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Education and Training in Developmental Disabilities, 2008, 43(1), 6176

Division on Developmental Disabilities

Effectiveness of the Picture Exchange Communication System


as a Functional Communication Intervention for Individuals
with Autism Spectrum Disorders: A Practice-Based Research
Synthesis
Kai-Chien Tien
University of Kansas

Abstract: This research synthesis verifies the effectiveness of the Picture Exchange Communication System
(PECS) for improving the functional communication skills of individuals with autism spectrum disorders
(ASD). The research synthesis was focused on the degree to which variations in PECS training are associated
with variations in functional communication outcomes (Dunst, Trivette & Cutspec, 2002). The communi-
cation consequences of PECS were examined in 13 studies, which included 125 participants with ASD who had
been identified as having limited or no functional communication skills. Claims that PECS is an effective
intervention for improving functional communication skills appeared to be supported by the available research
evidence.

The purpose of this practice-based research Psychiatric Association, 2000). In order to ad-
synthesis was to verify the effectiveness of the dress the communication challenges of chil-
Picture Exchange Communication System dren with ASD, behavior analysts, speech-lan-
(PECS) for improving the functional commu- guage pathologists, and special educators
nication skills of individuals with autism spec- increasingly have turned to augmentative and
trum disorders (ASD). The synthesis focused alternative communication (ACC) (Frea, Ar-
on the degree to which variations in the PECS nold, & Vittimberga, 2001). The Picture Ex-
training are associated with variations in func- change Communication System (PECS) is one
tional communication consequences. In gen- of such augmentative communication system
eral terms, a practice-based research synthesis designed to increase functional communica-
differs from more traditional meta-analyses by tion skills and potentially provide a bridge to
systematically examining and unpacking the speech acquisition.
characteristics of practices that are related to The Picture Exchange Communication Sys-
differences in outcomes or consequences. tem been supported by a small number of case
Specifically, this type of analysis focuses more studies and a large body of anecdotal litera-
on understanding how the same or similar ture (Charlop-Christy, Carpenter, Le, Le-
characteristics exert the same or similar ob- Blanc, & Kellet, 2002; Magiati & Howlin 2003;
servable effects and not solely on statistical or Mirenda, 2001; Mirenda & Erickson, 2000).
observation-based relationships between or Thus few published experimental studies have
among these variables. The reader is referred specifically investigated the effectiveness of
to Dunst et al. (2002) for a detailed explana- PECS for children with ASD or other develop-
tion of this framework. mental disabilities. Furthermore, the majority
Individuals diagnosed with ASD share sig- of the anecdotal literatures reviewing the ef-
nificant deficits in communication (American fectiveness of PECS were contributed by its
developers, Andy Bondy and Lori Frost.
Bondy and Frosts first published article
Correspondence concerning this article should (1993) on PECS detailed its use with children
be addressed to Kai-Chien Tien, University of Kan- and adults with developmental disabilities.
sas, 4227 Wimbledon Dr., Lawrence, KS 66047. Specifically, they described the procedures

Functional Communication Intervention / 61


used to train school-based staff in Peru to use behind PECS is that the exchange of a picture
the system over a five-month period. Although for a reinforcing item parallels the communi-
no formal data were collected, the school re- cative exchange that takes place in typical con-
ported that of the 74 students who received versation (Bondy & Frost, 1993, 1994). The
the PECS training, at the end of a 3-month PECS training is based on research and prac-
period, 28 were working on mastering Phase I, tice in the principles of applied behavior anal-
28 were working on mastering Phases II, and ysis. Thus, distinct teaching strategies, rein-
18 were working on mastering Phase III of the forcement strategies, error correction
PECS training protocol. strategies and generalization strategies are es-
In another study, Bondy and Frost (1994) sential for teaching each skill (see Frost &
reported outcomes for 85 noncommunicative Bondy, pp. 46-47).
preschool children with ASD aged 5 years or PECS is different from other communica-
younger. While childrens cognitive abilities tion systems in three main ways: (a) it does not
were not assessed, they were estimated as rang- require prerequisite skills; (b) it was designed
ing from near-normal to profoundly disabled. to address the lack of motivation for social
Over 95% learned to use two or more pictures reinforcement; and (c) it immediately teaches
within the exchange format; almost all initiating, instead of teaching responding be-
learned at least one picture within one month fore initiating (Bondy & Frost, 1994). The
of starting the PECS. For the 66 children who PECS training consists of six phases, which will
used PECS for more than a year, 41 were able be described in detail in the following.
to use speech independently, whereas the re- Phase IHow to Communicate. In this
maining 25 children were using a combina-
phase, the terminal objective is that upon see-
tion of pictures or symbols and speech. All
ing a highly preferred item, the child will
children mastered using pictures or symbols
pick up a picture of the item, reach toward the
to communicate, although not all reached the
communicative partner, and release the pic-
highest levels of PECS. Bondy and Frost
ture into the trainers hand (Frost & Bondy,
(1994) also presented anecdotal data from a
2002, pp. 67). One trainer entices the child
number of single-case and small-group stud-
with an object that is highly desired. As the
ies. Most indicated encouraging results in
child reaches for the desired object, the sec-
terms of increased spontaneous communica-
ond trainer, the facilitator, physically assists
tion and speech and, in some case, decreased
the child in picking up a picture for the de-
behavioral problems.
The impact of PECS on problem behaviors sired object. The first trainer immediately
was also examined in several studies beyond gives the child a reward along with an appro-
that of Bondy and Frost. For example, PECS priate comment, such as Oh, you want
was reported as an effective intervention for a M&M! when he/she receives the picture.
4-year-old with autism to decrease aggressive Phase II Distance and Persistence. In this
behavior in a general education preschool stage, the exchange continues with attempts
classroom (Frea et al., 2001). Dooley, Wilczen- to increase the childs independence. Thus,
ski, and Torem (2001) reported a dramatic the terminal objective is that the child goes to
decrease in problem behaviors and increase in his communication book where his picture is
compliance during transitions following PECS stored, pulls the picture off, goes to the
on a 3-year-old boy with a diagnosis of perva- trainer, gets the trainers attention, and re-
sive developmental disorders (PDD). leases he picture into he trainers hand (Frost
& Bondy, 2002, pp. 93).The child now is en-
couraged to use greater spontaneity and per-
Description of PECS Practice
sistence, and to generalize the skill he ac-
Developed in 1985 by Andrew Bondy and Lori quired. The facilitator is still available for as-
Frost, PECS originally was primarily used for needed assistance. Thus, the child learns to
preschool-age children with ASD and other remove the picture from a display board for
social communicative disorders who displayed the exchange and must engage in more phys-
no functional or socially acceptable speech ical movement than in Phrase I in order to
(Frost & Bondy, 2002, pp. 46). The rationale accomplish the exchange. However, the child

