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E. Silva, D. S. Vieira, N. K. Monteiro and C. A. Martinez-Huitle, New J. Chem., 2017, DOI:
10.1039/C7NJ00386B.
Volume 40 Number 1 January 2016 Pages 1846 This is an Accepted Manuscript, which has been through the
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Page 1 of 20 New Journal of Chemistry
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DOI: 10.1039/C7NJ00386B
Understanding the behavior of caffeine on boron-doped diamond surface:
Voltammetric, DFT, QTAIM and ELF studies
Graphical Abstract
Abstract
The work started from a cyclic and differential pulse voltammetry analysis by using boron doped diamond
electrode (BDD) to understand the behavior of caffeine on its surface as well as the correlation of
experimental figures with theoretical calculations. Voltammetric results clearly reveal that a direct electron
transfer is achieved as the main mechanistic behavior suffered by the caffeine on the BDD surface during its
computationally characterized a cluster of BDD surface to verify the interactions of caffeine with the
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electrode, obtaining thermodynamic parameters and geometric interactions by DFT, QTAIM and ELF
calculations. According the energetic analyzes obtained by DFT, the more and less stable geometries were
thermodynamically determined, indicating that, the topological data of the geometries of interactions were
made using QTAIM and ELF to verify the influences that occurred during the interaction and relate to
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Introduction
The interest in the investigation of degradation of several organic compounds occurs because the
contamination is attained by different ways, principally from industries. The caffeine (C8H10N4O2) (see
Figure 1) is an alkaloid belonging to methylxanthine family. In humans, caffeine acts as a central nervous
system stimulant,1 and it is present in cola drinks, coffee, energy drinks. For this reason, it is a very
important compound in the food industry. Caffeine is also employed in the pesticide industry because it
serves as a natural insecticide since it may paralyze and kill some insects feeding on the plant.2 For the
pharmaceutical industry, caffeine maybe used for pain relief in headaches with doses of 65 mg or more, e.g.:
paracetamol/caffeine drug.3
In this frame, as the caffeine is considerably used in different industries, it can be considered as a
potential pollutant when discharged in aquatic systems. This compound can be determined during its
degradation, alone or mixed with the intermediates generated during its elimination and many different
methods have been proposed for simultaneous caffeine assays, including chromatography,46
treatment methods, for use in environmental monitoring and restoring, has grown during the last years. The
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industries produce during their processes, different solid and liquid wastes containing toxic compounds; and
their detection, quantification and treatment are necessary before discharge these pollutants in the aquatic
eco-systems.12
In this frame, electrochemical technologies have been the subject of several investigations to be used
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voltammetry, etc.,) can be fast in detection, less expensive, and with the merits of low detection limit and
high accuracy as well as less complicated than the other techniques (high performance liquid
chromatography, atomic absorption, gas chromatography and so on).14 Meanwhile, for environmental
applications, the use of electrochemical technologies for depolluting effluents is a feasible alternative since
these procedures allow to degrade the organic pollutants dissolved in water to decrease their toxicity.
In the case of detection for environmental applications, the nature of sensor materials is an important
feature that must be considered. In this frame, BDD has special characteristics that enables highly sensitive
detection of various chemical species, response precision and response stability.13,15 The detection of
chemical species using electrochemistry is mainly given by oxidation processes,16,17 classifying the electrode
material as active and non-active, as well as the categories of reactions mechanisms (direct and/or indirect).
In this work, the electrochemical behavior of caffeine towards BDD surface was studied by means of
electroanalytical techniques such as cyclic and differential pulse voltammetries in order to understand the
oxidation mechanism follows when caffeine and electrode surface suffer interactions. From this information
it is possible to know if the reaction occurs by direct oxidation, at catalytic sites of the electrode, or occurs
by indirect oxidation, mediated by hydroxyl radicals generated by electrolysis of water. Based on these
experimental results, density functional theory (DFT)1820, quantum theory of atoms in molecules
(QTAIM)2123 and electron localization function (ELF)24,25 were used to study the behavior of oxidation of
caffeine, and consequently, the electrochemical measurements were correlated with the computational
methods of theoretical chemistry. It is important to indicate that, a limited number of reports have been
published in the last years related to the electrochemical behavior and theoretical chemistry at BDD
electrode. For this reason, the proposal of this work is to contribute to the molecular understanding of
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oxidation processes on BDD surface by using voltammetry analyzes as well as DFT, QTAIM and ELF
calculations.
