Beruflich Dokumente
Kultur Dokumente
Preoperative hypnosis.
Dr. Maurizio Massarini: Consultant neurologist at the Hospital of Castei San Giovanni, Vice president and lecturer at the
school of the itaiian Medical Society of Psychotherapy and Hypnosis in Bologna
Dr. Claudio Taqliaferrl: Director of the Emergency department of the local health authority in Piacenza
Dr. Francesco Rovetto: Professor of Clinical Psychology at the Faculty of Letters and Philosophy (Psychology Depart-
ment) In Parma, Head of the section of Investigative Psychology and Psychopathology of criminal conduct set up at the
Psychology Department of the University of Parma.
Abstract: Our study was designed to establish whether a single sitting of hypnosis during the preoperative
period would reduce postoperative anxiety levels (both state and trait anxiety) and to reduce the perception
of postoperative pain (both its sensory and affective components). Forty-two patients from the Surgery and
Orthopaedics wards, who were to undergo surgery, were randomly assigned either to an experimental group
(where preoperative hypnotic treatment was carried out during the twenty-four hours preceding the opera-
tion) or to a control group (with no particular preoperative treatment). During the weeks leading up to the
operation, the patients were asked to fill in guestionnaires (STAI-X and OD) to assess anxiety levels (state and
trait) and problems of a depressive nature; certain physiological parameters were also measured. During the
days following the operation ttie questionnaires were repeated to assess postoperative anxiety and depres-
sion values; postoperative physiological indices were measured and pain perception (sensory and affective
components) was assessed using the NRS every day, for four days after the operation. The patients from the
experimental group showed lower levels of anxiety (both state and trait) and lower pain perception in the first
two days after the operation (both in the sensory and affective components) compared to the patients from
the control group. No difference emerged for the other variables examined (depressive problems, physiological
parameters). This controlled study showed that brief hypnotic treatment carried out in the preoperative period
leads to good results with surgery patients in terms of reducing anxiety levels and pain perception,
Key words: preoperative hypnosis; anxiety; pain; depressive problems; physiological indices; postoperative
period.
Acknowledgements: We would lilte to thank Andrea Bianchi M.D.. The Health Director of the local health authority in
Piacenza. We would also like to thank the ward sisters of the Surgery and Orthopaedics wards and the day Hospital of the
Hospital in Castei San Giovanni and all the nursing statf of these three wards. Our particular thanks go to all the patients
who believed and took part in the study.
2) Recovery expectations and the (real or supposed) This was why we tried to demonstrate, through a
consequences (an operalion ihat is considered de- controlled study, the need for and the effectiveness of
cisive has a different emotional impact compared a support technique (e.g. a preoperative hypnosis sit-
to. for example, diagnostic tests that may have a ting). It had to meet the surgical patient's requirements
nasty surprise in store). with respect to anxiety (like, for example, receiving
more care and attention as well as more information)
3) The patient is in a situation in which he is to- and pain (for example with treatment able to provide
tally helpless and is not even able to follow or fully positive suggestion about the outcome of the operati<in
understand what is being done to him or what may and the recovery) linked to the operation.
hiippen.
the ward and repeated the questionnaires (retest). Through the NRS patients could express a personal
rating relative to the postoperative pain perceived (self-
The appropriate tools were administered to patients
assessment). Moreover the NRS. being an eleven-point
every day for tour days after the surgical operation in Likert scale (0-10). enabled the patients to quantify the
order to assess postoperative pain. entity of pain perceived.
We overcame the limits of this tool, its one-dimen-
sionality, administering it so as to be able to assess at
Anxiety least two different aspects of pain :
The tools used to measure emotional parameters came - the affective component
from battery CBA 2.0 (Sanavio. Bcrtolotti. Michielin. - the sensory component (more spCLitically pain
Vidotto, & Zotti. 1986). intensity)
The State-Trait Anxiety Inventory {STAl-X) was used The psychometric properties of the NRS are appropri-
to measure anxiety levels., which enabled us to find ate and highlight the positive and significant correla-
two different results: tions with other valid and well-established pain rating
tools (Dovvnic. Leatham. Rhind. Wright. Branco. &
- Stale anxiety: a transitory emotional state or Anderson. 1978: Jensen. Karoly, O'Riordan. Bland,
condition o( the human body characterised by con- & Burns. 1989: Kremer. Atkinson. & Ignelzi. 1981;
sciously perceived subjective feelings of tension Seymour. 1982: Wallenstein. Heidrich. Kaiko. &
and apprehension and by the increased activity of Houde. 1980) including the visual analogue scale
the autonomous nervous system. It may vary and (VAS [Huskisson. 1974|) which has been rated as
lluctuate in time (Spielberger. Gorush. & Lushene. one of the most reliable and valid means for assess-
1970). ing pain (Gift. 1989). According to some authors there
would be no difference in pain assessment whether the
Likert-type scales (like the NRS) or VAS were used
- Trait anxiety: the relatively stable individual dif-
(Guyatt. Townsend. Berman. & Keler. 1987: Huang.