62 / Education and Training in Developmental Disabilities-March 2008


is still encountering only one symbol on a damental shift in the childs communication
board at any one time. as well as the expected outcome from the
Phase III Picture Discrimination. The ter- teachers or peers. That is, it is designed to
minal object for this phase is that the child introduce the child to commenting behavior,
requests desired items by going to a commu- while the previous stages focused on request-
nication book, selecting the appropriate pic- ing behavior. Through the use of pictures for
tures from an array, and going to a communi- I see, I hear, I smell, etc., the child is
cation partner and giving him/her the picture taught to comment on elements of his/her
(Frost & Bondy, 2002, pp.123). In this stage environment.
the child is asked to discriminate between sev-
eral items on a board, choosing which item he
Search Strategy
wants, or which activities he wants to try. The
child begins by answering forms of the ques-
Search Terms
tion What do you want? but these are faded
quickly so the child will make choices sponta- Relevant studies were identified by using the
neously as well as in response to a question. As keywords PECS and Picture Exchange
the child becomes more comfortable making Communication System. The term autism
discriminations, a third item may be added, was used to further restrict the search. Fur-
and so on. ther, an author search was conducted using
Phase IV Sentence Structure. The terminal Andy Bondy and Lori Frost.
objective is that the child requests present and
non-present items using a multi-word phrase
Sources
by going to the book, picking up a picture/
symbol of I want, putting it on a sentence A computer-assisted bibliographic search was
strip, picking out the picture of what she conducted. The Psychological Abstracts (Psy-
wants, putting it on the sentence strip, remov- cINFO), Educational Resources Information
ing the strip from the communication board, Center (ERIC) database, Expanded Academic
and finally approaching the communicative ASAP, Wilson OmniFile, MEDLINE, Disserta-
partner and giving the sentence strip to him tion Abstract Online, Center for International
(Frost & Bondy, 2002, pp.159). Thus, the Rehabilitation Research Information and Ex-
child is taught to combine the object picture change (CIRRIE), and REHABDATA were the
with the carrier phrase I want on a sentence primary information databases searched for
strip and to give the strip to the adult or relevant studies. An online search of the In-
communication partner. The two pictures are ternet via the Google search engine was also
attached to a sentence strip and the entire conducted. The reference lists of all acquired
strip is exchanged with the communicative sources were also reviewed. In addition, hand
partner in return for the pictured item. searches were completed for journal articles,
Phase V Responding to What do you want? book chapters, and books to locate additional
In this stage the child learns to respond to the studies of PECS that may have been omitted
question What do you want? by exchanging from the bibliographic search findings. Fi-
the sentence strip. Thus, this phase extends nally, repeated sweeps of various sources were
the sentence structure begun in Phase IV. Use made until no further studies could be lo-
of the questioning phrase is deliberately de- cated.
layed until this phase because the exchange
behavior should be automatic by that point in
Selection Criteria
the programming sequence (Frost & Bondy,
2002, pp. 209). Adjectives and other words Studies were included in the research synthe-
may be added to the childs repertoire to help sis if they met all the following criteria: (a) the
her further refine her requests. focus of the study was to establish the effec-
Phase VI Commenting. In this finial stage, tiveness of PECS for improving functional
the child learns to respond to the questions communication skills; (b) the PECS training
What do you want? What do you see? was described in sufficient detail to ascertain
What do you have? This phase makes a fun- that the intervention applied in a review study

