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Chess Psycho1ogy
A l l r i gh t s r e s e r v e d u n d e r P a n Am e r i c a n
a n d I n t e r n a t i o n a l Cop y r i g h t c on v e n t i o n s .
I SBN 0 - 8 7 56 8 - 2 56- 1
N o p a r t o f th i s p u b l i c a t i o n m a y b e r e
p r o d u c e d , s t o red i n a r e t r i eva l s y s t e m , o r
t r a nsm i t te d i n any f o rm , or b y a n y means :
e l e c t r on i c , electrostatic , m a g ne t i c ,
tapes , m e ch a n i c a l p h o t o c o py i n g , r e c o r d i n g
or otherwi s e , wi thout pr ior and current
p e rm i s s i o n f r o m t h e p u b l i s h e r .
A u t ho r : C a r y Ut t e rb e r g
Ed i tor : K e n S m i th
C omp u t e r T yp e s e t t i n g : C a r y Ut t e rberg
Cover : E l a i ne Sm i th
Proo f r ea de r : S i d P i ckard
F i n a l P r e p a r a t i o n & D i a gr am s : K e n S m i th
Publ i she r : C he s s D i g e s t , I n c .
1 6 0 1 T a n t o r ( P . O . Bo x 5 9 0 2 9 )
Da l l a s , Texa s 7 5 2 2 9
S e n d the p u bl i s he r $ 2 . 0 0 f o r the n e w
Che s s G u i d e t h a t c a t a l o g s eve r y che s s b o o k
for g e ne r a l s a l e in the Un i ted S t a t e s .
You are g i ve n publ i she r s , page c ount s ,
n o t a t i o n a n d c r i t i c a l r ev i e w s . Also in
c l ud e d i s a f r e e C h e s s I mp r ov e m e n t c o u r s e
fo r b e g i n ne r s u p t h r ough Ma s t e r l eve l
p l a yers .
Tab1e o f Contents
Page
Pref ace 7
6. Phi 1 i dor 57
P a wn P l a y a n d O r d e r
I I . THE ROMANTI CS ( 1 8 2 1 - 1 8 59 )
T H E D E VELO P M E N T O F NATURAL TALENT
7 . Bourdonna i s 62
T h e Exi s t en t i a l A t t a c k i n g Un i t
8 . Staunton 66
E x i s t e n t i a l Vu l ne r a b i l i t y
9 . Anderssen 71
Antagon i sm
4 Tab1e of Contents
Page
1 0 . Morphy 76
The G l o b a l Ex i s t e n t i a l
Und e r s t an d i ng
1 1 . Pau1sen 81
I n e r t i a l Ma s s
1 2 . Ste i n i tz 87
S t r a t e g i c Ma s k i n g
1 3 . Tarrasch 93
I d ea l i sm
1 4 . Tchigor i n 1 00
Skep t i c i sm
1 5 . Lasker 105
Recogn i t i on
1 7 . Capab1anca 1 17
T he F u l l y - I n t e g r a t e d Ex i s t e n t i a l
Un d e r s t a n d i n g
1 8 . Nizov i ch 1 25
Respons i b i l i ty
1 9 . A1ekh i ne 132
The I n i t i a t i ve
Tab1e of Contents 5
Page
20 . Botvinn i k 1 44
S ubje c t / O bje c t I n t e g r a t i o n
2 1 . Sys1ov 152
T h e Mod e r n G r u n f e l d D e f e n c e
2 2 . Bo1es1avsky 1 56
The Mod e r n S i c i l i a n D e f e n c e
2 3 . Bronstein 161
The Mod e r n K i n g ' s I n d i a n D e f e n c e
V . CONTEMPORARY CHESS ( 1 9 5 7 - )
T H E I ND I V I DUAL I N S T RUGGLE
24 . Ta1 1 66
The P s y c h o l o g i c a l S a c r i f i c e
2 5 . Petros i an 1 70
Adve r s a r i a l R e s pons i b i l i t y
2 6 . Korchno i 1 74
D e f en s i ve C h a r a c t e r
2 7 . Spassky 1 78
The U n i v e r s a l S t y l e
2 8 . F i scher 1 84
I nt e r a c t i ve R e s pons i b i l i t y
2 9 . Karpov 1 95
D om i n a t i o n
30 . Kasparov 1 99
C o mmu n a l R e s p o n s i b i l i t y
3 1 . Overview 206
6 Tab1e of Contents
Page
Append ix 1 2 14
O n t h e R a t i n g o f C he s s p l a y e r s
Append ix 2 217
O n T r a i n i n g Ex i s t e n t i a l Und e r s t a n d i n g
Preface
C he s s I n f o r ma t i on : o p e n i n g s a n d en d -
i n g s , t o u r n a m e n t a n d m a t ch b o o k s , p e r i o d
icals , b i o g r a ph i e s , hi s tor i e s , p r o b l em s ,
T he r e ' s n o s h o r t a g e o f k n ow l e d g e t o
b e a ss i m i l a ted . Bu t who w ou l d c l a i m tha t
a n y g i v e n p e r s o n c ou l d f o l l ow t h i s r o a d t o
the gr andma s te r t i t l e ? Or who truly be
l i ev e s t h a t f o r thcom i ng i n f o rma t i on w i l l
one d a y topp l e thi s ba rr i e r ? My p r i ma r y
the s i s a l r e a d y s u gg e s t s i t s e l f : The h u m a n
m i nd po s s e s s e s a c a p a c i t y to un d e r s t an d
che s s e x i s t e n t i a l l y - - i n a m a n n e r wh i ch d e
f i e s a n y obje c t i ve , we l l - d e f i ne d f o r mu l a
t i on .
Th i s is f u r t he r c o r r obo r a t e d by the
c a s e o f che s s - p l a y i n g c o mp u t e r s . Con tem
p o r a r y progr ams a cc e s s a v a s t a mo u n t o f
i n f o rm a t i on - - a s c l e ve r l y f o r mu l a t e d as
pos s i bl e - - yet rema i n gross l y ineff i c ient
wh e n c o mpa r e d t o t h e a ve r a g e h u m a n c o mp e t
i tor . A dm i t t e d l y , p r e s en t - d a y compu t e r s
have exh i b i t e d g r a n dma s t e r s t r en g th -
thanks to the i r i ncred ible speed of
" th o u g h t " ; o n the o t he r h a n d , n o o n e c a n
deny that even the b e s t p r ograms , if
f o r c e d t o th i n k a t t h e l e i s u r e l y p a c e o f a
hum a n m i n d , w o u l d b e 1 u c k y t o p l a y a l e g a l
game , much l e s s a s t r on g one . The f a c t i s
t h a t h um a n s a r e a b l e t o s o l ve m a n y p o s i
t i o n s " a t a g l a n c e " , wh i l e t h e m e t h o d s o f
a r t i f i c i a l i n t e l l i g e n c e r e q u i r e i nv e s t i g a
t i o n i n t o t h ou s a n d s o r m i 1 1 i o n s o f p o s s i
b i l i t i e s f o r the s ame purpo s e . E l e c t r on i c
s pe e d ha s o ve r c om e i n e f f i c i e n c y , b u t the
i n e f f i c i ency does per s i s t .
The p r o b l e m w i th p r e v i ou s a t t e mp t s t o
8 Pref ace
a pp r o a c h t h e i n s p i r a t i on b e h i n d c he s s c r e
ativity is a t e n d e n c y t o p i c t u r e huma n
t h o u g h t a s a n a l g o r i thm - - o n e a k i n t o the
clear and we l l - d e f i n e d products of the
c o mp u t e r p r o g r a mm e r . Bu t wha t i f w e w e r e
t o a c c ept the ex i s t e n c e o f a n unde r s t a n d
i ng beyond s c i enc e ? Wh a t i f w e r e f u s e t o
o bje c t i f y tha t wh i ch a pp e a r s hope l e s s l y
s u bje c t i v e ?
O . K . , s u pp o s e hum a n s d o p o s s e s s a n e x
i stent i a l und e r s t a n d i ng of c he s s - - o n e
wh i ch cannot be p r ec i s e l y f o rmu l a t e d .
Mu s t we t h e n a b a n d o n a l l hop e o f s t u d y i ng
th i s p he n om en o n ? D i r e c t l y , y e s ; o bv i o u s l y
w e c a n ' t s p e a k o f t h o u gh t s who s e n a t u r e i s
i n c omp a t i b l e w i t h l a n g u a g e . N e v e r th e l e s s ,
we c a n t r a c e t h e e vo l u t i on o f t h e s k i l l s
ex i s t e n t i a l u n d e r s t a n d i n g h a s p r ov e n i t
s e l f c a pa b l e o f . T h u s we ' 1 1 d i s cov e r t h a t
e v e n h u n d r e d s o f y e a r s a g o p l a ye r s we r e
a b l e t o 11 s n i f f - ou t 11 c om b i n a t i o n s w i th r e
ma rkabl e e f f i c i ency ; l a t e r , l ea d i n g ma s
ters s u ch a s Bou r d o n n a i s , S t a u n t o n , and
Ande r s s en deve l oped the abi l ity to in
s t i n c t i ve l y s e n s e a n a t t a c k t a k i n g f o rm ;
a n d l a t e r y e t , Mo r phy l e d t h e wa y t o t he
r e s i l i ency o f pos i t i on a l p l a y b y ma i n t a i n
ing a n h a rmon i o u s c o o p e r a t i o n o f fo r c e s
a c r o s s t h e e n t i r e che s s b a t t l e f i e l d .
It ' s not only o ve r - the - b o a r d t a l en t ,
b u t a l s o t h e g e ne r a l i z a t i o n s o f s t r a t e gy
th a t o r i g i n a t e f r om ex i s t e n t i a l und e r
s t a nd i ng . The i mp o r t a n c e o f t h i s f a c t be
c om e s clear o n c e we r e c o g n i z e th a t t h e
s t r a t e g i c l aw s o f S t e i n i t z a r e 1 i n g u i s t i c
f o rmu l a t i o n s o f a m a nn e r o f t h ou g h t w h i ch
c a n n o t be f a i th f u l l y f o rmu l a t e d . It fol
l ow s t h a t s t r a t e g i c i d e a s , e s p e c i a l l y d u r
i ng t h e i r i n f a n cy , c o mp r om i s e the eff i -
Preface 9
In an effort t o s a t i s f y tho s e w i th a
p e n ch a n t f o r r i g o r , I ' l l b e g i n w i t h a d e f
i n i t i on : A p e r s on i s s a i d t o p o s s e s s a n
e x i s t e n t i a l u n d e r s t a n d i ng o f che s s i f t h e
m a n n e r i n wh i ch he t h i n k s a b o u t t h e g a m e
c a n n o t b e p r e c i s e l y fo r mu l a t e d .
N o t e tha t I h a v e ch a r a c t e r i z e d a p a r
t i c u l a r t y p e o f p e r s o n ( o n e who s e " ch e s s
thought s " e l ud e the cl a r i t y o f l og i c )
r a t h e r t h a n a m en t a l f a c u l t y . The i n d e
pend ent phr a s e " ex i s tent i a l under s tand
i ng " , m e a n wh i l e , ha s r em a i n e d unde f i ne d
f o r t h e o bv i o u s r e a s o n tha t i t c a n n o t be
def ined . S i mu l t a n e o u s l y , h o w e ve r , a g r e a t
p a r t o f m o d e r n ph i l o s o ph y b e a r s a h e a l t h y
s ke p t i c i s m t ow a r d s a n y th i n g i n a cc e s s i bl e
t o o bje c t i v e d i s c u s s i o n . C a n s u ch a n u n
ders t a n d i n g be s a i d t o " prope r l y " exi s t ?
For tuna te ly , we needn ' t wre s tl e w i th
th i s p r o b l e m a s l on g a s ou r s t u d y p r o b e s
n o d e e p e r t h a n t h e c a p a b i l i t i e s o f che s s
p l a y e r s , r e f r a i n i n g f r om a l l i l l - f a t e d a t
t emp t s to c o mp r eh e n s i ve l y expl a i n the
m i n d s r e s pons i bl e . I t ' s t he r e f o r e o n l y .y
c o nv e n t i o n tha t I ' l l s p e a k o f a n " e x i s t en
t i a l unde r s t a n d i ng " , and t h i s ph r a s e i s
n e v e r t o b e t a k e n i n a c o n t ex t i n d e p e n d e n t
o f a n a ct u a l p l a y e r ' s unexpl a i n a bl e a b i l i
t ies . For e x a m p l e , when I a s k wh e t h e r
s u ch a t h i n g a s ex i s t e n t i a l u n d e r s t a n d i n g
e x i s t s , I ' m r e a l l y i n q u i r i n g i n t o the e x
i s t e n c e o f p l a y e r s who s e t h o u g h t p r o c e s s e s
d e f y p r e c i s e f o rmu l a t i o n .
It ' s ev i d e n t tha t exi s tent i a l under
s t a n d i n g i s a f a c e t o f the u n c o n s c i ou s - - o r
at least the " p e r i ph e r a l l y c on s c i o u s " - -
Phi losophica l Foundat i ons 11
b e c a u s e f o c u s e d , c o n s c i ou s t h o u g h t i s i n
va r i a b l y we l l - d e f i n e d . Th u s , e v e n t h o u g h
c o mp r e h e n s i ve s o l u t i o n s a r e l o g i c a l l y i m
p o s s i b l e i n t h i s a r e a , w e m i ght a t l e a s t
t r y t o p a i n t a po r t r a i t o f t h e g r a n d m a s t e r
uncon s c i ou s in a n e f f o r t t o b e t t e r a pp r e
c i a t e t h e th i n k i n g b eh i n d g o o d p l a y .
A portra i t is not a phys i o l o g i c a l
s t udy - - i t harbo r s n o a mb i t i o n s in the
f i e l d of s c i e n t i f i c e x p l a n a t i o n . Sti ll ,
t h i s c a n ha r d l y prevent a t a l e n t e d a r t i s t
f r om h i gh l i ght i n g h i s s u bje c t ' s c h a r a c t e r
a n d m o o d - - h i s " p r e s en c e " - - t he r e by c r e a t i n g
a n a r t i s t i c s t ud y . Who w o u l d d e n y t h a t
V a n G o gh ' s s e l f - p o r t r a i t s i nv i t e u s i nto
hi s wo r l d , o f f e r i ng occa s i ona l g l i mp s e s
i n t o h i s f a c u l t y f o r a r t i s t i c c r e a t i on ?
The p r e s e n t b o o k l i e s s om e whe r e b e t we e n
art and sc i ence . In form , the pre s ent a
t i on i s unden i a bly s c i en t i f i c ; n e v e r th e
less , t h e r e a d e r w i 1 1 f a i 1 t o a pp r e h e n d
anyth i ng of s u b s t a n c e a s l o n g a s he r e
f u s e s t o acknowl e dg e h i s o w n thought s , o b
stinately deny ing the rad ically s u bje c
t i ve , h e n c e i n c o mm u n i c a b l e , a s p e c t s o f the
hum a n mind . My i n t e n t i o n i s to e x p l o r e
wha t i t f e e l s l i k e t o f i n d g o o d m o v e s , s o
I i mp l o r e t h e r e a d e r t o r em a i n o p e n t o t h e
i r r a t i on a l s i d e of h i s thought s .
The r e ' s no doubt that p a r t o f every
che s s p l a y e r th i n k s i n a c l e a r a n d we l l
d e f i n e d m a n n e r ; we a l l s i l e n t l y " t a l k " t o
o u r s e l ve s d u r i n g play . S u ch a m o d e o f
thought wi 1 1 b e r e f e r r e d t o a s t e chn i c a l ,
a n d f o r m s t h e f ou n d a t i on f o r the va s t m a
j o r i t y o f c he s s b o o k s . Bu t d o p r e c i s e l y
f o r mu l a t e d i d e a s e n c o m p a s s t h e e n t i r e t y o f
h um a n t h o u g h t ? Does a n exi s t ent i a l under
s t a n d i n g a c t u a l l y ex i s t ?
12 Phi losophical Foundat i ons
As o u r f i r s t p i e c e o f e v i d e n c e , cons i d
er the Elo r a t i ng d i s t r i bu t i o n of the
U . S . C he s s F e d e r a t i on .
Un d e r 6 0 0 1 , 663 4
600-699 1 , 436 8
700-799 2 , 043 14
800-899 2 , 436 20
900-999 2 , 53 3 27
1 000- 1 0 99 2 , 66 5 34
1 1 00- 1 1 99 2 , 572 41
1 200- 1 299 2 , 543 47
1 300- 1 399 2 , 42 3 54
1 4 00 - 1 499 2 , 614 61
1500- 1 599 2 , 605 68
1 600- 1 6 99 2 , 5 10 74
1 700- 1 799 2 , 272 80
1 800- 1 899 2 I 1 2 1 86
1 9 00- 1 999 1 , 763 91
2000-2099 1 , 360 94
2 1 00- 2 1 99 1 ,011 97
2200- 2 299 613 99
2 3 00 - 2 3 9 9 269 99
2400-2499 137 1 00
2500- 2599 54 1 00
2600-2699 34 1 00
Ove r 2 7 0 0 4 1 00
I n f o rm a l l y s u rv e y i n g my a cqua i nt ances
i n t h e che s s wo r l d , I n o t i c e t h a t - - by a n d
l a rg e - - p l a y e r s under 1 8 0 0 po ssess 1 i t t l e
o r n o t h e o r e t i c a l k n o w l e d g e b e y on d a s m a l l
" c a t a l ogue " o f open i ng va r i a t i on s , p l a y e r s
Phi 1osophica1 Foundat i ons 13
f r om 1 8 0 0 t o 2 2 0 0 have m o r e fami l i a r i ty
w i t h t h e b a s i c s o f t he o ry , a n d a l m o s t ev
e r y o n e ove r 2 2 0 0 h a s s p e n t t i m e w i t h the
m a jo r i t y of i mp o r t a n t s t r a t e g i c and t a c t i
cal i deas . Bu t i f t h e be s t p i e c e s o f a d
v i c e o n how t o p l a y we l l h a v e b e e n a b s o r b
e d b y t h o s e r a t e d 2 2 0 0 , wh y d o e s t h e d i s
t r i bu t i o n c on t i n u e t o t a i l - o f f f o r a n a d
d i t i on a l 5 0 0 + p o i n t s ? Why i s the r e s t i l l
s u ch a w i d e g u l f s e p a r a t i n g t h e 2 2 0 0 p l a y
er and the grandma s t e r ?
S i n c e g r a n dm a s t e r s h a v e s p en t c o u n t l e s s
h ou r s t r y i ng to f o r mu l a t e the i r own
thought s ( i . e . " t h e o r i z i ng " ) , and s i nc e
nume r o u s 2 2 0 0 p l a y e r s h a v e f a i l e d t o b e
c om e g r a n dm a s t e r s a f t e r a pp r o p r i a t i n g t h i s
k n o w l e d g e , i t s e e m s r e a s on a b l e t o c o n c l ud e
th a t t h e s up e r i o r i t y o f g r a n dm a s t e r s is
g r ou n d e d i n a n e s s e n t i a l l y s u bj e c t i v e - - a n
e x i s t e n t i a l - - un d e r s t a n d i n g .
O u r s e c on d p i e c e o f e v i d en c e ha s a l
r e a d y been a l l ud e d t o i n the p r e f a ce : If
t h e c o mp l e t e t h o u g h t p r o c e s s e s o f t h e hu
m a n m i n d c a n b e p r e c i s e l y f o rm u l a t e d , why
h a v e n ' t c ompu t e r s - -w i th th e i r v a s t l y s u p e
r i o r s p e e d - - s u r p a s s e d t he s t r on g e s t h um a n s
l ong a g o ?
The f a c t i s th a t t h e t e chn i c a l " u n d e r
s t and i ng " of c ompu t e r s h a s r e q u i r e d the
a i d of a c a l c u l a t i ve f a c u l t y m i l l i o n s o f
t i m e s f a s t e r tha n t h e huma n m i n d s i mp l y t o
mea s u r e up to the average g r a n dm a s t e r .
Once a g a i n , s i n c e t e c hn i c a l f o rmu l a t i o n s
h a ve f a i l e d t o c ommu n i c a t e t h e e f f i c i e n c y
o f hum a n t h o u g h t , o n e i s t e mp t e d t o l e a n
t owa r d s o u r e x i s t e n t i a l hyp o t h e s i s .
F i n a l l y , c o n s i d e r t h e a pp r o a c h o f a t o
t a l n o v i c e t o che s s . We can i n s t ruct h i m
on t h e r u l e s , o f f e r s om e t e c h n i c a l p o i n t -
14 Phi losophica l Found a t i ons
e r s , t h e n p l a c e h i m be f o r e a b o a r d f o r a
c omp e t i t i ve t r i a l . A l l too o f ten , he ' l l
s i t t h e r e d u m b f ou n d e d - - bew i l d e r e d by the
a s t ronom i c a l n u mb e r of poss i b i l i t i e s in
e v e n t h e s i mp l e s t p a s i t i ons . M e a n wh i l e ,
t h e c omp e t e n t t o u r n a m e n t p l a y e r f e e l s p e r
f e c t l y a t h o m e i n t h e s a m e s i t ua t i o n b e
c a u s e he ' s a b l e t o u n c o n s c i o u s l y " d i s c a r d "
mo s t poss ibi l i t ies ; countl e s s l i ne s are
t e chn i c a l l y p o s s i b l e , b u t o n l y a f ew a r e
ex i s t e n t i a l l y r e a s o n a b l e . Th i s is why
e v e r y o n e m u s t f i r s t d e ve l o p a f e e l f o r t h e
g a m e b e f o r e t h e o r y c a n be o f u s e ; o r - - t o
p u t i t a n o t h e r wa y - - a n ex i s t e n t i a l u n d e r
s t a n d i n g c a n o n l y c o m e i n t o b e i n g t h r ough
s t r ug g l e s w i t h a c t u a l p o s i t i o n s b e c a u s e i t
c a n ' t b e c o mmu n i c a t e d d i r e c t l y .
Thu s f a r , we ' ve e x a m i n e d t h r e e g e n e r a l ,
though compe l l i ng , r e a s ons to po s t u l a te
the ex i s t en c e o f ex i s t e n t i a l unde r s t a n d
i ng . Next , w e ' 1 1 c o n s i d e r s om e s p e c i f i c
e x a mp l e s i n o r d e r t o d i s c ov e r f i r s thand
h o w t h e hum a n m i n d c o n c e p t u a l i z e s che s s .
Phi 1osophica1 Foundat i ons 15
St . C1oud , 1821
The c on c l ud i ng c omb i n a t i o n ( a f te r
2 3 . Rd 7 ? ) i s p r e t t y , b u t h a r d l y ve r y c om
p l i c a t e d ; as a ma t t e r of f a c t , any c o mp e
t e n t t o u r n a m e n t p l a y e r wo u l d s t a n d a f a i r
cha n c e o f f i n d i ng t h e ma t e . The p r o b l em
th a t i n t e r e s t s u s , h o w e ve r , i s h o w t h e hu
m a n m i n d t y p i c a l l y s o l ve s s u c h p r o b l e m s .
I n t h e p r e s e n t i n s t a n c e , o n e m i g h t s ug
ge s t tha t B l a c k wa s th i n k i ng i n t e r m s o f
t a c t i c a l m o t i f s o r gen e r a l p r i n c i p l e s whe n
he f o u n d 2 2 . . . . , Qh 4 ; a f te r a l l , Wh i t e ' s
k i ng is r a th e r expo sed , a n d the d a r k
s q u a r e s i n i t s i mm e d i a t e v i c i n i t y a r e o n l y
m i l d l y gu a r d e d .
Th i s i s a l l w e l l a n d g o o d , b u t d o e s i t
f u l l y ch a r a c t e r i z e t he i n s p i r a t i o n b eh i n d
B l ack ' s pl ay? F o r e x a mp l e , s i n c e h e wa s
s e e i n g thr e e and a h a l f move s d e e p wh e n he
pl ayed 2 2 . . . . , Qh4 , can we a s s um e t h a t
eve r y p o s s i b i l i t y o f exp o s i ng t h e Wh i t e
k i ng h a d b e e n ex p l o r e d t o t h e s am e d e p th ?
Exh a u s t i ve a n a l y s e s of th i s s o r t i n -
va r i a b l y c a l l f o r a t r e m e n d o u s a m o u n t o f
c a l c u l a t i on : Even o n the f i r s t ha l f -move ,
at least two a l t e r n a t i ve s to the move
p l a y e d i mm e d i a t e l y s p r i n g to m i n d ( 2 2 . . . . ,
N f 4 and 2 2 . . . . , Q f 7 ) ; n o w , i f e a ch h a l f
move f o l l ow s s u i t - - p r o d u c i n g thr e e r e a s o n
a b l e c a n d i d a t e s - - th e t o t a l n u mb e r o f 1 i n e s
16 Phi losophi c a l Foundat i ons
t o be v i s u a l i z e d wou l d be 3 x 3 x 3 x 3 x
3 x 3 x 3 = 2 , 187 .
We ' r e d r i ven to the con c l u s i on that
B l a c k s e n s e d " s ome th i ng " i n t h e a i r a f t e r
2 2 . . . , Qh4 , s o h e f o c u s e d
. on tha t 1 i n e
pr imar i ly . A n d i f t h e r e a d e r i s h o ne s t
w i t h h i m s e l f , I th i n k he ' 1 1 a g r e e th a t
t he r e ' s a p o i n t i n c o mb i n a t i v e d i s c ove r y
whe r e t h e s o l u t i o n c o m e s " a l l a t o n c e " -
f u l l y f o r me d , instantly r e a ch i n g two o r
m o r e m o v e s d e ep .
Wh a t i s i t th a t a p l a y e r ' s e x i s t e n t i a l
under s t a nd i ng s e n s e s when h e d i s c ov e r s a
c omb i n a t i o n in th i s wa y ? S ince we ' r e
d e a l i n g he r e w i t h a p r o p e r t y t h a t ' s e s s en
tially rel ated to a manne r of t h o u g ht
wh i ch d e f i e s p r e c i s e f o rm u l a t i on , c o n s i s
t e n c y d i c t a t e s ou r r e f u s a l t o d e f i n e i t .
A l l we c a n s a y i s tha t t h e p i e c e s s e e m t o
b e w o rk i n g t o g e th e r t o b r i n g a b o u t a c om
b i na t i on ; in the a bove e x a mp l e , Bl ack ' s
r oo k ( on a 3 ) , k n i g h t , a n d q u e e n a r e s u p
ported by the c l um s i n e s s of t h e Wh i t e
k i ng , b i s h o p , a n d r o o k ( on h l ) - - a s we l l a s
Wh i t e ' s ove r - e x t en d e d p awn c ov e r . The
t e rm we s h a l l u s e t o d e n o t e s u ch a " c om
m u n i t y e f f o r t " - - i n s o f a r as i t ' s s e n s e d e x
i s t e n t i a l l y - - i s c oope r a t i on .
Now l e t ' s exam i ne a n o t h e r e x a m p l e of
coope r a t i on , th i s t i me in a s i t ua t i on
wh i c h i s n ' t p u r e l y c o mb i n a t i ve .
London , 1 883
Tchigor i n Zukertort
1 . e4 e5
2. Nf 3 Nc6
3 . Bb5 Nf6
4 . 0-0 Ne4
Phi 1osophica1 Foundat i ons 17
5 . d4 Be7
6 . d5 Nd6
7 . Bc6 ?
Be t t e r i s 7 . d c , Nb5 ; 8 . c 4 , o r e v e n the
s i mp l e 7 . N c 3 .
7. . de
8 . de f6 !
Wh i t e h a d ev i d e n t l y u n d e r e s t i m a t e d t h i s
move . Now the a pp a r e n t l y uncomf o r t a b l e
9 . Q d 5 c a n b e m e t b y 9 . . . . , bc ; 1 0 . Q c 6 + , B d 7 ;
l l . Q d 5 , Rb 8 ; 1 2 . N c 3 , c 6 ( Zuker t o r t ) , l e a v i ng
B l a c k m u ch b e t t e r d eve l o p e d .
9 . ch Bb7
1 0 . Be3 0-0
1 1 . Nbd 2
11. . . . Nf7
B l a c k h a s e m e rge d f r om the o p e n i ng w i th
a n a d v a n t ag e , a n d n o w p r e p a r e s t o s e t h i s
c e n t r a l p a wn m a s s i n m o t i o n by ove r p r o
t e c t i ng h i s e - p a w n .
The s t r e ngth o f th i s p l a n i s ve r i f i e d
b y t h e c o n t i n u a t i o n o f the g a m e . Bu t d i d
the p r e c i s e c on s e q u e n c e s of 1 1 . . . . , Nf7
have t o b e c a l c u l a t e d i n o r d e r t o sense
th a t B l a c k h a s the bet t e r pos i t i on ? As
18 Phi1osophica1 Foundat i ons
Of c ou r s e , f e e l i ng s a r e o f ten mis-
g u i d e d , a n d i t w ou l d b e a gr a v e e r r o r t o
c o n du c t a game o n the s o l e b a s i s o f u n c o n
s c i ou s i ns p i ra t i on ; on the o ther h a nd ,
e mo t i o n s a r e s y m p t o m a t i c o f a m i n d w o rk i ng
i n a n i r r a t i o n a l , h e n c e i mp r e c i s e a n d ex
i s tent i a l , manne r .
G e ne r a l p r i n c i p l e s c ou l d h a v e b e e n e m
pl oyed to eva l ua t e the s i t ua t i on a f te r
Wh i t e ' s e l e v e n t h m o v e : B l a ck h a s the p a i r
Phi 1 osoph i c a 1 Foundat i ons 19
P i 1 1 sbury Lasker
1. d4 d5
2 . c4 e6
3 . Nc3 Nf6
4 . Nf 3 c5
5 . Bg5 cd
6. Qd4 Nc6
A s a f er r oa d to equa l i t y i s o f f e r ed by
6 . . . . , Be 7 .
20 Phi losophi cal Foundat i ons
7 . Bf6 ! . . .
Th i s i s P i l l s b u r y ' s p r e p a r e d i mp r ov e
men t ove r hi s game wi th La s k e r at
S t . P e t e r s b u rg , 18 9 6 , wh i c h ran 7 . Qh 4 ? ,
Be 7 ; 8 . 0 - 0 - 0 , Qa 5 ; 9 . e 3 , Bd 7 ; 1 0 . Kb l , h6 , and
B l a c k won b y a d i r e c t a s s a u l t o n t h e k i ng .
Wh e n c o n s i d e r i ng 7 . B f 6 , Wh i t e had to
c a r e f u l l y we i gh a n u mb e r o f s t r a t eg i c p r o s
and cons : T he B l a c k p a wn s tructure i s
c omp r om i s e d f o r the e n dg a m e , i n c i d e n t a l l y
s t r a n d i ng h i s k i ng w i t h o u t a n e n t i r e l y s e
c u r e r e t r e a t ; a t t h e s am e t i m e , h o w e ve r ,
Wh i t e i s g i v i ng u p t h e p a i r o f b i sho p s , a s
we l l a s h i s c h a n c e t o o c c u p y e 5 f o r a l ong
t i me t o c o m e . Mo r e ov e r , t h e s ou n d ne s s o f
t h e m o v e h a d t o b e v e r i f i e d f r om a t a c t i
cal p e r s p e c t i ve : 7 . . . . , Nd 4 ? ; 8 . Bd 8 , Nc 2 + ;
9 . K d 2 , N a l ; l 0 . B h 4 , a n d the k n i gh t o n a l i s
doome d .
A l l th i s p o i n t s t o t h e f a c t th a t Wh i t e
had t o b a l a n c e t h e s t r a t eg i c pr i nc i p l e s
p e r t i n e n t t o t h e g a m e , wo r k i ng t h r o ugh i t s
p e c u l i a r i t i e s w i th t h e a ss i s tance o f hi s
ex i s t e n t i a l u n d e r s t a n d i ng . In o t he r
wo r d s , g e n e r a l i d e a s can n e v e r h ope t o
p r ov i d e a c omp l e t e , d e t a i l e d s o l u t i o n of
any p a r t i c u l a r p o s i t i o n b e c a u s e the p r o
c e s s o f g e n e r a l i z a t i o n h a s a l r e a d y " we e d e d
out " the i nconven i en t p a r t i cu l a r s .
7. . . . gf
8 . Oh4 de
9 . Rdl Bd7
1 0 . e3 Ne5 ?
B l a ck also b r i ng s a b ou t a s t r a tegi c
d i scu s s i on : He offers an e x c h a nge of
p i e c e s i n o r d e r t o e a s e t h e d e f en c e , a n d
h o p e s t o s u b s e q u e n tly g a i n t i m e b y t h e e n
s u i ng " th r e a t " t o e x c h a n g e q u e e n s . Neve r
t he l e s s , h i s p a wn s t r u c t u r e i s d e s t i n e d t o
Phi 1osophica1 Foundat i ons 21
l o s e i t s p e c u l i a r r e s i l i en c y a s a r e s u l t ,
i nv i t i ng Wh i t e t o p e n e t r a t e o n t he vu l n e r
able f - f i le . Th e r e f o r e a l e s s c o mm i t t i ng
move , s u ch a s 1 0 . . . . , B e 7 ( E u w e } , wa s p r e f
e r a b l e , r e s u l t i ng i n a n a pp r ox i m a t e l y e v e n
game .
N o o b j e c t i o n c a n b e m a d e t o t h e ge n e r a l
i d e a s tha t gu i d e d L a s k e r t o p l a y 1 0 . . . ,
Ne5 . O n the who l e , exch a nge s a r e d e s i r
a b l e f o r the d e f en d e r , a n d a g a i n o f t i me
i s a l wa y s a pp r e c i a t e d . B u t i n th i s
t i cu l a r c a s e , o t he r - - mo r e i mp o r t a n t - - c o n
s e q u e n c e s l oo m o n t h e ho r i z on . A c l ea r ly
f o rmu l a t e d t he o r y c a n ' t f u l l y e x p l a i n how
i t shou l d b e a p p l i e d i n pr a c t i c e .
1 1 . Ne5 fe
1 2 . Qc4 Ob6
1 3 . Be2 ! Ob2 ? !
1 4 . 0-0 Rc8
1 5 . Od3 Rc7
1 6 . Ne4 Be7
1 7 . Nd6+ Kf8
1 7 . . . . , B d 6 ; 1 8 . Q d 6 wou l d l e a ve t h e B l a ck
m o n a r ch h o p e l e s s l y i mm o b i l i z e d .
1 8 . Nc4 Ob5
1 9 . f4 ef
2 0 . Qd4 ! f6
2 1 . Qf4 . . .
W i t h the B l ack k i ng s u f f i c i e n t l y ex
p o s e d , the Wh i t e p i e c e s m a y b eg i n to c o
he r e f o r t h e f i n a l a s s a u l t .
21 . . . Oc5
2 2 . Ne5 Be8
2 3 . Ng4 f5
24 . Oh6 + Kf7
2 5 . Bc4 ! Rc6
Obv i o u s l y no t 2 5 . . . . , Q c 4 ? ; 2 6 . Ne 5 + . Nor
i s h o p e o f f e r e d by 2 5 . . . . , B d 7 ; 2 6 . R d 7 , R d 7 ;
2 7 . Qe 6 + , Ke 8 ; 2 8 . Nf 6 + etc .
22 Phi 1osopbica1 Foundat i ons
26 . Rf5+ Of5
2 7 . Rf l Of l +
2 8 . Kf l Bd7
Once i;; a i n , 2 8 . . . . , R c 4 ; 2 9 . Ne 5 + loses
ma ter i a l .
2 9 . Qb5+ Kg8
Or 2 9 . . . , Kg 7 ; 3 0 . Q e 5 + , Kg 8 ; 3 1 . Nh 6 + .
.
As ex i s t e n t i a l u n d e r s t a n d i ng h a s cha ng
ed ove r the t we n t i e t h c e n t u r y , s t r a t eg i c
pr i nc i pl e s h a v e e v o l v e d b e y o n d t e c hn i c a l
f o rmu l a t i o n s t o mo r e i n t u i t i ve ma n i f e s t a
t i o n s s u ch a s t h e i n i t i a t i v e a n d d om i n a
t i on . Th i s i s why t h e che s s wo r l d h a s
w i t n e s s e d a n i n c r e a s i ng n u mb e r of game s
th a t res i st ev a l u a t i o n a l ong gene ra l
l i n e s , a n d why m o d e r n gr a n dm a s t e r s p l a c e
s u c h e m p h a s i s o n t h e e x am i n a t i o n o f c o n
crete var i a t i ons . Thu s m o d e r n c he s s i s n o
l e s s s t r a t eg i c t h a n t h e c l a s s i c a l v a r i e t y ;
r a t he r , s t r a t egy h a s b e e n a p p r o p r i a t e d u n
c o n s c i o u s l y , a n d i s c on s t a n t l y a pp l i e d i n
t u i t i ve l y . ( We ' l l e l a b o r a t e o n t h i s l a t e r
i n the b o o k . )
Phi 1osophica1 Foundat i ons 23
Smys1ov Ke res
2 2 . Qh5 Ne5
2 3 . Rad l Bg6
24 . Qh4 Rd l
2 5 . Rd l Nd 3
M a t e r i a l i s even , the pawn s t r u c t u r e i s
s ymm e t r i c a l , a n d n e i the r s i d e i s h a n d i c a p
ped by a n o bv i o u s l y a s s a i l a bl e we a k n e s s .
Neve rth e l e s s , B l a ck i s " f o r cho i c e " , a n d
Wh i t e wou l d be we l l - a d v i s e d to pr oceed
w i th c a u t i on .
In wh a t does B l ack ' s a d v a n t age
cons i s t ? Mo s t p r om i n e n t l y , h i s k n i ght
ou t p o s t on d3 . But i s t h i s s q u a r e a n y
we a k e r f o r Wh i t e t h a n d6 i s for Bl ack?
Not c l a s s i c a l l y - - a cc o r d i ng to gene r a l
s t r a t eg i c p r i n c i p l e s ; the c r u c i a l f e a t u r e
o f d 3 a s a we a k n e s s l i e s r a t he r i n the
f a c t t h a t i t ' s exp l o i t a b l e - - t h a t B l a c k c a n
m a i n t a i n a p i e c e there . A n d s i n c e th i s
c o n d i t i o n i s h o p e l e s s l y d ep e n d e n t o n
t i cu l a r s , it c an neve r be d e r i ve d b y
t h i n k i ng a l o ng p u r e l y g e n e r a l 1 i ne s . We
m a y sa f e l y c on c l ud e th a t t h e e s s e n c e o f
K e r e s ' k n i gh t o u t p o s t a s a s t r a t e g i c r e a l
de f i e s gene r a l i z a t i on .
