Sie sind auf Seite 1von 81

Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 1 of 19

Eric J. Shimanoff (ejs@cll.com)


Mark Montague (mxm@cll.com)
COWAN, LIEBOWITZ & LATMAN, P.C.
114 West 47th Street
New York, NY 10036
(212) 790-9200
Attorneys for Plaintiff

UNITED STATES DISTRICT COURT


SOUTHERN DISTRICT OF NEW YORK
---------------------------------------------------------------- x
WINE ENTHUSIAST, INC., : Civil Action No.

Plaintiff, :

: COMPLAINT
-against-
:
VINOTEMP INTERNATIONAL CORPORATION, JURY TRIAL DEMANDED
:
Defendant.
:
---------------------------------------------------------------- x

Plaintiff Wine Enthusiast, Inc. (Wine Enthusiast or Plaintiff), by and through its

undersigned counsel, as and for its Complaint against Defendant Vinotemp International

Corporation (Vinotemp or Defendant), alleges as follows:

NATURE OF THE ACTION

1. This is a declaratory judgment action arising under the Declaratory Judgment Act,

28 U.S.C. 2201 et. seq., the Trademark Act, 15 U.S.C. 1051 et seq. and the Patent Act, 35

U.S.C. 1, et seq.

2. In a bad faith attempt to stifle legitimate competition in the wine storage industry,

Defendant Vinotemp has alleged that Wine Enthusiasts marketing, advertising, distribution and

sale of standard rectangular-shaped wine refrigerators with framed glass doors and black shelf

fronts infringes Vinotemps purported trade dress and design patent rights. Vinotemp's claims

are without merit.

-1-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 2 of 19

3. Vinotemp has no federal trade dress registration, nor can it establish that it has

any trade dress rights in common-place, ubiquitous design features and colors of wine storage

systems manufactured, marketed, advertised, distributed and sold for years by numerous

companies. Additionally, there can be no likelihood of confusion between Vinotemps alleged

trade dress and Wine Enthusiasts wine refrigerators given their obvious dissimilarities and the

marketplace conditions under which they are sold. As such, Wine Enthusiast seeks declarations

that Vinotemp lacks any protectable trade dress rights in its wine storage systems and that Wine

Enthusiasts wine refrigerators are not confusingly similar to and do not infringe any of

Vinotemps purported trade dress rights.

4. While Vinotemp obtained U.S. Design Patent No. D711,936 (the D936 Patent)

for a specific ornamental design for a black wine rack shelf front, the shelf faces of Wine

Enthusiasts wine refrigerators are plainly dissimilar from the design claimed in the D936 Patent,

especially in light of the prior art disclosing other black wine rack faces. Moreover, the

existence of such prior art years before Vinotemp filed its patent application warrants

invalidation of the D936 Patent. Wine Enthusiast thus seeks declarations that Wine Enthusiast

has not infringed the D936 Patent and that the D936 Patent is invalid under the Patent Act.

THE PARTIES

5. Plaintiff Wine Enthusiast is a corporation organized and existing under the laws

of the State of New York, with offices located at 200 Summit Lake Drive, 4th Floor, Valhalla,

NY 10595.

6. Upon information and belief, Defendant Vinotemp is a corporation organized and

existing under the laws of the State of California, with offices located at 16782 Von Karman

Avenue, Suite 15, Irvine, CA 92606 and 17621 South Susana Road, Rancho Dominguez, CA

-2-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 3 of 19

90221, and regularly does and/or transacts business within this judicial District.

JURISDICTION AND VENUE

7. This action arises under the Trademark and Patent Laws of the United States, 15

U.S.C. 1051 et seq. and 35 U.S.C. 1 et seq., and seeks a specific remedy based upon the

laws authorizing actions for declaratory judgment in the courts of the United States, 28 U.S.C.

2201 and 2202. This Court has subject matter jurisdiction over this action pursuant to 28 U.S.C.

1331 and 1338(a).

8. Venue is proper in this judicial district pursuant to 28 U.S.C. 1391.

FACTS

9. Husband and wife Adam and Sybil Strum founded Wine Enthusiast over 30 years

ago. Lovers of all things related to wine, the Strums started a wine accoutrement catalog out of

the attic of their New York City suburban home in the early-1980s. From that small room, Wine

Enthusiast has grown into a world-renowned marketer, advertiser, distributor and seller of wine

storage systems, wine accessories and related goods and services.

10. Since 2012, Wine Enthusiast has marketed, advertised, distributed and sold the

Evolution series of wine refrigerators, examples of which are shown in Exhibit A hereto and

below:

-3-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 4 of 19

11. Like myriad wine storage systems marketed for years by Wine Enthusiast and

numerous third parties, Wine Enthusiasts Evolution series wine refrigerators are rectangular in

shape and feature a framed glass front door. The Evolution series wine refrigerators originally

were offered with natural wood shelf fronts. Subsequently, Wine Enthusiast began marketing

the Evolution series wine refrigerators with optional black metal shelf fronts, as shown below:

12. As shown in the below enlarged images, each black shelf front of Wine

Enthusiasts Evolution series wine refrigerators:

(a) Has a height approximately two times its depth, creating a block-

like appearance;

(b) Attaches to the shelf approximately three-quarters of the way down

from its top;

(c) Attaches to the shelf only at one linear point on the shelf bottom;

(d) Does not attach to the shelf sides; and

(e) Covers no part of the top of the shelf to which it is attached.

-4-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 5 of 19

13. Upon information and belief, black shelf fronts in various shapes, textures and

materials are and have been for decades a common feature of numerous third party rectangular

wine storage systems, including several with framed glass doors. For example, and without

limitation, upon information and belief:

(a) As far back as 1996, EuroCave manufactured, marketed,

advertised, distributed and sold the EuroCave 140 wine

refrigerator, which contained black shelf fronts and was offered in

a framed glass door, as shown below:

-5-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 6 of 19

(b) Since at least as early as 2011, U-Line has manufactured,

marketed, advertised, distributed and sold the U-Line Wine

Captain series wine refrigerators, which contain black shelf fronts

and a framed glass door, as shown below:

-6-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 7 of 19

(c) In 2000, EuroCave introduced the Millennium wine cellar, which

contained black shelf fronts, as shown below:

(d) Since at least as early as 2013, EuroCave has manufactured,

marketed, advertised, distributed and sold the Revelation series

wine refrigerators, which contain black shelf fronts and a framed

glass door, as shown below:

-7-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 8 of 19

 8SRQ LQIRUPDWLRQ DQG EHOLHI IRU GHFDGHV QXPHURXV WKLUG SDUWLHV KDYH

PDQXIDFWXUHG PDUNHWHG GLVWULEXWHG DQG VROG UHFWDQJXODU ZLQH UHIULJHUDWRUV ZLWK IUDPHG JODVV

GRRUVIHDWXULQJJUDSKLWHVWDLQOHVVVWHHORURWKHUGDUNFRORUHGVKHOIIURQWVWKDWDSSHDUEODFNZKHQ

YLHZHGWKURXJKWKHIUDPHGJODVVGRRU

 :LQH (QWKXVLDVWV (YROXWLRQ VHULHV ZLQH UHIULJHUDWRUV DUH PDUNHWHG DGYHUWLVHG

GLVWULEXWHG DQG VROG XQGHU DQG LQ FRQQHFWLRQ ZLWK :LQH (QWKXVLDVWV ZHOONQRZQ :,1(

(17+86,$67WUDGHPDUNLQFOXGLQJLQVW\OL]HGIRUPVDVVKRZQEHORZ

 8SRQ LQIRUPDWLRQ DQG EHOLHI 'HIHQGDQW 9LQRWHPS LV D PDQXIDFWXUHU RI ZLQH

VWRUDJHV\VWHPVLQFOXGLQJZLQHFHOODUVZLQHFDELQHWVZLQHUDFNVDQGZLQHFRROHUV9LQRWHPSV

ZLQHFRROHUVFRPHLQYDULRXVVKDSHVVL]HVFRORUVDQGILQLVKHVH[DPSOHVRIZKLFKDUHVKRZQLQ

([KLELW%KHUHWRDQGEHORZ



Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 9 of 19

 8SRQ LQIRUPDWLRQ DQG EHOLHI DOO RI 9LQRWHPSV ZLQH FRROHUV DUH EUDQGHG ZLWK

DQGRUPDUNHWHGLQFRQQHFWLRQZLWK9LQRWHPSV9,127(03WUDGHPDUNDQGVW\OL]HGORJRVKRZQ

EHORZ

 1RQHRI9LQRWHPSVZLQHFRROHUVKDYHDGLVWLQFWLYHGHVLJQDQGFRQVXPHUVGRQRW

DVVRFLDWH DQ\ VXFK GHVLJQ H[FOXVLYHO\ ZLWK 9LQRWHPS  1RU DUH WKHUH DQ\ FRQVLVWHQW GLVWLQFW

GHVLJQIHDWXUHVDFURVV9LQRWHPSVOLQHVRIZLQHFRROHUV

 9LQRWHPSLVWKHRZQHURI86'HVLJQ3DWHQW1R'ILOHGRQ)HEUXDU\

 DQG LVVXHG RQ $XJXVW    $ WUXH DQG FRUUHFW FRS\ RI WKH ' 3DWHQW LV DWWDFKHG

KHUHWRDV([KLELW&

 7KH'3DWHQWFODLPVSURWHFWLRQRYHUWKHRUQDPHQWDOGHVLJQIRUDEODFNZLQH



Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 10 of 19

rack face, as shown and described in the D936 Patent.

21. The claim in the D936 Patent is limited to the precise figures drawn in the patent

(excluding dashed lines), as shown in solid black in the patent and replicated below:

-10-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 11 of 19

22. The D936 Patent essentially claims a black wine shelf front that:

(a) Has a height approximately six times its depth, creating a very thin

stick-like appearance;

(b) Attaches flush with the bottom of the shelf to which it is attached;

(c) Curves significantly at the top like an upside-down J;

(d) Attaches to the shelf sides in two places (at the top and bottom);

(e) Does not attach to the bottom of the shelf; and

(f) Covers part of the top of the shelf sides to which it is attached.

-11-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 12 of 19

23. These attributes are clearly demonstrated by, among other things, the left side

view of the shelf face shown in figure 5 in the D936 Patent, highlighted below for convenience:

24. Although Vinotemp has no protection over the design denoted by dashed dotted

lines in the D936 Patent, the claimed design in black and any claim of infringement thereof must

be analyzed in the environment in which the design appears. Thus, although the sides of the

shelf are not claimed as part of the D936 Patent, the front shelf design that is claimed in the

Patent can only obtain its claimed novelty (such as looping over the top of the shelf but not at the

bottom) when attached to the remaining part of the shelf.

25. On or about July 31, 2017, counsel for Vinotemp sent a demand letter (the

Demand Letter) to Wine Enthusiast, claiming that Wine Enthusiasts marketing and sale of the

Evolution series wine refrigerator infringed Vinotemps rights in the D936 Patent and purported

trade dress rights in the design of its wine refrigerators. The Demand Letter demanded that Wine

Enthusiast cease all sales of its Evolution series wine refrigerators with black shelf fronts and

pay damages to Vinotemp under the Patent and Trademark Acts. The Demand Letter

specifically threatened that Vinotemp would file a federal lawsuit against Wine Enthusiast

should Wine Enthusiast not comply with Vinotemps demands. A true and correct copy of

Vinotemps July 31, 2017 Demand Letter is attached hereto as Exhibit D.

26. Wine Enthusiast denies the allegations set forth in the Demand Letter.

Specifically, Wine Enthusiast maintains that:

-12-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 13 of 19

(a) Vinotemp has no valid trade dress rights in the design of its wine

refrigerators;

(b) There is no likelihood of confusion between Vinotemps purported

trade dress and the design of Wine Enthusiasts Evolution series

wine refrigerator;

(c) Wine Enthusiast has not infringed the D936 Patent; and

(d) The D936 Patent is invalid.

27. Vinotemps allegations of patent and trademark infringement against Wine

Enthusiast and Wine Enthusiasts denial thereof have created a substantial, immediate and real

controversy between the parties as to the validity and enforceability of Vinotemps claimed

intellectual property rights and non-infringement of Vinotemps purported trade dress and the

D936 Patent. A valid and justiciable case or controversy thus has arisen and exists between

Vinotemp and Wine Enthusiast within the meaning of 28 U.S.C. 2201. A judicial

determination is necessary to determine Vinotemps patent and trade dress rights and the issue of

non-infringement. A judgment would serve a useful purpose in settling the legal issues, and a

judgment would resolve the controversy and offer relief from uncertainty.

COUNT I
(Declaration that Vinotemp Lacks Trade Dress
Rights in the Design of its Wine Refrigerators)

28. Wine Enthusiast repeats and realleges the allegations set forth in each and every

one of the foregoing paragraphs with the same force and effect as if set forth fully herein.

29. Vinotemp alleges in its Demand Letter that Vinotemp has trade dress rights in

some unspecified design of one or more of its wine refrigerators.

30. Vinotemp does not have a federal trademark registration for its claimed trade

-13-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 14 of 19

dress. Thus, Vinotemp has the burden: (1) to identify its unregistered trade dress with the

requisite particularity; (2) to show that its unregistered trade dress is distinctive, in that it is

recognized by consumers as indicating the source of Vinotemps products; and (3) to show that

its unregistered trade dress is non-functional. See Yurman Design, Inc. v. PAJ, Inc., 262 F.3d

101 (2d Cir. 2001); Wal-Mart Stores v. Samara Bros., 529 U.S. 205 (2000); Traffix Devices v.

Mktg. Displays, 532 U.S. 23 (2001). Vinotemp cannot show any element required for trade dress

protection.

31. First, Vinotemp has failed to identify its trade dress with the required

particularity. Vinotemps Demand Letter claims generally that Vinotemp has distinctive trade

dress in its popular designs. Vinotemps broad generalization and failure to explain . . .

exactly which aspects of its product design(s) merit protection . . . indicate that its claim is

pitched at an improper level of generality, i.e., [Vinotemp] seeks protection for an unprotectible

style, theme or idea. Landscape Forms, Inc. v. Columbia Cascade Co., 113 F.3d 373, 381 (2d

Cir. 1997). Vinotemps allegations in its Demand Letter that its trade dress includes wine racks

having black lips that can be seen through a glass door (emphasis added) does not meet

Vinotemps burden of defining trade dress with the requisite specificity. Indeed, Vinotemps

various wine refrigerators differ significantly in design, present no consistent look, and there are

no common distinct features among all such products.

32. Second, as product configuration, Vinotemps claimed trade dress cannot be

inherently distinctive. See Samara Bros., 529 U.S. at 210. Vinotemp has the burden to show

that its trade dress has acquired distinctiveness through secondary meaningthat in the minds of

the public, the primary significance of the trade dress is to identify the source of the product

rather than the product itself. Given the extensive and long-term third party use of rectangular

-14-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 15 of 19

shaped wine refrigerators with framed glass doors and black shelf fronts, among other factors,

Vinotemp cannot establish secondary meaning in its alleged trade dress.

33. Vinotemp cannot show that its claimed trade dress is non-functional. The

requirement of non-functionality prevents trademark law, which seeks to promote competition

by protecting a firms reputation, from instead inhibiting legitimate competition by allowing a

producer to control a useful product feature. Qualitex Co. v. Jacobson Prods. Co., Inc., 514

U.S. 159, 164 (1995). Trade dress will be deemed functional if: (1) it is essential to the use or

purpose of the product; (2) it affects the cost or quality of the product; or (3) especially when

concerning use of color, it would put competitors at a significant, non-reputation-related

disadvantage. See Qualitex, 514 U.S. at 165; TrafFix Devices, 532 U.S. at 33-34. Vinotemps

alleged trade dress is functional because it serves utilitarian purposes for wine storage, and

affects the cost and quality of the product by using basic and attractive features that consumers

are accustomed to seeing. Moreover, protecting these basic features, including black shelf fronts

in wine refrigerators with glass doors, would put Wine Enthusiast and third parties in the wine

refrigerator industry at a significant, non-reputation-related design disadvantage.

34. The Court thus should declare that Vinotemp lacks trade dress

rights in the design of its wine refrigerators because its claimed trade dress lacks specificity, is

not distinctive and/or is functional.

COUNT II
(Declaration that Wine Enthusiast Has Not Infringed
Vinotemps Purported Trade Dress Rights)

35. Wine Enthusiast repeats and realleges the allegations set forth in each and every

one of the foregoing paragraphs with the same force and effect as if set forth fully herein.

36. To establish trade dress infringement, Vinotemp has the burden to prove: (1) the

-15-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 16 of 19

existence of valid trade dress; and (2) that consumers are likely to be confused, mistaken or

deceived that Wine Enthusiasts products originate from or are sponsored or endorsed by

Vinotemp. 15 U.S.C. 1125(a).

37. For the reasons discussed above, Vinotemp has no protectible or valid trade dress

rights.

