Beruflich Dokumente
Kultur Dokumente
DOI: 10.5191/jiaee.2007.14107
Farmer Field Schools: An Alternative to Existing Extension Systems?
Experience from Eastern and Southern Africa
Ponniah Anandajayasekeram
Kristin E. Davis
Sindu Workneh
International Food Policy Research Institute
P.O. Box 5689
Addis Ababa, Ethiopia
E-mail: p.anandajayasekeram@cgiar.org
E-mail: k.davis@cgiar.org
E-mail: s.workneh@cgiar.org
Abstract
Many extension education approaches have been tried in Eastern and Southern Africa
with varying degrees of success. Extension approaches that contribute to the reduction of
poverty in this region are needed. One important model right now is farmer field schools (FFS),
based on adult education principles such as experiential learning. Farmer field schools are
usually an intensive, season-long program where farmers meet weekly to learn and experiment
on a given topic. Using document analysis, key informant and group interviews, and personal
observation, this paper reviews the FFS philosophy, history, and experiences of applying FFS
methodology in the region. It discusses whether FFS could be an alternative to existing extension
systems in Eastern and Southern Africa. The paper concludes that FFS are not an alternative to
existing systems, but that certain principles of FFS could be picked up and incorporated into
various systems, including agricultural extension, research, and even health, to make them more
effective at reaching small and marginalized farmers and in alleviating poverty and food
insecurity.
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Introduction there is little systematic rigorous research
Improved agricultural production and analysis on the performance, cost
coupled with protection of the natural effectiveness, and sustainability of the
resource base is the key to reducing poverty alternative extension models.
and malnutrition in rural areas, especially in Due to the reforms taking place
Africa, with most people living in rural within the agricultural research and
areas, and with agricultural production development (R&D) arena, ESA is facing a
declining. Agricultural extension has long transition period in which R&D systems will
been seen as a key element for enabling need to restructure themselves, confront new
farmers to obtain information and demands, and adjust to new political,
technologies that can improve their scientific, institutional, and economic
livelihoods (Purcell & Anderson, 1997). environments. In most developing countries,
However, extension has been criticized for a new institutional and economic framework
failing to deliver such results in a is emerging where R&D becomes an
satisfactory manner. At the same time, economic activity and knowledge is an
governments have drastically reduced important source of innovation. A
budgets in the agricultural sector, making it paradigm shift is needed towards an
even more difficult for the public sector to innovation, information, knowledge, and
deliver extension services. Another critique education quadrangle coalition in place of
of extension is that it does not effectively the outmoded linear and top-down research-
reach marginalized farmers including extension-farmer framework that has failed
women, minorities, and people in very in Africa (InterAcademy Council, 2004, p.
remote areas (Alawy, 1998). 217). There is a need to substitute traditional
There have been six major extension extension systems with participatory,
models experimented with in Eastern and pluralistic knowledge systems that are more
Southern Africa (ESA) (Gemo, Eicher, & gender sensitive and pro-poor
Teclemariam, 2005). This includes the (InterAcademy Council). The key elements
public extension model started by colonial of the new paradigm put emphasis on people
governments, commodity extension, training rather than things, decentralization,
and visit (T&V), the non-governmental empowerment, voice for farmers and their
organization (NGO) model, the private priorities, and co-learning with beneficiaries.
sector model, and the farmer field school A greater diversity in information and
(FFS) model. technology delivery systems is being called
Most public agricultural extension for, as well as more stakeholder
services in Africa, including T&V, are now participation. Such participatory approaches
in crisis (Rivera, 2001). In most countries call for a fundamental shift in the attitude of
research-extension linkages are problematic the change agents. For extension, this means
due to (in part) the collapse or the poor state instead of being agents imposing concepts or
of agricultural extension. This has helped to technologies from outside, they are instead
fuel the search for other approaches, catalysts, facilitators, and knowledge
including increased provision of extension brokers, helping communities achieve their
services by non-governmental organizations, defined and perceived goals
civil society organizations, and the private (Anandajayasekeram, Mweri, Zishiri,
sector (Rivera & Alex, 2005). A number of Odogola, Mkuchu, & Phiri, 2001).