One m i ght f u r the r i n q u i r e a s t o why
Wh i t e ' s p a i r o f b i s h o p s - - i n an o p e n p o s i
t i on - - a r e n ' t a more s i gn i f i c a n t f a c tor .
Once aga i n , the a n s we r i s n ' t f o r th c o m i ng
i n a g e n e r a l f o rm u l a , s o we mu s t c o n t e n t
ou r s e l ve s w i t h t h e vague a n d i l l - d e f i n e d -
t h o ugh pe r f e c t l y v a l i d - - o b s e r va t i o n tha t
the y ' re " i n e f f e c t i ve " .
26 . Bd4 ? . . .
Wh i t e s h o u l d h a v e o p t e d f o r t h e a t t e mp t
24 Phi 1osophica1 Founda t i ons
a t s i mp l i f i c a t i o n by 2 6 . Q d 4 ( K e r e s ) .
26 . . Qa5 !
2 7 . h3 . . .
I n f e r i o r wou l d b e 2 7 . Bf 6 ? , Re 1 + ; 2 8 . Bf l ,
Kh 7 ! ; 2 9 . R e l , N e l ( K e r e s ) .
27 . . . . Kh7
B l a c k p r e f e r s t o m a i n t a i n the p r e s s u r e
r a th e r th a n r i s k c om i n g u n d e r a c o u n t e r
a t t a ck a f te r 2 7 . . ., Q a 2 ; 2 8 . Qg4 , Q b 3 ; 2 9 . Q g 6 !
( Keres ) .
2 8 . Bf3 Ne l !
Here too , 2 8 . . . . , Qa 2 offers Wh i t e
ch a n c e s wi th the en e rg e t i c 2 9 . Bh 5 !
( Keres ) .
29 . Bb l Nc2
30 . Bf3 Re l +
3 1 . Re l Qe l +
3 2 . Kh2 b6
3 2 . . . . , c 5 ! ; 3 3 . Bc 5 , b 6 ; 34 . Bd4 , Q d 2 ( Keres )
wou l d have b e e n mo r e f o r c e f u l .
3 3 . Qf4 c5
34 . Be3 Ne3
3 5 . Qe3 Qe3
36 . fe Bb l
37 . a3 a5 !
B l a ck h a s f i n a l l y ob t a i n e d c l a s s i c a l ,
tangible a d vant ages : a super i o r pawn
s t r u c t u r e a n d a b e t t e r b i sho p . K e r e s w ent
on to w i n a wel l -pl a yed end i n g .
a b s o l u t e l y c o nv i n c i n g a r g u m e n t s ; we j u mp
to c on e ! us i o n s a n d r e j e c t c o u n t l e s s p o s s i
bi l i t ies of fhand be c a u s e t he r e ' s s i mp l y
no t e n o u gh t i m e t o e x a m i n e e ve r y t h i ng . In
s h o r t , t h e hum a n m i n d h a s t h e c a p a c i t y t o
u n d e r s t a n d che s s e x i s t e n t i a l l y .
Tha t i rr a t i on a l i t y c a n be more e f f i
c i e n t t h a n p r e c i s e , r a t i o n a l t h o u g h t i s by
no m e a n s a new i d e a . For exampl e , i t ' s
w i d e l y a cc e p t e d th a t the hum a n r a c e h a s
deve l o p e d a f e a r o f l a r ge , cha rg i n g a n i
ma l s b e c a u s e a f e e l i n g p r ov i d e s a more
c o m p e l ! i n g u r g e t o f l e e tha n d i s i n t e r e s t
ed , s c i e n t i f i c i nqu i r y . Wh a t wou l d h a v e
b e c o m e o f o u r a n c e s t o r s i f t he y h a d c a l m l y
s u rve y e d e ve r y p o t e n t i a l d a n g e r u n t i l a r
r i v i n g a t a l o g i ca l c o n c l u s i o n ?
N i e t z s c h e w e n t even f u r t he r a l on g t h e s e
l i ne s b y s u gg e s t i n g tha t fundament a l er
r o r s p r ov i d e the f o u n d a t i o n o f a l l hum a n
thought . Thu s we wo u l d ha ve n e v e r i nhe r
i te d the g i f t o f l anguage i f o u r ances
t o r s h a d n ' t m i s t a k e n l y pe r c e i ve d i d e n t i t y
whe r e m e r e s i m i l a r i t y e x i s t s . How e l s e -
i f n o t b y e r r o r - - c ou l d the hum a n r a c e h a v e
a s s i g n e d a s i n g l e wo rd s u ch a s " t r e e " t o
a n e n t i r e g r o u p o f th i n g s wh i c h d i f f e r i n
a n y n u mb e r o f p a r t i c u l a r s ? Th i s l i n e o f
thought e v e n r e c e i ve d a n ( u n i n t e n t i o n a l )
en d o r s e m e n t f r om W i t t g e n s t e i n , who a r g u e d
t h a t a l a n g u a g e i s on l y me a n i n g f u l i n s o f a r
as i t ' s useful .
I ho p e t o a vo i d s e r i o u s ph i l o s o ph i c a l
m u d d l e s i n t h i s b o o k ; s t i l l , we ' 1 1 f o l l ow
th i s p a th a b i t f u r the r i n s e a r ch of a
c l a r i f i c a t i on as to why hum a n t h o u ght
a bou t c he s s d e f i e s p r e c i s e f o rmu l a t i o n .
I t ' s a n e mp i r i c a l f a c t tha t p e o p l e p e r
c e i ve a t t a c k s i n a va r i e t y o f p o s i t i o n s
26 Phi 1osophi c a 1 Foundat i ons
tha t a r e o n l y v a g u e l y s i m i l a r . B u t when
we t r y to de f i n e " a t t a ck " p r ec i s e l y - - i n a
wa y t h a t i n c o r p o r a t e s a l l t he s e c a s e s - - i t
s e e m s a p o s i t i o n c a n a l wa y s b e c on c o c t e d
wh i c h i s e i t h e r a t tack i n g a n d " ou t s i d e "
the d e f i n i t i o n , o r non - a t t a ck i n g a n d " i n
s i d e " the d e f i n i t i on .
The r e a s o n f o r t h i s r e s i s t a n c e t o f o r
mu l a t i o n i s t h e n a t u r e o f s i m i l a r i t y . As
l on g a s w e f e e l c omp e l l e d t o e mp l o y t h i s
term , we ' r e i mp l i c i t l y conf e s s i ng our
i nabi l i ty to p r e c i s e l y d e f i n e the m a t t e r
a t ha n d ; f o r i f w e c o u l d p i n d o w n wha t
gr oun d s the s i m i l a r i t y i n que s t i on , the
t e rm c o u l d b e d i s p e n s e d w i th i n f a vo r o f
i d e n t i t y ( th e we l l - d e f i n e d c o u n t e r p a r t o f
s im i l a r i ty ) . I ns o f a r as the m ind is
th i n k i n g e x i s t e n t i a l ly , s i m i l a r i t y i s b e
i ng r ecogn i z e d ; i d ent i ty , m e a nwh i l e , is
t h e c o r ne r s t o n e o f l o g i c a l thought . The
c o n c l u s i o n i s tha t the va l i d i t y o f o u r ex
i s t e n t i a l hyp o t h e s i s i s d i rectly rel a te d
t o the a u thent i c i t y o f s i m i l a r i t y .
De s p i t e a l l the e v i dence p r e s e n t e d thus
f a r , we mu s t n o w t a c k l e t h e p r o b l em o f
whe t h e r t h e n o t i o n o f ex i s t e n t i a l u n d e r
s t a n d i n g i s a t o d d s w i th m o d e r n s c i e n c e .
O n c e a g a i n , we ' 1 1 a vo i d the s e r i o u s p h i l o
s o ph i c a l q u e s t i o n s - - t h i s t i m e i n f a vo r o f
a f ew c o mm e n t s on h o w s u ch a c on f l i c t
c ou l d b e m a i n t a i n e d .
Ma n y phy s i c i s t s claim t h a t the h um a n
m i nd can be c omp r e h e n s i ve l y descr i be d -
prec i sely f o r mu l a t e d - - by s oph i s t i c a t e d
ma thema t i c a l m e a n s . And if thi s is so , a
g r a n d m a s t e r ' s b r a i n i n p a r t i c u l a r c ou l d b e
descr i bed . C o u l d s u c h a m a s s i v e e q u a t i on
b e m e m o r i z e d a n d u t i l i z e d by s o m e o n e w i t h
h i gh a mb i t i o n s i n che s s ?
Phi 1osophica1 Founda t i ons 27
I n pr i n c i p l e , th i s c ou r s e c o u l d b e f o l
l ow e d . The c a t c h i s t h a t , a p a r t f r om t h e
f a c t t h a t a c o mp l e t e f o rmu l a f o r t h e h u m a n
b r a i n wou l d b e f a r t o o c om p l i c a t e d t o ma
n i pu l a t e consc i ou s l y , it 's o bv i ou s tha t
g r a n dm a s t e r s s i mp l y don ' t th i nk l i ke
th i s . The p r e s e n t b o o k i s a s t u d y o f che s s
t h o u g h t f r om t he s t a n d p o i n t o f t h e p a r t i c
i p a n t ; o u t s i d e o f t h i s c o n t e x t , any p h i l o
s o ph i c a l t r u ths are i rr e l evant . Th u s
we ' r e n o t s o much c on c e r ne d w i th ph i l o
s o ph i c a l t r u th as wi th p l a y i ng we l l .
Che s s i s , i n p r i n c i p l e , r e d u c i b l e t o p u r e
c a l c u l a t i on ; t h e h um a n m i n d ma y b e , in
t r u th , a c o mp l ex c o l l e c t i o n o f m a t h e m a t
i c a l e v e n t s i n the a t o m i c wo r l d o f phy s
i cs . But i f s t rong p l a y e r s d on ' t f o c u s on
the s e i d e a s dur ing p l a y - - a n d a r e c on s e
q u e n t l y w o r k i n g u n d e r f u n d a m e nt a l e r r o r s -
" The T r u th " i s i r r e l e v a n t .
A f t e r t h e f o l l o w i n g cha p t e r o n a e s t h e t
i c s , we ' 1 1 s e t u p o n o u r p r i ma r y t a s k o f
t r a c i n g the e vo l u t i o n o f e x i s t e n t i a l un
derstan d i ng t h r ou g h che s s h i s tory . The
r e a s o n f o r t h i s a pp r o a c h i s t h a t n o g r a n d
ma s t e r c an d i rect l y g i ve a p r e c i s e d e
sc r i p t i on o f h i s exi s tent i a l und e r s t a n d
i n g ; a n d s i n c e i t ' s r e a s o n a b l e t o a s s ume
t h a t the th i nk i n g of l e a d i n g p l a y e r s h u n
d r e d s o f y e a r s a g o wa s s i mp l e r t h a n t h a t
o f t o d a y , we ' l l be g i n b y l o c a t i n g e x i s t e n
t i a l u n d e r s t a n d i n g i n i t s r e l a t i ve l y m a n
ageabl e " i n f a n cy " , then carefu l ly trace
i t s g r ow th o v e r t h e y e a r s .
B e c a u s e p u r e , we l l - d e f i ne d i d e a s a r e by
n a t u r e i n c omp a t i bl e w i t h ex i s t e n t i a l un
d e r s t a n d i n g , o u r m e t h o d mu s t b e e mp i r i c a l ;
it ' s no s e c r e t who t h e l e a d i n g ma s t e r s
h a v e b e e n , s o t h e i r g a m e s a n d i d e a s wi 1 1
28 Phi 1osoph i c a 1 Foundat i ons
p r ov i d e o u r data . The t a s k i n e a ch a g e
w i l l b e t o d i s c ove r a ch a r a c t e r i s t i c of
the l e a d i ng p l aye r s - - a n exi s t ent i a l t r a i t
th a t d i s t i n gu i s h e s the " ch a mp i o n s " f r om
the " a l s o - r a n s " . Th i s cha r a c t e r i s t i c m u s t
no t b e f o rmu l a t e d , b u t w i l l be d e s c r i b e d
as a capabi l i ty w i th an u n f a tho m a b l e
s ou r c e ; on l y i n th i s wa y c a n we h o p e t o
" k e e p h o l d " o f the e s s en c e of exi s ten
t i a l u n d e r s t a n d i n g , p a v i n g t h e wa y f o r a n
a u thent i c r e c o gn i t i on o f the next g e ne r a
t i on 1 s thought .
A s a f i n a l p o i n t o f o r d e r , we ' 1 1 b r i e f
l y c o n s i d e r how exi s t e n t i a l u n d e r s t a n d i ng
h a s b e e n a b l e t o e vo l ve . How c a n a s ub
j e c t i ve f r a m e o f m i n d b e t r a n s m i t t e d f r om
one gene r a t i o n to the next - - o r , f o r t h a t
ma t t e r , f rom one pe r s on t o t h e next ?
The e vo l u t i o n I i n t e n d t o t r a c e i n t h i s
book i s i n t e l l i g i b l e a n d p r o g r e s s i ve , s o
i t ' s e v i d e n t that ex i s t e nt i a l unde r s t a n d
i ng does e v o l ve , a n d mu s t t he r e f o r e b e
" c omm u n i c a b l e " in s om e s e n s e . B u t wha t
a r e t h e m e c h a n i s m s o f c o mmu n i c a t i o n i f t he
m a t t e r c a n ' t b e d i s c u s s e d o b j e c t i ve l y ?
F i r s t o f f , t h e hum a n m i n d h a s a c a p a c
..!..1.Y t o o p e r a t e e xi s t e n t i a l l y ; o f th i s , I
t r u s t the r e a d e r i s b y n o w c o nv i n c e d . It
f o l l ow s t h a t a n y t h i n k i ng expo s u r e t o t h e
p l a y o f o th e r s c a r r i e s a p o t e n t i a l t o e n
hanc e the unde r s t an d i n g in q u e s t i on . Thi s
exp o s u r e o c c u r s i n t h r e e o bv i o u s wa y s :
1 ) Di rect P l a y . " F l o w i n g " f r om p e r s on
t o p e r s o n , f r om c i t y t o c i t y , m e t h o d s o f
p l a y a r e e xch a n g e d u n c on s c i o u s l y . I n s om e
s o c i e t i e s , s u ch a s m e d i e va l E u r o p e , th i s
t y p e o f a c t i v i t y p r ov i d e d t h e s o l e m e a n s
o f gene r a l a dvance .
2 ) Popu l a r O p en i n g s . The g a m e s o f t h e
Phi losophical Foundat i ons 29
We a r e emba rk i ng on a s t ud y of t h e
hi story of che s s f r om a n o n - t e chn i c a l
perspec t i ve . A s a c o n s equenc e , our f e e l
i ng s a b ou t the game mu s t be hee d e d , and
expl a n a t i o n s s h ou l d b e r e s i s ted . Th i s
m e t h o d i s cha r a c t e r i s t i c o f a e s t h e t i c s , a
d i s c i p l i n e wh i c h e n d e a vo r s t o a pp r o p r i a t e
" da t a " ex i s t e n t i a l l y .
Par i s , 1 7 50
Lega 1 1 St . Br i e
5 . Ne5 ! Bd l
6 . Bf7+ Ke7
7 . Nd5#
Par i s , 1 867
3 7 . K f l , Be l ; 3 8 . Ke l , Qh l + t r a nsposes back
i n to the game .
37 . . . Be l
3 8 . Ke l Ohl +
3 9 . Ke2 Of3+
40 . Ke l Bd3
4 1 . Res i gns
. i n v i ew o f 4 1 . Q f 2 , Qh l + .
Stockho lm , 1 937
F i ne Stahlberg
16 . Rd l Be6
1 7 . 0-0 Rac8
1 8 . Qb2 Nd4 ?
Th i s e x ch a n g e of m i no r p i ces only
s e rves to clar i fy t he infer ior i ty of
B l a ck ' s b i s ho p .
As the game proceed s , note how the
p i e c e c oo p e r a t i on w i t h t he i s o l a t e d q u e en
p a w n a s a s t r a t e g i c r e a l i t y c a n be f e l t -
how t h e Wh i t e f o r c e s s e em i n vu l ne r a b l e on
t h e b l o c k a d i n g s q u a r e d 4 , h o w B l a c k ' s a rmy
i s i mp o t e n t l y t i e d to the d e f e n c e o f i t s
d - pawn , a n d s o f o r th .
1 9 . Rd4 Rc5
2 0 . Rfd l Rfc8
2 1 . R4d 2 h6
2 2 . Bf3 Qc6
2 3 . h3 Rc7
24 . Qe5 ! . . .
Wh i t e i n i t i a t e s t h e f i n a l a s s a u l t , a p
p r o p r i a t e l y e n o u g h , i n t h e n e i g h b o rho o d o f
The Importance of Aesthetics 35
The s i g n i f i c a n c e o f th i s g a m e i s t h a t
we c a n s e n s e a e s th e t i c a l l y how the p i e c e s
c o o p e r a t e w i t h t h e i s o l a t e d q u e e n p aw n a s
a s t r a teg i c re a l i t y . A l though i t ma y not
r e p r e s e n t a t e chn i c a l a d va n c e ove r t u r n
o f - t he - c e n t u r y p l a y , the p r o n o u nc e d a e s
the t i c o f o u r examp l e b e a r s w i t n e s s t h a t
stra teg i c i d ea s h a ve b e e n a pp r o p r i a t e d
i n t o t h e m o d e r n g r a n dm a s t e r ' s ex i s t e n t i a l
under s t and i ng .
Whe n t h e F i n e - S t a h l b e r g game i s c om
p a r e d w i th the P i l l s b u r y - L a s k e r e n c o u n t e r
d i s c u s s e d in the l a s t chapte r , one no t i ces
36 The lportance of Aes the t i cs
t h a t P i l l s b u r y ' s c on c l ud i n g a t t a c k i s a e s
the t i c a l l y r om a n t i c - - th a t a f t e r the p r e p a
r a t o r y s t r a t e g i c g r o u n dwo r k , the g a m e d e
g e n e r a t e s i n t o a s i mp l e , d i r e c t a s s a u l t o n
t he B l a c k k i n g ; m e a n w h i l e , each m o ve o f
F i ne ' s a t t a c k h i gh l i gh t s t h e c r u c i a l s t r a
teg i c e l em e n t of the p o s i t i on - - t he
i solani . Al t h o u g h s u ch p l a y wa s n ' t a b s o -
1 u t e l y u nh e a r d o f i n the e a r l i e r e r a , the
f a c t t h a t i t p l ay e d s u ch a p r o m i n e n t r o l e
i n the s t y l e o f gr a n dm a s t e r s l i k e R u b i n
stein and C a p a b l a n c a e n d o r s e s the no t i o n
t h a t che s s h a s a d v a n c e d a l on g the l i ne s
s ug g e s t e d a b ove . ( Th i s w i l l b e d i s c u s s e d
a t g r e a t e r l ength l a t e r on . )
J u s t a s a s o u n d s t r a t e g y p r ov i d e s t h e
p r o p e r g r ou n d f o r a n a t t a c k , s o t h e 1 i v e -
1 i n e s s o f a t t a c k s a r e mo s t f i rm l y r o o t e d
in t he a e s the t i c of hea l th . Th i s , in
t u r n , s e t s the s t a g e f o r o u r f i n a l e x a m
p l e - - b e y on d b i o l o g y , t o an a e s th e t i c o f
the s p i r i t .
The Iaportance of Aesthetics 37
Hungarian Chaapionship
Budapest, 1961
Pogats Portisch
17 . . . . Nb8!
18 . Rfdl Nc6
19 . Rd8+ Rd8
20 . Rd8+ Qd8
21 . Qd2?
Wh i t e u n d e r e s t i ma t e s t h e vu l ne r a b i l i t y
o f h i s k i ngs i d e , whe r e t he q u e e n i s p r e s -
ent ly requ i re d f o r d e f ence .
21 . . . . Ng4!
22 . Ne4 Qd2
23 . Nfd2 Kc 7!
Far b e t t e r than t he i mp e t u o u s 23 . . . ,
f 5 ? ; 24 . Nc 5 , e t c .
24 . Nfl
Wh i t e prepares for f 3 , wh i ch w ou l d
o t h e rw i s e be met b y the a nn o y i ng 2 4 . , . .
Ne 3 !
24 . Nd4!
25 . , f5
is now a s e r i ou s thr ea t ,
f o r c i n g Wh i t e ' s h a n d :
25 . f3 Ne5
26 . b3 Ng6!
27 . h5 Nf4
28 . Ne 3 Nf5!
29 . Nf5 ef
30 . Ng 3 g6
. a n d B l a ck w o n e a s i l y .
A e s t he t i c a l l y , t h e o u t s t a n d i ng f e a t ure
of thi s game is not so m u ch the way
B l a ck ' s p i eces coope r a t e w i th Wh i t e ' s
we a k e n e d k i n g s i d e , b u t h o w t h e y he l p t o
create i t as a weakne s s .
The e mph a s i s h a s s h i f t e d : I n the F i n e
S t a h l b e rg g a m e , the p i e c e s c o o p e r a t e d w i t h
38 The Importance of Aesthet i cs
Ga m e s s i m i l a r to c h e s s c a n b e d a t e d a s
f a r b a c k a s 6 0 0 AD , i f we a r e t o h e e d a
f ew obscure l i terary references to the
I n d i a n g a m e cha t u r a n g a . I n h i s m o n um e n t a l
A History of Chess, H . J . R . Mu r r a y s p e c u
l a t e s t h a t cha t u r a n g a h a d r e p l a c e d a r a c e
g a m e o n t h e a s h t a p a d a - - th e 8 x 8 b o a r d o n
wh i ch mo s t f o rm s of che s s are now
con t e s t e d .
Whe r e a s t h e a c t u a l i nve n t i o n o f che s s
wa s a t e ch n i c a l m a t t e r ( o f w h i ch w e k now
n o t h i n g ) , the c on t i n u i n g e x i s t e n c e o f the
g a m e d e p en d e d on ex i s t e n t i a 1 f a c t o r s . For
i f a p as t i me i s t o b e c om e p o pu l a r e n o u gh
t o s u r v i ve f r om g e n e r a t i o n t o g e ne r a t i on ,
i t mu s t b e a e s t he t i c a l l y p l e a s i n g - - i n the
w i d e s t s e n s e o f tha t t e r m . A n d s i nc e , i n
che s s , a e s t he t i c a p p r e c i a t i o n i s g r o u n d e d
i n ex i s t e n t i a l u n d e r s t a n d i n g , it f o l l ows
tha t the e s t a b l i s hm e n t of our game p r o
vi des t h e e a r 1 i e s t c on c r e t e ev i d ence f o r
t h e ex i s t e n c e o f t h i s m o d e o f thought .
The p o p u l a r r e p l a c e m e n t o f the a s ht a
pa d a race game b y the undoubt e d l y more
c omp l ex cha t u r a n g a s u gg e s t s th a t ex i s t e n
t i a l u n d e r s t a n d i n g wa s evo l v i n g e ve n in
t he e a r 1 i e s t d a y s o f che s s . I n th a t e r a ,
t he r u l e s .o f c h a t u r a n g a w e r e n o t y e t s t a n
d a r d i z e d , a s i n d i c a t e d b y t h e w i d e va r i e t y
o f m o v e s a t t r i bu t e d t o t h e e l e ph a n t ( t he
40 Pre-Hi story
turn .
4 ) C a s t l i ng w a s n o t y e t i n u s e .
5 ) O ne c ou l d w i n by s t a l em a t i ng h i s
opponent .
6) One c ou l d win by " b a r i ng " his
opponen t ' s k i ng - - by c a p t u r i ng all his
p i e c e s e x c e p t t h e k i ng .
A p a r t fr om t he s e points , the I s l am i c
shah ( k i ng ) , r u khkh ( r ook ) , fa r a s
( k n i gh t ) , a n d b a i d a q ( p awn ) move d l i k e ou r
mod e r n p i e c e s .
One m i gh t i nq u i r e why , i f che s s wa s
evo l v i ng i n a d i r e c t i o n t o cha l l enge ex i s
t e n t i a l u n d e r s t a n d i ng a s gr e a t l y a s p o s s i
b l e , i t d i d n ' t i mm e d i a t e l y be c om e t h e m o r e
d i ff i c u l t mod e r n game we k n ow . Once
aga i n , t he a e s t h e t i c a pp r o a c h p r ov i d e s a n
a n s we r : S i n c e a g a m e beyo n d a p l a y e r ' s
u n d e r s t a n d i ng c a n 1 t r e l a t e t o tha t f a c u l
ty , i t won ' t b e a e s t he t i c a l l y p l e a s i ng .
Thu s che s s evo l v e s t o a p o i n t whe r e i t
presses its p r a c t i t i on e r s ' ex i s t e n t i a l
u n d e r s t a n d i ng , b u t i t r e s i s t s b e c om i ng s o
c omp l i c a t e d t h a t t he u n d e r s t a n d i ng i s l e f t
b eh i n d .
The ext a n t wr i t i ng s of the early
I slami c ma s te r s a r e a l mo s t e x c l u s i ve l y
d om i n a t e d by p r ob l e m s , m a n y o f wh i ch a r e
qui te pretty . The f a m o u s " D i l a r am ' s M a t e "
i s a t o n c e exemp l a r y a n d t y p i c a l ( r e c a l l
t h a t t he sha t r a n j b i sho p m o v e s a s g i v e n i n
# 2 a bove ) :
42 Pre-Hi story
Composed by
as-Su1 i
( Before 946 AD}
Wh i t e B1ack
1 . Rh8 + ! Kh8
2 . Bf5+ Kg8
3 . Rh8 + ! Kh8
4 . g7+ Kg8
5 . Nh6#
The e l e g a n c e o f s u ch e x a m p l e s i mp l i e s
t h a t the I s l a m i c m a s t e r s p o s s e s s e d a n u n
d e r s t a n d i n g i n i mp r e s s i ve c omm a n d o f the
art of c o mb i n a t i on . We ' 1 1 h e n c e f o r th
r e f e r t o the s ou r c e o f t h i s a b i l i t y a s the
ex i s t e n t i a l c omb i n a t i ve u n d e r s t a n d i ng .
Desp i te the i r c o mb i n a t i v e ta lent , we
h a v e l i t t l e o r n o r e a s on t o b e l i ev e tha t
t h e m a s t e r s o f s h a t r a n j we r e a b l e t o c o n
d u c t a c o mp e t e n t g a m e f r om a n o n - c omb i
n a t i ve p e r s p e c t i ve - - wh e n e v e r no f o r c i ng
c o n t i n u a t i o n wa s a t h a n d . A d m i t t e d l y , the
l i tera ture doesn ' t offer full games on
The Embryo Chess 43
wh i ch to b a s e a ne g a t i ve j udgment , but
t h i s ve r y l a c k c a n b e t a k e n a s a va l u a b l e
p i e c e o f e v i d en c e; f o r i f a che s s c o mm u n
i t y doesn ' t s u f f i c i e n t l y apprec i a te non
c o mb i n a t i ve p l a y t o p r e s e rv e f u l l games
( r a t he r t h a n c omb i n a t i ve e xc e r p t s ) , t h e n
the g r o u n d o f i t s a e s t h e t i c a pp r e c i a t i o n -
i t s ex i s t e n t i a l unde r s t a n d i n g - - i s n o t yet
i n c o mm a n d o f t h i s a l l - i mp o r t a n t f a c e t o f
the game .
The f ew n o n - c o mb i n a t i ve i d e a s t h a t d o
s u rv i ve f r om t h e e a r l y d a y s o f sha tr anj
are a hope l e s s l y i n a dequ a t e gu i d e for
s t r u gg 1 i n g t h r ough a c o mple t e g a me .
Ta ' b i ' a , for instance , we r e r e c omm e n d e d
f o r m a t i o n s o n e p l a y e r wou l d a i m f o r i n the
o p en i n g - - i r r e g a r d l e s s of hi s o p p on e n t ' s
play . A cha r a c t e r i s t i c e x a mp l e is the
" mu j a n n a h " , a k i n d of f l a n k o p e n i n g who s e
e a r l i e s t r e f e r en c e c a n b e f ou n d i n a s u r
v i v i n g f r a g m e n t f r om t h e wo r k o f a l - A d l i
( d a t i n g f r o m a b ou t 8 4 0 AD ) :
I t ' s c l e a r t h a t s u ch m i l d o p e n i n g h i n t s
a r e i n c a p a b l e o f g u i d i n g a p l a y e r t h r o ugh
an ent i re game . L a t e r o n , i n the w o r k o f
44 Pre-H i story
a l -Lajl a j ( m i d - tenth c e nt u r y ) , o p e n i ng
r e s e a r c h a s s um e d a m o r e a d va n c e d c h a r a c t e r
b y p r o c e e d i n g w i t h a move - by - m o v e a n a l y s i s
o f b o t h s i d e s i n c on f l i c t . O n the who l e ,
howeve r , e v e n t h i s a pp r o a ch l e d t o un
s o ph i s t i c a t e d o p e n i n g s , i n d i c a t i n g l i ttle
c o mm a n d o f n o n - c o mb i n a t i ve p l a y . N o th i n g
i n a l - L a j l aj r e s e m b l e s a g e n u i n e t h e o ry o f
the game wh i c h c ou l d assi st a s t ud e n t
who ' s n o l on g e r " i n b o o k " . Wha t c o n s t i
t u t e s a weakn e s s ? Wh e n a n d whe r e s h ou l d
one a t t a c k ? H ow i s a p l a n t o b e f o rm e d ?
I n r e p l y t o t he s e q u e s t i o n s , the I s l a m i c
m a s t e r s o f f e r n o th i n g .
Che s s , unde r the rules of sha t r anj ,
move d i n t o E u r o p e a b o u t 1 0 0 0 AD , a n d w i th
in a c ou p l e hun d r e d y e a r s , a new p r o b l e m
l i t e r a t u r e b e g a n t o d e ve l o p . The m e d i e va l
European problem wa s aes thet i ca l l y dis
t i n c t f r om i t s I s l a m i c c ou s i n i na s m u ch a s
it wa s r a th e r c o n t r i ve d and u nn a t u r a l ,
s u gg e s t i n g l e s s k i n sh i p w i t h t h e p r a c t i c a l
game .
The Embryo Chess 45
From the
Bonus Socius manuscripts
( Coaposed Before 1 300 )
White Black
It's White to play and mate in exactly
two moves, a bizarre condition (White has
three different mates in one, but is re
quired to mate in two) which is not atypi
cal of the medieval problem. In the
present case (rules per pages 40 and 41) ,
the solution is a "quiet move":
1 . Rdl
. . . and mates next, the three main
possibilities being 1 .... ,Re6+;2.Nf6#;
1. ,Ra5;2.Ng5#; and 1 ....,Bf4;2.Rd8#.
.
w i n s by b a r e k i n g a n d s t a l em a t e we r e g r a d
u a l l y a b a n d o n e d ; p a w n s a cq u i r e d t h e a b i l
i t y t o m o v e t w o s t e p s o n th e i r f i r s t t u r n ;
the k i n g a n d q u e e n w e r e o c c a s i o n a l l y g i ve n
the p r i v i l e g e o f a n i n i t i a l " l e a p " o f t wo
squa r e s i n to p l a y ; and f i n a l l y , the mod ern
move s o f t h e q u e en a n d b i sho p we r e i n t r o
d u c e d s ho r t l y b e f o r e 1 5 0 0 .
All t he s e i nn o v a t i o n s i n c r ea s e d the
numb e r of p o s s i bi 1 i t i es i n c h e s s , t r ans
f o rm i n g i t i n t o the compl i c a ted game o f
toda y . A pp l y i n g t h e s a m e l i n e o f r e a s o n -
i ng we e mp l o y e d when d i s c u s s i ng
c h a t u r a n g a , w e c o n e ! u d e t h a t t h e ex i s t e n
t i a l u n d e r s t a n d i n g o f the m e d i e va l p l a y e r
g r ew p r o gr e s s i ve l y s t r on g e r - - m o r e a b l e t o
a pp r e c i a t e i n c r e a s i n g l y d i f f i cu l t i d ea s -
u n t i l t h e b i r th o f t h e m o d e r n g a m e .
B u t why d i d n ' t t h e mo r e c a p a b l e m a s t e r s
o f sha t r an j make the s e a dvanc e s ? Ev i de n t
ly , because tha t g a m e h a d d eve l o p e d a n
au then t i c t r a d i t i on - - i t s l i terature wa s
pe r s o n a l , f i ! l e d w i t h named and revered
ch a r a c t e r s . C on ve r s e l y , m e d i e va l che s s
l i t e r a t u r e wa s a l m o s t e n t i r e l y a n on y m o u s -
a state of affai rs less res i stant to
cha n g e . S e r i ou s l i te r a ture t en d s to
cement a game ' s r u l e s i n p l a ce - - a s i s a l s o
ev i d e n t f r om the l a ck of maj or rule
ch a n g e s s i n c e 1 5 0 0 .
T o s umm a r i z e , t h e e vo l u t i o n o f che s s
ru l e s h a s b e e n f u e l e d by the fac t tha t
ex i s t e n t i a l u n d e r s t a n d i n g g r o u n d s a e s t he t
i c a pp r e c i a t i o n , wh i ch i n t u r n regul a tes
p o pu l a r i ty . I n d e e d , t h e n a t u re o f th i s
e vo l u t i o n i s t h e v e r y r e a s o n why ex i s t en
t i a l u n d e r s t a n d i n g h a s b e c om e a n i s s u e i n
che s s , a n d wh y o t he r g a m e s a r e r a r e l y a s
i n t ox i c a t i n g a s o u r s .
The Embryo Chess 47
Pub1 i shed by
Lucena , 1 4 9 7
Whi te B1ack
1 . Oe6+ Kh8
2 . Nf7+ Kg8
3 . Nh6+ Kh8
4 . Og 8 + ! Rg8
5 . Nf7
c om p l e t e g a m e s ( wh i ch h e d i d n ' t a e s t h e t i c
a l l y a pp r e c i a t e ) .
A p a r t f r om t h o s e c a s e s whe r e o n e s i d e
plays ent i rely f eebl e che s s , Ruy Lopez
g i ve s l i t t l e he l p t o t h e p l a y e r s t r ug g l i n g
th r o ugh a n o n - c o mb i n a t i ve j u ng l e . We
the r e f o r e c on c l ud e th a t the S p a n i s h S ch o o l
is c o m p r e h e n s i ve l y cha r a c t e r i z e d by the
ex i s t e n t i a l c omb i n a t i ve u n d e r s t a n d i n g , a n d
t h a t i t wa s e s s e n t i a l l y n o m o r e a d v a n c e d
than the I s l am i c S choo l o f 7 00 y e a r s
earl ier .
5 . The I t a 1 i an Schoo1
To war d a C o n ti n ui ty of S ty le
c . 1 620
Greco ?
1 . e4 e5
2 . f4 ef
3 . Bc4 Oh4+
4 . Kfl Bc5 ?
Obv i o u s l y i n f e r i o r , a s Wh i t e c a n now
g a i n a t e m p o w i th t h e useful move d4 .
N e v e r t he l e s s , the move wa s n ' t e n t i r e l y
i mp l a u s i b l e t o the s ev e n t e e n th century
m i n d s i n c e i t e n t a i l s a t h r e a t o f ma t e .
5 . d4 Bb6
6 . Nf3 Qe7
Two o t he r Greco games proceeded as
f o l l ow s :
1) 6 . . . . , Qg4 ?; 7 . B f 7 + , K f 7 ( or 7 . . . . , K f 8;
8 . h 3 , Qg 3; 9 . Nc 3 , K f 7; 1 0 . Ne 2 , Qg6; 1 1 . Ne 5 + and
w i n s ) ; 8 . Ne 5 + e t c .
2) 6 . . . . , Qh 6 ; 7 . g 3 , Q h 3 +; 8 . K f 2 , f g + ? ; 9 . hg ,
Q g 4; 1 0 . B f 7 + , K f 8 ( o r 1 0 . . . . , K f 7; 1 1 . N e 5 + ) ;
1 1 . Rh4 , a n d B l a c k ' s u n f o r t un a t e l a d y f i n d s
he r s e l f i n e n e m y h a n d s o n c e a g a i n .
7 . Bf4 . . .
The I ta 1 i an Scboo1 55
7. . . . Qe4
8 . Bf7+ Kf8
9 . Bg3 Nb6
1 0 . Nc3 Qe7
1 1 . Bb3 c6
1 2 . Qd3 d5
1 3 . Re l Qf6
The c omp a n i o n game to thi s one s aw
13 , Q f 7 ; 1 4 . Bd 6 + , Kg8 ; 1 5 . Re 7 , Q f 6 ;
1 6 . Nd S ,
Qd6 ( or 16 , cd ; l 7 . Bd 5 + , K f 8 ; 1 8 . Rf 7 + , Ke 8 ;
1 9 . R f 6 , gf ; 2 0 . Q e 3 + , f o l l ow e d by Qe7# ) ;
1 7 . Nf 6 + , K f 8 ; 1 8 . Re 8 # .
1 4 . Bb4 Qg6
1 5 . Be7 + Kg8
1 6 . Qg6 bg
1 7 . Nd5 ! cd
1 8 . Bd5 + Kb7
J u s t a s d e c i s i ve i s 1 8 . . . . , N f 7 ; 1 9 . Ng 5 ,
Rh 5 ; 2 0 . B f 7 + , K h 8 ; 2 1 . B g 6 , Rh4 ; 2 2 . N f 7 + .
1 9 . Ng5:1=
The I t a l i a n S ch o o l p r ov i d e d no g r o u n d s
on wh i ch t o c o n du c t a n y g i v e n game n o n
c omb i n a t i v e l y , b u t at l e a s t i t mad e c e r -
56 Pre-Hi story
London , 1 789
2 2 . Rah2 , hg
2 3 . Bg6 Bh7
24 . Obl Rae8
What else? 24. . . . ,Bg6;25.Qg6 leaves
the B lack m onarch in a hopeless dilemma,
while 24.... , Bg8;25. g5 allows White to
regain hi s material and proceed with his
attack sim ultaneously.
2 5 . Bh7 Re7
26 . Bg6 Kg8
2 7 . g5 Nf 5+
B1ack Res i gns
. forbidding White the cute finale
28.Qf5 ! .
7 . Bourdonna i s
The Exi s tenti al A ttack i ng U ni t
London , 1 8 34
Macdonne1 1 Bourdonna i s
1 . e4 c5
2 . f4 Nc6
3 . Nf3 e6
4 . c3 d5
5 . e5 -( '/
6 . Na 3 Nh6
7 . Nc 2 Qb6
8 . d4 Bd7
9 . Ne3 ? !