38. Nor can there be any likelihood of consumer confusion between Wine

Enthusiasts and Vinotemps refrigerators. The facial dissimilarities between the parties designs

precludes any likely confusion. Moreover, rectangular shaped wine refrigerators with framed

glass doors and black shelf fronts have been commonplace in the market for decades, so that any

purported rights Vinotemp claims in such trade dress are weak. The parties use of their very

different respective house marksWINE ENTHUSIAST vs. VINOTEMPin connection with

their wine refrigerators further eliminates any possibility of confusion. Additionally, Wine

Enthusiast had no intent to usurp any alleged goodwill of Vinotemp or cause consumer confusion

and there is no evidence of actual consumer confusion.

39. The Court thus should declare that Wine Enthusiast has not infringed Vinotemps

alleged trade dress rights because Vinotemp lacks trade dress rights and there is no likelihood of

consumer confusion.

COUNT III
(Declaration that Wine Enthusiast Has Not Infringed the D936 Patent)

40. Wine Enthusiast repeats and realleges the allegations set forth in each and every

one of the foregoing paragraphs with the same force and effect as if set forth fully herein.

41. To establish design patent infringement, Vinotemp has the burden to prove that

an ordinary observer, familiar with the prior art, would be deceived into thinking that the

-16-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 17 of 19

accused design was the same as the patented design. Egyptian Goddess, Inc. v. Swisa, Inc., 543

F.3d 665, 672 (Fed. Cir. 2008).

In some instances, the claimed design and the accused design will be sufficiently
distinct that it will be clear without more that the patentee has not met its burden
of proving the two designs would appear substantially the same to the ordinary
observer . . . . In other instances, when the claimed and accused designs are not
plainly dissimilar, resolution of the question whether the ordinary observer would
consider the two designs to be substantially the same will benefit from a
comparison of the claimed and accused designs with the prior art . . . .

Id. at 678.

42. As shown in the below side by side comparison, and in light of the characteristics

of the D936 Patent and Wine Enthusiast Evolution series wine refrigerators enumerated above,

Wine Enthusiasts product design is so distinct from the shelf front design claimed in the D936

Patent such that an ordinary observer, even unaware of prior wine refrigerator shelf front

designs, would not be deceived into thinking that Wine Enthusiasts design was the same as the

design in the D936 Patent:

Wine Enthusiasts Shelf Vinotemps D936 Patent

43. Consideration of the prior artincluding the EuroCave and U-Line wine

refrigerators with black shelf fronts referenced abovefurther ensures that ordinary observers

would not be deceived into thinking that Wine Enthusiasts wine refrigerator design was the

same as the design in the D936 Patent

44. The Court thus should declare that Wine Enthusiast has not infringed Vinotemps

rights in the D936 Patent.

-17-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 18 of 19

COUNT IV
(Declaration that the D936 Patent Is Invalid)

45. Wine Enthusiast repeats and realleges the allegations set forth in each and every

one of the foregoing paragraphs with the same force and effect as if set forth fully herein.

46. The single design claim in the D936 Patent is invalid because it fails to meet the

conditions of patentability and/or otherwise comply with one or more of 35 U.S.C. 100 et

seq., including, but not limited to, 35 U.S.C. 101, 102, 103 and 112., especially in light of the

wine rack shelf front designs disclosed in the prior art, including the third party EuroCave and U-

Line wine refrigerators with black shelves identified above.

47. The Court thus should declare that Vinotemps D936 Patent is invalid.

JURY TRIAL DEMANDED

48. Wine Enthusiast demands a jury trial on all issues so triable.

WHEREFORE, Plaintiff Wine Enthusiast respectfully request that this Court enter

judgment in favor of Plaintiff Wine Enthusiast and against Defendant Vinotemp, and issue an

Order:

A. Declaring that Vinotemp lacks trade dress rights in the designs of its wine

refrigerators;

B. Declaring that Wine Enthusiast has not infringed any alleged trade dress rights

Vinotemp claims in the designs of its wine refrigerators;

C. Declaring that Wine Enthusiast has not infringed the D936 Patent;

D. Declaring that the D936 Patent is invalid;

E. Declaring that Vinotemp made its claims in the Demand Letter in bad faith;

F. Ordering that, to the extent permitted by law or statute, Wine Enthusiast recover

its reasonable attorneys fees from Vinotemp, together with the costs of this action;

-18-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1 Filed 09/06/17 Page 19 of 19

G. Ordering that Wine Enthusiast be granted such other and further relief as the court

deems just and proper.

Dated: New York, New York Respectfully submitted,


September 6, 2017
COWAN LIEBOWITZ & LATMAN, P.C.

By: s/ Eric J. Shimanoff


Eric J. Shimanoff (ejs@cll.com)
Mark Montague (mxm@cll.com)
114 West 47th Street
New York, New York 10036
(212) 790-9200
Attorneys for Plaintiff

-19-
27722/004/2326008
Case 1:17-cv-06782-DLC Document 1-1 Filed 09/06/17 Page 1 of 8

EXHIBIT A
9/1/2017 Evolution Document
Case 1:17-cv-06782-DLC Series Wine Refrigerators
1-1 Filed - Wine09/06/17
Enthusiast Page 2 of 8
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators

NARROW YOUR RESULTS BY:

DEPARTMENT
Gift Ideas
Wine Refrigerators
TYPE
51 - 100 Bottle Wine
Refrigerators
Dual Zone Wine Refrigerators
Wine & Beverage Centers
PRICE
$101 - $500
$501 - $1000 Showing 4 Results for Evolution Series Wine Refrigerators
BOTTLE COUNT
Sort by: | Top Sellers | Newest | Price: Low to High | Price: High to Low | Customer Rating
51 - 100

Looking For Help? Ask Us Anything


free shipping free shipping free shipping
Dave Moseler 73-Bottle Evolution Series Dual 52-Bottle Evolution Series Wine 80-Bottle Evolution Series Wine
Wine Enthusiast Consultant Zone Wine Refrigerator ... Refrigerator (Glass Doo... Refrigerator (Glass Doo...
$799.00 $599.00 $799.00

free shipping
Evolution Series Wine & Beverage
Center
$249.00

http://www.wineenthusiast.com/evolution-series-wine-refrigerators/ 1/2
9/1/2017 80-Bottle
Case Evolution Series Wine Refrigerator
1:17-cv-06782-DLC Document (Glass Door
1-1 withFiled
Black Stainless
09/06/17 Steel Trim)
Page - Wine
3 ofEnthusiast
8
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators > 80-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim)

80-Bottle Evolution Series Wine


Refrigerator (Glass Door with
Black Stainless Steel Trim)
Read 7 Reviews | 2 Questions, 8 Answers

$799.00 FREE SHIPPING


SELECT YOUR OPTIONS

Select Shelving Wood Trim: Natural Wood Front

SUBTOTAL: $799.00
+ FREE DOOR-TO-DOOR DELIVERY(REG. $150 EA.)
In Stock

QUANTITY 1

New Sleek, smudge-proof Black Stainless Steel Trim


New Black Metal or Natural Wood front shelves
Stylish cabinets and interiors
Single temperature zones
Quiet energy-efficient design / ETL approved
Dimensions: 50-1/4"H x 19-3/4"W x 23"D
See More Product Details

Item # 268 78 80 03

SHARE

People Who Viewed The 80-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim) Also Viewed

http://www.wineenthusiast.com/80-bottle-evolution-series-wine-refrigerator-(glass-door-with-black-stainless-steel-trim).asp 1/7
9/1/2017 80-Bottle
Case Evolution Series Wine Refrigerator
1:17-cv-06782-DLC Document (Glass Door
1-1 withFiled
Black Stainless
09/06/17 Steel Trim)
Page - Wine
4 ofEnthusiast
8
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators > 80-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim)

80-Bottle Evolution Series Wine


Refrigerator (Glass Door with
Black Stainless Steel Trim)
Read 7 Reviews | 2 Questions, 8 Answers

$799.00 FREE SHIPPING


SELECT YOUR OPTIONS

Select Shelving Wood Trim: Black Metal Front

SUBTOTAL: $799.00
+ FREE DOOR-TO-DOOR DELIVERY(REG. $150 EA.)
Backordered: This item will ship on September 25th

QUANTITY 1

New Sleek, smudge-proof Black Stainless Steel Trim


New Black Metal or Natural Wood front shelves
Stylish cabinets and interiors
Single temperature zones
Quiet energy-efficient design / ETL approved
Dimensions: 50-1/4"H x 19-3/4"W x 23"D
See More Product Details

Item # 268 78 80 01

SHARE

People Who Viewed The 80-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim) Also Viewed

http://www.wineenthusiast.com/80-bottle-evolution-series-wine-refrigerator-(glass-door-with-black-stainless-steel-trim).asp 1/7
9/1/2017 73-Bottle Evolution Series Dual Zone WineDocument
Case 1:17-cv-06782-DLC Refrigerator (Glass
1-1 Door with Black
Filed Stainless Steel
09/06/17 Page Trim)
5- of
Wine
8 Enthusiast
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators > 73-Bottle Evolution Series Dual Zone Wine Refrigerator (Glass Door with Black Stainless Steel Trim)

73-Bottle Evolution Series Dual


Zone Wine Refrigerator (Glass
Door with Black Stainless Steel
Trim)
Read 6 Reviews | Be the First to Ask a Question

$799.00 FREE SHIPPING


SELECT YOUR OPTIONS

Select Shelving Wood Trim: Natural Wood Front

SUBTOTAL: $799.00
+ FREE DOOR-TO-DOOR DELIVERY(REG. $150 EA.)
In Stock

QUANTITY 1

New Sleek, smudge-proof Black Stainless Steel Trim


New Black Metal or Natural Wood front shelves
Holds 73 bottles
Stylish cabinets and interiors
Stable cooling environments
Dual temperature zone
Vibration-free
Quiet energy-efficient design / ETL approved
See More Product Details

Item # 268 78 73 03

SHARE

People Who Viewed The 73-Bottle Evolution Series Dual Zone Wine Refrigerator (Glass Door with Black Stainless Steel Trim) Also Viewed

http://www.wineenthusiast.com/73-bottle-evolution-series-dual-zone-wine-refrigerator-(glass-door-with-black-stainless-steel-trim).asp 1/6
9/1/2017 73-Bottle Evolution Series Dual Zone WineDocument
Case 1:17-cv-06782-DLC Refrigerator (Glass
1-1 Door with Black
Filed Stainless Steel
09/06/17 Page Trim)
6- of
Wine
8 Enthusiast
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators > 73-Bottle Evolution Series Dual Zone Wine Refrigerator (Glass Door with Black Stainless Steel Trim)

73-Bottle Evolution Series Dual


Zone Wine Refrigerator (Glass
Door with Black Stainless Steel
Trim)
Read 6 Reviews | Be the First to Ask a Question

$799.00 FREE SHIPPING


SELECT YOUR OPTIONS

Select Shelving Wood Trim: Black Metal Front

SUBTOTAL: $799.00
+ FREE DOOR-TO-DOOR DELIVERY(REG. $150 EA.)
Backordered: This item will ship on October 30th

QUANTITY 1

New Sleek, smudge-proof Black Stainless Steel Trim


New Black Metal or Natural Wood front shelves
Holds 73 bottles
Stylish cabinets and interiors
Stable cooling environments
Dual temperature zone
Vibration-free
Quiet energy-efficient design / ETL approved
See More Product Details

Item # 268 78 73 02

SHARE

People Who Viewed The 73-Bottle Evolution Series Dual Zone Wine Refrigerator (Glass Door with Black Stainless Steel Trim) Also Viewed

http://www.wineenthusiast.com/73-bottle-evolution-series-dual-zone-wine-refrigerator-(glass-door-with-black-stainless-steel-trim).asp 1/4
9/1/2017 52-Bottle
Case Evolution Series Wine Refrigerator
1:17-cv-06782-DLC Document (Glass Door
1-1 withFiled
Black Stainless
09/06/17 Steel Trim)
Page - Wine
7 ofEnthusiast
8
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators > 52-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim)

52-Bottle Evolution Series Wine


Refrigerator (Glass Door with
Black Stainless Steel Trim)
Read 3 Reviews | 1 Question, 1 Answer

$599.00 FREE SHIPPING


SELECT YOUR OPTIONS

Select Shelving Wood Trim: Natural Wood Front

SUBTOTAL: $599.00
+ FREE SHIPPING(REG. $140 EA.)
Backordered: This item will ship on October 30th

QUANTITY 1

New Sleek, smudge-proof Black Stainless Steel Trim


New Black Metal or Natural Wood front shelves
Holds 52 bottles
Stylish cabinets and interiors
Single temperature zone
Quiet energy-efficient design / ETL approved
Dimensions: 33"H x 19-3/4"W x 23"D
See More Product Details

Item # 268 78 52 03

SHARE

People Who Viewed The 52-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim) Also Viewed

http://www.wineenthusiast.com/52-bottle-evolution-series-wine-refrigerator-(glass-door-with-black-stainless-steel-trim).asp 1/4
9/1/2017 52-Bottle
Case Evolution Series Wine Refrigerator
1:17-cv-06782-DLC Document (Glass Door
1-1 withFiled
Black Stainless
09/06/17 Steel Trim)
Page - Wine
8 ofEnthusiast
8
READ ABOUT WINE BUY WINE ACCESSORIES BUY WINE GIFT REGISTRY SUBSCRIBE

Sign In Order Tracker (0)

What Can We Help You Find? 800.356.8466 | HELP

CUSTOM CELLARS COOLING + STORAGE FURNITURE GLASSWARE HOUSEWARES ACCESSORIES GIFTS OUTLET

Home > Evolution Series Wine Refrigerators > 52-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim)

52-Bottle Evolution Series Wine


Refrigerator (Glass Door with
Black Stainless Steel Trim)
Read 3 Reviews | 1 Question, 1 Answer

$599.00 FREE SHIPPING


SELECT YOUR OPTIONS

Select Shelving Wood Trim: Black Metal Front

SUBTOTAL: $599.00
+ FREE SHIPPING(REG. $140 EA.)
Backordered: This item will ship on September 25th

QUANTITY 1

New Sleek, smudge-proof Black Stainless Steel Trim


New Black Metal or Natural Wood front shelves
Holds 52 bottles
Stylish cabinets and interiors
Single temperature zone
Quiet energy-efficient design / ETL approved
Dimensions: 33"H x 19-3/4"W x 23"D
See More Product Details

Item # 268 78 52 02

SHARE

People Who Viewed The 52-Bottle Evolution Series Wine Refrigerator (Glass Door with Black Stainless Steel Trim) Also Viewed

http://www.wineenthusiast.com/52-bottle-evolution-series-wine-refrigerator-(glass-door-with-black-stainless-steel-trim).asp 1/4
Case 1:17-cv-06782-DLC Document 1-2 Filed 09/06/17 Page 1 of 41

EXHIBIT B
012314536 789
1-2
Case 1:17-cv-06782-DLC Document 
8Filed
9 
09/06/17 Page 2 of 41
m
"#$%'(%)*+,-*(.)%/"%/012%+3%4*+,.5(#2(+ +61%4,#/(+7.8'5+9%81*(%/:/.;-2(

9

y w r

 88!


<=>@>AB=CDE F15%,..$%/*
F15%,%$$#/*
F15%,#G15%(*
F15%,..$%/*

H%*185%/"%/1%*715%
,.55.1**%-/"%/1%*
9%I$%2(1.5*JK1//./%;L
M-($%/"%/1%*
N2."%/1%*
'$9.)#5O.
,.)P/%**./I./M-1$(|'5'5*(#$$#(1.5
:./(.I15."%/1%*
^>W%/).%
AE $%`e
ejd 2(/1hAAg
2I./e>
V/E%%*(#5;158S51(*
:/10#(%9%*%/0%
M%0%/#8%,..$%/*
,.)P/%**./F15%,..$%/*
N$%)%5(GQ615.(%)P
F15%9#2R*
,..$158S51(*
T;;1(1.5#$:/.;-2(*
K1*2U:/.;-2(,#(%8./1%*
V1$(%/Q.-/*%#/2WGQX


9y89 

y8
 9 8
89s89
 s
9w
89s 8 9  
8w
989w 
8
YZA[\]^>_`Ba 
7



w89s89
9
89
89
 s
89wy
89sw8

 
989w
89
9w
89 
b43c

s

8s
 w8
9
8
!
 w 
8s
 9w 
988w
8s9
wy89 
9
98 9
@>dCea r 
9 8 98
w8y 9
w 9y88 y9 
8yy
xs 8  8w
y 88y9w
f3f355b2c



9
8
s


^ADDgehA=`Dijd`ehAAge>a
34kb25c
@>dCea
f353fk55bl3c
^ADDgehA=`Dijd`ehAAge>a
4mk5b4kc
@>dCea
f3553f3k55b30c
^ADDgehA=`Dijd`ehAAge>a
6mnb3kc
@>dCea
fk555nb3c
oep[e>_D=>eqA`ea
r89s
t 9
bk6c
u`ED_gg_DdA`o][ea
v

9w89sx9yblmc
T;;1(1.5#$'5I./)#(1.5X
z.4(.,W..*%(W%918W(
"(./#8%".$-(1.5
z.4(.,W..*%(W%918W(
,..$158".$-(1.5
,-*(.)1O%{.-/F15%,#G15%(
N2.V/1%5;$Q:/.;-2(*
:/.;-2(*.5"#$%
V./FW.$%*#$%M-Q%/*
3%4*$%((%/"185|-P}
~ 89

1189 
 1 
12061789
 
 314
012314536 789
1-2
Case 1:17-cv-06782-DLC Document 
8Filed
9 
09/06/17 Page 3 of 41

 !"# $&'()#*
89 
89
9+,

-
 

.
+8.89
+
8/
. ,
08.09+.098 989
 -
0981+
8-9
+
 
9+


2 089
 
8 9

456789:;47;<=>?7845@A7A5;B8C:D=567;E7;F<G78H7@D8C5I=>G=8C>=>J5?K7L:7D=8E>J7D8E<=76>M8N;<F>GON5J<GO8P7;6DQC5IR<=<5ID8K7D5:;G7D8C>;77;D

STUVWX<I5=76MYI=7;I>=<5I>J Z[\]^_abcdZefbcd]\QabcdZdggeh\iOX<I5=76M

3j 0- 4t 0- 20 0- +2-


kll$mn)on uv"*w$ '"x oy)#$v#"nzlowm{ }lx lvo~ol$v*n lv(nlvolnn'x"#ln{
p089
+

q8 |08/+
8
29+098 /.89
 



+8
 +0  0- 024, 
89 
 9
 /89-


+r8
q+8+9s 
2

+  ./
,8-+8..

