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Evaluation of the Effect of Pavement Roughness on Skid

Resistance
Luis Fuentes, M.ASCE1; Manjriker Gunaratne2; and Daniel Hess3

Abstract: Roughness of a pavement surface is commonly correlated to its serviceability. On the other hand, on many occasions,
investigators have attributed pavement roughness to inadequate skid resistance friction as well. However, current pavement friction
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evaluation and standardization models have yet to incorporate effects of pavement roughness. Hence a study was conducted to investigate
and quantify the effects of pavement roughness on the skid number SN or 100 coefficient of friction. First, an experimental program
was executed to evaluate SN measured from a locked wheel tester LWT on pavement sections with similar micro- and macrotexture
conditions but different levels of roughness. The measured average SN was seen to be significantly lower on relatively rougher pavement
sections. To explain the above observations, a second set of experiments was conducted to study the effect of the normal load on the LWT
tire on SN. Statistical analysis including regression and ANOVA was used to validate the nonlinear reciprocal relationship found between
SN and the normal load which contradicts the general perception of constant SN with respect to the normal load. Then, a one-dimensional
two-degrees-of-freedom vibration model was formulated to incorporate the significant dynamic fluctuations of the normal load of the
LWT induced by pavement roughness and the vehicle speed. The variation of the normal load and its nonlinear relation to SN was used
to explain lower SN values measured on relatively rougher surfaces. The feasibility of using the international roughness index and the
dynamic load coefficient as predictors of the reduction in SN due to pavement roughness was also investigated. Assurance of adequate
skid resistance is a vital factor considered in allocating pavement rehabilitation funds at the network level. Since excessively rough
pavements also create skid hazards, it is concluded that roughness effects must be considered in pavement management systems not only
for serviceability purposes, but also in safety evaluations.
DOI: 10.1061/ASCETE.1943-5436.0000118
CE Database subject headings: Roughness; Dynamic loads; Coefficients; Pavements.
Author keywords: Roughness; Skid number; Dynamic load coefficient; Locked wheel tester; International roughness index.

Significance and Standardization of Pavement cal when water or other contaminants are present, serving as lu-
Friction Measurements bricants at the tire pavement interface. Hence, the generation of
pavement skid resistance must be investigated within the regime
Accidents due to pavement skid resistance deficiencies are a of partial fluid lubrication. However, the understanding of partial
major concern of the aviation and highway industries. Skid resis- fluid lubrication is vague and only empirical studies have been
tance is developed when vehicle tires are fully or partially pre- conducted to study this phenomenon.
vented from rolling under lubricated conditions and start to slide The variation of skid resistance under partial fluid lubrication
along a pavement surface. Hence, modeling the mechanism of is complicated by its slip speed dependency. In the numerous
skid resistance generation due to the tire pavement friction inter- empirical models that have been developed to address this varia-
action is a major issue in safe operation of vehicles and aircraft. tion, pavement texture parameters have been used as independent
Lubricated mechanical systems operate in four different re- variables Henry 2000. As an example the Penn State Model
gimes of lubrication, namely: static friction, boundary lubrication, Leu and Henry 1983 introduces the percent normalized gradient
partial fluid lubrication, and full fluid lubrication. Of these, the PNG to express the skid resistance-speed dependency as
mechanics of static friction, boundary lubrication, and full fluid
lubrication are well-understood as indicated in the literature SNS = SN0 ePNG/100S 1
Armstrong-Hlouvry 1991. Skid resistance is particularly criti-
where SNS = SN measured at slip speed S, which is the relative
1
Assistant Professor, Dept. of Civil and Environmental Engineering, speed between the tire and the pavement, and SN0 = SN at zero
Universidad del Norte, Colombia corresponding author. slip speed. SN0 has been shown to be highly correlated to pave-
2
Professor, Dept. of Civil and Environmental Engineering, Univ. of ment microtexture which depends on the surface of aggregate
South Florida, Tampa, FL. asperities with its magnitude ranging from 1 to 500 m 0.5
3
Professor, Dept. of Mechanical Engineering, Univ. of South Florida, mm. PNG describes the rate of decrease of skid resistance with
Tampa, FL.
the slip speed. Investigators Leu and Henry 1983 have shown
Note. This manuscript was submitted on May 19, 2009; approved on
October 1, 2009; published online on January 22, 2010. Discussion pe- that PNG is more or less constant on a given surface, and that it is
riod open until December 1, 2010; separate discussions must be submit- highly correlated to the pavement macrotexture. Pavement mac-
ted for individual papers. This paper is part of the Journal of rotexture depends on the arrangement and orientation of aggre-
Transportation Engineering, Vol. 136, No. 7, July 1, 2010. ASCE, gate particles on the pavement surface and its magnitude ranges
ISSN 0733-947X/2010/7-640653/$25.00. from 0.5 to 50 mm. SNo and PNG can be evaluated by performing

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J. Transp. Eng. 2010.136:640-653.