9 .Bd3 s eems mor e ver s ati le.
9. . . . cd
1 0 . cd Bb4 +
1 1 . Kf2 0 -0
1 2 . Kg3 ? ! . . .
2 7 . Rbb3 Rc 8
Now Black ' s r ook deci s i vely enter s the
attack vi a the cr i ti cal c2 s quar e- - ther eby
cr eati ng an annoy ance fr om the flank as
well as th e fr ont.
34 . Ne 3 Qf3+
3 5 . Res i gns
Par i s , 1 84 3
S a i nt-Amant Staunton
1 . d4 d5
2 . c4 e6
3 . e3 cs
4 . Nc3 Nf6
5 . Nf3 Be7
6 . Bd3 b6
7 . 0-0 0 -0
8 . b3 Bb7
9 . cd ed
1 0 . Oc 2 Nc6
Staunton 67
1 1 . a3 a6
1 2 . Rd l cd
1 3 . ed h6
Th ank s to th e passivity of th e B lack
b ish op on b 7 , White h as em erged fr om the
opening with a slight pull.
1 4 . b4 Bd6
1 5 . Re l b5
1 6 . h3 Rc8
1 7 . Qb3 Qc7
1 8 . Bd 2 Qb6
1 9 . Be3 Ne7
2 0 . Rae l Nh5 ?
2 1 . Qd l Nf6
2 2 . Nh4 Rc7
2 3 . Qd2 Nh7
24 . Qc2 Nf6
2 5 . Kh l Ne8
B lack has slipped into a r ath er uncom
for table position due to h is m istak en
k night m aneuver on m ove 20 . S till, his
r efusal to cr eate obvious weak nesses h as
k ept h im in th e gam e, and now Wh ite in
tur n m ak es a cr ucial err or--allowing h is
attack to fiz z le out b efor e it gets
s tar ted.
2 6 . Nf 5 ? Nf5
2 7 . Bf5 a5 !
2 8 . Qb3 ab
2 9 . ab Rc4 ! ?
B lack h as sk illfully cr eated a weak ness
a t b 4, and now pr oceeds to em ploy pr essur e
o n th is seem ingly insi gnifi cant pawn in
o r der to confuse Wh ite ' s pieces- - al l th e
while coor dinating th r eats on th e opposite
f lank . In sh or t, th e White positi on as a
wh ole i s m or e vulner able th an th e sum of
i ts flaws would indicate.
3 0 . Na 2 Nf6
68 The Romant ics
3 1 . Bd3 Qc6 ! ?
Of co ur s e, 3 2 . B c4 ? , de lo s es i mm edi ate
ly . N ever th eles s , des p i te th i s i n i t i al
tacti c, B lack f ully i n ten ds to s acr i f i ce
th e ex chan ge o n c4 ; af ter th e eventual
B c4 ,dc, th e ab s en ce o f Wh i te ' s li ght
s quar ed b i s h o p- - co up led wi th the o pen i n g
o f th e lon g di agon al- - wi ll p r ove i n di s
pen s ab le to th e i n cr eas i n g p r es s ur e o n the
k i n gs i de . I
3 2 . Ob2 \ Od7
3 3 . Qi Nh5
34 . Od2 f5
35 . f4 Ng3
3 6 . Bc4 de
F o r th e ex chan ge, B lack en jo y s co n tr o l
o f th e k e y s quar es d 5 an d e4 , wh i le Wh ite
h as b een s addled wi th weak p awn s on b 4,
d4, an d f 4 . F ur th e r , th e Wh i te bi s h o p i s
tr apped b y h i s o wn p awn s , an d i s co n s e
quen tly n o th i n g mo r e th an a " b i g p awn "
h i m s elf . F i n ally , th e p o s i ti o n i s n o t o n e
i n wh i ch a r o o k i s li k ely to b e gr eatly
s up er i o r to a m i no r p i ece . Admi ttedly , i f
th e s quar es b 4 , e4 , g2 , an d g3 co uld b e
mo re co n ven i en tly co n tes ted b y Wh i te, he
wo uld r etai n f ai r ch an ces f o r th e upcom i n g
s tr uggle; as th i n gs ar e, h o w ever , hi s
p i eces s i m ply do n ' t co o p er ate to geth er i n
that m an n er .
3 7 . Ob2 Rf6
3 8 . Nc 3 Ne4
3 9 . Re2 Rg6
Staunton 69
54 . hg Bf4 !
Black Won
London , 1 8S l
8 . a4 Ba7
9 . b4 Ne7 ?
1 0 . Bf6 gf
1 1 . Nb4 c6
1 2 . Of 3 d5
1 3 . Bb3 Od6
1 4 . 0-0 Kg7
1 5 . Rad l Be6
1 6 . Bc2 Ng6
1 7 . Nf 5 + Bf5
1 8 . ef Ne7
1 9 . Oh5 Kh8
2 0 . Kh l Rae8
2 1 . f4 Ng8
2 2 . fe?
B lack i s cr am ped o n the k i ngs i de, and
Wh i t e wo uld have a pr om i s i ng gam e aft er
2 2 . R f3 :
1 ) 22 , e4 ? ; 2 3 . Rh 3 ,h 6 ; 2 4 . Q g4 (th r eat
.
34 . Nf l Nc8
3 5 . Nh2 e4 !
Black h as s ei z ed th e attack , an d ca n
n o w as s ault th e Wh i te po s i ti o n di r ectly .
3 6 . de de
37 . Rf l e3
3 8 . Bb3 ?
Wh i te ' s po s i ti o n wa s getti n g un co m f o r t
able , b ut th i s r eleas e o f t en s i o n allo ws
th e B lack r o o k on g7 to i n s tantly ch an ge
i ts r o le f r om a s om ewha t cl urn s y def en der
to a co o per at i ve attack er .
39
. . . Oe4 !
40 . Nf3 e2
4 1 . Re l Rg2
74 The Romant ics
42 . Kg2 Re7
43 . Be6
4 3 .Bf 7 ? ,Rf7 ; 44 .Q f7 , Q g4+ wins imm ediate-
ly fo r B lack (S taun to n ) .
43 Nd6
44 . Kh3 Rg7
4 5 . Ng5
H o w else to m eet the devastatin g thr eat
o f ...,Qf4?
45 . . . . fg
46 . Qe2 Qh4+
47 . Kg2 Ne4 !
If 48.Q e4, th en 48 . . . . , Q f 2 + fo llo w ed by
...,Rh7 leads to m ate. Ther efo r e . . .
48 . Res i gns
T he tr a d i ti o n a l ex pla n a ti o n fo r the
i n vi n ci b i li ty of P a u l Mo r phy ( 1 8 3 7 - 1 8 8 4 )
i s tha t he wa s a n i n s ti n cti ve po s i ti o n a l
pla y er . T h i s theo r y s tem s fr o m two pr i n
ci pa l a s pects o f hi s pla y : ( l ) he r a r ely
i n du l ged i n u n ju s ti f i ed a tta ck s , a n d (2) he
wa s o ften co n ten t to s i mply develo p a
pi ece- - o r o th er wi s e s tr en gthen hi s po s i
ti o n - - when ever t her e wa s no ju s ti fi ed
a tta ck to en ga ge i n .
T hes e fa cets o f Mo r phy ' s pl a y ca n b e
m o r e m ea n i ng fu lly expla i n ed by fi tti n g
them i n to the evo l u ti o n a r y l i n e we ' ve b een
di s cu s s i n g (r a ther th a n m er ely a llu d i n g to
the va gu e ter m " i n s ti n ct " ) ; fo r b o th a r e
s ym ptom a ti c o f a n u n der s ta n d i n g th a t ca n
s en s e coo per a ti o n tha t ' s b o th n o n -comb i n a
ti ve a n d n o n - a tta ck i n g i n n a tu r e. A r m ed
w i th s u ch a g l o b a l ex i s ten ti a l u n der s ta n d
i ng , Mo r phy wa s pa r ti cu la r ly s en s i ti ve to
t h e pr o b l em s i n vo lved wh en ever a n u n ju s t
i f i ed a tta ck s ever ed the co o per a ti o n o f
i ts a rm y a s a who l e ; he wa s co n s equ en tly
m o r e 1 i k el y to i n cr ea s e the co o per a ti o n i n
hi s o wn camp when ever the s i tu a ti o n ca lled
fo r l es s a ggr es s i ve m a n eu ver i n g.
A n der s s en po s s es s ed a fu l l ex i s ten t i a l
u n der s ta n di n g of a tta ck , but Mo r phy ' s
u n der s t a n di n g comm a n ded the en ti r e b a ttle
fi el d. In thi s wa y , M o r phy co u ld s en s e
the di s ti n cti o n -- a s wel l a s the coo per a
ti o n - - b etween a p o ten ti a l a n d a n ex i s ten t
a tta ck . O r , to pu t i t di ffer en tl y , h e wa s
ex i s ten ti a l l y a wa r e of th e l o n g- term
s tr u ggl e b etween Whi te and B l a ck - - r a ther
Morphy 77
Par i s , 1 858
a ga m e ; on th e o th e r hand, th i s ver y
tr a d em a r k h a s m a d e them th e per f ect to pi c
w i th whi ch to b e gi n o ur s tud y of
n o n - ver b a l- - ex i s ten ti a l- - un d er s ta n d i n g .
I I I . THE CLASS I CAL ERA
( 1 8 59- 1 9 2 7 )
C H ES S A S S C I ENC E
1 1 . Pau1sen
In er t i al Mas s
I n clas s i cal ph y s i cs , f o r ce i s pr o po r
t i onal t o acceler at i o n ; f ur t h errno r e- - f o r
an y gi ven o b j ect - - th e con s t an t o f pr o po r
t i o n ali t y h as a f i x ed value called
" i n er t i al mas s " . Th us ar e we led away
from a mo del o f un r elat ed , gr o un dles s
even t s t o a un i ver s e po pulat ed wi t h s ub
s t an t i al t h i n gs , each wi t h i ts o wn
i nh er en t r es i s t an ce t o ex t er n al f o r ce .
In a s i mi lar way , the ex i s t en t i al
wo r lds of B o ur do n n a i s , S t aun t o n , an d
An der s s en wer e co mpo s ed o f i s o lat ed co m
b i n at i o n s an d at t ack s - - en t i t i es wh i ch b o r e
no r ela t i on t o t h e po s i t i o n as a wh o le .
Wher eas man y o f t h es e i deas wer e un do ub t
edly s o un d (j us t as man y wer e n o t ) , the y
wer e all ex i s t en t i ally gr o un dles s b ecaus e
t h ey ar o s e o ut o f pr e- at t ack i n g po s i t i o n s
t h at t h e mas t er s i n ques t i o n di dn ' t com
man d; t o t h e ex i s t en t i al un der s t an d i n g o f
t h e ear ly r o man t i cs , at t ack s gr at ui t o us ly
appear ed o ut o f " th i n ai r " b ecaus e glo bal
co o per at i o n was n o t y et appr eci at ed .
Th en Mo r ph y appear ed o n t h e s cen e . He
was the f i r s t to clear ly per cei ve t h e
coo per at i o n i nh er en t i n an y gi ven po s i
t i o n - - wh et h er at t ack i n g o r n o t ; i t was h i s
global ex i s t en t i al un der s t an d i n g that
paved t h e way to r e c o gn i z i n g an ever
p r es en t " mas s " i n all s i t uat i o n s b y c orn i n g
82 The Clas s i ca l Era
to t e rm s w i th a pe r m an en t , fluctuati ng
c o o pe r at i o n . Wh i le th i s pr ovi ded Mo r ph y
wi th a s en s e for wh eth e r an attack i s
j u s t i f i e d , i t s ugge s ted to Lo uis P aulsen
( 1 8 3 3 - 1 89 1 ) th at m an y po s iti on s ar e m or e
res i l i ent than h ad p r evi o us ly been
thought . Th i s ch ar acter i sti c o f r esi s-
t an c e t o attack (a " f o r ce " i n ch ess) is
the r e as o n wh y we ' 1 1 ch o o se to call the
pe rman e n ce o f glo bal cooper ation --espe
c i ally i n th e r o le o f defen der --i n er tial
m as s .
B u t h ad n o t S taun to n alr eady developed
an ex i s te n ti al un de r stan d i n g o f defen ce?
W i th i n the con text of hi s tim e , ye s; how
e ve r , S tau n ton ' s appr eci atio n of existen
t i al vu ln e r abi l i ty was essen ti ally li m i ted
i n s co pe : If ther e was n o vuln er able un it
in s i ght , h e pe r ceived n o attack , an d
th er e fo r e n o defen ce- -in deed , n othi n g on
the ex i s te n ti al level . F or S taun ton ,
n o th i n g po s i ti ve cou ld com e o ut o f playing
t h e def en de r ; to h i m , ei ther a po sition
was attack i ng (po si tive) , defen di ng (neg
ati ve ) , o r e n tir ely o utside h i s existen
ti al un der stan di n g .
P auls e n m o ve d be yon d thi s n ar r o w
con cepti on by r ecogn i z i ng the po s i tive
s ubs tan ce o f i n er tial m ass . A s a con se
qu en ce , he o ften di s cover ed s ur pr is i n g ,
ae s th eti cally pleasi n g r es i 1 i en ce i n seem
i n gly u n f avo r able po s i t i o n s . Thus h e pr o
duce d a n um be r o f defe n s i ve m as te r pi eces
in wh i ch h i s po s i ti on as a whole pr oved
r emar k ab l y r e s i s tan t to attack - - j us t as a
he alth y b o dy i s r esi stan t to di s ease .
Pau1sen 83
Br i sto1 , 1861
1 8 . f4
24 . Rg l Rc3
25 . Oc3 Ob6
26 . Be l Bg l
27 . Ng l Bd3
28 . Nd3 Ne4
29 . Res i gns
Ste i n i tz Zukertort
1 . e4 e5
2 . Nf 3 Nc6
3 . Bb5 Nf6
4 . d3 d6
5 . CJ g6
6 . d4 Bd7
7 . Nbd2 Bg7
8 . de Ne5
88 The Class i ca l Era
9 . Ne5 de
9 .... , B b5 ? ; 1 0 .Nf7 ! , K f7 ; 1 1 .Q b3 + si mp ly
lo ses a p awn . Th i s po ss i bi li ty fo r ces
Black t o r ecap tur e as i n th e gam e , an d
th er efo r e causes h i s k i n g bi sh o p t o beco me
r ath er passi ve.
1 0 . Qe2 0-0
1 1 . f3 a5? !
Th i s acco mp li sh es li ttle but th e cr e
ati o n o f a p o ten ti al weak n ess o n th e B lack
queen s i de.
1 2 . Bd3 Qe7
1 3 . Nf l Be6
Wh i te has th e advan tage , th er efo r e h e
m ust a t tack - - acco r di n g to S tei n i tz ' s
th eo r y- - o th e r wi se h i s advan tage wi ll di s
app ear . Th i s i mp er ati ve can be seen to be
gr o un ded i n P aulsen ' s co ncept of i ner ti al
mass i f we b ear i n m i n d that the essen ce
o f attack i s t o sever the o p pon en t ' s p i ece
co o p er ati o n i n so me way; th us fai lur e to
attack is equi valen t to allo w i n g th e
o p po n en t to " r ecup er ate " b y r e- establi sh
ing th e r esi li en t , glo bal coo per ati o n
ch ar acter i sti c o f h ealthy , i n er ti al mass.
1 4 . g4 ! Rfd8
1 5 . h4 . . .
Wh i te plays wi th th e i n ten ti o n of
cr ampi n g th e B lack k i ng ' s p o s i ti on in
gen er al- - as well as di vo r ci n g th e k i n g
pawn f r om i ts n atur al f- p awn supp o r t-
r ath er than en gagi n g i n a di r ect attack .
15. . Qd7? !
S i n ce he can ' t gai n en tr y o n th i s fi le
an yho w , th e si mple 1 5 . . . . , h 5 ; 1 6 . g5 , N d7
wo ul d have been super i o r ( th e k n i gh t
en jo y i n g mo r e act i vi ty o n d 7 than o n e8 ) .
1 6 . Bc2 h5
1 7 . g5 Ne8
Ste i n i tz 89
1 8 . Ne3 Oc6
1 9 . c4 !
Wh i te ' s acti ve k n i ght an d contr ol of d5
s er ve to mak e h i s edge mor e con cr ete .
19 . . . . Nd6
2 0 . Bd3 Rab8
2 1 . Nd5 Bd5 ?
2 2 . cd Od7
The ex ch an ge on d5 h as eas ed th e i mm e
di ate pr es s ur e , but has als o ceded th e
pai r of bi s h ops - - t h er eby clar i fy i n g
Wh i te ' s advan tage on ce agai n .
2 3 . Bd 2 Ra8
24 . Re l c6
2 5 . Rc5 ! . . .
Th an k s to h i s acti ve bi s h op s , con tr ol
of k ey s quar es s uch as b5 an d d5 i s of
mor e i mpor tan ce to Wh i te than th e r ela
ti vely mi n or pawn w eak n es s th at w ould
r es ult fr om 2 5 . dc , bc .
25 . . . . cd
2 6 . Rd5 Oa4
2 7 . a3 b6
90 The C1ass i ca 1 Era
g r o un d .
Adm i ttedly , an y on e can th i n k b o th
s tr ateg i cally an d tacti cally i n a tech
n i cal mann er , b ut th e es s en ti al di f fer en ce
b etween calculati o n (o r tech n i cal m an i pu
lati o n ) an d th e un def i n able natur e o f
e x i sten ti al un der s tan d i n g m ean s th at b o th
can ' t b e fully en g ag ed at th e s am e ti m e;
an d s i nce we h ave r epeatedly s een wh at a
tr emen do us advan tag e th e i n tui ti ve feel o f
ex i sten ti al un der stan d i n g can pr o v i de , i t
fo llo ws th at s tr ateg i c mask i ng (lo si n g
o n eself in techn i cal th o ug h t) ten ds to
bli n d a play er to po ss i b i li ti es wh i ch ar e
m o st r eadi ly di s co ver ed by the un co n
s c i o us .
London , 1 86 6
Anderssen Ste i n i tz
S tr ateg i cally - - acco rdi n g to g e n er al -
i z ati o n s ab o ut th i s o f po s i t i o n - - a
g en er al Wh i te advan ce i s called f o r o n th e
k i n gs i de , wh i le Black s h o uld plan a cam
pai g n o n th e o pp o s i te f l a n k (to b e i n i ti
ated b y . . . , b 5 , fo r i n s tan ce) . Th i nk i ng
92 The Class ical Era
a long th es e tec hn i c a l li n es , S t ei n i tz
m i s s es a tr a p wh i ch w o uld h a ve b een c a ught
b y a m o r e a ler t ex i s ten ti a l un de r s ta n d i ng.
15. Bc7 ?
1 6 . Bg7 ! . . .
White Won
. s ince 1 6 .... , K g 7 ; 1 7 . Nh 5 + , K h 8;
1 8.Q h 6 , R g 8; 1 9 .N g 5 lea ds to an i mm edi a te
lo s s .
D ue to th e pr o a n d c o n n a tur e of
s tr a teg i c . Ill. a s k i n g , it' s i mpo s s i ble to
dt erm.i n e a p r i o r i w h i ch i s s uper i o r :
pur e ex i s ten ti a l un der s tan d i n g or the
s tr a tegi c a lly m a s k ed un der s ta n di n g . A
r evi ew o f o ver - t h e- b o a r d r es ults , h owever ,
i n di c a tes a s li ght , b ut w ell- defi n ed edge
fo r S tei n i tz o ver h i s mo r e r om a n t i c c on
tem po r a r i es ( A n der s s en a n d Z uk er tor t , i n
pa r ti c ula r ) .
I f k n o w ledg e o f s tr a teg i c law s wa s the
c a us e o f S tei n i t z ' s s tr en g th , o n e m us t
c on c lude th a t th e publi c a ti o n o f these
la w s s h o uld h a ve led t o th e a ppea r a n c e o f
s ever a l m a s ter s a s s tr on g a s th e c h a mpi o n
h i m s elf . B ut on c e a g a i n , b o r r ow i n g a n
a rg um en t f r om o ur di s c us s i o n o f P h i li do r ,
th i s pr o blem c a n b e s o lved b y n o ti n g th a t
S tei n i tz wa s mo r e a dept at a p ply i n g
s tr a teg i c la w s i n p r a c t i c e b ec a us e h e wa s
th e o r i g i n a to r o f th es e i dea s ; th e s a m e
ta len t th a t r a i s ed th e pa r ti c ula r to t h e
gen er a l i n th eo r y wa s n a tur a lly b es t a t
emplo y i n g th es e g en er a li t i es i n p a r ti c ula r
c a s es . Thus th e po pula r c h a r a c ter i z a ti o n
o f S tei n i tz a s m o r e pr o f o un d ( s tr a t eg i c
a lly ) , b ut les s ta len t ed ( ta cti c a lly ) th a n
h i s m a i n r i va ls i s s a ti s fa c to r i ly expla i n
ed b y th e c o n c ept o f s tr a teg i c m a s k i n g .
1 3 . Tarrasch
Ideali s m
Hamburg , 1 885
Tarrasch Noa
1 . e4 e6
2 . d4 d5
3 . Nc3 Nf6
4 . e5 Nf d7
5 . Nce2 c5
94 The C1ass i ca1 Era
6 . c3 Nc6
7 . f4 cd? !
Th i s i s p r e ma t u r e . The o r e t i c a l l y b e s t
is 7 . , f 6 ; 8 . N f 3 , Q b 6 w i th a
. l eve l g a m e .
The e x ch a n g e s wh i ch n o w e n s u e l e a v e Wh i t e
w i t h a we l l - d e f i ne d e dg e .
e . cd Bb4+
9 . Bd 2 Ob6
I O . Nf3 0-0
1 1 . Bb4 Ob4+
1 2 . Od2 Nb6
1 3 . Nc 3 Rde
1 4 . Nb5 Bd7
1 5 . Nd6 Rabe
1 6 . Re l Od 2 +
1 7 . Kd2 Nee ?
Wh i t e e n j o y s m o r e s p a c e a n d t h e b e t t e r
b i s h o p , h e n c e B l a c k s h ou l d a t l e a s t t r y t o
n e u t r a l i z e h i s o p p o n e n t ' s t h i r d " t r u mp " -
t h e i mp o s i n g k n i gh t o n d 6 ; t o t h i s e n d , he
c ou l d h a v e t r i e d 1 7 . , a6--and only l ater
.
. . , Nc 8 - - f o r c i ng
t he e x ch a n g e of t he
k n i ght i n que s t i on .
I e . Nb5 a6
1 9 . Nc3 Nee7
2 0 . Bd 3 Rhee
2 1 . b3
Thr e a t e n i n g 2 2 . N a 4 .
21 . . . Nb4
22 . a3 Nc6
2 3 . b4
But now if 2 3 . Na4 , B l a ck s i mp l y
r e s p on d s w i t h 2 3 . . . . , N a 5 ; 2 4 . N c 5 ? , R c 5 ! .
23 . . . . h6
24 . h4 Nbe
2 5 . Ke3 Rc7
2 6 . Rc2 Rdce
2 7 . Rhc l Kfe
2 e . g4 Bee
Tarra sch 95
2 9 . Nd2 Nd7
30 . Nb3 Nb6
3 1 . Nc5
Wh i t e e n j o y s m o r e s p a c e , a c l a s s i c a l l y
b e t t e r b i sho p , a n ou t p o s t f o r h i s k n i g h t s
a t c 5 , a n d a l a ck o f a n y t h i n g e v e n r e s em
bl i ng a weak ne s s - - a p e r f e c t p o s i t i on f o r
the i d e a l i s t T a r r a s c h .
31 . . . Nc4+? !
3 2 . Bc4 de
N o w tha t B l a c k h a s a b a n d o n e d c o n t r o l o f
e 4 , t h e c on c l u s i o n i s r e l a t i ve l y s i mp l e .
3 3 . N5e4 b5
34 . Nd6 Rb8
35 . f5 Bd7
36 . Rf2 Nd5 +
3 7 . Nd5 ed
3 8 . g5 h5
39 . Rcf l Kg8
40 . g6 f6
4 1 . Re2 Bc6
4 2 . Rfe l Rd8
43 . Kf4 fe+
44 . Re5 Kf8
45 . Nf7 Re8
96 The C1as s i ca1 Era
46 . Ng5 Rce 7 ?
Th i s l o s e s i mm e d i a t e l y . T a r r a s c h g i ve s
the f o l l ow i ng a s a n a l t e r n a t i v e f inale :
46 . . , Re 5 ;
4 7 .Jie--1 R e 7 ; 4 8 . f 6 ! , gf ; 49 . ef ,
Re l ; 5 0 . Nh 7 + , K e 8 ; 5 1 . f 7 + , Kd 7 ; 52 . f 8=Q ,
R f l + ; 5 3 . Kg 5 , R f 8 ; 5 4 . Nf 8 + , Ke 7 ; 5 5 . g7 , Kf 7 ;
5 6 . Kh6 , Kg8 ; 5 7 . N g 6 , w i th N e 7 c o m i n g n e x t
move .
47 . Nh7 + Res i gns
D e s p i t e the p e r f e c t i on o f s u ch g a m e s ,
the h a r s h r e a l i t y o f T a r r a s c h ' s ove r - a l l
career reve a l s th a t he wa s n ' t a wor l d
ch amp i o n s h i p l e ve l t a c t i c i a n - - th a t hi s
exi s tent i a l under stand ing wa s s t r a te g i c
a l l y m a s ke d ; t h i s i s f u r th e r c o r r o bo r a t e d
b y t h e f a c t t h a t h e wa s f u l l y c a p a b l e o f
br i l l i a nt t a ct i cs whe n e v e r the pos i t i on
called f o r a d i r e c t a t t a c k - - wh e n e v e r he
c on s c i o u s l y i gno red t h e wo r l d of i d e a l
i s t i c stra tegy .
A cha r a c t e r i s t i c f e a t u r e o f T a r r a sch ' s
s t r a t e g i c ma s k i n g i s h i s ove r - r a t i o n a l i z a
t i on of t i me - - a n e n t i t y wh i ch can be
t h e o r i z e d a b o u t i n a b s t r a c t i on . C on s i d e r
th i s s t an d a r d l ine in the Sicil ian
D e f en c e :
Whi te B1 ack
1 . e4 c5
2 . Nf3 Nc6
3 . Nc3 e6
4 . d4 cd
5 . Nd4 Nf6
6 . Ndb5 Bb4
1 . a3
T a r r a s c h r e a s on s a s f o l l ow s i n c on d e m n
ing Wh i t e ' s l a s t move : " O n c e Wh i t e h a s
move d h i s k n i ght t o b 5 h e o u g h t t o g o o n
Tarrascb 97
to d6 a n d g i ve che c k . B y a 3 Wh i t e l o s e s
n o l e s s t h a n t h r e e t e mp i . Because o f i ts
ve r y i n s i gn i f i c a n c e t h e move a 3 i s e q u i va
l e n t t o o n e t e mp o . T h e n t h e e x ch a n g e o f
the k n i ght o n b 5 ( a n d no t t h e k n i g h t on
c 3 ) wh i ch h a s m a d e t h r ee m o v e s , f o r the
b i s h o p , i s e q u i va l e n t to t wo t e mp i . Hence
Wh i t e h a s l o s t t h r e e t e mp i . "
T a r r a sch 1 s r e a s on i n g may be i d e a l l y
c o r r e c t , b u t i t 1 s o n l y s o m u ch s o ph i s t r y
i f Wh i t e t u r n s o u t t o h a v e a g o o d g a m e ( a s
po i nted ou t l a te r by T ch i g o r i n ) . And
indeed , m od e r n t he o r y con s i d e r s Wh i t e ' s
p o s i t i o n t o h a v e p r om i s e .
7
. . Bc3+
8 . Nc3 d5
9 . ed ed
1 0 . Bd 3 0-0
1 1 . 0-0
. w i t h a s l i gh t pu l l f o r Wh i t e .
2 6 . Rd6 Rd6
2 7 . e5 Rf4 !
2 8 . gf
L a s k e r wo u l d have had n o t r o u b l e s c o r
i n g t h e p o i n t a f t e r t h e s i mp l i f y i n g 2 8 . e f ,
R f 3 ; 2 9 . Rf 3 , Rd 5 .
28 . . . . Qg6 +
2 9 . Kh l ?
Th i s s i mp l i f i e s m a t t e r s , b u t t h e a l t e r
n a t i ve w ou l d have m a d e n o d i f f e r ence i n
the l on g run : 2 9 . K f l , Qb l + ; 3 0 . Re l , Qd 3 + ;
3 1 . Q d 3 , R d 3 , a n d B l a c k ' s a c t i ve r o o k wi 11
carry the d a y .
29 . . . . Qb l +
3 0 . Kg2 Rd 2 +
3 1 . Re2 Qa 2
Bl ack Won
1 4 . Tcb i gor in
S k e p t i c i sm
O n c e th e o r y h a d e s t a b l i sh e d a " l i f e o f
i ts own " a s ----a c o l l e c t i on of t e ch n i c a l--
ru l e s , p l a y e r s l i k e S t e i n 1 t z a n d T a r r a s c h
t e n d e d t ow a r d d ogm a t i s m i n a s m u c h a s t he s e
rules we r e c on s c i o u s l y f o l l ow e d w i t h ou t
keep i ng i n t ou ch w i t h the u n d e r s t a n d i ng
o u t o f wh i ch th e y o r i g i n a t e d ( th e e s s en c e
o f s t r a teg i c m a s k i ng ) . Thu s the a b i l i t y
to f i n d s t r a te g i c a l l y v i a bl e i dea s tha t
b r e a k t h e r u l e s wou l d b e i n d i c a t i v e o f a
m i n d wh i ch h a s r em a i n e d i n c on t a c t w i th
the g l ob a l ex i s t e n t i a l unde r s t and i ng - - a
ch a r a c t e r i s t i c mo s t a p t to c om e a b ou t
t h r o u g h a _h e a l__b.y s k e p t i c i s m t owa r d s t r a
t e g i c l aw s . Th i s t r a i t i s b e s t - e x e mp l i
f i e d b y the e a r l i e s t a n t i c i p a t o r o f modern
che s s , M i kha i 1 T ch i g o r i n ( 1 850- 1 908 ) ,
wh o s e g a m e s a r e a t o n c e s t r i k i n g l y o r i g i
n a l a n d _E e c u_!_ i aE_!X r e s i s t a n t t o g e n e r a l i
_ _
z a t i on .
London , 1 8 99
2 , e6 ;
3 . N c 3 , N f 6 ; 4 . Bg 5 , B e 7 ; 5 . e 3 , 0 - 0 ;
6 . N f 3 , Nb d 7 ; 7 . R c l , c 6 ) .
The i mp o r t a n c e o f t h e c e n t e r a s a b a s e
o f o p e r a t i ons i s a ha l l m a r k o f c l a s s i c a l
strategy . S t i l l - - by l im i t ing hi s " p awn
presence " i n the c e n t e r - - T ch i g o r i n i s n ' t
v i o l a t i n g th i s p r i n c i p l e , b u t i s a pp r o a ch
i n g i t f r om a n o r i g i n a l d i r e c t i o n .
3 . Nf 3 Bg4 !
Th i s i s by n o m e a n s a r a n d o m d e v e l o p
m e n t , b u t a s ou n d m e t h o d t o i n c r e a s e the
p r e s s u r e on d 4 .
4 . e3 e6
5 . Nc3 Bb4 !
T ch i g o r i n w a s n e ve r a ve r s e t o g i v i n g u p
a b i s h o p f o r a k n i gh t w h e n e v e r s om e a d v a n
t a g e m i gh t b e g a i n e d t h e r eby .
6 . Ob3 Bf3
7 . gf
B l a ck ha s c on c e d e d the m i no r e x ch a n g e
on f 3 , a n d w i l l s o o n c on c e d e ano the r on
c3 . A l though t h i s i s a t o d d s w i th the
" off icial " th e o r y of the day , it ' s in
perfect a cc o r d w i th T ch i g o r i n ' s o r i g i n a l
plan .
7. . . Nge7
8 . Bd2 0-0
9 . Bd 3 ? . . .
In the S t . P e t e r s b u rg t ou r n a m e n t of
1 895/96 , P i l l sbury pl ayed m o r e d i rec t l y :
9 . f 4 , Rb 8 ; 1 0 . 0 - 0 -0 , dc ; 1 1 . Bc4 , b5 ! ; 1 2 . Bd 3
( c a p t u r i n g o n b 5 l o s e s a p i e c e a f t e r B l a ck
excha n g e s h i s k i n g b i s h o p a n d p l a y s . . . ,
a 6 ) , Bc 3 ; 1 3 . Q c 3 , Rb 6 ; 1 4 . Kb l , a 5 ; 1 5 . Rhg l
w i t h a d ou b l e - e dg e d g a m e .
A f t e r t h e move p l a y e d i n t h e p r e s en t
e n c ou n t e r , Wh i t e ' s in dange r of l o s ing
t i me i n c omp a r i s on w i t h t h e S t . P e t e r s b u r g
g ame ( h i s b i s h o p w i l l h a v e move d t w i c e t o
102 The C 1 a s s i ca1 Era
c a p t u r e o n c4 a f t e r t h e i mp e n d i ng 1 0 . . . . ,
de ; 1 1 . Bc4 , b 5 ! } , s o he ch oo s e s t o c omp r o
m i s e b y c a p t u r i ng o n d 5 - - a l l ow i n g B l a c k ' s
p i e c e s a n i mp o r t a n t b a s e i n t h e c en t e r .
9. Rb8 !
1 0 . cd Nd5
1 1 . 0-0-0 Bc3
1 2 . Bc3 b5 !
1 3 . Bd2 . . .
1 3 . e4 wou l d have left too l i ttle
b r e a th i ng r oom o n the q u e e n s i d e : 13 . . . . ,
b4 ! ; 1 4 . Bd 2 , Nd 4 ; 1 5 . Q c 4 , Nb 6 ;
1 6 . Q b4 , c 5 ! ( Le v en f i s h } .
13 . . . . Rb6
1 4 . Rdg l a5
1 5 . f4 f5 !
B l a c k a cc e p t s a n i n s i g n i f i c a n t w e a k n e s s
o n e 6 i n o r d e r t o b l u n t Wh i t e ' s ch a n c e s i n
t h e c e n t e r a n d o n t h e k i ng s i d e .
Wh i t e h a s a p r e p on d e r a n c e o f p aw n s i n
the center --a t e ch n i c a l fact of l i ttle
c on s e q u e n c e becau se B l ack ' s we l l - c o o r d i
n a t e d a rmy i s more able t o cruc i a l
p o i n t s s u ch a s d 5 .
1 6 . Rg3 a4
Tch i gor i n 103
1 7 . Qd l Ndb4 !
1 8 . Bb4 Nb4
1 9 . Rhg l . . .
Wh i t e h a s a p a i r o f r oo k s bea r i ng on
the e nemy k i ng . H oweve r , t h i s t h r e a t i s
ea s i ly p a rr i e d by a s i ng l e r oo k wh i ch
r e m a i n s i n e f f e c t i ve c o o p e r a t i o n w i t h the
c om i n g s t o rm o n t h e o pp o s i t e f l a n k .
19 . . . . Rf7
2 0 . Bb l a3 !
2 1 . ba ?
21 .b3 ( Ho f f e r ) wou l d have kept the
p o s i t i o n r e l a t i ve l y c l o s e d .
21 . . . . Nd5
2 2 . Ob3 b4
2 3 . ab
The Wh i t e k i ng w ou l d h a v e a l s o b e en
exp o s e d a f t e r 2 3 . a 4 , c 5 ; 2 4 . d c , R c 6 .
23 . . . . Rb4
24 . Qd3 c5 !
2 5 . de Qa5 !
2 6 . Bc2 Oa 2
27 . f3 Rc4
2 8 . R l g2 Rd7
2 9 . c6 . . .
Wh i t e ' s o n l y h o p e o f c ou n t e r p l a y .
29. . . . Rc6
30 . Od4 Qa 3 + !
3 1 . Kd 2 Rc2 + !
3 2 . Kc 2 Ne3+
3 3 . Kb l Rd4
34 . Rg7 + Kf8
3 5 . Rg8 + Ke7
3 6 . Res igns
We k n o w th a t T ch i g o r i n wa s i n c o mm a n d
of the g l oba l exi s tent i a l under s t a n d i ng
b e c a u s e he wa s a g r e a t s t r a t e g i s t . A t the
s ame t i me , howeve r , he res i s ted the
1 04 The C1ass i ca 1 Era
p r o b l e m s r e l a t e d to s t r a t e g i c m a s k i n g by
ma i n t a i n i n g a he a l t h y skept i c i sm t ow a r d
t h e w o r l d o f i d e a l s t r a t e g i c l aw s . Thu s
it a pp e a r s that T ch i g o r i n had not yet
s u rm o u n t e d t h e d i f f i c u l t i e s o f s t r a teg i c
m a s k i n g ( he a vo i d e d t h e m ) , b u t he h a d a t
l e a s t begun t o s e n s e the phenomenon .
1 5 . Lasker
R e c o g n i t i on
Since T ch i g o r i n wa s l e d , v i a s k e p t i
c i s m , t o r e s i s t e n t r y i n t o the wor l d o f
s t r a te g i c l aw s , h e c ou l d o n l y b e p r i v a
t i ve l y a wa r e o f the d u a l i s m wh i ch u n d e r
! ies s t r a te g i c ma s k i n g . I ndeed , hi s
b a t t l e a g a i n s t th i s p h e n om e n o n wa s c h a r a c
ter i st i ca l l y s h a l l ow becau se it a s s um e d
the p r e d om i n a n t l y t e chn i c a l f o rm of a
c on s c i o u s res i st ance to gene r a l i z a t i on -
and wa s t he r e f o r e i n d i c a t i ve o f a m i n d
wh i ch had yet to c on f r on t the p r obl em
ex i s t e n t i a l l y . Th i s l e d t o t w o d i f f i c u l
ties : (1) an e s t r a n g em e n t f r om the
b e ne f i t s o f c h e s s a s a s c i e n c e wh i ch h a s
a b s o r b e d t h e l e s s on s o f i nn um e r a b l e g a m e s ,
a n d ( 2 ) t h e d e v e l o pm e n t of an a f f ected
s t y l e - - on e wh i ch d i d n ' t a r i s e ou t of a
n a t u r a l , unt a i n t e d und e r s t a n d i ng .