9
89  9
208
1 /-

-
8-2
8
 /

89- 089
.
9+.
 
.
-
6j5
, 

q q q 7 + /89


+ 0 .35
,
+ 9
8


1189 
 1 
12061789
 
 414
012314536 789
8 8
1-2
Case 1:17-cv-06782-DLC Document 89
8Filed

8
09/06/17 Page 4 of 41
s
$%&')*'+,-./,*0+'1$'1234'-5'6,-.07*%4*- -83'6.%1*-90:)7-;':3,*'1<10=/4*

8 8 } 8 
 9!"

#8

>?@B@CD?EFG H37'.00&'1,IJ',3:7'1$'13',937'
KLEMFCNFC@O
H37'.'&&%1,
H37'.%P37'*,
H37'.00&'1,
QOGRSTO@NO@ROGURTO
.07703,,'/1$'13',
;'V&'4*307,WX31101'=Y
Z/*&'1$'13',
[40$'13',
)&;0+%7\0
<01*0V370$'13',
<132%*';','12'
Z'2'1%:'.00&'1,
.0+]1',,01H37'.00&'1,
[&'+'7*P^8370*'+]
H37';%4_,
.00&37:`73*,
a==3*307%&<10=/4*,
X3,4b<10=/4*.%*':013',
c3&*'1^0/1,'%14dP^e
NfCghiK@LTDj

8k32l
KCFFmOnC?TFopRTOnCCmO@j a,,''737e H377'1,0VJ',3:70/17%&,$3&2'1<&%*37/+a6%1=,V01J',3:7[4'&&'74'
34 k3l
B@REOj
q3553q3 55krl
KCFFmOnC?TFopRTOnCCmO@j
6stk4l ;'%=%P0/**d''43*37:V'%*/1'P^4&34_37:d'1'b
uOvgO@LF?@OwCTOj

x8y 8krl
zTGFLmmLFRCTuigOj
!
x{  | 889 }
k~l RTCFOvgGQOGRSTO@NO@ROGRTOECCmO@GhOO@LSOECCmO@GREOvLMO@GLTD?TDO@EC?TFO@
@O@RSO@LFC@GL@OGMRmm?mmiE?@LFODFCg@CRDOiC?RFfFfOgO@OEFLggmRLTEOC@iC?@RTO
a==3*307%&)7V01+%*307e hOO@LSOREOC@CCDGFC@LSOKCFfhOL?FR?mLTD?TEFRCTLmFfOiLDDLFC?EfCvCDO@TLggOLmFC
iC?@RTGFLmmLFRCTLTDRmmRFRTOO@iMRFEfOTC@hL@OTR@CTvOTF
06*0.d00,'*d';3:d* OLF?@OG
$*01%:'$0&/*307
NRmOTFCDOQiTLvREnCCmRTS
06*0.d00,'*d';3:d* $3&'7*+0='3,%,'**37:6d34d07& ^%&&06,*d''2%]01%*01V%7,*0*/17076d'7*d'40+]1',,01=0',bJ^7%+34
.00&37:$0&/*307 400&37:3,*d'='V%/&*,'**37:*d%*%&&06,*d''2%]01%*01V%7,*04^4&'070VV'2'73V*d'40+]1',,013,70*07b
nfL@ECLmnCmDnLFLmiGFRmFO@G
./,*0+3\'0/1H37'.%P37'* $'&'4*J',3:7'1$'13',40+'63*d4d%140%&40&=4%*%&^,*V3&*'1,bd'31]/1]0,'3,*0d'&]'&3+37%*'%7^0=01,%7=
%&,0407*10&d/+3=3*^&'2'&,63*d37*d'/73*b8J$$Z40+',63*d%4d%140%&V3&*'16d3&'*d'0*d'1/73*,
[40c13'7=&^<10=/4*, d%2'40&=4%*%&^,*V3&*'1,b8J$$$=0',70*40+'63*d%7^V3&*'1b
RTCFOvgKm?OUQURSfFRTS
<10=/4*,07$%&' 8370*'+]Z&/)7*'13019[J&3:d*37:70*07&^41'%*',%P'%/*3V/&=3,]&%^V01^0/140&&'4*3073*%&,0d'&],]1'2'7*
+0&=%7=P%4*'13%V10+:10637:37,3='*d'4%P37'*b
c01Hd0&',%&'Z/^'1, zEOLEfRTOG
/134'+%4d37' ,,*01'/]*0&P,0V34'%7=]10=/4'd%&V+007,d%]'=34'b8J$)X$$]10=/4',4&'%1
5'6,&'**'1$3:7/] 4/P'=,d%]'=34'b
UCQCC@mLGG

d'J',3:7'1$'13',/73*,d%2'906[J001&%,,6d34d]1023=',%70*d'1&%^'10V`8]10*'4*307b
@OTEfOiG
d'8J$H.8J$H.%7=8J$$Z40+'63*d%7*3/',*^&'c1'74d_'^,b

pfLFGOgL@LFOGFfOQOGRSTO@NO@ROG@CvCFfO@mRTOG

Hd%*+%_',*d'J',3:7'1$'13',,*%7=0/*3,*d'V%4**d%**d'^40+'63*d%^'%140+]1',,016%11%7*^%,6'&&%,%
,*%7=%1=^'%1]%1*,%7=&%P016%11%7*^6d3&'0/10*d'1&37',07&^d%2'*d'^'%1]%1*,%7=&%P016%11%7*^b
911
81 9891341789
8 8
89
8 314
012314536 789
8 8
1-2
Case 1:17-cv-06782-DLC Document 89
8Filed

8
09/06/17 Page 5 of 41
!"#$%&&')*#+#,-./#$0#$-#,-,1%2#3#))#$4-)**-.*#$5#/26%$),)*%/78$9&#1#/)0#$-#,:
;<=>?@ABC>D@F>GHIJF?KIF?JGA@HJAL?HAFMNOJHMCJ@P
QRSF?JTCUO>C@VFWNOMDXY?ZOY?<?JDX[FGC\A@HJAL?HAMK

YCOJMWFJCOLF?HCO=IGA@HAM=HABC\C@AKMCJUCJAC@NJFG?=HLC>FZP


]^_`FHH>CUCOW>C@@\?O>a h^`FHH>CUCOW>C@@cO>>a \C@AKMCJUCJAC@]kaAM=I \C@AKMCJUCJAC@]kaAM=I
bFMCcAMCVFF>CJ [F?MHCGcAMCVFF>CJ `CBCJOKCVFF>CJ cAMCVFF>CJ
de'fff:gg di'jff:gg di'lff:gg di'lff:gg


\C@AKMCJUCJAC@m?HFWOHA= \C@AKMCJUCJAC@m?HFWOHA= \C@AKMCJUCJAC@]o]aVOM \C@AKMCJUCJAC@^oa`FHH>C
nMGFFJn=CWOTCJ Q?HGFFJn=CWOTCJ `CBCJOKCVFF>CJ UCOW>C@@cAMCVFF>CJ
di'jff:gg difff:gg di'jff:gg di'jff:gg


\C@AKMCJUCJAC@UHOAM>C@@ \C@AKMCJUCJAC@qrr`FHH>C
Q?HGFFJSCpJAKCJOHFJ \?O>bFMCcAMCVFF>CJ
di'fff:gg ds'lft:gg

u71#X!8$u#$-)%.#Xu74v#v7$wXx8,)71#$0#$"-y#Xz#4,Xx7/)%y)Xx%)%&7.{#|8#,)X0%&#,X0-)#1%6X}$-"%y~}7&-y~X#$1,x7/2-)-7/,X{#,78$y#,Xx%$##$,

egi-/7)#16/)#$/%)-7/%& V?@HFWcAMCVOLAMCH@cAMCVC>>OJ@3~-/7)#16

3  9  4 9  20 9  9 



9
9888 
9
8
8 
 9
8 8 8898
8    248
8

9888
8
 8 898 9 89

8 8 8
 8
8 9 8
8
8
8 88

898 89 88 8 6 5
89
7 7  9
8
835
98 8
89

911
81 9891341789
8 8
89
8 414
012314536 78998
1-2
Case 1:17-cv-06782-DLC Document  
Filed

98 
09/06/17 Page 6 of 41
l
#$%&()&*+,-.+)/*&0#&0123&,4&5+,-/6)$3), ,72&5-$0),8/9(6,:&92+)&0;0/<.3)

h9  j8|  


8 !

" 

=>?A?BC>DEF G26&-//%&0+H-/66/2++&.0#&02&+
IJDKEBLEB?M
G26&-&%%$0+
G26&-$N26&)+
G26&-//%&0+
O&+296&0#&02&+826&
PBQQBRFFM>?LM?RMF
:&S%&3)2/6+TU200/0&<V
W.)%&0#&02&+
X3/#&02&+
(%:/*$6Y/
;/0)/S26/#&02&+
;021$)&:&+&01&
W&1&0$9&-//%&0+
-/*Z0&++/0G26&-//%&0+
X%&*&6)N[726/)&*Z
G26&:$3\+
-//%269]62)+
^<<2)2/6$%;0/<.3)+
U2+3_;0/<.3)-$)&9/02&+
`2%)&0[/.0+&$03aN[b
LcBdefI?JQCg
hi  9!j
98 klm tcMPBQQBRFFM>?LM?RMFMMudnRRMFDBQEMudB?J?fJQCuBCM?QCMFRQJQCRFD>EERQMCMRQcBuM
IBEEnMPB>QEopRQMPBBnM?g CDB?REcRQEcMRQMFEB?JMRQC>FE?ftcRFFM?RMFBM?FFnMMKFEfnRQREcFMJunMFFFMEERQFJQC
4lq5k4m BdERuJneBEEnMCRFdnJfJFBdcRFERDJEMCDBnnMDERBQREcEcMdM?MDEd?RDMdBRQE
A?RDMg
r3553r3q55k4m PBQQBRFFM>?LM?RMFpRQMPBBnM?F
IBEEnMPB>QEopRQMPBBnM?g
6lsk3m LuBKMCInJDKLEJRQnMFFLEMMn
tMudM?JE>?MvBQMg a&#*/\&<W%$3\#)$26%&++#)&&%-//%&0+$&+)a&)23*&02)%2&+262)+.62.&+*.<9&Z0//SN%$3\+)$26%&+++)&&%S262+a_
w ix89 k2m a&S262+a*$\&+2)+2*Z%&)/26)&90$)&52)a/)a&0N%$3\+)$26%&++$ZZ%2$63&+5a2%&2)+&$+[)/3%&$6)&*Z&0&<9%$++<//0
yQFEJnnJERBQtfdMg T9%$++2+S0$*&<52)aN%$3\+)$26%&+++)&&%V$<<+$6/)a&0%&1&%/S&%&9$63&$+2)Z0/12<&+$+).6626912&5/S)a&3//%&0+

iz98{ 9|
9}k4m 3/6)&6)+_
^<<2)2/6$%(6S/0*$)2/6b LEJRQnMFFLEMMnREcpBBCRdJDKRQ
a&+*//)a+&$*%&++)02*/S)a&+&3//%&0+Z0/12<&$*262*$%2+)S0$*&5/0\S/0[/.0S$1/02)&526&N/))%&+_a&5//<%2Z
~/5)/-a//+&)a&:29a) N0269+$)/.3a/S&%&9$63&)/)a&3//%&0++)0/69%26&+$6<N/%<<&)$2%+_8/5X9%$++$6<$3/*Z0&++/03//%269+[)&*
#)/0$9&#/%.)2/6 a&%Z*$26)$26)a&Z&0S&3))&*Z&0$).0&S/0[/.0Z0&32/.+3/%%&3)2/6_

~/5)/-a//+&)a&:29a) LEJRQnMFFLEMMnREcLEJRQnMFFRdJDKRQ
-//%269#/%.)2/6 ^<<$6/)a&0%&1&%/SZ/%2+a)/[/.0%21269+Z$3&52)a)a&+&N&$.)2S.%%[<&+296&<526&3//%&0+_a&+%2*+&$*%&++)02*
$%/6952)a*$)3a269+)$26%&++%2Z52%%+a/5/SS[/.0526&3/%%&3)2/6$6<*$\&[/.0\2)3a&69%/5_726/)&*Z*$<&)a&
-.+)/*2Y&/.0G26&-$N26&) O[6$*23-//%269S&$).0&$6&3&++$0[+)$6<$0<S/0)a2+90/.Z/S526&3//%&0+_a2+3//%269S&$).0&$%%/5+)a&0&%$)21&
a.*2<2)[26+2<&)a&.62)$6<)a&)&*Z&0$).0&)/N&<2+)02N.)&<&1&6%[$0/.6<)a&26)&02/0+/[/.3$6+)/0&$%%/S[/.0
X3/`02&6<%[;0/<.3)+ 526&.6<&0)a&&$3)+$*&3/6<2)2/6+_

;0/<.3)+/6#$%& MJ?QuB?MJeB>EMJDcCRFERQDERMPBQQBRFFM>?LM?RMFd?BC>DEeMnBg
`/0Ga/%&+$%&W.[&0+
4&5+%&))&0#296.Z
8
9

 11
98 818  1 178998
 
314
012314536 78998
1-2
Case 1:17-cv-06782-DLC Document  
Filed

98 
09/06/17 Page 7 of 41


"#$%&'()+,-.%&&/'012/- "#$%&'()BCC-.%&&/'012/- "#$%&'()EF-.%&&/'012/- GG-.%&&/'7(%H'I./2JH
3%$'4%$$%#55'167'6#'5 3%$'4%$$%#55'167'6#'5 3%$'4%$$%#55'167'6#'5 7&2#$/'557&''/8#$'4%%/'6
8#$'4%%/'697&2#$/'55: 8#$'4%%/'6 8#$'4%%/'6 ;<=<??@AA
;<=>??@AA ;>=>?D@AA ;<=A??@AA


C+-.%&&/'7(%H'I./2JH B,F-.%&&/'7(%H'I./2JH KL-EM84-N08#$'4%%/'6 KL-C+84-N08#$'4%%/'6
7&2#$/'557&''/8#$'4%%/'6 7&2#$/'557&''/012/-3%$' ;<=<??@AA ;<=>??@AA
<=>??@AA 8#$'4%%/'6
;>=>??@AA


KL-EB,O.848#$'4%%/'6
;<=P??@AA

QRSTUVWXQTXYZ[\TUQR]^T^RX_U`WaZRSTXbTXcYdTUeT]aU`RfZ[dZU`[Z[gR\hTiWTaZUb[gTaUbYZTS[jUkXYc[dlkRgYdlUmTXSan`RfoYZYRfaUhTaRWXdTaU`[XTTXa

p>A<qrYfRZTSjsfZTXf[ZYRf[g 415&%(8#$'42t#$'&5n8#$'4'//265ulrYfRZTSj

3v8  w8 48  w8 208  w8  w8


xyyz|}~} z~z}y| yyyz} y}yy}}y}

9    


 9 9
8
9      
 8  8 w8 248 
98 89
8
9w   

9     8 
w
 9
9 89 
8 w 
w 
w 
  
9w8 
9  9  8 8 w 6v5
8 
77  88 8
9
 8 835
 89 
 

 11
98 818  1 178998
 
414
012314536 789
8 
Case 1:17-cv-06782-DLC Document 8Filed
1-2   809/06/17
 Page 8 of 41
$
()*+-.+/01230.4/+5(+5678+19+:0124;.)8.1 1<7+:2)5.1=4>-;1?+>70.+5@54A38.