Functional Communication Intervention / 63


was the same as the intervention described receptive language ages ranged from 1.8 to
under Description of the Practice; (c) individ- 1.9 years, with a mean age of 1.9 years.
uals involved in the study were diagnosed with Participants developmental age was re-
ASD; (d) communication consequences were ported in three studies (Anderson, 2002; Ganz
the major outcome measured; and (e) articles & Simpson, 2004; Kravits, Kamps, Kemmerer,
were written in English. & Potucek, 2002), but different methods were
Exclusion criteria. It was necessary to ex- used for assessment and reporting. One study
clude on study (Cummings & Williams, 2000) (Tincani, 2004) reported participants stan-
that appeared to have met all the inclusion dardized intelligence scores on the Develop-
criteria during the initial phase of the search mental Profile-II. Nine studies (64%) did not
process. Close inspection of the study revealed report any IQ, developmental ages, or other
that the PECS training was only one compo- related information on participants; however,
nent of the treatment so as to warrant its one study (Schwartz et al., 1998) indicated
exclusion. that the participants were identified as having
cognitive delays.
Search Results
Research Designs
Eleven articles, including 13 studies and 125
participants, met the selection criteria and Table 2 summarizes the research design em-
were included in the research synthesis. Table ployed by the studies included in this synthe-
1 shows selected characteristics of the partici- sis. Twelve studies (92%) used single-partici-
pants. Table 2 lists the research designs used pant designs. One study used a retrospective
in the studies, dependent measures, and the analysis of archival data to examine pre-/post-
characteristics of the intervention. intervention outcomes (Schwartz et al., 1998).
Among the 12 studies employing single-par-
ticipant designs, four types of research designs
Participants
were employed. First of all, an AB or a varia-
The 125 participants who participated in the tion of the design was used in four studies
studies all exhibited limited or no functional (Ganz & Simpson, 2004; Heneker & Page,
communication skills (see Table 1). Ages 2003; Magiati & Howlin, 2003). Second, two
ranged from one to twelve years old at the studies employed multiple-baseline design
baseline assessment. Participants gender was across participants (Charlop-Christy et al.,
reported in 10 of the studies (77%). The vast 2002; Jones, 2005) while one study used mul-
majority (65%) of the participants were re- tiple-baseline designed across settings (Kravits
ported as males (female 36, male 68). et al., 2002). Third, two studies used a chang-
Across all the studies, participants ethnicity ing-criterion design to eliminate the need to
was only reported in three studies (Charlop- withdraw the intervention and include several
Christy et al., 2002; Ganz & Simpson, 2004; interventions subphases (Ganz & Simpson;
Tincani, 2004). Liddle, 2001). Last, an alternating-treatments
Participants language age was reported in design was employed in three studies compar-
five studies (36%); however, different meth- ing the effectiveness of PECS and sign lan-
ods were used for assessment and reporting. guage training (Adkins & Axelrod, 2002;
Eight studies (57%) did not report partici- Anderson, 2002; Tincani, 2004).
pants language age, but provided descrip- Three of the 12 single-participant studies
tions of their speech abilities (Adkins & Axel- (25%) reported follow-up data after post treat-
rod, 2002; Ganz & Simpson, 2004; Heneker & ment (Charlop-Christy et al., 2002; Jones,
Page, 2003; Liddle, 2001; Schwartz, Garfinkle, 2005; Schwartz et al., 1998). Length of time
& Bauer, 1998; Tincani, 2004). In the two between post-treatment and follow-up ranged
studies (Charlop-Christy et al., 2002; Jones, from 1 month to 12 months. Two studies con-
2005) that specifically reported expressive and ducted by Heneker and Page (2003) reported
receptive language ages, the participants ex- follow-up results but did not provide data.
pressive language ages ranged from 1.2 to 1.8 In addition, all 12 single-participant studies
years, with a mean age of 1.4; the participants employed outcome measures that require ob-

64 / Education and Training in Developmental Disabilities-March 2008


TABLE 1

Characteristic of Participants

Gender
Chronological Language Age Developmental
Age (years:months)/ Age/IQ/
Study Na M F Ethnicity (years:months) Other Info. Other Info. Diagnosis

Adkins & Axelrod No functional


(2002) 1 1 0 N/A* 7 language N/A PDDb and ADHDc
0:81:6
(CDId 1:31:7
Production) a. Autism
Anderson (2002) 6 4 2 N/A 24 Years
0:81:4 b. PDD
(Bayley)
(CDI
Comprehension)

1:2
a. Ethiopian- (MCDIe Expressive)
American 1:9
Charlop-Christy (PPVTf Receptive)
0 b. American
Chinese-
3 3 3:812 N/A Autism
et al. (2002) 0:101:6
c. Korean- (VABSg
American Communication
Domain)
0:7 Years
(VABS) a. Autism
for 1 child. b. Developmental
a. Asian 2:4 Years delay with autistic
Ganz & Simpson 1 b. American
African- No functional
3 2 3:97:2 (Battelle) characteristics
(2004) language for c. Developmental
c. Caucasian 1 child, delay and speech/
N/A for language impairment
1 child