options have been tested but no apparently In the recent past, a number of
promising alternative has yet emerged reforms have been attempted within the
(Gemo, et al., 2005). Up-scaling the limited extension arena in ESA to address some of
success stories tend to be difficult and often these emerging issues. The reform agenda
prohibitively expensive. Unfortunately, includes privatization, decentralization, cost
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a paradigm shift in extension work (Rling (Simpson & Owens, 2002, p. 30). The
& van de Fliert 1994, cited in Feder, refinement in the Philippines program and a
Murgai, & Quizon, 2004; Van de Fliert, new major effort in Indonesia in the late
Pontius, & Rling, 1995). Through group 1980s led to the birth of FFS movement
interactions, attendees sharpen their decision (Pontius, Dilts, & Bartlett, 2000). The
making abilities and their leadership, method was introduced in Indonesia in
communication, and management skills 1988, through Food and Agricultural
(Van de Fliert, 1993, cited in Anderson & Organization (FAO) support to the
Feder, 2004, p. 20). A typical FFS entails Indonesian IPM Programme in rice
some 9-12 half-day sessions of hands-on, (Asiabaka, n.d.). During the 1990s, FFS
farmer experimentation and non-formal research, education, and extension
training to a group of 20-25 farmers during a methodology spread rapidly to other
single crop-growing season (Anderson & Southeast Asian countries. The apparent
Feder, 2005, p. 20). initial success of this methodology brought
A Training of Trainers (TOT) the concepts and practices to the African
workshop is held before forming groups, to continent. The first ESA FFS were held in
teach government extension agents or other Kenya in 1995. On a wider scale, FFS were
facilitators topics such as FFS methodology, first used in Zimbabwe in 1997. A number
participatory techniques, inter-personal of organizations began implementing pilot
skills, and group dynamics (Davis & Place, case studies after 1997.
2003). During the FFS period, the farmers
hold field days for other FFS groups and Results
neighboring farmers. This is a chance for The classical FFS in South East Asia
each participant to teach others what they focused on IPM technologies and rice, but in
have learned (Davis & Place). The FFS ends the African case study countries, FFS were
in a public graduation ceremony, where extended beyond pest and disease
farmers receive certificates. The occasion is management to include all aspects of
also used to bring in the policy makers, husbandry practices on a number of
senior research and extension managers, enterprises as shown in Table 1. While the
leaders of civil societies, and non- original FFS focused on monoculture, many
governmental organizations to share of FARMESA-supported FFS worked on
experiences and to mobilize community and intercropping and multiple cropping systems
government support to continue FFS and enterprises. By necessity, the various
activities. At the end of the FFS cycle, FFS implemented under FARMESA by the
certain farmers may be chosen by the group case study countries shown in Table 1 made
to be farmer facilitators. They can then lead a number of changes to the classical FFS
their own FFS in the next season (Davis & model. They are discussed below.
Place). The classical IPM as well as the
The FFS itself is a relatively new FAO-funded schools worked on season-long
concept, but is based on adult education and TOT workshops, and expected the national
experiential learning methods that have been system to use these trained facilitators to
employed for some time, such as study establish FFS in the rest of the country. Due
circles used after World War II in Europe to time constraints FARMESA either used
(Gallagher, Braun, & Duveskog, in press). the existing trained facilitators (most were
The Integrated Pest Management (IPM) trained by FAO), or exposed the research
FFS emerged out of a decade of and extension staff to a quick and basic
experimentation in implementing training on the concepts and principles of
participatory farmer training activities in the FFS, and utilized them as facilitators. In the
Philippines, beginning in the late 1970s case of Kenya, trained trainers were used to
Table 1
Uganda 1998 Cassava, beans, ground nuts, maize, coffee, sorghum, millet, yams, sweet
potatoes, cattle, goat, poultry, husbandry, feed resource management,
livestock feeding, fish farming and fish fry production, irrigation, soil
and water management, and micro credit
Zambia 1996/97 Maize, ground nut, sunflower, peas, cabbage, tomatoes, cotton, irrigation,
fertility management, and soil and water management
Zimbabwe Mid Integrated production and protection management on cotton, maize, and
1997 ground nut
Frequency of the groups meeting key principles of FFS with the other existing
was determined by the group, instead of participatory extension methods and
meeting by rote every week, and the principles.
participants met only during the critical
periods (i.e. the group did not meet every Problems Encountered in Implementing FFS
week). In addition, the same meetings were in ESA
also used to discuss with and train farmers The problems encountered by the
on other aspects, such as farm-level seed various teams in ESA in the implementation
multiplication and distribution, group based of the FFS concepts and procedures in the
savings-credit schemes, simple planning and mini project are summarized below.
budgeting techniques, and so forth. The Inadequate exposure of research and
facilitators also strived to incorporate the extension staff to the concepts and
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procedures of FFS (Zambia, pluralistic participatory research and
Zimbabwe, Kenya, Tanzania, and extension methods. Most of the case study
Uganda) countries in ESA have already embraced
Competition between different donor system-oriented participatory approaches.
groups and conflict of interest at the The FFS were seen to be complementary to
farm level, especially when some the other participatory approaches to
donors were committed to specific enhance learning and development of
extension methods (Zambia) functional expertise.