r 88s |8! 
%& ! '8

BCDFDGHCIJK L7;+244*+50M?+N*+8.74;0OP75545+AQ
RSITJGUJGDV
L7;+2+**)50
L7;+2)W7;+.0 +.a*48fl2).+>45e=);A7;>7.*+?+N*+8.74;0OP75545+AQ
L7;+244*+50
X+07>;+5(+57+0=7;+
24;;4700+35(+57+0
YVZ[VIJ\G]K^_\DDGDVH`
a3.*+5(+57+0
b84(+57+0
-*?4/);c4
@45.4N7;4(+57+0
@576).+?+0+56+
uRGJJ[VCS[u{G]VyGCIm \]GJVznuRGJJ[V \]GJVznuRGJJ[V_\DDGDVH \]GJVznuRGJJ[V
a+6+5)>+244*+50 UIDVV]ymVDzGV[VIJD\I _\DDGDVHymVDzGV[VIJD\I ymVDzGV[VIJD\Iv\]VtGG[VD _\DDGDVHymVDzGV[VIJD\I
_\DDGDVHv\]VtGG[VD v\]VtGG[VD i v\]VtGG[VD
24/d5+0045L7;+244*+50 i i i
b*+/+;.We<7;4.+/d
L7;+?)8f0
244*7;>g;7.0
hAA7.74;)*@54A38.0
P708i@54A38.2).+>457+0
j7*.+5e4350+)58kWel

UmGnopRDS]Hq \]GJVznuRGJJ[V \]GJVznuRGJJ[V \]GJVznyuRtyUU_u uRGJJ[VU\][Vu{G]V
_\DDGDVHymVDzGV[VIJD\I _\DDGDVHymVDzGV[VIJD\I _\DDGDVHyD\zRVVDSV ymVDzGV[VIJD\I_\DDGDVH
r
88 &s  83$ v\]VtGG[VD v\]VtGG[VD tGG[VD v\]VtGG[VD
RGJJ[VtGC]Juv\]VtGG[VDq i i i i
34w0
FD\IVq
x353xw5535
RGJJ[VtGC]Juv\]VtGG[VDq
4$w5#
FD\IVq
x3553x3w552
yVznVDSJCDV{G]Vq
| }
8~833
]KJS[[SJ\G]ypnVq uRGJJ[V_\DDGDVHv\]V uRGJJ[VyGCImUIDVV] yu_\DDGDVHyGCIm uRGJJ[VyGCImUIDVV]
88 ! }
s33 tGG[VD^tGznDVKKGD` _\DDGDVHv\]VtGG[VD UIDVV]RVVDSVtGG[VD _\DDGDVHv\]VtGG[VD
i i i i
hAA7.74;)*-;N45/).74;l
4:.42k440+.k+?7>k.
(.45)>+(4*3.74;
4:.42k440+.k+?7>k.
244*7;>(4*3.74;
230.4/7c+435L7;+2)W7;+.
uRGJJ[VCS[u{G]V uRGJJ[VCS[u{G]V yuyGCImUIDVV] uRGJJ[VCS[u{G]V
b84j57+;A*e@54A38.0 ymVDzGV[VIJD\I_\DDGDVH ymVDzGV[VIJD\I_\DDGDVH _\DDGDVHv\]VRVVDSV ymVDzGV[VIJD\I_\DDGDVH
v\]VtGG[VD v\]VtGG[VD tGG[VD v\]VtGG[VD
i i i i
@54A38.04;()*+
j45Lk4*+0)*+a3e+50
9+:0*+..+5(7>;3d
 

 11  8 18!"1#0$1789


8  8 314
012314536 789
8 
Case 1:17-cv-06782-DLC Document 8Filed
1-2   809/06/17
 Page 9 of 41
%&'(*+,-%(-./01(*%&23(3&-4*5,6/&'(-7(-8.9(*:(26*5&;/09/*50/0<&1=(>,(6/*70<(6*7./('0?*@-.809A@&<.9A*B(-'6C5&;D./.&;6*=(6&,-9(6*50-((-6

EFGHIJ.;&/('?K;/(-;0/.&;0< LMNOPQSTUVLWXTUVONCSTUVLVYYWZN[AJ.;&/('?

3\]!^ 4#]!^ 20]!^ $!k!^


_``acdefd lmnopaqrnsqfteuamundv`fpcw y`sqmfzf`amod |`m}~dmf`ddrqsnu`dqw
g]  !

8 8 8

!h  x] i8
8k!] i9 8 8!8
8!8  8] ]^ ]24{
8  8
i ^!8"8 8
8h j 8k
8!8 9!!i8!{ ^ 9988 8  !8k] 8 i^8! 
^8  ^ !!k ! 8 8 i88 ^]  8!98!98 89 8
!^86\5

{
8
7h77 h 77h   i 8
7! 8] 935
{!88 8

 11  8 18!"1#0$1789


8  8 414
012314536 789
 1-2
Case 1:17-cv-06782-DLC Document  
9 09/06/17 Page 10 of 41
Filed
s
*#+%,-%./012/-3.%4*%4567%08%9/013:-#7-0 0;6%91#4-0<3$,:0=%$6/-%4"43>27-

i9 j |   
 8 99! 9

?@ACADE@FGH I6:%133+%4/JK2-+%4*%46%/
LMFNGDOGDAP
I6:%1%++#4/
I6:%1#Q6:%-/
I6:%133+%4/
R%/6$:%4*%46%/<6:%
13::36//%24*%46%/
=%S+%7-63:/TU64434%>V
L@GWPAOPAXPH
Y73*%46%/ 

|   9j| x9  9 

8|  9 89 
 8
9
98
9  

 
j9 xj8 ||9 9| 99  98 |
 x 
9 9  
 19 
| !x 9 898
  99
,+=3.#:Z3
"34-3S6:3*%46%/
"#$%&()
"465#-%=%/%45%
K%5%4#$%133+%4/
13.[4%//34I6:%133+%4/
Y+%.%:-Q\;6:3-%.[
I6:%=#7]/
133+6:$^:6-/
_>>6-63:#+"43>27-/
U6/7`"43>27-1#-%$346%/ uoLPPAMPnDDWPA XgDGPvdoLDGGWP@MWo (oLDGGWP@MWowDgPpXgP (oLDGGWP@MWowDgP
XGczgGPAXDAXHdWMf wDgPpXgPnDDWPALWMFN nDDWPAXGcOPMvWPHHWMHH APPHGMgEXgpXgPnDDWPA
a6+-%4\324/%#47bQ\& ` MgEOGMXgWPHH DDAMgEOGMXgWPHHuAXv `
` `
OcDdefLAMgEh
i
 9j9 k4lm
LDGGWPnD@gGopXgPnDDWPAh
34qkm
CAXFPh
r353rq55k6m
LDGGWPnD@gGopXgPnDDWPAh
4sq5k34m
CAXFPh
r3553r3q55ksm (oLDGGWPAPPHGMgEXg XgDGPvdLDGGWP XgDGPvdLDGGWPOXgWP (LDGGWP@MWowDgPpXgP
LDGGWPnD@gGopXgPnDDWPAh pXgPnDDWPA APPHGMgEXgpXgPnDDWPA wDgPpXgPnDDWPA nDDWPAXGcLA@HcPECn
6stk35m ` ` ` uAXv
uPvdPAMG@APwDgPh ))`
x
y k3qm
zgHGMWWMGXDgufdPh
{ 9|x}
jk33m
_>>6-63:#+,:S34.#-63:&
~39-31b33/%-b%=6$b-
*-34#$%*3+2-63:

~39-31b33/%-b%=6$b- XgDGPvd(oLDGGWP LDGGWPuD@FcOFAPPg LDGGWPOXWPA oLDGGWPpXgPMgE
133+6:$*3+2-63: zgEDDA?@GEDDApXgP pXgPnDDWPA nDvdAPHHDAgXG LPPAMPnDDWPA
nDDWPADAMAMP ` ` `
LMHPvPgGDA?@GEDDAHP
12/-3.6Z%324I6:%1#Q6:%- )`
Y73a46%:>+\"43>27-/
"43>27-/3:*#+%
a34Ib3+%/#+%K2\%4/
8%9/+%--%4*6$:2[

oLDGGWPpXgPnPWWMA oLDGGWPpXgPnPWWMA oLDGGWPpXgPnDDWPAXGc oLDGGWPpXgPnDDWPAXGc
` ` zgGPAXDAXHdWMf zgGPAXDAXHdWMf
` `

99119 17  1351789


   314
012314536 789
 1-2
Case 1:17-cv-06782-DLC Document  
9 09/06/17 Page 11 of 41
Filed
!"#$&'

()*#+,-.(#./0!"#+()12#2).3+4-50)*#.6#.7/8#+9#15+4):0!80+4!0!;)"<#=-#50+6!;#5+6/0#*!>+./7!8?);/8?+@#.*5A4):B/0/):5+<#5)-.8#5+4!.##.5

C'DEFG/:)0#*>H:0#.:!0/):!; IJKLMNPQRSITUQRSLKAPQRSISVVTWKX?G/:)0#*>

3Y8 Z 48 Z 208 Z {diZ


[\\]_`ab` jklmn]oplqobras]kslt\bn_u x\qo\kbyb\]km` |\k}~`\kb\``poqls\`ou
c899

d9 

 e9 v8fd
 id89 fw    
 d99  d89 78Z98 24z99
9 
 fZ  9 dg
eddh9  i
 d w f zZdww    i8 9 fZ 9
Z 9 Z9i999 9  f Z89 w dw   w9
 Z 6Y5

z99

e e 7e d9f
9 d89w35
z d  

99119 17  1351789


   414
012314536 789
 1-2
Case 1:17-cv-06782-DLC Document  
9 09/06/17 Page 12 of 41
Filed
w
.'/)01)234563172)8.)89:;)4<)=3457>1';14 4?:)=5'814@7(0>4A)(:31)8&87B6;1

m9 n    
 8$99% 9

CDEGEHIDJKL M:>)577/)83NO61/)8.)8:)3
PQJRKHSKHET
M:>)5)//'83
M:>)5'U:>)13
M:>)577/)83
V)3:(>)8.)8:)3@:>)
57>>7:33)68.)8:)3
A)W/);1:7>3XY:8878)BZ
PDK[TESTE\TL
];7.)8:)3 
$
   9n "9  9 

8  9 89 
 $8
9
98
9  

 
n9 "n8 9 9 99  98 
 " 
9 9  
 19 
 %" 9 $ 898
  99
0/A72'>^7
&7817W:>7.)8:)3
&'()*,-
&8:9'1)A)3)89)
O)9)8'()577/)83
572_8)3378M:>)577/)83
]/)2)>1U`?:>71)2_
M:>)A';a3
577/:>(b>:13
cBB:1:7>'/&87B6;13
Y:3;d&87B6;15'1)(78:)3 \kHKTzhsPHKK[TrHH[TE sPHKK[Tt\kTrHH[TE\Kg sPHKK[TyHDJgSJETTk t\kTQE\TKQ[sPHKK[T
\Kg}kKTE\HE\Lh[Qj }kKTE\HE\Lh[Qj t\kTrHH[TE t\kTrT[[QE
e:/1)8`7683)'8;fU`* ,d ,d d d
SgHhijPEQkIl
m
 9$n9 o4pq
PHKK[TrHDkKst\kTrHH[TEl
34uoq
GE\JTl
v353vu55o6q
PHKK[TrHDkKst\kTrHH[TEl
4wu5o34q
GE\JTl sPHKK[TyHDJgSJETTk PHKK[TyHDJgSJETTk t\kTQE\TKQ[sPHKK[T PHKK[TDQ[s{HkTyHDJg
v3553v3u55owq t\kTrHH[TE t\kTrHH[TE t\kTrT[[QE SJETTkt\kTrHH[TE
PHKK[TrHDkKst\kTrHH[TEl d d d d
6wxo35q
yTzhTEQKDET{HkTl
"
| o3uq
}kLKQ[[QK\HkyjhTl
~ 9"
no33q
cBB:1:7>'/0>W782'1:7>*
7=175f773)1f)A:(f1
.178'().7/61:7> PHKK[TyHDJgSJETTk PHKK[TDQ[s{HkT -PHKK[TDQ[s{HkT PHKK[TDQ[{HkTt\kT
t\kTrHH[TE yHDJgSJETTkt\kTrHH[TE yHDJgSJETTkt\kTrHH[TE rHH[TE
7=175f773)1f)A:(f1 d ,d ,d d
577/:>(.7/61:7> &'()*,-
563172:^)768M:>)5'U:>)1
];7e8:)>B/&87B6;13
&87B6;137>.'/)
e78Mf7/)3'/)O6`)83
<)=3/)11)8.:(>6_


99119 17  1351789


  !" #4 314
012314536 789
 1-2
Case 1:17-cv-06782-DLC Document  
9 09/06/17 Page 13 of 41
Filed

$%&')*+,$',-./0')$%12'2%,3)4+5.%&',6',7-8')9'15)4%:./8.)4/./;%0<'=+'5.)6/;'5)6-.'&/>)?,-7/8@?%;-8@)A',&5B4%:C-.-%:5)<'5%+,8'5)4/,'',5

DEFGHI-:%.'&>J:.',:/.-%:/; KLMNOPRSTUKVWSTUNMBRSTUKUXXVYMZ@I-:%.'&>

3[8 " 4k8 " 2z8 " [ej"


\]]^abca lmnop^qrnsqctbu^munav]cp`w {]sq]mc|c]^moa ~]ma]mc]aarqsnu]aqw
d899

e9 

 f9 x8ge
 je89 gy    
 e99  e89 78"98 24}99
9 
 g"  9 eh
feei9  j
 e y g }"eyy    j8 9 g" 9
" 9 "9j999 9  g "89 y ey   y9
 " 6k5

}99

f f 7f e9g
9 e89y35
} e  

99119 17  1351789


  !" #4 414
012314536 789 1-2
Case 1:17-cv-06782-DLC Document  Filed
9 09/06/17 Page 14 of 41
t
*#+%,-%./012/-3.%4*%4567%08%9/013:-#7-0 0;6%91#4-0<3$,:0=%$6/-%4"43>27-

7 j9 |  8
9  8! 

?@ACADE@FGH I6:%133+%4/JK73*%46%/
LMFNGDOGDAP
I6:%1%++#4/
I6:%1#Q6:%-/
I6:%133+%4/
R%/6$:%4*%46%/<6:%
13::36//%24*%46%/
=%S+%7-63:/TU64434%>V
W2-+%4*%46%/
XFDOPAYPH  9 i 8 8 899i  9ji|89i 9 i 8 8899ixj   9x  ix | 9 9 9
  |99 99 | i x8 8i8{9 {
,+=3.#:Z3
R39:+3#>-b%b%4.3%+%7-467a4%%/-#:>6:$,:/-#++#-63:26>%
"34-3S6:3*%46%/ R39:+3#>-b%b%4.3%+%7-4675/`13.[4%//34_[[+6#:7%_:#+\/6/
"465#-%=%/%45%
W%5%4#$%133+%4/ "#$%&()
13.[4%//34I6:%133+%4/
K+%.%:-Q\;6:3-%.[
I6:%=#7]/
133+6:$^:6-/
_>>6-63:#+"43>27-/
U6/7`"43>27-1#-%$346%/
a6+-%4\324/%#47bQ\&
pLDGGnP@MnpwDgP (pLDGGnP@MnpwDgPuD@Fc (pLDGGnP@MnpwDgP (pLDGGnP@MnpwDgP
OcDdefLAMgEh ucPAvDPnPFGAYFYAADAPE OFAPPgucPAvDPnPFGAYF ucPAvDPnPFGAYFYAADAPE ucPAvDPnPFGAYFqYgPoDDnPA
7i  j9 k30l qYgPoDDnPA YAADAPEqYgPoDDnPA qYgPoDDnPA )`
CAYFPh ` )` )`
m3m355k3l
LDGGnPoD@gGpqYgPoDDnPAh
34rk3sl
CAYFPh
m353mr55k45l
LDGGnPoD@gGpqYgPoDDnPAh
4tr5k2l
uPvdPAMG@APwDgPh
xi y9 k36l
zgHGMnnMGYDgufdPh pLDGGnPucPAvDPnPFGAYF znDvMgDpLDGGnP?dPg YgDGPvdpLDGGnPYAADAPE YgDGPvd(pLDGGnP
{ |x}ijk44l ?dPgqYgPoDDnPA qYgPoDDnPA ucPAvDPnPFGAYFqYgPoDDnPA YAADAPEucPAvDPnPFGAYF
` )` ` qYgPoDDnPA
))`
_>>6-63:#+,:S34.#-63:&
~39-31b33/%-b%=6$b-
*-34#$%*3+2-63:
~39-31b33/%-b%=6$b-
133+6:$*3+2-63:
12/-3.6Z%324I6:%1#Q6:%-