Experimental details
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All reagents were of analytical grade, and all solutions were prepared with Milli-Q water.
consisted of an Ag/AgCl (3.0 M) as reference electrode, a platinum wire as counter electrode and a BDD as
working electrode, with an area of 1.45 cm2. Experiments were carried out at room temperature (25C). In
the case of CV, repetitive cycles were registered in the potential range from 1.0 V to 2.0 V varying scan rate
of 50-200 mV s-1 in 0.5 M H2SO4 as supporting electrolyte in presence or absence of caffeine. In the case of
DPV, the parameters used were potential window between 1.2-1.8 V; scan rate of 10 mV s1, amplitude
pulse of 100 mV and 0.5 M of H2SO4 as supporting electrolyte. The analyte concentration was evaluated in
the range from 6.610-5 M to 8.010-4 M. The above optimized parameters were used for all measurements.
Calibrations were analyzed by ordinary linear least-square regression and the relevant results (slopes and
Computational Details
The calculations were carried out using the Gaussian 09 program package26 by access to National
Center for High Performance Processing (CENAPAD-UNICAMP/SP). Geometries were optimized at the
B3LYP/6-31G27 level for caffeine molecule, diamond supercell and complex of adsorption diamond-
caffeine. The diamond supercell was built in Avogadro Software28 (version 1.1.1), the cluster of the
diamond was constructed from the Crystallographic Information File (CIF) obtained from the database
(Crystallography Open Database).29 It was created a supercell (1x3x3) and a boron atom was randomly
inserted into the surface (1 0 0)30 and optimized with B3LYP/6-31G level and then single point calculation
using B3LYP/6-31*G(d,p) and the empirical dispersion correction GD3BJ31,32 using Gaussian 09 package.
From Gaussian calculations, optimized interactions geometry and electron density were generated for later
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use in QTAIM calculations. All topological information of electronic density (), laplacian of electronic
density (2), ellipsity () and ELF were performed by Multiwfn14,33 version 3.3.9.
The behavior of caffeine-electrolyte system was characterized with BDD electrode in 0.5 mol L-1
H2SO4 at 25C in absence and presence of caffeine in solution (Fig. 2). Fig. 2A shows that, no significant
signals were observed when voltammetric curve was registered in supporting electrolyte (blue curve); only
an important increase on the current is observed after 1.8 V vs Ag/AgCl. Meanwhile, when caffeine was
added in supporting electrolyte, CV profiles show an oxidation system characterize by an anodic peak in the
positive-going step (1.47 V) and by the absence of any cathodic peak on the reverse scan, indicating that
the oxidation is irreversible. In this study, voltammetric profiles were achieved with a short potential
window ranging from 1.0 to 2.0 V, even when BDD electrode can operate in larger potential window. 2,11 It
is because in the literature the caffeine oxidative potential is well-known at different electrode surfaces, but
our interest was to understand the electrochemical behavior towards BDD.2,7,11,34 Additional information
from figure 2A concerns the caffeine oxidation potential, which remains the same at the different caffeine
concentrations (ranging from 6.610-5 M to 8.010-4 M), indicating that analogous oxidation mechanisms
were attained.