The s e o b s e rva t i o n s abou t T ch i g o r i n
s u g g e s t tha t a m o r e e v o l v e d c on f r o nt a t i on
w i th s t r a te g i c ma s k i n g w i l l r e s u l t i n a
m o r e b a l a n c e d p l a y e r - - o ne who ' s a t on c e a
cl ea r , e f f e c t i ve e mp l o y e r of strateg i c
l aw s and an alert tact i c ian . T he s e
ch a r a c t e r i s t i c s , b r oa d l y s p ea k i ng ,
d e s c r i be the l on g - t i me wor l d ch a mp i o n
Emanue l Lasker ( 1 8 6 8 - 1 9 4 1 ) , who s e v e r s a
t i l e s t y l e d om i n a t e d w o r l d c he s s f o r ove r
t w en t y y ea r s .
The a e s t he t i c s o f L a s k e r ' s g a m e s s ug
g e s t t h a t h i s wa s n o t a n i n t e g r a t e d u n d e r
standing (a t e rm t o b e i n t r o d u c e d n e x t
cha p t e r ) - - th a t he a l s o s u f f e r e d f r o m t h e
d u a l i s m he h a d i nh e r i t e d f r om S t e i n i t z a n d
T a r r a s ch . T h e ch a r a c t e r i s t i c o f L a s k e r ,
1 06 The C1as s i ca1 Era
m e a n wh i l e , i s t h a t h e wa s m o r e adept a t
empl o y i n g th i s m o d e o f t h o u g h t ; L a s k e r w a s
able to move f r e e l y - - a n d e f f e c t i ve l y -
b e t we e n the ex i s t e n t i a l and t e chn i c a l
l e ve l s o f unde r st a n d i ng , a n d wa s c o n s e
quen t l y less l i ke ly to b e c om e lost in
g e n e r a l , a b s t r a c t i d e a s ( a s wa s T a r r a s ch ) ,
o r b e c om e i mm e r s e d i n the ne a r - i n f i n i t e
d i f f icul t i es of par t i cu l a r s ( as wa s
T ch i g o r i n ) . A l l th i s m a y b e s umm e d u p b y
t h e h y p o t h e s i s t h a t L a s k e r h a d a ch i ev e d a n
e x i s t e n t i a l r e c ogn i t i o n o f s t r a t e g i c m a s k
i n g - - tha t he u n c o n s c i ou s l y s ensed the
i n a d e q u a cy of ma i n t a i n i ng the inelast ic
o u t l o o k s cha r a c t e r i s t i c o f b o t h i d e a l i sm
and skepti c i sm . ( O u r t e rm " r e c o g n i t i o n "
i s not to be c on f u s e d w i th cons c i ou s
r e c o g n i t i o n , bu t i s m e a n t t o d e s c r i be the
s t a t e whe r e by L a s k e r wa s a b l e t o u s e the
du a l i s t i c unde r s t a n d i n g of h i s d a y in a
manne r a pp r o p r i a t e to i ts pecul i a r
na ture . )
B e c a u s e f u l l r e c o g n i t i o n c ou l d n o t be
ma i n t a i ned from any o f h i s predecessors '
o n e - s i d e d p e r s p e c t i ve s , L a s k e r ' s ex i s t e n
t i a l unde r s t a nd i ng wa s e s s en t i a l l y i l l - a t
e a s e - - i t s en s e d th a t n o s i ng l e state of
m i nd c a n eve r a pp r e h e n d t r u th i n c he s s ;
i n d ee d , to La sker che s s t r u t h wa s a
d ynam i c r ea l i t y - - one wh i ch had to be
per pet ua l l y r e - d i s c ove r e d thr ough the
r e s t l e s s s t a t e o f s t r ugg l e .
London , 1 8 99
Ste i n i tz Lasker
1 . e4 e5
2 . Nc3 Nf6
3 . f4 d5
Lasker 1 07
4. d3 Nc6
5. fe Ne5
6. d4 Ng6
7. ed Nd5
a . tiCi-5? !
Wh i t e b e c om e s r a t he r u n c om f o r t a b l e
after t h i s p r em a t u r e excha n g e . A s i mp l e
d e ve l o p i n g move s u ch a s 8 . N f 3 wou l d h a v e
been b e t t e r .
8. . . . Qd5
9 . Nf 3 Bg4
1 0 . Be 2 0-0-0
1 1 . c3 Bd6
1 2 . 0-0 Rhe8
Th i s i s a p l a u s i b l e a t t e m p t t o f r e e h i s
pos i t i on ( 1 4 . . . . , f 6 ? ; 1 5 . B f 3 , Qg8 ; 1 6 . Ne4 ) ,
b u t i s t a c t i c a l l y f l a w e d - - a f a c t wh i c h wa s
m a s k e d f r om S t e i n i t z ' s t h o u g h t .
14 . . . . Nh4 !
1 5 . Nf3 . . .
Wh i t e r e m a i n s p a i n f u l l y c r amped a f te r
1 5 . B f 3 , N f 3 + ; 1 6 . N f 3 , B g 3 ( Ma r c o ) . A f t e r the
m o v e p l a y e d , o n t h e o t he r h a n d , i t a p pe a r s
th a t B l a c k mu s t e i t h e r r e t i r e h i s k n i ght
or s w a p i t . But L a s k e r h a s a n a s t y s h o t
u p h i s s l ee v e .
15 . . . . Ng2 !
1 6 . Kg2 Bh3 + !
1 7 . Kf2
E v e n wo r s e w o u l d h a v e b e e n 1 7 . K h 3 , Q f 5 + ;
1 8 . Kg 2 , Qg4+ ; 1 9 . Kh l , Qh 3 + ; 2 0 . Kg l , Qg 3 + ;
2 1 . Kh 1 , R e 4 , w i th t h e m u r d e r ou s thr e a t of
2 2 . . . . , Rh4 + ; 2 3 . Nh4 , Q h 2 # .
17 . . . f6 !
The b i s h o p o n h 3 i s i n s t r um en t a l to
B l a ck ' s attack , so he r e f r a i ns f r om
i mm e d i a t e l y r e c ove r i n g h i s ma te r i a l w i th
t h e o bv i ou s 1 7 . . . . , B f l .
1 8 . Rg l g5
1 9 . Bg5 . .
How e l s e i s Wh i t e t o d e a l w i th the
i mp e n d i n g a d v a n c e o f t h e g - p a wn ?
19 . . . . fg
2 0 . Rg5 Oe6
Lasker 1 09
2 1 . Od3 Bf4
B1ack Won
. s i nce 2 2 . Rg 7 i s f u t i l e o n a c c ou n t
of 22 . . . . , Bf S .
I s che s s a s c i e n c e , a n a r t , o r a g a m e
( a s t r ugg l e ) ? Thi s que s t i on has pu z z l ed
pl ayers f or yea rs , but i s i n fact ea s i ly
r e s o l v e d o n c e w e c o n s i d e r t h e r e l a t i o n the
m i n d h a s to the g am e a t d i f f e r e n t t i m e s .
Wh e n p r e p a r i n g for a game , no one
expe c t s to p r od u c e , move - f o r -move , the
s t r u gg l e wh i ch i s to come . R a t he r , we
ana lyze old g a m e s , w o r k i n g t h r ough th e i r
pa r t i c u l a r i d e a s , a n d t r y t o f o rm u s e f u l
gene r a l con c l u s i on s for the f o r th c om i n g
encoun t e r . Thu s a p l ayer i n prepa r a t i on
i s p e r c e i v i n g che s s a s a s c i e n c e .
After an event , i f we ' r e unus ua l ly
p l e a s e d w i t h a p a r t i c u l a r g a m e , we p l a y i t
thr ough for the sheer p l ea sure of
a e s t h e t i c a pp r e c i a t i o n . Thu s a p l a y e r i n
r e f l e c t i o n i s p e r c e i v i n g che s s a s a n a r t .
F i n a l l y , a p l a y e r who ' s i mm e r s e d i n a
pr e s e n t e n c o u n t e r i s p e r c e i v i n g che s s a s a
g a me - - a s a s t r u gg l e i n wh i ch t h e g e n e r a l
is f o r eve r be i ng a pp l i e d to the
pa r t i c u l a r .
S e e n i n th i s l i ght , i t ' s c l e a r t h a t w e
need not f e e l obl i ga t e d t o pr onounce one
o f t h e th r e e p e r s p e c t i ve s " mo r e t r u e " t h a n
t h e o t he r s . O n the o ther hand , a ma s te r ' s
a t t i t ud e i n th i s s phe r e m a y b e t a ken a s
va l u a b l e ev i d e n c e o f h i s r e l a t i o n t o the
" gene r a l - p a r t i cu l a r " que s t i on . Th i n k i n g
a l ong t he s e 1 i ne s , we f i nd t h a t the
r om a n t i c s , on the who l e , p e r c e i ve d che s s
a s a n a r t - - ev i d en c e o f th e i r i mm e r s i o n i n
p a r t i c u l a r s ; l a t e r , S t e i n i t z a n d T a r r a s ch
1 10 The Class i ca l Era
t r e a t e d che s s a s a s c i enc e - - ev i d en c e of
the i r p r e d i l e c t i on f o r g e n e r a l i t i e s ; a n d
L a s k e r , f i n a l l y , ph i l o s o ph i z e d a b o u t c h e s s
a s s t r ugg l e - - e v i d en c e tha t h e wa s k e e n l y
awa r e of th a t u n i q u e l y i mp o r t a n t m o m e n t
wh en t h e g e n e r a l i s b r o u g h t d own t o t h e
l eve l of the parti cular . Not
s u r p r i s i n g l y , t h i s i s a l s o t h e m o m e n t when
strate g i c m a s k i n g b e c om e s a n i s s u e - - wh e n
i t ' s h a rm f u l f o r i d e a l i s t s t o l o s e t h e i r
bea r i ngs by v i s ua l i z i n g a s trateg ically
pe r f e c t game on the hor i z on .
1 6 . Rub i nste i n
Integr ati on
o n c e o b j e c t i ve l y - d e f i n e d s t r a t e g i c e l e m e n t
and the n e i ghbo r i n g p iece act i vi t y . In
t h i s w a y , h e c ou l d f e e l i mp o r t a n t e l e m e n t s
o f s t r a t e g y wh i l e s i m u l t a n e o u s l y r e t a i n i n g
an alert exi s tent i a l und e r s t a n d i ng w i th
respect to " s i mp l e " p i e c e coopera t i on .
( C o n s i d e r how a b l o c k a d e d i s o l a n i c a n b e
f e l t i n i t s i mm o b i l i t y , o r h o w the c on t r o l
of an open file can a e s th e t i c a l l y
" ecl i pse " less i mp o r t a n t e ve n t s on the
f ield . T he r e ' s n o d ou b t tha t s t r a te g i c
r e a l i t i e s c a n b e f e l t , s o i t s h o u l d c om e
a s n o s u r p r i s e tha t c e r t a i n g r e a t p l a y e r s
e xc e l in th i s abi l i ty . ) In sho r t ,
i n t e g r a t i o n r e n d e r e d R u b i n s t e i n ' s e x i s t en
tial unde r s t an d i n g less s e ve r e l y m a s ke d
than the early c l a s s i ca l ma s te r s bec ause
h e h a d t r a n s f o rm e d a n e s s ent i a l ly dua l
i stic mode of thought i n to a s i ng l e
minded , e f f i c i ent unde rstand i n g .
Kar1sbad , 1 90 7
Wh i t e wou l d h a v e r e t a i n e d a p r om i s i n g
game a f te r the d i rect 1 5 . d 4 . C on ve r s e l y ,
t h e m o v e p l a y e d a l l ow s B l a c k t o s e i z e t he
l i on ' s share o f k i n g s i d e s pace .
15. . . . Nb5
1 6 . d4 Nef 4
1 7 . Bf4 Nf4
1 8 . g3 Ng6
1 9 . Od3 Oe6
2 0 . Nd2 f5
2 1 . d5 Od7
2 2 . ef Rf5
2 3 . Ne4 Raf 8
24 . Re3 . . .
B l a ck ' s cont r o l o f the f - f i l e c au s e s
Wh i t e s om e d i s c om f o r t t h a n k s t o t h e i mp e r
f ec t i on c r e a t e d by 1 8 . g3 . The s t r o ng
k n i ght o n e 4 s e e m s , at f i r s t s i gh t , to
c o m p e n s a t e f o r mu ch o f t h i s a n n o y a n c e ; on
c l o s e r i n s pect i on , howeve r , i t t u r n s ou t
tha t B l a c k i s a b l e t o c ou n t e r t h e p r e s en c e
of thi s k n i ght , rende r ing i ts bene f i t s
i l l u s o r y - - a n d m a g n i f y i n g t he s i gni f i cance
o f the f - f i l e .
24 . . . Ne7 !
2 5 . Rd l
R u b i n s t e i n wou l d h a v e h a d a n o v e rwhe l m
i n g g a m e a f t e r t h e a l t e r n a t i v e 2 5 . c 4 , Rh 5 ;
26 . Qf l ( or 2 6 . f 3 , Nf 5 a n d . . . , Nd4 ) , N f 5 ;
2 7 . Rc 3 , Nd4 ; 28 . f3 , R5f5 ; 2 9 . Nd 2 , N f 3 + ;
3 0 . Rf 3 , Rf 3 ; 3 1 . Nf 3 , e4 etc .
25 . Kh8
2 6 . c4
Now 2 6 . . . . , Rh 5 i s u s e l e s s : 2 7 . Qf l , Nf 5 ;
2 8 . R f 3 , and t h e d i ve r s i o n i s s t o pp e d i n
i ts t ra cks . F o r t u n a t e l y , t he k n i g h t h a d
a n a l t e r n a t i ve m i s s i o n o n e 7 .
26 Ng8 !
27 . f3 Nf6
1 14 The C1as s i ca1 Era
2 8 . Rf l Ne4
2 9 . Qe4
44 . . . . Rf5
45 . Rc2 Rh l
46 . f4 - - -
The th r e a t wa s 46 . , Rg 5 + ;
. . 4 7 . Kh 3 ,
Rh 5 + . O the r d e f e n c e s a r e n o b e t t a r :
1 ) 4 6 . h4 , h 5 # .
2 ) 4 6 . h 3 , R g 5 + ; 4 7 . Kh 4 , R h 5 + ; 4 8 . K g 4 , R 5 h 3 ,
thr e a t en i ng . , h5# aga in .
.
3 ) 4 6 . R bb 2 , h 5 + a n d . . . , R f 3 .
46 ef
4 7 . gf h5+
48 . Kg3 Rg l +
49 . K f 2 Rg4
B1ack Won
A c on s i s t e n t g a m e i n wh i c h a s e r i e s o f
s e em i n g l y unr e l a ted s t r a teg i c rea l i t i es
f l o w on e i n t o a n o t h e r , c r e a t i n g a p l e a s i n g
l a n d s c a p e o f p o s i t i o n a l i d e a s w i th o u t a n y
o bv i o u s t e chn i c a l c on n e c t i o n .
of f r a g i l i t y a b o u t i t - - a f e e l i ng t h a t a
s i n g l e f ou n d a t i o n b l o c k o u t o f p l a c e c ou l d
b r i n g the wh o l e s t r u c t u r e t u mbl i n g d own .
Whe r e a s th i s ch a r a c t e r i s t i c lends
Rub i n s t e i n ' s g a m e s a p e c u l i a r cha r m , it
a l s o s ug g e s t s th a t h e wa s on l y a b l e t o
succe s s fu l ly i n tegr a te hi s exi s tent i a l
c on c e p t i o n o f a t t a ck ( wh i ch i n c o r p o r a t e s
c o mb i n a t i o n s ) w i th o b j e c t i ve s t r a teg i c
rea l i t i e s ; the probl em of br i n g i n g the
gl oba 1 exi s t ent i a l under stand i ng i nt o thi s
p i c t u r e wa s n e v e r c om p l e t e l y r e s o l ve d by
R u b i n s t e i n - - wh i ch exp l a i ns hi s p e r i od i c
t r ou b l e i n d e a l i n g w i t h p o s i t i o n s i n w h i ch
no " s t r a t e g i c a t t a c k " c a n be c a r r i e d ou t .
1 7 . Capab1anca
The F u l l y - I n t e g r a t e d
Ex i s t e n t i a l U n d e r s t a n d i n g
Moscow , 1914
Bernste in Capab1anca
1 . d4 d5
2 . c4 e6
3 . Nc3 Nf6
4 . Nf 3 Be7
5 . Bg5 0-0
6 . e3 Nbd7
7 . Re l b6
8 . cd I ed
9 . Oa4 1 1 Bb7
1 0 . Ba6 ( \. Ba6
1 1 . Oa6 c5? !
1 2 . Bf6? ! . . .
1 2 . 0-0 leads to a f a vo r a b l e g a m e f o r
Wh i t e : 1 2 . . . . ' h6 ; 1 3 . Bh 4 , Q c 8 ; 1 4 . Q c 8 ,
Rac8 ; 1 5 . Ne 5 ! , G o g l i d z e - M e n ch i k , Mo s c ow ,
1 93 5 .
12 . . . . Nf 6
1 18 The C1a s s i ea1 Era
1 3 . de be
1 4 . 0-0 Qb6
1 5 . Qe2
Wh i t e h a s cho s e n t o c l a r i f y t h e s i t u a
t i o n i n t h e c e n t e r , a n d h o p e s t o e xp l o i t
t h e p o t e n t i a l l y we a k h a n g i n g p a w n s o n c 5
and d5 . Capabl anca ' s " po s i t i ona l s a cr i
f i ce " o n the n e x t move , howeve r , ca l ls
th i s s t r a t e g y i n t o q u e s t i o n .
15 . . . . e4 !
A l t h ou gh th i s w e a k e n s B l a c k ' s c e n t e r a s
a s t a t i c r e a l i t y , i t s t r e n g t h e n s i t f r om
the ex i s t e n t i a l po i nt of view s i nce
Bl ack ' s p ieces now c oope r a te pe r f ec t ly
w i th the pawn f o rm a t i o n , wh i l e Wh i t e ' s
f o r c e s a r e s u d d e n l y c r a mp e d a n d c on f u s e d .
1 6 . Rfd l ? ! . . .
B e s t wa s t h e s i mp l i f y i n g 1 6 . e 4 , l e a d i n g
t o a r e l a t i ve l y e v e n g a m e .
16 . . . . Rfd8
1 7 . Nd4 ?
Whi t e mi s s es h i s 1 a st ch a n c e f o r the
f r e e i n g p a w n m ove e 4 .
B l a c k ' s p a w n s on c 4 a n d d 5 a r e n ' t w e a k
bec ause the Wh i t e p i e c e s d o n ' t c o o p e r a t e
Capab1 anea 1 19
" w i th " t h e m i n a n e f f e c t i ve ( a n t a g o n i s t i c )
m a n n e r ; a d m i t t e d l y , t h e k n i gh t s o n c 3 a n d
d4 are in i d e a l b l o ck a d i ng p o s i t i on , but
B l a c k ' s p r e s s u r e p r ev en t s t h e m f r om d o i ng
a n y th i n g c o n s t r u c t i ve ( i . e . coope ra t i ng ) .
C a p a b l a n c a w a s m o r e s e n s i t i ve t o t h i s t y p e
o f t h i n g b e c a u s e h e ex i s t e n t i a l l y s e n s e d a
p a w n c o n f i gu r a t i o n to be a n o b j e c t i ve
s t r a t e g i c r e a l i t y i n c o o pe r a t i o n w i t h the
p i e c e s i n i t s n e i ghb o rho o d .
17 . . . Bb4 !
1 8 . b3 ? !
Wh i t e ' s p o s i t i o n wa s g r ow i n g i n c r e a s
i n g l y u n c om f o r t a b l e ; s t i l l , h e s h o u l d h a ve
cho s e n a m o r e p a s s i v e c o n t i n u a t i o n s u ch a s
1 8 . Qc 2 .
18 . . Rae8
1 9 . be de
2 0 . Re2 Be3
2 1 . Re3 Nd5 !
. f o r 2 2 . Rc4 f a i l s aga i n st 2 2 I
Nc 3 .
2 2 . Re2 e3
2 3 . Rde l Re5
24 . Nb3 Re6
2 5 . Nd4 Re7
2 6 . Nb5 Re5
2 7 . Ne3 ? . . .
H e s h o u l d h a ve r e t u r ne d t o d 4 , f o r c i n g
B l a c k t o p r ov e t h e w i n .
27 . . . . Ne 3
2 8 . Re3 Re3
2 9 . Re3 Ob2 !
30 . Res igns
T a rr a sch a l m o s t a l wa y s ch o s e t o play
w i t h a n i s o l a t e d q u e e n p a wn , c ou n t i n g on
t h e s p a t i a l a d v a n t a g e i t p r ov i d e d f o r the
m i d d l e g a m e s t r u gg l e ; c o nve r s e l y , S t e i n i tz
1 20 The C1as s i ca1 Era
p r e f e r r e d to p l a y a g a i n s t s t a t i c we a k n e s s
e s , a d d i n g t h e m u p l i k e mon e y i n a b a nk ;
f i na l l y , Capablanca ' s i n t e gr a te d under
s t a n d i n g move d beyond hi s p r edece s s o r s '
i n f l ex i b i l i t y by a pp r e c i a t i n g the p i ece
coope r a t i on that makes a s t r a t e g i c r ea l i t y
e i the r s t r ong o r we a k - - a n d wa s c o n s e q u e n t
l y a b l e t o wo r k b o t h s i d e s o f t h i s c on t r o
ve r s y e f f e c t i ve l y . In th i s regard ,
c omp a r e t h e C u b a n ' s p l a y i n t h e l a s t g a m e
( wi th an i s o l a n i in effect ) w i th his
c l a s s i c e x p l o i t a t i o n o f p awn w e a k ne s s e s i n
t h e f o l l ow i n g h i s t o r i c e n c o u n t e r .
r
.
Wor1d Champ i onsh i p Match
Havana , 1 9 2 1
Lasker Capab1anca
,} 1 . d4 d5
2 . c4 e6
3 . Nc3 Nf6
4 . Bg5 Be7
5 . e3 0-0
6 . Nf 3 Nbd7
7 . Qc2 cs
8 . Rd l Qa5
9 . Bd 3 h6
1 0 . Bh4 cd
1 1 . ed de
1 2 . Bc4 Nb6
1 3 . Bb3 Bd7
1 4 . 0-0 Race
1 5 . Ne5 Bb5
1 6 . Rf e l Nbd5
1 7 . Bd5 ? . . .
Th i s i n i t i a t e s a c omb i n a t i o n d e s i g n e d
t o s a d d l e B l a c k w i th a p a wn we a k n e s s o f
h i s own . A l t h o u g h t h i s p l a n i s , t e ch n i -
ca l ly , feas i ble , Lasker ha s mi ssed the
Capab1anca 121
2 0 . B e 6 + , Kh 7 ; 2 1 . N f 8 + , Kh 8 ; 2 2 . Qh 7 + , Nh 7 ;
2 3 . Ng 6 # ( Breye r ) . ) ; 1 8 . Bd 5 , ed ; 1 9 . Qf5
( B r e y e r ) , Bc 6 w i th even chanc e s .
17. . Nd5
1 8 . Be7 Ne7
1 9 . Ob3 Bc6
The a l t e r n a t i ve a l l ow s Wh i t e t o s t e e r
the g a m e s a f e l y t o wa r d s a d r a w : 19 . . . . ,
Ba6 ; 2 0 . Nd 7 , R f d 8 ; 2 1 . Nc 5 , b6 ; 2 2 . Na 6 , Q a 6 ;
2 3 . d5 etc .
2 0 . Nc6 be
2 1 . Re5 Qb6
2 2 . Qc2 Rfd8
2 3 . Ne2 Rd5
It ' s a l r ea d y ev i d e n t tha t B l a ck ' s
p o s i t i on i s h e a l th i e r , a s Wh i t e ' s p ieces
are s i n gu l a r l y i n e f f e c t i ve aga i ns t the
exi s tent i a l ly r em o t e p awn at c6 . Now ,
a f t e r a n u p h i l l s t r u gg l e , L a s k e r i s e v e n
f o r c e d t o r i d B l a c k o f t h i s m i no r w e a k n e s s
s i nce h i s own q u e e n p aw n wou l d b e lost
a f ter 2 4 . R e 3 , N f 5 ; 2 5 . R b 3 , Q d 8 ; 2 6 . Rb 4 , Q d 7 ;
2 7 . Rc 4 , e 5 ( 2 8 . Q c 3 , ed ; 2 9 . Nd4 ? , Rd 8 ) .
24 . Rd5 cd
2 5 . Od2 Nf5
2 6 . b3 h5 ?
Th i s g i v e s Wh i t e a ch a n c e t o ho l d the
end ing a f te r 2 7 . Ng 3 ! , N g 3 ; 2 8 . hg ( Bogo lyu
b ov ) . Once Lasker mi sses th i s f inal
o pp o r t u n i t y , t he a d d i t i o n a l p r e s s u r e f r om
a s e c u r e k n i ght on f 5 g o e s on t o m a k e a l l
122 The C1ass i ca 1 Era
the d i f f e r en c e .
2 7 . h3 ? h4 !
2 8 . Qd3 Rc6
2 9 . Kf l g6
30 . Oh l Ob4
3 1 . Kg l a5 !
3 2 . Ob2 a4
3 3 . Od 2 Od 2
34 . Rd2 ab
3 5 . ab Rb6
36 . Rd3 Ra6
42 . Kf2 Nc6
43 . Nd l Rb l
44 . Ke2
O f no a va i l w a s 4 4 . K e l , N a 5 .
44 . . Rb3
45 . Ke3 Rb4
46 . Nc3 Ne7
47 . Ne 2 Nf 5+
48 . K f 2 g5
49 . g4 Nd6
50 . Ng l Ne4+
5 1 . Kf l Rb l +
5 2 . Kg2 Rb2 +
5 3 . Kf l Rf 2 +
54 . Ke l Ra 2
5 5 . Kf l Kg7
56 . Re3 Kg6
5 7 . Rd3 f6
5 8 . Re3 Kf7
5 9 . Rd3 Ke7
6 0 . Re3 Kd6
6 1 . Rd3 Rf2+ '
6 2 . Ke l Rg2
6 3 . Kf l Ra2
64 . Re3 e5
6 5 . Rd3 ed
66 . Rd4 Kc5
6 7 . Rd l d4
6 8 . Re l + Kd5
6 9 . Res i gns
. i n v i ew o f the thr ea t ened 6 9 . ,
Ng 3 + ; 7 0 . K e l , R g 2 .
A r em a r k a b l y c o n s i s t e n t g a m e , e a ch move
of wh i ch h i g h l i gh t s t h e p l i g h t of Wh i t e ' s
p a w n w e a k ne s s e s a e s t h e t i c a l l y .
W i t h C a p a b l a n c a , we m u s t b e a r i n m i n d -
mo r e t h a n eve r b e f o r e - - th a t wha t h a p p e n e d
o n t h e b o a r d i n h i s cha r a c t e r i s t i c g a m e s
1 24 The C1ass i ca1 Era
shou l d b e r e g a r d e d a s a m e r e s ymp t om o f
the m o d e l we ' ve b u i l t f o r h i s ex i s t e n t i a l
unde r s t a nd i ng ; indeed , the grea test
ev i d e n c e th a t the C ub a n had ove r c om e
s t r a t e g i c m a s k i n g i s the s o l i d i t y o f h i s
play f r om an o ve r - a l l , c a r ee r perspec
t i ve - - a f e a t u r e a cc e ntua ted b y the f a c t
th a t t a c t i c s a r e m o s t l i k e l y t o o c c u r i n
t h e n e i gh b o r h o o d o f s i g n i f i c a n t s t r a t e g i c
rea l i t i e s ( p r e c i s e l y whe r e a n i n t e g r a t e d
u n d e r s t a nd i ng i s mo s t k e e n l y f oc u s e d ) .
T o s umm a r i z e t h e l a s t t wo ch a p t e r s , we
m a y c h a r a c t e r i z e an i n t e g r a t e d u n d e r s t a n d
ing as o n e wh i ch h a s c omb i n e d r om a n t i c
exi s t ent i a l under s t and i ng w i th the
e l e m e n t s o f che s s s c i e n c e b y c o n c e p t u a l i z
i ng the board as a " te r r a i n " o f p i ece
coope r a t i on wi th " h i l l s " and " va l l eys " a t
strateg i c rea l i t i es . Th i s produced a
s i n g l e , un i f i e d v i e w of t h e g a m e wh i ch
boasted a p r o f ound f ee l for s t r a t e gy
w i thou t the p r obl ems o f s t r a t e g i c ma s k i n g .
IV . THE MODERN GAME
( 1927-1957 )
I ND I V I DUAL I T Y AND C H ARAC T E R
1 8 . Nimzovich
Respons i b i l i ty
Let ' s b e g i n ou r d i s c u s s i o n o f m od e r n
che s s w i t h a b r i e f ph i l o s o ph i c a l a s i d e .
Whe n ou r a n c e s t o r s - - i n the ea r l iest
s t ages of c i v i l i z a t i o n - - we r e pres ented
w i t h a n e t h i c a l p r o b l e m , th e y s e a r ch e d f o r
a s o l u t i on i n the preva i l i n g mor a l c o d e o f
the d a y . Thu s whe n a n i n d i v i d u a l w a s c on
fronted w i th a n o pp o r t u n i t y to s a fe ly
b r e a k a l aw , he d i d n ' t p r i m a r i l y c on s i d e r
the a d v a n t a g e s a n d d i s a dv a n t a g e s i nv o l ve d
i n s u ch a n a c t ; r a th e r , he cons u l t e d a
s a c r e d " b ook o f l aw s " ( though n o t a l wa y s
l iterally ) , and p r omp t l y i nv i t e d it to
make t h e d e c i s i on f o r h i m . It ' s c l ear
th a t s u ch a p e r s on - - o n e who l i ve s w i t h i n
an es tabl i shed mo r a l t r ad i t i on - -ha s
st rayed f r om the bu r d e n s t h a t c om e w i t h
person a l respons ibi l i ty ; a dm i t t e d l y , he
h a s t e chn i c a l l y m a d e a d e c i s i o n t o a l l ow a
mo r a l code to g u i d e h i s wa y , b u t th i s
yields a me r e a c a d em i c a c c ou n t a b i l i t y -
n o t h i n g th r o ugh wh i ch h e c o u l d exp e r i en c e
f u l l , ex i s t e n t i a l res pons i b i l i t y for h i s
l i fe .
Late r i n hi s t o ry , once our ancestors
began to r e a l i z e tha t m o r a l l aw s a r e n ' t
binding in t h e m s e l ve s ( s i n c e t h e y h a ve
been , a f te r all , created by hum a n i t y ) ,
the y e n t e r e d a n e r a i n whi ch r e s p o n s i b i 1 i
t y c o u l d b e exp e r i e n c e d mo r e int ima tely ,
1 26 The Modern Game
and c o n s e qu e n t l y b e c a me mo r e pr a c t i c a l
d e c i s i o n -m a k e r s . ( S u ch a m e t a m o r ph o s i s
wa s only p o s s i bl e bec ause mo r a l l aw s
a r en ' t g r o u n d e d i n t r u th , b u t a r e r a th e r
" t oo l s " w i th wh i ch evo l u t i o n h a s mo l d e d
the hope l es s l y s ub j e c t i ve a s p ec t s of
d ec i s i on -mak i n g i nt o s o m e th i n g o b j e c t i ve
a n d c omm u n i c a b l e tha t can t i e a s o c i e t y
together . ) Th i s en c ou n t e r w i t h r e s p o n s i
b i l i t y - - e s p ec i a l l y i n t h e f o rm k n o w n as
a nx i e t y - - c a n b e p a r t i c u l a r l y t r ou b l i n g f o r
m o d e r n m a n b e c au s e we ' ve b e e n b r e d i n a
wo r l d tha t t r a d i t i on a l l y a d he r e s to an
o b j e c t i ve m o r a l c od e .
Wh a t d o e s a n y o f t h i s h a v e t o d o w i t h
che s s ? D i r e c t l y , n o th i ng ; b u t i n d i r e c t l y ,
i t i n d i c a t e s a w a y i n wh i ch we m a y p r o c e e d
a f te r ou r d i s c u s s i on o f t h e ful ly- i nte
gr a t e d ex i s t en t i a l unde r s t a n d i n g .
C he s s i s , u l t i ma t e l y , s ub j e c t t o pu r e
c a l c u l a t i o n ; o b j e c t i ve l y , i t ha s n o th i ng
t o d o w i th t h e evo l u t i on we ' ve b e e n f o l
l ow i n g . Thu s e x i s t e n t i a l u n d e r s t a n d i n g i s
n o th i n g mor e th a n a " t oo l " tha t h um a n
b e i n g s u s e t o th i n k a b ou t c h e s s m o r e e f f i
c i en t l y . ( A l l ud i n g t o o u r p h i l o s o ph i c a l
aside , o n e m i ght s a y t h a t t h e wo r l d of
e x i s t e n t i a l che s s i s a s s ub j e c t i ve a s t h e
m o r a l wo r l d . ) And s i n c e C a p a b l a n c a ' s wa s
the f i r s t unde r s t an d ing to make s t r a teg i c
r e a l i t i e s c omp l e t e l y a c c e s s i b l e t o exi s
tent i a l t h o u g h t , t h e t i me o f h i s p r om i
n e n c e wa s r i p e f o r pl ayers o f gen i u s to
expr e s s the i r r e s p o ns i b i l i t y f o r che s s
t h r o u g h c r e a t i ve p o s i t i o n a l p l a y .
I t s h ou l d b e n o t e d tha t we ' r e i n d a n g e r
o f f a l l i n g i n t o a t r i v i a l i t y by r e d u c i n g
a n e x i s t e n t i a l c on c e p t - - r e s p o n s i b i l i t y - - t o
m e r e t e chn i c a l d a t a ; for wha t c o u l d b e
Nimzovi ch 1 27
c ou l d b e) m o r e o bv i ou s t h a n t h e f a c t th a t
eve r y o n e m a k e s h i s own m ove s ? B u t i n the
exi s te n t i a l s ense , r espons i b i l i ty is a
t r a i t whe r e by a p l a y e r e mp l o y s h i s r o l e a s
the " c u r a t o r " o f s t r a t e g i c r ea l i t i e s to
the f u l l e s t p o s s i b l e e x t e n t .
How , spec i f i ca l ly , wi l l r espons i b i l i ty
be man i f e s t e d i n a p l ayer ' s s t y l e ? As the
f l ex i b i l i t y t o e mp l o y s t r i k i n g l y o r i g i n a l
s t r a t e g i c c o n c e p t i o n s ove r - th e - b oa r d - - a s a
t en d e n c y t o p l a y l e s s a cc o r d i n g t o u s e d ,
p r e - c on c e i ve d pl ans . The s e cha r a c t e r i s
t i c s a r e p r om i n e n t i n t h e g a m e s a n d o p e n
i n g s y s t e m s o f A r on N i mz o v i ch ( 1 8 8 6 - 1 9 3 S ) ,
the m o s t o bv i ou s case b e i n g the N i mz o
I n d i a n D e f en c e ( 1 . d 4 , N f 6 ; 2 . c 4 , e 6 ; 3 . N c 3 ,
Bb4 ) , whe r e B l a c k r e s e rv e s h i s o p t i o n s a s
t o how h e w i l l f i n a l l y post hi s center
p aw n s u n t i l Wh i t e h a s m a d e s om e s o r t of
c omm i t me n t ( p o s s i bl e f o rma t i o n s b e i n g a s ,
d 6 and e s , c s and b6 , Ne4 a n d f S , c s and
d6 and e s , etc . ) . Th i s s h o u l d b e c omp a r e d
w i t h T ch i g o r i n ' s o r i g i n a l o p e n i n g s chem e s ,
whe r e the fate of the c en t r a l p awn
structure i s c o mm i t t e d f r om the f i rst
move s ; for i n stance , in the Old I n d i a n
De f ence - - a f te r the p r e pa r a to r y l . d4 , Nf6 ;
2 . c4 , d6 --Bl ack wi ll a lmo s t i n va r i a b l y
f o l l o w - u p w i t h a t i me l y . . . , e s .
C on s i d e r f u r th e r N i m z ov i ch ' s i n vo l ve d
and or i g ina l p l an of r e st r a i nt in the
f o l l ow i n g f a m o u s g a m e .
Dresden , 1 926
Johner Nimzovich
1 . d4 Nf6
2 . c4 e6
1 28 The Modern Game
3. Nc3 Bb4
4. e3 0-0
5. Bd3 c5
6. Nf3 Nc6
7. 0-0 13-C:: -
8 . be d6
Now t h a t B l a c k h a s exch a n g e d h i s d a r k
s q ua r e d b i shop and d ou b l e d Wh i t e ' s
c - p a w n s , he f e e l s j u s t i f i e d i n p l a c i n g h i s
own p aw n s on d a r k s q ua r e s - - s i mu l t a n e ou s l y
bl ocka d i ng h i s opponent ' s weakne s s .
9 . Nd 2 b6
1 0 . Nb3 ?
N i m z o v i ch l a te r s u gg e s t e d 1 0 . f4 , e5 ;
1 1 . f e , de ; 1 2 . d 5 , Na 5 ; 1 3 . Nb 3 , Nb 7 ; 1 4 . e4 , Ne 8
w i th a b a l a n c e d g a m e . As wi 11 s o on be
ev i d e n t , t h e m o v e p l a y e d l e a v e s e 4 u n d e r
p r o t e c t e d a t a n i n o pp o r t u n e m o m e n t .
10 . e5
1 1 . f4 .
Now 1 1 . d 5 , e4 ! ; 1 2 . Be 2 , Ne 5 p r om i s e s
B l a c k a n exc e l l e n t g a m e .
11 e4
1 2 . Be2
Nizovich 1 29
S ince N i m z ov i ch wa s e x i s t e n t i a l l y i n
t o u ch w i t h h i s respons i b i l i ty , .hi s m i n d
wa s m o r e o p e n- t o . t oe!_ c r e a t i on o f u n i que
- fo -- g1
strate c r e_a 1_i._ i E:!_s . i n --- ms----posTETon
r e x a m p l e ; a k i n g s i d e r e s t r a i n i n g a c t i on
__ - ___ ..
w i l l b e i mp l e m e n t e d th r ou g h a n a e s t he t i c
ally pleas ing r e g r o u p i ng of B l a ck ' s
p i eces . Or , to speak in t e rm s we ' ve
a l r e a d y u s e d i n ou r d i s c u s s i o n o f c l a s s i c
a l che s s , N i m z ov i ch ' s p i e c e s a r e a b o u t t o
e n t e r i n t o c o o p e r a t i on w i t h a n o b j e c t i ve
s t r a t e g i c r e a l i t y - - on e , howe v e r , wh i ch h a s
y e t t o be " bo rn " . T h i s t yp e o f i n t e gr a
t i on pl aces a g r e a t e r empha s i s o n p i e c e
c oo p e r a t i o n a s the g r o u n d o f t h e a pp r oa ch
ing s t rateg i c r ea l i ty ; and , s i nce coopera
t i on i s a n exi s t ent i a l , e s s e nt i a l l y s ub
j e c t i ve phe n o m e n o n , s u ch a p l a n i s mos t
e a s i l y d i s c ove r e d by a m i n d tha t h a s c ome
to g r i p s w i t h i t s r e s p on s i b i l i t y f o r the
e x i s t en c e of s t r a t e g i c r e a l i t i e s on the
e x i s t e n t i a l l e ve l .