K73a46%:>+\"43>27-/ YgDGPvd(pLDGGnP YgDGPvd(pLDGGnP YgDGPvdpLDGGnP (pLDGGnP@MnpwDgP
YAADAPEucPAvDPnPFGAYF YAADAPEucPAvDPnPFGAYF YAADAPEucPAvDPnPFGAYF ucPAvDPnPFGAYFYAADAPE
qYgPoDDnPA qYgPoDDnPA qYgPoDDnPA qYgPoDDnPA
"43>27-/3:*#+% )` )` ` `
a34Ib3+%/#+%W2\%4/
8%9/+%--%4*6$:2[
9


pLDGGnPOYgnPpwDgP YgDGPvdpLDGGnP YgDGPvdpLDGGnP YgDGPvd(pLDGGnP@Mnp
119 891 9 1331789   314
012314536 789 1-2
Case 1:17-cv-06782-DLC Document  Filed
9 09/06/17 Page 15 of 41
'()*+,)-)./*0.20**,*)3 '()*+,)-)./*0.405)6,,-)* '()*+,)-)./*0.405)6,,-)* >,5)'()*+,)-)./*0.405)
405)6,,-)* 7<=9:;; 7899:;; 6,,-)*
7899:;; 7&99:;;
 !"#%&
?@A"BCDE?"EFG!"B?@HI"I@EJBKDLG@A"EM"ENFO"BP"HLBK@QGOGBK GR@!S"TD"LGBM R"LBMFG"A UBEFN OV@RFOVBW"EALXK@QYFGF@QLBS"L@DEO"LBK E""EL

Z&;8[\FQ@G"AU]QG"EQ GF@Q R 6^_/,+405)6`a05)/_X405)6)--`*_bV\FQ@G"AU

3c9d e9 4c9d e9 209d e9 pue9


fgghjklmk vwxyzh{|x}{m~lhwxkgmzj g}{gwmmghwyk gwkgwmgkk|{}xgk{
ndoo p 8 oo q d8rp o upd9 r    o  p  9pd8 9de9d 249o 9 9
9 re  8 pso qppt  uo  p 9 r ep 8  9 ud 9 re 
e  eu   r e9d  p  9 9 o e 6c5o
9o 
q 7 q7 7q 99p98r
 p9d935
 p9  

119 891 9 1331789   414


012314536 789 1-2
Case 1:17-cv-06782-DLC Document  Filed
9 09/06/17 Page 16 of 41
x
.'/)01)234563172)8.)89:;)4<)=3457>1';14 4?:)=5'814@7(0>4A)(:31)8&87B6;1

7 n9   8
9 #$8% 

CDEGEHIDJKL M:>)577/)83NO;7.)8:)3
PQJRKHSKHET
M:>)5)//'83
M:>)5'U:>)13
M:>)577/)83
V)3:(>)8.)8:)3@:>)
57>>7:33)68.)8:)3
A)W/);1:7>3XY:8878)BZ
[61/)8.)8:)3
\JHSTE]TL  9 m 8 8 899m  $9nm#89m 9 m 8 8899m!n   9!  #m!# $ 9 9 9
  #99# 99  m !8 8m#8~9 ~
0/A72'>^7
V7=>/7'B1f)f)827)/);18:;e8))31'>B:>(0>31'//'1:7>6:B)
&7817W:>7.)8:)3 V7=>/7'B1f)f)827)/);18:;93d572_8)3378c__/:'>;)c>'/3:3
&8:9'1)A)3)89)
[)9)8'()577/)83 &'()*,-
572_8)3378M:>)577/)83
O/)2)>1U`?:>71)2_
M:>)A';a3
577/:>(b>:13
cBB:1:7>'/&87B6;13
Y:3;d&87B6;15'1)(78:)3
e:/1)8`7683)'8;fU`*
S]krTPHKKrTu]kT PHKKrTuQrrtHDkKTI -PHKKrTygTEzHTrTJKE]J PHKKrTygTEzHTrTJKE]J
SgHhijPEQkIl sg]rrTEuQEzTE ygTEzHTrTJKE]Ju]kTsHHrTE u]kTsHHrTE u]kTsHHrTE
7m  $n9 o30p ,d PrQJR ,d d
GE]JTl d
q3q355o3p
PHKKrTsHDkKtu]kTsHHrTEl
34vo3wp
GE]JTl
q353qv55o45p
PHKKrTsHDkKtu]kTsHHrTEl
4xv5o2p
yTzhTEQKDET{HkTl
!m |9 o36p
}kLKQrrQK]HkyjhTl -tPHKKrTDQrt{HkTyHDJg
~ !mno44p SJETTku]kTsHHrTE
d
cBB:1:7>'/0>W782'1:7>* &'()*,-
7=175f773)1f)A:(f1
.178'().7/61:7>
7=175f773)1f)A:(f1
577/:>(.7/61:7>
563172:^)768M:>)5'U:>)1
O;7e8:)>B/&87B6;13
&87B6;137>.'/)
e78Mf7/)3'/)[6`)83
<)=3/)11)8.:(>6_
9

119 891 9 1331789   ! "4 314


012314536 789 1-2
Case 1:17-cv-06782-DLC Document  Filed
9 09/06/17 Page 17 of 41
#$%&()*+#&+,-./&(#$01&1$+2(3*4-$%&+5&+6,7&(8&04(3$9-.7-(3.-.:$/;&<*&4-(5.:&4(5,-&%.=(>+,6.7?>$:,7?(@&+%4A3$9B,-,$94(;&4$*+7&4(3.+&&+4

CDEFGH,9$-&%=I9-&+9.-,$9.: JKLMNOQRSTJUVRSTMLAQRSTJTWWUXLY?H,9$-&%=

3Z9[ !9 4l9[ !9 2{9[ !9 Zfk!9


\]]^abca mnopq^rsotrcubv^nvoaw]cq`x |]tr]nc}c]^npa ]na]nc]aasrtov]arx
d[ee f 8 ee g y[8hf e kf[9 hz    e  f  9f[8 9[!9[ 24~9e 9 9
9 h!  8 fie gffj  ke  f 9z h ~!fzz 8  9 k[ 9 h! 
!  !k   h !9[ z fz  9 9z e ! 6l5e
~9e 
g 7 g7 7g 99f98h
 f9[9z35
~ f9  

119 891 9 1331789   ! "4 414


012314536 78
1-2
Case 1:17-cv-06782-DLC Document  Filed
  09/06/17 Page 18 of 41

$%&')*'+,-./,*0+'1$'1234'-5'6,-.07*%4*- -83'6.%1*-90:)7-;':3,*'1<10=/4*

lm | x 
!"  #

>?@B@CD?EFG H37'.00&'1,I)&;0+%7J0
KLEMFCNFC@O
H37'.'&&%1,
H37'.%P37'*, )&;0+%7J03,%7'43*37:7'640&&%P01%*307P'*6''78370*'+^%7=.%2%702%
H37'.00&'1,
Q',3:7'1$'13',937'
.07703,,'/1$'13',
;'R&'4*307,ST31101'=U
V/*&'1$'13',
W40$'13',
XYZC[L\]C
<01*0R370$'13',
<132%*';','12'
V'2'1%:'.00&'1,
XYZC[L\]CqKCFFYO?LYq XYZC[L\]Cp>YLGG qKCFFYOvgO@[COYOEF@sE XYZC[L\]CqKCFFYO>hO\
.0+^1',,01H37'.00&'1, wC\O>hO\rs\OpCCYO@ pgsYYO@ >hO\rs\OpCCYO@ rs\OpCCYO@
c c c c
W&'+'7*P_8370*'+^
H37';%4`,
.00&37:a73*,
b==3*307%&<10=/4*,
T3,4c<10=/4*.%*':013',
d3&*'1_0/1,'%14eP_f
NgChijK@L\Dk
qKCFFYO>hO\rs\OpCCYO@
l8 "m  no c
KCFFYOpC?\Fqrs\OpCCYO@k
34tno
B@sEOk
u353ut55n2o
vO[hO@LF?@OwC\Ok
xy8z n2o
X\GFLYYLFsC\vjhOk
{ |y}8mno
b==3*307%&)7R01+%*307f
~06*0.e00,'*e';3:e*
$*01%:'$0&/*307
~06*0.e00,'*e';3:e*
.00&37:$0&/*307
./,*0+3J'0/1H37'.%P37'*
W40d13'7=&_<10=/4*,
<10=/4*,07$%&'
d01He0&',%&'V/_'1,
5'6,&'**'1$3:7/^


~0+'-/1~'13*%:'-~06H'H01`-./,*0+'1$'1234'-5'6,-.07*%4*-.%*%&0:;'/',*-$%&',-$3*'+%^-<132%4_<0&34_-'1+,.07=3*307,-;',0/14',-.%1''1,

11   1  106178


 314
012314536 78
1-2
Case 1:17-cv-06782-DLC Document  Filed
  09/06/17 Page 19 of 41
!#$%&'()*+,-./)+,0)1+(*)12 345678:;<=3>?;<=65@:;<=3=AA>B5CD'()*+,-.

3E F G 4E F G 20 F G gQ U G


HIIJLMNOM VWXYZJ[\X][O^N_JW_XMIOZLa dI][IWOeOIJWYM hIWijMIWOklmIMM\[]X_IM[na
PF 88Q88 7 bFRQ8U QF Rc  8 Q QF  FG F24f 8   
 RG QS87QQT U8 Q  c  R fGQcc o  UpFq RG 
GG  U  RG F c Qc r  c8 G6E5 8
f 8
u
ovwx7ryz
xw{|
y7ov| xx}|
~o
7vo  Q R 

Qstl F c35
f Q sk

11   1  106178


 414
012314536 789
8 8
Case 1:17-cv-06782-DLC Document 9 Filed
1-2  8

09/06/17 Page 20 of 41

#$%&()&*+,-.+)/*&0#&0123&,4&5+,-/6)$3), ,72&5-$0),8/9(6,:&92+)&0;0/<.3)

h
9j89z 9
89!

"

=>?A?BC>DEF G26&-//%&0+H;/0)/I26/#&02&+
JKDLEBMEB?N
G26&-&%%$0+
G26&-$O26&)+ a&5//<&)&02/0$6<<&3/0$)21&I262+a269/I/.0;/0)/I26/#&02&+526&3&%%$0+52%%*$\&$+)$)&*&6)26$6[0//*_a&
G26&-//%&0+ *.%)2Z%&<&+296+$1$2%$O%&I/0)a&+&526&3//%&0+a$1&$%%O&&6<&+296&<)/I2)26)/[/.00//*$+$3%$++23I.062).0&
Z2&3&_])2%2V269)a&0*/&%&3)023)&3a6/%/9[)a&+&I.062).0&+)[%&526&3//%&0+$0&.%)0$.2&)$6<&6&09[&II232&6)_
P&+296&0#&02&+826&
-/66/2++&.0#&02&+
:&I%&3)2/6+QR200/0&<S
T.)%&0#&02&+
U3/#&02&+
(%:/*$6V/
AB?EBWXYBMN?XNF
;021$)&:&+&01&
T&1&0$9&-//%&0+

-/*Z0&++/0G26&-//%&0+ nKKoJBEEmNpXYNnBBmN? oJBEEmNpXYNnNmmK?XY XYBpBBCnBN?
U%&*&6)O[726/)&*Z _ Fd?NFFB nKeXYNE
_ _
G26&:$3\+
-//%269]62)+
^<<2)2/6$%;0/<.3)+
R2+3_;0/<.3)-$)&9/02&+
`2%)&0[/.0+&$03aO[b
McBdefJ?KYCg
hi
!j 8
k4l
JBEEmNnB>YEopXYNnBBmN?g
34qk3l
A?XDNg
rq53r3555k3l
sNtdN?KE>?NuBYNg
v iw8 k3l
xYFEKmmKEXBYsfdNg
y9
 z {| ijk4l
^<<2)2/6$%(6I/0*$)2/6b
}/5)/-a//+&)a&:29a)
#)/0$9&#/%.)2/6
}/5)/-a//+&)a&:29a)
-//%269#/%.)2/6
-.+)/*2V&~/.0G26&-$O26&)
U3/`02&6<%[;0/<.3)+
;0/<.3)+/6#$%&
`/0Ga/%&+$%&T.[&0+
4&5+%&))&0#296.Z
8

}/*&,.0}&02)$9&,}/5G&G/0\,-.+)/*&0#&0123&,4&5+,-/6)$3),-$)$%/9:&.&+),#$%&+,#2)&*$Z,;021$3[;/%23[,&0*+-/6<2)2/6+,:&+/.03&+,-$0&&0+

11 8
81981621789
8 89  314
012314536 789
8 8
Case 1:17-cv-06782-DLC Document 9 Filed
1-2  8

09/06/17 Page 21 of 41
"#$%&'()*+,-.(*+/(0*')(01 2345679:;<2=>:;<54?9:;<2<@@=A4BC&'()*+,-

3D8E9F8 4D8E9F8 208E9F8 gQVF8


GHHIKLMNL WXYZ[I\]Y^\N_M`IX`YLaHN[Kb dH^\HXNeNHIXZL hHXijLHXNklmHLL]\^YHL\nb
OE

PPQ
PP9R
 cE SQP 9V QE
89S  9PQ

98QE
8EF
8E924f8

P 8
8
89S F
QT PRQ Q U
9VPQ 8 9Sf FQ 9  op8 9VqE 
r89SF9

F
9 F
V



 S F8E
   Q 9 88
P9F96D5P
f8

P
vsowxyRz{syx|}s zRow} yy~}sosRwo 88Q
8S 
s
Qtul8E
8 35
fQ8 tk9 

11 8
81981621789
8 89  414
012314536 789
 1-2
Case 1:17-cv-06782-DLC Document  8
Filed
9 
09/06/17 Page 22 of 41
p
"#$%'(%)*+,-*(.)%/"%/012%+3%4*+,.5(#2(+ +61%4,#/(+7.8'5+9%81*(%/:/.;-2(

 8 }8{ u 8
8 9 9!

<=>@>AB=CDE F15%,..$%/*G:/10#(%9%*%/0%
HICJDAKDA>L
F15%,%$$#/*
F15%,#M15%(*
F15%,..$%/*
N%*185%/"%/1%*715%
,.55.1**%-/"%/1%*
9%O$%2(1.5*PQ1//./%;R
S-($%/"%/1%*
T2."%/1%*
'$9.)#5U.
:./(.O15."%/1%*
@>VWIDLXLEL>WL
S%0%/#8%,..$%/*
,.)Y/%**./F15%,..$%/*
T$%)%5(MZ615.(%)Y
F15%9#2[*
,..$158\51(*
];;1(1.5#$:/.;-2(*
Q1*2^:/.;-2(,#(%8./1%*
_1$(%/Z.-/*%#/2`MZa
KbAcdeH>IfBg
9 h0i VfADLscE@>VWIDLXLEL>WLKL>VLELID=>LEEcLCVIjjeC=>IDLBc>AB=CDEBLEVfLBA>IBVECL>fVf
HADDjLkA=fDlmVfLkAAjL>g fVCbLsI>JLDrbVE=fV=LjVfLbIEcIfLjl>LIBe=fBL>CA=fDL>VfL>L>VL>IDA>EEjVsCAAjL>EDbID
34nh2i I>LcL>LCDA>EsIjjEcICLEEDIVfjLEEVfLBVEcLfEL>EIfBIjI>LCIcICVDedICJjVDCAssL>CVIj
@>VCLg VfL>L>VL>IDA><=>VffAWIDVWLIfBEDejVEb@>VWIDLXLEL>WL=fVDEI>LE=>LDAVsc>LEEeA=VDb
o353on55h3i DbLV>ED=ffVfBLEVfIfBLCLjjLfDcL>A>sIfCL
HADDjLkA=fDlmVfLkAAjL>g
4pn5h2i LID=>Vfg
@>VCLg
o3553o3n55h2i @IfLjlXLIBemVfLkAAjL>E
HADDjLkA=fDlmVfLkAAjL>g 615.(%)Y*:#5%$9%#;ZF15%,..$%/*#/%;%*185%;(.O1(*%#)$%**$Z15(.Z.-/2#M15%(/ZMZY/.01;158#Y/%)1-);-#$
6pqh4i U.5%*(./#8%*Y#2%O./Z.-/415%41(`.-(15(%//-Y(158(`%*(Z$%(`#(Z.-/`.)%;%)#5;*^`%*%2..$%/*4./[41(`Z.-/
@>VCLg 2#M15%(*%((158*#5;2#5M%2-*(.)1U%;(.)#(2`(`%)#(%/1#$*15Z.-/[1(2`%5$#Z.-(^
on555qh3i
rLscL>ID=>LtAfLg HICJlVDkAssL>CVIjfVD
u9vw x hni `%:/10#(%9%*%/0%"%/1%*,.))%/21#$F15%,..$%/*Y%#[*(.(`%;%;12#(1.5615.(%)Y`#*15*-YY$Z158(`%415%
yfEDIjjIDVAfrecLg *(./#8%15;-*(/Z41(`5%4#5;155.0#(10%Y/.;-2(*^`1**`.4Z-51(1*#$$#M.-(2/%#(158#*Y%2(#2-$#/;1*Y$#ZO./Z.-/
z8  {9v|w}h3i M%*(M.(($%*^"(/%#)$15%;Y#(%5(Y%5;158*(#15$%***(%%$415%/#2[*%5*-/%(`#(Z.-/M.(($%*#/%Y/.Y%/$Z*%2-/%;4`1$%
)#1)1U158(`%01*1M1$1(Z.O415%M.(($%$#M%$*^:#(%5(Y%5;15815(%/1./$18`(158a5%.O(`/%%;1OO%/%5($18`(%)1((158
];;1(1.5#$'5O./)#(1.5a ;1.;%P7TNR.Y(1.5*".O(F`1(%])M%/#5;615.(%)YS1.S$-P4`12``%$Y*/%;-2%(`%8/.4(`.OM#2(%/1##5;).$;R
2#5M%*%$%2(%;#(#5Z810%5(1)%./(`%15(%/1./$18`(1582#5M%(-/5%;.OO^
~.4(.,`..*%(`%918`( V>>A>LBmVfLkAAjL>E
"(./#8%".$-(1.5
`%*%Q1//./%;2#2`%*4%/%*Y%21#$$Z*%$%2(%;O./(`%1/O-52(1.5#$1(Z#5;/%O15%;#%*(`%(12#YY%#$^`%S.(($%Q1//./%;
~.4(.,`..*%(`%918`( F15%,..$%/#5#4#/;4155%/2#5Y/.01;%#$1(($%$--/Z15#/%#*.OZ.-/`.)%(`#(#/%$1)1(%;15*Y#2%^`%Q1//./%;
,..$158".$-(1.5 F15%N/#4%/1*#)-$(1O-52(1.5#$-51((`#(*(./%*M.(`415%#5;M%0%/#8%*^.-4.5(M%#M$%(.`%$YM-(*(#/%#((`1*
M%#-(Z#5;Z.-/*%$O#*Z.-4#$[MZ
,-*(.)1U%.-/F15%,#M15%( KDIVfjLEEKDLLjmVfLVEcLfEL>E
T2._/1%5;$Z:/.;-2(* ~#0%Z.-/415%2`1$$%;15*(#5($ZMZ(`%8$#**%0%/Z;#Z41(`(`1*#)#U158Y/%*%/0#(1.5*Z*(%)Z.-/415%M.(($%*41$$
*(#ZO/%*`O./-Y(.*%0%/#$4%%[*#5;2#5;1*Y%5*%*158$%*%/0158*O/.)O.-/M.(($%*^`%*(#15$%**(/1).O(`%*%
*(Z$1*`-51(*%#*1$Z)#(2`#5Z`.)%;%2./#5;2#5M%M-1$(15(.Z.-/2#M15%(/ZO./#O151*`%;$..[^]$*.8/%#(4#ZO./
:/.;-2(*.5"#$% /%*(#-/#5(*#5;M#/*[%%Y(`%1/2.*(*;.45MZ).51(./158(`%1/415%*%/012%(`/.-8`Y./(1.52.5(/.$^
_./F`.$%*#$%S-Z%/*
3%4*$%((%/"185-Y LI>fsA>LIdA=DLICbBVEDVfCDVWL@>VWIDLXLEL>WLKL>VLEc>AB=CDdLjAg
9