ferences in the disposition towards anxiety, i.e. the
Wilkie. &Ber>. 1990).
differences between people who tend to respond to
situations they see as threatening with a rise in the
intensity of state anxiety (ibid.).
Physiological parameters
The STAI-X consists of 40 items, distributed into two
scales of 20 items each: one of State, called XI and To have a complete picture of the patients" experience,
one of Trait, called X2. we recorded certain physiological parameters at dif-
ferent times: heart rate (before, during and after the
operation), blood pressure (before, during and after),
oxygen saturation (during) and body temperature (be-
Depressive state fore and after). These were noted on the appropriate
Questionnaire D was used to assess any depressive card after consulting the patients' medical records.
problems. It forms page 8 of battery CBA 2.0. This tool
was created from scratch by the authors of the battery
to measure even the slightest displays of depression Treatment
and to have an easy tool to administer. High scores
The method u.sed was the so-called "brief or very brief
indicate the existence of a depressive condition that
technique, with a duration of somewhere between fif-
may not necessarily be of a clinical nature; a depres-
teen and thirty minutes. The adoption of a uniform
sive state may be secondary to several other disorders
method allowed us to standardise the case histories.
both of a medical and a psychological nature.
Furthermore, the sittings wore carried out by the same
person: in this way a guideline was adopted that was
as coherent as possible and could be repeated, though
Pain with the necessary limitations. The psychotherapist
needed certain inibrmation for a basic knowledge of
To assess the perception of postoperative pain in the the patients. Apart from the diagnosis and the type of
patient we thought it fitting to use a numerical rating surgery that the patient would undergo, it was neces-
scale (NRS) lo which we combined it scale of facial sary to know some characteristics of each patient.
expressions (Faces Pain Rating Scale) made up of spe- such as education, family problems, work, hobbies and
cific graphic elements (drawings of faces expressing anything else that would be useful to describe their
various degrees of pain) which were used to facilitate lifestyle. This information was gathered by the re-
the assessment of the patient's pain, thus improving searchers during the Iirst contact with the patients and
the comprehensibility of the NRS. integrated later on in light of elements arising during
the bricl' interview Ihc iherapisl had with the patienl State anxiety
hefore the sitting.
The Wilcoxon test was used to check if there were
The sitting look place in a secluded place and the pa- any statistically signilicant differences in the scores
tient could choose his own position, either lyint; dinvn recorded in the STAI-XI at the two moments of as-
on the bed or sitting comlorlably in u chair. sessment within each group.
The sitting began with a brief exercise to relax the mus- E.G. Z=-3.784. p=().()()()
cles and relieve tension just before the surgical opera-
C.G. Z=-1.214. p=().225
tion, which was useful for concentraliny the patient's
attention totally on himself. Trance induction was me- The values obtained demonstrate that it was only
dium level i)r slight, the sensory channels could all be within the experimental group that there was a signiti-
involved, but in nuist cases it was the visual one. Then cant change in the score recorded in the state an.viety
the part of the body to be operated on was visualised. test before and after the operation, which highlights
particularly through ihe use ol positive metaphors the significant reduction of the score in the retest.
about one's own body being completely recovered af-
ter the operation. The information about the patient's The application of the preoperative hypnotic method
habits were useful as it enabled us to create ad hoc enabled a significantly lower perception of state anxi-
images for each patient, made to lit their own charac- ety levels.
teristics; the mental images were meant to encourage
the use of one's own resources (hobbies, interests) to
imagine the part of the body healed and the body fully Trait anxiety
restored to health. These visualisations were accom-
The Wilcoxon test enabled us to verify if there were
panied by positive .suggestions about the possibility of
any statistically signilicant differences between the
influencing one's own state of health through thought,
scores recorded in the STAI-X2 at the two moments of
namely that all that we think about ourselves, of our
assessment within each group.
body in its entirety or even small parts of it. may inllu-
ence its state more than we think (a clear referenee
to the mind-body relationship). At the end a thought
was suggested: that the surgical wounds would heal up
3
quickly and that the pain would be less than expected. ? 60
XI XI X2 X2 70
TO TI TO Tl ieo
L.xporinicn 8
lal (irtiup
(Average .