12 . . . Od7 !
1 3 . h3 Ne7
1 4 . Qe l ? ! . . .
Mo r e r e s i l i e n t wa s 1 4 . B d 2 , N f 5 ; 1 5 . Q e l ,
g6 ; 1 6 . g 4 , Ng 7 ; 1 7 . Qh 4 , N f e 8 ; 1 8 . a4 , f5 ;
1 9 . g5 , Nc7 ( N i mz ov i ch ) , whe n B l a c k e n j o y s
an e dge , th ough the p o s i t i on rema i ns
r a th e r l o c k e d - u p .
The move a c t u a l l y p l a y e d a l l o w s B l ack
t o p e r m a n e n t l y p r e v e n t Wh i t e ' s g 4 , t he r e by
r e t a i n i n g t h e a d va n t a g e o n b o t h f l a n k s .
14 . . . h5 !
1 5 . Bd 2
1 5 . Qh4 ? , N f 5 ; 1 6 . Q g 5 ? , Nh 7 ; 1 7 . Q h 5 , Ng 3
on l y g e t s Wh i t e i n t o d e e p e r t r o u b l e .
15 . . . Of5 !
1 6 . Kh2 Qh7 !
1 30 The Modern Game
1 7 . a4 Nf 5
Th r e a t e n i n g 1 8 . . . . , Ng4+ ; 1 9 . h g , hg + ;
2 0 . Kg l , g 3 . - -!
1 8 . g3 \ 5 l
Nowa d a ys a t yp i c a l move in th i s
va r i a t i on .
1 9 . Rg l Nb6
2 0 . Bf l Bd7
2 1 . Be l -
2 2 . d5 Kh8
Now th a t t h e c e n t e r ha s b e e n s e c u r e d ,
N i m z ov i ch p r o c ee d s t owa r d t h e d e c i s i ve
brea k on the k i n g s i d e .
2 3 . Nd 2 Rg8
24 . Bg2 g5
2 5 . Nf l Rg7
2 6 . Ra 2 Nf5
2 7 . Bb l Rcg8
2 8 . Qd l gf
2 9 . ef Bc8
3 0 . Qb3 Ba6
3 1 . Re2
The p a s s i ve de f ence is no bet te r :
3 1 . Bd 2 , Rg6 ; / 3 2 . Be l , Ng4+ ! ; 3 3 . hg , hg + ;
\
3 4 . K g 2 , B_s: .t(I ; 3 5 . Q c 4 , e 3 ! a n d . . . , Q h 3 # . J\
31 . . Nh4
--
3 2 . Re3 . . .
The pr imary a l t e r n a t i ve l e ads to a
pret ty queen s a cr i f i ce : 3 2 . Nd 2 , Bc 8 ;
3 3 . N e 4 , Q f 5 ; 3 4 . N f 2 , Q h 3 + ! ; 3 5 . Nh 3 , Ng 4 # .
32 . Bc8
3 3 . Qc 2 Bb3 !
34 . Be4 . .
3 4 . Kh 3 , Q f 5 + ; 3 5 . K h 2 , Ng 4 + is o bv i o u s l y
futi le .
34 . Bf5
3 5 . Bf5 Nf5
36 . Re2 h4
3 7 . Rgg2 hg+
Niazovi ch 131
3 8 . Kg l _Q_f:L
3 9 N"e_--- O ., { ,
__
I Nh4
40 . Kf l Re8
4 1 . Res i gns
. b e c a u s e o f t h e i mp e n d i n g 41 . . . . ,
Ng 2 ; 4 2 . R g 2 , Qh l + ; 4 3 . K e 2 , Q g 2 + .
Whe n r e s p o n s i b i l i t y i s f i r s t e n c ou n t e r
ed ex i s t e nt i a l ly , the resu l t ing a nx i e t y
can be parti cularly t r ou b l i n g ( a d i l e mm a
ak i n to Ivan K a r a!!! -_QV ' !f3 ],_m e IJ,_t
__ th a t ,
r y t h i f1_g_ !_ J_ r m i!_t e_5L " - - a r e c o g n i t i o n
_ __ __
tha t t he r e ' s no o b j e c t i ve gr o u n d of
m o r a l i t y , b u t o n e a c c omp a n i e d b y a n a gg i n g
f ee l i n g tha t t he r e ' s sti ll a u n i ve -r- s-- a l
r
l e g i s l a t o r , o n l y he ' s n o t o n the j ob : i-
s u ch c a s es ' a nx i et y t en d s to man i f e st
i t s e l f a s lack of d i rect i on , i nd e c i s i on ,
and uncert a i nty . As a c o n s e q u en c e ,
N i m z o v i ch - - o n e of the f i rst masters to
exp e r i en c e r e s p o n s i b i l i t y - - o sc i l l a t e d
between emp l o y i ng the phe n om e n o n and
ge n e r a l i z i ng i t s i n s i gh t s i nt o s t r a teg i c
l aw s - - e n t i t i e s tha t c a n a t b e s t r e f l ect
the r ad i ca l ly s u b j e c t i ve nature of
respons i bi l i ty . Th i s i s why N i m z ov i ch w a s
t h e l a s t g r e a t l a w - g i ve r o f c he s s - - b e c a u s e
l e a d i n g ma s t e r s s i n c e h i s d a y h a ve m o v e d
b e y o n d a nx i e t y t o a d ee p e r , m o r e a u t h e n t i c
r e l a t i on wi th r e s pons i b i l i t y .
1 9 . A1ekhine
The I n i t i a t i ve
L i k e N i m z o v i ch , the c r e a t i ve gen i u s
A l ex a n d e r A l e kh i n e ( 1 8 92 - 1 946 ) a lso
exp r e s s e d hi s res pons i b i l i t y t h r o u gh
s t r a t e g i c f l ex i b i l i t y - - th o u g h a t t i m e s i n
a n e s s en t i a l l y d i f f e rent manne r , a s i n the
f o l l ow i n g g a m e .
7 . Be3 !
Wh i t e vo l u n t a r i l y r e l i nq u i s h e s h i s i r on
bl ockad e on e 5 , suddenly ch a n g i n g the
exi s tent i a l f ea tures o f t h e c e n t r a l p a wn
ma s s - - f o r now the a g e n t o f r e s t r a i n t i s
pressure on d 4 and d 5 . R a the r th a n b r i n g
i n g a n i n c r e a s i n g l y i n t e n s e l i ght t o b e a r
on the p a wn structure ( as Capabl anca ' s
p l a y wa s a p t t o d o ) , A l e kh i n e ' s o r i g i n a l
p l a n i n th i s g a me s u c c e s s i v e l y h i g h l i g h t s
ent i r e l y new f a ce t s o f the pos i t i on . It
f o l l ow s tha t Wh i t e ' s p i e c e c o o p e r a t i on
i s n ' t m e r e l y c r e a t i ng a n o b j e c t i ve s t r a t e
gic r e a l i t y ( a s N i m z ov i ch ' s d i d i n the
l a s t ch a p te r ) , but i s crea t i ng and re
c r e a t i ng an u n ch a n g i n g p awn f o rm a t i on o n
the e x i s t e n t i a l l ev e l .
7. . . . b6
8 . cb cb
9 . h4 !
Th i s e n e r g e t i c t h r u s t on a n e w f r on t
once aga in t r a n s f o rm s the nature of
Wh i t e ' s c a mp a i g n b y a pp en d i n g a vu l n e r a b l e
d a r k s q u a r e c o mp l ex t o B l a c k. ' s wo r r i e s i n
the c en t e r .
9. . Bd6
P e r h a p s b e t t e r wa s 9 . . . . , h 5 , a l th ough
Wh i t e wou l d st i 1 1. r e t a i n t h e u pp e r h a n d
a f t e r 1 0 . Bg 5 , f 6 ; 1 1 . Q c 2 , wi th Bd 2 , e 3 , a 3 ,
a n d B d 3 t o f o l l ow ( A l e kh i n e ) .
1 0 . h5 Nge7
1 1 . h6 ! g6
1 2 . Bg5 0-0
1 3 . Bf6 ! . .
B y n o t d e a l i n g w i th the c e n t r a l p a wn
ma s s a s a f i xe d , t e ch n i c a l r e a l i t y , b u t a s
one tha t c a n b e u s e f u l l y r e - c r e a te d ex i s
tent i a l l y , A l e kh i n e h a s a l r e a d y o b t a i n e d
a n ove r whe l m i n g a d va n t a g e .
1 34 The Modern Game
13 . . . . b5
1 4 . e3 Bd7
1 5 . Bd3 Rc8
1 6 . a4 b4
1 7 . Ne2 Ob6
1 8 . Nc l ! . . .
Wh i t e d o e s n ' t play for the o bv i ou s
k i n g s i d e a t t a c k , b u t c on s i s t e n t l y c a r r i e s
o u t h i s g e ne r a l p l a n o f r e s t r a i n t .
18 . Rc7
1 9 . Nb3 Na5
2 0 . Nc5 ! Nc4
Of no ava i l are the a l t e r n a t i ve s
20 . . , B c S ; 2 1 . d c , Q c 5 ; 2 2 . B d 4 , Q c 6 ; 2 3 . Ne 5 ,
.
Qb7 ; 2 4 . Ng 4 and 20 , Bc S ;
. 2 1 . N e 5 , Bc 5 ;
2 2 . d e , Q c 5 ; 2 3 . N g 4 ( th r e a t e n i n g B d 4 ) . Note
espec i a l ly the m e t a m o r ph o s e s of Bl ack ' s
w e a k d a r k s qu a r e c omp l e x i n t h e s e l i n e s .
-- - 2 i . :Bc4
- - de
2 2 . Ne5
Mo r e e f f i c i e n t w ou l d h a v e b e en 2 2 . N e 4 ,
w i t h t h e i d e a o f 2 3 . Nd 6 , Q d 6 ; 2 4 . B e S , n o t
t o m e n t i on B g 7 a n d N f 6 # ( A l e k h i ne ) .
22 Be5
2 3 . Be7 ! .
2 4 . d e , Re 7 ; 2 5 . Ne 4 ! l o s e s qu i ck l y :
1 ) 25 , fS ;
. . . 2 6 . Q d 6 , Bc 6 ; 2 7 . Nf 6 + , K f 7 ;
2 8 . Q d S ! , B e 8 ; 2 9 . Nh 7 ( A l e kh i n e ) , o r
2 ) 25 , Be S ;
. . . 2 6 . N f 6 + , Kh 8 ;
2 7 . Q d 8 , Rb 7 ;
2 8 . R d l , Q c 6 ; 2 9 . 0 - 0 ( A l e kh i n e ) .
Whi te Won
Whe n , i n t h e m o r a l s phe r e , a m a n h a s
encountered h i s respons i b i l i t y but s t i l l
l on g s f o r o b j e c t i ve l aw s t o g u i d e h i s w a y ,
he ' s c a ug h t i n a nx i e t y ; i f , howeve r , he
ha s moved b e y on d th i s s t a t e to e mb r a c e t h e
A1ekhine 1 35
o p t i o n t o c r e a t e h i s own va l ue s , h e m a y b e
s a i d t o be t r u l y f r e e . In a n anal ogous
m a nn e r , A l e kh i n e o v e r c am e the s t a te of
a nx i e t y b y e n t e r i n g a r e a l m o f e x i s t e n t i a l
t h o u g h t wh i ch h a d b r o k e n f r e e o f a l l t e ch
---- ---
n i c a l restra i nt . --------- - -------- - ---- -
.
Whe n a p fii-ye_r l oo k s a he a d i n a g a m e , he
p o n d e r s a n u mb e r of s u b s e q u e n t , d i st inct
p o s i t i o n s , he n c e e mp l o y s h i s ex i s t e n t i a l
unde r s t a nd i ng in s e ve r a l d i f f erent con
texts . Class i cally , the on l y un i t y
b e t w e e n the s e " ex i s t e n t i a l s n a p sh o t s " i s
wh a t ' s o b j e c t i ve l y - - t e chn i c a l l y - - on the
b o a r d ; o n l y i n t h e g a m e s of A l e kh i n e do we
f ind a ma s t e r ca pabl e of exi s tent i a l ly
s e n s i n g the f l ow t h r o u g h the s e i n d e p e n d e n t
pos i t i ons . H e t he r e f o r e h a d a b e t t e r f ee l
for how the cont i nuous coope r a t i on of
pieces s uppo r t strate g i c rea l i t i e s f r om
move t o move , how t h e s e i n t e g r a t e d r e a l
ities change s ub t l y as the s i t ua t i on
p r o g r e s s e s , a n d e v e n how t h e y d e p e n d f o r
the i r e x i s t e n t i a l e x i s t e n c e o n the p l a y o f
n e i ghb o r i n g p i e c e s .
C a pabl anc a ' s c on c e p t i o n of a g i ve n
s t r a t e g i c r e a l i t y wa s who l l y e x i s t e n t i a l ,
he n c e he wa s c omp l e t e l y r e s p on s i b l e f o r
t h e e x i s t e n c e o f wha t h e s e n s e d . A l e kh i ne
moved a step f u r the r by u n c on s c i o u s l y
r e c o g n i z i n g t h i s p h e n o m e n o n , a n d wa s e v e n
a b l e t o e n t e r t a i n s t r a t e g i c r e a l i t i e s th a t
have no c l e a r l y - de f i ned " a l ter-egos " in
the wo r l d o f t e chn i c a l l aw s ( a s o pp o s e d t o
Capabl a nca ' s c on c e p t u a l i z a t i o n s , wh i ch
we r e i n va r i a bl y tied- in to o bj e c t i ve ,
we l l - d e f i ned strategi c e l em e n t s s u ch as
i s o l a t e d p a w n s , o p en f i l e s , a n d s o f o r th ) .
Th i s i s why we c a n o f t en f i nd t r a n s i ent
strateg i c rea l i t i es ( cl a ss i c a l l y ins i gni f -
1 36 The Modern Game
i c a n t f ea t u r e s t h a t b e c om e a e s t he t i c a l l y
s i m i l a r t o i n t e g r a t e d e l e m e n t s f o r a f ew
move s ) p l a y i n g a n i mp o r t a n t r o l e i n th a t
s t r a n g e l y e l u s i ve ch a r a c t e r i s t i c o f m o d e r n
che s s - - th e i n i t i a t i v e .
Mannhe im , 1 9 14
A1ekhine Fahrn i
1 . e4 e6
2 . d4 d5
3 . Nc3 Nf6
4 . Bg5 Be7
5 . e5 Nf d7
6 . h4 ! ? Bg5
7 . hg Qg5
8 . Nh3 Qe7
9 . Nf4 Nf8?
Mod e r n the o r y r e c omm e n d s 9 . . . . , a6 ;
1 0 . Qg4 , g 6 ; 1 1 . 0 - 0 -0 , a l l ow i n g Wh i t e no
m o r e t h a n a d e q u a t e c omp en s a t i o n for the
s a c r i f i c e d p a wn .
1 0 . Qg4 ! .
A s t r a i gh t - f o r wa r d move wh i c h t h r e a t e n s
N d 5 , a s we l l a s t h e m o r e o bv i o u s Q g 7 .
Note how Wh i t e ' s i n i t i a t i ve doesn ' t
stem f r om how h i s p i e c e s c oo p e r a t e w i t h
the cent r a l p a wn c h a i n ; c o n ve r s e l y , h i s
p i e c e s c oo p e r a t e t o g e t h e r f r e e l y - - i n s p i te
of the p a wn c h a i n - - a n d i mp o s e t r a n s i e n t
s t r a t e g i c r e a l i t i e s on the boa rd . Thu s
the class i c a l ly i ns i gn i f i c a n t c 8 -h3
d i a g on a l w i l l p r ov i d e a n i mp o r t a n t s p r i n g
b o a r d f o r A l e k h i n e ' s i n i t i a t i ve ; a n d e v e n
mo r e i n s t r u c t i ve l y , B l a c k ' s p a w n a t d 5 -
the f a r the s t t h i n g f r om a c l a s s i c a l we a k
ne s s - - i s d e s t i n e d t o b e a v i c t i m f o r t h e
bu l k of the ba t t l e .
10 . . . . f5
A1ekh i ne 1 37
1 1 . ef gf
1 2 . 0-0-0 c6
Wh i t e w a s t h r e a t e n i n g N d 5 a g a i n .
1 3 . Re l Kd8
A f t e r 1 3 . . . . , Bd ? , the s t o ck s a c r i f i c e
1 4 . N f d 5 ! , c d ; 1 5 . Nd 5 wou l d b e d e v a s t a t i n g .
1 4 . Rh6 ! es
1 5 . Oh4 Nbd7
1 6 . Bd3 e4
\ 1 7 . Og3 !
P r e p a r i n g o u r o l d f r i e n d Nd 5 , a m ove
wh i ch h a s d e v e l o p e d new r a m i f i c a t i o n s due
t o t h e s p e c i f i c s of t h e p o s i t i on - -_(:i k i n d __
o f - - mu t a t i o n th a t ' s f a m i l i a r t o t h e wo r l d
- - - - - -
o f th e Tn1 t r a t 1 V e .
--- ------- --- . _ - . .-
O n 6 - a g a l n , Bl ack ' s p aw n at d5 ha s
p r ov e n vu l ne r a b l e - - s u gg e s t i n g tha t
A l e kh i n e wa s able to c o n c e p t ua l i z e a
stra teg i c rea l i ty on a p l a ne who l l y
i n d e p e n d e n t o f wha t ' s o b j e c t i ve l y o n the
boa rd .
17 . Of 7
Or : 17 . . . , Qd 6 ? ;
1 8 . Be 4 ! , d e ; 1 9 . R e4 ,
wi th Qg7 next .
1 8 . Be4 !
Once more , i n s p i t e o f the c l a s s i c a l
s t r a t e g i c e l e m en t s , e 4 ha s c h a n g e d f r om a n
i nc i d e n t a l c e nt r a l s q u a r e o u t o f Wh i t e ' s
c o n t r o l t o a s p r i n gb o a r d f o r h i s m o u n t i n g
i n i t i a t i ve .
18. . de
1 9 . Ne4 Rg8
No s a l v a t i o n w a s t o b e h a d f r om 1 9 . . . . ,
Q a 2 ; 2 0 . Nf 6 ! , Nf6 ; 2 1 . Qg7 .
2 0 . Oa3 !
A l e k h i ne c o n t i nu e s to i l l um i n a t e new
w e a k n e s s e s i n the e n e my c a mp . Of p a r t i c
u l a r n o t e i s t h e w i d e f r o n-t ove r wh i ch the
-
i n i t i a t i ve i s s p r e a d i n th i s g a me :..-.:-y 1 e ia-=-
138 The Modern Game
i n g a g l o b a l p he n om e n o n wh i ch t i e s t o g e t h
e r n u m e r ou s t r a n s i e n t s t r a t e g i c r e a l i t i e s
i n t o a n e f f e c t i ve , u n i f i e d who l e .
20 . . Og7
No b e t t e r wa s 2 0 . . . . , Q e 7 ; 2 1 . Q a 5 + , b 6 ;
22 . Qc3 .
2 1 . Nd6 ! Nb6
2 2 . Ne8 !
White Won
. t h e th r e e m a i n l i n e s b e i n g :
1 ) 2 2 . . . . , Qd7 ; 2 3 . Nf6 .
2 ) 2 2 . . . . , Nc4 ; 2 3 . Qc 5 , Q f 7 ; 2 4 . R f 6 .
3 ) 2 2 . . . . , Qf7 ; 2 3 . Qd6+ etc .
I f t h e s t r a t e g y o f R u b i n s t e i n exh i b i t s
l i f e , whi l e C a p a b l a n c a ' s r a d i a t e s h e a l t h ,
then A l ekh i ne ' s i n i t i a t i ve c a n j o i n our
a e s t he t i c h i e r a r ch y unde r the rubr i c
ch a r a c t e r - - t h a t e l em e n t o f t h e hum a n p e r
s on a t h a t a c c o u n t s f o r i nd i v i dua l i t y as
oppo sed t o m e r e ex i s t e n c e a s a p h y s i c a l
spec i men . Thu s C a p a b l a n c a p r o d u c e d g a m e s
wh i c h we r e m o d e l s o f h o w t o p l a y f o r t h a t
o f p o s i t i o n , wh i l e A l e k h i n e o f t e n w o n
i n wa y s t h a t we r e o f 1 i t t l e o r n o t e c hn i
cal use for future encount e r s . Thi s
feature i s p r o n ou n c e d i n A l e kh i ne ' s p l a y
becau s e t r ans i e n t s t r a t e g i c r e a l i t i e s - - by
the i r ve r y n a t u r e - - a r e r e s i s t a n t t o g e n
eral i za ti on ; i n d ee d , A l e kh i n e ' s c on ve r
s a nt r e l a t i on shi p w i th the s e " gho s t l y "
e n t i t i e s wa s t h e o n e s ub s t a n t i a l e d g e he
enj oyed in hi s r i va l ry w i th the great
Cuban .
A1ekhine 1 39
A1ekhine Capab1anca
1 . d4 d5
2 . c4 e6
3 . Nc3 Nf6
4 . Bg5 Nbd7
5 . e3 ?f c6
6 . a3 , . Be7
7 . Nf 3 0-0
8 . Bd3 de
9 . Bc4 Nd5
1 0 . Be7 Qe7
1 1 . Ne4 N5f6
1 2 . Ng3 c5
1 3 . 0-0 Nb6
1 4 . - cd
1 5 . Nd4 g6
1 6 . Re l Bd7
1 7 . Oe2 Race
1 8 . e4 e5
-
1 9 . Nf 3 g 7 J
B l a c k ' s p o s i t i on i s a l l r i g ht f r om a n
ana l y s i s of t y p e s , but the s p ec i f i c s of
his k i ng ' s post o n g 7 w i 1 1 s o on o f f e r
Wh i t e i mp o r t a n t t a c t i c a l ch a n c e s ( s e e the
note to B l ack ' s twenty - f i r s t move ) .
A l e kh i n e s ugg e s t s t h e a l t e r n a t i ve 1 9 . . . . ,
R e l ; 2 0 . R c l , R c S ; 2 1 . R c 8 + , Nc 8 ; 2 2 . Ng 5 , B e 8 ,
giving Bl ack a s u f f i c i en t l y res i l i ent
p o s i t i on .
2 0 . h3 h6 ?
T he r e wa s s t i l l t i m e f o r the s i mp l i f y -
ing 2 0 . . . . , Rc l ; 2 1 . Rc l , Rc S . A f t e r the
we a k e r . . . , h 6 , o n t h e o the r h a n d , B l a c k ' s
kings i de wi ll p r ov e to be an adequa te
s pr i ngboa rd for Wh i t e to s e i ze the
i n i t i a t i ve .
1 40 The Modern Game
c l a s s i c a l s t r a t e g y h a s b e e n n u l l i f i e d tha t
trans i en t st rateg i c rea l i t i e s c a n have a
f ield day .
2 2 . Be6 Qe6
2 3 . Qa5 Nc4
Wh i t e wou l d a l s o r e t a i n the a d v a n t a g e
a f t e r t h e a l t e r n a t i ve 2 3 . . . . , Q b 3 ; 2 4 . Q e 5 ,
Nc4 ; 2 5 . Qd4 .
24 . Qa7 Nb2
2 5 . Rc8 Rc8
2 6 . Qb7 Nc4
2 7 . Qb4 Ra8
2 8 . Ra l Qc6 !
B l a c k i n t en d s t o e n a c t a bl o c k a d e w i th
. . . , R a 4 , a f t e r wh i ch he wou l d h a v e fai r
cha n c e s o f ho l d i n g ou t . H o w e ve r :
2 9 . a4 ! Ne4
30 . Ne5 Qd6
3 1 . Qc4 Qe5
3 2 . Re l Nd6
3 3 . Qc l Qf6
34 . Ne4 Ne4
3 5 . Re4 . . .
Whi te Won
The c omp l i c a t i o n s h a v e f i n a l l y s e t t l e d
d own i n Wh i t e ' s f a vo r . A l e k h i n e w e n t on
t o w i n t h e e n d i n g a n d t h e m a t ch .
s t r a t eg i c r ea l i t i e s r e s i s t genera l , p r e
c i se de f in i t i on ) , it does fit the data
bec ause cl a ss i c a l ly i ns i gn i f i ca n t f ea t u r e s
o f t e n d o c om e t o t h e f o r e i n t h e p l a y o f a
-
modern ma s te r w i th the i n i t i a t i ve ;
f u r th e rmo r e , the i n i t i a t i ve is a
n o t o r i ou s l y d i f f i c u l t c on c e p t t o p i n d own ,
m a k i n g a p u r e l y n o n - t e chn i c a l m od e l more
a t t r a c t i ve ; and f ina l ly , the i d ea s set
f o r th i n t h i s ch a p t e r p r ov i d e a n a pp r o p r i
a t e t r a n s i t i o n f r om t h e c r y s t a l - c l e a r p l a y
of the class i cal era to the s t rategic
c o mp l ex i t i e s th a t ch a r a c t e r i z e the e a r l y
S ov i e t S ch o o l .
The r e a d e r m i ght won d e r why I ' ve c h o s e n
t o gr ound my mode l of the mod e r n ma s te r ' s
unde r s t and i ng in r e s p on s i b i 1 i t y ; a f te r
a l l , I c ou l d h a ve s i mp l y t r e a t e d A l e k h i ne
and N i m z o v i ch as m a s t e r s who we r e s e n s i
t i ve t o mo r e evo l ve d , subtl e r f o rm s o f
i nt e gr a t i on ( w i th " unbo r n " a n d t r a n s i en t
s t r a t e g i c r e a l i t i e s , r e s p e c t i ve l y ) .
I h a ve to a dm i t tha t th i s a pp r o a ch
wou l d p r e s e n t a s i mp l e r m o d e l w h i l e s t i l l
cha r a c t e r i z i n g t h e s t y l e s o f t h e pl ayers
i nvo l ve d , h en c e p r o p e r sc i e n t i f i c me thod
wou l d s e e m t o e n d o r s e i t s a d o p t i o n . The
probl em w i th th i s r e a s o n i n g , a p a r t f r om
t h e f a c t t h a t the c on c e p t of respons i
b i 1 i t y " d r e s s e s -up " our mod e l n i c e l y , is
th a t t h e c e n t r a l t r e n d i n t h e l a s t s e c t i o n
o f t h e b o o k ( c o n t e mp o r a r y c h e s s ) wou l d b e
i n e x p l i c a b l e w i t h o u t the u s e o f a r a d i c a l
l y s u b j e c t i ve c on c e p t a s the gr ound o f
m od e r n che s s t h o u g h t . T o th i s end , the
cruc i a l d i s t i n c t i on between cl a s s i c a l l y
i ntegr ated p i ece coopera t i on and the
i n i t i a t i ve i s t h e f a c t tha t o n e i s g r o un d
e d i n a s ub j e c t i ve m o d e o f t h o u g h t , wh i l e
A1ekh i ne 1 43
the o t h e r i s g r ou n d e d i n t h e r e c o gn i t i o n
tha t s u ch thought is s ub j e c t i ve . Th i s
d i s t i n c t i o n i s wha t m a k e s i t r e a s o n a b l e t o
h yp o t he s i z e tha t the m od e r n ma s t e r ha s
p l a c e d a p s y c h o l o g i c a l b a r r i e r b e t we e n h i s
o wn u n d e r s t a n d i n g a n d h i s o p p o n e n t ' s ; thu s
w i l l we b e a b l e t o expl a i n a l a t t e r - d a y
t r end of i n c r e a s e d s ens i t i v i ty of the
a dve r s a r y ' s ch a n c e s .
Anyone who d i s l i k e s t h e m o r e s p e c u l a
t i v e p s y cho l o g i c a l c on c e p t o f r e s p o n s i b i l
i ty is we l c om e t o " e d i t " i t o u t o f my
t r e a t m e n t of m o d e r n che s s , a n d v i e w t h i s
s e c t i o n a s a s t r a i g h t - f o rwa r d p r o g r e s s i o n
o f i n t e gr a t i on . A t t h e s a m e t i me , h o w
eve r , they wi ll be left to t he i r own
d ev i c e s t o exp l a i n t h e h i g h l y - p r o n ou n c e d
s t y l e s of the ma s t e r s I wi l l d i s c u s s u n d e r
c o n t e mp o r a r y c h e s s .
2 0 . Botvinnik
S u b j e c t / O b j e c t I n t e gr a t i on
A l e kh i n e ' s p l a y w a s t h e f i r s t t o c l e a r
ly e xh i b i t the d e f i n i ng a e s th e t i c of
m o d e r n che s s - - ch a r a c t e r . S t i 1 1 , whe n we
f i n d h i m s t r u gg l i n g w i th p o s i t i o n s in a
mo r e c l a s s i c a l ve i n , t h e o l d e r a e s the t i c
o f he a l t h g e n e r a l l y c om e s t o the f o r e ; i n
a style remin i scent of Capablanca ,
A l e kh i n e prevai l ed in s u ch games by
t yp i c a l method s , and only e mp l o y e d the
s pe c i f i c s o f t h e s i t u a t i on t o the e x t e n t
th a t a class i cal master wo u l d . ( The
s p l en d i d en c ou n t e r w i th Rub i n s t e i n f r om
o u r l a s t cha p t e r i s a n o t a b l e exce p t i on . )
The net result of all thi s is th a t
A l e kh i n e a pp e a r s t o h a v e h a d a p s y c ho l o g i
c a l r e s i s t a n c e t o i n t e gr a t i n g the i n i t i a
t i ve w i th obj e c t i ve s t r a t e g i c r ea l i t i e s ;
whe r e a s h e wa s a s u p r em e a r t i s t w h e n i t
c am e to t i e i ng t o g e th e r trans i ent
s t r a teg i c r e a l i t i e s w i th t h e i n i t i a t i ve ,
A l e kh i n e s e ems to have pe rce ived p i ece
c o o pe r a t i o n w i t h cha r a c t e r to be " t oo
f r ee " to i n t e gr a t e wi th class i cal
e l em e n t s .
The f i rst widespread occ u r r en c e of
a e s th e t i c ch a r a c t e r ema na t i ng f r om
o b j e c t i ve s t r a t e g i c r e a l i t i e s wa s i n t h e
g a m e s o f the i n a u gu r a l S ov i e t wo r l d ch a m
p i o n M i kh a i l B o t v i n n i k ( 1 9 1 0 - ) Here , a t
l a s t , we f i n d n u me r ou s e x a mp l e s o f p i e c e s
c o o p e r a t i n g w i t h o b j e c t i ve s t r a t e g i c r e a l
i t i e s i n a s t y l e d e s c en d e d f r om A l e kh i ne ' s
i n i t i a t i ve . But f i r st , before cons i de r ing
the p s y cho l o g y b eh i n d s u ch an advance ,
l e t ' s e x a m i n e o n e o f t he s e m a s t e r p i e c e s .
Botvinn i k 1 45
Botvinnik Chekhover
1 . d4 Nf6
2 . e4 e6
3 . Ne3 Bb4
4 . Nf3 0-0
5 . Bg5 d6? !
The c o u n t e r - th r u s t 5 o o I C5
o wa s
indi cated .
6 . e3 Oe7
7 . Be2 e5
8 . Oe2 Re8
9 . 0-0 Be3
1 0 . be h6
1 1 . Bh4 e5
1 2 . Rae l Bg4
1 3 . Bf6 ! Of6
1 4 . Oe4 Bf 3 ? !
No b e t t e r wa s 1 4 . , Bc S ;
. . 1 5 . N d 2 , Nc 6 ;
1 6 . f4 , Bf 5 ? ; 1 7 . fe . On the other hand ,
Botvi nn i k ' s s u gg e s t i o n of 1 4 . . . . , Bf S ! ;
1 5 . Qb7 , Nd 7 wou l d have left B l ack wi th
be t t e r practical cha n c e s th a n the move
a c t ua l l y p l ayed .
1 5 . Bf3 { Ne6
1 6 . de de
1 7 . Rd l Rad8
1 8 . Rd.5_
. b6
1 9 . Rfd l Na5
20 . h3 I Rd5
2 1 . Rd5 ,
The less ene rget i c 2 1 . cd may have
s e e m e d b e t t e r to a c l a s s i c a l th e o r i s t , but
it a l l ow s t h e s e c on d p l a y e r t o e q ua l i z e
w i th the bl ockad ing 2 1 . . . . , Q d 6 .
21 . . Oe7
21 . , R d 8 b r i n g s to l i ght the l a c k o f
1 46 The Modern Game
concre t e vu l n e r a b i 1 i t y o n Wh i t e ' s q u e e n
s i de : 2 2 . Re 5 ! , Nc4 ? ; 2 3 . Re 8 + , R e 8 ; 2 4 . Qe B + ,
Kh7 ; 2 5 . Q e 4 + .
Wh i t e ' s a d va n t a g e r eve l ve s a r ou n d h i s
c o nt r o l o f the c l a s s i c a l l y s t r on g s q ua r e
d 5 ; a t t h e s a m e t i me - - b e a r i n g i n m i n d the
n e i ghb o r i n g p a wn we a k ne s s e s - - th i s e d g e i s
p r e c a r i o u s , a n d c a n o n l y b e m a i n t a i n e d by
a e s th e t i c a l l y a t yp i c a l ma neuve r s r em i n i
scent o f A l e kh i n e ' s i n i t i a t i ve . I t fol
l o ws t h a t t h e p o s i t i on i s l e s s r e d u c i b l e
to g en e r a l pr inc i pl e s than are its
class i c a l cous ins .
2 2 . Bg4 ! Ob7
2 3 . Bf5 !
Th i s f o r c e s the pene t ra t i on of the
Wh i t e r ook t o the s e v e n th r a n k b e c a u s e
2 3 . . . . , g 6 ? l o s e s i mm e d i a t e l y : 24 . Bg6 , fg ;
2 5 . Qg 6 + , K f B ; 2 6 . Rd6 . N o t e h o w the d i a g o
na l b l -h7 , though no t p a r t i c u l a r l y weak
class i cally , ha s b e c om e a trans i ent
strategic r ea l i t y , l e n d i n g the expl o i t a
t i o n o f Wh i t e ' s cent r a l s u p e r i o r i t y the
a e s t he t i c o f c h a r a c t e r .
23 . . . Ob8
Botvinnik 1 47
24 . Rd7 Rd8
Wh i t e wa s threa ten i ng 2 5 . Bh 7 + , K f 8 ;
2 6 . Qd 5 .
2 5 . Qe5 Nc4
2 6 . Qb8 Rb8
2 7 . Be4 Na 3
2 8 . Bd5 Rf 8
2 9 . e4 a5
The pr i ma ry a l t e r n a t i ve - - 2 9 . . . . , c 4 ;
3 0 . R a 7 , Nb 5 ; 3 1 . Rb 7 , N c 3 ; 3 2 . Bc 4 , Ne4 ;
3 3 . R b 6 - - l e a d s t o a n e a s y w i n f o r Wh i t e .
3 0 . c4 b5
3 1 . cb Nb5
3 2 . e5 a4
3 3 . f4 Nd4
34 . K f 2 g5
3 5 . g3 gf
3 6 . gf Ne6
3 7 . Ke3 --
38 . f5 Nc5
3 9 . Rc7 Nd3
40 . e6 fe
4 1 . fe Res i gns
Even i n the f i n a l p o s i t i on , the i n i t i a
t i ve i n t e r t w i n e d w i th the f o c a l p o i n t d 5
makes a 1 1 the d i f f e r ence . T he exp l o i t a
t i on o f Wh i t e ' s a d v a n t a g e h a s b e e n s t r i k
i n g l y d e pendent on p a r t i c u l a r s , p r od u c i ng
t h e m o d e r n a e s th e t i c o f ch a r a c t e r .
A s we n o t e d i n t h e p o s t s c r i p t t o ou r
d i s c u s s i on o f A l e kh i n e , the i n i t i a t i v e i s
a rad ically s u bj ect i ve conc e p t - - i . e . i t ' s
g r ou n d e d i n r e s p o n s i b i 1 i t y , the r e c o gn i
t i o n t h a t i n t e g r a t i o n i s e s s e n t i a l l y s ub -
j ec t i ve . Now , whe the r o r n o t t he r e ' s a
genu i ne , sc ient i f i c d i s t i nc t i on b e t we e n
t h e s u b j e c t i ve a n d o b j e c t i ve wo r l d s , it ' s
o bv i o u s tha t people b e l i ev e th e r e ' s an
148 The Modern Game
u n b r i d g e a b l e g a p b e t w e e n s u b j e c t i v e th i n g s
l i k e l ove , d u t y , a n d i n t u i t i o n , a n d e v e r y
d a y o b j e c t s l i k e t a b l e s a n d ch a i r s . Thu s
it shou l d c om e as no surpr i s e tha t
A l e kh i n e h a d a p s y cho l o g i c a l r e s i s t a n c e t o
i n t e g r a t i n g a r a d i c a l l y s u b j e c t i ve c on c e p t
s u ch as t h e i n i t i a t i ve w i th o b j e c t i ve
s t r a t e g i c e l e men t s .
Th i s o u t l i n e s why c h a r a c t e r e n t e r e d t h e
wo r l d of cl a ss i c a l s t r a tegy l a te r th a n
tha t of the i n i t i a t i ve . And the n a t u r e of
th i s a dvance - - i n the play of Botv i nn i k-
can only be ch a r a c t e r i z e d as sub j ect/
o b j e c t i n t eg r a t i o n ; only s u ch a mod e l
expl a i n s how the great S ov i e t c h a mp i o n
b e c a m e s o s e n s i t i ve t o t h e s p e c i f i c s th a t
c a n m a k e o r b r e a k - - th a t g r o u n d - - th e h e a l t h
of obj e c t ive s t r a teg i c r ea l i t i e s .