 11
9 18  1321789
  8
 314
012314536 789
 1-2
Case 1:17-cv-06782-DLC Document  8
Filed
9 
09/06/17 Page 23 of 41


!"#$$%&()**#*&+,)-& ()**#*&+45#6*75&*,)-& =!"#$$%&,)-&6)>?&->&* D)-#$&E?FG!H-IJK7-&%!
.##%&* 8"&9&*7:&.&-$&* @A$7)-%&>>B L&7+M,)-&.##%&*
/011233 /;<011233 /;<01C233 /;<N11233


D)-#$&E?FO!H-IJK7-&%! D)-#$&E?P=!H-IJK7-&%! K*)97$&L&>&*9&A&*)&>FOO! 4J&D)-#$&E?
L&7+M,)-&.##%&* L&7+M,)-&.##%&* "#$$%&.#EE&*I)7%QRR ,)-&A$&57*+TU#V*!"#$$%&
/;<C11233 /;<011233 ,)-&.##%&* ,)-&6)>?&->&*@A$7)-%&>>B
/S<11C233 /;<01C

WXYZ[\]^WZ^_`abZ[WXcdZdX^e[f]g`XYZ^hZ^i_jZ[kZcg[fXl`aj`[fa`amXbnZo]Zg`[hamZg[h_`ZYap[q^_iajrqXm_jr[sZ^YgtfXlu_`_Xlg[nZgX]^jZg[fa^ZZ^g

vw3;xy_lX`ZYpzl`Z^la`_Xlam .V>$#E,)-&.7{)-&$>t,)-&.&%%7*>|ry_lX`ZYp

3}~8  4}~8  20~8   



~ 9   8 9 ~9 9
8 ~9 89   8   9   8~ ~ ~824
9 
89    9 9  8    8  99 8  9   8~9 88 
 89    9  9~ 9  8     8 86}5
 
   9
 ~ 35
 8
9 

 11
9 18  1321789
  8
 414
012314536 7898
8
Case 1:17-cv-06782-DLC Document 8
Filed
1-2 8
09/06/17 Page 24 of 41
p
,%-'./'012341/50'6,'6789'2:';1235</%9/2 2=8';3%6/2>5&.<2?'&81/'6$65@49/

i8
8j
x t8


!" #8

ABCECFGBHIJ K8<'355-'61LM'7'6%&'355-'61
NOHPIFQRSTUFFVTCJ
W'18&<'6,'68'1>8<'
35<<5811'46,'68'1
?'X-'9/85<1YZ86656'@[
M4/-'6,'68'1
\95,'68'1
.-?50%<]5
$56/5X8<5,'68'1
$687%/'?'1'67'
7898
88
88!8x 898
988 #   x"8! #8  j  x "88

M'7'6%&'355-'61 xx8 8
8 9  "8
8!"898
8
8
 8

 988 j#88j!
x 8
8
88
!
8 x888x


8 98 # j!
 
8
 8

!j! 98#888 j!
 
8
 8

x
 8j!
x
#
M''6W81^'<1'61
350^6'1156K8<'355-'61 $%&'(*+
\-'0'</_`=8<5/'0^
a8-/'6`5461'%69b_`(
cdFefgNCOSGh
i88"j8kl
ECRHTh
m3m355k2l
NFIIVTUFBSInQRSTUFFVTCh
34ok2l
ECRHTh qnqFBHdcHCTTS eRHBCTOSRJIBRHPUdRVVvHT nUOSUFBSITCIFe qnqFBHdcHCTTS
m353mo55k34l RCCFCTGQRSTNTTCOT NBHPTI NTTCOTRJeVOgUFFVTC NTTCOTUFFVTCTI
NFIIVTUFBSInQRSTUFFVTCh UFFVTC RST
+
4po5k3l
ECRHTh
m3553m3o55k2l
qTreTCOIBCTsFSTh
t 8u8k3pl
vSJIOVVOIRFSqgeTh
w
88 x yjkl
z@@8/85<%-.<X560%/85<(

{5;/53b551'/b'?8&b/ qnNTTCOTUFFVTC RSFITreqnNUqccn RSFITre*nNFIIVT qnRCCFCTGqFBHd
,/56%&',5-4/85< RIdvSITCRFCRJeVOg RCCFCTGqCRrNTTCOT vSGFFCABIGFFCQRST cHCTTSNTTCOTUFFVTC
UFFVTC UFFVTCFCOCOT
NOJTrTSIFCABIGFFCJT
{5;/53b551'/b'?8&b/ +
355-8<&,5-4/85<
341/508]'|546K8<'3%_8<'/
\95a68'<@-$65@49/1
$65@49/15<,%-'
a56Kb5-'1%-'M4`'61
nNFIIVTQRSTOSG UdOreOSTUdRVVTC qnqFBHdcHCTTS *UBIABIGFFC
:';1-'//'6,8&<}4^~ NTTCOTUFFVTC NTTCOTUFFVTC TCRTCOIFC




*UBIABIGFFC qncTCRTJNTTCOT EOCIgUFFVTC cRSVTNFIIVTQRST
TCRTCOIFC TCRTCOIFC UdRVVTCQOCrTC

119817
8 15 17898
88
 314
012314536 Case 1:17-cv-06782-DLC Document 7898
88
Filed
1-2 8
09/06/17 Page 25 of 41
)$$*+,-.$/-$*-01*$22


3454789:88;<4=>85=8;? :88;<4=>85=8;TUV
@A;B=8C4DEFG789= TA5W8;=4A574D
H;8IJ;K4=E8LM !*,N$%OPSQRSS
!*,N$%OPQQRSS
!"#$%'(
X1Y$Z[\*X$*,]"#$ZX1^_$_1*`Za\-]1Y$*b$*c,N$Zd$^-Za1/]"N]Za"]"e1#f$g\$-]Zb"e$-Zb,]$Y".Z!*,c"Nh!1e,NhZi$*Y-ja1/k,],1/-Zf$-1\*N$-Za"*$$*-

l(SPmn,/1]$Y.o/]$*/"],1/"e TJ=DApq458TrK458D=jq458T8ssr;=thn,/1]$Y.

3uv
  4uv
  20v
   
wxxy{|}~| y~}y|x~{ xx~~xy| x|x~x||x|
v 888
 v898
v
8 8
88 88
v 7v v
24898

 8888 8
8 8 
 8  8
88  8
v8

8 
8
    88 88 v8 8 
8 88
8
6u5
8
 7 8
8v35
8
898

119817
8 15 17898
88
 414
012314536 7898
8
Case 1:17-cv-06782-DLC Document 8
Filed
1-2 8
09/06/17 Page 26 of 41
s
/(0*12*345674283*9/*9:;<*5=*>4568?2(<25 5@;*>6(925A8)1?5B*);42*9'98C7<2

l8
8m
{ w8


$% &8

DEFHFIJEKLM N;?*6880*94OP*:*9()*6880*94
QRKSLITUVWXIIYWFM
Z*4;)?*9/*9;*4A;?*
68??8;44*79/*9;*4
B*[0*<2;8?4\];9989*C^
P720*9/*9;*4
_<8/*9;*4
10B83(?`8
'8928[;?8/*9;*4
'9;:(2*B*4*9:*
7898
88
88$8{ 898
988 &   {%8$ &8  m  { %88

P*:*9()*6880*94 {{8 8
8 9  %8
8$%898
8
8
 8

 988 m&88m$
{ 8
8
88
$
8 {888{


8 98 & m$
 
8
 8

"$m$ 98&888 m$
 
8
 8

{
 8m$
{
&
P**9Z;4a*?4*94
683a9*4489N;?*6880*94 '()*+-.
_0*3*?2bc@;?82*3a
d;02*9c8794*(9<ebc+
fgIhijQFRVJk
l88%m8no
HFUKWk
p3p355n2o
QILLYWXIEVLqTUVWXIIYWFk
34rn2o
HFUKWk tqQXQWWFRWXIIYWF IiUYWXRVXIIYWF tqfX.QWWFRWXIIYWF
p353pr55n34o 6(00 ULgXEMLIuFLIFS
QILLYWXIEVLqTUVWXIIYWFk 6(00
4sr5n3o '()*+-.
HFUKWk
p3553p3r55n2o
tWuhWFRLEFWvIVWk
w 8x8n3so
yVMLRYYRLUIVtjhWk
z
88 { |mno
}CC;2;8?(01?[893(2;8?+
~8>286e884*2e*B;)e2
/289()*/8072;8?
~8>286e884*2e*B;)e2
6880;?)/8072;8?
674283;`*879N;?*6(b;?*2
_<8d9;*?C0c'98C7<24
'98C7<248?/(0*
d89Ne80*4(0*P7c*94
=*>40*22*9/;)?7a


~83*579~*9;2()*5~8>N*N895674283*9/*9:;<*5=*>4568?2(<256(2(08)B*7*425/(0*45/;2*3(a5'9;:(<c'80;<c5*93468?C;2;8?45B*4879<*456(9**94

-@;?82*3a1?2*9?(2;8?(0 XEMLIuTUVWXRiUVWLMTUVWXWYYRFMbc@;?82*3a

119817
8 15 17898
88
!" 8#4 314
012314536 7898
8
Case 1:17-cv-06782-DLC Document 8
Filed
1-2 8
09/06/17 Page 27 of 41

3$%
  45%
  2 %
  $/ 4 
&''(*+,-+ 6789:(;<8=;->,?(7?8+@'-:*A D'=;'7-E-'(79+ G'7HI+'7-JKL'++<;=8?'+;MA
.% 8/88
0 B%1/898
4 /%
1C8 8
88 8/8
/% 7% %
24F898

1 888/280//3 8
48 8/ C
 18 F /CC8
88 N O8
4P%8Q
1
8 
8
   4 88 188 %8 C8 /C
8 R8C8
8
655
F8
VSNWX0RYZSX[\S Y0NW\ 7XX]\S^NS0WN _/18
S 8/TUK%C35
F 8/TJ
898

119817
8 15 17898
88
!" 8#4 414
012314536 789
8 1-2
Case 1:17-cv-06782-DLC Document  788Filed
09/06/17
8 9
Page 28 of 41
t
.&/(01(234563172(8.(89:;(4<(=3457>1&;14 4?:(=5&814@7'0>4A(':31(8%87B6;1

 8 } x  
8 "#9$ 

CDEGEHIDJKL M:>(577/(83N572O8(3378M:>(577/(83
PQJRKHSKHET
M:>(5(//&83
M:>(5&U:>(13 h9&:/&U/(:>&=:B(9&8:(1e7WB(3:'>3;72O8(3378U&3(B?:>71(2O;77/(83:>;/6B(3W87>1(k&631=:>(;77/(83W78U6:/1
M:>(577/(83 :>&OO/:;&1:7>326/1:]7>(=:>(;77/(83W78O87O(8/e3178:>'e7688(B3&>B=k:1(3&1B:WW(8(>11(2O(8&168(3&>B&/&8'(
3(/(;1:7>7W(1(8:78;7/7832&1(8:&/3&>B8&;f:>'9&8:&1:7>3W78U(&61:W6/O8(3(>1&1:7>i
V(3:'>(8.(8:(3@:>(
57>>7:33(68.(8:(3 V7=>/7&B1k(572O8(3378[6:/1:>0>31&//&1:7>6:B(
V7=>/7&B1k(k(827(/(;18:;j8((31&>B:>'0>31&//&1:7>6:B(
A(W/(;1:7>3XY:8878(BZ V7=>/7&B1k(k(827(/(;18:;93i572O8(3378hOO/:&>;(h>&/e3:3
[61/(8.(8:(3
\;7.(8:(3 %&'()+,-
0/A72&>]7
%7817W:>7.(8:(3
%8:9&1(A(3(89(
[(9(8&'(577/(83
^H_`ETLLHEabcT^HHdTEL
\/(2(>1Ue?:>71(2O
M:>(A&;f3
rPHKKdTabcT^HHdTEbKl rPHKKdTabcT^HHdTEbKl bcHKT_`rPHKKdT^HHdTE rPHKKdTabcT^HHdTEbKl
577/:>'g>:13 {cKTEbHEbL`dQn {cKTEbHEbL`dQn bKl{cKTEbHEbL`dQn {cKTEbHEbL`dQn
hBB:1:7>&/%87B6;13 i i i i
Y:3;i%87B6;15&1('78:(3
j:/1(8e7683(&8;kUe)
SlH`mnPEQcIo
8 9
p!q
PHKKdT^HDcKrabcT^HHdTEo
34!p!q
GEbJTo
s353s!55p6q rPHKKdTC`TcabcT^HHdTE rPHKKdTvHDJlSJETTc abcTQEbTKQd+rPHKKdT rPHKKdTvHDJlSJETTc
PHKKdT^HDcKrabcT^HHdTEo i abcT^HHdTE abcT^TddQE abcT^HHdTE
4t!5p3!q ,i ,i i
GEbJTo
s3553s3!55p34q
PHKKdT^HDcKrabcT^HHdTEo
6tup34q
vT_`TEQKDETwHcTo
xy z8 p3 q
{cLKQddQKbHcvn`To
| }y~p33q

hBB:1:7>&/0>W782&1:7>) PHKKdTvHDJlSJETTc abcTQEbTKQdrPHKKdT PHKKdTDQdrwHcTvHDJl PHKKdTvHDJlSJETTc
abcT^HHdTE abcT^TddQE SJETTcabcT^HHdTE abcT^HHdTE
-i -i i i
7=175k773(1k(A:'k1
.178&'(.7/61:7>
7=175k773(1k(A:'k1
577/:>'.7/61:7>
563172:](768M:>(5&U:>(1
\;7j8:(>B/e%87B6;13

%87B6;137>.&/( ++PHKKdTDQdrwHcT +PHKKdTDQdrwHcT +PHKKdTDQdwHcTabcT rPHKKdTvHDJlSJETTc
vHDJlSJETTcabcT^HHdTE vHDJlSJETTcabcT^HHdTE ^HHdTE bEEHETIabcT^HHdTE
,i i ,i i
j78Mk7/(3&/([6e(83 %&'()+,-
<(=3/(11(8.:'>6O
8


118 9
891 8 
1 !1789
8  788 314
012314536 789
8 1-2
Case 1:17-cv-06782-DLC Document  788Filed
09/06/17
8 9
Page 29 of 41