a simple linear regression of frictional measurements on a given in the normal load on a given pavement with variable megatex-
surface at different speeds. ture and presumably more or less constant micro- and macrotex-
In the more recently developed Permanent International Asso- ture, would be manifested as reductions in skid resistance, leading
ciation of Road Congresses model Wambold et al. 1995, PNG/ to longer braking distances at times. In this regard, a number of
100 has been replaced by the speed constant S p, as follows: studies have attributed skid-related accidents to rough pavements
FR60 = FRS * eS60/Sp 2 with high IRI Al-Masaeid, 1997; Tighe et al., 2000; Cenek et
al. 2004. Al-Masaeid observed that multiple-vehicle accidents
where FRS= friction measured at a slip speed S and FR60 increase as IRI increases and Davies et al. also observed that
= predicted value of friction corresponding to a slip speed of 60 skid-related accidents involving multiple vehicles would increase
km/h S p can be considered as a constant with units of speed that with IRI. The current friction models which form the basis for IFI
characterizes the drainage properties of a given surface which are obviously do not incorporate the effect of pavement roughness on
highly correlated to the pavement macrotexture. friction measurements.
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Since a multitude of devices are available for measurement of In this study, an explanation for the reduction in friction is
pavement skid resistance, there has been an imminent need for shown to be the megatexture and the resulting variations of nor-
standardization of skid resistance measurements. Consequently mal load at the tire pavement interface and the well documented
the models presented above have served as the basis for the rela- phenomenon of the reduction in rubber friction due to increased
tively recent development of the international friction index IFI. normal loads. Roth et al. 1942 conducted an investigation on the
The IFI is computed from a mathematical model used to harmo- friction produced by soft rubber compound commonly used in tire
nize friction measurements obtained from different friction mea- treads observing that the coefficient of friction decreases as the
suring devices to a common calibrated index E1960-07, ASTM normal load and the pressure increase. However, Roth et al. have
2009a. The IFI concept is based on the assumption that the fric- not proposed a viable mechanism for the observed reduction on
tion value of a given surface depends on the slip speed at which
the frictional force. Thirion 1946 also studied the influence of
measurements are taken, the texture properties of the pavement
normal load in rubber friction being the first investigator to intro-
surface both micro- and macrotexture and characteristics of the
duce adhesion as a friction generating mechanism on rubberlike
device used to obtain the measurements. Hence, the ASTM
materials. Furthermore, Thirion observed that the coefficient of
E-1960-07 stipulates the use of dynamic friction tester DFT and
the circular track CT meter as the standard equipment for the friction of rubber decreases hyperbolically with increasing normal
calibration of the IFI. In the IFI method, DFT measurement ob- pressure. Schallamach 1952 presented experimental evidence on
tained at 20 km/h DFT20 is considered the standard skid resis- the normal load dependency of rubber friction subsequently hy-
tance value of a pavement and CT Meter is recommended as the pothesizing that the proportionality that exists between the fric-
standard instrument for evaluating S p. DFT20 and S p can be cor- tional force and the true area of contact would be responsible for
related to microtexture and macrotexture, respectively E1960-07, this phenomenon. Therefore Schallamach proposed the following
ASTM 2009a. The IFI concept also assumes the existence of a empirical equation to quantify the dependence of the coefficient
linear correlation between measurements obtained from different of friction of rubber on the normal load W
frictional measuring equipment. Hence any given friction measur-
ing device can be calibrated against the DFT using two param-
eters; A and B inherent to the given device. The parameters A and = cW1/3 3
B represent the intercept and slope, respectively, of the simple
linear regression between the friction measurements of a specific
device on different pavement surfaces and the corresponding The constant c has to be determined experimentally for a given
measurements obtained using the DFT. These parameters could velocity and interacting material types. Conventional frictional
be used later for IFI computations using the given device or in the models do not also account for the normal load dependency of the
standardization of the measurements of that device. coefficient of friction. Eq. 3 reveals that for rubber the coeffi-
cient of friction decreases as the normal load increases.
Limitations of the Current Friction Models
In the current pavement friction evaluation models, coefficient of
Objectives of the Current Study
friction is defined for a finite area of the pavement accounting
only for micro- and macrotexture. This is exemplified by the use
of a spot tester such as DFT as a standard device in the IFI The current investigation is focused on evaluating the impact of
computation. On the other hand, in field evaluations, conventional pavement megatexture on full-scale friction measuring devices in
full-scale friction testing equipment are employed to evaluate the particular, through an understanding of the normal load variation
frictional characteristics of a pavement over a significant length. caused by megatexture and the dependency of frictional coeffi-
Hence, their measurements are affected invariably by the dynamic cient on the normal load.
effects arising from long-wave pavement roughness or megatex- The specific objectives of the study documented in this paper
ture. More specifically, in full-scale friction measuring devices, a are
significant dynamic normal force is generated due to the mechani- 1. Experimental verification of the effect of pavement rough-
cal vibration of its individual components in response to pave- ness on skid resistance.
ment roughness. The overall magnitude of megatexture 2. Experimental verification of the reduction in the coefficient
considered to be of amplitudes of 50 mm and larger depends on of friction with increased normal load.
the nature of the profile and it is typically evaluated by the inter- 3. Formulation of a simplified vibration model to interpret and
national roughness index IRI, following the specifications estab- quantify the changes in skid resistance due to pavement
lished in the ASTM E1926-08 ASTM 2009b. Dynamic changes roughness.

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Experimental Program that could have an effect on the measurements. The randomiza-
tion also served to ensure that the measurements were unbiased
A detailed experimental program was planned and executed to with respect to the testing sequence. Friction measurements were
achieve the first two objectives of this research. reviewed with respect to the order in which they were performed
to observe whether any specific trend would be observed as the
Equipment Used in the Study friction measurements proceeded. No definitive pattern such as a
decreasing trend in the friction measurements at a specific speed
The following state-of-the-art equipment were used to measure was observed as measurements were repeated.
the parameters relevant to this study. The second phase of the experiment was to evaluate the effect
CT meter: the CT meter E2157-01 2005, ASTM 2009d is a of the normal load on friction generated at the tire pavement
device used to evaluate the macrotexture properties of a given interface. The specific goal of this phase was to illustrate that
surface. It specifically measures the mean profile depth MPD
different friction measurements would be obtained by changing
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which is used to express the friction-slip speed dependency in the