The a b i l i t y t o i n t e g r a t e t h e i n i t i a t i v e
w i th c l a s s i c a l s t r a t e g i c e l em e n t s w i d e n e d
the mod e rn m a s t e r ' s open i ng r e p e r t o i r e to
i n c l u d e mo r e p r e c a r i ou s l y - b a l a n c e d s y s t e m s
s u ch a s t h e S a e m i s c h N i mz o - I n d i a n ( 1 . d 4 ,
Nf6 ; 2 . c4 , e6 ; 3 . N c 3 , B b4 ; 4 . a 3 ! ? , Bc 3 + ;
5 . b c ) , t h e W i n a we r F r e n c h ( 1 . e 4 , e 6 ; 2 . d 4 ,
d 5 ; 3 . N c 3 , B b4 ; 4 . e 5 , c 5 ; 5 . a 3 , B c 3 + ; 6 . bc ) ,
and the B o t v i nn i k S y s t em o f the Q u e e n ' s
G a mb i t ( 1 . d4 , d5 ; 2 . c4 , c6 ; 3 . Nf 3 , Nf 6 ;
4 . Nc 3 , e 6 ; 5 . Bg 5 , d c ; 6 . e4 , b 5 ; 7 . e 5 , h6 ;
8 . Bh4 , g 5 ) . A l l t he s e o p e n i n g s d i s p l a y a n
a l mo s t i r r a t i o n a 1 i mb a l a n c e o f c l a s s i c a l
p r i n c i p l e s tha t c a n n e v e r b e r e s o l ve d by
gen e r a l , abst ract rea son i ng , but a l wa y s
d em a n d s a n e x t r a o r d i n a r i l y c a r e f u l e v a l u a
t i on o f the pa r t i cu l a r p i ece c on f i gu r a t i on
i n que s t i on .
I n t h e T a r r a s ch D e f e n c e t o t h e Q u e e n ' s
G a mb i t ( 1 . d 4 , d 5 ; 2 . c 4 , e 6 ; 3 . N c 3 , c 5 ; 4 . c d ,
ed ) , B l ack accepts the l i a b i l i t y o f a n
Botvinn i k 1 49
i s o l a t e d q u e en p a wn i n e x ch a n g e f o r f r e e
piece-pl ay . How e a ch s i d e s h o u l d t h e r e
a f t e r p r o c e e d c a n b e f o rm u l a t e d i n g e n e r a l
t e rm s : Wh i t e p l a y s f o r a n a d va n t a g e o u s
endgame by excha ng i ng p ieces , and Bl ack
e va d e s th i s s t r a t e g y , t r y i n g t o ma i n t a i n
the p r e s s u r e i n the m i d d l e g a me . A l th ough
th i s is clearly ov e r - s i mp l i f i e d ( ev e n
cl a s s i c a l che s s had to deal w i th
s p e c i f i c s ) , i t d o e s s ugg e s t t h a t a g e n e r a l
cha r a c t e r i z a t i o n of the stra teg ies
i nv o l v e d d o e s e x i s t .
In c on t r a s t , the Botvinni k S y s t em
def ies s u ch easy g e ne r a l i z a t i o n s . In
b e c om i n g the v i rtuo s o of thi s open i ng ,
B o tv i n n i k d i s p l a y e d a r em a r k a b l e a b i 1 i ty
to d e ve l o p pl ans ov e r - th e - b o a r d - - p l a n s
tha t h a d t o s u i t t h e eve r - f r e s h p a r t i c
u l a r s o f the i n t e gr a t e d p i e c e cooper a t i on .
Denker Botvinn i k
1 . d4 d5
2 . c4 e6
3 . Nc3 c6
4 . Nf 3 Nf6
5 . Bg5 de
6 . e4 b5
7 . e5 h6
8 . Bh4 g5
9 . Ng5 hg
1 0 . Bg5 Nbd7
1 1 . ef Bb7
1 2 . Be 2 ? ! . . .
The m a i n l i n e t o d a y i s 1 2 . g 3 , s o t h a t
Wh i t e ' s f i a n ch e t t oe d b i shop can have a
neu t r a l i z i ng e f f ec t in the cente r .
1 50 The Modern Game
12 . Ob6
1 3 . 0-0 0-0-0
1 4 . a4 b4
1 5 . Ne4 c5
1 6 . Ob l ?
B o t v i n n i k n o t e s tha t 1 6 . Q c 2 ? i s i n s u f
f i cient : 16 . ., c 3 ! ; 1 7 . b e ( o r 1 7 . d c , Nc 5 ;
.
1 8 . Nc 5 , B c 5 a n d 1 9 , Q c 7 ) , Q c 7 ; 1 8 . Ng 3 , c d ;
. . .
1 9 . c 4 , N c 5 , a n d B l a ck i s w i n n i n g . O f par
t i c u l a r i mp o r t a n c e f o r u s i s how a s ub t l e
shi f t o f p i eces c a l l s for an ent i rely new
p l a n of a c t i o n - - s u gg e s t i n g tha t a b r o a d ,
gene r a l s t r a t e gy doesn ' t rule o ve r the
p o s i t i on .
P e rhaps bes t wou l d have been ECO ' s
r e c o mm e n d a t i o n of 1 6 . Nd 2 , Qc7 ; 1 7 . h 4 , Bh 6 ;
1 8 . f 4 , Nb 6 , w i t h u n c l e a r p l a y .
16 Oc7
1 7 . Ng3 cd
1 8 . Bc4 Oc6
19 . f3
prey .
19. . . . d3 !
C l e a r i ng t h e road for 20 , Bc 5 + , a s
. . .
we l l a s t h e m o r e o bv i o u s 2 0 , Q c 5 + and
21 , QgS .
2 0 . Oc l
B o t v i nn i k i nve s t i g a t e s t wo wa y s f o r
Wh i t e t o c on t e s t c 5 - - b o t h f u t i l e :
1 ) 2 0 . Be 3 , Bc 5 ; 2 1 . Bc 5 ( 2 1 . Qc l , d2 ;
2 2 . Q d 2 , Ne 5 ) , Q c 5 + ; 2 2 . K h l , Rh 2 + , and B l ack
wi ns .
2 ) 2 0 . Ne4 , Qc 7 ; 2 1 . g 3 , Be4 ; 2 2 . f e , Q c4 ;
2 3 . Rc l , Bc 5 + e t c .
2o . . . Bc5 +
2 1 . Khl
O n c e a g a i n , 2 1 . B e 3 wou l d h a v e b e e n me t
by 2 1 , d 2 ; 2 2 . Qd 2 , Ne 5 .
21 . . . . Od6
2 2 . Of4 . .
An a l t e r n a t i ve wa y t o l o s e i s g i ve n b y
Botv i nn i k : 2 2 . B f 4 , Rh 2 + ; 2 3 . Kh 2 , R h 8 + ;
2 4 . Nh 5 , Rh 5 + ; 2 5 . Kg 3 , e 5 ; 2 6 . Be 3 ( 2 6 . Bg 5 ,
e4+ ; 2 7 . Kg4 , d 2 ; 2 8 . Qd 2 , Nf6+ ; 29 . Bf 6 , Qd2 ;
3 0 . Kh5 , Qg 2 ) , e 4 + ; 2 7 . f 4 ( 2 7 . K f 2 , d 2 ; 2 8 . Qc 2 ,
ef ) , Qf6 ; 28 . Kf 2 , Qf4+ etc .
22 . . Rh2 +
2 3 . Kh2 Rh8 +
24 . Oh4 Rh4+
2 5 . Bh4 Of4
2 6 . Res i gns
Thu s did Botvi nn i k ' s a pp r ec i a t i o n of
t h e i n i t i a t i v e o f t e n t i p t he s c a l e s i n h i s
f avor dur ing s t rateg ically i n t r i c ate
g a me s .
2 1 . Smys1ov
The M o d e r n G r u n f e l d D e f e n c e
Euve Smys1ov
1 . d4 Nf6
2 . c4 g6
3 . Nc3 d5
4 . Nf3 Bg7
Smys 1ov 1 53
5 . Ob3 de
6 . Oc4 0-0
7 . e4 Bg4
8 . Be 3 Nfd7 !
S rny s l ov ' s V a r i a t i on o f the G r u n f e l d i s
a p o t e n t we a p on i n t h e h a n d s o f a m a s t e r
who ' s s e n s i t i ve to the w a y r e l a t i ve l y
minor strateg ic r e a l i t i e s c a n b e c om e the
f o c a l p o i n t of a po s i t i o n i f c o u p l e d w i th
t h e i n i t i a t i ve .
9 . Ob3 Nb6
1 0 . a4 as
1 1 . d5 Bf 3
1 2 . gf
B l a c k i s b e g i n n i n g t o s e t h i s s i g ht s o n
b4 , t h e " s ee d " ou t o f wh i ch w i l l eme r g e a
f l owe r i n g i n i t i a t i ve o n t h e q u e e n s i d e .
12 . Od6 !
1 3 . Nb5 Ob4+ !
1 4 . Ob4 ab
1 5 . Nc7 . . .
1 5 . a 5 ? , Bb 2 ! ; 1 6 . Ra 2 , Be 5 ; 1 7 . f 4 , Bd6 ;
1 8 . e 5 , b 3 ! wou l d h a v e a c c omp l i s h e d n o t h i n g .
B l a c k ' s u n i q u e l y e n e r g e t i c d i ve r s i o n on
t h e q u e e n s i d e h a s nu l l i f i e d any a d v a n t a g e
1 54 The Modern Game
Wh i t e m a y h a v e d r e a m e d o f w i th h i s c l a s
s i c a l l y i mp r e s s i ve c e n t e r . I t ' s interest
i ng how the r e l a t i ve l y m i nor " s t r o ng
p o i n t " at b4 h a s b l o s s om e d i n t o a f u l l
g r own i n i t i a t i ve . Whe r e a s Steinitz
a c c u mu l a t e d s m a l l a d va n t a g e s , Smys l ov wa s
able to i n tegr a t e even a s i ng l e sma l l
advan t a g e wi th a b r o a d moveme n t o f p i e c e s
b e a r i n g t h e m o d e r n a e s th e t i c o f ch a r a c t e r .
15 . . Ra4
1 6 . Rb l
Wh i t e w a s f o r c e d t o c o n c e d e the a - f i l e
s i nce 1 6 . R a 4 ? , Na 4 ; 1 7 . b 3 , Nc 3 ; 1 8 . Bh 3 , B e 5 ;
1 9 . Bb 6 , N a 6 ; 2 0 . N a 6 , R a 8 ! ( S m y s l ov ) wou l d
h a v e o n l y f u e l e d the B l a c k a c t i v i t y .
16 . N6d7
1 7 . Nb5 Rc8
1 8 . Be 2 ? . . .
Correct wa s 1 8 . Nd4 , b3 ; 1 9 . Nb 3 , Rb 4 ;
2 0 . Nd 2 , R b 2 , result i ng in a rea s on a b l y
ba l a n c e d game .
18 . . . b3
1 9 . Na 3 Bb2
20 . Rb2 Ra3
2 1 . Kd 2
N o b e t t e r wa s 2 1 . B d l , Nc S ; 2 2 . Bc 5 , Rc 5 ;
2 3 . R b 3 , Rb 3 ; 2 4 . Bb 3 , R c l + ; 2 5 . Bd l , Nd 7
( S my s l ov ) , wi th a p r om i s i n g endgame in
store for Bl ack .
21 . . . . Na6
2 2 . Rhb l Naes
2 3 . Bd4
D i r e c t a t t e mp t s t o w i n b a c k the p a wn
a l s o l a n d Wh i t e i n t r o u b l e :
1 ) 2 3 . Bb 5 , N e 5 ; 2 4 . Bc 5 , Rc5 ; 2 5 . Rb3 , Nf 3 + ;
2 6 . K e 3 , Rb 5 ! ; 2 7 . R a 3 , Rb l ; 28 . Kf3 , f6 ;
2 9 . R c 3 , h 5 ; 3 0 . R c 7 , K f 8 ( Smy s l o v ) .
2 ) 2 3 . Bd l , Ra 2 ; 24 . Ra 2 , ba ; 2 5 . Ra l , Ra B ;
2 6 . Kc 3 , e6 ; 2 7 . de , fe ; 2 8 . Bc 2 , b6 , when
Smyslov 155
2 9 . Kb2 c ou l d be met by 2 9 . . . . , Ne 5
( S m y s l ov ) .
23 . . . . e5 !
Th i s o pp o r t u n e s t r o k e f o r c e s a c o n s o l i
d a t i o n o f t h e B l a ck a d va n t a g e .
24 . de
The a l t e r n a t i ve w a s t o p a s s i ve l y a c c e p t
the e s t a b l i s hm e n t of a B l a ck center :
2 4 . B c 3 , f 5 ; 2 5 . e f , g f ; 2 6 . Bb 5 , b 6 ( Sm y s l o v ) .
24 . . Ne6
2 5 . Be3 Ndc5
2 6 . Bc5 Nc5 /
2 7 . Kc3 -a4_ .
2 8 . -Kdi -
.,
Kg7
2 9 . Ke3 Rd8
30 . Re l b6
3 1 . Bc4 Rda 8
3 2 . Bd5 . . .
Fut i l e wou l d h a ve been 3 2 . B b 3 , R b4 ;
, 1 -
3 3 . Rc 3 , Ra 3 .
f
Smy s o v wa s an unpa r a l l e l e d endg ame
tact i c i an , p r o d u c i n g c ou n t l e s s " a t y p i c a l "
ma s t e r p i e c e s w i t h t h e a e s t he t i c o f c h a r a c
t e r i n th i s pha s e o f t h e g a m e .
32 . . . Ra 2
3 3 . Rcb l R8a4
34 . Kd2 Rd4+
3 5 . Ke2 Na4 !
3 6 . Ra2 ba
3 7 . Ra l .
3 7 . B a 2 , Nc 3 + ; 3 8 . Ke 3 , Ra4 ; 3 9 . Bb 3 , R a 3
wou l d have led t o the s a me e s s ent ial
result .
37 . Nc3+
3 8 . Ke3 Rd l
3 9 . Res i gns
2 2 . Bo1es1avsky
The M o der n S i ci li an D efen ce
Sto1tz Bo1es1avsky
1 . e4 c5
2 . Nf3 Nc6
3 . d4 cd
4 . Nd4 Nf6
5 . Nc3 d6
6 . Be2 e5
7 . Nf3
Bo1es1avsky 1 57
Mo r e ve r s a t i l e i s 7 . Nb 3 , r e s e rv i n g the
opt i on of i n i t i a t i ng act ivi ty wi th the
f - p awn .
7. . . . h6
B l a c k preve n t s 8 . BgS , i n d i r e c t l y f o r t i
f y i n g the cruc i a l d S squa re .
8 . Bc4?
Wh i t e i nve s t s a t e mp o t o i n t e n s i f y the
pressure on as , bu t s ince thi s s q ua r e
i sn ' t expl o i t a ble as a we a k ne s s , the
b i s h o p i s d e s t i ne d t o p l a y a p a s s i ve r o l e
he r e i n c omp a r i s o n t o B l a c k ' s i mp e n d i n g
i n i t i a t i v e o n the q u e e n s i d e .
8 Be7
9 . Qe2 0-0
1 0 . h3 Be6
1 1 . 0-0
The b a y on e t thru s t 1 1 . g4 wou l d have
been met by 11 . , Nd4 ! ;
. 1 2 . Nd 4 , e d ;
1 3 . Nd S , N d S ; 1 4 . ed , Bd S ; l S . Bd S , Qa S + and
16 , Qd S ( Bo l e s l avsky ) .
11 Rc8
1 2 . Bb3 Na 5
1 3 . Rd l Oc7 !
158 The Modern Gaae
The B l a c k f o r c e s f o c u s i n g on the c - f i l e
are more p u r p o s e f u l l y p o s t e d t h a n t he i r
Wh i t e c ou n t e r p a r t s o r b i t i n g the c l a s s i c
ally weak , b u t u n e xp l o i t a b l e , d 5 . The
f a c t i s th a t t h e B l a c k p i e c e s n e i ghb o r i ng
d 5 c o o p e r a t e w i t h i t i n s u ch a wa y t h a t
i t ' s r a i s e d f r om t h e l eve l o f " o b j e c t i ve "
we a k n e s s t o a c r u c i a l e l e me n t o f a h e a l t hy
center . In th i s f o rm o f i n t e gr a t i on , the
o v e rwhe l m i n g a e s t he t i c empha s i s is on
p iece c oo p e r a t i on ( vs . the o b j e c t i ve
s t r a t e g i c r e a l i t y a s g i ve n ) , c a u s i n g u s t o
i n c o r po r a t e the cha r a c t e r i s t i c a l l y m o d e r n
c o n c e p t o f r e s p o n s i b i l i t y i n o u r mod e l o f
B o l e s l a v s k y ' s p s yche .
1 4 . g4? .
Qb7 ! ) .
17 . . . . Oc4? !
Mo r e i n c i s i ve w ou l d h a ve b e en 1 7 . ,
. .
o pp o r t u n i t y . Bo l e s l avsky is of the
op i n i on tha t a fter 1 9 . Nd 2 , Rb 4 ; 2 0 . R a 6 ,
Wh i t e w o u l d h a ve ch a n c e s f o r a s u cc e s s f u l
res i st ance .
19. Bc8 !
A f t e r th i s , Wh i t e h a s n o p l a y a t a l l ,
and B l a ck i s f r e e t o b e a r d own o n the
i n c r e a s i n g l y s e n s i t i v e e - p awn .
It ' s i n s t r u c t i ve h o w Wh i t e ' s p i eces ,
o n c e s o i n t e n t o n d 5 , h a v e s l ow l y d r i f t e d
awa y f r om the i r h o p e l e s s i d e a l ; m e a n wh i l e ,
the B l a c k a c t i v i t y h a s c o n t i n u e d t o o r b i t
t h a t p o i n t - - n e ve r a c t u a l l y o c c u py i n g it ,
but ma i n ta i n i n g i t s s t a t u s a s a h e a l thy
s t r a teg i c r ea l i t y thr ough c o o p e r a t i ve
c o mm u n i c a t i on .
2 0 . g5 bg
2 1 . Bg5 Bb7
22 . Rb4
2 3 . b3 \ . Rc8
24 . Re3 , '1 1 . ,; : Rd4 !
2 5 . Rg l Kf8
2 6 . Bf6 Bf6
2 7 . Rg4 b4
2 8 . Na4
Wh i t e ' s d em o n s t r a t i o n on the k i n g s i d e
h a s o n l y c omp r om i s e d h i s p o s i t i o n i n th a t
sector , i n c i d e nt a l l y scatter ing hi s men
purpo s e l e s s l y a c r o s s the boa rd . T h e t i me
is t he r e f o r e r i pe for a c t i on , and
Bo l e s l avsky un l e a she s the fu l l p o t e n t i a l
o f h i s b i sh o p s w i th a s t r i k i n g s a c r i f i c e
o f t h e e xch a n g e .
28 . . . Rc2 !
2 9 . Nd4 ed
30 . Re l .
3 0 . R f 3 , B e 5 + ; 3 1 . K g l , R e 2 wou l d h a v e o n l y
l e f t Wh i t e m o r e g r e a t l y e mb a r r a s s e d .
3 0. . Rf2+
1 60 The Modern Game
3 1 . Rg2 Rf3
3 2 . Rc2 d3
3 3 . Rc7 Be5+
34 . Kg l d2
3 5 . Rd l Bd4+
3 6 . Kh2 Rf2+
3 7 . Kg3 Be4
3 8 . Rc4 Rf3+
3 9 . Kh2 Be5+
40 . Kg l d5 !
Bl ack f i na l ly o ccup i e s the e l u s i ve
squa r e , a e s t he t i c a l l y punc t ua t i n g his
c o mp l e t e c o n t r o l o f t h e c e n t e r .
4 1 . Rc8 + Ke7
4 2 . Rd2 Bf4
4 3 . Rb2 Be3 +
44 . Kh2 Rf l
45 . Kg3 Rg l +
46 . Kh2 Rg6
47 . Res i gns
2 3 . Bronste i n
T h e Mod e r n K i n g ' s I n d i a n D e f e n c e
I n 1 9 5 0 , B o l e s l a v s ky c am e w i th i n one
g a m e o f q ua l i f y i n g f o r a wo r l d ch a mp i on
sh i p m a tch with Botvi nn i k . It ' s an
i ntere s t ing s i d e l i g ht on t h i s f a c t th a t
the vi ctor in th i s f i rst cand i dates
f i n a l - - D a v i d B r o n s t e i n ( 1 9 2 4 - ) - - wa s a l s o
in the p r o c e s s o f s u c c e e d i n g B o l e s l a v s ky
as the m o s t i nn o v a t i ve o f the S ov i e t
ma s t e r s .
B r o n s t e i n d r ew h i s m a t ch w i t h B o t v i n n i k
i n 1 9 5 1 , m i s s i n g t h e h i g he s t t i t l e b y the
n a r r ow e s t p o s s i b l e m a r g i n . As 1 uck wou l d
have i t , B r o n s t e i n neve r a g a i n q ua l i f i e d
f o r a t i t l e m a t ch ; t h i s d i d n ' t s t o p h i m ,
h o w e ve r , f r om c o n t r i b u t i n g a s m a n y - - i f n o t
mo r e - - o r i g i n a l t he o r e t i c a l i dea s as any
champ i o n o f h i s t i me . I n thi s rega rd , a
spec i a l pl ace is he l d by t h e d yn a m i c
m e t h o d s o f c o u n t e r p l a y he g e n e r a t e d i n the
K i ng ' s I n d i a n De f en c e - - a debut i n w h i ch
the m o d e r n m a s t e r o f t en a cc e p t s an u ne x -
--
p l o i t a p_l_ _ w e a k ne s s on d_ i n exch a n g e :for
___ _ _
Prague-Moscow , 1 946
Pa chm.an Bronste i n
1 . d4 Nf6
2 . c4 d6
3 . Nc3 --
4 . Nf3 Nbd7
5 .._g3_
g6
6 . Bg2 Bg7
7 . 0-0 0-0
162 The Modern Game
8 . b3 Re8
9 . e4 ? . . .
Mo r e c i r c um s p e c t wa s 9 . Q c 2 , s i n c e the
tempo s p en t o n b3 h a s l e f t Wh i t e i n s u f
f i c i e n t ly prepa r e d t o occupy the c e n t e r a t
th i s t i me . A s th i n g s a r e , B l a c k c a n n o w
beg i n t o s e t the p a c e f o r the rema i n d e r o f
the s t r ugg l e .
9. . ed
1 0 . Nd4 Nc5
1 1 . Re l a5
1 2 . Bb2 . . .
I f Wh i t e h a d tr ied 1 2 . a 3 , a 4 ! ; 1 3 . b4 ,
Nc d 7 , the vu l ne r a b i l i t y of hi s c - p awn ,
coup l e d wi th va r i ou s t a ct i c a l nuances
a l on g the a l -h8 d i agona l , wou l d have
p r om i s e d B l a c k a g o o d g a m e .
12 . . . . a4 !
B l a c k ha s a c l a s s i c a l l y w e a k c e n t e r , s o
he . beg i ns a d e mo n s t r a t i on on the
f l ank ! ? Of c o u r s e : S i nce Bl ack ' s cen t e r
i s n o t exp l o i t a b l e , i t ' s n o t we a k - - a n d i s
t h e r e f o r e a b l e t o g r o u n d _a__ .La n k d i ve r s i o n
"
_
i n f u l l ac c 6 r cfa n c e w i th S t e i n i t z I s theory
" m od e r n i z e d " .
1 3 . Re l \.
1 3 . b 4 , a 3 ! wou l d h a ve on l y l oo s e n e d
Wh i t e ' s q u e e n s i d e m o r e d r a s t i c a l l y .
13 . . . . c6 !
1 4 . Ba l ab
1 5 . ab Qb6
Bronstein 163
2 3 . Rd6
Now if B l a ck h a d p l a y e d the o bv i o u s
2 3 . . . . , Na l ? , the c ou n t e r 2 4 . N d 5 ! f o l l ow e d
by 25 . Nf 6 + wou l d h a v e s o l ve d all of
Wh i t e ' s probl ems . Sti ll , Bronst e i n ha s
i n s u r e d t h e c on t i n u a n c e o f h i s a t t a c k w i t h
t h e a d v a n c e o f h i s h - p awn .
23 . t " . Of2 !
24 . Ra2 \. 1 Og3 +
2 5 . Kh l Oc3
2 6 . Ra3 .
We h a ve t r ave l e d f r om the wo r l d of
Rub i n s t e i n and C a p a b l a n c a ( whe r e p iece
coope r a t i on wa s i n t e g r a t e d w i t h c l a s s i c
a l l y he a l t h y s t r a t e g i c r e a l i t i e s ) , t h r ough
t h e i n i t i a t i v e of A l e k h i n e ( who s e p i eces
c oope r a ted w i th cl a ss i c a l ly i ns i gn i f i
c a n t - - wha t we have called tran s i ent-
s t r a te g i c r ea 1 i t i e s ) , to the f u r t he s t
ext remes of Bol e s l avsky a n d Brons t e i n ,
who s e i m a g i n a t i ve m od e r n a pp r o a ch
integra ted c o o p e r a t i ve p i eces wi th
c l a s s i c a l l y we a k - - b u t d y n a m i c a l l y v i a b l e -
s t r51- t e g i c '' .I e f i c i_enc_i_ s " .
--- -
- A s h a s b e e n m e n t i o n e d i n t h e ch a p t e r o n
Bronst ei n 1 65
24 . Ta 1
The P s y c h o l o g i c a l S a c r i f i c e
The y e a r 1 9 5 7 i s c o n s p i c u o u s th a n k s t o
t h e a r r iva l o f a br i l l i a n t new s t a r i n the
c he s s wo r l d . Th a t y e a r , t h e y ou n g M i kh a i l
T a l ( 1 9 3 6 - 1 9 9 2 ) won t h e S ov i e t c h a m p i o n
sh i p , i n a u g u r a t i n g t h e m o s t s u d d en , s p e c
t a c u l a r che s s c a r e e r s i n c e t h e d a y s o f t h e
l egenda ry P a u l Mo r ph y . F o r the ens u i ng
t h r e e y e a r s , the " Ma g i c i a n o f R i g a " d o m i
n a t e d wo r l d che s s b y e scor t i ng o pp o n e n t
a fte r o p p on e n t into d i f f i cu l t - - even
u n f a t h o m a b l e - - c o mpl i c a t i o n s ; and t h o u gh
h i s p r e c a r i o u s s a c r i f i c e s we r e n ' t a l wa y s
o b j e c t i ve l y s ou n d , T a l ' s o pp o n e n t s o f t en
s t umb l e d i n exp l i c a b l y - - a s i f t h e y h a d b e e n
d i s o r i e n t e d b y t h e s u d d e n ch a n g e o f c ou r s e
the g a m e h a d t a ken . B y 1 9 6 0 , the g r e a t
L a t v i a n wa s wo r l d ch a mp i on .
Averbakb Ta1
1 . d4 Nf6
2 . c4 e6
3 . Nc3 c5
4 . d5 ed
5 . cd d6
6 . e4 g6
The Mod e rn Benon i wa s the perfect
open i ng f o r T a l - - h i gh l y i mb a l a n c e d and
Ta1 167
f i l l e d w i th tact i c a l nuances .
7. Be2 Bg7
8. Nf 3 0-0
9. 0-0 Re8
10 . Oc 2 Na6
11 . Bf4 Nb4
12 . Ob l . . .
B l a c k ' s n e x t move i s u l t i m a t e l y i n c o r
r e c t , b u t i t ' s i n t e r e s t i n g f r om a p r a c t i
c a l po i n t o f vi ew because i t s e i zes s o l e
e x i s t e n t i a l r e s p o n s i b i l i t y f o r the n a t u r e
o f t h e s t rugg l e ; whe r e a s Wh i t e h a s b e e n
i mp l em e n t i n g i d e a s o f h i s o w n thu s far ,
now they ' re i r r e l evant s i nce Ta! ha s
e s s e n t i a l l y r e - d e f i n e d the g a m e a l o n g h i s
own l i n e s .
12. . . Ne4 ? !
O b j e c t i ve l y better wa s 1 2 . . . . , Qe7 ,
lead i ng to a pos i t i on wi th d ynam i c a l l y
equa l ch a n c e s . N e ve r t he l e s s , w i th a
p sycho l og i c a l s a c r i f i ce , Ta l h a s d i s o r i
e n t e d h i s o p p o n e n t b y s e i z i n g r e s p o n s i b i l
i j:._y f o r t h e g a m e ; s i n c e Wh i t e i s a m o d e r n
ma s t e r who ' s ex i s t e n t i a l u n d e r s t a n d i n g i s
gr oun d e d in the r e c o g n i t i o n that he ' s
168 Contemporary Chess
r e s p o n s i b l e f o r the g a me , T a l ' s s a c r i f i c e
ha s t e mp o r a r i l y s e ve r e d an e s s en t i a l
c o mp o n e n t f r o m h i s o pp o n e n t ' s p s yche .
1 3 . Ne4 Bf5
1 4 . Nfd2 Nd5
1 5 . Bd6 ?
As wa s d i s c ove r e d l a te r , 1 5 . Bg 3 ! , Q e 7 ;
1 6 . Bf 3 , Rad8 ; 1 7 . R e l ! ( Kho l m ov ) a l l ow s
Wh i t e to c o n s o l i d a t e h i s p o s i t i o n wh i l e
s i mu l t a n e o u s l y ret a i n ing a mate r i a l
a d va n t a g e .
It ' s e a s y t o l a m e n t a b o u t how p o o r l y
Ta l ' s oppon e n t s played in compl i c a te d
s i t u a t i o n s , b u t t he b o t t om l i n e i s t h a t he
d om i n a t e d wo r l d che s s f o r a f e w y e a r s by
defea t i ng the c omp e t i t i o n in prec i s e ly
t h i s k i n d o f g am e . Thu s a n e x p l a n a t i o n i s
called for . T o th i s e n d , I s ugg e s t t h a t
T a l 1 s p s ycho l o g i c a l s a c r i f i c e s t en d e d to
e s t r a n g e h i s o pp o n e n t s f r om t h e i r s e n s e o f
respons i b i l i t y , l eaving them i n a t e m p o
r a ry s t a te of d i s o r i en t a t i on s i m i l a r to
t h a t wh i c h we a k e r p l a y e r s e n c ou n t e r eve r y
day .
15 . . . . Nf6 !
1 6 . Bf3
1 6 . Bc 5 ? , Ne4 ; 1 7 . Ne 4 , Be 4 ; 1 8 . Qd l , Qg5
( T a l ) w ou l d h a v e l o s t i mm e d i a t e l y .
16 . . Ne4
1 7 . Ne4 Be4
1 8 . Be4 Od6
1 9 . Qc2 Re7
B1ack Won
I t s h ou l d o n c e a g a i n b e e mpha s i z e d th a t
i f w e hadn ' t i n c o r po r a t e d the conc e p t o f
res pons i b i l i t y i n o u r trea tment o f modern
che s s , the r e a s on why Ta l ' s sacr i f i ce s
were p s y cho l o g i c a l l y d i sor i ent ing w ou l d
Ta1 1 69
n o t b e f o r thc om i n g . F o r why s h o u l d a n y o ne
b e t r o u b l e d by the f a c t t h a t h i s o pp o n e n t
h a s s e i z e d t h e i n i t i a t i ve ( a s s um i n g h e h a s
enough m a t e r i a l " i n the bank " t o b a l ance
t h e ch a n c e s ) ? Un d e r t h e m o d e l pr e s en t l y
u n d e r c o n s i d e r a t i o n , o n the o t h e r h a n d , a n
opponent ' s i n i t i a t i ve is less f i rrn l y
grounded than o n e ' s own , c a u s i n g i t t o
s eem mo r e ch a o t i c and unma nage a b l e ( !!!Y
r e s pons i b i l i t y i s c l o s e r a s a s ub j e c t than
o t he r peo p l e ' s r e s po ns i b i l i t y , who s e
" i n n e r " s e l ve s a r e i n va r i a b l y c on c e a l e d ) .
T a l wa s o n l y wo r l d ch a mp i o n f o r a y e a r ,
s o the span o f h i s d o m i n a n c e wa s - - r e l a
t i ve l y speak ing--only a " mom e n t " . Yet
th i s ve r y " m o m e n t a r i n e s s " wa s e s s e n t i a l l y
re l a ted to a pr inc i pa l r e a s on for hi s
s u c c e s s - - the n a t u r e o f t h e p s y c ho l o g i c a l
s a c r i f i ce ; f o r by r e p e a t e d l y c on f r o n t i n g
h i s o pp on e n t s w i t h a n e x i s t e n t i a l phe n o m
e n o n tha t h a d p r ev i ou s l y b e e n c o n f i n e d t o
t h e t w i l i ght o f the i r a pp r ehe n s i o n , T a l
p r ovo k e d a e r i s i s th a t u she r e d i n a new
era .
2 5 . Petros i an
Adve r s a r i a l R e s p o n s i b i l i t y
Petros i an Yukhtman
1 . d4 Nf6
2 . c4 g6
Petros i an 171
3 . Nc3 Bg7
4 . e4 d6
5 . Be2 0-0
6 . Nf3 e5
7 . d5 Na6
8 . Bg5 ! . . .
Wh i t e a l ready beg i ns to restrict
Bl ack ' s act ivity by p inn i ng the k n i ght
tha t s t a n d s i n t h e p a t h o f t h e a g g r e s s i ve
l y -m i n d e d f - p a w n ; a n d i f the s e c on d p l a y e r
s h ou l d pu t t h e q u e s t i o n t o t h e b i sho p by
d r i v i n g i t b a c k w i t h h i s g - a n d h - p a wn s ,
o t he r w e a k n e s s e s w i 1 1 b e c r e a t e d th a t w i 1 1
a l l ow Petros ian to keep h i s opponent ' s
a c t i v i t y i n che c k .
8. . . . h6
9 . Bh4 g5
1 0 . Bg3 Nb5
1 1 . Nd 2 Nf4
1 2 . 0-0 Nc5
1 3 . Bg4 ! . . .
By oppos i n g b i sho ps , Pe t r os i a n initi
ates a s t r u gg l e f o r the 1 i g ht s q u a r e s -
espec i a l l y f 5 - - on wh i ch his r e s t r i c t i ve
a c t i on i s t o t a k e p l a c e . H e n c e f o r th , t h i s
t h e m e w i 1 1 d e ve l o p a n i n c r e a s i n g l y i n t e n s e
l i ght .
13. a5
A m o r e a c t i ve d e f e n c e is o f f e r e d by
1 3 . . . . , Ne 4 ! ? ; 1 4 . Nde4 , f 5 ; 1 5 . f 3 , h5 ;
1 6 . Bf4 , ef ; 1 7 . BhS , f e ; 1 8 . fe , Qe7 ( E uwe ) .
A f t e r t h e II s t o c k " . . . ' a s ' h o w e ve r ' Wh i t e I s
k i ngs i d e r e s t r a i n t c a n enter h i gh gea r .
14 . f3 ! . . .
Wh i t e i n t en d s t o e v e n t u a l l y d r i ve the
k n i g h t f r om f4 w i t h B f 2 and g 3 .
14 . . . . Ncd 3 ?
-> A s l o n g a s B l a c k ' s p o s i t i o n i s p u r e l y
p a s s i v e , a n ou t p o s t o n the s i x th r a n k i s
172 Contemporary Chess
.\Y
wo r t h l e s s . And s ince the k ings i de is
u n d e r a c l amp , i mm e d i a t e a c t i v i t y o n t h e
q u e en 1 s f l a n k wa s c a l l e d f o r : 14 , c6 ;
. . .
A l t h o u g h i t ma y n o t b e o bv i ou s a t f i r s t
s i gh t , an i n ve s t i g a t i o n into conc rete
p l a n s r e v e a l s tha t t h e B l a c k f o r c e s are
e n t i r e l y p a s s i ve ; i n d e e d , m o r e t h a n o n e o f
B l a c k 1 s 1 1 a gg r e s s i ve l y 1 1 p o s t e d p a w n s a r e i n
f a c t ex p o s e d , a n d Wh i t e e n j o y s a p e rm a n e n t
a d v a n t a g e o n t he h a l f - o p en f - f i l e . Faced
w i t h a l i f e d e vo i d o f c ou n t e r p l a y o n th i s
ba t t l e f i e l d , Black dee i des to make a
despera te b i d f o r a ct i vi ty .
23 . . . . fb!){
Petros i an 1 73
24 . Nb5 Ob6
2 5 . a4 Oa6
2 6 . Nc4 . ..
I r on i c a l l y , Bl ack ' s d i ve r s i o n on the
queens i de ha s on l y a cc e n t u a t e d Wh i t e ' s
c on t r o l o f t h e l i g ht squa res in tha t
sector .
26 . . . . f5
27 . Rf5 Rf5
28 . ef
2 9 . , Og2.J Nb3
30 . Ncd6 Od7
3 1 . Rf l Res i gns
P e t r o s i a n wa s c e r t a i n l y n o t the f i rst
gr e a t player to k ee p hi s opponents '
a c t i v i t y i n c h e c k ; n e v e r the l e s s , a h i gh l y
evo l v e d s e n s e o f d a n g e r c om e s t o t h e f o r e
s o p r om i n e n t l y i n hi s games tha t the
a e s the t i c da t a en d o r s e s the i n c l u s i on o f
a d ve r s a r i a l r e s p o n s i b i 1 i t y i n o u r m o d e l o f
hi s exi s tent i a l under st and ing .
The r e a d e r ha s n o d o u b t n o t i c e d tha t
the f i rst t wo ma s t e r s we ' ve d e a l t w i th
under c o n t em po r a r y che s s have a l ready
p a s s e d a wa y . A l though t h i s i s cert a inly
unu s u a l , the p e r t i ne n t f a c t i s tha t both
T a ! a n d P e t r o s i a n o c c u p i e d s u ch i mp o r t a n t
roles i n t h e c om i n g t o l i g ht o f a d ve r
s a r i a 1 r e s p o n s i b i 1 i t y th a t t h e i r i n c l u s i on
i n thi s sect i on i s manda tory .
2 6 . Korchno i
D e f e n s i v e Cha r a c t e r
A l t h o u g h P e t r o s i a n ' s ex i s t e n t i a l u n d e r
s t a n d i n g wa s i n k e en t ou ch w i t h h i s o pp o
nent s ' potent i a l for i n i t i a t i ve , the
a e s the t i c of h i s a c t i o n a g a i n s t i t wa s
class i ca l in n a t u r e - - he a l t h y m a n e u ve r s
tha t a r e t yp i c a l f o r a who l e cl a s s of
po s i t i on s . In the games of Vi ktor
K o r c hn o i ( 1 9 3 1 - ) , o n the o t he r h a n d , we
f i n d t h e m o d e r n a e s t he t i c of ch a r a c t e r o n
the d e f en d e r ' s s i d e - - i 1 1 um i n a t i n g s p e c i f
i e s t h a t d a m p e n t h e a d ve r s a r y ' s i n i t i a t i v e
by m e a n s str ik ingly pa r t i c u l a r to the
pos i t i on .
