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1. THE CAUSE & EFFECT VIEW AND ITS TWO HUMEAN ROOTS
HUMEAN1 accounts are not the only cause&effect views. We may define
a cause to be an object followed by another, and where all the objects,
similar to the first, are followed by objects similar to the other, Hume
first contributes to HUMEAN1 but then continues: Or, in other words,
where, if the first object had not been, the second never had existed
(Hume 1777/1902, Section VII). The counterfactual view is the second
main version of the cause&effect view:
HUMEAN2
The event E1 depends causally on the event C1 iff E1 occurs depends counterfactually
on C1 occurs. (Compare Lewis 1973a)
[T]he same thing is the cause of contrary results. For that which by its presence brings
about one result is sometimes blamed for bringing about the contrary by its absence. Thus
we ascribe the wreck of a ship to the absence of the pilot whose presence was the cause of
its safety. (Aristotle 1985, II.3, 333)
The cause&effect view doesnt get unconditional support from our in-
tuitions. Looking at how we ordinarily think about causation, causation
with causes and effects does not exhaust the possibilities. Quite often
we report instances of causation without both causes and effects. Where
causes seem to be lacking, we typically speak of omissions. In some cases
a phenomenon takes place because a hindrance is lacking: The fathers
inattention was the cause of the childs accident. Where effects seem to
be lacking, we often speak of prevention. In some cases a phenomenon
does not occur because of the occurrence (or non-occurrence) of another:
We didnt go to Lund that morning because it was snowing a lot. This
is bad news for the cause&effect view. It accounts for causation by saying
that causal reports are made true partly by their causes and effects, but
according to our experience this story doesnt fit all causal facts.
One may object to this way of framing the problem. It is notoriously
difficult to argue from intuitions and everyday experiences. The above
introduction to the problem of negative causation seems ineffective. Is it
really worthy of attention?
Yes. First, it can be noted that those advocates of the cause&effect view
who have approached the problem concerning negative causal reports have
CAUSE, EFFECT, AND FAKE CAUSATION 131
been hesitant to argue against the assumption that we normally think and
speak about negative causation. Unlike many other areas, there seem to
be few contradictory intuitions at this level of debate. Reports of negat-
ive causation do much of the same work as positive reports. Second,
a problem with intuitions and experiences in general, and causal ones in
this case, is that they may be too infected by previous and contemporary
theorising to be of any use. But here that risk is low. The cause&effect
paradigm has been very influential, and should have made us suspicious
of causation without causes and effects. Still such causation exists in our
thoughts. These causal intuitions are not theory-laden but in conflict with
theory. Though often sceptical about what descriptive metaphysics can
tell us about the world, I think this might be an exception.
Before we go on it should be noted that some philosophers claim that
at a more reflective level there is a difference in our intuitions concerning
negative and positive causal reports. Dowe speaks of such an intuition of
difference:
I claim that we can recognise, on reflection, that certain cases of prevention or omission
[. . . ] are not really cases of genuine causation. Call this the intuition of difference. We
also feel, however, that the mistake of treating them as if they were causation doesnt
matter for practical purposes. (Dowe 1999, 3)
The reason why seemingly negative cases are reported as causal, it is some-
times claimed, is that there is always some positive causation going on in
them. In his 1978 book, Armstrong defends such a view:
[W]hen we reflect a little on such cases, we are very ready to admit that the actual causal
processes involved proceed solely in virtue of the (positive) properties of the situation. To
say that the lack of water caused his death reflects not a metaphysic of the causal efficacy
of absences but merely ignorance. Certain (positive) processes were going on in his body,
processes which, in absence of water, resulted in a physiological condition in virtue of
which the predicate dead applied to his body. (Armstrong 1978, 44)
In all our previous examples there might easily be hidden ongoing pro-
cesses triggered by or resulting in something positive. The childs
desire to catch the balloon might be what, in a positive sense, caused
the accident (not the fathers inattention). The heavy snowfall might have
positively caused our staying in Malm (rather than our not-going to
Lund). In the quotation, Armstrong seems to claim that this is always the
case.
