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Spatial and Temporal Patterns of Amazon Rainfall

Author(s): Wim Sombroek


Source: AMBIO: A Journal of the Human Environment, 30(7):388-396.
Published By: Royal Swedish Academy of Sciences
https://doi.org/10.1579/0044-7447-30.7.388
URL: http://www.bioone.org/doi/full/10.1579/0044-7447-30.7.388

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Report Wim Sombroek

Spatial and Temporal Patterns of


Amazon Rainfall
Consequences for the Planning of Agricultural Occupation and
the Protection of Primary Forests

MATERIALS AND METHODS Annual rainfall (mm)


The spatial and temporal pattern of annual rainfall and the < 1200
strength of the dry season within the Amazon region are The study area was demarcated based 12001600

poorly known. Existing rainfall maps are based on the data on hydrographic, vegetational and le- 14001600

from full-scale, long-term meteorological stations, operated gal considerations. It concerns the ar- 16001800
18002000
by national organizations linked to the World Meteor- eas of the Amazon river basin down- 20002200
ological Organisation, such as INMET in Brazil. Stations stream of the Andean Cordillera, the 20002400

with 30 or more years of uninterrupted and reliable re- Araguaia-Tocantins basin, the minor 24002800

cordings are very few, considering the size of the region, catchments directly bordering the At- 28003200
32003600
and most of them are located along the major rivers. It has lantic ocean, as well as the river sys- 32004000
been suggested that rainfall conditions away from these tems of the Guyanas and southern 36004000
rivers are substantially different. An analysis has been Venezuela. The vegetational criterion 40006400
made of the records of a network of simple pluviometric is the Amazon humid tropical forest < 6400

sites in the Brazilian part of the region as maintained by biome, including its internal edaphic July, October:
the National Agency for Electric Energy (ANEEL) since savannahs. Legally, it concerns the 9
Central month of dry season

1970. The latter data sets were used to draw more detailed countries of the Amazon Cooperation
maps on annual rainfall, and on the strength of the dry Treaty, and the 9 states of Brazilian
Meteostation

season in particular; average number of consecutive Amazonia Legal. The total area is
Full meteostation, included
in 30 year normals of WMO/FAO
months with less than 100 mm, 50 mm, and 10 mm, about 6 x 10 km2, which is equiva- Full meteostation, not included
in WMO/FAO database
respectively. Also, some data were obtained on the spatial
lent to the size of Europe, excluding Pluviometric station of ANEEL
expression of El Nio events within the region. Sub-
Russia. Pluviometric station of ANEEL
regional differences are large, and it is argued that they with short and/or less reliable data

are important for the success or failure of agricultural The digitized topographic base
settlements; for the hazard of large-scale fire damage of map of Amazonia Legal, scale
Other
the still existing primary forest vegetation; for the 1:3 000 000, of the Brazilian Geo-
Outside study area
functioning of this land cover as stock and sink of CO2, and graphic and Statistics Institute (2),
Ocean and inland water
for the likelihood that secondary forests on abandoned was used as cartographic base. The Altitude above 500 m
agricultural lands will have less biomass. The effects of western and northern edges were
past El Nio rainfall anomalies on the biodiversity of the taken from a map of the World Me- River

natural savannahs within the forest region are discussed. teorological Organisation (WMO) International boundary
State boundary
(3). Areas above 500 m altitude are Lowland boundary
indicated on the maps with a shading, Road

on the basis of various cartographic


sources. The location and data of full
INTRODUCTION meteorological stations of long-term
The current efforts for ecologic-economic zoning within the functioning in the Brazilian Amazon
Amazon region, as for instance carried out for the Brazilian part were taken from various publications
under the patronage of the MMA/PPG7/SPRN project (1), re- of the National Meteorological Insti-
quire information on the spatial variation of climatological char- tute INMET (4). The non-Brazilian
acteristics as one of the criteria. stations were taken from the WMO
Until recently the only climatological data available were those database (3). The total number of sta-
of the fully equipped meteorological stations in the region that tions is about 50, or 1 per 120 000 0 100 200 300 Km

have at least 30 years of continuous recording (50 stations, of km2.


which 30 in the Brazilian part). The network of simple pluvio-
These stations are located by-and-large along the major riv- metric recording sites within the
ers and are therefore not necessarily representative for the up- Brazilian Amazonabout 800, of
per catchments. A much larger network of simple pluviometric which about 700 within the forest
Base map: IBGE 1988
stations, about 800 in total, has been operational in the Brazil- zonewas copied from draft maps of
Map digitized by International Soil
ian part of the Amazon region since the 1970s. The network is the Rede Bsica Hidrometeoro- Reference and Information Centre,
Wageningen, The Netherlands
fairly evenly distributed over all subcatchment areas. It is there- lgica Nacional, which is maintained for PPG 7/GTZ, Manaus, Brazil.