Gips 1 i s Korchno i
1 . e4 c5
2 . Nf3 d6
3 . d4 cd
4 . Nd4 Nf6
5 . Nc3 a6
6 . Bg5 e6
7 . f4 h6
8 . Bh4 Ob6
9 . Od 2 Ob2
1 0 . Nb3 Qa3
The P o i s o ne d P awn Va r i a t i on l e ad s
s t r a i gh t o f f t o t h e k i n d o f i n s t a b i l i t y i n
wh i ch a p l a y e r w i t h a s u b t l e f e e l f o r h i s
o p p on e n t ' s cha n c e s w i l l o f t e n f i n d h i s o wn
a c t i v i t y s u r v i v i n g a n he r o i c d e f e n c e .
1 1 . Bd3 Be7
1 2 . 0-0 Ne4 ! ?
Korcbno i 1 75
1 3 . Be4 ?
Th i s a l l ow s B l a ck to br ing about a
s i t u a t i o n i n wh i ch t h e pa r t i cu l a r s wi l l
f ina l l y set t l e in hi s favor . A better
a t t e mp t to r et a i n the i n i t i a t i ve w ou l d
h a ve been 1 3 . N e 4 , Bh 4 ; 1 4 . Bb 5 + ! , K e 7
( 14 . . , ab ? ;
. 1 5 . Nd 6 + , K e 7 ; 1 6 . Nb 5 i s d e va
stat i ng ) ; 1 5 . Qc 3 ! wi th a d i f f icult
s t r u gg l e a he a d f o r b o t h s i d e s .
13 . . . . Bh4
14 . f5 . . .
1 9 . Oc8 + Bd8
2 0 . Ne6 Ob6 +
2 1 . Kf l Nc6 !
Wh i t e ' s a c t i v i t y i s b r e a t h i n g i t s l a s t ,
l e a v i n g t h e B l a c k s u r v i vo r s t o i nhe r i t t h e
i n i t i a t i ve .
2 2 . Ng7+ Kf8
2 3 . Oa 8 Kg7
24 . Rb l Od4
2 5 . Ob7 Na 5
The d a r k s q u a r e s i n t he n e i ghb o r h o o d o f
t h e Wh i t e k i n g a r e p a i n f u l l y w e a k , p r ov i d
i ng a perfect f o c u s f o r the d e c i s i ve
a s s au l t .
26 . Ob4 Nc4
2 7 . Bd3 Bb6
2 8 . Ne4 Og l +
2 9 . Ke2 Og2+
3 0 . Kd l Of3+
3 1 . Be 2 Oh l +
3 2 . Oe l Oe4
3 3 . Og3 + Kf8
34 . Bc4 Od4+
3 5 . Od3
3 5 . B d 3 , Rg 8 wou l d have lost more
q u i ck l y .
35 . . Og l +
36 . Of l Rg8 !
B l a ck threa tens 37 . , Qd4+ ;
. 3 8 . Kc l ,
R g l , w i n n i n g t h e Wh i t e q u e en .
3 7 . c3 d5
3 8 . Ba6 Oh2
3 9 . Of6 Rg l +
40 . Bf l Be3
4 1 . Res i gns
A tho roughl y mod e r n game w i th the
a e s t h e t i c o f cha r a c t e r . Even i n the f i na l
p o s i t i o n , B l a c k ' s k i n g l o o k s a s vu l n e r a b l e
a s Wh i t e ' s , b u t the p a r t i c u l a r s of the
Korchnoi 1 77
K o r ch n o i i s a d i f f i c u l t f i g u r e t o p i n
d own , b o th c o mp e t i t i ve l y a n d s t y l i s t i c a l
ly . Wh i l e many o f h i s m o s t c on v i n c i n g
r e s u l t s d a te f r o m t h e p e r i o d a r ou n d 1 9 6 5 ,
one c a n h a r d l y i gn o r e h i s l on g s e r i e s o f
i mp r e s s i ve a pp ea r a n c e s in c and i da tes
m a t ch e s f r om t h e l a t e s i x t i e s t h r o u g h the
ea r l y e i gh t i e s . A t t he s a m e t i m e - - l i k e
o t h e r g r e a t m a s t e r s who e n j o y e d l on g a n d
dur a b l e c a r ee r s ( La sker and Botv i nn i k
spr ing to m i n d ) - - K o r chn o i ' s style is
e l u s i ve l y mu ! t i - f a c e t e d . Thu s the t r a d i
t i on a l portra i t of him as the " he r o i c
d e f e n d e r " w i t h a s u b t l e f ee l f o r the w e a k
l i nk s in hi s opponen t ' s i n i t i a t i ve is
uns a t i s f actor i ly n a r r ow ; sti ll , thi s
cha r a c t e r i z a t i on h a s i t s m e r i t s i n a s m u ch
a s i t h i ghl i ghts a p r om i n e n t f e a t u r e o f
K o r chn o i ' s u n d e r s t a n d i n g , a l l ow i n g u s to
a t l e a s t p l a c e th i s a s p e c t o f h i s style
f i rm l y w i th i n o u r e vo l u t i o n a r y s t u d y .
2 7 . Spassky
The U n i ve r s a l S t y l e
P e t r o s i a n a n d K o r chn o i p o s s e s s e d e x i s
tent i a l und e r s t and i ng s tha t we r e hi ghly
s e n s i t i ve t o the i r o pp on e n t s ' i n i t i a t i ve -
a tra it wh i ch sprang f o r th f r om the i r
r e c o g n i t i o n o f a d ve r s a r i a l r e s p o n s i b i l i t y .
I t wa s o n l y i n the p l a y o f t h e wo r l d c h a m
p i o n B o r i s S p a s s k y ( 1 9 3 7 - ) , howeve r , t h a t
a f u l l r e c o g n i t i on o f a d v e r s a r i a l r e s p o n
s i b i 1 i t y c am e t o 1 i gh t . F o r S p a s s ky moved
beyond hi s c o n t e mp o r a r i e s by c o rn i n g to
gr i ps w i th h i s o pp o n e n t ' s c o mp l e t e ex i s
t e n t i a l u n d e r s t a n d i n g - - no t the me r e c a p a
city for i n i t i a t i ve . Th i s is why he
d e ve l o p e d a u n i ve r s a l s t y l e - - o ne th a t
c on f o r m e d t o t h e s i t u a t i o n ( a n d o pp o n e n t )
at hand . I n d eed , S p a s s k y ' s p l a y s t yl i s
t i cally d i s t i n gu i she s i tself f r om o t he r
l e a d i n g S ov i e t m a s t e r s by i t s f l ex i b i l i t y ;
Smys l ov , B r on s t e i n , Pet ros i an , Ge l l e r ,
T a l , a n d S t e i n - - t o n a m e a f e w - - h a v e we l l
ea rne d r e pu t a t i ons f o r be i n g ou t s t a n d i n g
m a s t e r s o f t h e i r own t yp e o f g a m e , wh i l e
t h e v e r s a t i l e S p a s s k y wa s a b l e t o a d a p t t o
wha t e v e r s t y l e wou l d b e mo s t u n c o m f o r t a b l e
f o r t h e p a r t i c u l a r o pp o n e n t a t h a n d . One
m i g h t s a y th a t , in Spa ssky ' s p l a y , the
mod e r n a e s t h e t i c of c h a r a c t e r h a s f i n a l l y
t a k e n o n a p u r e l y c omp e t i t i v e f o r m .
Ta l Spa s sky
1 . e4 e5
2 . Nf3 Nc6
Spas sky 1 79
3 . Bb5 a6
4 . Ba4 Nf6
5 . 0-0 Be7
6 . Re l b5
7 . Bb3 0-0
8 . h3 Bb7
9 . d3 d6
1 0 . c3 Nb8
I n t he B r e y e r R u y L o p e z , B l a c k i s o f t en
f o r c e d t o c a r e f u l l y r e o rgan i z e h i s f o rces
be f o r e u n d e r t a k i n g p o s i t i ve a c t i on . Thu s
it ' s a prec a r i ou s ch o i c e aga i n s t an
a t t a c k i ng ma s te r of Tal ' s s t a t ure ; s t i l l ,
B l a c k ' s p o s i t i o n c a n b e r ema r k a b l y r e s i l i
ent i f hand l e d correc t l y .
1 1 . Nbd2 Nbd7
1 2 . Nf l Nc5
1 3 . Bc 2 Re8
1 4 . Ng3 Bf8
1 5 . b4 Ncd7
1 6 . Bb3 a5
1 7 . a3 ab
1 8 . cb h6
1 9 . Nf 5 ? !
B e t t e r i s t h e ch a n g e o f f r o n t 1 9 . d 4 , c 5 ;
2 0 . bc , d c ; 2 1 . d e , Ne S ; 2 2 . Ne 5 , R e 5 ; 2 3 . Bb 2 ,
R e 8 ; 2 4 . Q f 3 , a s p l a y e d a f ew y e a r s l a te r
by Tal himself ( v s . Smej k a l , Tall in ,
197 1 ) .
After the move p l a y e d i n the p r e s e n t
game , Spa ssky proceed s to e s t a bl i sh an
a d v a n t a g e i n t h e c e n t e r , wh i l e T a l pre
p a r e s t h e f a m i 1 i a r S p a n i sh a t t a c k o n the
k i ngs i de .
19 . . d5
20 . N3h4 ? !
A fu l l a pp r e c i a t i on of a d ve r s a r i a l
respons i b i l i t y mad e S p a s sky parti cul arly
s t r o n g r e g a r d i n g the s ub t l e t i e s o f " p l a y
ing the ma n " ; i n the p r e s e n t inst ance ,
cons i der how he forti f ies hi s p o s i t i on
aga i ns t Ta l ' s i mp e n d i n g a t t a ck on the
k i ng .
24 . Ra6 !
Black re inforces the o f t en c r i t i c a l
" Span i sh " thi rd r ank .
----
----- --- 2 5 - -Nii6 'f_ _ __ _ _ gh
2 6 . Nf5 Qa8 !
T a l ' s a c t i v i t y h a s b e e n d a mp e n e d b y h i s
vu l n e r a b l e c e n t e r .
2 7 . Nh6 Bh6
28 . Qf5+ Kh8
2 9 . Bh6 Rg8
30 . Bg5 Qe8
Spas sky 181
3 1 . f4 Nh7
B1ack Won
c o mp e n s a t i o n f o r t h e s a c r i f i c e d p awn .
1 4 . Qa3 Ne8
1 5 . h4 f6?
K o r chn o i m i s s e s h i s l a s t o pp o r t u n i t y t o
play " n on - r e s i l i e n t l y " : 1 5 . . . . , Bf6 ! ? ;
1 6 . Bh 6 , Bh 4 ! ( T a l , B o n d a r ev s ky ) .
1 6 . c5 ! Rf7
Now 16 . . , dS? ;
. 1 7 . ed , cd ; 1 8 . B c 4 , Nc 7 ;
1 9 . Nd 5 , Nd 5 ; 2 0 . Qb 3 , Rb8 ; 2 1 . Bd 5 ! , Rb 3 ;
2 2 . B e 6 + ( K o r ch n o i ) w o u l d h a v e on l y l e d t o
a f i a sco for B l ack .
1 7 . Qa4 ! Qc7
1 8 . Bc4 Bc4
1 9 . Qc4 Bf8
2 0 . b5 ! de
2 1 . hg bg
2 2 . Qe6 Rd8
2 3 . Rd8 Qd8
24 . Rd l Qe7
2 5 . Qc6 Nc7
B l a c k h o p e s to s i mp l i f y w i th . . . , Q e 6 ,
stee r ing towa rd an endgame w i th d r aw i ng
cha n c e s .
2 6 . Qb6 !
A w o n d e r f u l e x a mp l e of how aes thet i c
Spas sky 1 83
We h a ve a r r i v e d a t t h e c u l m i n a t i o n o f
o u r s t ud y . F i r s t , h o w e ve r , w e n e e d t o d o
a b i t o f ph i l o s o ph i c a l h o u s e k e e p i n g .
T o r e i t e r a t e a p o i n t we m a d e e a r l i e r :
Adve r s a r i a l r e s pons i b i l i t y i s e s s ent i a l l y
d i s t i nct f r om !!!.Y. r e s p o n s i b i l i t y bec au s e
the i n n e r wo r l d o f o t h e r s i s m o r e r e mo t e
tha n m y own - - my f e e l i ng s , my ego , my .Q!l
sc i ousnes s , etc . Th i s i s t h e c a s e b e c a u s e
a l l t he s e p h e n om e n a h a ve t o d o w i th h um a n
be i n g s as s ub j e c t s r a the r than ob j ects .
L e t u s t he r e f o r e e x a m i n e t he s e c on c e p t s a
b i t more closely .
A n o b j e c t i s a n y t h i n g i n t h e wo r l d t h a t
you c a n " l a y y ou r h a n d s o n " - - a n y t h i ng
th a t c a n b e p u b l i c l y s e e n , d e s c r i b e d , a n d
put i nt o cl ea r terms c o mmu n i c a b l e to
o the r s . Thu s I c ou l d d e s c r i b e a p a r t i c u
l a r t a b l e i n m y home , a n d y o u w ou l d h a v e
an i mage of it i n y o u r m i n d ; I c ou l d
d e s c r i b e s om e o ne ' s b o d y , a n d o n c e a g a i n a
p i c t u r e c om e s t o m i n d ; e v e n a b r a i n c o u l d
b e d e s c r i b e d , c on j u r i n g up a v i s i on o f
s o l i d , o b j e c t i ve g r e y m a t t e r . But how ,
f o r i n s t a n c e , c ou l d a n e g o b e d e s c r i b e d ?
How c ou l d a p e r s o n ' s d e e p e s t s e l f c om e t o
l i g ht ?
Whe n I " l o o k i n t o " my s e l f t o d i s c ov e r
who " I 11 a m , n u m e r ou s i d e a s s p r i n g t o m i n d .
I th i n k o f my w i f e a n d ch i l d r e n , o f my
h o m e and my j o b . But c e r t a i n l y , n o ne o f
the s e a r e me . So I p r e s s on , ponde r i n g
mo r e " p e r s o n a l " th i n g s s u ch a s m y b o d y -
e s pec i a l l y m y b r a i n . Is thi s me?
I f w e w e r e t o l oo k a t ah um a n b r a i n , we
F i s cher 185
w ou l d f i n d a v a r i e t y o f ob j e c t i v e p h y s i c a l
phe n o m e n a - - n e u r o n s , che m i c a l react i ons ,
a n d s o f o r th . S t i 1 1 , the m o r e we w ou l d
" d i s s e c t " t h e b r a i n i n q u e s t i o n , t h e mo r e
pu z z l i n g w ou l d s ee m the q u e r y : Why i s i t
c on s c i o u s ? Sure , it f un c t i o n s , but so
does a clock . Why i sn 1 t a cl ock con
sc i ou s ? No ma t t e r how deeply s c i ent i st s
have probed i nt o the bra in , they have
n e v e r b e e n a b l e t o p i n - d own a n y s ub j e c t i ve
p h e n om e n a - - n o f ee l i n g s , no e g o , n o c on
s c i o u s n e s s ; a t t h e s a m e t i m e , howeve r , we
c o n t i n u e t o expe r i e n c e t he s e th i n g s . Why ?
I d o n ' t k n o w t h e a n s we r t o t h i s . Wha t
I d o k n o w i s tha t p eo p l e , i n th e i r e ve r y
d a y 1 i ve s , a r e c o nv i n c e d tha t t h e y h a v e a n
ego - - a self tha t 1 s r a d i c a l l y u n l i k e a n y
p i ece o f g r e y ma t t e r a sc i en t i s t m i ght
place i n a j ar . I n t h e s am e wa y , eve r y o ne
g o i n g a b ou t t h e i r d a i l y b u s i n e s s b e l i e ve s
the y 1 r e con s c i ous , they 1 re r e s po n s i b l e ,
the y h a ve i n t ang i bl e f e e l i ng s of l ove ,
ha te , hope , a n d despai r . And b e c au s e
p e o p l e l i ve t h e i r l i ve s i n th i s s t a t e o f
c on v i c t i on , a l l the s e n o t i o n s h a v e a p l a c e
i n p r a c t i c a l p s ycho l ogy . I n o t h e r wo r d s ,
i t 1 s i r r e l ev a n t whe t h e r the s ub j e c t i ve
wo r l d r e a l l y e x i s t s - - whe t h e r a n y o f t h e s e
c onv i c t i o n s a r e b a s e d i n t r u t h . Wh a t m a t
t e r s he r e i s tha t the f r ame of m i nd
be l i eve s - - howeve r e r r o n e ou s l y - - i n the
s ub j e c t i ve wo r l d .
Th i s is why I ' ve a c c e p t e d s u bj e c t i ve
phenom ena as i n t a ng i bl e , n o n o b j e c t i ve
" t h i n g s " t h a t c a n ' t b e p i n n e d - d own . But
i f we 1 r e on l y i mm e d i a t e l y a wa r e o f o u r -own
s e l ve s a s s u b j e c t s , h o w c a n the c on c e p t of
a dve r s a r i a l r e s p o n s i b i l i t y b e m a i n t a i ne d ?
H o w c a n a s u b j e c t b e c om e a w a r e o f a n o t h e r
1 86 Contemporary Chess
s ub j e c t ?
O n c e a g a i n , we d o n ' t h a v e t o k n o w h o w
thi s o cc u r s , on l y tha t it does . Of
cour s e , as l ong as we ' r e l o o k i n g at
a n o t h e r p e r s on a s a n ob j e c t - - a s a b r a i n
u n d e r a m i c r o s c o p e , f o r i n s t a n c e - - we w o n ' t
f i nd a n o the r s u bj e c t . N o n e the l e s s , in
th e i r e ve r y d a y l i ve s , peo p l e do b e c om e
c o nv i n c e d tha t o t he r p e o p l e a r e s ub j e c t s -
that they ' re c on s c i o u s , have fee l i ngs ,
etc . H um a n b e i n g s h o n e s t l y b e l i e ve th a t
t h e y c a n r e l a t e t o e a ch o t h e r a s s u b j e c t s .
P e r h a p s th i s f e e l i n g i s gr ou n d e d i n t r u th ,
a n d s o m e t h i n g w i l d l y m e t a ph y s i c a l i s g o i n g
on he r e ; or m a yb e we j ust e r r o n e ou s l y
i ma g i n e o u r s e l ve s i n e a ch o th e r ' s shoe s .
B u t e v e n i f th i s i s the gr o s s e s t " c o mmu
nity error " i n hi s tory , it ha s been
repea ted ly c o mm i t t e d for t h ou s a n d s of
yea r s , and i s cons equent l y of s i gn i f i c ance
i n hum a n p s y ch o l o g y .
B a ck to ch e s s . The l ea d i ng S ov i e t
ma s t e r s o f t h e s i x t i e s c o mm a n d e d a s o ph i s
ti cated exi s t ent i a l und e r s t a n d i n g wh i ch
wa s k e e n l y a wa r e o f a dve r s a r i a l res pon
sibi l i ty . B u t d i d th i s a w a r e n e s s m e a n
they w e r e mak i n g f u l l u s e o f t h e i r c om
pet i to r ' s exi s t en t i a l " ;? r e s e n c e " ? A f te r
all , one can be a wa r e of an art ist ' s
c r e a t i v i t y w i t h o u t t e s t i n g i t o r qu e s t i o n
i n g i t - - w i th o u t e n g a g i n g i t i n s t r u gg l e .
We h a v e a l ready a l l ud e d t o the f a c t
th a t , n o t on l y d o p e o p l e b e c om e a w a r e o f
o t he r s a s s u b j e c t s , t h e y a l s o r e l a t e to
them i n a n i n t a n g i b l e , pu r e l y s u b j e c t i ve
manne r . S ub j e c t s do mee t " s om e whe r e " -
t h e y e x c h a n g e i d ea s , t he y s h a r e f e e l i n g s ,
t h e y s t r u gg l e w i t h e a ch o t h e r p o l i t i c a l l y .
B u t whe r e d o t h e y m e e t ? It ' s absurd to
F i scher 187
b e c o m e s t r u gg l e i t s e l f - - the who l l y s u b j e c
t i v e e v e n t t h a t o c c u r s whe n e v e r two e g o s
c o l l i d e i n i n t e r a c t i ve r e s p o n s i b i l i t y .
The s e o b s e rva t i o n s a r e e n d o r s e d by t h e
f o l l ow i n g g a m e , i n wh i ch F i s che r en g a g e s
hi s opponent in a seem i ng l y end less
s t r u gg l e to settle the c e nt r a l p awn
c o n f i g u r a t i o n i n h i s f a vo r .
Le i pz i g Olymp i ad , 1 960
Lete l i er F i scher
1 . d4 Nf6
2 . c4 g6
3 . Nc 3 Bg7
4 . e4 0 -0 ! ?
5 . e5? !
Wh i t e a c c e p t s F i s c he r ' s i nv i t a t i o n t o
crea te a s c e ne of battle on wh i ch to
s t rugg l e for the game ' s d e t e rm i n i n g
s t r a teg i c r ea l i t i es .
5. Ne8
6 . f4 d6
7 . Be3 c5 !
Th i s s a c r i f i c e o f a p awn w i l l k e e p the
c e n t r a l s t r u g g l e a l i v e f o r s e ve r a l m o v e s .
8 . de Nc6
9 . cd? . . .
F i s c he r l a t e r s u gg e s t e d t h a t Wh i t e now
r e t u r n the p aw n in as e c o n o m i c a l a w a y a s
p o ss i bl e : 9 . N f 3 , B g4 ; 1 0 . B e 2 .
9. . . . ed
1 0 . Ne4 ? !
Once a ga i n , the l e s s a mb i t i o u s 1 0 . N f 3
wa s c a l l e d f o r .
10. . . . Bf5 !
1 1 . Ng3 ? !
Mo r e r e s i l i e n t wou l d h a v e b e e n 1 1 . N d 6 ,
Nd 6 ; 1 2 . Qd6 , Qd6 ; 1 3 . e d , Bb2 ; 1 4 . R d l , Nb 4 !
F i scher 1 89
( th r e a t e n i n g . , Bc 2 ) ;
. 1 5 . K f 2 ( 1 5 . Ne 2 , Bc 2 ;
1 6 . Rd 2 , Nd 3 + ) , Na 2 ; 1 6 . Ne 2 ( 1 6 . Rd 2 , Nc 3 ) , a 5
( F i s che r ) , th ough Bl ack ' s p a s sed a - p awn
shou l d t e l l i n the end .
11 . . Be6
1 2 . Nf 3 Oc7
1 3 . Ob l de
14 . f5
Thr o u g h o u t the f o l l ow i n g c o m p l i c a t i o ns ,
F i s ch e r c o n t i n u e s t o m o u l d t h e c e n t e r i n a
manner f a vo r a b l e t o h i m s e l f , g i v i n g the
e n c o u n t e r the f u l l - b l o o d e d a e s t h e t i c o f a
s t r u gg l e b e t w e e n i n d i v i d u a l s .
14 . . . . e4 !
1 5 . fe
No be t t e r wou l d have been 1 5 . Qe4 , gf ! ,
s ince 1 6 . Nf 5 ? drops a p iece to 16 . . . . ,
Qa5+ .
15 . . . . ef
1 6 . gf f5 !
1 7 . f4 Nf6
The s m o k e h a s f i n a l l y c l e a r e d : Wh i t e ' s
p i eces a r e p a s s i ve , h i s p a w n s a r e we a k ,
a n d h i s k i n g i s exp o s e d .
1 8 . Be 2 Rfe8
1 90 Contemporary Chess
1 9 . Kf2 Re6
20 . Re l Rae8
2 1 . Bf 3 ?
Wh i t e wa s h a r d - p r e s s e d , b u t t h i s ove r -
s i g h t p e rm i t s a n i mm e d i a t e c on c l u s i on .
21 . . Re3 !
2 2 . Re3 Re3
2 3 . Ke3 Qf4+ !
24 . Res i gns
A poss i bl e f ina le : 24 . Kf2 ( 24 . Kf4 ,
Bh 6 # ) , Ng 4 + ; 2 5 . Kg2 , Ne 3 + ; 2 6 . K f 2 , Nd4 ;
2 7 . Q h l , Ng 4 + ; 2 8 . K f l , N f 3 ( F i s c h e r ) .
A s F i s c he r m a t u r e d , h i s s t y l e evo l v e d ,
a n d he b-e c a m e r e c e p t i ve t o s u :Qt], e r , ress
--
c o mb i n a tT v e w ayi;; Qf. e ri g9- g i ng hi s opp onenc
_ _ __
i n t h e a b ove k i n d of t r u gg le
- ---
o n the k i ngs i d e . B e t t e r w ou l d h a v e b e en a
wa i t i n g move s u ch a s 1 1 . a 4 , a s p l a y e d i n
G l i g o r i c - K a va l e k , S k o p j e O l y mp i a d , 1 9 7 2 .
11. Nh5 !
As in the p r ev i ou s g ame , F i s che r
i nv i t e s a s t r u gg l e f o r the e s t a b l i s hmen t
of a pr i nc i pa l s t r a teg i c r ea l i t y - - a
re-de f i ned k ings i de p aw n s t ructur e . A
move o f th i s s o r t i s b ou n d t o b e r e j e c t e d
by an exi s t en t i a l unde rst and ing tha t
a cc e p t s the s i t u a t i on a s " g i v en " , a n d i s
s i mu l t a n e o u s l y m o s t r e a d i l y d i s c ove r e d by
a m i n d tha t p e r c e i ve s e ve r y s i t ua t i o n a s a
p e r s on a l s t rugg l e in an e ve r - ch a n g i n g
game .
1 2 . Bh5 gh
1 3 . Nc4 Ne5
1 4 . Ne 3 Oh4 !
1 5 . Bd 2 Ng4
1 6 . Ng4 hg
1 7 . Bf4 Qf6 !
1 8 . g3? . . .
A s t h e b a t t l e c l o s e s , Wh i t e c o mm i t s the
d e c i s i ve m i s t ake , c o n d emn i n g hi s k i ng
p a wn - - a s we l l a s t h e l i g ht s q ua r e s o n h i s
192 Contemporary Chess
Mo r e a g g r e s s i ve - - bu t u l t i ma t e l y no
b e t t e r - - wa s 2 2 . ab , ab ; 2 3 . Ra 8 , Ra 8 ; 24 . e5 ,
Ra l + ; 2 5 . Kg 2 , de ; 2 6 . Re 5 , b4 ; 2 7 . Ne 4 , Q a 6 ;
2 8 . Nd 2 , Be 5 ; 2 9 . Be 5 , Q e 2 .
22 . . . . Qg6 !
2 3 . b3 Re7
24 . Qd3 Rb8
2 5 . ab ab
26 . b4 c4
2 7 . Qd2 Rbe8
The res u l t s of the f o r m a t i ve battle
have n o w c l a r i f i e d , a n d Wh i t e i s c l e a r l y
o n t h e d e f e n s i ve .
2 8 . Re3 h5
29 . R3 e2 Kh7
30 . Re3 Kg8
3 1 . R3e2 Bc3
-
3 2 . Qc3 Re 4
3 3 . Re4 Re4
34 . Re4 Qe4
3 5 . Bh6 . .
t a n c e w i th 4 0 . K e l .
40 . . . . Qb3
4 1 . Qd4 ?
Once aga i n , 4 0 . Ke l wou l d have left
B l ack p r e s s e d f o r the w i n .
The S ov i e t p r e s s o f t h e e a r l y s e v e n t i e s
l am e n t e d about how " p oor ly " F i s c he r ' s
o p p on e n t s my s t e r i o u s l y pl ayed , a t t r i bu t
ing th i s phenomenon to ev e r y th i n g f r om
" p s y c h - o u t " t a c t i c s t o the l a r g e a m o u n t o f
m o n e y i nvo l ve d i n t h e p r e s e n t m a t ch . The
t r u t h , h o w e ve r , i s much s i mp l e r : F i s c he r
made f e wer m i s t a k e s th a n h i s opponen ts ,
and r e l ent l e s s l y pun i shed t he i r errors ;
a n d i n a l l l eve l s o f c o mp e t i t i on , e r r o r s
c a p i t a l i z e d on a r e f a r more memo r a b l e than
tho s e t h a t g o u n exp l o i t e d . As a p s ycho
l og i c a l expl an a t i on f o r F i s che r ' s s u p e r i o r
c o m p e t i t i ve cha r a c t e r , ou r mode l puts
f o r th t h e i d e a t h a t h i s e x i s t e n t i a l u n d e r
stand ing f e l t che s s t o b e a n essent ial
s t rugg l e be t we e n h i m a n d h i s a d ve r s a r y ;
thu s he wa s c o n s t a n t l y " on hi s toes " -
keenl y on the wa tch f o r h i s oppon e n t ' s
m i s - s t e p s , a n d c o n s t a n t l y wa r y o f h i s own .
41 . . . . Bd3 + !
42 . Res i gns
Reshevsky g i ve s the f o l l ow i n g as a
" c o n c l u s i on " : 42 . Ke 3 , Qd l ; 43 . Qb2 , c 3 ;
4 4 . Q c 3 , Q f 3 + , w i t h m a t e i mp e n d i n g o n e i t h e r
e 2 or e4 .
A s s t r i k i n g a s t h e s e e x a mp l e s m a y b e ,
the m o s t c o nv i n c i n g ev i d en c e tha t F i s c he r
c o n c e p t u a l i z e d c he s s a s a " c l a s h o f e g o s "
i s the en d l e s s e ne r g y h e wa s a b l e t o p o u r
into e ve r y e n c o un t e r . No m a t t e r whe t h e r
the g a m e wa s a t e c h n i c a l d r aw , F i s c he r
s t i 1 1 p r e s s e d f o r mo r e - - a s i f he r e f u s e d
1 94 Contemporary Chess
t o a c c e p t t h e o b j e c t i v e d r a w a s g i ve n , a n d
wa s s om eh o w a b l e to i mpo s e a s t r u gg l e o n
hi s o pp o n e n t by con t i nua l l y set t i ng
problem a f te r probl e m .
I t m i ght b e o b j e c t e d a t th i s p o i n t t h a t
o u r p r e s e n t a t i on o f S p a s s k y a n d F i s c he r i s
hope l e s s l y s p e c u l a t i ve , based on l i ttle
m o r e e v i d en c e tha n the f a c t tha t S p a s s k y
w a s ve r s a t i l e e n o u g h t o p l a y a n y k i n d o f
g a m e , a n d F i s c he r.:_ wa s the f i e r c e s t c o mp e t -
- - --
i tor i n t-he h i s t o r y- of- che ss .
--
BuT _ _ _ the
b T h a- t
r e a d e r s h ou l d e a r i n m n cr--t. b o t h t he s e
m a s t e r s a r e n ' t known f o r th e i r radically
i n n o v a t i ve p l a y , a n d t h e i r s u c c e s s i s p o p
ularly a t t r i bu t e d to purely c o m p e t i t i ve
f eature s ; and s i nce the e vo l u t i o n a r y
p s y c h o l o g y we ' ve been tra c i n g grace f u l l y
f i t s t h e s e cha r a c t e r i z a t i o n s , we have a
mu t u a l agreement wh i c h endorses both
p o pu l a r o p i n i on a n d t he t h e o r y o f i n t e r
a c t i ve r e s pons i b i l i t y .
2 9 . Karpov
D om i n a t i on
L i ke F i sche r , wo r l d c h a mp i o n An a t o l y
K a r p ov ( 1 9 5 1 - ) wa s a b l e t o d om i n a t e wo r l d
che s s b y w i nn i ng g a m e s th a t wou l d h a v e
" no r m a l l y " b e e n d r awn , and by d r aw i ng
g a m e s th_a_t_ .wou l d _ h a v e b e e n l on g l o s t by
!ess =-g_r a n d m a s t e r s . - - - - tn. -- te c h n :L c a l p o s i
_ _
_ _
tTons , _K a. r p o v h a ci no - p- e e r s ; s t i IT ,
_ _ th i s
wa-sn i t m e r e l y d u e t-o su p e r i o r t e c h n i q u e '
but a l s o to h i s a b i l i t y to keep t e s t ing
the o pp o s i t i on thr ough l i t t l e _s k i rm i s h e s
s t a g e d a c r o s s _ t;be b o a r d . T h i s h a s-Te-a-- m e
- c a t o r :i ze -
to e-g K a r p ov w i th F i s c he r - - a s a
ma s t e r who conceptua l i z ed che s s t h r ou g h
i n t e r a c t i ve r e s p o n s i b i l i t y , t he r e by i mp o s
i n g a n e ve r - e n d i n g s t r ugg l e on h i s a d ve r
sar i es .
A e s t h e t i c a l l y , a n e ve n s t r o n g e r r e a s on
t o ch a r a c t e r i z e K a r p o v i n t h i s wa y i s h i s
s t r i k i ng use of t h e d om i n a t i o n theme .
O f t en d u r i n g h i s g a m e s , we f i n d K a r p ov ' s
pieces s l ow l y , a lmost i mp e r c e p t i b l y ,
d r i v i n g the e nemy back . One by one ,
o p p o s i n g t r o o p s a r e c on f r on t e d , r e s t r i c t
e d , a n d d r i v e n t o p a s s i ve p o s t s . And a l l
t h e wh i l e , u n d e r t h e s u r f a c e , a m i gh t y
s t r u gg l e for the i n i t i a t i ve is t ak ing
p l a c e , r e a d y t o e r u p t t h e momen t a f i s s u r e
opens .
3.
d4 cd
4.
Nd4 Nf6
5.
Nc3 d6
6.
Be2
K a r p ov pre fers a game tha t d ev e l o p s
m o r e s l ow l y t o t h e v i o l en t t a c t i c a l l i n e s
av a i l a b l e a t t h i s p o i nt .
6. . . . Be7
7 . 0-0 0-0
8 . f4 Nc6
9 . Be3 Bd7
Spassky refra i ns f r om 9 . . . . , eS , w i th
wh i ch he w o n b r i l l i a n t l y ea r l i e r i n the
m a t ch . T h i s t i me , he p r e p a r e s f o r the
s a m e a d v a n c e b y ove r - p r o t e c t i n g d S .
1 0 . Nb3 a5
1 1 . a4 Nb4
1 2 . Bf3 Bc6
A l th ough th i s f i ts i n w i th Bl ack ' s
p l a n , he wou l d h a v e b e e n b e t t e r o f f p l a y
ing . , es
. i mm e d i a t e l y - - f o r b i d d i n g the
Wh i t e k n i ght a c c e s s to d 4 .
1 3 . Nd4 g6
Now S p a s s ky i s forced to gua rd fS
be f o r e c o mm i t t i n g the l on g - p l a n n e d
advance .
1 4 . Rf2 e5
1 5 . Nc6 be
1 6 . fe de
1 7 . Qf l ! .
K a r p ov a l m o s t a l wa y s p l a c e s h i s p i e c e s
as e f f e c t i ve l y a s poss i bl e . He r e , he
d i s c ov e r s an u n u s u a l e mp l o y m e n t f o r the c 4
s q ua r e ; a n d a f t e r a s ho r t s k i rm i sh , t h i s
w i l l r e s u l t i n a m o r e a c t i ve queen for
Wh i t e .
17 . . .
Qc8 ?
Thi s thr e a t e n s . . . , Ng 4 , but does
n o t h i n g a g a i n s t Wh i t e ' s i n tended Qc4 . A
Karpov 1 97
better a l t e r n a t i ve wa s 1 7 . ., Nd 7 ! ,
. as
g i ve n b y B o t v i n n i k :
1 ) 1 8 . Q c 4 , Nb 6 ; 1 9 . Q b 3 , Bg 5 ; 2 0 . B c 5 , B e 7 .
2 ) 1 8 . Rd l , Qc 7 ; 1 9 . Qc4 , Rab8 ; 2 0 . Kh l , Kg7 ,
wi th . . , Nb 6 t o f o l l ow .
1 8 . h3 Nd7
The p r o b l e m i s t h a t B l a c k c a n ' t c o n t e s t
c 4 w i th 1 8 . . . . , Q e 6 : 1 9 . Rc l , R a d B ; 2 0 . Be 2 ,
a n d i f B l a c k t r i e s t h e p r om i s i n g e x ch a n g e
sacr i f i ce 20 . ., Rd4 ! ,
. the s i mp l e
2 1 . b 3 ! ! ( Bo t v i nn i k ) l eaves Wh i t e in
c omp l e t e c o nt r o l .
1 9 . Bg4 h5
2 0 . Bd7 Od7
2 1 . Oc4 . . .
At l a st the s q u a r e i s g a i ned , and
Wh i t e ' s q u e e n i s m o r e a c t i ve l y p l a c e d .
21 . Bh4
2 2 . Rd 2 Qe7
2 3 . Rf l Rfd8
W i th a s ubt l e r e o r g a n i z a t i on o f f o r c e s ,
K a r p ov wi l l now beg in to d r i ve his
o p p on e n t ' s m i n o r p i e c e s t o t h e e d g e o f the
boa r d , all the t i me c a p tur ing cruc i a l
s q u a r e s o n e - by - o n e .
1 98 Contemporary Chess
24 . Nb l ! Ob7
2 5 . Kh2 Kg7
2 6 . c3 ! Na6
2 7 . Re2 !
Wh i t e ' s p i e c e s a r e mo r e a c t i ve , s o he
ev a d e s e x c h a n g e s .
T h r o u ghou t t h i s g a m e , K a r p ov k e e p s t h e
s t r u gg l e a l i ve , p e r p e t ua l l y test ing his
a d ve r s a r y ' s p i eces wh i l e s i mu l t a n e o u s l y
w a i t i n g f o r a n o pp o r t u n e m om e n t t o s e i z e
t h e i n i t i a t i ve .
27 . Rf8
2 8 . Nd 2 Bd8
B l a ck pl ans to gua rd the i mp e n d i n g
a tt a ck on hi s e - p awn w i th . . . , f6 . An
a l t e r n a t i v e w a s to ch a r g e p i e c e s w i t h th i s
task , c on d e m n i n g t he m t o p a s s i ve p o s t s :
2 8 . . . . , Ra e S ; 2 9 . Nf 3 , Bd 8 ; 3 0 . Rd 2
( Botv i nn i k ) .
2 9 . Nf 3 f6
Th a n k s t o t h i s a pp a r e n t l y s l i gh t w e a k
e n i n g o f t h e l i gh t s qua r e s , the l a t en t
i n i t i a t i ve i n t he Wh i t e f o r c e s c a n f i n a l l y
c om e t o l i f e .