Misconceptions about the wider Given the current R&D structure and
application of the concepts of FFS (all research and extension philosophy, FFS may
five countries) not require much institutional change for
Sharing of proceeds from the school effective integration or institutionalization,
activities (Zimbabwe and Tanzania) but there is a definite need for additional
Scheduling conflicts between schools training or orientation toward FFS
and other local activities, or in some methodology at all levels. Continuity and
cases local administration and chiefs sustainability require effective integration of
scheduled meetings at the same time the concepts and principles into the
(Kenya and Tanzania) academic curricula of learning institutions.
Lack of coordination of FFS activities As in many other cases, most FFS
at the national level (Kenya) are implemented through externally funded
Predetermined content of the FFS, programs, which provide inputs for the FFS
especially the IPM focus, although the and sometimes refreshments for farmers
countries have decided to focus on when attending field days. Both these
broader management aspects where aspects are not sustainable in the long run
IPM receives undue attention beyond the project period. Therefore, in the
(Zimbabwe) future, arrangements should be made with
the farming community so that there is some
Conflict of interest between facilitating
cost sharing in order to enhance the sense of
agencies on the use of methodology
ownership and responsibility, contributing
(Tanzania and Uganda)
toward continuity and sustainability. This is
Gender balance in FFS, that is,
already taking place in Eastern Africa,
predominant participation of female
where self-financed and semi-self-financed
farmers in some countries and much
schools are in place, and schools use
lower in some other countries (Kenya,
commercial plots to repay loans to run the
Tanzania, and Uganda)
schools (Khisa, 2003). In one of the mini
Lack of national-level commitment to projects in Malindi District in Kenya, the
the FFS concept. As a result many FFS
group members covered the cost of travel of
are donor funded (all five countries)
the extension staff (Anandajayasekeram et
Use of complicated designs in field al., 2001).
demonstrations (Tanzania) There is an implicit assumption in
Low level of participation and the FFS approach that there are significant
involvement of policy makers from multiplier effects through farmer-to-farmer
village up to regional level (Tanzania) training. In the case study countries, it was
observed that farmers are willing to share
Lessons Learned in ESA information with other farmers, but an
FFS procedures have built-in internal mechanism was not put in place to
flexibility, so the concepts and procedures compensate for their time. Trained farmers
can be modified to suit local conditions and often require logistical assistance. Therefore
be effectively integrated into the existing in order to harness the multiplier effect, this
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relationships between farmers, researchers, Conclusions
extension workers, and community As with all extension and education
development personnel. During the regular approaches, there are both strengths and
monitoring and evaluation of field activities, weaknesses. Some of the issues or
there was much interaction among controversies surrounding FFS include
stakeholders, according to the country case participation by poor and marginalized
studies. farmers, institutionalization, and the
Experience in all five countries also financial sustainability of up-scaling. These
revealed that there is immediate uptake of key issues of relevance are discussed in the
technology by participants because trainees following section.
discover, learn, then integrate positive ideas Participation: Simpson and Owens
into their own production system; and (2002) warned that there is a chance that
spread information on new improved FFS may develop an elite bias, favoring
technologies in a community those who are literate, leaving out the often
(Anandajayasekeram et al., 2001). The majority of illiterate farmers (p. 35).
immediate uptake of poultry production However, evidence from East Africa
technologies (vaccine, housing, and feeding) suggests that most FFS members are from
by farmers in the poultry FFS in Kakamega, the middle and poorer strata of wealth levels
Kenya is a good example of such farmer (Khisa & Wekesa, n. d.). There have also
behavior (Mweri, 2001). been differences as far as gender balance of
Based on the ESA case studies, pre- FFS groups (Anandajayasekeram et al.,
conditions for a successful FFS include 2001). Nevertheless, in determining the
Organized, committed, and willing future course of action with respect to
communities and participants; scaling up, it is critical to conduct
Well-trained, motivated, and dedicated independent, comprehensive, and systematic
facilitators with a good understanding analyses by multiple stakeholders, with the
of the local community environment results of such studies being made available
and circumstances, including widely to all decision makers.