fore a valuable source of additional information, especially on by the National Agency of Electric
the absence or strength of a dry season, which is decisive for Energy (ANEEL, formerly DNAEE)
planning of agricultural settlement, avoidance of forest fires, as- on the basis of field recordings car-
sessment of biomass and biodiversity, and ecological-economic ried out by institutions such as CPRM
zoning in general. (Geological Service) and IDESP

388 Royal Swedish Academy of Sciences 2001 Ambio Vol. 30 No. 7, Nov. 2001
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Annual rainfall (mm)
Map no. 1

Ambio Vol. 30 No. 7, Nov. 2001 Royal Swedish Academy of Sciences 2001 389
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Map no. 2 Number of months

Number of conseq. months with


less than 100 mm rainfall

(Socio-economic Development Institute of Par State). The Hy- reliability as described above. To a degree, the hydrographic pat-
drologic Resources Department of ANEEL kindly provided all tern was taken into account, once it became apparent that away
computerized pluviometric recording data, on a monthly basis, from the main rivers and their broad floodplain the annual rain-
for all of the Brazilian Amazon. Such pluviometric information fall is higher and the dry season less pronounced than near these
networks also exist for the Amazon parts of neighboring coun- rivers, in agreement with a hypothesis of Molion and Dallarosa
tries, but they are of much lower density, except for the Guy- (5). This Manaus rule or brisa fluvial is defined as the effect
anas, and their data were not available to the author. of local river breeze circulation away from the waterbodies, due
There are 2 types of fully equipped meteorological stations. to early-daytime preferential ascending cloud formation over the
Those qualifying for the 30-year averaged normals criterion forest-covered land area. It apparently holds true for the stretches
of WMO (full periods 19301960 and 19601990) are indicated Solimes Meio Amazonas Baixo Amazonas, but is replaced
with large black dots within circles, while those that do not have by a contrasting rule for the very wide water-bodies at the mouth
recordings of sufficient length, gauge, or reliability to be used of the river system, where the tropical Atlantic ocean causes high
statistically are indicated with large black dots without circles. annual rainfall but a pronounced dry season. This is called
The recordings of the simple pluviometric sites are of varying Maraj rule or brisa do mar (6). In the southeastern part of
quality. Some are quite long-term, having started around 1965 the region the parts of higher altitude (above 500 m) appeared
and continued uninterruptedly till 1998. Others started recently to have somewhat higher annual rainfall and lower dry-season
or have been abandoned 10 to 15 years ago. Those sites with strength. This phenomenon was subsequently used in the fine-
less than 10 years of recording, and/or low reliabilitygaps in tuning of interpolation lines.
the monthly data or obvious anomaliesare indicated on the Interpolation lines for the non-Brazilian parts of the region are
maps with small open dots, the others with small black dots. The very tentative. They are based on the WMO (3) map on annual
poor accessibility of higher-altitude and broken landscape situ- rainfall, while for the seasonal characteristics use was made of
ations of the Guyana and Brazilian Shields, and the occurrence the Length-of-Growing-Period (LGP) approach of FAO (7) and
of Indian Reserveswhich often coincide with high and inac- its database on monthly rainfalls. Also a French study (8) on the
cessible terrainhave resulted in several subareas of poor or in- geography of the rainfall in the Guyanas and southern Ven-
existent rainfall recording sites. Examples are the whole fron- ezuela was taken into account.
tier zone of the Guyanas with northern Par, and the interfluve Computer-driven kriging of the interpolation lines was not at-
zone between the Araguaia and the Middle Xingu rivers. tempted, because both the reliability categories of the recording
Interpolation lines of annual and monthly rainfall character- stations and sites, and the influence of large waterbodies or
istics were drawn manually, taking into account the variation in orographic features are as yet too vague to be put in formal

390 Royal Swedish Academy of Sciences 2001 Ambio Vol. 30 No. 7, Nov. 2001
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Map no. 3 Number of months