Heneker & Page No functional


N/A N/A N/A 13 N/A Autism
(2003) language

N/A N/A N/A 45 Limited functional N/A Autism


language

0:101:10
Jones (2005) 5 3 2 N/A 5:18:2 (VABS Adaptive N/A Autism
Communication)
1:91:11
(PPVT Receptive)
1:41:10
(PLSh Expressive)

27% rank
Kravits et al. 2:8 Years
1 0 1 N/A 6 (WPPSI-Ri Verbal Autism
(2002) Behavior) (VABS)
22:5 Years
(PEP-Rj)

Limited or no a. Autism
Liddle (2001) 21 N/A N/A N/A functional N/A b. Severe learning
language disabilities

0:82:8
Magiati &Howlin (VABS
34 29 5 N/A 510:6 N/A Autism
(2003) Communication
Domain)
Limited or no a. Autism
functional Cognitive b. PDD-NOSk
31 22 9 N/A 36 communication delay c. Other develomental
skills disabilities

a. Autism
Schwartz et al. b. Other
18 3 15 N/A 3:35:11 Nonverbal N/A
(1998) developmental
disabilities

Functional Communication Intervention / 65


TABLE 1(Continued)

Gender
Chronological Language Age Developmental
Age (years:months)/ Age/IQ/
Study Na M F Ethnicity (years:months) Other Info. Other Info. Diagnosis

54IQ
a. African- (Develop-
Tincani American No functional mental
2 1 1 5:106:8 Autism
(2004) b. Asian- language ProfileII)
American for1child,
N/Afor1child

Total 125 68 36 112

a
Number of participants.
b
Pervasive developmental disorder.
c
Attention deficit hyperactivity disorder.
d
MacArthur Communicative Development Inventory.
e
Minnesota Child developmental Inventory.
f
Peabody Picture Vocabulary Test.
g
Vineland Adaptive Behavior Scales.
h
Preschool Language Scale.
i
Wechsler Preschool and Primary Scale of Intelligence.
j
Psychoeducational Profile-Revised.
k
Pervasive developmental disorder-not otherwise specified.
* N/A Information not available in the article.

servational coding. Interrater reliability data Tincani, 2004) reported that the participants
were only presented in eight of the studies received three or four phases of the training.
(67%), 5 studies (Adkins & Axelrod, 2002; Treatment fidelity. Information regarding
Heneker & Page, 2003; Liddle, 2001; Magiati & the fidelity of treatment implementation was
Howlin, 2003) did not report reliability data. reported in all the studies. However, fidelity data
were only reported in three studies; the remain-
ing studies (77%) just stated that the treatment
Characteristics of Application of PECS
was implemented according to the procedures
PECS was delivered in a variety of natural described in The Picture Exchange Communication
settings, such as homes and schools, across the System Training Manual (Adkins & Axelrod,
13 studies. With two exceptions, intervention 2002; Charlop-Christy et al., 2002; Ganz & Simp-
agents were reported (85%). PECS was imple- son, 2004; Kravits et al., 2002; Schwartz et al.,
mented specifically by experimenters or 1998) or that the implementers were formally
trained personnel in three studies (Adkins & trained to use PECS (Heneker & Page, 2003;
Axelrod, 2002; Charlop-Christy et al., 2002; Liddle; 2001; Magiati & Howlin, 2003). In the
Ganz & Simpson, 2004), while the remaining three studies that reported fidelity data, two in-
eight studies utilized teachers or parents as dependent observers coded sessions or session
the intervention deliverers. videotapes to establish the implements degree
Selected characteristics of the PECS interven- of adherence to the treatment manual content
tion implemented in each study are also pre- (Anderson, 2002; Jones, 2005; Tincani, 2004).
sented in Table 2. As illustrated, nine studies For those three studies, the mean interobserver
indicated how many phases of the PECS training agreement for treatment fidelity was 93.86%
were conducted; the remaining studies did not (range from 91.675 to 96.8%).
(Adkins & Axelrod, 2002; Heneker & Page,
2003; Schwartz et al., 1998). In five of the studies
Outcomes
that indicated PECS phases, the participants re-
ceived the entire six phases of the PECS train- Participants communication outcomes were
ing. The remaining four studies (Anderson, measured in all the studies using a range of
2002; Ganz & Simpson, 2004; Kravits et al., 2002; data collection methods and a range of re-

66 / Education and Training in Developmental Disabilities-March 2008


TABLE 2

Characteristics of the Research Designs and Interventions

Natural Average
Research Intervention Intervention PECS Length of
Study Designa Dependent Measures Setting Agent Phase Follow-up Fidelityb Reliability

a. Correct responses
Adkins & (S) b. Mastery rate
Axelrod Alternative c. Most preferred Y Experimenters N/A* N/A M N/A
(2002) treatments responding
technique

a. Correct responses
b. Mastery rate
(S) c. Frequency of
Anderson initiation
Alternative N N/A IIII N/A M, O Y
(2002) treatments d. Behavior
e. Eye contact
f. Vocalization.