Score) 44.14 30.67 40.33 34.81 30
14 86 34 Z*
20
1 2
Control Moment ot assessment
Group
37.95 34.90 34.86 34.24
Score) Figure 2: Interqroup comparison STAI-X2
Table 1: Anxiety Experimental Group and Control Group
The values obtained demonstrate that it was only Sensory component: day I. U=112.()()(), p=0.006:
within the experimental group that there was a sigiiifi- day 2. U=l()5.5()(). p=0.(){)3: day 3. U=I55.OOO,
cant change in the score recorded in the trait anxiety p={).097: day 4. U^2(){).5()(). p^().6O8.
test before and after the operation, which highlights
the significant reduction of the score in the retest. Affective component: day 1. U=120.()0{). p^O.OIO;
day 2. U=l 19.500. p=().()l(): day 3, U=I70.500,
The patients who underwent preoperative hypnotic p=().2O4; day 4, U=205.500. p=O.7()2.
treatment showed a signitieant reduction of Irait anxi-
These data tell us that, relative to the two variables
ety levels after the operation (sec Figure I and Figure
considered, there is a significant difference between
2).
the two groups in days I and 2, but not in days 3 and
4.
Depressive state
In other words, this means that the patients from the
The Wilcoxon test allowed us to verify whether any experimental group claimed that they felt less pain (on
significant changes were obtained in the scores re- a scale from 0 to R)) both in terms of intensity (sen-
corded in Questionnaire D between the two moments .sory component) and discomfort and unpleasanttiess
of assessment within eaeh group. (affective eoniponcnt) with respect to patients from the
conlrol group (in a statistically significant way) during
E.G. Z=-0.488. p=0.626
the two days after the operation (see Fij^ure 3).
C.G. Z^-1.458, p=0.145
No significant changes were shown either within the
experimental group or the control group in the scores
recorded before and after the surgical intervention.
The preoperative hypnosis sitting shows no significant
effect on the depressive stale of the patienls.
Score)
Com rol Figure 3: Intergroup comparison of the sensory
Group 5.7.,9.)5 4.47M9U 4.2X5714 2.571429 component and affective component of pain
Score)
Physiological parameters
Table 2: Sensory pain
Student s t test for indcpcEident samples was used to
Affective Day 1 Day 2 Day 3 Day 4 compare the experimental group and the control group
for the averages regarding physiological parameters at
pain
Bxperimcntal
the different Eiioments of assessment. The results of
Group 2.7,42., 2.,)9.S23. 3.095238 2.571429 the test did not show any statistically significant dif-
(Average ferences between the experimental group and the con-
Score) trol group in the averages of the various parameters
C onirol Group
(Average 5.190476 4.2S5714 2.7(. 19(15
assessed at different moments.
Score)
treatment.
(Benedetti & Murphy. 1985: Turk. Meichenbaum. &
As can be seen in Figures I ;uid 2, ihere are higher ini- Genest. 1983) have found that high anxiety is likely to
tial levels of state and trait anxiety in the experimental lead to increases in patient's pain perception (although
group than the control group. the authors did not differentiate between pain dimen-
This condition is obviously linked to the random sions).
choice of patients put into the experimental and con- According to Barber (1990. I99I). hypnosis produces
trol groups. more changes in the motivational-affective component
The different preoperative values for state anxiety re- than in the sensory-diseriminative component of pain.
corded by Ihe two groups are due to the different reac- This result was obtained by Price and Barber (1987).
tions of the individual patients to the stressful event. but also other research has conlirmed this information
(Mauer. Burnett. Ouellette, Ironson,, & Dandes. 1999).
