. But neither metal
was ever found in substantial quantities, and Portuguese penetration
of the hinterland, motivated almost exclusively by the search for
them, was limited and ephemeral. By the end of the 17th century
only the Zambezi valley as far as Tete had been occupied and even
there the settlements were few and shadowy. The total Portuguese
population on the whole coast probably did not exceed one thousand.
With the collapse of the spice trade and the Asian empire, the rationale
of Portuguese presence on the East Coast had gone, and the whole
area disintegrated and declined: there was a withdrawal from the
farther posts in the interior, and on the coast Sofala became deserted.
The historian of Portuguese Africa writes: in the 1810s the extent
of Portuguese coastal occupation was the same as in 1600 and con-
sisted of forts and trading posts from Ibo to Lourenco Marques.
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was more than some 150200 miles from the coast. The total area of
even vestigial Portuguese presence was not more than one-tenth of
the size of present-day Angola (481,000 square miles). In terms of
population, a census of the 1830s gave only 1,832 whites in the whole
area of Portuguese occupation: of these 1,500 were concentrated in
Luanda, leaving some 300 for whole of the rest of Angola. In 1845
Benguela had just 38 white inhabitants. Nine years later, in 1854,
Livingstone calculated that there were some 830 whites in Luanda,
and only about 1,000 in all Angola. Thus, in the middle of the 19th
century, it is safe to say that there were never more than about 3,000
Portuguese nationals, and perhaps twice that number of mulattoes,
in the whole of Sub-Saharan Africa.
became receptive to Portuguese claims. The reason was the swift and
effective penetration of Equatorial Africa by de Brazza (for the
French government) and Stanley (for King Leopold), which threat-
ened to lock off the whole of Central Africa, in particular the Congo
basin, from British interests. To block this development, England in
1884 attempted to recognise Portuguese sovereignty over both banks
of the Congo as far as Noqui, in return for freedom of navigation on
the river, customs preferences, and a dual Anglo-Portuguese com-
mission to control the river traffic. German, French and domestic
English opposition prevented the ratification of the Treaty, and pre-
cipitated the Berlin Conference of 1885, at which Portugal was ceded
the south, but lost the north bank of the Congo.
Portugals major bid for territorial aggrandisement came in the
next year. Treaties were signed with France and Germany which
recognised the right of sovereignty and civilisation in the territories
which separate the Portuguese possessions of Angola and Moz-
ambique, without prejudice to the rights which other powers may
have acquired there. The Portuguese ambition was for a coast-to-
coast Empire stretching uninterruptedly from Luanda to Lourenco
Marques. This plan directly threatened two entrenched British
interests: Rhodes in South Africa, and the missionaries in the Shire
district of Nyasaland. Rhodes was attempting to push up north across
the Limpopo after the annexation of Bechuanaland, and the mis-
sionaries were concerned to strengthen their hold on the Lake Nyasa
region. The British Government delivered a note to Lisbon in 1887
rejecting the Portuguese transcontinental claims on the grounds that
the areas in question were not effectively occupied by Portugal in
the terms of the General Act of the Berlin Conferencewhich was
indeed the case. Portugal reacted by belatedly sending expeditions
to establish Portuguese sovereignty in Mashonaland and Nyasaland
and by proclaiming the creation of a new district of Mozambique
which would have included most of the north of Southern Rhodesia
and thus cut off British-occupied Mashonaland from British-occupied
Nyasaland. In late 1889, a Portuguese force under Serpa Pinto began
moving into Makololand with the ostensible purpose of surveying
land for a railway line, in fact to effect a junction with a force moving
eastwards from Angola. In November the column clashed with
British-protected tribesmen on the Shire River. The British govern-
ment promptly sent an ultimatum to Portugal, demanding with-
drawal from the Shire area and Mashonaland. Faced with the threat
of force (warships from Zanzibar were moving towards Mozambique),
Portuguese imperial diplomacy collapsed. The government resigned,
and in June, 1891, a treaty was signed which confined Portuguese
jurisdiction more or less to the present limits of Mozambiquea line
some 600 miles east of the farthest eventual limit of Angola. Simult-
aneously, a major financial crisis broke out in Portugal.
Even after the diplomatic settlements, the implementation of the
Berlin General Acts effective occupation had still to be completed.
The diplomatic disaster of 1891 aroused an intense nationalist
reaction in Portugal, and for the first time, a coordinated and
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after the treaties of 1886, it only got a few miles into Nyasaland
before it was stopped. Portugals bid for a transcontinental empire
was a bluff which deceived only itself: when faced with a real chal-
lenge, it collapsed instantly and ignominously.
Set in the larger context of the European seizure of Africa in the
last two decades of the 19th century, the Portuguese manoeuvres
of 188690 acquire a redoubled significance. A glance at the chrono-
logy of European advance in Africa (see above) shows that the bulk
of colonial acquisitions had been made by 1885: Tunisia, Egypt,
Somaliland, much of French West Africa, Togo, Niger Coast,
Kamerun, French Congo, Congo Free State, South-West Africa,
Bechuanaland, Tanganyika. Major seizures were still to come, but in
the compressed time-span of the scramble it is striking how late
the attempted Portuguese expansion into Central Africa came.
Following the formation of the Geographical Society in Lisbon in
1875, several exploring expeditions had, it is true, been sent out to
reinforce Portuguese claims in Central Africa: the most notable
were the continental crossings of Serpa Pinto (1877,1879) and Capelo
and Ivens (1884). In themselves, these expeditions were successful,
but Portuguese inability to consolidate them with any effective
system of military or political control, and the absence of pioneering
company enterprise made them only prestige affairs ultimately. A
serious attempt to secure recognition of territorial claims came only
after 1884, and then both the specific circumstance, (the Congo crisis,
the bid for the Anglo-Mozambique corridor) and the general timing
strongly suggest that the Portuguese role in the seizure of Africa
was determined by the prior roles of the other, industrial European
powers, and not by any internal logic.
A final consideration confirms this conclusion. The major vector
of the new imperialism, the chartered company, was almost non-
existent in Portuguese Africa at this time. There were no real equi-
valents of the British South Africa Company, the German East
Africa Company or the Royal Company of the Niger. Concessionary
companies did exist in Mozambique from 1891 onwards: the
Mozambique Company (1891), the Niassa Company (189193), the
Zambezia Company, which between them controlled two-thirds of
Mozambique by 1900. But two distinctive features marked these
companies off from their English or German counterparts. Firstly
there were deliberately imitativeinspired by foreign examples and
modelled consciously in their image. Secondly, not merely their
model, but their actual capital was mainly foreign. The initial issued
capital of the Mozambique Company was 5,000,000 dollars, of
which a large proportion was subscribed in England, Germany and
South Africa. The capital for the Niassa Company was predomi-
nantly British. Shares in the Zambezia Company were bought in
England, France, Germany and South Africa. The Portuguese
economy was scarcely touched by the commercial and industrial
expansion of Western Europe in the 19th century. Portugals relative
and absolute share of international trade is damning:
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