a. Spoken language
(S) b. Social-
Charlop-Christy 10
Multiple communicative Y Therapists IVI M Y
et al. (2002) months
baseline behavior
c. Problem behavior

a. PECS acquisition
Ganz & (S)
Simpson Changing b. Intelligible words Y Experimenters IIV N/A M Y
(2004) criterion c. Non-word
vocalization

a. Amount of
communication
b. Function of
(S) communication 10
Y Teachers N/A C N/A
O1XO2O3 c. Methods of months
communication
d. Level of adult
Heneker & support
Page (2003) a. Amount of
communication
b. Function of
(S) communication 6
O1XO2O3 Y Teachers N/A C N/A
c. Methods of months
communication
d. Level of adult
support

a. Spontaneous
(S) requests
Jones (2005) Multiple Y N/A IVI 1 month C, O Y
b. Time delay
baseline
c. Generalization

(S) The frequency of Teachers


Kravits et al. Multiple spontaneous Y IIII N/A M Y
(2002) Mother
baseline language

Teachers
(S)
Liddle (2001) Changing PECS acquisition Y Speech and IVI N/A C N/A
criterion language
therapist

spondents. The majority of communication tional coding of sessions videotapes by two


outcomes were measured through two individ- independent observers. Outcomes assessed in-
ual observation reports or through observa- cluded (a) observer reports of mastery rate of

Functional Communication Intervention / 67


TABLE 2(Continued)

Natural Average
Research Intervention Intervention PECS Length of
Study Designa Dependent Measures Setting Agent Phase Follow-up Fidelityb Reliability

Magiati & (S)


Howlin PECS acquisition Y Teachers IVI 6 months C N/A
O1XO2O3
(2003)

Qualitative PECS acquisition Y Teachers IVI N/A M N/A


research

a. Spontaneous
speech
Schwartz et al. b. Communicative
(1998) (S)
XO1O2O3 forms 12
Y Teachers N/A M Y
O4 c. Communicative months
functions
d. Communicative
acts

(S) a. Motor imitation


Tincani (2004) Alternative b. Mands Y Experimenters IIII N/A O Y
treatments c. Word vocalization

* N/A Information not available in the article.


a
(S) Single subject, O Different assessment phases of a study, X PECS intervention phase of study.
b
M Implementer used intervention manual containing strategies of PECS, C Implementer demon-
strated mastery of strategies to acceptable criterion, O Objective observer coded observations for adherence
to PECS during sessions.
c
Y Reliability data reported.

PECS acquisition, (b) frequency of spontane- there was little variation across the 13 studies
ous requests initiated by participants, (c) regarding the specificity of documenting ap-
method and function of the participants com- propriate implementation of PECS.
munication, and (d) number of pictures and For purposes of the synthesis, studies that
spoken words used by the participants follow- lacked data demonstrating implementers
ing introduction of PECS. In addition, partic- mastery of the PECS skills were categorized as
ipants behavior outcomes were measured in having Low Specificity (N 0; 0 %). Studies
three studies, Anderson (2002), Charlop- that provided evidence of implementers mas-
Christy et al. (2002), and Magiati and Howlin tery of PECS skills but did not report any
(2003). The behavior outcomes examined in- treatment-fidelity procedures were catego-
cluded frequency of problem behaviors partic- rized as having Moderate Specificity (N 9;
ipants engaged in and the incidence of frus- 69%). Finally, studies that provided data re-
tration showed by participants. garding implementers skill mastery and the
treatment fidelity procedures used were clas-
sified as High Specificity studies (N 4; 31%).
Synthesis Findings
The studies with High Specificity provided the
Table 3 summarizes the findings of the syn- strongest evidence that change in communi-
thesis regarding the communication out- cation outcomes were a direct consequence of
comes of PECS reported across studies. The the PECS training.
summary includes a description of the influ-
ence of the PECS training on functional com-
Results
munication outcomes as reported in each
study. In addition, it contains information Communication consequence. Across the
about the degree to which change in commu- studies, participants who received the PECS
nication status was demonstrated as a direct training experienced positive gains in func-
result of the PECS training. As illustrated, tional communication skills. Thus, communi-

68 / Education and Training in Developmental Disabilities-March 2008


TABLE 3

Major Findings

Report of Relation to
Study Communication Consequences Other Consequences Generalizationa PECSb

The use of PECS produced The child appeared to be able


a better acquisition rate, to achieve correspondence
more spontaneous to the presented object.
usage, and a higher
generalization rate than
the use of sign language
for the child with PDD.
PECS was a more effective
Adkins & Axelrod method for the child
with PDD, and it Y M
(2002)
generalized under
different conditions.
PECS was the preferred
response method used
by the child.
The child began to imitate
some sounds and one-
syllable words