"#$%'()*"%*+,-.%'"#/0%0#*1'2)3,#$%*4%*5+6%'7%/3'2#8,-6,'2-,-9#.:%;)%3,'4-9%3'4+,%$-<'=*+5-6>=#9+6>'?%*$3@2#8A+,+#83':%3#)*6%3'2-*%%*3

BCDEFG+8#,%$<H8,%*8-,+#8-9 IJKLMNPQRSITUQRSLK@PQRSISVVTWKX>G+8#,%$<

3!8Y Z8 4!8Y Z8 208Y Z8 {di Z8


[\\]_`ab` jklmn]oplqobras]kslt\bn_u x\qo\kbyb\]km` |\k}~`\kb\``poqls\`ou
cY   d   e vYfd  idY8 f w   
  d
8dY 8YZ8Y 24z8 8 9
8
8 fZ 
 dg eddh  i
  d 8w 9f zZdww   98 iY 8 f Z 
Z  Zi   f
Z8Y w dw  89 8w  Z 6!59
z8 
7e7 e e 88d 8f9
 d8Y8w35
z d8   


118 9
891 8 
1 !1789
8  788 414
012314536 789
8 1-2
Case 1:17-cv-06782-DLC Document  788Filed
09/06/17
8 9
Page 30 of 41
x
2*3,45,6789:75;6,<2,<=>?,8@,A789;B5*?58 8C>,A9*<58D;+4B8E,+>75,<)<;F:?5

 8 |  
8 &'9( 

GHIKILMHNOP Q>B,9;;3,<7R9;6S<,77;<Q>B,9;;3,<7
TUNVOLWOLIX
Q>B,9,33*<7
Q>B,9*Y>B,57 l=*>3*Y3,>B*A>F,=*<>,5i;[F,7>+B7?;6S<,77;<Y*7,FC>B;5,6S?;;3,<7>B?3:F,7[<;B5,o*:75A>B,?;;3,<7[;<Y:>35
Q>B,9;;3,<7 >B*SS3>?*5>;B76:35>a;B,A>B,?;;3,<7[;<S<;S,<3i75;<>B+i;:<<,F7*BFAo>5,7*5F>[[,<,B55,6S,<*5:<,7*BF*3*<+,
7,3,?5>;B;[,5,<>;<?;3;<76*5,<>*37*BF<*?j>B+=*<>*5>;B7[;<Y,*:5>[:3S<,7,B5*5>;Bm
Z,7>+B,<2,<>,7D>B,
9;BB;>77,:<2,<>,7 Z;AB3;*F5o,9;6S<,77;<_:>35>B4B75*33*5>;B:>F,
Z;AB3;*F5o,o,<6;,3,?5<>?n<,,75*BF>B+4B75*33*5>;B:>F,
E,[3,?5>;B7\]><<;<,F^ Z;AB3;*F5o,o,<6;,3,?5<>?=7m9;6S<,77;<lSS3>*B?,lB*3i7>7
_:53,<2,<>,7
`?;2,<>,7 )*+,-/01
43E;6*Ba;
);<5;[>B;2,<>,7
)<>=*5,E,7,<=,
_,=,<*+,9;;3,<7
bLcdIXPPLIefgXbLLhXIP
`3,6,B5YiC>B;5,6S
Q>B,E*?j7
vTLOOhXzLHNpWNIXXg zvzLHNpWNIXXg fgLOXcdvTLOOhXHUhv fgLOXcdvTLOOhXHUhv
9;;3>B+kB>57 fIILIXMefgXbLLhXI fIILIXMefgXTXXIUX {LgXefgXbLLhXIThUNV {LgXbLggLfPPXHIWXIfXP
lFF>5>;B*3)<;F:?57 //m bLLhXI UgMWOUfghXPP efgXbLLhXI
/m m m
]>7?m)<;F:?59*5,+;<>,7
n>35,<i;:<7,*<?oYi-
WpLdqrTIUgMs
8 9
t!u
TLOOhXbLHgOvefgXbLLhXIs
34!t!u
KIfNXs
w353w!55t6u
TLOOhXbLHgOvefgXbLLhXIs fgLOXcdvTLOOhXHUhv TLOOhXWXUchXPPHUhv 0TLOOhXWXUchXPPeUhhv XPfgXIWXIfXPvfgNp
4x!5t3!u {LgXbLggLfPPXHIWXIfXP {LgXefgXbLLhXI LHgOXMefgXbLLhXI TXXIUXbLLhXI
efgXbLLhXIWOUfghXPP m /m /m
KIfNXs /m
w3553w3!55t34u
TLOOhXbLHgOvefgXbLLhXIs
6xyt34u
zXcdXIUOHIX{LgXs
|$ }8 t3 u
~gPOUhhUOfLgzrdXs
 $t33u
lFF>5>;B*34B[;<6*5>;B-
XPfgXIWXIfXPvfgNp XPfgXIWXIfXPvbUg XPfgXIWXIfXPvTLOOhX 0vTLOOhXHUhv{LgXefgX
;A5;9o;;7,5o,E>+o5 efgXbLLhXI TXXIUXbLLhXI WXUchXPPefgXbLLhXI bLLhXIfOpWXUchXPPhUPP
25;<*+,2;3:5>;B /m /m /m LLIUgMWOUfghXPPzIfc
/m
;A5;9o;;7,5o,E>+o5
9;;3>B+2;3:5>;B
9:75;6>a,;:<Q>B,9*Y>B,5
`?;n<>,BF3i)<;F:?57
)<;F:?57;B2*3,

n;<Qo;3,7*3,_:i,<7 fgLOXcdTLOOhXWfghX fgLOXcdTLOOhX 0TLOOhXzLHNpWNIXXg vTLOOhXHUhv{LgX
{LgXefgXbLLhXI IXXPOUgMfgefgXbLLhXI efgXbLLhXI IXXPOUgMfgefgXbLLhXI
@,A73,55,<2>+B:S m //m 1m /m
8 )*+,-/01


118 9
891 8 
1 !1789
8  788 "#$ %4 314
012314536 789
8 1-2
Case 1:17-cv-06782-DLC Document  788Filed
09/06/17
8 9
Page 31 of 41

&'()+,-.&)./012)+&'34)4'.5+6-70'().8).9/:)+;)37+6'<01:0+6101='2>)?-)70+81=)7+8/0)(1@+A./91:BA'=/:B+C).(7D6'<E/0/'<7+>)7'-.:)7+61.)).7

FGHIJK/<'0)(@L<0).<10/'<1= MNOPQRTUVWMXYUVWPODTUVWMWZZX[O\BK/<'0)(@

3]8^ $8 4!8^ $8 2 8^ $8 ]hm $8


_``acdefd nopqrastpusfvewaowpdx`frcy |`usof}f`aoqd `odof`ddtsupw`dsy
g^   h   i z^jh  mh^8 j {   
  h
8h^ 8^$8^ 24~8 8 9
8
8 j$ 
 hk ihhl  m
  h 8{ 9j ~$h{{   98 m^ 8 j $ 
$  $m   j
$8^ { h{  89 8{  $ 6!59
~8 
7i7 i i 88h 8j9
 h8^8{35
~ h8   


118 9
891 8 
1 !1789
8  788 "#$ %4 414
012314536 789
8 1-2
Case 1:17-cv-06782-DLC Document  788Filed
09/06/17
8 9
Page 32 of 41
x
2*3,45,6789:75;6,<2,<=>?,8@,A789;B5*?58 8C>,A9*<58D;+4B8E,+>75,<)<;F:?5

 8 |  
8 &'9( 

GHIKILMHNOP Q>B,9;;3,<7R9;6S<,77;<Q>B,9;;3,<7
TUNVOLWOLIX
Q>B,9,33*<7
Q>B,9*Y>B,57 l=*>3*Y3,>B*A>F,=*<>,5i;[F,7>+B7?;6S<,77;<Y*7,FC>B;5,6S?;;3,<7>B?3:F,7[<;B5,o*:75A>B,?;;3,<7[;<Y:>35
Q>B,9;;3,<7 >B*SS3>?*5>;B76:35>a;B,A>B,?;;3,<7[;<S<;S,<3i75;<>B+i;:<<,F7*BFAo>5,7*5F>[[,<,B55,6S,<*5:<,7*BF*3*<+,
7,3,?5>;B;[,5,<>;<?;3;<76*5,<>*37*BF<*?j>B+=*<>*5>;B7[;<Y,*:5>[:3S<,7,B5*5>;Bm
Z,7>+B,<2,<>,7D>B,
9;BB;>77,:<2,<>,7 Z;AB3;*F5o,9;6S<,77;<_:>35>B4B75*33*5>;B:>F,
Z;AB3;*F5o,o,<6;,3,?5<>?n<,,75*BF>B+4B75*33*5>;B:>F,
E,[3,?5>;B7\]><<;<,F^ Z;AB3;*F5o,o,<6;,3,?5<>?=7m9;6S<,77;<lSS3>*B?,lB*3i7>7
_:53,<2,<>,7
`?;2,<>,7 )*+,-/01
43E;6*Ba;
);<5;[>B;2,<>,7
)<>=*5,E,7,<=,
_,=,<*+,9;;3,<7
bLcdIXPPLIefgXbLLhXIP
`3,6,B5YiC>B;5,6S
Q>B,E*?j7
vTLOOhXIXXPOUgMfg TLOOhXHUhv{LgXefgX vebv~efgXbLLhXI vebv~efgXbLLhXI
9;;3>B+kB>57 efgXbLLhXI bLLhXIfOpTIHPpXMKb /0m //m
lFF>5>;B*3)<;F:?57 /m zIfc
00m
]>7?m)<;F:?59*5,+;<>,7
n>35,<i;:<7,*<?oYi-
WpLdqrTIUgMs
8 9
t!u
TLOOhXbLHgOvefgXbLLhXIs
34!t!u
KIfNXs
w353w!55t6u
TLOOhXbLHgOvefgXbLLhXIs vTebefgXbLLhXI TLOOhXzLHNpWNIXXg TLOOhXWfhXI
4x!5t3!u /m efgXbLLhXI bLcdIXPPLIgfO
m m
KIfNXs
w3553w3!55t34u )*+,-/01
TLOOhXbLHgOvefgXbLLhXIs
6xyt34u
zXcdXIUOHIX{LgXs
|$ }8 t3 u
~gPOUhhUOfLgzrdXs
 $t33u
lFF>5>;B*34B[;<6*5>;B-
;A5;9o;;7,5o,E>+o5
25;<*+,2;3:5>;B
;A5;9o;;7,5o,E>+o5
9;;3>B+2;3:5>;B
9:75;6>a,;:<Q>B,9*Y>B,5
`?;n<>,BF3i)<;F:?57
)<;F:?57;B2*3,
n;<Qo;3,7*3,_:i,<7
@,A73,55,<2>+B:S
8


118 9
891 8 
1 !1789
8  788 "#$ %2 314
012314536 789
8 1-2
Case 1:17-cv-06782-DLC Document  788Filed
09/06/17
8 9
Page 33 of 41

&'()+,-.&)./012)+&'34)4'.5+6-70'().8).9/:)+;)37+6'<01:0+6101='2>)?-)70+81=)7+8/0)(1@+A./91:BA'=/:B+C).(7D6'<E/0/'<7+>)7'-.:)7+61.)).7

FGHIJK/<'0)(@L<0).<10/'<1= MNOPQRTUVWMXYUVWPODTUVWMWZZX[O\BK/<'0)(@

3]8^ $8 4!8^ $8 2 8^ $8 ]hm $8


_``acdefd nopqrastpusfvewaowpdx`frcy |`usof}f`aoqd `odof`ddtsupw`dsy
g^   h   i z^jh  mh^8 j {   
  h
8h^ 8^$8^ 24~8 8 9
8
8 j$ 
 hk ihhl  m
  h 8{ 9j ~$h{{   98 m^ 8 j $ 
$  $m   j
$8^ { h{  89 8{  $ 6!59
~8 
7i7 i i 88h 8j9
 h8^8{35
~ h8   


118 9
891 8 
1 !1789
8  788 "#$ %2 414
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 34 of 41
p
-$.&/0&123452061&7-&789:&3;&<2346=0$:03 3>9&<4$703?6%/=3@&%920&7#76A5:0

7 99 {9
!
  "9

BCDFDGHCIJK L9=&466.&72MN.&1&=0OP>9=60&1Q
RSITJGUJGDV
L9=&4&..$72
L9=&4$O9=&02
L9=&466.&72
W&29%=&7-&79&2?9=&
46==6922&57-&79&2
@&X.&:096=2YZ97767&A[
\50.&7-&79&2
N:6-&79&2
/.@61$=]6
#6706X9=6-&79&2
#798$0&@&2&78&
\&8&7$%&466.&72 N.&1&=0OP>9=60&1Q6XX&7220P.92l&:6=619:$.2Q$:&2$89=%<9=&2067$%&$=A2&789=%26.5096=2X67O60l7&29A&=09$.$=A
:611&7:9$.52&jL&$7&0l&.&$A9=%$QQ.9$=:&1$=5X$:057&79=0l&<9=&2067$%&9=A5207P6XX&79=%$A98&72&$226701&=0
461Q7&2267L9=&466.&72 0l$09=:.5A&2<9=&$=AO&8&7$%&7&X79%&7$0672A92Q&=2&729:&1$g&72650A6677&X79%&7$0672$=A167&jN$:l5=9092
^_V`VaJbcdeaGJV`f A&29%=&AOP>9=60&1Q/=0&7=$096=$.$-650l&7=4$.9X67=9$O$2&AX$19.P6<=&A:61Q$=P<90l$l92067P0l$02Q$=268&7
0l970PP&$72j
L9=&@$:g2
466.9=%h=902 #$%&')*+,
iAA9096=$.#76A5:02
Z92:j#76A5:04$0&%679&2
k9.0&7P6572&$7:lOP'
UmGfbcRDSaHn
789
9   9
opqr
FDeIVn
s3s355o3r
RGJJ_VtGCaJuveaVtGG_VDn
34 o42r )uRGJJ_VCS_uzGaVveaV )uRGJJ_VCS_uzGaV )uRGJJ_VDVVKJSaHea deaGJV`fRGJJ_V
FDeIVn tGG_VDeJmUVS`_VKK_SKK DVVKJSaHeaveaVtGG_VD veaVtGG_VD DVVKJSaHeaveaVtGG_VD
s353s 55o4pr GGDSaHUJSea_VKKyDe` ,j ,j j
RGJJ_VtGCaJuveaVtGG_VDn j
4p5o3wr
FDeIVn
s3553s3 55o33r
RGJJ_VtGCaJuveaVtGG_VDn
6pxo33r
yV`fVDSJCDVzGaVn
{ |89} 9o2 r
~aKJS__SJeGaycfVn
99   | 8o2 r
deaGJV`fRGJJ_VUea_V )RGJJ_VCS_uzGaVveaV deaGJV`f)uRGJJ_V ^uvtu~veaVtGG_VD
iAA9096=$./=X671$096=' zGaVveaVtGG_VD tGG_VDeJmRDCKmVHFdt ~aHGGDBCJHGGDveaV *j
j yDe` tGG_VDGDSDSV
**j RSKV`VaJGDBCJHGGDKV
6<064l662&0l&@9%l0 *j
-067$%&-6.5096=
6<064l662&0l&@9%l0
466.9=%-6.5096=
4520619]&657L9=&4$O9=&0
N:6k79&=A.P#76A5:02
#76A5:026=-$.&
^uvtu~veaVtGG_VD ^u)RvtveaVtGG_VD RGJJ_VyGCImUIDVVa RGJJ_VUe_VD
j +j veaVtGG_VD tG`fDVKKGDaeJ
k67Ll6.&2$.&\5P&72 +,j +j
;&<2.&00&7-9%=5Q


 11  9

191561789
9   9
 314
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 35 of 41


+,-./001245627//128950: F56/02G>HI-./00127//128 HL-./001245627//128950: NI-./0012O/PQ:RQ8226
;60285/8<5=>1?@ 950:;60285/8<5=>1?@ ;60285/8<5=>1?@ 45627//128
ABCCDEE ACJKDEE AJMECKDEE A*(CDEE
!"#$%'()*
STU$VWXYS$YZ["#$VST\]$]TY^V_X`[TU$Ya$YbZc$Vd$\`V_Te["c[V_"["fT#g$hX$`[Va"f$`VaZ[$U"iV!YZb"cj!TfZcjVk$YU`l_TemZ[ZTe`Vg$`TXYc$`V_"Y$$Y`

n(EJBoZeT[$Uipe[$Ye"[ZTe"f 7P=0/G45627?q5620=l45627211?8=rjoZeT[$Ui

3 st 4 st 20st ~t


uvvwyz{|z w|{wzv|y vv||vwz vzv|vzzvz
}s   889~ 9988  s~989 ~s   9 99899~  9~s st s24 89  9

 t99 9~89~~ 9899~ 
9t~99 9
 9s9 t9 
t9 t   9 9 99 ts  99 ~9 
9 98t96 5
8
 89
7 7 7 ~ 
9
 9~s 35
9~ 99

 11  9

191561789
9   9
 414
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 36 of 41
t
1(2*34*5678964:5*;1*;<=>*7?*@678:A4(>47 7B=*@8(;47C:)3A7D*)=64*;';:E9>4