30 . Rd2 Be7
3 1 . Oe6 ! Rad8
3 2 . Rd8 ! Bd8
Or : 32 . , Rd S ; 3 3 . Ne 5 ! , Qc 7 ; 3 4 . Q f 7 + ,
. .
Kh8 ; 3 5 . Qe 7 .
3 3 . Rd l Nb8
34 . Bc5 Rh8
3 5 . Rd8 ! Res i gns
. bec aus e o f 3 5 . . . . , Rd S ; 3 6 . Be 7 and
the B l a c k k i n g d i e s a l l a l o n e wh i l e hi s
wea ry p i eces l ie sca t tered across the
boa rd .
30 . Kasparov
C ommunal Responsibility
may n o t h a v e c o mp l e t e l y ma s t e r e d . O n the
o th e r hand , if we a r e to accept the
portr a i t of c o n t e mp o r a r y che s s we have
d r aw n , a n e s s e n t i a l c om p on e n t i s m i s s ing
f r om the s o l i ta ry ma s te r ' s t h eo r e t i c a l
f r ame o f m i n d : adver s a r i a l respons i b i l
ity . Thu s a n a d d i t i o n a l c o mp o n e n t mu s t b e
i n t r o d u c e d t o a l l ow t h e c o n t e mp o r a r y c h e s s
s cho l a r the f u l l u s e o f h i s ex i s t e n t i a l
unde r s t a nd i ng : c ommu n a l r e s p o n s i b i l i t y .
F o r the s a m e r ea s o n s i n t r o d u c e d i n the
ch a p t e r s on T a l and P e t r o s i a n , th i s c on
c e p t i s r en d e r e d n o n t r i v i a l b y t h e e s s en
t i a l l y s ub j e c t i ve nature o f respons i b i l
i ty . I t s h ou l d c om e a s n o s u r p r i s e t h a t a
mind i mm e r s e d i n a game i s mo s t k ee n l y
a wa r e o f h i s own unde r s t an d i ng , sec ond l y
hi s oppon e n t ' s unde r s t a n d i n g , and on l y
t h i r d t h e u n d e r s t a n d i n g o f o t he r s . Tho s e
c o n t e mp o r a r y ma sters who are abl e to
a cc e s s t h i s th i r d l e ve l o f r e s p o n s i b i 1 i t y
w i l l p e r p e t u a l l y e x p o s e t he i r m i n d s t o the
und e r s t and ing of o t he r l e a d i n g ma s te r s
t h r o u g h th e o r e t i c a l i n qu i ry , y i e l d i n g a n
o pp o r t u n i t y t o i mp r ov e th e i r t h o u g h t w h i ch
i n f i n i t e l y o u t we i ghs the m e r e a s s i m i l a t i o n
of t e c hn i c a l i n f o r m a t i on . Thu s t he y ' l l
d i s c ove r s t r i k i n g n e w i d e a s wh i ch wou l d
have p r ev i ou s l y e m e rg e d in a n o t he r ' s
hand s . F u r t h e rmo r e , they ' l l deve l o p a
h i gh l y i n d i v i d ua l , eclectic s t y l e - - o ne
" p a t ch e d t o g e t h e r " f r o m b i t s a n d p i e c e s o f
the s t r on g e s t m i n d s o f the d a y . It ' s in
th i s w a y t h a t I ' d l i k e t o c h a r a c t e r i z e t h e
current leade r in wo r l d che s s , Gary
K a s p a r ov ( 1 9 6 3 - ) .
Un f o r t u n a t e l y , all w e have t o g o on
he r e i s K a s p a r o v ' s r e p u t a t i o n a s the ou t
s t a n d i n g o p e n i n g the o r e t i c i a n o f a 1 1 t i m e ,
Kasparov 20 1
a s w e l l a s the gr e a t e r b r e a d th of his
s t y l e ( wh e n c omp a r e d t o F i s c h e r a n d K a r p ov
in p a r t i c u l a r ) . The p r o b l e m i s th a t , t o
g i ve o u r hy p o t h e s i s g r e a t e r cred i b i l i t y ,
we w ou l d n e e d t o t r a c e the g e n e s i s of
K a s p a r ov ' s o p e n i n g i n n o va t i o n s t o a e s t h e -
t i c - - not me r e l y t e c hn i c a l - - a s p e c t s of
o t he r e n c ou n t e r s . B u t th i s i s a b o o k i n
i t s e l f , s o f o r n o w we ' 1 1 s e t t l e f o r the
a dm i s s i o n t h a t t he s e r em a r k s a r e purely
s p e c u l a t i ve - - e v e n though t he y s e em to
round - o f f ou r s t u d y i n a ne a t , conc i s e
m a n ne r .
G i ve n t he s e d i f f i c u l t i e s , I ' l l r e s t r i c t
m y s e l f t o o n e e x a mp l e o f a K a s p a r ov i n n o
v a t i o n t h a t s t a n d s o u t by i t s i n d i v i d u a l
i t y - - by i t s r a d i c a l d i s t i n c t i o n f r om a l l
p r ev i o u s t e ch n i c a l i dea s i n the open i ng
c on c e r ne d .
1 3 . d5 Rd8
1 4 . Ke l !
T h i s i n nova t i on p u t s the B l a c k k n i ght
on c6 i n an e mb a r r a s s i n g s i t u a t i o n , f o r i f
e i the r 1 4 . , Ne S ? ;
. . 1 5 . N e 5 , B e 5 ; 1 6 . f 4 , Bg 7 ;
1 7 . Kf2 ( K a s p a r ov ) , or 1 4 . . . . , Nb4 ? ;
1 5 . Bd 2 ! , Na 6 ; 1 6 . B c 4 ( K a s p a r ov ) , Wh i t e i s
clearly better . Ove r the boa rd ,
R o m a n i sh i n f inds the mo s t te s t ing
cont i nu a t i on .
14 . . . . Na5 !
S u d d en l y , w i th . . . , f 5 a n d . . . , e 6 i n the
a i r , t h e Wh i t e c e n t e r h a s b e c o m e f r a g i l e .
For instance , 1 5 . B b 5 ? , f 5 ! ( K a s p a r ov )
a c c om p l i s h e s n o th i n g , and 1 5 . Rc7? , e6 ;
1 6 . Bg 5 , Rd 7 ( K a s p a r ov ) l eaves Wh i t e ' s
p i e c e s s c a t t e r e d purpo s e l e s s l y a c r o s s the
boa r d . Luck i ly , K a s p a r ov d i s c o ve r s an
i n t e rm e d i a t e m ove tha t t e mp o r a r i l y con
f u s e s t he B l a c k a r my .
1 5 . Bg5 ! Bf6? !
Mo r e t o t h e p o i n t i s 1 5 . . , Bd 7 ! , a f te r
.
wh i ch Wh i t e mu s t i n ve s t t i me count e r i ng
B l a c k ' s th r e a t s a l on g t h e c - f i l e .
1 6 . Bd2 b6
Kasparov 203
Rd7 .
1 8 . Ba6 e6 !
The mom e n t of t r u th ; the o n s e t o f
s t rugg l e .
1 9 . Ng5 ! .
U n e xp e c t e d l y , f 7 h a s b e c om e the f o c a l
p o i n t o f a b l o s s om i n g i n i t i a t i ve . I f now
19 , ed ? ;
20 . Nf 7 , Rd7 ; 2 1 . Nh 6 + , K g 7 ;
2 2 . R c 8 ! ( K a s p a r ov ) , Wh i t e w i n s e a s i l y .
19 . Be5
20 . R f 7 ! ed
The a pp a r e n t l y e mb a r r a s s i n g 2 0 . . , h6 ?
.
a c c omp l i s he s n o t h i n g o n a cc o u n t o f 2 1 . N f 3 .
2 1 . f4 ! . . .
Yet ano the r r e s e rv e c om e s out of
n o whe r e t o k e e p the Wh i t e p i e c e s c oo p e r a -
t i ve .
21 . Bg7 !
A f u r t he r m i r a c l e b r i n g s the k i n g r o o k
into the fray in the a l t e r n a t i ve l i ne
2 1 . . . . , Bd4 ? ; 2 2 . Rh 7 , N c 4 ; 2 3 . e 5 , Re 8 ;
2 4 . h3 ! , Be 5 ; 25 . fe , ReS+ ; 2 6 . Kf 2 , Rf8+ ;
2 7 . Kg 3 , Nd 2 ; 2 8 . hg ! , R g 5 ; 2 9 . Rh 8 + , K f 7 ;
3 0 . R l h 7 + , K e 8 ; 3 1 . Bb S + e t c .
22 . f5 ! ? .
I t wa s l a t e r d i s c ov e r e d t h a t 2 2 . h 3 ! i s
s u p e r i o r , l e a d i n g e v e n t ua l l y t o a n en d g a m e
e d g e f o r Wh i t e . I n a n y eve n t , t h e a e s t he
t i c con s i s t e n c y o f 2 2 . f 5 ! ? i s mo s t a t t r a c
t i ve .
22 . de?
The d e c i s i v e e r r o r . B l a c k s h ou l d h a v e
pl ayed 22 . , gf ! ;
. 2 3 . h 3 ! , Bh 5 ; 2 4 . Rg7+ ,
204 Contemporary Chess
K g 7 ; 2 5 . N e 6 + , K f 6 , so th a t a f t e r 2 6 . e f ( a s
i n t e n d e d b y K a s p a r ov ) , B l a c k c ou l d r e l i e ve
the p r e s s u r e w i th 2 6 . . , Re S ; 2 7 . g4 , Re 6 + ! ;
.
2 8 . f e , Bg6 .
2 3 . Ba5 ba
24 . Bc4 Bc3+ !
25 . Kf2 e3+ !
2 6 . Kg3 Be5+
2 7 . Kg4 Rd4+
2 8 . Kh3 Rc4
2 9 . f6
and d e s p i t e h i s r e s ou r c e f u l n e s s ,
B l a c k wa s n o w f o r c e d t o g i ve u p h i s b i s h o p
f o r t h e p awn on f 6 b e c au s e 2 9 . . . . , R c 7 ;
3 0 . Rc 7 , Bc 7 ; 3 1 . f 7 + , Kh8 ; 3 2 . Ne 6 , Bd 6 ; 3 3 . Re l
w ou l d be d e va s t a t i n g . So , a f te r s om e
f u r th e r a d v e n t u r e s , .
Whi te Won
A s m e n t i o n e d a b ove , o n e w o u l d h a v e t o
r e l a t e th i s g a m e t o t h e a e s t h e t i c t r en d s
o f t h e t i m e t o c o n f i r m t h e hy p o t h e s i s o f
c o mmu n a l r e s p o n s i b i 1 i t y . On the o t he r
hand , the i nexpl i cabl e s ou r c e of
K a s p a r ov ' s p l a y , c o u p l e d w i th h i s w e a l th
of f r esh open i ng ideas ( he r e as else
whe r e ) , p r ov i d e a t t r a c t i ve c o r r o b o r a t i o n -
i f n o t c o n f i rrn a t i o n - - o f o u r t h e o r y .
The r e a r e f a r t o o m a n y f e a s i b l e wa y s t o
o p e n a che s s g a m e f o r a n y o n e t o m e m o r i z e
them a l l . Adm i t te d ly , i t ' s p o s s i b l e th a t
o n e d a y o p e n i n g t he o r y w i l l d e ve l o p t o t h e
p o i n t whe r e e v e n we l l - ve r s e d i n t e r n a t i o n a l
p l aye r s wi l l abandon hope o f an a dvan t age
a t t h e ou t s e t . S t i 1 1 , t he r e w i 1 1 a l wa y s
be n e w l i n e s t o t r y - - l i ne s tha t may not
t e ch n i c a l l y i mp r ove t h e o r y , b u t n e ve r the
l e s s cha l l en g e the opponent ' s exi s t e n t i a l
und e r s t and i n g i n a new , u n i que s t yl e . The
Kasparov 205
ed i n p r e c i s e l y d e f i n i n g the c on c e p t o f
t h e u n c on s c i o u s , o r w i th p r ov i n g t h a t o u r
" s ense o f s e l f " o r " e g o " i s g r oun d e d i n
t ruth . S t i 1 1 , he c on s t r u c t e d m o d e l s w i t h
t he s e e l em e n t s th a t e x p l a i n e d a sp e c t s of
the m i nd . In sho rt , o n l y by a b a n d o n i n g
t h e q u e s t f o r a bs o l u t e t r u t h d i d i t b e c om e
p o s s i b l e t o s a y s om e t h i n g po s i t i ve about
the p s yche . F r om th i s ori g in , s ev e r a l
p a t h s a r e o p e n t o t h e m od e r n p s y c h o l o g i s t ,
o f wh i ch I w i l l b r i e f l y exam i n e t w o o f the
d e ge n e r a t e v a r i e t y .
The f i r s t i s t h a t o f r a t i o n a l ph i l o
s ophy - - wh a t m i ght prope r ly be ca ! l ed
c r i t i gu e . Thu s i t ' s b e e n a r g u e d t h a t t h e
n o t i o n o f u n c o n s c i ou s t h ou g h t s a n d d e s i r e s
is nonsens i ca l , and t he r e f o r e F r eud ' s
a s s e r t i on th a t d r e a m s h a ve a l a t e n t c on
tent is u n f ou n d e d . Th i s a pp r o a ch has
truth on i t s s i d e , bu t - - l i k e mo s t of
mod e r n ph i l o s o phy - - i t asserts n o t h i ng .
Wh a t ' s p e r t i n e n t i n t h i s c a s e i s t h e f a c t
t h a t p r ev i o u s l y n o n - c o n s c i o u s i d e a s have
o f t e n c om e t o l i ght ( i n i n d i v i d ua l p s y ch o
a n a l y s i s ) wh i ch p r ov i d e a c o n s i s t e n t , u s e
ful p i c t u r e a s the l a t e n t c o n t e n t o f a
g i ve n d r e a m . O n the o t h e r h a n d , a c r i t i
c a l e y e c ou l d p i c k a w a y a t s u c h a t h e o r y
u n t i 1 t h e r e w a s n o t h i ng l e f t ; th i s m i ght
l e a d to a t r u e r m o d e l , bu t d o e s i t f i t t h e
data bet ter?
A s e c on d p a t h i s t h a t t a k e n b y p o pu l a r
p s y ch o l o g y . H e r e , the hum a n m i n d i s a l l
t o o - o f t e n c h a r a c t e r i z e d a s a n e n t i t y wh i ch
i s " r e a l l y " b e n e vo l e n t , c r e a t i ve , a n d m a n y
o t he r wo r. d e r f u l t h i n g s . Whe r e a s th i s c e r
ta inly sells we l l , it ha r d l y fits the
data . Thus p a c i f i s t s a r e f on d of r e j ect
i n g t h e n o t i o n th a t h u m a n s h a v e a n a g g r e s -
208 overvi ew
T a r r a s ch , T ch i g o r i n , a n d L a s k e r - - e a ch o f
whom e mp l o y e d h i s own u n i q u e a b i l i t i e s i n
d e a l i n g w i th t he s e t wo l e v e l s . T o wh a t
d e g r e e i n t e gr a t i on m a y have been ant i c i
p a t e d by a n y o f t he s e ma s t e r s , I l e a v e i t
t o the r e a d e r t o dee ide ; in any case ,
t he r e d o e s a pp e a r t o b e a g en u i ne t r en d
h e r e t o wa r d r e c o g n i t i o n o f s t r a t e g i c m a s k
i ng .
O u r n e x t h y p o th e s i s wa s t h a t o f i n t e
g r a t i o n - - t he i d e a th a t ou r t wo pr i nc i pa l
l e ve l s o f t h o u g h t c a n r e l a t e p o s i t i ve l y ,
th a t t h e y c a n b e e n t e r t a i ne d s i mu l t a n e o u s
lY I n m a n y w a y s , t h e cha p t e r s o n Rub i n
s t e i n a n d C a p a b l a n c a a r e the f o c a l p o i n t
o f t h e b o o k , p r ov i d i n g a p e r f e c t t r a n s i
t i on f r om the ea r l y cl a s s i ca l s ch oo l
( t e chn i c a l s t rategy ) to A l e kh i n e ( th e
r e c o g n i t i on o f t r a n s i e n t s t r a teg i c r ea l
i t i e s v i a res pons i b i l i t y and the i n i t i a
t i ve ) . Wh a t ' s mo r e , g i v en the n u m e r ou s
f o rm s o f i n t e g r a t i o n tha t h a v e a pp e a r e d
throughout the ea r l y Sov i et S ch oo l , it
s e e m s a l l b u t i mp o s s i b l e t h a t th i s s a m e
d a t a s h ou l d b e exp l a i n a b l e w i t h a d i f f e r
ent concept .
R e s p o n s i b i l i t y ( a s we l l a s the a c c om
p a n y i n g a n x i e t y a n d f r e e d om ) wa s ou r n e x t
m a j o r bu i ! d i n g bl ock . After a pre! iminary
f o r mu l a t i on i n the ch a p t e r o n N i m z o v i ch ,
we emp l o y e d th i s c o n c e p t a s t h e p s y c h o l o
g i c a l gr ound o f A l e k h i ne ' s f e e l f o r the
i n i t i a t i ve - - th i s by wa y of i n t e gr a t i on
w i th p u r e l y s u b j e c t i v e t r a n s i e n t s t r a t e g i c
rea l i t i e s . A s h a s b e e n r e p e a t e d l y emph a -
s i zed , the i n i t i a t i ve c ou l d h a ve b e en
presented a s an " ungr ound e d " var i e t y of
i n t e gr a t i on ( i n d e p en d e n t of r espons i b i l
i ty ) , but th i s wou l d have left us no
overvi ew 211
g r o u n d s f o r why a s e n s e f o r t h e o p po n e n t ' s
i n i t i a t i v e s h o u l d b e c ome p r eva l e n t th i r t y
years l a te r . Once aga in , a pr i nc i pa l
h y p o th e s i s i s c o r r o b o r a t e d by t h e wa y i t
f i t s i n t o o u r evo l u t i on a s a who l e . On
t h e n e g a t i ve s i d e , h o w e ve r , th i s pha s e o f
t h e a n a l y s i s p r e s e n t s A l e kh i ne mo r e un i
d i me n s i o n a l l y t h a n h i s s t y l e a c t u a l l y wa s .
W i th t h e n e c e s s a r i l y i n c r e a s i n g e mp h a s i s
on s p ecul a t i ve psycho l og i c a l concepts
( respons ibi l i ty , a nx i e t y , s ubj e c t i v i t y ,
e t c . ) , the ch a r a c t e r i z a t i o n s beg i n t o be
mo r e s t r a i ne d - - b u t t h e y d o f i n d a p l a c e i n
t h e c o r e o f t he g r e a t m a s t e r s ' s t y l e s .
The c on c e p t o f s u b j e c t / o b j e c t i n t e gr a
t i o n i s , o f c ou r s e , d e r i ve d f r om i n t e g r a
t i on p r op e r - - i t s d i s t i n g u i sh i n g f ea ture
being no th i n g m o r e th a n a p s ycho l og i c a l
e mp h a s i s on t h e r a d i c a l d i f f e r e n c e b e t w e e n
t h e s u b j e c t i ve c on c e p t o f p i e c e c oo p e r a
- -o
t i on --aria: b} e c t i ve s t r a t e g i c r e a l i t i e s .
T hTs is cons equen t l y not a pr i nc i pa l
h yp o t h e s i s , b u t i t d o e s he l p t o e x p l a i n
B o t v i n n i k ' s u n u s ua l s t r e n g t h i n i mb a l a n c e d
s t r a teg i c pos i t i ons . Fur the r co rrobora
t i o n wa s f ou n d i n t h e c h a p t e r s o n S m y s l ov ,
Bo l e s l avsky , and Brons t e i n --a l l of whom
i n t e gr a te d mod e rn , a e s thet i c a l l y p l e a s ing
p i e c e c oo p e r a t i o n w i th o b j e c t i v e s t r a t e g i c
rea1 iti es . I a m prepared t o adm i t , once
aga i n , tha t t he s e ch a r a c t e r i z a t i o n s on l y
f i t an a s pec t o f the p l a y e r s ' s t y l e s i n
que s t i on ; b u t a g a i n , t he s e ch a r a c t e r i z a
t i o n s o c c u p y c en t r a l r o l e s i n t h e d e ve l o p
ment of the mod e r n game .
A f t e r a f i n a l i n t e r l ud e t o d i s c u s s T a l ,
w e i nve s t i g a t e d a t r e n d i n t he s t y l e s o f
P e t r o s i a n , K o r chn o i , a n d S p a s s k y t ow a r d a
s e n s i t i v i t y o f the o pp o n e n t ' s u n d e r s t a n d -
212 overvi ew
i n g - - e s p e c i a l l y the i n i t i a t i ve . Th u s the
hypothe s i s of a d ve r s a r i a l r e s po n s i b i l i t y
f i t s t h e d a t a he r e t o o , a l th o u g h t h e w i d e r
s t y l e s o f T a l a n d K o r chn o i r em a i n u n e x -
pl a i ne d .
A e s t h e t i c a l l y , t h e a n a l y s i s o f c o n t em
p o r a r y c he s s c l o s e s n e a t l y w i t h a p o r t r a i t
of F i s c he r , Ka rpov , and i n t e r a c t i ve
r e s po n s i b i 1 i t y . I t m i g h t b e o b j e c t e d th a t
b o t h o f t he s e n e a r - p e r f e c t m a s t e r s ' s t y l e s
a r e b e y o n d cha r a c t e r i z a t i on , a s mu ch of
th e i r s u p e r i o r i t y s t e m s f r o m s u p e r i o r c om
p e t i t i ve ch a r a c t e r . Bu t t h i s i s p r e c i s e l y
whe r e o u r m o d e l f i t s t h e d a t a m o s t c l e a r
ly .
F i n a l l y , the cha p t e r on K a s p a r ov h a s
r e m a i ne d pur e ly s p e c u l a t i ve , so the
hy p o t h e s i s of c ommu n a l r e s po n s i b i l i t y mu s t
awa i t a future ana l ys i s of a e s the t i c
t r e n d s i n m o d e r n o p en i n g t h e o r y .
A p s y cho l o g i c a l theory is a t t r a c t i ve
i n s o f a r a s i t e mp l o y s a s f ew h y p o t h e s e s a s
p o s s i b l e t o f i t the d a t a . I n the p r e s ent
c a s e , w e h a v e u s e d s e ven pr i n c i pa l i d e a s
a s f ou n d a t i o n b l o c k s : exi s t e n t i a l un d e r
stand i ng , st rateg i c masking , i n tegra t i on ,
respons i b i l i ty , adve r s a r i a l respons i b i l
ity , i n t e r a c t i ve r e s p on s i b i l i t y , and
c ommu n a l r e s p o n s i b i l i t y . I f a n y o n e s h ou l d
d e ve l o p a m o d e l wh i ch c h a r a c t e r i z e s t h e s e
ma s t e r s ' thought in a s i mp l e r , mo r e
c o mm on - s e n s e f a s h i o n , t h e n my th e o r y w i l l
have b e c om e o b s o l e t e . U n t i l th a t t i me ,
howeve r , m a y t h e s e i d e a s b e j u d g e d o n how
we l l they f i t t h e d a t a - - t he a e s th e t i c s o f
the g r e a t m a s t e r s ' g a m e s a s a wh o l e ; t o
th i s e n d , I t h r ow m y s e l f o n t h e m e r c y o f
the c h e s s p u b l i c , a n d t r u s t t h a t t h e y ' 1 1
p r o ve mo r e d i sce r n i ng than the many
Overv i ew 213
p a t r o n s o f p o p p s y cho l o g y .
- - C a ry Ut t e rberg
July , 1 9 94
Append ix 1
O n the R a t i n g o f C he s s p l a y e r s
A f e w c omm e n t s on the l e g i t i m a c y o f
c ompa r i n g p a s t a n d p r e s e n t p l a y e r s v i a the
E l o r a t i ng s y s t em .
A proper s t a t i s t i c a l s y s t em c an ' t be
c r i t i c i z e d o n the b a s i s o f p u r e n u mb e r s
because e ve r y th i n g is c o n s i s t e n t - - e ve r y
11
th i n g a d d s up " . Ma thema t i c a l mode ls ,
howeve r , a r e a l wa y s p o t e n t i a l l y vu l n e r a b l e
a t the po i nt whe r e t h e y " m e e t " r e a l i t y .
Thu s i t ' s he r e t h a t I w i l l focus on a
pecu l i a r i t y o f Pro f e ssor E l o ' s sys tem .
I h a ve c o n s i s t e n t l y a r g u e d th a t exi s
t e n t i a l u n d e r s t a n d i n g h a s evo l v e d t h r o u g h
ou t t h e h i s t o r y o f c he s s - - th a t t h e u n c o n
s c i ou s thought proc e s ses o f the l e ad ing
m a s t e r s h a ve p r o g r e s s e d f r om y e a r t o y e a r .
I f th i s i s i n d e e d t h e c a s e , t h e n n o t on l y
does the future offer more t e c hn i c a l
i n f o rma t i o n t o c a rr y i nt o ba t t l e , but a l s o
a b e t t e r f e e l f o r t h e g a me , a m o r e c a p a b l e
i n tu i t i on - - a s t r on g e r exi s t ent i a l under
s t a nd i ng . I n th i s s e n s e , w e ' r e j u s t i f i e d
i n a s s e r t i n g th a t p l a y e r s o f the p r e s e n t
are , gene r a l l y s p e a k i n g , s t r on g e r than
p l a ye r s o f the pa st . Thu s i f Mo r p h y wa s
a b l e t o t i me - t r a v e l t o 1 9 9 4 , but me r e l y
memo r i z e d the t e chn i c a l k n ow l e d g e o f t o d a y
( t he c o r r e c t open i ng mov e s , i n p a r t i c u
l a r ) , h e wou l d s t i l l b e a n n i h i l a t e d b y a l l
the t o p gr a ndm a s t e r s . B u t wha t i f Mo r phy
d i d n ' t o n l y t a k e in th i s k n ow l e dg e a s a
c omp u t e r wo u l d , a n d a s s i m i l a t e d i t i n a
m a n n e r th a t ch a n g e d h i s ex i s t e n t i a l u n d e r
s t a n d i ng i n t o a m o r e m o d e r n f o rm ?
I h a ve n o d o u b t th a t Mo r p h y wou l d h a ve
Append ix 1 215
d o ne h i m s e l f j u s t i c e i f h e h a d b e e n b o r n
in 1 9 6 0 , and had an ex i s t e n t i a l u n d e r
s t a n d i n g f o r m e d i n a m od e r n che s s a t mo s
phe r e . O n t h e o t he r h a n d I ' m h e s i t a n t t o
a dm i t th a t , i f h e b r o u g h t a m a t u r e n i n e
teenth century unde r s t an d i n g into today ' s
w o r l d , he c ou l d t r a n s f o r m i t i n t o a c o m
p l e t e l y e f f e c t i ve m o d e r n f r a m e o f m i n d .
We ' r e speak i ng he r e of f e e l i ng s and
i n tu i t i on , and i t ' s by no mea n s c l e a r that
s u ch t h i n g s c a n b e e j e c t e d f r om t h e m i n d
and c a s u a l l y r e p l a c e d t h e wa y t e chn i c a l
da ta can . It ' s mani f e s t ly u n c l e a r wh a t
exi s tent i a l und e r s t a n d i ng i s , whe r e it
c om e s f r o m , a n d h o w i t wo r k s ; thu s w e h a v e
n o bu s i n e s s c l a i m i n g tha t an e s t a b l i shed
u n d e r s t a n d i n g c a n t r a n s f o r m i t s e l f a cc o r d
i ng t o a n e w m o d e o f t hought .
On a l e s s d r a s t i c s c a l e ( th a n Mo r phy
v s . 1 9 9 4 ) , we m i gh t a l s o wo n d e r h o w we l l a
ve t e r a n ' s u n d e r s t a n d i n g w i l l a d a p t t o new
i d e a s ; m e a n wh i l e , we k n o w tha t the mo s t
t a l ented young un d e r s t a n d i n g w i 1 1 f o rm
itself in as e f f e c t i ve a m a n n e r a s p o s
s i bl e . C omb i n i n g t he s e t wo o b s e rv a t i o n s ,
we f i nd a po t e n t i a l - - i f not probab l e -
a d v a n t a g e o n the s i d e o f y ou th . And i f
t h i s h y p o t h e s i s i s i n d e e d t r u e , i t wou l d
m e a n tha t y ou n g p l a y e r s have a b u i 1 t - i n
e d g e ove r t he i r o l d e r o pp o n e n t s ; a d m i t t e d
l y , b o th a r e a b l e t o a s s i m i l a t e n e w t e ch
n i c a l i n f o rm a t i o n e q u a l l y we l l , b u t o n l y
o n e c a n c e r t a i n l y c on f o r m t o the un d e r
l y i n g e x i s t e n t i a l un d e r s t and i n g .
For t he s e r ea s o n s , I s u gg e s t it ' s
po s s i bl e tha t E l o r a t i n gs shou l d i nc r ea s e
f r om g e ne r a t i o n t o g e n e r a t i on . Pe rhaps ,
yea r a f ter yea r , younger pl ayers rea l l y do
b e c ome mo r e t a l e n t e d , s o t he y d e s e r ve t o
216 Append ix 1
b e h i ghe r r a t e d . A n d a s che s s i n f o rm a t i on
ha s m u l t i p l i e d , t h e exch a n g e o f ex i s t e n
t i a l a b i l i t y h a s t a k e n o n a f a s t , a l mo s t
frant i c , pace . S o tha t f i n a l l y , i n the
m i d s t o f a ch a o t i c " wh i r l p oo l " o f t r a n s -
f o rma t i o n , a p r ev i o u s l y un f a thomabl e
numb e r of t e enage gr a n d m a s t e r s have
a p p e a r e d , t r a n s c e n d i n g a l l p r ev i o u s r a t i n g
r e c o r d s th a n k s t o t h e i r YQJ:!th_fJJ. l__ a b i 1 i t:Y
- ---- - -- -
A m I c l a i m i n g tha t t he -gra n d m a s t e r s o f
today have more r a w t a l en t than M o r phy
did? B y n o m e a n s ; I r e p e a t th a t I b e l i eve
Mo r phy c o u l d h a ve he l d hi s own i f b o r n
toda y . I a m c l a i m i n g tha t t o d a y 1 s u n d e r
stand ing is i nhe r e n t l y supe r i o r to the
p a s t tha n k s t o t h e p r o g r e s s i ve n a t u r e o f
na t ur a l s e l ect i on . Hence I ' ll concl ude
w i th wha t all hone s t i nqu i ry s h ou l d - - a
que s t i on : C a n the young g r a n dma s t e r s o f
t o d a y c o n t i n u e t o m ou l d th e i r un d e r s t a n d
i n g s i n t h e m o s t e f f e c t i ve wa y p o s s i b l e ,
o r w i l l the ch a n g i n g t i m e s l e a ve t h e m , i n
turn , repl aced b y more pl i a bl e m i n d s ?
Append ix 2
O n T r a i n i n g Ex i s t e n t i a l Un d e r s t a n d i n g
The p r i m a r y p u r p o s e o f tr. i s b o o k h a s
b e e n t o d r aw a p o r t r a i t o f the gr e a te s t
ma s t e r s ' ex i s t en t i a l underst and i ngs . To
wha t ev e r d e g r e e the r e a d e r may f e e l I ' ve
s v c c e e d e d , i t ' s c l e a r t h a t t h e m e r e k n ow l
edge o f the pr e s ent w o r k c a n ' t i n c r ea s e
an) one ' s ta lent ; for our central hypo
t h e s i s ha s b E e n tha t t t e " i n ne r me ch a n i s m "
of the che E' s ma s t e r ' s m i n d cannot be
p r e c i s e l y f o rmu l a t e d .
S i n c e t h e r e ' s n o f o rmu l a f o r how one
c a n s e e O O d mov e s w i th h i s e x i s t e n t i a l
unde r s t a n d i n g , we ' r e f o rc e d t o a d m i t tha t
t he r e ' s a p a s s i ve e l em e n t of che s s
t h o u g h t ; a t r e gu l a r i n t e r va l s d u r i n g p l a y ,
e ve r y s t r on g p l a y e r mu s t " s i t b a c k " , " t a k e
a b r e a th " , and s u rve y the boa rd l i ke a
l a n d s c a p e - - the wa y a p e r s o n i n a n a i r p l a ne
m i ght s p ot a p a r t i c u l a r l andma rk w i thou t
c o n s c i o u s l y e x am i n i n g eve r y b i t o f s e n s o r y
i n pu t . Al though th i s proce s s occ u r s p r i
m a r i l y u n c o n s c i ou s l y , i t ' s s t i l l t r u e tha t
ex- i _s t e n t i a l - u- -n d e r s- t a n d i ng.. , l i k e aes thet i c
a p p r e c i a t i on 1 s e s se nt i a 1 l y p a s s i ve .
--
O f c o u r s e , the a b i l i t y t o t h i rik c l e a r l y
a n d a c t i ve l y o n a t e c h n i c a l l e ve l - - a cc o r d
i n g t o a - - w e l l - d e f i n e d a l g o r i thm - - i s a p r e -
r equi s i te f o r - -eiil-ry _ _ __ fr;to th e h i g he s t
r anks . A s a c on ; e q u e n c e , o ve r - a l l , i t ' s
desi rable t o b e a d e p t a t mov i n g b e t w E e n
our t wo l e ve l s of understand i n g - - f i rst
a c t i ve l y a pp l y i n g p e r t i nent f ea t u r e s of
t e chn i c a l k n ow l e d g e , t h E , n pa s s i ve l y a l l ow
i ng a l l v i a b l e c a n d i d a t e move s t o p r e s e n t
t h e m s e l ve s exi stent i a l l y , and so f o r th .
218 Append ix 2
( It s h ou l d b e p o i n t e d ou t th a t a l l the
essent i a l e l emen t s of our ana lys i s are
o n l y a pp l i c a b l e t o t h e " e x i s t e n t i a l i n t e r
va l s " i n th i s scena r i o . Thu s s t r a t e g i c
ma s k i n g wa s an " i nva s i on " of techn i c a l
i d e a s w h e n ex i s t e n t i a l t h o u g h t s h o u l d h a v e
b e en i n c o n t r o l ; a n d i n t e gr a t i on o cc u r r e d
when R u b i n s t e i n a n d C a p a b l a n c a d e ve l o p e d
t h e a b i 1 i t y t o th i n k o f s t r a te g i c r e a l i
t i es ex i s t e n t i a l l y dur ing ex i s t e n t i a l
i n te rva l s . ) I n o t he r wo r d s , i f a l l a
p e r s o n d o e s d u r i n g p l a y i s th i n k a c c o r d i n g
t o a w e l l - d e f i ne d a l g o r i thm , he ' s try ing
t o c omp e t e o n t h e l ev e l o f c omp u t e r s - - a
hope l e s s i d ea l .
The s e o b s e rva t i o n s p o i n t t h e wa y t ow a r d
h o w o ne ' s che s s t a l e n t c a n b e u n l e a s h e d ,
i f not i mproved . Whe r e a s i t ' s n e c e s s a r i l y
uncl ear h o w a n ex i s t e n t i a l u n d e r s t a n d i n g
c a n b e d i r e c t l y e n h a n c e d , we a t l e a s t k no w
tha t th i s c r u c i a l e l e m e n t o f a che s s p l a y
e r ' s p s yche c a n be o f l i t t l e h e l p i f i t ' s
b e i n g c o n s t a n t l y c on f u s e d w i th t e c h n i c a l
data . Thu s o u r o b j e c t i ve i s t o d i s s o c i a t e
the a c t i ve ct_n d__ pa s s_ i ve- -- rn-ode-s-:=91---che
t h o ug_!'lJ;:._ .
-f
o thi s en d , a pl ayer s h ou l d f i rst
a cc u mu l a t e pos i t i ons in w h i ch h i s t wo
f o rm s of thought bec ame con fused . The
o bv i ou s s ou r c e he r e is e rrors made in
a c t u a l p l a y - - e s p ec i a l l y tho s e tha t one
w ou l d h a v e c a u g h t i f h e h a d o n l y " t a k en a
b r e a th " a n d l ooked a t the s i t ua t i on non
t e chn i c a l l y .
O n c e t h i s d a t a h a s b e e n a c c umu l a t e d , a
care f u l , me thod i c a l ana l ys i s o f the p o s i
t i on s shou l d be und e r taken ; I r e c omm e n d
s u rve y i n g a " n e i ghb o rh o o d " o f f i ve t o t en
move s a r ou n d e a ch e r r o r . A s the a n a l y s i s
Append ix 2 219
p r o c ee d s ( a n d b e t w e en e a ch s t e p of the
t e chn i c a l c a l c u l a t i o n ) , p a r t i c u l a r e mp h a
sis s h ou l d b e p l a c e d o n a l l ow i n g o ne ' s
ex i s t e n t i a l unde r s t an d i n g to ex e r c i s e
i tsel f by c o n s c i ou s l y r e p r e s s i l'1: g
__ __ _JJ,
t e ch n i c i!_.l. . t;, h o u g h_t_:;; f o r a s p ecTf l. ecf p e r i o d
o f t i m e:... - th i r t y s e c on d s o r o n e m i nu t e , f o r
exa mp l e . I n t h i s wa y , p r a c t i c e w i l l be
g a i n e d i n d i s s o c i a t i n g a c t i ve a n d p a s s i ve
thought - - an d i n a pr e c i s e s i t ua t i on tha t
ha s a l ready p r ov e n d i ff icult for the
pl ayer in thi s respect ; f u r the r , his
ex i s t e n t i a l u n d e r s t a n d i n g w i l l have been
e x p o s e d t o a t y p e o f p o s i t i o n w i t h w h i ch
i t h a d n e ve r b e f o r e i n t e r f a c e d .
W e ' ve f r a n k l y a d m i t t e d t h a t t h e r e ' s n o
f o rmu l a f o r h o w t o i n c r e a s e che s s t a l e n t ;
s t i 1 1 , i t ha s been a s s e rted tha t a n exi s
t e nt i a l unde r s t an d i ng i n t e r t w i ne d w i th
t e chn i c a l t h o u g h t i s o f n o u s e wha t s o e ve r .
I n o t he r wo r d s , the p r o bl e m i s n ' t how t o
i n c r e a s e che s s t a l e n t , b u t how t o g i ve
free r e i gn t o the t a l e n t o n e h a s . For
a n y t h i n g m o r e , a pp e a l t o C a i s s a .
ISBN 0 - 87568 - 256 - 1
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