Figure 2: Cyclic voltammograms of caffeine: A) Profiles in absence (blue line corresponds to H2SO4 0.5 M)
and in presence of caffeine (different concentrations of caffeine in solution: 6.610-5, 1.310-4, 2.010-4,
2.610-4, 3.210-4, 3.810-4, 4.510-4, 5.110-4, 5.710-4, 6.310-4, 6.810-4, 7.410-4 and 8.010-4 M)
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registered at scan rate of 100 mV s-1. B) Effect of scan rate (range from 50 to 200 mV s-1) on the
electrochemical response at constant concentration of caffeine (6.310-4 M). Inset: Linear behavior of
BDD surface seems to take place by an overall 4e-, 4H+ process. The first step, a 2e-, 2H+ oxidation of the C-
8 to N-9 bond to give the substituted uric acid, is followed by an immediate 2e-, 2H+ oxidation to the 4,5-
Based on the experimental results and the oxidation pathway reported in the literature about the
caffeine, it is clear that the oxidation process is attained before oxygen evolution reaction via a direct
interaction between caffeine and BDD surface. For this reason, it is important to understand the transport
phenomena from solution to electrode surface. Figure 2B allows comparing a series of cyclic voltammetric
i-E curves at different scan rates for acidic solution in presence of caffeine at BDD electrode; in all cases,
the solution concentration was 6.310-4 M. Electrochemical measurements were performed to study the
transport characteristics of caffeine from solution towards BDD surface to evaluate if the diffusion or the
adsorption was the rate-determining step on the electrooxidation mechanism; then, the scan rate effect on the
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peak current was investigated. As can be seen from Figure 2B, the current increased as a function of the
increase on the scan rate from 50 to 200 mVs-1. This current response was found to be directly proportional
to the square root of the scan rate (in the range: 50-200 mVs-1), as indicated in inset of the Fig 2B, which
demonstrates that the electrode reaction was a diffusion-controlled process. This outcome is in agreement
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Based on these electrochemical measurements, the caffeine oxidation is mainly oxidized by direct
transfer of electrons, before the production of hydroxyl radicals at BDD surface.2,35 For this reason,
mechanistic studies must be performed to increase the understanding of the degradation pathways and the
viability of detection of this organic compound. Then, several experiments were performed by using
differential pulse voltammetry (DPV) in order to evaluate the effects of caffeine oxidizability on the BDD
electrode as well as to confirm the influence of surface interactions with caffeine for its detection.
In agreement with the CV results, DPV signal was registered at the BDD as an anodic peak at about 1.44V
(Fig. 3A). As can be seen, the current response increases as a function of the caffeine concentration in
solution. Data obtained analyzing caffeine standard solutions, in acidic media, allowed to point out a linear
relationship existing between peak current and caffeine concentration (Figure 3B). Calibration curves for
caffeine were obtained at BDD electrode, each curve being obtained by evaluating the peak intensity as a
function of the analyte concentration, and considering at least thirteen analyte concentrations. The analysis
of residuals from the linear regression proved that a linear response exists from 6.610-5 M to 8.010-4 M,
with regression coefficients always larger than 0.9954; however, the results also evidenced a little variability
of slopes and intercepts, which can be due to interactions of caffeine with the electrode surface.
A preliminary estimation of the Limits of Detection, LOD, was also possible by using the approach based on
the standard deviation of regression: LOD = 3 Sy/x / b, where Sy/x is the residual standard deviation and b is
the slope of the calibration plot. On the basis of the preliminary results obtained, a LOD of about 1.010-7 M
could be estimated.
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supporting electrolyte with successive additions of different caffeine concentrations in solution (6.610-5,
1.610-4, 2.010-4, 2.610-4, 3.210-4, 3.810-4, 4.510-4, 5.110-4, 5.710-4, 6.310-4, 6.810-4, 7.410-4
and 8.010-4 M) at scan rate of 10 mV s-1. B) Linear relationship of current peak as a function of caffeine
concentration.
The results obtained by DPV technique clearly indicate that, the electroanalytic approach by using BDD
electrode to quantify caffeine is strongly influenced by the interaction of organic compound with the
diamond surface. In fact, this behavior influences on the calibration linear range because no significant LOD
was achieved and the linearity is affected. These assertions are clearer when the weighted residuals for the
analytic curve are evaluated. Fig 3.B shows that the residuals of the regression are not randomly distributed
around the zero, and a statistical error is present in the measurement, and these are related to the mechanistic
study and the voltammetric behavior previously observed and discussed, where the oxidation of caffeine to
other compounds is feasible and the existence of interactions with the electrode surface is possible.