Number of conseq. months


with less than 50 mm rainfall

weight classes. However, gridding of the pattern that results from A recent NGO study on the risks of forest fires (9) recognizes
the present manual interpolation is probably a relatively simple the importance of the dry season, but does not show it in map
exercise for ecosystem modelling specialists. Translation of the form, though it refers to an attempt on gridded input in a NASA-
map pattern into the Kppen or Thornthwaite climatic schemes CASA ecosystem production model (10). Characterizing a dry
is feasible as well. month as having less than 45 mm rain, it used only the normal-
Four different digital maps were prepared (Maps 14): ized 19611990 records of the recognized WMO meteorologi-
Map #1: annual rainfall pattern, with isohyets of the WMO sys- cal stations for the whole of Brazil. An early attempt was made
tem: 4000, 3600, 3200, 2800, 2400, 2000, 1600, 1400, 1200 and by the present author (11), applying the 100 mm month1 and
1000 mm, and 2 extra isohyets in the lower range: 2200 and 1800 50 mm month1 criteria to the recordings of the 25 meteostations
mm. available in 1959 (12).
Map #2: the number of consecutive dry months, averaged over Attention was given to the occurrence of years with excep-
the years of observation, with 100 mm monthly rainfall as cri- tionally low rainfall, which would give indications of local in-
terion. fluence of the El Nio phenomenon. However, the relatively
Map #3: number of consecutive dry months, averaged over the short length of many of the pluviometric records did not allow
years of observation, with 50 mm monthly rainfall as criterion. for delineation of spatial drought patterns with any degree of ac-
Map #4: number of consecutive dry months, averaged over the curacy on an additional map.
years of observation, with 10 mm as criterion, also implying a
low atmospheric humidity during the dry months.
In all 4 cases the central month of the dry season is indicated, RESULTS
but without line boundaries. The use of the computerized pluviometric database of ANEEL
The set of 3 maps (Maps 24) on the characteristics of the yields a more detailed pattern of annual rainfall (Map #1) for
dry season is rather uncommon. Many studies on the Amazon the Brazilian Amazon, when compared to published maps (3, 13,
climate provide maplets with isohyets of selected dry months, 14) and a number of page-size maps in review articles (1518).
for instance July and December, but examples of the integration The annual rainfall away from the main rivers is higher. The spa-
of all dry months providing quantitative information on the tial pattern is complex, not only in the water-divided areas where
length, strength and regularity of the whole dry season are very orographic unevenness may have an influence, but also in ho-
few. The Length-of-Growing-Period map of FAO (7) at scale mogeneously low altitude areas. An example is the configura-
1:5 000 000 shows, understandably, the wet season instead of the tion for Maraj island in the mouth of the Amazon river. A far
dry one. more intricate pattern was found than assumed thus far: less rain-

Ambio Vol. 30 No. 7, Nov. 2001 Royal Swedish Academy of Sciences 2001 391
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Number of months

Number of conseq. months with


less than 10 mm rainfall

fall in its western interior part without a dry season, contrasting weak droughts in: 1903 (Manaus), 1911 (Manaus), 1930
with high rainfall on its coasts, but partly with a pronounced dry (Parentins), 1933 (Manaus), 193940 (Barcelos), 194142
season. Areas with low annual rainfall (< 1800 mm) occur in (Taperinha), 195152 (Porto Velho, Taperinha), 1955 (Manaus),
Roraima, the upper Trombetas-Jar area of northern Par, south- 1963 (Porto Velho, Taperinha), 198081 (Tapau, So Felix do
west of Altamira on the Trans-Amazonica, and the Aailndia Araguaia), 198788 (Aailandia), 199596 (Apui);
area on the frontier Par-Maranho. Together they constitute a moderate droughts in: 1909 (Sena Madureira, Manaus),
sort of dry belt or corridor. However, these are also the areas 191516 (Sena Madureira, Taperinha, Manaus), 1936 (Manicor,
with relatively low-density field information, and many of their Manaus), 195758 (Itacoatiara, Parentins), 196768 ( Coar,
recording sites have moreover become nonoperational. Humait, Manaus), 197172 (Boa Vista, Porto Velho, Tarauac),
The bulge of dryness in the Paragominas-Aailndia area, with 1976 (Rio Branco), 199192 (Prainha, Humait, Coar,
its high degree of deforestation since the early 1960s, is note- Barcelos);
worthy. During the combined forestry- and soil survey of FAO strong droughts in: 1906 (Manaus), 192527 (Fonte Boa,
in 1960/61, when the primary forest coverage was still complete, Erunep, So Gabriel de Cachoeira), 1948 (Manaus), 1983 (eve-
both the high timber volumes per ha and the low base satura- rywhere), 19971998 (everywhere).
tion status of the soils in the Paragominas area suggested that
in those days the dry season was little pronounced. Only 200 The ANEEL data set provides also some information on the spa-
km south of Paragominas town the timber volumes dropped be- tial variation in the strength of the El Nio phenomenon within
low 100 m3 ha1 and the base saturation of the soils reached levels the Amazon region. The central-northern zone apparently expe-
above 35% (19), indicating a strong seasonal drought. It is pos- riences stronger El Nio effects than the southern zone. In the
sible that the strength of the dry season and its duration have north, the dry season has a gradual start and an irregular length
become more evident because of the large-scale deforestation. (wobbly character); in some years there are one or more com-
However, records of the Paragominas meteostationstarted only pletely dry months outside the long-term average period, which
in 1965 and out of operation since 1995 because of lack of mu- has its center in January. In the south, the dry season starts quite
nicipal interestdo not show such a negative trend. Any ten- regularly and abruptly, with the center in JulyAugust (south-
dency to decreasing rainfall in the region after large-scale de- west) or September (southeast). The dry season in the eastern
forestation may be verified easier in northern Mato Grosso or part of the Brazilian Amazon, near the ocean coast, is transitional
central Rondnia where pluviometric records are of longer term. between the 2 systems, with its center in October.
An indirect indication of a negative effect of large-scale defor-
estation on the amount and regularity of subregional rainfall is
given by the 2-lobed extension of drier conditions in the CONSEQUENCES FOR ECOLOGIC-
Barcelos-Rio Branco area in the south of Roraima State. The ECONOMIC ZONING
abundance of edaphic white-sand savannahs there would imply The new set of rainfall maps can be used in various ways. In
reduced evapotranspiration, hence less cloud formation in the dry their present vectorized form they have applications at regional,
season. state and municipal levels. In a gridded and digital form, they
Screening of the 800 individual pluviometric records; analy- can be helpful in modelling biosphere processes for the region
sis of the data of the full Brazilian meteostationsthe first ones as a whole, in different scenarios of human occupation and cli-
dating from 1910as well as scanning of the oscillations in the mate change. Gridding with 30' x 30' latitude/longitude for glo-
discharge regime of the Rio Negro-Rio Solimes system at bal models, or at 5' x 5' pixels for Amazon-level models (10)
Manaus, measured since 1902 (20, 21) give the following indi- may want to combine the data of Maps #2, #3 and #4 through a
cations on El Nio occurrences since 1900: composite legend.