The different preoperative values in trait anxiety re- This does not occur in our study, in fact the two com-
ctirded by the two groups are due., however, to the spe- ponents show a rather similar trend. However, in t)ur
cific characteristics of personality for thc individual research it is shown how hypnotic treatment is able to
patients. reduce both the sensory and affective components of
pain (this is a fundamental result and common to other
To go into detail, as far as state anxiety is concerned,
studies).
the experimental patients (Average = 44.14. Standard
Deviation = 11.68) attained higher points than the con- The reduction of pain perception and anxiety in the
trol patients (Average = 37.95. Standard Deviation = patients of the experimental group occurred without
15.44), However, the application of the Mann Whitney the respective reductions in the physiological param-
U test highlighted the fact that there are no significant eters (which in any case may not be linked exclusively
statistical differences between the two groups regard- to these two variables). As far as sensory pain percep-
ing these points (U = 143.000. p = 0.051). Therefore it tion is concerned the laek of, or anyhow the reduced,
can be said that., as far as these data are concerned, the attenuation of involuntary signs of the pain itself (e.g.
two groups belong to the same statistical universe. physiological indices) would agree with the theory of
On the other hand, as far as preoperative administering neodissociation (Hilgard & Hilgard. 1994).
of STA1-X2 is concerned, which assesses trail anxi- The results we have achieved enable us to understand
ety, (experimental group: Average = 40.33. Standard the importance of hypnotic treatment, and mt)re
Deviatitin = 10.92; control group: Average = 34.86. generally psychotherapeutic support techniques, in
Standard Deviation = 10,03). a signilicant difference surgery, in fad. through these indispensable tools it is
was reeorded between the two groups with reference possible to provide appropriate information, instruc-
to these points (Mann Whitney U test = 136.500, p = tion and also suggestion to the patient that must face
0.034). a surgical operation. It is precisely in this way that it
is possible both lo reduce anxiety (particulariy preop-
In conclusion, there is only a stalistically significant
erative) and to allow better treatment of postoperative
difference between the two groups with reference to
pain which, as is well known, if appropriately treated
preoperative trail anxiety, for the above-mentioned
can contribute signilicantly to improving cooperation
reasons.
on the patient's side., and of perioperative morbidity
This situation, however, reinforces the results obtained (assessed in terms of minor incidence of postoperative
by our study concerning the possible advantages that complications and fewer days spent in hospital) which
a patient can benetit from by being subjected to hyp- as a consequence would lower eosts.
notic treatment during thc preoperative period, when
undergoing surgery. In fact, the experimental patients Research shows the ambit of the operation of the so-
(who underwent treatment) recorded a fall in anxi- called "Mind-Body Therapies", or rather those opera-
ety levels (both state and trait) despite starting from tions that include diverse techniques to facilitate the
higher initial levels of preoperative anxiety (though capacity of the mind to influenee the bodily funetions
only different in a statistically signilicant way for trait and symptoms. The aim is therefore to annul the nega-
anxiety) compared to thc control group. The patients tive effects of stress on health, by using the healing po-
of the control group, despite the lower initial levels of tentials inherent in behaviour and positive emotions,
preoperative anxiety (though only different in a statis- induced through various relaxation techniques. The
tically significant way for trait anxiety) did not show Mind-Body therapies are self-regulation techniques.
any statistically significant difference between the or rather all that an individual ean do for himself to
STAl-XI and STAI-X2 points (state and trait anxiety) make the most of the healing potential inherent in
obtained before and af ler surgery. positive emotions.
We v\ould like to point out that various authors Finally, we would like to point out that most research
relating to psychological factors affecting recovery
after surgery has focused on anxiety and pain, li has trot aehieved by means of hypnosis is higher than that
been demonstrated that anxiety plays a decisive role aehieved through other psyehologieal means (Hilgard
in reeovery inasmuch as it is supposed that the anxi- & Hilgard. 1994; Orne, 1980; Turner & Chap-
ety itself increases the level of pain perceived by the man. 1982). For Barber (1996) "no other psychological
patient (Barber. 1982; Benedetti & Murphy, 1985: approach is so effective in giving eomfort from pain
Chaves. 1993; Sternbach. 1986; Turk. Meielienbaum. without producing negative side effects due to medi-
& Genest. 1983). Furthermore it has been ascertained cal treatments of comparable effectiveness""; however
that aeute pain interferes with the body's natural the use of hypnotie methods does not preclude the use
responses of healing and eieatrisation (Hall. 1986; of other treatments, particularly the administration of
Holden-Lund. 1988; Park & Fulton. 1991; Sunnen, painkillers.
1988). increases complications (Yates & Smith. 1989)
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