An attractive feature of this suggestion is that it would be open to
all cause&effect views. Cause&effect views are put together in order to
handle positive causation, and if they are successful at this, the alleged
fact that every instance of negative causation is nothing but a positive
instance in disguise would make them successful also in handling negative
causation.
Unfortunately, the existence of possibly unrecognised positive entities
in the causal relation is not enough in order to handle the problem of negat-
ive causation. There are at least two reasons for this. To begin with, positive
entities in a causal process cannot do anything to prove that the negative
ones do not count. Regardless of whether positive causes in a process that
was previously reported as an omission (or a prevention) are discovered, it
can rightfully still be reported as an omission or a prevention. Even if pos-
itive causes have entered the process, the previously recognised absences
might still be causally linked. It would simply be to beg the question if one
answered that the negative ones can be excluded since causation has to be
a relation between concrete entities. This problem cannot easily be solved,
one intriguing difficulty being that the positive events that might make
negative reports true are not likely to stand in the same kinds of causal
relations as the original report asserted. One attempt to circumvent the
objection would be to claim that we have misrepresented the first attempt.
CAUSE, EFFECT, AND FAKE CAUSATION 133
Because of the failure of the first attempt one might be tempted to divide
the causal world into a positive and a negative hemisphere. The positive
half would have objects with ordinary properties, hitting each other as bil-
liard balls do. The negative half would be inhabited by negative stuff, such
as omissions, absences and not-goings-to-Lund. Both hemispheres, and
their intersection, would share the same kinds of causal relations. In that
way we would not much have to change our traditional view of causation.
The way this idea promises to handle negative causation is also at-
tractive. If omissions and cases of prevention are negative entities, and if
negative entities behave in much the same way as positive causal entities
do, we do not even have to speak of disguises in order to explain why
negative causal reports are causal.
A temporary drawback of the suggestion is that few of the existing
theories of causation currently accept negative relata. One of the prominent
HUMEAN2 views, Lewiss earlier counterfactual account of causation,
has difficulty with negative events because of their highly disjunctive char-
acter (see Lewis 1986, 189193, and Dowe 1999), and Armstrong does
not accept negative facts at all (Armstrong 1997, 134135). However,
some theories, such as Suppess HUMEAN1 inspired probabilistic theory
134 JOHANNES PERSSON
If anyone did wish to maintain that Don does not die painlessly required the existence of
an event, it would have to be an event which is either a non-death, or a death which is not
painless. The fallacy is a failure to distinguish the scope of negation: non-(painless death)
as opposed to painless (non-death). (Edgington 1997, 422)
Edgington points out that we can interpret Don does not die painlessly
in more ways than Mellor assumes in his argument. There is for instance
an additional event-existence interpretation, namely that there is a death
which does not have a certain property, but Mellor does not consider that
possibility. Since it wouldnt be a negative event Mellor is mistaken in
assuming that, if an event was entailed by Don does not die painlessly it
would be negative. If this really is Edgingtons objection it seems to based
on a misrepresentation. Mellor starts by assuming both that Don does not
die because he does not fall and that (D) Don does not die are true, and
then he examines whether event-causation can make sense of this case. But
Don does not die is not compatible with the existence of a death of Don,
only with a non-death of him. There is no room for Edgingtons kind of
manoeuvre. What we can do is (a) to go for Noordhofs suggestion, (b) to
conclude with Mellor that Don does not die because he does not fall does
not report causation between particulars, or (c) to resist the claim that if
there is a negative event that makes Don does not die true, Don does not
die painlessly follows from it. Since (a) gives up the second attempt, and
(b) gives up the first and the second attempt, it is only (c) that remains as a
possibility within the second attempt. But it is a rather desperate option. To
accept it would imply that language cannot at all guide us in metaphysical
inquiry.
Now, few believe in negative objects and proponents of events as causal
relata seldom conceive of them in the Davidsonian way that Mellors
argument presupposes. Furthermore, there are still only few accounts of
causation that take causes and effects to be properties, so it is not likely
that Ramseys and Mellors arguments will play the most salient role in a
debate over the second suggestion.