392 Royal Swedish Academy of Sciences 2001 Ambio Vol. 30 No. 7, Nov. 2001
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The map on annual rainfall (Map #1) is relevant for hydro- The largest areas with active deforestation for agricultural pur-
logical studies as it provides information, together with the ex- poses and permanence of rural settlements coincides with Zone
isting ANEEL set of fluviometric data, on the minimum, aver- 5 of the 100 mm month1 Map (#2), as confirmed by Landsat-
age and maximum water flows of subcatchment areas. These are TM imagery, by the reas antrpicas of the 1995 IBGE map
of use for the planning of road constructional work, for river traf- on Amaznia Legal (2) and the network of feeder roads on the
fic, groundwater recharge, aqueous pollution control, urban- present maps. These are apparently the areas where one or two
center water supply and sanitation discharge, local hydropower crops per year, and several perennials, have secure yields.
generation, etc. Among the commercial perennials, only oil palm thrives in
For agricultural and ecological studies, the dry-season Maps the permanently humid zones, as proven by several successful
(#2, #3, and #4) are more important. Viability and sustainability plantations near Belm. The lack or neglect of processing facili-
of agricultural settlements, forest biomass growth, risks of for- ties has thus far been an impediment for sustainable oil palm
est fires, chances of forest recuperation, atmospheric carbon se- enterprises in government-led efforts in Amazonas state (Tef;
questration, supplementary soil moisture storage, and El Nio Distrito Agropecuario north of Manaus). Rubber plantations
effects in ecological tension areas will be discussed here. have been a failure nearly everywhere in the region, because of
their sensitivity to the Dothidella ulei fungus. A FAO/UNDP
Agricultural Settlements committed study by the Agronomic Institute of Campinas (27)
Building of rural access roads and their maintenance is much concluded that only areas with a distinct dry season and a low-
less problematic when there is a distinct dry season. The same temperature spell would be safe niches for rubber plantations.
holds for infrastructural facilities at the settlement centers, The southern higher-altitude areas, indicated with a shading on
whether such centers are oriented on agricultural produce, or en- the present maps, would therefore be of potential interest for rub-
gaged in mining, logging or nontimber forest product gathering. ber plantations.
Human and animal health is favored by a dry period, restricting
the spreading of endemic diseases and the multiplication of their Timber Volume, Biomass Productivity,
vectors. Even more significant for the viability and sustainability and Carbon Storage
of agricultural settlements are the dry-season effects on land Early FAO forest and soil inventories (11, 28), the more recent
clearing practices and crop growth. In the absence of a dry sea- RADAMBRASIL multidisciplinary inventories (29) and their
son (the 0 and 1 dry-months zones under the less than 100 mm spatial generalization (30), all indicate that the highest gross tim-
month1 criterion; Map #2) the burning of primary or secondary ber volumes and thus aboveground biomass values, > 200 m3
forest vegetation after complete slashing remains incomplete. ha1 implying > 100 tonnes C ha1, occur in areas where the to-
This makes the newly cleared land surface less suitable for the tal annual rainfall is about 2000 mm and there is a dry season
planting of food or cash crops or the implantation of pastures. of 2 to 3 months (50 mm criterion) and 4 to 5 months (100 mm
Crops such as upland rice, maize and beans need a dry spell for criterion), respectively. These are also the areas preferred for
ripening and hardening of their grains, and the prevention of rot- agricultural settlement, especially where the soil conditions are
ting after harvesting. The yield of such crops is anyhow bound favorable, as is the case for the diabase- or limestone-derived
to be lower because the near year-round cloud cover implies dusky red soils near Altamira and the high base status soils in
lower daylight intensities, hence lower photosynthesis. This is Rondnia. Safeguarding the remaining forest patches in such ar-
also reflected in the 365+ isoline of length-of-growing-period eas, as permanent ecological reference sites, should be given high
maps of FAO (7, 22). The above restrictions hold even more for priority in the hot spot approach to tropical forest conserva-
large-scale soybean growing. This crop is sensitive to attacks by tion.
a number of diseases and pests in its vegetative stage if near- Forest growth apparently benefits from a short dry spell, pos-
surface air humidity remains high during a good part of the day, sibly because of smaller damage from diseases and pests. Prob-
such as in the edaphic savannah area of Humait. The use of ably more important is the lower interception of sunlight, an es-
heavy machinery at the required high degree of mechanization sential plant growth factor, in comparison with the near-continu-
for the crop to become commercially viable, is only feasible ously cloudy areas. Modelling of the potential Net Primary Pro-
when the land surface is reliably dry at both planting and har- ductivity of biomass (NPP), based on remotely sensed average
vesting times. Only zones 1, 2 and 3 of Map #4 (which uses the cloud cover as derived from NDVI-AVHRR data sets of NASA,
10 mm month1 criterion) are therefore suitable for mechanized gave NPP values of 10001200 g C m2 yr1 for the continuously
soybean cultivation. FAO recognizes a growing period of only moist zone vs. 12001400 g C m2 yr1 for other parts of the re-
120 to 300 days as suitable to very suitable for the crop (7). gion (10).
Suitable food crops in the continuously moist regions are cas- Timber volumes are lower and the chances for high-forest re-
sava, bananas, and certain tree-fruit crops (23, 24). The health cuperation are poorer when soil conditions in the short-dry-sea-
of cattle, for household use or meat commercialization, is prob- son zones are marginal (shallowness; compactness of the sub-
lematic in near-constant rainy conditions because of abundance soil, swell-shrink behavior, or extreme sandiness). Under such
of ecto-parasites and blood-sucking insects (25), as well as nu- conditions anthropical disturbances, whether present-day or from
trient imbalances in the soils (26) and long distance to markets pre-Columbian Indian population groups, will result in bamboo
and supply centers. It is noteworthy that the zones 0 and 12 of forest (bambuzal of Acre and adjoining parts of Amazonas (31);
Map #2 coincide with the near absence of sustained agricultural creeper-and-vine forest areas (cipoal areas of the lower Xingu
settlements of substantial size. Whether government-organized planalto stretches (11, 32); Orbignia palm forest (babaual ar-
or spontaneous, many recent settlements in these zones have eas in the middle Xingu area (32, 33), or even shrub savannah
been abandoned. This is not clearly indicated on Remote Sens- (campina areas near Santarm and Manaus). All are divergent
ing based maps of deforestation areas, because they do not nor- vegetation types, with lower stocks of carbon and often also
mally distinguish between active settlement and frequency of old lower biodiversity than the closed-canopy high forest.
regrowth.
There are indications, from the denseness of patches of terra- Forest Fires and Forest Recuperation
preta-do-indio soil (11) and early historical records, that the pre- As demonstrated by the 1997/98 extensive forest fires in Roraima
Colombian Amerindian populations also preferred dry-season state, there is a large spatial variation in the risk of forest fires,
areasunless soil and river-strategic conditions were particu- which may spread from slash-and-burn sites or are caused by
larly favorable. lightning. Fire risks are low if logging takes place very selec-