the load configuration of the LWT on the same surface. Four
IFI model Eq. 3.
different levels of normal load were configured in the LWT to
DFT: The DFT E1911-09, ASTM 2009e can be employed to
evaluate the surface frictional properties of a pavement. The mea- quantify its effect on friction measurements. Each time, the de-
suring mechanism of the DFT is based on energy concepts with sired variation in normal load was achieved by adding or remov-
the loss of kinetic energy of a rotating disk resting on rubber ing appropriate weights from the LWT trailer. The modified
sliders converted to an equivalent frictional force exerted by the weight configuration was designed so as to prevent any eccentric-
pavement. DFT is capable of measuring friction over the sliding ity at the tire pavement interface and maintain the static download
speed range from zero to 90 km/h. force between the truck and the trailer within the range specified
Locked wheel tester (LWT): The LWT ASTM 2009f is the by ASTM E274-06. The main aim of changing the static load on
most popular device used by the U.S. DOTs to evaluate skid the skid-trailer was to expand the range of variation of the normal
resistance of highway pavements. It operates at full 100% slip load induced by pavement roughness alone and provide a picture
conditions, whereby the wheel used to measure the coefficient of of the relationship between friction and roughness at a much
friction is completely prevented from rolling during testing. Thus, higher resolution. In this phase of the experiment, since friction
the LWT is used to simulate an emergency braking condition had to be measured in each test under the designated normal load,
without an antilock braking system. The specific LWT used in this testing was limited to relatively smooth surfaces in order to
investigation was equipped with a profilometer capable of mea- prevent dynamic changes in the normal load caused by pavement
suring IRI and MPD of the test wheel path. Smooth tires were roughness from becoming a confounding factor.
used in this study since they allow one to better evaluate the To achieve the above conditions, two additional pavements
drainage capability of a pavement surface facilitating the com-
surfaces C and D were selected. Surface C is an asphalt pave-
parison of pavement surfaces for skid resistance.
ment that consists of a friction course of FDOT Type FC-5, while
Surface D is an asphalt pavement that consists of a friction course
Selection of Test Sections of FDOT Type FC-12.5. These friction courses are the most abun-
dant in Floridas highway network. The FC-5 is an open graded
The first phase of experimentation was conducted to evaluate the
effect of roughness on friction measurements. The specific goal of surface type generally used on highways with speed limits higher
this phase was to show that significantly different friction mea- than 50 mph, and FC-12.5 is a dense graded surface type used on
surements would be obtained using the LWT on two distinct highways with speed limits lower than 50 mph. Five friction mea-
sections possessing the same levels of microtexture and macro- surements were performed using the LWT at each of the two
texture, but different degrees of roughness. predetermined speeds for selected design load combinations on
In keeping with this objective, two pavement types A and B each surface. After every friction measurement, a leaf blower was
with different levels of roughness IRI were selected. Surface A used to remove the excess water from the wheel path of the LWT.
was an asphalt pavement that consists of a friction course of The order in which these readings were obtained was randomized
Florida DOT FDOT Type S-3, while Surface B was an asphalt to control all the extraneous noise variables that could affect the
pavement consisting of a friction course of FDOT type FC-5. The friction measurements. After every friction measurement, the
next task was to select two subsections on each section A and B LWT was recalibrated for the updated load configuration.
so that a significant difference in roughness megatexture was
apparent between them. In each section A and B, a subsection
relatively rougher than the rest of the section was designated as Results of Texture Analysis
the test site and another regular subsection in close proximity to
the test site was selected as the control site. After meticulous
visual survey of both pavement sections, two subsections of each Fig. 1 presents different descriptive statistics of MPD from CT
section were chosen as the test sites and the control sites. Both the Meter and DFT20 from the DFT used for the texture compari-
DFT and the CT Meter were used to verify that the micro- and son between the control and the test sections of both pavement
macrotexture characteristics on both subsections were similar. surfaces A and B. From Fig. 1, it is observed that there is no
Then five repeated friction measurements were obtained at three significant difference in macrotexture indicated by MPD and
predetermined speeds on each subsection using the LWT. After microtexture indicated by DFT20 between the test and control
every friction measurement, an air blower leaf blower was used subsections on both Pavements A and B.
to remove the excess water from the wheel path of the LWT. The In order to verify that the random variations in MPD and
order in which the readings were taken was randomized to control DFT20 within each A and B section are not statistically signifi-
all of the noise variables that were not of interest in this study, but cant, an effects model of the following form was used

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Fig. 1. Box plots of texture comparison between test and control sections of Pavements A and B

y ij = + i + ij i = 1,2
j = 1,2,3,4
4
present the ANOVAs of texture MPD and DFT20 for both Pave-
ments A and B with roughness as the treatment factor.
From Tables 14, it can be observed that in all four cases the
where y ij = jth observation of the ith treatment and = parameter
P-value is significantly high at a significance level of 0.1,
common to all treatments called the overall mean. In this case,
which leads to acceptance of the null hypothesis Eq. 4 that the
would be the overall DFT20 or MPD mean of the pavement sur-
face and i = parameter unique to the ith treatment called the ith difference in roughness is not significant i = 0 for the DFT20
treatment effect, which in this case would be roughness. The null and MPD measurements within the test and control subsections of
hypothesis would be that i = 0, implying that the effect of rough- Pavements A and B. This leads to the conclusion that the test and
ness on the test and control subsections is zero for the measure- control sites only differ in roughness megatexture and not in
ments obtained using the DFT and the CT meter. Tables 14 micro- and macrotexture properties.

Table 1. ANOVA of Microtexture DFT20 on Pavement A


Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Roughness 1 0.000008 0.000008 0.0213 0.8887
Residuals 6 0.0022515 0.00037525
Note: Boldface font indicates high P-values.

Table 2. ANOVA of Microtexture DFT20 on Pavement B


Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Roughness 1 0.000006125 0.000006125 0.3411 0.5805
Residuals 6 0.00010775 0.000017958
Note: Boldface font indicates high P-values.