7 99 9
%
  &9

FGHJHKLGMNO P=A*8::2*;6QR2*5*A4STB=A:4*5U
VWMXNKYNKHZ
P=A*8*22(;6
P=A*8(S=A*46
P=A*8::2*;6
[*6=)A*;1*;=*6C=A*
8:AA:=66*9;1*;=*6
D*\2*>4=:A6]^=;;:;*E_
`942*;1*;=*6
R>:1*;=*6
32D:5(Aa:
':;4:\=A:1*;=*6
';=<(4*D*6*;<*
`*<*;()*8::2*;6 R2*5*A4STB=A:4*5U:\\*;664T2=6p*>:A:5=>(26U(>*6(<=A)@=A*64:;()*(AE6*;<=A)6:294=:A6\:;S:4p;*6=E*A4=(2(AE
>:55*;>=(296*nP*(;*4p*2*(E=A)(UU2=(A>*5(A9\(>49;*;=A4p*@=A*64:;()*=AE964;T:\\*;=A)(E=<*;6*(66:;45*A4
8:5U;*66:;P=A*8::2*;6 4p(4=A>29E*6@=A*(AES*<*;()*;*\;=)*;(4:;6E=6U*A6*;6=>*5(k*;6:94E::;;*\;=)*;(4:;6(AE5:;*nR(>p9A=4=6
bcZdZeNfghieKNZdj E*6=)A*ESTB=A:4*5U3A4*;A(4=:A(2(1:94p*;A8(2=\:;A=(S(6*E\(5=2T:@A*E>:5U(AT@=4p(p=64:;T4p(46U(A6:<*;
4p=;4TT*(;6n
P=A*D(>k6
8::2=A)lA=46 '()*+-./0
mEE=4=:A(2';:E9>46
^=6>n';:E9>48(4*):;=*6
o=24*;T:9;6*(;>pST+
YqKjfgVHWeLr
789
9   9
stuv
JHiMZr
w3w355s3v
VKNNcZxKGeNyzieZxKKcZHr
34 s42v zieZhWHiZNWcyVKNNcZ yVKNNcZ}KGMqYMHZZe VKNNcZ}KGMqYMHZZe zieZhWHiZNWcyVKNNcZ
JHiMZr zieZxZccWH zieZxKKcZH zieZxKKcZH zieZxZccWH
w353w 55s4tv n 0n /n /n
VKNNcZxKGeNyzieZxKKcZHr
4t5s3{v
JHiMZr
w3553w3 55s33v
VKNNcZxKGeNyzieZxKKcZHr
6t|s33v
}ZdjZHWNGHZ~KeZr
 #89 9s2 v
eONWccWNiKe}gjZr
99   # 8s2 v VKNNcZGWcy~KeZ}KGMq VKNNcZ}KGMqYMHZZe VKNNcZGWcy~KeZ .VKNNcZGWcy~KeZ
YMHZZezieZxKKcZH zieZxKKcZH }KGMqYMHZZezieZxKKcZH }KGMqYMHZZezieZxKKcZH
mEE=4=:A(23A\:;5(4=:A+ n n -n -n
:@4:8p::6*4p*D=)p4
14:;()*1:294=:A
:@4:8p::6*4p*D=)p4
8::2=A)1:294=:A
8964:5=a*:9;P=A*8(S=A*4

R>:o;=*AE2T';:E9>46 VKNNcZGWc~KeZzieZ .yVKNNcZ}qZHdKZcZMNHiM cKdWeKyVKNNcZFjZe hieKNZdj.yVKNNcZ
xKKcZH FjZezieZxKKcZH zieZxKKcZH }qZHdKZcZMNHiMzieZxKKcZH
';:E9>46:A1(2* n -n 0n /0n

o:;Pp:2*6(2*`9T*;6
?*@62*44*;1=)A9U


 11  9

191561789
9   9
!"#9$4 314
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 37 of 41


/012346788349014 D6788349>33EF7G184H P,678834I;4<?7434J8<0J PD678834I;4<?7434J8<0J
:;0334<=9><?4< I;4<?7434J8<0J9014:7734< 9014:7734< 9014:7734<
@+-ABCC K63>JLM @+AABCC @NQABCC
@NOCBCC
%&'()+,-.
RST(UVWXR(XYZ&'(URS[\(\SX]U^W_ZST(X`(XaYb(Uc([_U^SdZ&bZU^&Z&eS'f(gW(_ZU`&e(_U`YZ(T&hU%XYa&bi%SeYbiUj(XT_k^SdlYZYSd_Uf(_SWXb(_U^&X((X_

mNC+noYdSZ(ThpdZ(Xd&ZYSd&e :Gq87?9014:>r0148qk9014:433><qsioYdSZ(Th

3tu# 4 u# 2u# t#


vwwxz{|}{ x}|x{w}z ww}}wx{ w{w}w{{w{
~u   889 9988  u989 u   9 99899  9u u# u24 89  9

 #99 989 9899 
9#99 9
 9u9 #9 
#9 #   9 9 99 #u  99 9 
9 98#96 5
8
 89
7 7 7  
9
 9u 35
9 99

 11  9

191561789
9   9
!"#9$4 414
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 38 of 41
t
1(2*34*5678964:5*;1*;<=>*7?*@678:A4(>47 7B=*@8(;47C:)3A7D*)=64*;';:E9>4

7 99 9
%
  &9

FGHJHKLGMNO P=A*8::2*;6QR2*5*A4STB=A:4*5U
VWMXNKYNKHZ
P=A*8*22(;6
P=A*8(S=A*46
P=A*8::2*;6
[*6=)A*;1*;=*6C=A*
8:AA:=66*9;1*;=*6
D*\2*>4=:A6]^=;;:;*E_
`942*;1*;=*6
R>:1*;=*6
32D:5(Aa:
':;4:\=A:1*;=*6
';=<(4*D*6*;<*
`*<*;()*8::2*;6 R2*5*A4STB=A:4*5U:\\*;664T2=6p*>:A:5=>(26U(>*6(<=A)@=A*64:;()*(AE6*;<=A)6:294=:A6\:;S:4p;*6=E*A4=(2(AE
>:55*;>=(296*nP*(;*4p*2*(E=A)(UU2=(A>*5(A9\(>49;*;=A4p*@=A*64:;()*=AE964;T:\\*;=A)(E=<*;6*(66:;45*A4
8:5U;*66:;P=A*8::2*;6 4p(4=A>29E*6@=A*(AES*<*;()*;*\;=)*;(4:;6E=6U*A6*;6=>*5(k*;6:94E::;;*\;=)*;(4:;6(AE5:;*nR(>p9A=4=6
bcZdZeNfghieKNZdj E*6=)A*ESTB=A:4*5U3A4*;A(4=:A(2(1:94p*;A8(2=\:;A=(S(6*E\(5=2T:@A*E>:5U(AT@=4p(p=64:;T4p(46U(A6:<*;
4p=;4TT*(;6n
P=A*D(>k6
8::2=A)lA=46 '()*+-./0
mEE=4=:A(2';:E9>46
^=6>n';:E9>48(4*):;=*6
o=24*;T:9;6*(;>pST+
YqKjfgVHWeLr
789
9   9
stuv
JHiMZr
w3w355s3v
VKNNcZxKGeNyzieZxKKcZHr
34 s42v cKdWeKyVKNNcZGWcy yVKNNcZFjZezieZxKKcZH xWWyVKNNcZzieZxKKcZH yVKNNcZzieZxZccWHie
JHiMZr ~KeZFjZezieZxKKcZH 0n n bOjHZOOK
w353w 55s4tv n -n
VKNNcZxKGeNyzieZxKKcZHr
4t5s3{v
JHiMZr
w3553w3 55s33v
VKNNcZxKGeNyzieZxKKcZHr
6t|s33v
}ZdjZHWNGHZ~KeZr
 #89 9s2 v
eONWccWNiKe}gjZr
99   # 8s2 v yVKNNcZzieZWeL yVKNNcZiHHKHZLzieZ yVKNNcZYdKXZLVcWMX /yVKNNcZzieZxZccWH
VZZHWZxKKcZH xKKcZHxKdjHZOOKH YNWiecZOOYNZZczieZxKKcZH n
mEE=4=:A(23A\:;5(4=:A+ n n -.n
:@4:8p::6*4p*D=)p4
14:;()*1:294=:A
:@4:8p::6*4p*D=)p4
8::2=A)1:294=:A
8964:5=a*:9;P=A*8(S=A*4

R>:o;=*AE2T';:E9>46 //yVKNNcZYdKXZLVcWMX hieKNZdjyVKNNcZ hieKNZdjyVKNNcZGWcy yVKNNcZzieZxZccWH
YNWiecZOOYNZZczieZxKKcZH }qZHdKZcZMNHiMzieZxKKcZH ~KeZ}qZHdKZcZMNHiMzieZ n
';:E9>46:A1(2* --n -n xKKcZH
.n
o:;Pp:2*6(2*`9T*;6
?*@62*44*;1=)A9U


 11  9

191561789
9   9
!"#9$2 314
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 39 of 41


/012345689:;233<4=>?<: /0123456KL:;233<4=>?<: /0123456OPP:;233<4=>?<: /0123456L:;233<4R0CC2C4S
@214A21120BB4>CD4C04B @214A21120BB4>CD4C04B @214A21120BB4>CD4C04B TU4C524<4V3C0VE014A22<4C
E014A22<4C E014A22<4CMD3?01<4BBN E014A22<4C F+WIJHH
F+GHIIJHH F+G,IIJHH F,G,IQJHH
%&'()+,-.
XYZ([\]^X(^_`&'([XYab(bY^c[d]e`YZ(^f(^g_h([i(ae[dYj`&h`[d&`&kY'l(m](e`[f&k(e[f_`(Z&n[%^_g&ho%Yk_ho[p(^ZeqdYjr_`_Yje[l(eY]^h(e[d&^((^e

s,H+Wt_jY`(Znuj`(^j&`_Yj&k A>B325E014A?v0143BqE014A4<<?CBwot_jY`(Zn

3xy# 4 y# 2y# x#


z{{|~ ||{~ {{{| {{{{
y   889 9988  y989 y   9 99899  9y y# y24 89  9

 #99 989 9899 
9#99 9
 9y9 #9 
#9 #   9 9 99 #y  99 9 
9 98#96 5
8
 89
7 7 7  
9
 9y 35
9 99

 11  9

191561789
9   9
!"#9$2 414
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 40 of 41
u
2)3+45+6789:75;6+<2+<=>?+8@+A789;B5)?58 8C>+A9)<58D;*4B8E+*>75+<(<;F:?5

7 99 9
&
  '9

GHIKILMHNOP Q>B+9;;3+<7RS3+6+B5TUC>B;5+6V
WXNYOLZOLI[
Q>B+9+33)<7
Q>B+9)T>B+57
Q>B+9;;3+<7
\+7>*B+<2+<>+7D>B+
9;BB;>77+:<2+<>+7
E+]3+?5>;B7^_><<;<+F`
a:53+<2+<>+7
S?;2+<>+7
43E;6)Bb;
(;<5;]>B;2+<>+7
(<>=)5+E+7+<=+
a+=+<)*+9;;3+<7 S3+6+B5TUC>B;5+6V;]]+<775U3>7q+?;B;6>?)37V)?+7)=>B*A>B+75;<)*+)BF7+<=>B*7;3:5>;B7];<T;5q<+7>F+B5>)3)BF
?;66+<?>)3:7+oQ+)<+5q+3+)F>B*)VV3>)B?+6)B:])?5:<+<>B5q+A>B+75;<)*+>BF:75<U;]]+<>B*)F>=+<7+)77;<56+B5
9;6V<+77;<Q>B+9;;3+<7 5q)5>B?3:F+7A>B+)BFT+=+<)*+<+]<>*+<)5;<7F>7V+B7+<7>?+6)l+<7;:5F;;<<+]<>*+<)5;<7)BF6;<+oS)?q:B>5>7
cd[e[fOghijfLO[ek F+7>*B+FTUC>B;5+6V4B5+<B)5>;B)3)2;:5q+<B9)3>];<B>)T)7+F])6>3U;AB+F?;6V)BUA>5q)q>75;<U5q)57V)B7;=+<
5q><5UU+)<7o
Q>B+E)?l7
9;;3>B*mB>57 ()*+,./01
nFF>5>;B)3(<;F:?57
_>7?o(<;F:?59)5+*;<>+7
p>35+<U;:<7+)<?qTU,
ZrLkghWIXfMs
789
9   9
tu%v
KIjN[s
w3w355t3v
WLOOd[xLHfOyzjf[xLLd[Is
34 t42v yWLOOd[Zjfd[y~Lf[ ijfLO[ekyWLOOd[ yWLOOd[HXdy~Lf[ yWLOOd[HXdy~Lf[}LHNr
KIjN[s }r[IeL[d[NOIjNjIILI[M jIILI[M}r[IeL[d[NOIjN }r[IeL[d[NOIjNjIILI[M ZNI[[f}r[IeL[d[NOIjN
w353w 55t4uv zjf[xLLd[I zjf[xLLd[I zjf[xLLd[I jIILI[Mzjf[xLLd[I
WLOOd[xLHfOyzjf[xLLd[Is .o //o /o /o
4u5t3{v
KIjN[s
w3553w3 55t33v
WLOOd[xLHfOyzjf[xLLd[Is
6u|t33v
}[ek[IXOHI[~Lf[s
 #89 9t2 v
fPOXddXOjLf}hk[s
99   # 8t2 v
ijfLO[ekyWLOOd[ ijfLO[ekyWLOOd[ yWLOOd[HXdy~Lf[ ijfLO[ekyWLOOd[
nFF>5>;B)34B];<6)5>;B, jIILI[M}r[IeL[d[NOIjN jIILI[M}r[IeL[d[NOIjN }r[IeL[d[NOIjNjIILI[M jIILI[M}r[IeL[d[NOIjN
zjf[xLLd[I zjf[xLLd[I zjf[xLLd[I zjf[xLLd[I
/o /o 0o 0o
;A5;9q;;7+5q+E>*q5
25;<)*+2;3:5>;B
;A5;9q;;7+5q+E>*q5
9;;3>B*2;3:5>;B
9:75;6>b+;:<Q>B+9)T>B+5
S?;p<>+BF3U(<;F:?57

(<;F:?57;B2)3+ ijfLO[eki}yWx}ZZy i}yW[[IX[xLLd[I yWLOOd[}LHNrZNI[[f i}y}LHNrZNI[[f
jIILI[M}IjeW[[IX[ jOrfO[IjLIjPkdXh jIILI[Mzjf[xLLd[I jIILI[Mzjf[W[[IX[
xLLd[I o o xLLd[I
p;<Qq;3+7)3+a:U+<7 o ./o
@+A73+55+<2>*B:V


 11  9

191561789
9   9
!"#9$% 314
012314536 789
9 
Case 1:17-cv-06782-DLC Document  9
Filed
1-2   909/06/17

 Page 41 of 41


/0123445689:51;3<6 L=1M/CB??3?6D=39A> M/1234456=39A>NA?66< LB<346@R/S123445689:51
=>6?@3656A4?BACB??3?6D NA?66<26O6?:P6F3356? CB??3?6DEB<6F3356? ;3<6EB<6F3356?T25:AU
EB<6F3356? G,Q,IIJKK G,Q,IIJKK :<DN4:B<56VVW
GHIIJKK GIIXJKK
&'()*,-./
YZ[)\]^_Y)_a'()\YZbc)cZ_d\e^faZ[)_g)_hi)\j)bf\eZka'ia\e'a'lZ(m)n^)fa\g'l)f\ga)['o\&_h'ip&Zlip\q)_[freZksaZkf\m)fZ^_i)f\e'_))_f

t-K,HukZa)[ovka)_k'aZk'l F9V43@EB<6F:wB<64VrEB<6F655:?VxpukZa)[o

3yz# 4 z# 2z# y#


{||} }}| |||} ||||
z   889 9988  z989 z   9 99899  9z z# z24 89  9

 #99 989 9899 
9#99 9
 9z9 #9 
#9 #   9 9 99 #z  99 9 
9 98#96 5
8
 89
7 7 7  
9
 9z 35
9 99

 11  9

191561789
9   9
!"#9$% 414
Case 1:17-cv-06782-DLC Document 1-3 Filed 09/06/17 Page 1 of 5

EXHIBIT C
Case 1:17-cv-06782-DLC Document 1-3 Filed 09/06/17 Page 2 of 5
Case 1:17-cv-06782-DLC Document 1-3 Filed 09/06/17 Page 3 of 5
Case 1:17-cv-06782-DLC Document 1-3 Filed 09/06/17 Page 4 of 5
Case 1:17-cv-06782-DLC Document 1-3 Filed 09/06/17 Page 5 of 5
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 1 of 8

EXHIBIT D
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 2 of 8
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 3 of 8
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 4 of 8
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 5 of 8
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 6 of 8
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 7 of 8
Case 1:17-cv-06782-DLC Document 1-4 Filed 09/06/17 Page 8 of 8

Das könnte Ihnen auch gefallen