For the majority of the


children, rates of Five of the six children
acquisition in the PECS demonstrated more eye
condition were contact in the sign language
uniformly faster than condition than in the PECS
rates of acquisition in condition.
the sign language
condition.
Several children began
vocalizing during treatment
in both the sign language
All of the children and PECS conditions.
mastered more items in However, the three children
the PECS condition than who vocalized during
in the sign language correct responding did so
condition. significantly more often in
the sign language condition
than in the PECS condition.
All the children
demonstrated response Tantrum and avoidance
generalization in the behaviors decreased for all
PECS condition; four the children in both PECS
out of the six children and sign language
demonstrated skill
Anderson (2002) conditions. Y H
generalization in the
sign language condition.
Three of the six participants
Three of the children demonstrated significant
appeared to behaviorally increases in positive affect
prefer PECS; the other in the sign language
three children appeared condition, while only one
to behaviorally prefer significant increase was
sign language. found in the PECS
condition.
Two children demonstrated
All the children initiated more self-stimulation in the
with PECS more often sign language condition,
than with sign language while two children engaged
when both modalities in significantly more self-
were available. stimulated in the PECS
condition.
The three children who
appeared to prefer sign
language initiated the
greatest number of sign
trials during the free
choices without PECS
probes.

Functional Communication Intervention / 69


TABLE 3(Continued)

Report of Relation to
Study Communication Consequences Other Consequences Generalizationa PECSb

All the children


demonstrated
approximately 30.7 more
spontaneous initiations
per hour if they were
using sign language than
if they were using PECS.

All three children mastered


PECS use within a
relatively short time.
All children showed
increases in spontaneous/ A 70% or greater reduction was
imitation speech and observed for 10 of 12
Charlop-Christy mean length of utterance. problem behaviors, and four N M
et al. (2002)
All children had collateral problem behaviors were
gain in social- eliminated.
communicative behavior,
such as joint attention
and eye contact, following
the PECS training.

All three children made


progress in mastery of the
PECS system and
demonstrated increases in
average intelligible words
spoken per trial.
All participants began Phase
I without word utterances
or speaking in one-word
utterances and ended
Ganz & phase IV speaking three-
Simpson to four-word-phases. Y M
(2004) All three children began
using longer phrases and
speaking with more
complex syntax by the
end of the PECS training.
One child showed a
decrease in non-word
vocalizations, while one
child showed an increase.
The third one appeared
relatively stable.

The children were using


more sophisticated forms The children did not show an
of communication and increase in spontaneously
need less prompting to do gaining the adults attention.
so.
The children appeared to show
Requesting was the main less frustration and were able
function of to accept the fact that they
communication. could not always have what
Heneker & they had asked for.
Y M
Page (2003) The children were observed
to use symbols as the
main methods of
communication.
The children appeared to
have learned the
importance of needing
somebodys attention
before communicating
with them.

70 / Education and Training in Developmental Disabilities-March 2008


TABLE 3(Continued)

Report of Relation to
Study Communication Consequences Other Consequences Generalizationa PECSb

The children were


spontaneously attempting to
exchange the symbols in 95%
of cases.
Requesting was the main
function of communication.
The children were observed to The children showed an N M
move towards using more increase in spontaneously
formal methods of gaining the adults attention.
communication across all
contexts.
Spontaneous exchange
occurred on average 96% of
the time for all interactions
that involved a symbol.

The PECS training was highly


successful for three of the five
children. They learned to use
target utterances, made gains
in length and variability of
spontaneous utterances,
generalized those gains across
items and people, and
maintained those gains.
One of the five children
showed only minimal change
(no generalization and no
change in variability) in
spontaneous speech. The
remaining one did not show
gains in spontaneity, but did
show important gains in the
prerequisite skill of imitation.
Four out of the five children
showed an increase in their
mean length of utterances for
training items after the PECS
training. Two children increased their
Three children showed an ability to imitate target
Jones (2005) increase in word variation utterances, while one child Y H
during the PECS and time- decreased her ability to
delay sessions. One child imitate.
showed no increases in new
word use after the
preliminary increases seen in
baseline, while one child
introduced new words during
each of the procedural phases
of the study and followup.
Four of the five children began
to use target utterances
spontaneously during PECS
and time-delay sessions. Only
one maintained this ability
during followup, and only
one generalized this ability
across communicative
partners.
One child significantly
increased his ability to
expressively label attributes;
the remaining four children
remained level through
PECS.

Functional Communication Intervention / 71


TABLE 3(Continued)

Report of Relation to
Study Communication Consequences Other Consequences Generalizationa PECSb

The child demonstrated


successful use of PECS.
The childs spontaneous
language, which includes
verbalizations and icon
use, increased with the
intervention.
The child demonstrated
significantly more
initiations and
Kravits et al. verbalizations during Y M
(2002) intervention sessions than
during baseline session.
The child did not
significantly increase the
range of spoken
vocabulary during
intervention.
The duration of the childs
peer interactions
significantly increased.

Twenty of the children


learned to use PECS to
request items, and one
child failed to achieve
phase I.
Eleven out of 20 children
who learned to use PECS
learned to use sentence
strips to request items.
Liddle (2001) The remaining nine Y M
children improved in
their ability to interact
with others by being able
to initiate requesting.
Nine out of 21 children
were been observed to
have increased their
attempts at spoken
language.