Mechanistic Studies
Regarding the factors responsible for the oxidation of caffeine, it is possible to cite the very
electronegative atoms as oxygen and nitrogen in its chemical structure; these atoms concentrate the
electronic charge as well as the non-binding electrons. Additionally, there are double bonds that contribute
to the increase of the electronic charge in specific sites on the caffeine structure (Figure 1). With regard to
stability factors, intramolecular hydrogen bonds can protect the existing electrons in the molecule; it is via
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the methyl groups close to oxygen atoms that perform intramolecular hydrogen bonds, and consequently,
Oxidation mechanisms for the elimination of organic pollutants by anodic oxidation are well-known
in the literature.1,16,17,36 Direct oxidation occurs at electrocatalytic sites on electrode surface, when a direct
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occurs when oxidants are produced (such as hydroxyl radicals) and these oxidant species attack the organic
In this frame, restricting our results to analyze the relationship between the electrochemical
measurements (Figures 2, 3 and 4) with the mechanism follows during its oxidation,2,34 it is possible to
assume that before the potential of the water discharge, no hydroxyl radicals are generated, then the
oxidative signal registered in the voltammograms is related to a direct oxidation. Consequently, a specific
interaction of this organic compound with the catalytic site of the anodic material is achieved. For this
reason, the simulation of BDD surface is an ambitious target to understand the degradation pathways.1,2,9,34
9,30,37
In this case, a hydrogen-terminated diamond cluster was constructed because the potential window
used did not allow to reach the electrolysis of water, avoiding that the oxygen coordinates the BDD surface
A B
the B3LYP/6-31G method. (A) Side view and (B) view from the top (1 0 0).
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The caffeine molecule was disposed at the surface of the diamond cluster (1 0 0), Figure 4, to obtain
the correct interacting geometries for this system. Eight positions were found for the interactions of the
caffeine molecule with surface (1 0 0) of the anodic material. The Figure 5 presents the eight complexes (C1
to C8) obtained.
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C3 C4
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C7 C8
Figure 5: Caffeine-BDD complexes with distances (in Angstron-) and optimized geometrics with
The Figure 5 shows some distances between the caffeine atoms that interact with the BDD when the
oxygen atom interacts, the average is 2.6 referring some distances of the CPs shown in Figure 6. This
shows that the values of CPs indicate weak interactions, confirmed for Laplacian values in Table 1. On the
other hand, the measurement of the intramolecular interactions are around 2.2 and have high values of
eletronic density (Table 1) when compared with the CP values of caffeine-BDD, showing that these
interactions have significant effect of relation between interaction energy (IE) and electronic density shared.
Other example is complex C3 has the caffeine oxygen atom with an intramolecular interaction (2.261 ) and
two intermolecular interactions with the BDD (2.666 and 2.549 ) simultaneously, and the difference
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between the two is clear. Because and ELF exhibit the highest value in the CP intramolecular interaction
when compared to CP interaction with BDD. These results indicate that the interactions and distances are in
The interaction energy (IE) calculations between caffeine and BDD-surface for the eight positions
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C1 C2
C3 C4
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C7 C8
Figure 6: Optimized geometries of the interactions in the caffeine-diamond complex using B3LYP/6-31G
method and single point with GD3BJ-B3LYP/6-31*G(d,p). The interactions are represented by yellow dots
All properties of matter are somewhat related to density of electronic charge , where one can
associate its topology with delineating atoms and the bonding between them.38 In the Fig. 6, the optimized
geometries of the interactions have bond paths and critical points (CPs) calculated using QTAIM. The
analyzed CPs were those found between the caffeine molecule and the diamond surface (1 0 0) which would
be the electron density present between the two during the calculated interaction. So the idea of using
quantum model is considered innovative in the study of chemical bonding and characterization of intra or
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intermolecular interactions.3941 for each of the CPs it was analyzed: electronic density () laplacian of
The IE value indicates that the C4 and C6 complex has the lowest interaction energy IE = -0.525 and
-0.324 eV, respectively, in other words, it is the most thermodynamically stable and should occur more
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and -0.298 eV, respectively, indicating to be the less thermodynamically stable among the optimized
geometry complexes, and consequently the complex more difficult to occur (Table 1).