familiarity with local customs and Institutionalization: The term
terminologies; institutionalization in this context refers to
Well-defined prioritization of problems the permanent integration of FFS into the
and availability of appropriate national agricultural research and extension
technologies to address these problems; system as a means for technology
Adequate resources and logistical dissemination, empowerment, and capacity
support for the facilitator; building of the rural communities. Since
Clear understanding of the concepts, their inception in Indonesia, FFS have
principles, and procedures of FFS by remained a separate activity in addition to
all stakeholders; regular agricultural extension activities
Support and goodwill of the authorities undertaken nationwide in most countries.
at various levels, especially civil Farmer field schools have impact at the local
societies at the local level and the level; however, ability to replicate to the
research and extension administrators national scale is still in question. One
at all levels; and example of up-scaling is the Agricultural
Services Support Programme in Tanzania
Capabilities by farmers and
(Gallagher et al., in press).
communities for internalizing complex
Issues that require greater attention
knowledge systems and bio-physical
and integrated planning in ESA include:
relationships.
ensuring continued relevancy, establishing
greater local involvement in knowledge
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message and delivery methods toward sharing of information and a thorough
technically sound participatory study independent critical appraisal of the method
methods and independent group building and its impacts in order to facilitate
skills. As a result, in ESA countries, most of institutionalization where appropriate. A
the ingredients needed to integrate the FFS carefully developed needs-based monitoring
concepts and procedures are already in and evaluation system is vital and should be
place. Thus the FFS concept and philosophy an integral part of pilot studies for
is a logical extension of the existing performance assessment. This type of
approaches to enhance the effectiveness and documentation can convince policy makers
efficiency and experiential learning by of the developmental and longer term cost-
farmers. Therefore, the most cost-effective effectiveness of participatory processes,
way of institutionalizing FFS concepts, including FFS, so that such initiatives are
principles, and procedures is not to consider supported through adequate national
FFS as a separate activity, but to integrate it budgetary support.
into the existing pluralistic participatory There is no proven model in Africa
development and dissemination procedures; today to replace T&V (Gemo et al., 2005).
to create a cadre of trainers within the However, a recent study of the evolution of
research and extension services to offer extension in Mozambique argues that the
training to staff and include new challenge is not to develop one extension
developments in participatory approaches, model in Africa, but rather to develop
including FFS into the academic curricula of particular modes that meet the particular
agricultural learning institutions. needs of the country (Gemo, et al., 2005).
Increase support to training of Here, FFS plays a key role where suited.
farmer facilitators and other facilitators. The FFS approach in FARMESA
Furthermore, the level of training activities case study countries is a useful methodology
conducted by TOT is rather limited (see also and has produced good results. The FFS
Quizon, Feder, & Murgai, 2001, p. 18). The programs are an important innovation, but
assumed multiplier effect of FFS through not an alternative to existing extension
farmer-to-farmer extension is currently low systems. They are surely only one part of a
and unlikely to happen unless explicit very complex strategy for building local
provisions are made to support such agricultural organizations and institutions.
activities. Certain principles of FFS could be
Conduct rigorous studies on farmer incorporated into existing pluralistic
field schools to provide evidence to policy systems, to make them more effective at
makers and other studies on the reaching small and marginalized farmers
effectiveness of FFS. Worldwide the and in alleviating poverty. While no
available evidence on the benefits of FFS universal remedy, FFS is certainly an
has been mixed and is therefore inconclusive important component of education and
(see, for example, Dieu ne dort, Julius, empowerment for smallholders, to increase
Gockowski, & Isaac, 2006; Godtland, income and food security and ultimately
Sadoulet, de Janvry, Murgai, & Ortiz, 2003; reduce poverty in Eastern and Southern
Mancini, 2006; Mutandwa & Mpangwa, Africa.
2004; Mwagi, Onyango, Mureithi, &
Mungai, 2003; Praneetvatakul & Waibel,
2006; Quizon et al., 2001; Tripp,
Wijeeratne, & Piyadasa, 2004; van den
Berg, 2004; and Yamazaki & Resosudarmo,
2006). There is therefore an urgent need for
the careful documentation of FFS processes,
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