The children showed There was a significant


significant improvements reduction in the childrens
in their use of PECS, with total score on the Rimland
the level of PECS, Autism treatment Evaluation
frequency of the PECS Check-list (from a mean of
use, and extent of PECS 74.9, SD 20.98 to 65.1, SD
vocabulary all increasing 20.89, t 3.91, p .001),
over time. indicating an overall
The children were found to improvement in problem
show an improvement in behaviors.
their overall level of
communication. There
Magiati & were increases in the
Howlin Y M
childrens use of the
(2003) other forms of
communication, such as
signs/gestures, spoken
words and phrases.
Changes in the less speech
group were slow to occur,
but became marked over
time. For children with
higher level of speech
large gains occurred
initially, but these tended
to be plateau out.

72 / Education and Training in Developmental Disabilities-March 2008


TABLE 3(Continued)

Report of Relation to
Study Communication Consequences Other Consequences Generalizationa PECSb

14 months on average (range


3-28 months) after the
beginning of PECS training,
children were using the PECS
system in a functional manner
to communicate with adults and
peers. Y M
The children mastered the
fundamental PECS protocol
within 11 months, and learned
to exchange with peers in an
additional 3 months.
Children who learned PECS use
Schwartz et al. the system across settings. Forty-
(1998) four percent of the children
acquired unprompted, non-
echolalic spoken
communication, and all Y M
children demonstrated many
successful communicative
interactions across trained and
untrained functions and
settings.
Children who received training in
one communicative function
demonstrated increased use of
different untrained
communicative functions.

One child with weak hand-motor


imitation skills learned PECS
more rapidly than sign
language. On the other hand,
another child with moderate
imitation skills learned sign
language more rapidly than
Tincani (2004) PECS. Y H
Sign language training produced
more vocalization for both
children; however, a procedural
modification to the PECS
system increased one childs
vocalization to a level similar to
that in sign language training.

a
Y Yes, N No.
b
H High specificity, M moderate specificity, L Low specificity (see text for a more detailed description
of specificity ratings).

cative behavior change was documented in all ported in 23% studies). Furthermore, the
studies. The most commonly reported com- studies that included a follow-up assessment in-
munication consequences of PECS included: dicated maintenances of the gains identified at
(a) successful use of PECS as a communica- the time of posttesting (Charlop-Christy et al.,
tion tool (reported in 100% studies); (b) an 2002; Heneker & Page, 2003; Jones, 2005; Ma-
increase in overall level of communication giati & Howlin, 2003; Schwartz et al., 1998).
and language (reported in 62% studies); (c) The studies that compared PECS against
an increase in spontaneous language/ sign language training demonstrated that
speech/imitation (reported in 46% studies); (a) rates of acquisition in PECS were faster
(d) an increase in initiations of communica- than rates of acquisition in sign language,
tion (reported in 31% studies); and (e) an (b) PECS was the preferred method of com-
increase in mean length of utterance (re- munication for most participants compared

Functional Communication Intervention / 73


to sing language, and (c) PECS was associ- the effects of maturation and those of treat-
ated with significantly greater improvements ments.
for the participants without hand-motor im- Third, the fact that the experimenter him/
itation relative to the sign language training herself implemented the treatment in several
(Adkins & Axelrod, 2002; Anderson, 2002; of the studies could lead to problem with ex-
Tincani, 2004). perimenter bias; that is, the experimenter
Other consequences. Positive behavioral might influence the participants responses.
change was documented in three of the stud- However, this concern is mitigated somewhat
ies (Anderson, 2002; Charlop-Christy et al., by the fact that in most of the studies reviewed
2002; Magiati & Howlin, 2003). The most (62%), the person implementing PECS was
commonly reported behavior consequence someone other than the experimenter.
were significant reductions in problem behav- In summary, a number of common threats
iors. to internal validity were addressed within the
research designs of these studies. Therefore,
despite such potential threats to the general-
Rival Explanations izability of the practice, the synthesis findings
support the effectiveness of the PECS training.
A number of rival explanations might explain
the positive findings reported in the studies
Conclusion
reviewed in this synthesis. However, many of
these rival explanations can be refuted as a The primary focus of this synthesis of the lit-
consequence of the generally high quality of erature was to summarize findings regarding
the research designs. the effectiveness of PECS for enhancing the
First, the fact that studies typically employed functional communication skills of children
observational coding as the primary method with ASD. In brief, the evidence for the inter-
of data collection could have resulted in ob- ventions effectiveness was provided by studies
server or rater bias. However, every study em- that (a) assessed the level of adherence to a
ployed two independent observational data re- standardized treatment protocol (i.e., treat-
corders and sections of different intervention ment fidelity); (b) utilized appropriate and
phases (e.g., baseline, intervention). More- well-executed research designs; (c) used mea-
over, with strong reliability data reported for sures with well-established reliability to assess
eight of the 13 (62%) studies available, con- outcomes; (d) replicated finding across partic-
cerns that measurement variations in mater- ipants; and (e) employed a follow-up compo-
nal interactions were a result of observer bias nent to demonstrate the stability of treatment
are minimized. effects. Taken as a whole, therefore, results of
Second, the positive changes of communi- the studies reviewed provide evidence for the
cation consequences may have been emerged effectiveness of PECS; specifically, PECS is ef-
as part of maturation. However, this possibility fective in enhancing functional communica-
is mitigated by the fact that many behavioral, tion skills of individuals with ASD. Therefore,
social, and communicative deficits exhibited PECS is recommended as an evidence-based
by children with autism spectrum disorders do intervention for this purpose.
not spontaneously remit over time if un- Nevertheless, several points should be con-
treated (American Psychiatric Association, sidered regarding recommending of PECS as
2000). In addition, 12 out of 13 studies used a an evidence-based intervention. First, most of
single-subject design, and single-subject de- the participants of the studies included in this
sign methodology establishes the casual rela- synthesis were male (65%), which most likely
tionship between treatment and outcomes by is a reflection of the differential prevalence
as series of intrasubject or intersubject repli- rates of autism across genders. The pattern of
cations of treatment effect (National Research gains exhibited by the participants was similar
Council, 2001). Furthermore, in single-sub- for males and females, which indicates that
ject, multiple-baseline designs, participants the PECS training had the same effect regard-
serve as their own control group. The pres- less of gender.
ence of a control group can serve to separate Second, children in the studies were diag-