Table 1: IE = interaction energy (in eV); corresponding to the geometries exhibit in Fig. 6 and the values of
electronic density (), laplacian of electronic density (2),ellipsity () andelectron localization function
(ELF) for each critical point obtained in the QTAIM calculations of the convergent interaction geometries
using GD3BJ - B3LYP/6-31*G(d,p).
C1
CP 2 ELF
1 0.007 0.024 0.017 0.059
2 0.005 0.018 0.011 1.182
3 0.007 0.027 0.019 0.089
4 0.001 0.003 0.002 0.492
5 0.001 0.004 0.003 0.121
Total 0.021 0.052
IE -0.223 eV
Intramolecular interactions
C2
CP 2 ELF
1 0.003 0.009 0.008 0.346
2 0.005 0.015 0.016 0.094
3 0.007 0.021 0.026 0.014
Total 0.015 0.050
IE -0.298 eV
Intramolecular interactions
4 0.018 0.075 0.048 1.223
C3
CP 2 ELF
1 0.006 0.022 0.015 0.070
2 0.007 0.027 0.017 0.082
3 0.003 0.010 0.009 0.713
4 0.003 0.010 0.009 0.657
Total 0.019 0.050
IE -0.283 eV
Intramolecular interactions
5 0.018 0.074 0.048 1.254
C4
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CP 2 ELF
1 0.003 0.011 0.007 0.084
2 0.003 0.009 0.009 0.122
3 0.003 0.009 0.009 0.412
4 0.003 0.011 0.011 0.075
5 0.002 0.006 0.007 1.368
6 0.001 0.004 0.002 0.882
7 0.003 0.010 0.010 0.144
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C6
CP 2 ELF
1 0.002 0.006 0.007 0.503
2 0.002 0.006 0.005 66.591
3 0.007 0.024 0.017 0.123
4 0.005 0.019 0.011 0.317
5 0.005 0.017 0.010 0.778
6 0.006 0.021 0.013 0.231
Total 0.027 0.063
IE -0.324 eV
Intramolecular interactions
7 0.019 0.075 0.049 1.073
8 0.014 0.045 0.047 0.049
C7
CP 2 ELF
1 0.002 0.007 0.007 0.031
2 0.004 0.016 0.008 1.203
3 0.006 0.022 0.015 0.093
4 0.007 0.024 0.017 0.067
5 0.003 0.009 0.011 0.024
Total 0.022 0.058
IE -0.310 eV
Intramolecular interactions
6 0.019 0.075 0.050 1.075
7 0.014 0.045 0.047 0.049
C8
CP 2 ELF
1 0.002 0.007 0.007 0.031
2 0.004 0.016 0.008 1.203
3 0.006 0.022 0.015 0.093
4 0.007 0.024 0.017 0.067
5 0.003 0.009 0.011 0.024
Total 0.022 0.058
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IE -0.310 eV
Intramolecular interactions
6 0.019 0.075 0.049 1.075
7 0.014 0.045 0.047 0.049
QTAIM
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topological data between the caffeine molecule and the cluster. The Figure 6 shows the CPs identified by
numbers and in Table 1 the values of (), (2), (ELF) and () for each CP identified in Figure 6.