Ambio Vol. 30 No. 7, Nov. 2001 Royal Swedish Academy of Sciences 2001 393
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tively for rare precious timber or with careful planning for long- ground tree growth implies earlier maturity and thus earlier se-
term sustainable yields of more tree species, say only 30 m3 nescence, hence higher tree fall intensity and associated higher
ha1, once in 20 years or so (34). If higher volumes are cut and input of organic material over the rootable depth of the soil.
towed away then the remaining off-fall can become a source of There are indications that the function of the Amazon primary
easily flammable dry matter, augmented by litter from semi- forest as a CO2 sequestering mechanism is interrupted during El
deciduous species where the dry season is pronounced. The re- Nio years. It has been suggested that there would be insuffi-
sulting below-canopy fires often remain undetected by radar- or cient soil moisture reserve in such years (45), thus moisture
visual-light-based Remote Sensing, but may cause considerable rather than CO2 concentration becoming the limiting growth fac-
damage to floral and faunal diversity (9). tor. In contrast, the Net Primary Productivity in those areas that
The chances for accidental extensive forest fires are largest are normally without any dry season, such as west of Manaus,
in the zones 5 and 6 of the 100 mm Map (#2), and the zones 3 may benefit from an El Nio year because of the temporary
and 4 of the 50 mm Map (#3). Variation in soil conditions, es- availability of more sunlight for photosynthesis.
pecially the moisture storage capacity, plays a modifying role.
It is generally assumed that it will take 300 to 1000 years be- Soil Moisture Storage
fore a completely burned-down humid tropical forest regains its At the beginning of the dry season, plant growth can continue
original structure and species composition (35). However, recu- unabatedly for some time because of a reserve of moisture in
peration to a high, closed or open-canopy forest is far from sure, the rootable soil. However, the plant-available moisture storage
as demonstrated by several field studies (36). As soon as there capacity (PAM, moisture in the suction range of pF 2.04.2) of
is a long dry season and soil physical conditions are poor, recu- the various Amazon soils is poorly quantified. There is an acute
peration becomes unlikely. Zones 1, 2 and 3 of Map #4 (the 10 scarcity of direct measurement of soil moisture suction charac-
mm month1 criterion) with their very pronounced dry season teristics on undisturbed samples and of their bulk densities. The
are areas where the primary forest, already semideciduous, is a few hard data carried for Brazilian soils are summarized by
relict from former, more humid climatic conditions. It will never Tomasella and Hodnett (46). About 30 of the profiles with pF
regrow to its present status if subjected to large-scale slash-and- data are from the Amazon region itself, mainly from Par State
burn practices for ranching or soybean cultivation. There are, and the neighborhood of Manaus, where Xanthic Ferralsols
however, several large Indian Reserves in these zones that may (Latosssolos amarelos) predominate. There are no soil profiles
provide protection from massive deforestation. with pF data for the Brazilian or Guyana Shield areas, nor for
the vast area (700 000 km2) southeast and east of Manaus that
Carbon Sequestration Potential has fine sandy to silty sediments of the Late Pleistocene I for-
The Amazon forest ecosystem is a large store of carbon. Until mation and Plinthic Acrisol as main soil (47). Xanthic Ferralsols
recently it was assumed that in mature forests the uptake of at- and related soils are deep but are known to have low values of
mospheric CO2 for daytime assimilation is balanced by an equal- PAM, viz. 510 vol.% in the central and lower parts of the pro-
strength CO2 emission through nighttime canopy respiration and files, even if they are very clayey. Hydrologically, they act like
heterotrophic soil respiration. Only young secondary forest sandy soils of temperate regions. Less weathered soils of the