74 / Education and Training in Developmental Disabilities-March 2008


nosed as having ASD. Therefore, PECS can and statistical manual of mental disorders (Rev. ed.).
only be recommended as an evidence-based Washington, DC: Author.
intervention for individual with ASD, rather Anderson, A. E. (2002). Augmentative communica-
than for individuals with other diagnoses. Fur- tion and autism: A comparison of sign language
and the Picture Exchange Communication Sys-
ther research involving individuals with other
tem. (Doctoral dissertation, University of Califor-
types of diagnoses will be needed to deter-
nia, San Diego, 2001). Dissertation Abstracts In-
mine whether or not PECS is effective as a ternational, 62(9-B), 4269.
functional communication intervention for Bondy, A., & Frost, L. (1993). Mands across the
other populations. water: A report on the application of the Picture-
Exchange Communication System in Peru. The
Behavior Analyst, 16, 123128.
Implications for Practice Bondy, A., & Frost, L. (1994). The Picture Exchange
Communication System. Focus on Autistic Behavior,
For practitioners working the children with 9(3), 119.
ASD, there are two primary implications for Charlop-Christy, M., Carpenter, M., Le, L., LeBlanc,
practice that can be derived from this research L., & Kellet, K. (2002). Using the Picture Ex-
synthesis. First, PECS training can easily be change Communication System (PECS) with chil-
incorporated into an individuals usual rou- dren with autism: Assessment of PECS acquisi-
tion, speech, social communicative behavior, and
tine without requiring large-scale changes to
problem behavior. Journal of Applied Behavior Anal-
class or home routines. Thus, similar pro- ysis, 35, 213231.
grams may successfully be implemented by Cummings, A., & Williams, W. (2000). Visual iden-
teachers and parents. Second, the value of tity matching and vocal imitation training with
PECS may lie not only in its ability to enhance children with autism: A surprising finding. Journal
communication skills initially, but also to fa- on Developmental Disabilities, 7, 109 122.
cilitate easy maintenance and application to Dooley, P., Wilczenski, F. L., & Torem, C. (2001).
new situations. This is especially critical when Using an activity schedule to smooth school tran-
considering that other interventions some- sition. Journal of Positive Behavior Analysis, 35, 213
times require constructed environments and, 231.
Dunst, C. J., Trivette, C. M., & Cutspec, P. A. (2002).
therefore, are not likely to generalize outside
Toward an operational definition of evidence-
of specially designed environments.
based practice. Centerscope, 1(1), 110.
In summary, the evidence reviewed in this Frea, W. D., Arnold, C. L., & Vittimberga, G. L.
synthesis supports claims the PECS is effective (2001). A demonstration of the effects of aug-
in enhancing functional communicational mentative communication on the extreme aggres-
skills of children with ASD. In addition, the sive behavior of a child with Autism within an
implications derived from this synthesis sug- integrated preschool setting. Journal of Positive Be-
gested that PECS can be easily integrated into havior Intervention, 3, 194 198.
an individuals usual routing and that the Frost, L., & Bondy, A. (2002). PECS: The Picture
skills acquired from PECS training can be Exchange Communication System training manual.
maintained and generalized across different Newark, DE: Pyramid Educational Products Inc.
Ganz, J. B., & Simpson, R. L. (2004). Effects on
situations. Insofar, PECS is recommended as
communicative requesting and speech develop-
an evidence-based intervention for enhancing
ment of the Picture Exchange Communication
functional communication skills of individuals System in children with characteristics of Autism.
with ASD. However, further research involving Journal of Autism and Developmental Disorders, 34,
individuals with other types of disabilities is 395 490.
recommended. Heneker, S., & Page, L. M. (2003). Functional com-
munication: The impact of PECS. Speech & Lan-
guage Therapy in Practice, Autumn, 1214.
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76 / Education and Training in Developmental Disabilities-March 2008

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