Since the values of are (10-2 au) and the Laplacian of the electronic density (2) > 0 it is clear
that they are weak interactions.17,40,41 Analysis of the sum of the relative to caffeine-diamond interaction of
each complex indicates C4 and C6 as the complexes of higher value (0.024 ua and 0.027 ua, respectively)
between the caffeine molecule and the surface (1 0 0), while C1, C2 and C3 indicates the lowest value
The ellipticity measures the extent to which density is preferentially accumulated in a given plane
containing the bond path, in other words, ellipsity is the measure of the electron density distribution in the
CP, so a symmetrically cylindrical distribution presents = 0.23,38 The values presented for show that there
is no uniformity in the distribution of the electronic density in the CPs analyzed. Among all complexes, most
of it CPs have distant from zero. Therefore the electronic density is dispersed between the molecule and
The higher number of CPs and the values are parameters which denote favorable conditions for the
interaction to occur on carbonyl oxygen (N-CO-N) in the C1 and C5-C8 complexes. While in the other
carbonyl (N-CO-C) in the caffeine molecule, the values in the CPs of the C2 and C3 complexes did not
present significant difference to the electronic density sharing. In the case of C2 the CPs bind two hydrogen
atoms and one nitrogen atom with the BDD, while in C3 the oxygen atom that interacts with the BDD (C3:
CP 1 and 2) is also with the atom making intramolecular interaction in caffeine (C3: CP 5), in other words
your electronic density is shared in two different ways, because it the caffeine-diamond interaction CP has a
smaller . Its interesting the case of C4 complex, it has the highest numbers of CPs, and it has one of the
largest amounts of electronic density considering the values between caffeine and BDD. This results
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clearly shows the protective effect of charge that has the intramolecular interactions in the atomic sites of
ELF
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connection between the distribution of electronic density and the chemical structure.4244
ELF analysis showed a difference when compared to QTAIM results. The C4 complex presented the
highest total ELF value (0.073 ua) followed by C6 complex (0.063 ua), an opposite result to that obtained
with QTAIM (Table 1). However, both complexes with higher electronic density and IE can be understood
in Figure 7, that shows the coefficient of determination between IE and QTAIM and ELF values of the
complexes. The plot of IE versus Total ELF (Figure 7C) shows a good coefficient of determination (R2 =
0.7433). On the other hand, the plot of IE versus (Figure 7D) showed a poor coefficient of determination
(R2 = 0.1364). In addition, Figure 7A shows a very good linear relation between ELF and numbers of CPs,
however, there is no relation between and numbers of CPs (Figure 7B). Then, we may assume that the ELF
and numbers of CPs are important stability factors in the abovementioned complexes. Thereby, it is clear the
importance of the ELF topological data for the study of caffeine interactions with BDD electrode.
Conclusions
Boron-doped diamond proved to be a reliable material for caffeine analysis, showing useful
responses at different concentrations (Fig.2 and 3). In according to studies the results of the voltammograms
indicated that the electro-oxidation process happens by transfer of electrons on the surface of the
electrode.2,9,11 The sensitivity of the electrode as sensor defines the possibility of using the electrochemical
methodology for analysis. The methodologies of theoretical chemistry herein employed were driven by
experimental results of the voltammetries, resulting in the elucidation of the chemical behavior of electron
transfer for topological analyse,of which among QTAIM and ELF the best results were with ELF for
electronic density related to IE and CPs. The oxygen atom by carbonyl (N-CO-N) is the major responsible
for electron transfer and revealed thermodynamic aspects to the interactions in majority of complexes, the
order of IE indicate the most favorable geometries, the best being the C4 and C6 of the caffeine-diamond
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complexes. The use of QTAIM and ELF related to DFT revealed ELF as a more accurate tool in the
comparison of IE with electron density in the geometries, besides showing the main sites responsible for the
exchange of electronic density and the intramolecular interactions present in caffeine, acting as Shield of
electron density transfer between the caffeine molecule and the diamond cluster.
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Figure 7: (A) Plot of Total ELF versus Total number of CPs; (B) Plot of Total versus Total number of
CPs; (C) Plot of Total ELF versus IE/eV; and (D) Plot of Total versus IE/eV for all studied complexes.
Acknowledgements
Financial supports from National Council for Scientific and Technological Development (CNPq
465571/2014-0; CNPq - 446846/2014-7 and CNPq - 401519/2014-7), UFRN and FAPESP (2014/50945-4)
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are gratefully acknowledged. A. R. L. da Silva and C. A. Martnez-Huitle gratefully acknowledge the
38 C. F. Matta, J. Hernandez-Trujillo, T.-H. Tang and R. F. W. Bader, Chemistry (Weinheim an der Bergstrasse,