would act as a CO2 sink. However, studies in Rondnia Amazon and Brazil-at-large, such as Orthic Acrisols, Luvisols
(ABRACOS project in the Ji-Paran area (37)) and north of and Cambisols have substantially higher values, viz. 1015 vol.%
Manaus (BIONTE project (34)), using eddy-correlation flux and even more in topsoils when rich in humus, but these soils
measuring techniques from towers in old-growth forest and are less deep.
partly also tree-girth measurements, suggest otherwise for recent Comparison of analytical data on disturbed samples with tex-
years. Apparently the increased CO2 concentration in the atmos- turally equal, but mineralogically different temperate-zone soils
phere stimulates tree growth, resulting in a net uptake, called se- will give too high PAM values. Special equation calibration is
questering or sink condition for CO2, by the forest ecosystem in required (48) to arrive at estimates that are in line with the few
most years. The amount sequestered in the Rondnia case was existing pF data. The overestimation problem is also pointed out
13 tonnes C ha1 yr1, and in the Manaus case even 57 tonnes in the recent NGO study (9) on fire and deforestation risks. The
C ha1 yr1 (38). A net uptake is consistent with theoretical con- study could not use the RADAMBRASIL data set of 1147
siderations and actual measurements in temperate regions on C3 analyzed soil profiles of the Brazilian Amazon (29) for compari-
plantsto which nearly all tropical tree species belongand is son with soil textural situations of temperate zones because none
known as the CO2 fertilization effect. Apparently even in the of these profiles have pF or bulk density data. An additional
humid tropical forest environment, with its low chemical soil fer- problem is the relevance of the maximum soil moisture-suction
tility, the atmospheric CO2 concentration has been in the mini- value for the humid tropical forest environment. The internation-
mum as a growth factor until some decades ago. Measured cu- ally used value of pF 4.2 (15 atm. suction) was established for
mulative change in aboveground dry biomass in Amazonia since the wilting point of temperate-zone annual crops such as sun-
1977 points in the same direction (39). The spatial and tempo- flower and wheat. It is possible that tropical forest species have
ral consistency of this fertilization phenomenon will be further smaller suction force, but this was never investigated, either in
researched by the new interdisciplinary research program LBA the field or in laboratory growth chambers. With respect to maxi-
(40). It is a cooperative program of Brazilian institutions led by mum photosynthesis and CO2 uptake, the leaf stomata should
INPE (So Paulo) and INPA (Manaus), with participation of be fully opened during daytime. Therefore, the more readily
American and European institutional consortia funded by NASA available moisture (pF 3.5 minus pF 2.0 values), which may be
and the European Community, respectively. Additional CO2 flux only two-thirds of the PAM value, should be the really impor-
measurement sites will be Caxiuan and Santarm, both in mid- tant amount at modelling of the carbon sink function of the for-
Par state, and possibly Tef and So Gabriel do Rio Negro in est.
Amazonas state. The total moisture availability for uninterrupted plant growth
It is debatable whether the extra growth will continue as higher is a combination of the PAM value per soil horizon and the to-
aboveground biomass in the long run. It is more likely that a tal depth of the soil that is rootable. Total rootable depth varies
good part of the generated higher biomass will end up in the for- highly over the Amazon region, from extremely deep (510 m)
est soil, in the form of higher soil organic matter content of a on the freely draining Xanthic Ferralsols (49, 50), to quite shal-
stable nature. Soil organic matter is already nowadays a very sig- low (50100 cm) for many of the Plinthic Acrisols southwest
nificant stock of carbon (4144). Increased above- and below- of Manaus with their relatively low timber volume (43). The