Table 3. ANOVA of Macrotexture MPD on Pavement A


Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Roughness 1 0.00005 0.00005 0.0698 0.8005
Residuals 6 0.0043 0.0007167
Note: Boldface font indicates high P-values.

Table 4. ANOVA of Macrotexture MPD on Pavement B


Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Roughness 1 0.000112 0.000112 0.0184 0.8965
Residuals 6 0.036675 0.006113
Note: Boldface font indicates high P-values.

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Fig. 2. Measured roughness characteristics of subsections of Pavement A
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Results of Friction Testing to roughness and the interaction between speed and roughness.
The results of ANOVA are given in Tables 5 and 6.
Effects of Roughness on Friction It can be concluded from Tables 5 and 6 that the roughness
variation has a statistically significant effect on frictional mea-
Figs. 2 and 3 show the IRI, ride number RN, which is another surements, at a 90% level of confidence P-values =0.1. It
indicator of roughness, MPD, and the DFT20 evaluations of the also appears that the plots in Fig. 4 have parallel trends with
test and control subsections of Pavements A and B, respectively. respect to speed, indicating that there is no significant interaction
It must be noted that the parameters IRI and RN are computed in
between roughness and speed. However, one would expect the
accordance with the ASTM E1926-08 and ASTM E1489-08
interaction between speed and roughness to affect the friction
E1489-08, ASTM 2009c, respectively, using the laser profiler of
the LWT. measurements, since the speed of the moving LWT determines
Fig. 4 depicts the friction measurements on Pavements A and how the roughness of the pavement surface is felt by the LWT
B at subsections of regular control and high test roughness. It in terms of the rate of change in elevation with time Gillespie et
can be observed that on both pavements, at a given speed, the SN al. 1993.
decreases as the roughness increases. In this respect, it can be observed from Table 5 that the inter-
It is also seen from Fig. 4 that the roughness ranges encoun- action variable speedroughness has no significant effect on SN
tered in Pavements A and B contribute to SN reductions of 6 and in Pavement A, where as Table 6 shows that the P-value for the
20%, respectively. In addition, an ANOVA study was also per- interaction variable is much lower than 0.1, indicating its
formed to investigate the significance of the reduction in SN due significance on SN measurements. One possible explanation for

Fig. 3. Measured roughness characteristics of subsections of Pavement B

Fig. 4. Effect of roughness on the SNs of: a Pavement A; b Pavement B

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Table 5. ANOVA of Friction Measurements SN including the Interaction Variable SpeedRoughness on Pavement A
Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Speed 1 2449.43 2449.43 186.2531 8.34 1013
Roughness 1 40.3 40.3 3.064 0.09282
Speedroughness 1 0.02 0.02 0.0012 0.97237
Residuals 24 315.63 13.15
Note: Boldface font indicates high P-values.

this anomaly could be that a specific predominant roughness Effects of the Normal Load on Friction
wavelength encountered on Pavement B excites one of the natural
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frequencies of the suspension system of the LWT at a specific In the second phase of the experimental program, testing was
speed, a condition that does not occur on Pavement A. conducted to investigate the effects of the normal load on friction
In order to provide support for the above hypothesis the pro- measurements. Fig. 6 presents the frictional measurements taken
files of Pavements A and B were plotted in Fig. 5 in the frequency on Pavements C and D Selection of Test Sections section by
domain. First, a fast Fourier transform FFT was performed on varying the normal load at two distinct speeds. The typical static
the profiles to obtain the wave number wn spectrum and then the normal load of the LWT is 1,085 lb, as stipulated in the ASTM
frequency spectrum, f, corresponding to any evaluation speed S standards. From Fig. 6 one can observe that SN follows an in-
was determined using the following: verse S shape, where SN remains constant at low normal loads
until a certain limiting normal load is reached at which SN starts
to decrease as the load increases, and finally reaches a residual
f = wn * S 5 SN. It must be noted that at a fixed normal load the reduction in
where f = frequency cycles/s and wn = pavement wavenumber SN at higher speeds Fig. 6 is an established fact as seen in Eq.
cycle/length. 1 Henry 2000; E1960-07, ASTM 2009a.
It can be seen from Fig. 5 that the principal frequency compo- ANOVA was also performed to verify the significance of the
nents of the profiles of Pavements A and B for the three speeds dependence of normal load on SN. From the results of the analy-
used lie in the ranges of 0.20.8 Hz and 0.52 Hz, respectively. sis shown in Tables 7 and 8 one can see that the P-value repre-
Since one of the natural frequencies of the LWT is found to be 1.8 senting the factor, load, is approximately zero, leading to the
Hz Modeling the Dynamic Effects of Pavement Roughness conclusion that the normal load is statistically significant in fric-
section, the dynamic response of the LWT is magnified on Pave- tion measurements.
ment B. This illustrates that the relationship between friction and However, the ANOVA results shown in Tables 7 and 8 do not
roughness can be confounded by speed effects when testing pave- provide adequate information to distinguish the normal load lev-
ments where one predominant roughness wavelength can interact els at which the significant differences in the measured average
with the operational speed to produce a resonant condition of the SN values occur. In order to verify that the mean SN values
LWT. measured under two selected normal loads are significantly dif-

Table 6. ANOVA of Friction Measurements SN including the Interaction Variable SpeedRoughness on Pavement B
Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Speed 1 856.41 856.41 408.967 2.20 1016
Roughness 1 546.13 546.13 260.797 4.524 1015
Speedroughness 1 43.88 43.88 20.955 0.0001025
Residuals 26 54.45 2.09
Note: Boldface font indicates low P-values.