CAUSE, EFFECT, AND FAKE CAUSATION 137
1995, 162). On the traditional view facts are not negative, but negative
truths sometimes hold because no such facts exists.
A related reason for rejecting negative facts emerges when facts are
conceived of as tropes, or property instances (for a defence of such views
see Bacon 1995 and Persson 2000). If facts are tropes, the existence of neg-
ative facts would require negative tropes, i.e., negative property instances.
But if negative property instances do not exist, a case that for instance
can be argued for along Ramseys lines, there can be no negative facts
either. On the trope-view of facts it seems even clearer that there can be no
negative facts.
If these and similar arguments are successful, we can show that there
are no negatives in the world. And so, in a sense, no positives either. The
world is blind to the positive/negative distinction, and the second attempt
fails both in that few existing theories of causation allow negative relata
and in that there are powerful arguments against the existence of the kind
of negative properties, objects, events and facts, that we would need in
order to have this kind of negative causation.
There appears to be one more way out for the advocate of the cause&effect
view. It is sometimes claimed that we have causation, and then we have
something that resembles causation, but really is not, since it does not in-
volve concrete causes and effects. This third attempt distinguishes between
genuine and fake causation. It differs from the previous attempts in not
trying to give a fully causal account of negative causation. An advocate of
the third attempt may say: You were wrong about the domain of the causal
world. It is narrower than you expected. Much narrower, we may add, be-
cause there are many more true negative reports than positive ones. Though
not faithful to our immediate intuitions, I think it is the cause&effect theor-
ists only remaining alternative. If it is also unsatisfactory, as I argue it is,
we have a strong indication that there is something about the cause&effect
view itself that is deeply problematic.
What would fake causation be like? I think the natural idea is embedded
already in Armstrongs attempt: Certain (positive) processes were going
on in his body, processes which, in absence of water, resulted in a physiolo-
gical condition in virtue of which the predicate dead applied to his body
(Armstrong 1978, 44). Armstrongs idea seems to be that the process is the
cause, not the absence. This doesnt immediately solve the problem since
the absence may now be thought to be a cause of the process instead. How
CAUSE, EFFECT, AND FAKE CAUSATION 139
I think the problems with the two first attempts and the considerations
concerning the similarities and dissimilarities between causation and fake
causation in the third attempt already strongly suggest a theory of causation
that treats both causation and fake causation as two kinds of causation
one with and one (partly) without causal relata. I want to end this paper
by strengthening this case even more by applying a previously employed
counter example to the fake causation view above:
Even if we do not want to commit ourselves to the view that causation
is transitive, we have to admit that it sometimes is. By previous observation
it is then clear that when looking closely enough at causal chains that link
genuine events, parts of them will probably turn out to be composed of
fake causation. But since fake causation according to the third attempt is
not causation, these causal chains break down on closer inspection. What
appeared to be causal relations between two entities are no longer instances
of causation. As a consequence, we not only have to disregard a large
proportion of our causal reports, namely those that are clearly instances
of prevention or omission, but we must also disregard all those processes
where at least one part of a causal chain consists of fake causation. There
is thus a genuine possibility that all our causal reports are true (as stating
causation or fake causation, i.e. at the surface level) but that none is truly
causal. I find this possibility utterly implausible. Yet it is a consequence
of the third attempt. Any substantial metaphysical dissimilarity between
genuine and fake causation will have a considerable price.
The most efficient way to escape this precarious situation is to abandon
the cause&effect perspective in metaphysics. Once this is done the meta-
physical problem of fake causation dissolves. Fake causation is simply
causation (without a relation between cause and effect). But this avenue
is not a possibility for theories rooted in the Humean tradition, whether
HUMEAN 1 or HUMEAN 2.
142 JOHANNES PERSSON
ACKNOWLEDGEMENTS
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CAUSE, EFFECT, AND FAKE CAUSATION 143
Department of Philosophy
Lund University
Sweden
E-mail: johannes.persson@fil.lu.se