394 Royal Swedish Academy of Sciences 2001 Ambio Vol. 30 No. 7, Nov. 2001
http://www.ambio.kva.se
ABRACOS project monitored at weekly or half-weekly inter- strips of shrub savannah vegetation on a white-sand soil surface
vals for 2 to 4 years the moisture content till a depth of 3.6 m (campinas de Manicor) (11, 43).
under forest and planted pasture, at 3 sites (north of Manaus; A large area of uninterrupted shrubby savannah or savannah-
Ji-Paran in Rondnia, and Marab in southern Par State) (51). forest vegetation (campina and campinarana) occurs northwest
Soil moisture abstractions at all depths were much greater un- of Barcelos in the Rio Negro region. On Landsat-TM images
der forest than under pasture, and also deeper, well into the there are clear traces of former longitudinal and barchane dunes,
weathering substratum. Per soil horizon there was a much which must have developed on the coarse sandy soils concerned,
smaller abstraction in the Ferralsols than in the other 2 soils, during a dry period of the Late Pleistocene or Early Holocene.
which is consistent with its assumed lower PAM values (no pF
curves established).
It can be concluded that forests on Ferralsols, when a distinct CONCLUSIONS AND RECOMMENDATIONS
dry season is present, need to root deeper to secure sufficient Interpolation of the data of simple pluviometric recording sites
soil moisture for uninterrupted growth than those on less weath- away from the main rivers is helpful in assessing and mapping
ered soils. In general, representativeness of analyzed soil pro- the spatial variation in annual rainfall, as well as the length,
files for broad landscape-related soil units, rather than indiscrimi- strength and regularity of the dry season in the Amazon region.
nate statistical analysis of the total number of samples, should The dry season characteristics are important for the success or
be used to arrive at spatially improved estimates on effective failure of agricultural settlements, the variation in aboveground
depths and moisture storage capacities for forest growth, includ- biomass, the risk of forest fires, and the chances for forest re-
ing validation by measurements on undisturbed samples (51). generation. They also provide information on the extent of the
CO2 sink function of the primary forest, as well as the spatial
El Nio and Ecotonal Biodiversity variation and strength of El Nio drought anomalies. All of these
Among the El Nio occurrences in the Amazon as listed above, factors need to be taken in consideration with the current efforts
the period 19251927 stands out. More than a full-year drought to establish national and state-level policies for forest protection
occurred in the Rio Negro catchment area, with many forest fires in harmony with sustainable rural settlement.
and extremely low river-water levels that impeded river travel.
This event is well documented in a report by the Salesian bishop Many of the pluviometric recording sites in the Brazilian part
of the area to the Vatican (52). of the region have recently become nonoperational. For the ben-
Very strong El Nio events such as the 19251927 one will efit of agro- or forest-ecological and socioeconomic zoning pur-
have occurred earlier as well, perhaps at intervals of 70 years. poses at subregional or municipal levels, it is recommended that
There are reports (24) of very strong droughts in 1860 (Purus this situation be remedied soonest, and that extra sites be estab-
area) and in 1774 (Rio Negro area). They must have had pro- lished in the so-called dry corridor of the eastern part of the re-
nounced effects in ecotonal field situations at the edge of the gion. At the same time, several fully automatic and satellite-
forest biome, and in areas of ecological tension within the sys- linked complete meteorological stations should be established
tem. The latter would apply, for example, to the edaphically de- and maintained in remote water divide areas, to substantiate the
termined patches and stretches of savannahs and savannah-for- information from the pluviometric network.
ests, which are particularly frequent in Amazonas state (campos,
campinas, campinaranas, caatinga amaznica). Their present- There is a great need to correlate rainfall patterns with data
day specific biodiversity, including endemism, and their on key soil physical parameters, with specific attention to meas-
vegetational structureboth not well studied thus farwould urement of total rootable depth, bulk density and net soil mois-