Fig. 5. Frequency decomposition of the pavement profiles

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Fig. 6. Effect of normal load on SNs on: a Pavement C; b Pavement D

ferent from one another, one could carry out multiple independent Tables 9 and 10 show that the P-values for Combinations #25
sample t-tests, each time performing a pair-wise comparison of are equal to zero, enabling one to reject the null hypothesis that
the corresponding SN means. However, when one performs n the SN is the same at those load combinations. This observation is
simultaneous independent sample t-test comparisons, one would further supported by the confidence intervals obtained using the
expect the Type I error to accumulate n times, thus inflating it Tukeys HSD test which are plotted in Figs. 7a and b. Further-
to the point that the studies would no longer produce meaningful more, the above results also show that there is no significant
results. In order to address this issue, a technique known as difference between the mean SN measured at Load Combination
Tukeys honestly significant difference HSD test Montgomery, #1 in both Tables 9 and 10; and in Combination #6 in Table 9.
2008 was executed to control the family-wise error rates. In this Although the very low P-value corresponding to the Combination
investigation, the HSD test was used specifically to determine as #6 in Table 10 suggests that there is a difference in SN for that
to which of the SN means measured at selected load level pairs combination, one can observe in Fig. 7b that the corresponding
were significantly different from each other. Tukeys test is a hy- confidence interval for the difference in means almost contains
pothesis test where a pairwise comparison of means is performed the value of zero. This slight anomaly is pronounced only at the
in which the overall significance level is exactly Type Error I. speed of 50 mph, as seen in Fig. 6b. Results of the data analysis
Tukeys test turns out to be conservative when compared to re- provided in Tables 9 and 10 and Fig. 7 further support the inverse
sults obtained by performing multiple independent sample t-tests, S shape proposed for the SN versus load variation seen in Figs.
making the conclusions drawn from this analysis more meaning- 6a and b. Hence, the following mathematical representation,
ful. The results of the Tukeys HSD test are demonstrated in which captures S-shape dependencies, is used to model SN with
Tables 9 and 10 and Fig. 7. respect to normal load.

Table 7. ANOVA of Friction Measurements SN on Pavement C based on Speed and Normal Load
Source of variation Degrees of freedom Sum of Squares Mean Square F0 P-value
Speed 1 376.86 376.86 237.714 2.20 1016
Load 3 238.72 79.57 50.193 9 . 17 1013
Residuals 35 55.49 1.59
Note: Boldface font indicates low P-values.

Table 8. ANOVA of friction measurements SN on Pavement D based on Speed and Normal Load
Source of variation Degrees of freedom Sum of squares Mean square F0 P-value
Speed 1 2,670.45 2,670.45 921.39 2.20 1016
Load 3 2,077.02 692.34 238.88 2 . 20 1016
Residuals 35 101.44 2.9
Note: Boldface font indicates low P-values.

Table 9. Pairwise Comparisons among SN Means at Different Load Configuration using Tukeys HSD Test for Pavement C
Load pair combination Difference of SN means Lower SN limit of
Combination number lb between load levels confidence interval Upper SN limit of confidence interval P-value
1 1,085900 0.2374102 1.79763 1.32281 0.9763147
2 1,400900 4.76 6.278607 3.241393 0
3 1,600900 5.2015174 6.685209 3.717826 0
4 1,4001,085 4.5225898 6.08281 2.96237 0
5 1,6001,085 4.9641072 6.490364 3.43785 0
6 1,6001,400 0.4415174 1.925209 1.042174 0.8527597
Note: Boldface font indicates high P-values.

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Table 10. Pairwise Comparisons among SN Means at Different Load Configuration using Tukeys HSD Test for Pavement D
Load pair combination Difference of SN means Lower SN limit of
Combination number lb between load levels confidence interval Upper SN limit of confidence interval P-value
1 1,085900 0.8330 2.8863 1.2203 0.6954
2 1,400900 13.4076 15.4137 11.4015 0
3 1,600900 16.2307 18.3402 14.1211 0
4 1,4001,085 12.5746 14.5807 10.5685 0
5 1,6001,085 15.3977 17.5072 13.2881 0
6 1,6001,400 2.8231 4.8867 0.7594 0.0040
Note: Boldface font indicates high P-values.
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SNr SNo the tire pavement interface is composed of two main components;


SN = SNo + 6 adhesion and hysteresis, as shown in the following equations.
W wi
1 + exp
b f = fa + fh 7
where SNo = SN at relatively low loads; SNr = residual SN at rela- where f = overall coefficient of friction and f a and f h
tively high loads; W = normal load; b = width of the inverse = components of the coefficient due to adhesion and hysteresis,
S-shape curve along the w axis; and wi = inflection point of the respectively


curve, as shown in Fig. 8. For a particular LWT, the parameters b
and wi can be determined using nonlinear regression or curve E
f a = K 1s tan 8
fitting techniques. It can be envisioned that Eq. 6 would have a pr
wider field applicability to include any vehicle compared to an
and
equivalent laboratory format developed by Schallamach 1952 in
Eq. 3. Fig. 9 shows the results of fitting Eq. 6 for Pavements C
and D.
An interesting observation from Fig. 9 is that the values of the
f h = K 2s
p
E
n
tan 9

parameters wi and b do not seem to depend on either the opera- where tan = tangent modulus of the elastometer; p = normal pres-
tional speed or the pavements, suggesting that they could be in- sure; E = storage modulus or the stress-strain ratio for the com-
herent parameters of the measuring device LWT. Eq. 6 will be ponent of strain in phase with the applied stress; s = effective
used in the Modeling the Dynamic Effects of Pavement Rough- shear strength of the sliding interface; and n = index greater than
ness section to simulate the friction measurements under differ- 1. r = constant parameter with a magnitude less than 1.
ent dynamic conditions. The parameters of Eqs. 6 that are listed It can be seen that both f a and f h depend on the viscoelastic
in Table 11 represent the two Pavements C and D. properties of rubber. Also, one can see from Eq. 8 that the ad-
hesion component decreases as the normal pressure increases. On
the other hand, Fig. 10 illustrates how the two components con-
Explanation of the Abnormal SN versus Load Behavior
tribute to the overall coefficient of friction as the speed changes.
Skid resistance is commonly explained by the molecular attrac- Li et al. 2004, showed that the adhesion component dominates the
tion theory Moore 1975 that states that the friction generated at frictional coefficient at general operational speeds 2060 mph.