be reimpacted in such exceptionally dry years (53). Physiologi- ture storage capacity, in actual field situations and on undisturbed
cal drought effects would be enhanced by accidental fires, or samples at laboratory analysis. These properties need to be de-
purposely started ones by Amerindians or early settlers, result- termined also for the deeper subsoil and the weathering substra-
ing in sharp boundaries with the surrounding forest. tum, particularly in areas where there is a long dry season. The
From studies on charcoal occurrences in the So Carlos do resulting Amazon soil moisture storage map should be linked
Rio Negro area (54) it was concluded that extensive fires must with the 3 dry-season maps (Maps 24), to arrive at quantita-
have occurred 250 to 400 years ago. Still larger effects will have tive estimates of the occurrence of a CO2 sink function of the
had the very broad-periodicity prehistoric Mega El Nios Amazon old-growth forests, spatially from per-humid to semi-
recognized by Meggers (55, 56) on the basis of pollen sequences deciduous and temporally in and between El Nio years. One
and river-level fluctuations in the northern part of the region of the outcomes may be that the sink function is more substan-
(stone-grinding sites of Amerindians are occurring below tial and continuous in the zone with little or no dry season, like
present-day low-water levels of rivers). She identified dry peri- most of the state of Amazonas and the adjoining parts of Peru
ods around the years 400, 700, 1200 and 1500 BP. The occur- and Colombia, even though this zone does not have the highest
rence of 3 levels of broad low terraces of the Late Pleistocene timber volume at present. They would then qualify even more
Ia-formation in western Amazonas (47) suggests that also be- for protection through the Ecological Corridors idea of the PPG7
fore 1500 BP there were times with lower rainfall and/or stronger program.
dry seasons, succeeding an overall wetter period between 12 000
and 5000 BP (17). Quantifying the spatial and temporal carbon sink function of
An example of sharp vegetation boundaries induced by fire the forest also requires that the network of CO2 flux monitoring
is the large forest-encircled open savannah area in southeastern of the ongoing LBA program be extended to areas beyond the
Amazonas state, below the southern dip of the Trans-Amaznica axial zone Manaus-Santarm-Belm, to incorporate different
highway. It is a surmised source area of the Tup groups of Am- rainfall and soil conditions in western Amazonia and in the Bra-
erindian languages (57). These campos de Tenharim may have zilian Shield area.
undergone extensive anthropogenical vegetation degradation ac-
companied by water and wind erosion during these early drought The origin and the specific biodiversity values of the many
periods. Low dunes are still present, while water-erosion prod- intraforest natural savannahs merit additional study, also in re-
ucts apparently have accumulated in the original downstream riv- lation to past and present El Nio droughts and early Amer-
erbeds, blocking their discharge function. Nowadays, these indian land use-activities.
downstream stretches feature as winding and narrow, elongated

Ambio Vol. 30 No. 7, Nov. 2001 Royal Swedish Academy of Sciences 2001 395
http://www.ambio.kva.se
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54. mental sciences from Wageningen University. From 1959 to
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ance and ants. In: Evaluating and Monitoring the Health of Large-scale Ecosystems.
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estation and Climate. Gash, J.H.C. et al. (eds). John Wiley & Sons, Chichester, pp. the FAO in 1996 and then accepted an invitation from GTZ
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38. Grace, J. et al. 1999. Carbon fluxes and productivity of tropical rainforests. In: Terres- project on natural resources policies, within the Pilot
trial Global Productivity: Past, Present and Future. Mooney, H. et al. (eds). Academic
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39. Phillips, O.L., Malhi, Y., Higuchi, N., Laurance, W.F., Niez, P.V., Vsquez, R.M., Forests of the G7 countries and Brazil (PP/G7). His address:
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carbon balance of tropical forests: Evidence from long-term plots. Science 282, 439 E-mail: sombroek@isric.nl
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396 Royal Swedish Academy of Sciences 2001 Ambio Vol. 30 No. 7, Nov. 2001
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