Fig. 7. Confidence intervals for all difference in means of all pair of load combinations on: a Pavement C; b pavement D

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J. Transp. Eng. 2010.136:640-653.


Fig. 10. Friction components: adhesion and hysteresis adapted from
Moore 1975
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Fig. 8. Nonlinear model representing the effect of normal load on


SNs
11, M w unsprung mass = combined mass of one half of the ve-
hicle axle, and the single trailer tire, while M t sprung mass
Hence, one could use the above facts to formulate the follow- = half the total mass of the trailer without M w. Kt = stiffness coef-
ing explanation for the SN versus load behavior presented in Figs. ficient of the suspension of the trailer as provided by the manu-
8 and 9. Although Eqs. 8 and 9 show opposing trends of f as facturer and verified later from laboratory testing, and Kw
the normal load changes, based on Fig. 10 one could expect the = stiffness coefficient of the tire established from tire testing in the
adhesion component to dominate the overall f within normal op- laboratory. Ct = damping coefficient of the trailer the shock ab-
erational speeds Li et al. 2004. Therefore f would decrease with sorber, and Cw = damping coefficient of the tire. It must be noted
the normal pressure p. that the above model does not include the additional normal force
resulting from the back torque produced on the testing wheel due
to the frictional force. The two damping coefficients were deter-
Modeling the Dynamic Effects of Pavement mined using experimental modal analysis followed by back-
Roughness calculation from measured response of the LWT when subjected
to a defined profile input. The experimental measurements will be
described in the validation procedure. Table 12 defines the values
Model Development and Validation
of the above parameters.
To simulate the dynamic response of the LWT trailer, and specifi- The proposed model Fig. 11 constrains the motion in the
cally assess the variation of the normal load at the tire pavement vertical direction and the vertical displacements are defined using
interface due to road roughness, a rigid-body vibration dynamic the variables qtt and qwt, measured from a predetermined
model with two degrees of freedom was formulated for one half baseline. The displacement input to the system is provided by the
of the LWT Fig. 11. For this purpose, six model parameters: two road profile. Eq. 10 can be used to transform the spatially de-
masses M w and M t, the two spring stiffnesses Kw and Kt, and the fined profile, y = fx, to a time dependent vertical displacement
two damping coefficients Cw, and Ct are defined. As seen in Fig. input yt

Fig. 9. Measured versus predicted load-SN relationship at different speeds

Table 11. Parameters Characterizing the Friction-Load Dependency of Pavements C and D


Speed b wi
Surface mph lb lb SNo SNr
C 30 50 1,300 47.5 41.5
C 55 50 1,300 42.5 36.4
D 30 50 1,300 51.7 34.5
D 55 50 1,300 35 21

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J. Transp. Eng. 2010.136:640-653.


Accelerometer
corresponding to Mt

Accelerometer
corresponding to Mw

Fig. 12. Instrumentation of the LWT


c = 0 0 0
Cw
T
15
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Mw

Fig. 11. LWT half trailer vibration model Runge-Kutta method is used to solve Eq. 11 for any given input
profile expressed in the time domain as yt.
In order to validate the above model and evaluate its damping
parameters, the LWT was instrumented with two accelerometers
x attached at two specific locations of the LWT as shown in Fig.
t= 10 12 to measure the corresponding accelerations motion of the
S
trailer frame M t and the axle M w. Then, a simple test was
where x = longitudinal distance along a given pavement profile designed in which LWT was moved rapidly over a pavement
and S = operational speed of the LWT. By providing the facility of bump Fig. 13 at a speed of 4.2 mph inducing a sudden excita-
converting the variations in the pavement to a forced displace- tion on it. During this test, the acceleration records of the trailer
ment on a time scale, Eq. 10 enables one to investigate the frame and the axle that approximate the motion of the two lumped
interaction between speed and roughness Gillespie et al. 1993. masses of the model Fig. 11 were recorded. Profile measure-
The equations of motion can be written in state space variable ments of the pavement bump needed for the prediction model in
form Cauchy form as Eq. 11 was measured using a rod and level.
Fig. 14 presents the frequency spectrum of the acceleration
corresponding to M t. The spectrum reveals the two natural fre-
z = Az + b y + c y 11 quencies of the system, which represent the principal modes of

where y = first derivative of the profile with respect to time and


z = array of state variables Eq. 12 that defines the motion of the
system. A, b , and c arrays are defined as follows using the model
parameters:

z = qt qt qw qw T 12


0 1 0 0
Kt Ct Kt Ct

Mt Mt Mt Mt
A= 13
0 0 0 1
Kt Ct Kt + Kw Ct + Cw
Fig. 13. Input profile for the validation of the system pavement
Mw Mw Mw Mw bump


b = 0 0 0
Kw
Mw
T
14

Table 12. Dynamic Model Parameters


Parameter Description Magnitude Units
Mt Sprung mass 440 kg
Mw Unsprung mass 60 kg
Ct Suspension damping 3.5 kNs/m
Cw Tire damping 0.5 kNs/m
Kt Suspension stiffness 70 kN/m Fig. 14. Frequency spectrum of the accelerometer readings corre-
Kw Tire stiffness 265 kN/m sponding to M t

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J. Transp. Eng. 2010.136:640-653.


Fig. 15. Measured and predicted velocities of: a M w; b M t
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motion degrees of freedom of the LWT. These can be calculated W = Wstatic Kwqw y Cwqw y 16
by solving the eigenvalue problem of Eq. 11. The computed
natural frequencies of the system are 1.8 and 11.9 Hz, which
show excellent agreement between the predicted and measured where W and Wstatic = dynamic load during operation and the load
natural frequencies. Fig. 15 displays a comparison between the caused by only the masses at static equilibrium at the tire pave-
actually measured and the model predicted vertical velocities of
ment interface.
the two masses or the corresponding components of the system
With the statistically established SN versus W relationship for
when the LWT traveled over the bump described on Fig. 13 at 4.2
LWT Eq. 6 and the model for predicting the dynamic varia-
mph. The vertical velocity was obtained by integrating the mea-
sured acceleration with time. One can observe in Fig. 15 that the tions of the normal load W along a given profile Eq. 16 one
theoretical model captures both the high and the low frequency can simulate the effect of profile roughness on pavement skid
modes of the response. resistance. In this process, for a given input pavement profile, one
can predict W at any time using Eq. 16 and use Eq. 6 to obtain
the instantaneously effective SN. The average SN can then be
Simulation of Friction Measurements calculated for a sufficiently long profile length. Fig. 16 shows
Using the solution of the above validated model Eqs. 1115 average SN values obtained from the above procedure for the
and Eq. 16, one can determine the dynamic normal load induced simulated pavements profiles using the friction characteristics of
at the tire pavement interface due to roughness as Pavements C and D at two specific speeds, plotted with respect to

Fig. 16. SN versus IRI on the simulated profile of: a Pavement C at 30 mph; b Pavement C 55 mph; c Pavement D at 30 mph; and d
Pavement D at 55 mph

650 / JOURNAL OF TRANSPORTATION ENGINEERING ASCE / JULY 2010

J. Transp. Eng. 2010.136:640-653.


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Fig. 18. SN versus frequency of simulated Pavement D with ampli-


tude of 20 mm

Fig. 17. 3D representation of IRI with respect to frequency and


amplitude wavelengths. Fig. 18 shows the predicted variation of SN
throughout the frequency spectrum corresponding to the range of
input wavelength and the sharp recess in SN corresponding to the
the corresponding IRI. The IRI values for the simulated profiles
predominant LWT frequency of 1.8 Hz.
were calculated in accordance with the algorithm provided by the
This study shows that the dynamic load coefficient DLC is
ASTM standards.
appropriate for representing the effect of roughness on SN. The
Fig. 16 shows a highly scattered plot between SN and IRI. It
DLC is used typically to assess the dynamic variation of the nor-
can be seen that at relatively low values of IRI 0 to 10 m/km,
mal load at the tire pavement interface of a given vehicle for a
which are usually encountered in real pavement profiles, there is
specific combination of pavement roughness and vehicle speed
no apparent correlation between SN and IRI. However, at high
Gillespie et al. 1993. It is defined as
IRI values, as expected, SN shows a decreasing trend with in-
creasing IRI. The ill-definition of the SN versus IRI relationship, W
seen particularly at usually encountered IRI values, can be attrib- DLC = 17
Wstatic
uted to the dependency of the IRI parameter on the natural fre-
quencies of the quarter-car model used in the IRI computation. where W = standard deviation of the normal load W variation,
IRI is a standard parameter that is used to evaluate the roughness obtained from Eq. 16 in response to a given pavement profile.
condition of a pavement profile calculated from a dynamic model Since the variation of SN with roughness is triggered by the
that simulates the motion of a quarter-car E1926-08, ASTM dynamic variation of the normal load, SN versus DLC provides a
2009b. In order to verify this explanation, profiles were simu- single-value relationship for a given pavement and speed. Conse-
lated over a large range of wavenumbers and amplitudes. Fig. 17 quently Fig. 19 shows SN versus DLC plots to be of monotonic
shows the IRI obtained from the simulated profiles plotted against inverse S shapes as seen before in Figs. 8 and 9. Fig. 19 was
the corresponding amplitude and the frequencies. The frequency constructed as follows: The DLC for a given pavement with a
in Fig. 17 was obtained using the operational speed of 80 km/h, as known profile y can be determined from Eqs. 1117. Also,
stipulated in the ASTM E1926-08 for IRI computations. using Eq. 6 and the corresponding parameters found in Table 11,
In Fig. 17 one can observe that at two specific frequencies the one can estimate SN values measured by the LWT on that pave-
IRI gets magnified. These frequencies correspond to the natural ment. Hence, this study suggests the use of the well-defined
frequencies of the quarter-car model used to compute the IRI. curves in Fig. 19 to define the effect of roughness and speed on
Therefore, it is seen that IRI is quite sensitive to the dynamic the measured SN.
characteristics of the quarter-car model and exhibits a nonmono-
tonic relationship with respect to roughness, with many condi-
tions of roughness producing the same IRI. Therefore one can Conclusions
conclude that, although IRI is used as a standard to evaluate the
roughness of pavements it is not an appropriate parameter for An experimental and analytical investigation was performed to
expressing the SN versus roughness relationship. The nonmono- study the effect of pavement roughness on friction measurements.
tonic nature of the IRI versus roughness relationship Fig. 17 Significant experimental evidence was presented in this investi-
clearly explains why multiple values of SN correspond to a given gation to illustrate that increased pavement roughness decreases
IRI in Fig. 16. Furthermore, even if one expresses the variation in the measured SN or 100 coefficient of friction. Although the
the SN values measured by LWT with respect to more appropriate investigation was limited to LWT measurements, this finding
roughness parameters of the pavement profile, e.g., wavelength could be extended to other vehicles as well as to explain the
and amplitude, one could expect a nonmonotonic relationship be- results of previous investigations attributing skid-related acci-
cause the natural frequencies of the LWT itself can produce a dents to pavement roughness Al-Masaeid, 1997; Tighe et al.,
resonance effect. To illustrate this, the vibration model Eqs. 6 2000.
and 1016 was used to predict the SN values that would be Furthermore, the current IFI standard for characterizing the
measured by the LWT on simulated pavement profiles with SN frictional properties of a pavement surface does not consider
versus W characteristics similar to that of Pavement D, as seen in pavement roughness as a required parameter for estimation of IFI.
Table 11. The simulated profiles were obtained by using simple This is because it advocates the use of the DFT, which is a spot
sine waves of constant amplitude of 20 mm and a wide range of tester, as the calibration device. In this research it was concluded

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J. Transp. Eng. 2010.136:640-653.


Fig. 19. SN versus DLC on a Pavement C; b Pavement D
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that even when the DFT measures the same friction value on terization of pavement friction in current models by incorporating
different pavement sections with similar texture conditions, full- pavement roughness. They would also lead to formulation of
scale friction measuring device such as the LWT would produce more meaningful and safer pavement management system
different friction readings if the roughness condition changes decision-making criteria with respect to the rehabilitation of
from one section to another. In order to account for this phenom- rough pavements, which will not only address the serviceability,
enon, an additional parameter accounting for roughness effects but also the safety issues.
could be included in the regression analysis used in IFI compu-
tations. A parameter appropriate for this purpose can be found by
extending this research further. References
Since the primary factor that contributes to the variation of SN
with roughness is the dynamics of the normal load, a rigid-body Al-Masaeid, H. R. 1997. Impact of pavement condition on rural road
two-degree-of-freedom system was used successfully to model accidents. Can. J. Civ. Eng., 244, 523531.
the variation of normal load at the tire pavement interface of the Armstrong-Hlouvry, B. 1991. Control of machines with friction, The
LWT. The stiffness and damping properties of the model were Springer international series in engineering and computer science,
estimated by direct laboratory measurements and back-calculation Vol. 128, Springer, New York.
from field experimental data. The natural frequencies and veloci- ASTM. 2009a. Standard practice for calculating international friction
ties predicted by the theoretical model showed excellent agree- index of a pavement surface. E1960-07, West Conshohocken, Pa.
ment with the corresponding experimental measurements ASTM. 2009b. Standard practice for computing international rough-
ness index of roads from longitudinal profile measurements. E1926-
performed subsequently.
08, West Conshohocken, Pa.
It was also shown experimentally that a quantifiable nonlinear ASTM. 2009c. Standard practice for computing ride number of roads
relationship exists between rubber friction and the normal load. from longitudinal profile measurements made by an inertial profile
This relationship was combined with the above vibration model to measuring device. E1489-08, West Conshohocken, Pa.
explain the dependency of friction SN on roughness. In addi- ASTM. 2009d. Standard practice for measuring pavement macrotex-
tion, a procedure was also formulated to predict the pavement ture using the circular track meter. E2157-01, West Conshohocken,
friction response measurable SN of LWT on any known profile. Pa.
It can be visualized that the same general trend of SN versus ASTM. 2009e. Standard test method for measuring paved surface fric-
roughness would also be exhibited by other vehicles as well. tional properties using the dynamic friction tester. E1911-09, West
Different parameters that have the potential to define the ef- Conshohocken, Pa.
ASTM. 2009f. Standard test method for skid resistance of paved sur-
fects of roughness on friction measurements were studied. It was
faces using a full-scale tire. E274-06, West Conshohocken, Pa.
found that the IRI is sensitive to the properties of its inherent
Cenek, P. D., Davies, R. B., Loader, M., and McLarin, M. W. 2004.
quarter-car model, and hence it is not an accurate predictor of the Crash risk relationships for improved safety management of roads.
SN versus roughness relationship. However, the DLC, commonly Transfund NZ Research Report PR3-0709, Wellington, New Zealand.
used to evaluate the effect of heavy vehicles on pavement struc- Gillespie, T. D., Karamihas, S. M., Sayers, M. W., Nasim, M. A., Hansen,
tures, was found to be an adequate estimator of the roughness W., Ehsan, N., and Cebon, D. 1993. Effects of heavy-vehicle char-
effects on measured friction. acteristics on pavement response and performance. NCHRP Rep. No.
This preliminary investigation showed that isolated testing of 353, Transportation Research Board, Washington, D.C.
rough pavement sections with excessively high DLC values pro- Henry, J. J. 2000. Evaluation of pavement friction characteristics.
duce relatively lower SN values than smoother pavement sections NCHRP Synthesis 291, Transportation Research Board, Washington,
with the same texture characteristics. D.C.
It is the writers belief that SN values should only be used as a Leu, M. C., and Henry, J. J. 1983. Prediction of skid resistance as a
function of speed from pavement texture. Transportation Research
reference for maintenance purposes. A SN value measured at
Record. 946, Transportation Research Board, Washington, D.C.
100% slip does not necessarily represent the actual friction con- Li, S., Noureldin, S., and Zhu, K. 2004. Upgrading the INDOT pave-
ditions encountered by any given vehicle that could very well ment friction testing program. Joint transportation research pro-
operate under a different braking mechanism. Therefore the con- gram, Purdue Libraries, 69.
clusions of this research cannot be used to associate measured SN Montgomery, D. C. 2008. Design and analysis of experiments, 7th Ed.,
values with the potential for skid-related accidents of automo- Wiley, New York.
biles. Moore, D. F. 1975. The friction of pneumatic tyres, Elsevier Science,
The findings of this investigation would provide better charac- New York.

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Roth, F. L., Driscoll, R. L., and Holt, W. L. 1942. Frictional properties safety into pavement management. Transportation Research Record.
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Thirion, P. 1946. Les coefficients d adherence du caoutchouc. Revue skid resistance measurements. Final Rep. submitted to the Perma-
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